ARIZONA STATE UNIVERSITY FOUNDATION FOR A NEW AMERICAN UNIVERSITY: Form 990, tax year 2012
View the entire original 990 at ProPublica ↗
- Organization
- ARIZONA STATE UNIVERSITY FOUNDATION FOR A NEW AMERICAN UNIVERSITY (EIN 86-6051042)
- Tax period
- 2012-07-01 to 2013-06-30
- Filed
- 2013-11-15
- IRS object ID
- 201303199349311220
- Schema version
- 2012v2.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990
- Schedule A
- Schedule B
- Schedule C
- Schedule D
- Schedule F
- Schedule G
- Schedule I
- Schedule J
- Schedule K
- Schedule L
- Schedule M
- Schedule O
- Schedule R
- Affiliated Group Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2013-11-15T19:10:18-06:00 | Timestamp |
| Tax Period End Date | 2013-06-30 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | GRANT THORNTON LLP | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | ONE CALIFORNIA STREET SUITE 2300 | AddressLine1 |
| City | SAN FRANCISCO | City |
| State | CA | State |
| ZIP Code | 94111 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990 | ReturnType |
| Tax Period Begin Date | 2012-07-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 866051042 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Arizona State University Foundation For A New | BusinessNameLine1 |
| Business Name Line2 | American University | BusinessNameLine2 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| In Care Of Name | % VIRGINIA E FOLTZ CPA | InCareOfName |
| Name Control | ARIZ | NameControl |
| Phone | 4809653759 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO Box 2260 | AddressLine1 |
| Address Line2 | Suite | AddressLine2 |
| City | Tempe | City |
| State | AZ | State |
| ZIP Code | 85280 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | Virginia Foltz | Name |
| Title | VP, CFO & Treasurer | Title |
| Phone | 4809651791 | Phone |
| Date Signed | 2013-11-15 | DateSigned |
| Authorize Third Party | true | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | JOSEPH S DE TRANE | Name |
| Phone | 4159863900 | Phone |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2012 | TaxYear |
| Build TS | 2015-11-30 17:44:51Z | BuildTS |
Form 990 IRS990
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Of Principal Officer Person | RF Shangraw JR | NameOfPrincipalOfficerPerson |
Address Principal Officer US AddressPrincipalOfficerUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 300 E University Dr | AddressLine1 |
| City | Tempe | City |
| State | AZ | State |
| ZIP Code | 85281 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Gross Receipts | 479221881 | GrossReceipts |
| Group Return For Affiliates | false | GroupReturnForAffiliates |
| Organization501c3 | X | Organization501c3 |
| Web Site | www.asufoundation.org | WebSite |
| Type Of Organization Corporation | X | TypeOfOrganizationCorporation |
| Year Formation | 1955 | YearFormation |
| State Legal Domicile | AZ | StateLegalDomicile |
| Activity Or Mission Description | TO ENSURE THE SUCCESS OF ARIZONA STATE UNIVERSITY AS A NEW AMERICAN UNIVERSITY. | ActivityOrMissionDescription |
| Nbr Voting Members Governing Body | 18 | NbrVotingMembersGoverningBody |
| Nbr Independent Voting Members | 16 | NbrIndependentVotingMembers |
| Total Nbr Employees | 233 | TotalNbrEmployees |
| Total Nbr Volunteers | 0 | TotalNbrVolunteers |
| Total Gross UBI | -367468 | TotalGrossUBI |
| Net Unrelated Business Txbl Income | -377222 | NetUnrelatedBusinessTxblIncome |
| Contributions Grants Prior Year | 92735382 | ContributionsGrantsPriorYear |
| Contributions Grants Current Year | 82237898 | ContributionsGrantsCurrentYear |
| Program Service Revenue Prior Year | 4132244 | ProgramServiceRevenuePriorYear |
| Program Service Revenue CY | 4996909 | ProgramServiceRevenueCY |
| Investment Income Prior Year | 28506523 | InvestmentIncomePriorYear |
| Investment Income Current Year | 23376367 | InvestmentIncomeCurrentYear |
| Other Revenue Prior Year | 5900063 | OtherRevenuePriorYear |
| Other Revenue Current Year | 4411325 | OtherRevenueCurrentYear |
| Total Revenue Prior Year | 131274212 | TotalRevenuePriorYear |
| Total Revenue Current Year | 115022499 | TotalRevenueCurrentYear |
| Grants And Similar Amnts Prior Year | 54583425 | GrantsAndSimilarAmntsPriorYear |
| Grants And Similar Amnts CY | 58095813 | GrantsAndSimilarAmntsCY |
| Benefits Paid To Members Prior Year | 0 | BenefitsPaidToMembersPriorYear |
| Benefits Paid To Members CY | 0 | BenefitsPaidToMembersCY |
| Salaries Etc Prior Year | 6357751 | SalariesEtcPriorYear |
| Salaries Etc Current Year | 7021533 | SalariesEtcCurrentYear |
| Total Prof Fundrsng Exp Prior Year | 180000 | TotalProfFundrsngExpPriorYear |
| Total Prof Fundrsng Exp CY | 270569 | TotalProfFundrsngExpCY |
| Total Fundrsng Exp Current Year | 6584948 | TotalFundrsngExpCurrentYear |
| Other Expense Prior Year | 17960117 | OtherExpensePriorYear |
| Other Expenses Current Year | 18267620 | OtherExpensesCurrentYear |
| Total Expenses Prior Year | 79081293 | TotalExpensesPriorYear |
| Total Expenses Current Year | 83655535 | TotalExpensesCurrentYear |
| Revenues Less Expenses Prior Year | 52192919 | RevenuesLessExpensesPriorYear |
| Revenues Less Expenses CY | 31366964 | RevenuesLessExpensesCY |
| Total Assets BOY | 790864238 | TotalAssetsBOY |
| Total Assets EOY | 860858067 | TotalAssetsEOY |
| Total Liabilities BOY | 203787380 | TotalLiabilitiesBOY |
| Total Liabilities EOY | 206142322 | TotalLiabilitiesEOY |
| Net Assets Or Fund Balances BOY | 587076858 | NetAssetsOrFundBalancesBOY |
| Net Assets Or Fund Balances EOY | 654715745 | NetAssetsOrFundBalancesEOY |
| Mission Description | TO ENSURE THE SUCCESS OF ARIZONA STATE UNIVERSITY AS A NEW AMERICAN UNIVERSITY. | MissionDescription |
| Significant New Program Services | false | SignificantNewProgramServices |
| Significant Change | false | SignificantChange |
| Expense | 69650774 | Expense |
| Grants | 58095813 | Grants |
| Revenue | 8399271 | Revenue |
| Description | All program expenses support the education, research, public service and other activities of Arizona State University. | Description |
| Total Program Service Expense | 69650774 | TotalProgramServiceExpense |
| Described In501 C3 | true | DescribedIn501C3 |
| Schedule B Required | true | ScheduleBRequired |
| Political Activities | false | PoliticalActivities |
| Lobbying Activities | true | LobbyingActivities |
| Subject To Proxy Tax | false | SubjectToProxyTax |
| Donor Advised Funds | false | DonorAdvisedFunds |
| Conservation Easements | false | ConservationEasements |
| Collections Of Art | false | CollectionsOfArt |
| Credit Counseling | true | CreditCounseling |
| Term Or Permanent Endowments | true | TermOrPermanentEndowments |
| Report Land Bldg Equip | true | ReportLandBldgEquip |
| Report Invest Oth Securities | true | ReportInvestOthSecurities |
| Report Prog Rel Invest | false | ReportProgRelInvest |
| Report Other Assets | false | ReportOtherAssets |
| Report Other Liabilities | true | ReportOtherLiabilities |
| Report Fin48 Footnote | true | ReportFin48Footnote |
| Independent Audit Financial Stmt | false | IndependentAuditFinancialStmt |
| Consolidated Audit Financial Stmt | true | ConsolidatedAuditFinancialStmt |
| School | false | School |
| Foreign Office | false | ForeignOffice |
| Foreign Activities | true | ForeignActivities |
| More Than5000 K To Organizations | false | MoreThan5000KToOrganizations |
| More Than5000 K To Individuals | false | MoreThan5000KToIndividuals |
| Professional Fundraising | true | ProfessionalFundraising |
| Fundraising Activities | false | FundraisingActivities |
| Gaming | false | Gaming |
| Hospital | false | Hospital |
| Grants To Organizations | true | GrantsToOrganizations |
| Grants To Individuals | false | GrantsToIndividuals |
| Schedule J Required | true | ScheduleJRequired |
| Tax Exempt Bonds | true | TaxExemptBonds |
| Invest Tax Exempt Bonds | true | InvestTaxExemptBonds |
| Escrow Account | false | EscrowAccount |
| On Behalf Of Issuer | false | OnBehalfOfIssuer |
| Excess Benefit Transaction | false | ExcessBenefitTransaction |
| Prior Excess Benefit Transaction | false | PriorExcessBenefitTransaction |
| Loan To Officer Or DQP | false | LoanToOfficerOrDQP |
| Grant To Related Person | false | GrantToRelatedPerson |
| Bsnss Rltnshp With Organization | false | BsnssRltnshpWithOrganization |
| Bsnss Rltnshp Thru Family Member | true | BsnssRltnshpThruFamilyMember |
| Officer Entity With Bsnss Rltnshp | false | OfficerEntityWithBsnssRltnshp |
| Deductible Non Cash Contributions | true | DeductibleNonCashContributions |
| Deductible Contributions Of Art | false | DeductibleContributionsOfArt |
| Terminated | false | Terminated |
| Partial Liquidation | false | PartialLiquidation |
| Disregarded Entity | true | DisregardedEntity |
| Related Entity | true | RelatedEntity |
| Related Org Controlled Entity | true | RelatedOrgControlledEntity |
| Transaction Related Entity | true | TransactionRelatedEntity |
| Transfers To Exempt Non Chrtbl Org | false | TransfersToExemptNonChrtblOrg |
| Activities Conducted Partnership | false | ActivitiesConductedPartnership |
| Schedule O Required | true | ScheduleORequired |
| Number Forms Transmitted With1096 | 205 | NumberFormsTransmittedWith1096 |
| Number W2 G Included | 0 | NumberW2GIncluded |
| Compliance With Backup Witholding | true | ComplianceWithBackupWitholding |
| Number Of Employees | 233 | NumberOfEmployees |
| Employment Tax Returns Filed | true | EmploymentTaxReturnsFiled |
| Unrelated Business Income | true | UnrelatedBusinessIncome |
| Form990-T Filed | true | Form990-TFiled |
| Foreign Financial Account | false | ForeignFinancialAccount |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTrans |
| Taxable Party Notification | false | TaxablePartyNotification |
| Non Deductible Contributions | false | NonDeductibleContributions |
| Quid Pro Quo Contributions | true | QuidProQuoContributions |
| Quid Pro Quo Disclosure | true | QuidProQuoDisclosure |
| Form8282 Property Disposed Of | false | Form8282PropertyDisposedOf |
| Funds To Pay Premiums | false | FundsToPayPremiums |
| Premiums Paid | false | PremiumsPaid |
| Indoor Tanning Services | false | IndoorTanningServices |
| Info In Schedule O Part VI | X | InfoInScheduleOPartVI |
| Nbr Voting Governing Body Members | 18 | NbrVotingGoverningBodyMembers |
| Number Independent Voting Members | 16 | NumberIndependentVotingMembers |
| Family Or Business Relationship | false | FamilyOrBusinessRelationship |
| Delegation Of Management Duties | false | DelegationOfManagementDuties |
| Changes To Organizing Docs | false | ChangesToOrganizingDocs |
| Material Diversion Or Misuse | false | MaterialDiversionOrMisuse |
| Members Or Stockholders | false | MembersOrStockholders |
| Election Of Board Members | false | ElectionOfBoardMembers |
| Decisions Subject To Approval | false | DecisionsSubjectToApproval |
| Minutes Of Governing Body | true | MinutesOfGoverningBody |
| Minutes Of Committees | true | MinutesOfCommittees |
| Officer Mailing Address | false | OfficerMailingAddress |
| Local Chapters | true | LocalChapters |
| Policies Reference Chapters | true | PoliciesReferenceChapters |
| Form990 Provided To Governing Body | true | Form990ProvidedToGoverningBody |
| Conflict Of Interest Policy | true | ConflictOfInterestPolicy |
| Annual Disclosure Covered Persons | true | AnnualDisclosureCoveredPersons |
| Regular Monitoring Enforcement | true | RegularMonitoringEnforcement |
| Whistleblower Policy | true | WhistleblowerPolicy |
| Document Retention Policy | true | DocumentRetentionPolicy |
| Compensation Process CEO | true | CompensationProcessCEO |
| Compensation Process Other | true | CompensationProcessOther |
| Investment In Joint Venture | true | InvestmentInJointVenture |
| Written Policy Or Procedure | true | WrittenPolicyOrProcedure |
| States Where Copy Of Return Is Filed | AK | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | AZ | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | CA | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | HI | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | MN | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | NY | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | OR | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | SC | StatesWhereCopyOfReturnIsFiled |
| Own Website | X | OwnWebsite |
| Upon Request | X | UponRequest |
The Books Are In Care Of TheBooksAreInCareOf
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Person | VIRGINIA E FOLTZ CPA | NamePerson |
| Telephone Number | 4809651791 | TelephoneNumber |
Address US AddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 300 EAST UNIVERSITY DRIVE | AddressLine1 |
| City | Tempe | City |
| State | AZ | State |
| ZIP Code | 85281 | ZIPCode |
Form990 Part VII Section A Form990PartVIISectionA (27 entries)
| TitleTitle | Average Hours Per WeekAverageHoursPerWeek | Average Hours Per Week RelatedAverageHoursPerWeekRelated | Individual Trustee Or DirectorIndividualTrusteeOrDirector | OfficerOfficer | Reportable Comp From OrganizationReportableCompFromOrganization | Reportable Comp From Related OrgsReportableCompFromRelatedOrgs | Other CompensationOtherCompensation | Highest Compensated EmployeeHighestCompensatedEmployee |
|---|---|---|---|---|---|---|---|---|
| William Post | ||||||||
| Chairman | 1.0 | 0.0 | X | X | 0 | 0 | 0 | |
| Tony Corey | ||||||||
| Director | 1.0 | 0.0 | X | 0 | 0 | 0 | ||
| Wayne Doran | ||||||||
| Director | 1.0 | 0.0 | X | 0 | 0 | 0 | ||
| Stephen Evans | ||||||||
| Chair, Real Estate Committee | 2.0 | 0.0 | X | 0 | 0 | 0 | ||
| Juanita Francis | ||||||||
| Director | 1.0 | 0.0 | X | 0 | 0 | 0 | ||
| Ira Fulton | ||||||||
| Director | 1.0 | 0.0 | X | 0 | 0 | 0 | ||
| John Graham | ||||||||
| Chair, Operations Committee | 1.0 | 0.0 | X | 0 | 0 | 0 | ||
| Bob Johnson | ||||||||
| Director | 1.0 | 0.0 | X | 0 | 0 | 0 | ||
| Anne Mariucci | ||||||||
| Director | 1.0 | 0.0 | X | 0 | 0 | 0 | ||
| Morgan Olsen | ||||||||
| Director | 1.0 | 0.0 | X | 0 | 0 | 0 | ||
| Harry Papp | ||||||||
| Chair, Investment Committee | 1.0 | 0.0 | X | 0 | 0 | 0 | ||
| Gary Trujillo | ||||||||
| Director | 1.0 | 0.0 | X | 0 | 0 | 0 | ||
| Michael M Crow | ||||||||
| Director | 1.0 | 0.0 | X | 0 | 0 | 0 | ||
| Kenneth Van Winkle | ||||||||
| Chair, Audit Committee | 1.0 | 0.0 | X | 0 | 0 | 0 | ||
| Greg Vogel | ||||||||
| Director | 1.0 | 0.0 | X | 0 | 0 | 0 | ||
| Scott Wald | ||||||||
| Director | 1.0 | 0.0 | X | 0 | 0 | 0 | ||
| Angelina Yin Cesal | ||||||||
| Director | 1.0 | 0.0 | X | 0 | 0 | 0 | ||
| RF Shangraw Jr | ||||||||
| Director | 60.0 | 1.0 | X | X | 413966 | 0 | 104562 | |
| Scott Crozier | ||||||||
| Director - Partial Year | 1.0 | 0.0 | X | 0 | 0 | 0 | ||
| Craig Weatherup | ||||||||
| Director - Partial Year | 1.0 | 0.0 | X | 0 | 0 | 0 | ||
| Virginia Foltz | ||||||||
| VP, CFO, Treasurer | 50.0 | 3.0 | X | 200679 | 0 | 28613 | ||
| Juliet A Lim | ||||||||
| General Counsel - Partial Year | 40.0 | 0.0 | X | 218044 | 0 | 33596 | ||
| Wellington Reiter | ||||||||
| Senior VP & Mangaging Director | 40.0 | 0.0 | 247635 | 0 | 24335 | X | ||
| Augustine Cheng | ||||||||
| SR.VP & Managing Director AZTE | 40.0 | 0.0 | 492293 | 0 | 40270 | X | ||
| Kenneth J Polasko | ||||||||
| Executive Director AZTE | 40.0 | 0.0 | 242909 | 0 | 27636 | X | ||
| Gretchen Buhlig | ||||||||
| VP Leadership Giving | 40.0 | 0.0 | 227892 | 0 | 11239 | X | ||
| Joshua Friedman | ||||||||
| VP Strategic Philanthropy | 40.0 | 0.0 | 227427 | 0 | 23812 | X | ||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Reportable Comp From Org | 2270845 | TotalReportableCompFromOrg |
| Total Reportable Comp Frm Rltd Orgs | 0 | TotalReportableCompFrmRltdOrgs |
| Total Other Compensation | 294063 | TotalOtherCompensation |
| Number Individuals GT100 K | 37 | NumberIndividualsGT100K |
| Formers Listed | false | FormersListed |
| Total Comp GT150 K | true | TotalCompGT150K |
| Compensation From Other Sources | false | CompensationFromOtherSources |
Contractor Compensation ContractorCompensation (5 entries)
| Address Line1AddressOfContractor/AddressUS/AddressLine1 | CityAddressOfContractor/AddressUS/City | StateAddressOfContractor/AddressUS/State | ZIP CodeAddressOfContractor/AddressUS/ZIPCode | Description Of ServicesDescriptionOfServices | CompensationCompensation |
|---|---|---|---|---|---|
| Cambridge Associates LLC | |||||
| PO Box 10317 | UNIONDALE | NY | 115550317 | Consulting | 1080719 |
| Irell Manella LLP | |||||
| 1800 Avenue of the Stars 900 | LOS ANGELES | CA | 900674276 | Legal | 755497 |
| McDonnell Boehnen Hulbert Berhoff | |||||
| 300 South Wacker Drive Ste 3100 | CHICAGO | IL | 606066709 | Legal | 402075 |
| Coleman Dahm and Associates | |||||
| 4715 North 32nd Street Ste 107 | PHOENIX | AZ | 85018 | Legal | 279840 |
| Fulbright Jaworski LLP | |||||
| 600 Congress Ave Ste 2400 | AUSTIN | TX | 78701 | Legal | 251333 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Number Of Contractors GT100 K | 19 | NumberOfContractorsGT100K |
| All Other Contributions | 82237898 | AllOtherContributions |
| Noncash Contributions | 1259592 | NoncashContributions |
| Total Contributions | 82237898 | TotalContributions |
Program Service Revenue ProgramServiceRevenue (2 entries)
| DescriptionDescription | Business CodeBusinessCode | Total Revenue ColumnTotalRevenueColumn | Related Or Exempt Function IncomeRelatedOrExemptFunctionIncome | Unrelated Business RevenueUnrelatedBusinessRevenue |
|---|---|---|---|---|
| PROGRAM SUPPORT | 541800 | 2209549 | 2208699 | 850 |
| BRICKYARD RENTAL | 531120 | 2787360 | 2787360 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Program Service Revenue | 4996909 | TotalProgramServiceRevenue |
Investment Income InvestmentIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 11300766 | TotalRevenueColumn |
| Unrelated Business Revenue | -368318 | UnrelatedBusinessRevenue |
| Exclusion | $11,669,084 | ExclusionAmount |
Income From Invest Bond Proceeds IncomeFromInvestBondProceeds
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 0 | TotalRevenueColumn |
Royalties Revenue RoyaltiesRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 0 | TotalRevenueColumn |
Gross Rents GrossRents
| Field | Value | IRS element (for citing) |
|---|---|---|
| Real | 1008963 | Real |
Rental Income Or Loss RentalIncomeOrLoss
| Field | Value | IRS element (for citing) |
|---|---|---|
| Real | 1008963 | Real |
| Personal | 0 | Personal |
Net Rental Income Or Loss NetRentalIncomeOrLoss
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 1008963 | TotalRevenueColumn |
| Exclusion | $1,008,963 | ExclusionAmount |
Gross Amount Sales Assets GrossAmountSalesAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | 376274983 | Securities |
Less Cost Oth Basis Sales Expenses LessCostOthBasisSalesExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | 364199382 | Securities |
Gain Or Loss GainOrLoss
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | 12075601 | Securities |
Net Gain Or Loss Investments NetGainOrLossInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 12075601 | TotalRevenueColumn |
| Exclusion | $12,075,601 | ExclusionAmount |
Net Income From Fundraising Events NetIncomeFromFundraisingEvents
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 0 | TotalRevenueColumn |
Net Income From Gaming NetIncomeFromGaming
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 0 | TotalRevenueColumn |
Net Income Or Loss NetIncomeOrLoss
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 0 | TotalRevenueColumn |
Other Revenue Misc OtherRevenueMisc (2 entries)
| DescriptionDescription | Business CodeBusinessCode | Total Revenue ColumnTotalRevenueColumn | Related Or Exempt Function IncomeRelatedOrExemptFunctionIncome |
|---|---|---|---|
| ASSET MANAGEMENT FEES REVENUE | 900099 | 1921060 | 1921060 |
| MISCELLANEOUS | 900099 | 1481302 | 1481302 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Other Revenue | 3402362 | TotalOtherRevenue |
Total Revenue TotalRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 115022499 | TotalRevenueColumn |
| Related Or Exempt Function Income | 8398421 | RelatedOrExemptFunctionIncome |
| Unrelated Business Revenue | -367468 | UnrelatedBusinessRevenue |
| Exclusion | $24,753,648 | ExclusionAmount |
Grants To Domestic Orgs GrantsToDomesticOrgs
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 58095813 | Total |
| Program Services | 58095813 | ProgramServices |
Grants To Domestic Individuals GrantsToDomesticIndividuals
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Foreign Grants ForeignGrants
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Benefits To Members BenefitsToMembers
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Comp Current Officers Directors CompCurrentOfficersDirectors
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 390010 | Total |
| Program Services | 127848 | ProgramServices |
| Management And General | 168310 | ManagementAndGeneral |
| Fundraising | 93852 | Fundraising |
Comp Disqual Persons CompDisqualPersons
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 179717 | Total |
| Fundraising | 179717 | Fundraising |
Other Salaries And Wages OtherSalariesAndWages
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 4973183 | Total |
| Program Services | 888661 | ProgramServices |
| Management And General | 1627445 | ManagementAndGeneral |
| Fundraising | 2457077 | Fundraising |
Pension Plan Contributions PensionPlanContributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 295767 | Total |
| Program Services | 40829 | ProgramServices |
| Management And General | 85423 | ManagementAndGeneral |
| Fundraising | 169515 | Fundraising |
Other Employee Benefits OtherEmployeeBenefits
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 835241 | Total |
| Program Services | 122334 | ProgramServices |
| Management And General | 283952 | ManagementAndGeneral |
| Fundraising | 428955 | Fundraising |
Payroll Taxes PayrollTaxes
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 347615 | Total |
| Program Services | 43675 | ProgramServices |
| Management And General | 108376 | ManagementAndGeneral |
| Fundraising | 195564 | Fundraising |
Fees For Services Management FeesForServicesManagement
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 37200 | Total |
| Program Services | 24800 | ProgramServices |
| Management And General | 12400 | ManagementAndGeneral |
Fees For Services Legal FeesForServicesLegal
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 1506564 | Total |
| Program Services | 1495716 | ProgramServices |
| Management And General | 10848 | ManagementAndGeneral |
Fees For Services Accounting FeesForServicesAccounting
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 182603 | Total |
| Program Services | 47547 | ProgramServices |
| Management And General | 135056 | ManagementAndGeneral |
Fees For Services Lobbying FeesForServicesLobbying
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 124890 | Total |
| Program Services | 124890 | ProgramServices |
Fees For Services Prof Fundraising FeesForServicesProfFundraising
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 270569 | Total |
| Fundraising | 270569 | Fundraising |
Fees For Services Invst Mgmnt Fees FeesForServicesInvstMgmntFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 1338405 | Total |
| Program Services | 582478 | ProgramServices |
| Management And General | 755927 | ManagementAndGeneral |
Fees For Services Other FeesForServicesOther
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 1362550 | Total |
| Program Services | 537584 | ProgramServices |
| Management And General | 410934 | ManagementAndGeneral |
| Fundraising | 414032 | Fundraising |
Advertising Advertising
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 325815 | Total |
| Program Services | 109771 | ProgramServices |
| Management And General | 21350 | ManagementAndGeneral |
| Fundraising | 194694 | Fundraising |
Office Expenses OfficeExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 1570862 | Total |
| Program Services | 245684 | ProgramServices |
| Management And General | 908112 | ManagementAndGeneral |
| Fundraising | 417066 | Fundraising |
Information Technology InformationTechnology
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 382113 | Total |
| Program Services | 6420 | ProgramServices |
| Management And General | 360259 | ManagementAndGeneral |
| Fundraising | 15434 | Fundraising |
Royalties Royalties
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Occupancy Occupancy
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 290567 | Total |
| Program Services | 196109 | ProgramServices |
| Management And General | 94458 | ManagementAndGeneral |
Travel Travel
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 894411 | Total |
| Program Services | 591500 | ProgramServices |
| Management And General | 56000 | ManagementAndGeneral |
| Fundraising | 246911 | Fundraising |
Travel Entrtnmnt Public Officials TravelEntrtnmntPublicOfficials
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Conferences Meetings ConferencesMeetings
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 140272 | Total |
| Program Services | 59597 | ProgramServices |
| Management And General | 33239 | ManagementAndGeneral |
| Fundraising | 47436 | Fundraising |
Interest Interest
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 2095550 | Total |
| Program Services | 1397033 | ProgramServices |
| Management And General | 698517 | ManagementAndGeneral |
Payments To Affiliates PaymentsToAffiliates
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Depreciation Depletion DepreciationDepletion
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 1544238 | Total |
| Program Services | 421760 | ProgramServices |
| Management And General | 1122478 | ManagementAndGeneral |
Insurance Insurance
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 340574 | Total |
| Program Services | 95494 | ProgramServices |
| Management And General | 245080 | ManagementAndGeneral |
Other Expenses OtherExpenses (4 entries)
| DescriptionDescription | TotalTotal | Program ServicesProgramServices | Management And GeneralManagementAndGeneral | FundraisingFundraising |
|---|---|---|---|---|
| FEES & SUBSCRIPTIONS | 416636 | 193978 | 140579 | 82079 |
| MEALS AND CULTIVATION | 3833345 | 2344213 | 117085 | 1372047 |
| BRICKYARD RENTAL EXPENSES | 1780825 | 1780825 | ||
| MISCELLANEOUS | 100200 | 76215 | 23985 |
Total Functional Expenses TotalFunctionalExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 83655535 | Total |
| Program Services | 69650774 | ProgramServices |
| Management And General | 7419813 | ManagementAndGeneral |
| Fundraising | 6584948 | Fundraising |
Cash Non Interest Bearing CashNonInterestBearing
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 0 | BOY |
| EOY | 0 | EOY |
Savings And Temp Cash Investments SavingsAndTempCashInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 8221176 | BOY |
| EOY | 8731037 | EOY |
Pledges And Grants Receivable PledgesAndGrantsReceivable
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 102986763 | BOY |
| EOY | 117781060 | EOY |
Accounts Receivable AccountsReceivable
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 1354074 | BOY |
| EOY | 3001703 | EOY |
Receivables From Officers Etc ReceivablesFromOfficersEtc
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 0 | BOY |
| EOY | 0 | EOY |
Receivables From Disqual Persons ReceivablesFromDisqualPersons
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 0 | BOY |
| EOY | 0 | EOY |
Other Notes Loans Receivable Net OtherNotesLoansReceivableNet
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 0 | BOY |
| EOY | 0 | EOY |
Inventories For Sale Or Use InventoriesForSaleOrUse
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 0 | BOY |
| EOY | 0 | EOY |
Prepaid Expenses Deferred Charges PrepaidExpensesDeferredCharges
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 0 | BOY |
| EOY | 0 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Land Buildings Equipment Basis | 70231700 | LandBuildingsEquipmentBasis |
| Land Bldg Equipment Accum Deprec | 10779508 | LandBldgEquipmentAccumDeprec |
Land Buildings Equipment Basis Net LandBuildingsEquipmentBasisNet
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 59237658 | BOY |
| EOY | 59452192 | EOY |
Investments Pub Traded Securities InvestmentsPubTradedSecurities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 376232113 | BOY |
| EOY | 400357853 | EOY |
Investments Other Securities InvestmentsOtherSecurities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 204690930 | BOY |
| EOY | 234080576 | EOY |
Investments Program Related InvestmentsProgramRelated
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 0 | BOY |
| EOY | 0 | EOY |
Intangible Assets IntangibleAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 0 | BOY |
| EOY | 0 | EOY |
Other Assets Total OtherAssetsTotal
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 38141524 | BOY |
| EOY | 37453646 | EOY |
Total Assets TotalAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 790864238 | BOY |
| EOY | 860858067 | EOY |
Accounts Payable Accrued Expenses AccountsPayableAccruedExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 8247794 | BOY |
| EOY | 5267032 | EOY |
Grants Payable GrantsPayable
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 0 | BOY |
| EOY | 0 | EOY |
Deferred Revenue DeferredRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 0 | BOY |
| EOY | 0 | EOY |
Tax Exempt Bond Liabilities TaxExemptBondLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 66950000 | BOY |
| EOY | 65815000 | EOY |
Escrow Account Liability EscrowAccountLiability
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 103691027 | BOY |
| EOY | 114277353 | EOY |
Loans From Officers Directors LoansFromOfficersDirectors
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 0 | BOY |
| EOY | 0 | EOY |
Mort Notes Pybl Secured Invest Prop MortNotesPyblSecuredInvestProp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 9740000 | BOY |
| EOY | 9120000 | EOY |
Unsecured Notes Loans Payable UnsecuredNotesLoansPayable
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 0 | BOY |
| EOY | 0 | EOY |
Other Liabilities OtherLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 15158559 | BOY |
| EOY | 11662937 | EOY |
Total Liabilities TotalLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 203787380 | BOY |
| EOY | 206142322 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Follow SFAS117 | X | FollowSFAS117 |
Unrestricted Net Assets UnrestrictedNetAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | -974723 | BOY |
| EOY | 13979132 | EOY |
Temporarily Restricted Net Assets TemporarilyRestrictedNetAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 225249825 | BOY |
| EOY | 253477189 | EOY |
Permanently Restricted Net Assets PermanentlyRestrictedNetAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 362801756 | BOY |
| EOY | 387259424 | EOY |
Total Net Assets Fund Balances TotalNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 587076858 | BOY |
| EOY | 654715745 | EOY |
Total Liab Net Assets Fund Balances TotalLiabNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 790864238 | BOY |
| EOY | 860858067 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Info In Schedule O Part XI | X | InfoInScheduleOPartXI |
| Reconcilation Revenue Expenses | 31366964 | ReconcilationRevenueExpenses |
| Reconciliation Unrealized Invest | 45195438 | ReconciliationUnrealizedInvest |
| Reconcilation Other Changes | -8923515 | ReconcilationOtherChanges |
| Method Of Accounting Accrual | X | MethodOfAccountingAccrual |
| Accountant Compile Or Review | false | AccountantCompileOrReview |
| FS Audited | true | FSAudited |
FS Audited Basis FSAuditedBasis
| Field | Value | IRS element (for citing) |
|---|---|---|
| Financial Statement Consolidated | X | FinancialStatementConsolidated |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Audit Committee | true | AuditCommittee |
| Federal Grant Audit Required | false | FederalGrantAuditRequired |
Schedule A IRS990ScheduleA
| Field | Value | IRS element (for citing) |
|---|---|---|
| College Support Org170b1 Aiv | X | CollegeSupportOrg170b1Aiv |
| Contrib By Controlling Individual | false | ContribByControllingIndividual |
| Contribution By Related Party | false | ContributionByRelatedParty |
| Contrib By35 Controlled Entity | false | ContribBy35ControlledEntity |
Gifts Grants Contrib Received170 GiftsGrantsContribReceived170
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 23815614 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 42033850 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 54069576 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 92735382 | CurrentTaxYearMinus1Year |
| Current Tax Year | 82237898 | CurrentTaxYear |
| Total | 294892320 | Total |
Tax Rev Levied For Org Benefit170 TaxRevLeviedForOrgBenefit170
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Value Srvc Fclts Furnished By Govt ValueSrvcFcltsFurnishedByGovt
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Total170 Total170
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 23815614 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 42033850 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 54069576 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 92735382 | CurrentTaxYearMinus1Year |
| Current Tax Year | 82237898 | CurrentTaxYear |
| Total | 294892320 | Total |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Amounts Subst Contributors Total | 90620402 | AmountsSubstContributorsTotal |
| Public Support Total170 | 204271918 | PublicSupportTotal170 |
Gross Investment Income170 GrossInvestmentIncome170
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 14538008 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 9275550 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 9125862 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 15861681 | CurrentTaxYearMinus1Year |
| Current Tax Year | 12309729 | CurrentTaxYear |
| Total | 61110830 | Total |
Net UBI NetUBI
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Other Income170 OtherIncome170
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 0 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 0 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 0 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 0 | CurrentTaxYearMinus1Year |
| Total | 0 | Total |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Support | 356003150 | TotalSupport |
| Gross Receipts From Admissions Etc | 73379960 | GrossReceiptsFromAdmissionsEtc |
| Public Support Pertcentage170 | 0.57379 | PublicSupportPertcentage170 |
| Public Support Pertcent Prior Year | 0.56392 | PublicSupportPertcentPriorYear |
| Thirty Three Percnt Tests CY170 | X | ThirtyThreePercntTestsCY170 |
Schedule B IRS990ScheduleB
Contributor Info ContributorInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor Number | RESTRICTED | ContributorNumber |
Contributor Name Business ContributorNameBusiness
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RESTRICTED | BusinessNameLine1 |
Contributor Address US ContributorAddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | RESTRICTED | AddressLine1 |
| Address Line2 | RESTRICTED | AddressLine2 |
| City | RESTRICTED | City |
| State | RESTRICTED | State |
| ZIP Code | RESTRICTED | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Aggregate Contributions | RESTRICTED | AggregateContributions |
Schedule C IRS990ScheduleC
| Field | Value | IRS element (for citing) |
|---|---|---|
| Org Belongs To Affiliated Group | X | OrgBelongsToAffiliatedGroup |
Total Grassroots Lobbying TotalGrassrootsLobbying
| Field | Value | IRS element (for citing) |
|---|---|---|
| Affiliated Group Totals | 0 | AffiliatedGroupTotals |
Total Direct Lobbying TotalDirectLobbying
| Field | Value | IRS element (for citing) |
|---|---|---|
| Affiliated Group Totals | 124890 | AffiliatedGroupTotals |
Total Lobbying Expenditures TotalLobbyingExpenditures
| Field | Value | IRS element (for citing) |
|---|---|---|
| Affiliated Group Totals | 124890 | AffiliatedGroupTotals |
Other Exempt Purpose Expenditures OtherExemptPurposeExpenditures
| Field | Value | IRS element (for citing) |
|---|---|---|
| Affiliated Group Totals | 69525884 | AffiliatedGroupTotals |
Total Exempt Purpose Expenditures TotalExemptPurposeExpenditures
| Field | Value | IRS element (for citing) |
|---|---|---|
| Affiliated Group Totals | 69650774 | AffiliatedGroupTotals |
Lobbying Nontaxable LobbyingNontaxableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Affiliated Group Totals | 1000000 | AffiliatedGroupTotals |
Grassroots Nontaxable GrassrootsNontaxableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Affiliated Group Totals | 250000 | AffiliatedGroupTotals |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Lobbying Grassroot Minus Non Tx | TotLobbyingGrassrootMinusNonTx | |
| Tot Lobby Expend Mns Lobbying Nontx | TotLobbyExpendMnsLobbyingNontx |
Lobbying Nontaxable Amount2 LobbyingNontaxableAmount2
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year Minus3 | 1000000 | CurrentYearMinus3 |
| Current Year Minus2 | 1000000 | CurrentYearMinus2 |
| Current Year Minus1 | 1000000 | CurrentYearMinus1 |
| Current Year | 1000000 | CurrentYear |
| Total | 4000000 | Total |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Lobbying Ceiling | $6,000,000 | LobbyingCeilingAmount |
Total Lobbying Expenditures2 TotalLobbyingExpenditures2
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year Minus3 | 542087 | CurrentYearMinus3 |
| Current Year Minus2 | 437870 | CurrentYearMinus2 |
| Current Year Minus1 | 345032 | CurrentYearMinus1 |
| Current Year | 124890 | CurrentYear |
| Total | 1449879 | Total |
Grassroots Nontaxable Amount2 GrassrootsNontaxableAmount2
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year Minus3 | 250000 | CurrentYearMinus3 |
| Current Year Minus2 | 250000 | CurrentYearMinus2 |
| Current Year Minus1 | 250000 | CurrentYearMinus1 |
| Current Year | 250000 | CurrentYear |
| Total | 1000000 | Total |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Grassroots Ceiling | $1,500,000 | GrassrootsCeilingAmount |
Grassroots Lobbying Expenditures GrassrootsLobbyingExpenditures
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year Minus3 | 94117 | CurrentYearMinus3 |
| Current Year Minus2 | 59081 | CurrentYearMinus2 |
| Current Year Minus1 | 0 | CurrentYearMinus1 |
| Current Year | 0 | CurrentYear |
| Total | 153198 | Total |
Form990 Schedule C Part IV Form990ScheduleCPartIV
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | As part of its mission, ASU Foundation contributes to lobbying activities | Identifier |
| Explanation | that support higher education in Arizona and the need for adequate funding to provide excellent educational opportunities for Arizona residents. | Explanation |
Schedule D IRS990ScheduleD
| Field | Value | IRS element (for citing) |
|---|---|---|
| Art Public Exhibition Amts | ArtPublicExhibitionAmts | |
| Held Works Of Art Amts | HeldWorksOfArtAmts | |
| Agent Trustee Etc | true | AgentTrusteeEtc |
| Beginning Balance | 1146641 | BeginningBalance |
| Additions During Year | 141049 | AdditionsDuringYear |
| Distributions During Year | 52996 | DistributionsDuringYear |
| Ending Balance | 1234694 | EndingBalance |
| Included On FS | true | IncludedOnFS |
| Explanation In Part XIII | X | ExplanationInPartXIII |
Current Year CurrentYear
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Of Year Balance | 394228823 | BeginningOfYearBalance |
| Contributions | 13841369 | Contributions |
| Investment Earnings Or Losses | 49318255 | InvestmentEarningsOrLosses |
| Other Expenditures | 15285635 | OtherExpenditures |
| Administrative Expenses | 6819888 | AdministrativeExpenses |
| End Of Year Balance | 435282924 | EndOfYearBalance |
Current Year Minus1 Year CurrentYearMinus1Year
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Of Year Balance | 403582918 | BeginningOfYearBalance |
| Contributions | 17233377 | Contributions |
| Investment Earnings Or Losses | -6355550 | InvestmentEarningsOrLosses |
| Other Expenditures | 13688776 | OtherExpenditures |
| Administrative Expenses | 6543146 | AdministrativeExpenses |
| End Of Year Balance | 394228823 | EndOfYearBalance |
Current Year Minus2 Years CurrentYearMinus2Years
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Of Year Balance | 337853340 | BeginningOfYearBalance |
| Contributions | 20682854 | Contributions |
| Investment Earnings Or Losses | 65270036 | InvestmentEarningsOrLosses |
| Other Expenditures | 12769824 | OtherExpenditures |
| Administrative Expenses | 7453488 | AdministrativeExpenses |
| End Of Year Balance | 403582918 | EndOfYearBalance |
Current Year Minus3 Years CurrentYearMinus3Years
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Of Year Balance | 309160513 | BeginningOfYearBalance |
| Contributions | 18146275 | Contributions |
| Investment Earnings Or Losses | 28608138 | InvestmentEarningsOrLosses |
| Other Expenditures | 11558372 | OtherExpenditures |
| Administrative Expenses | 6503214 | AdministrativeExpenses |
| End Of Year Balance | 337853340 | EndOfYearBalance |
Current Year Minus4 Years CurrentYearMinus4Years
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Of Year Balance | 364119943 | BeginningOfYearBalance |
| Contributions | 27311927 | Contributions |
| Investment Earnings Or Losses | -65128525 | InvestmentEarningsOrLosses |
| Other Expenditures | 10606480 | OtherExpenditures |
| Administrative Expenses | 6536352 | AdministrativeExpenses |
| End Of Year Balance | 309160513 | EndOfYearBalance |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Board Designated EOY Balance | 0.00880 | BoardDesignatedEOYBalance |
| Permanent Endowment EOY Balance | 0.79963 | PermanentEndowmentEOYBalance |
| Term Endowment EOY Balance | 0.19157 | TermEndowmentEOYBalance |
| Endowments Held By Unrelated Orgs | false | EndowmentsHeldByUnrelatedOrgs |
| Endowments Held By Related Orgs | false | EndowmentsHeldByRelatedOrgs |
Land Land
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Cost Or Other Basis | 8138498 | InvestmentCostOrOtherBasis |
| Book Value | 8138498 | BookValue |
Buildings Buildings
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Cost Or Other Basis | 37000000 | InvestmentCostOrOtherBasis |
| Other Cost Or Other Basis | 19420517 | OtherCostOrOtherBasis |
| Depreciation | 5503678 | Depreciation |
| Book Value | 50916839 | BookValue |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Leasehold Improvements | LeaseholdImprovements |
Equipment Equipment
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 5672685 | OtherCostOrOtherBasis |
| Depreciation | 5275830 | Depreciation |
| Book Value | 396855 | BookValue |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Land Buildings | OtherLandBuildings | |
| Total Of Book Value Land Buildings | 59452192 | TotalOfBookValueLandBuildings |
| Financial Derivatives | FinancialDerivatives | |
| Closely Held Equity Interests | CloselyHeldEquityInterests |
Other Securities OtherSecurities (52 entries)
| DescriptionDescription | Book ValueBookValue | Method Of ValuationMethodOfValuation |
|---|---|---|
| ADAGE CAPITAL PARTNERS | 50491106 | F |
| GARDNER RUSSO SEMPER VIC PRTN | 33417551 | F |
| SILCHESTER INTL VALUE EQUITY | 24174505 | F |
| TIFF REAL ESTATE PARTNERS II | 2491441 | F |
| PARK ST. NATURAL RESOURCES II | 2673718 | F |
| KAYNE ANDERSON ENERGY FUND V | 2033549 | F |
| COVENTRY RE FUND III-A | 2220922 | F |
| BERKSHIRE MULTIFAMILY FUND II | 2796450 | F |
| RESOURCE CAPITAL VI | 41667 | F |
| DAVIDSON KEMPNER INST PARTNERS | 7182011 | F |
| STARK-SHEPHERD INTERNATIONAL | 195757 | F |
| MASON CAPITAL | 6209071 | F |
| TACONIC OFFSHORE | 4633114 | F |
| INDUS JAPAN | 2616303 | F |
| YORK SELECT UNIT TRUST | 2538917 | F |
| OWL CREEK OVERSEAS | 3414138 | F |
| OCTAVIAN OFFSHORE FUND | 810327 | F |
| GRUSS GLOBAL INVESTORS | 211293 | F |
| BENNETT RESTRUCTURING OFFSHORE | 2816596 | F |
| VALINOR OFFSHORE | 1435587 | F |
| YORK EUROPEAN OPPORTUNITIES | 3803058 | F |
| TIFF PARTNERS V | 3305250 | F |
| PARK ST PRIVATE EQUITY VI | 3772328 | F |
| PARK ST PRIVATE EQUITY VII | 3750135 | F |
| SVB STRATEGIC INVESTORS III | 3943205 | F |
| VARDE FUND X | 5016289 | F |
| TIFF REALTY & RESOURCES II | 3527052 | F |
| INDUS ASIA PACIFIC | 4137912 | F |
| GCM LITTLE ARBOR PARTNERS | 33612 | F |
| KNIGHTHEAD OFFSHORE FUND | 5147040 | F |
| FLUIDIC FUEL CELL | 529819 | F |
| ENERVEST XII-B | 2725214 | F |
| SCOPIA | 3637692 | F |
| SCOUT CAPITAL | 5214346 | F |
| TUV RHEINLAND PTL LLC | 288071 | F |
| BAIN ABSOLUTE RETURN | 3991095 | F |
| CANYON BALANCED FUND | 3988723 | F |
| LUXOR CAPITAL PARTNERS | 4407428 | F |
| DIALECTIC CAPITAL PARTNERS | 3883255 | F |
| ENCAP FLATROCK MIDSTREAM FUND | 469163 | F |
| NEUROTREK, INC. | 77996 | F |
| AXON TECHNOLOGIES CORP | 7966 | F |
| AZTE GREEN TECH INVESTMENT | 1895634 | F |
| WESTBROOK IX | 490925 | F |
| KAYNE ANDERSON ENERGY FUND VI | 257143 | F |
| ENERVEST XIII-C | 111654 | F |
| FORCE CAPITAL | 3197346 | F |
| TIGER CONSUMER PARTNERS | 4048445 | F |
| THIRD POINT | 4199762 | F |
| HEALTH TELL, INC. | 28354 | F |
| HEALIAE DEVELOPMENT | 27925 | F |
| RESOURCE CAPITAL V | 1762716 | F |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Book Value Securities | 234080576 | TotalOfBookValueSecurities |
| Federal Income Tax Liability | 0 | FederalIncomeTaxLiability |
Other Liabilities OtherLiabilities (2 entries)
| DescriptionDescription | AmountAmount |
|---|---|
| OBLIGATIONS UNDER SPLIT-INTEREST AGREEMENTS | $3,969,088 |
| UNREALIZED SWAP LIABILITY | $7,693,849 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Amounts | 11662937 | TotalOfAmounts |
| Footnote In Part XIII | X | FootnoteInPartXIII |
| Tot Revenue Etc Audited Fincl Stmt | 164326328 | TotRevenueEtcAuditedFinclStmt |
| Net Unrealized Gains Investments | 45195438 | NetUnrealizedGainsInvestments |
| Other Revenues | 4756699 | OtherRevenues |
| Revenue Not Rptd F990 | 49952137 | RevenueNotRptdF990 |
| Revenue Subtotal | 114374191 | RevenueSubtotal |
| Investment Expenses Not Included | 648308 | InvestmentExpensesNotIncluded |
| Revenue Not Rptd On Fin Stmt | 648308 | RevenueNotRptdOnFinStmt |
| Total Revenue Per Form990 | 115022499 | TotalRevenuePerForm990 |
| Tot Expenses Etc Audited Fincl Stmt | 100093011 | TotExpensesEtcAuditedFinclStmt |
| Expenses Subtotal | 100093011 | ExpensesSubtotal |
| Investment Expenses Not Included2 | 648308 | InvestmentExpensesNotIncluded2 |
| Other Expenses Not Included | -17085784 | OtherExpensesNotIncluded |
| Expenses Not Rptd On Fin Stmt | -16437476 | ExpensesNotRptdOnFinStmt |
| Total Expenses Per Form990 | 83655535 | TotalExpensesPerForm990 |
Form990 Schedule D Part XIII Form990ScheduleDPartXIII (5 entries)
| IdentifierIdentifier | Return ReferenceReturnReference | ExplanationExplanation |
|---|---|---|
| Custodial Accounts | Schedule D, Part IV, Line 1b | The Arizona State University Foundation For a New American University is the trustee of Taylor Trust FBO ASU Foundation ("Taylor Trust"). Taylor Trust's mission is to establish and maintain the Fred E. Taylor chaired professorship in real estate at the Arizona State University W.P. Carey School of Business. Schedule D, Part IV, Line 2b The Arizona State University Foundation For A New American University holds assets as the trustee of a grantor trust for ASU and holds assets under an investment agreement with ASU Alumni Association. |
| Endowment Use Description | Schedule D, Part V, Line 4 | All endowment expenditures support the education, research, public service and other activities of Arizona State University. |
| Income Taxes | Schedule D, Part X, Line 2 | Management is of the opinion that material positions taken by the Foundation would be upheld under examination. Accordingly, the Foundation has not recorded an income tax liability for uncertain tax positions as of June 30, 2013, and does not anticipate a significant change for the following twelve months. As of June 30, 2013, the Foundation's fiscal years 2009 through 2012 for the federal and 2008 through 2012, for Arizona tax jurisdictions remain open to examination. |
| Schedule D, Part XI, Line 2d | Change in value of split interest agreements $212,982 Change in assets due to other entities (12,493,651) Net Income attributed to Taylor Trust reported on separate tax return 88,053 Brickyard Rental Expenses (1,780,825) ASU Expense Recovery 18,200,381 Revenue Attributed to ASURE reported on separate tax return 529,759 --------------- $4,756,699 | |
| Schedule D, Part XII, Line 4b | ASU Expense Recovery $(18,200,381) Brickyard Rental Expenses 1,780,825 Expense Attributed to ASURE reported on separate tax return (666,228) ---------------- $(17,085,784) |
Schedule F IRS990ScheduleF
Accts Actvs Out US Table AcctsActvsOutUSTable
| Field | Value | IRS element (for citing) |
|---|---|---|
| Region | Central America and the Caribbean | Region |
| Type Of Activities Conducted | Investments | TypeOfActivitiesConducted |
| Total Expenditures | 74570814 | TotalExpenditures |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Subtotal Amount Spent | 74570814 | SubtotalAmountSpent |
| Total Amount Spent | 74570814 | TotalAmountSpent |
| Transfer To Foreign Corp | true | TransferToForeignCorp |
| Interest In Foreign Trust | false | InterestInForeignTrust |
| Own Foreign Corp | true | OwnForeignCorp |
| Passive Foreign Invest Co | true | PassiveForeignInvestCo |
| Foreign Partnership | true | ForeignPartnership |
| Boycott Countries | false | BoycottCountries |
Schedule G IRS990ScheduleG
| Field | Value | IRS element (for citing) |
|---|---|---|
| Mail Solicitations | X | MailSolicitations |
| Email Solicitations | X | EmailSolicitations |
| Phone Solicitations | X | PhoneSolicitations |
| In Person Solicitations | X | InPersonSolicitations |
| Solicitation Of Non Govt Grants | X | SolicitationOfNonGovtGrants |
| Agreement Ref Fundraising | true | AgreementRefFundraising |
Fundraiser Activity Information FundraiserActivityInformation (2 entries)
| Name Of IndividualNameOfIndividual | Address Line1AddressUS/AddressLine1 | CityAddressUS/City | StateAddressUS/State | ZIP CodeAddressUS/ZIPCode | ActivityActivity | Fundraiser Control Of FundsFundraiserControlOfFunds | Gross ReceiptsGrossReceipts | Amount Retained By ContractorAmountRetainedByContractor | Net To OrganizationNetToOrganization |
|---|---|---|---|---|---|---|---|---|---|
| The Eudy Company | 4200 Massachusetts Ave NW 312 | Washington | WA | 20016 | Consulting | false | 6310100 | 225569 | 0 |
| The Hallisey Group | fundraising | false | 940218 | 45000 | 0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Gross Receipts | 7250318 | TotalGrossReceipts |
| Total Retained By Contractors | 270569 | TotalRetainedByContractors |
| Total Net To Organization | 0 | TotalNetToOrganization |
| Licensed States | AZ | LicensedStates |
| Licensed States | CA | LicensedStates |
| Licensed States | CO | LicensedStates |
| Licensed States | HI | LicensedStates |
| Licensed States | ME | LicensedStates |
| Licensed States | MA | LicensedStates |
| Licensed States | MI | LicensedStates |
| Licensed States | MN | LicensedStates |
| Licensed States | NH | LicensedStates |
| Licensed States | NJ | LicensedStates |
| Licensed States | NY | LicensedStates |
| Licensed States | ND | LicensedStates |
| Licensed States | OH | LicensedStates |
| Licensed States | OK | LicensedStates |
| Licensed States | OR | LicensedStates |
| Licensed States | SC | LicensedStates |
| Licensed States | UT | LicensedStates |
| Licensed States | WA | LicensedStates |
Schedule I IRS990ScheduleI
| Field | Value | IRS element (for citing) |
|---|---|---|
| Records Maintained | true | RecordsMaintained |
Recipient Table RecipientTable (9 entries)
| Address Line1AddressUS/AddressLine1 | CityAddressUS/City | StateAddressUS/State | ZIP CodeAddressUS/ZIPCode | EIN Of RecipientEINOfRecipient | IRC SectionIRCSection | Amount Of Cash GrantAmountOfCashGrant | Purpose Of GrantPurposeOfGrant |
|---|---|---|---|---|---|---|---|
| Arizona State University | |||||||
| PO Box 870502 | Tempe | AZ | 85287 | 860196696 | 115 | 57012420 | Program Support |
| ASU Alumni Association | |||||||
| PO Box 873702 | Tempe | AZ | 85287 | 866053009 | 501(c)(3) | 87921 | PROGRAM SUPPORT |
| University of Arkansas | |||||||
| 1 Univ of AR | Fayetteville | AR | 72701 | 716056774 | 501(c)(3) | 467158 | PROGRAM SUPPORT |
| Colorado State University | |||||||
| 6003 Campus Delivery | Fort Collins | CO | 80523 | 846000545 | 115 | 10000 | program support |
| Texas Christian University | |||||||
| TCU Box 297011 | Fort Worth | TX | 76129 | 750827465 | 501(c)(3) | 17800 | program support |
| University of South Carolina | |||||||
| School of Journalism Mass Communi | Columbia | SC | 29208 | 576001153 | 115 | 10000 | Program Support |
| Central Michigan University | |||||||
| Accounting WA 304 | Mt Pleasant | MI | 48859 | 386004447 | 115 | 50000 | Program Support |
| Elon University | |||||||
| 100 Campus Drive | Elon | NC | 27244 | 560532303 | 501(c)(3) | 50000 | Program Support |
| LSU Foundation | |||||||
| 3838 W Lakeshore Dr | Baton Rouge | LA | 70808 | 726020968 | 501(c)(3) | 50000 | Program Support |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Nbr Of501 C3 And Govt Grants | 5 | TotalNbrOf501C3AndGovtGrants |
| Total Nbr Of Other Organizations | 4 | TotalNbrOfOtherOrganizations |
Form990 Schedule I Part IV Form990ScheduleIPartIV
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | Procedure for Monitoring Use of Grant Funds Inside U.S. | Identifier |
| Return Reference | Schedule I, Part I, Line 2 | ReturnReference |
| Explanation | Grants paid consist of funds provided to Arizona State University, its affiliates and other non-profits for ASU related initiatives, which are accounted for and monitored through the use of accounts and account purposes at the time of each disbursement. | Explanation |
Schedule J IRS990ScheduleJ
| Field | Value | IRS element (for citing) |
|---|---|---|
| Travel For Companions | X | TravelForCompanions |
| Idemnification Gross Up Payments | X | IdemnificationGrossUpPayments |
| Housing Allowance Or Residence | X | HousingAllowanceOrResidence |
| Club Dues Or Fees | X | ClubDuesOrFees |
| Written Policy Re T And E Expenses | true | WrittenPolicyReTAndEExpenses |
| Substantiation Required | true | SubstantiationRequired |
| Compensation Committee | X | CompensationCommittee |
| Independent Consultant | X | IndependentConsultant |
| Written Employment Contract | X | WrittenEmploymentContract |
| Board Or Committee Approval | X | BoardOrCommitteeApproval |
| Severance Payment | false | SeverancePayment |
| Supplemental Nonqual Retire Plan | true | SupplementalNonqualRetirePlan |
| Equity Based Comp Arrangement | false | EquityBasedCompArrangement |
| Comp Based On Revenue Of Filing Org | false | CompBasedOnRevenueOfFilingOrg |
| Comp Based On Revenue Related Orgs | false | CompBasedOnRevenueRelatedOrgs |
| Comp Based Net Earnings Filing Org | false | CompBasedNetEarningsFilingOrg |
| Comp Based Net Earnings Relate Orgs | false | CompBasedNetEarningsRelateOrgs |
| Any Non Fixed Payments | true | AnyNonFixedPayments |
| Initial Contract Exception | false | InitialContractException |
Form990 Schedule J Part II Form990ScheduleJPartII (8 entries)
| TitleTitle | Base Compensation Filing OrgBaseCompensationFilingOrg | Comp Based On Related OrgsCompBasedOnRelatedOrgs | Bonus Filing OrgBonusFilingOrg | Bonus Related OrgsBonusRelatedOrgs | Other Compensation Filing OrgOtherCompensationFilingOrg | Other Compensation Related OrgsOtherCompensationRelatedOrgs | Deferred Comp Filing OrgDeferredCompFilingOrg | Deferred Comp Related OrgsDeferredCompRelatedOrgs | Nontaxable Benefits Filing OrgNontaxableBenefitsFilingOrg | Nontaxable Benefits Related OrgsNontaxableBenefitsRelatedOrgs | Total Compensation Filing OrgTotalCompensationFilingOrg | Total Compensation Related OrgsTotalCompensationRelatedOrgs | Comp Report Prior990 Filing OrgCompReportPrior990FilingOrg | Comp Report Prior990 Related OrgsCompReportPrior990RelatedOrgs |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| RF Shangraw Jr | ||||||||||||||
| Director | 413786 | 0 | 0 | 0 | 180 | 0 | 86800 | 0 | 17762 | 0 | 518528 | 0 | 0 | 0 |
| Virginia Foltz | ||||||||||||||
| VP, CFO, Treasurer | 200679 | 0 | 0 | 0 | 0 | 0 | 13500 | 0 | 15113 | 0 | 229292 | 0 | 0 | 0 |
| Juliet A Lim | ||||||||||||||
| General Counsel - Partial Year | 217864 | 0 | 0 | 0 | 180 | 0 | 15750 | 0 | 17846 | 0 | 251640 | 0 | 0 | 0 |
| Wellington Reiter | ||||||||||||||
| Senior VP & Mangaging Director | 246384 | 0 | 0 | 0 | 1251 | 0 | 14583 | 0 | 9752 | 0 | 271970 | 0 | 0 | 0 |
| Augustine Cheng | ||||||||||||||
| SR.VP & Managing Director AZTE | 348587 | 0 | 107250 | 0 | 36456 | 0 | 17500 | 0 | 22770 | 0 | 532563 | 0 | 0 | 0 |
| Kenneth J Polasko | ||||||||||||||
| Executive Director AZTE | 222295 | 0 | 20000 | 0 | 614 | 0 | 16100 | 0 | 11536 | 0 | 270545 | 0 | 0 | 0 |
| Gretchen Buhlig | ||||||||||||||
| VP Leadership Giving | 217685 | 0 | 10000 | 0 | 207 | 0 | 10500 | 0 | 739 | 0 | 239131 | 0 | 0 | 0 |
| Joshua Friedman | ||||||||||||||
| VP Strategic Philanthropy | 207427 | 0 | 20000 | 0 | 0 | 0 | 10500 | 0 | 13312 | 0 | 251239 | 0 | 0 | 0 |
Form990 Schedule J Part III Form990ScheduleJPartIII (5 entries)
| IdentifierIdentifier | Return ReferenceReturnReference | ExplanationExplanation |
|---|---|---|
| Housing allowance | Schedule J, Part I, Line 1a | The Sr VP & Managing Director of AZTE receives a housing allowance. The payments are reported as taxable compensation and reported on Form W-2. |
| Travel for companions | Schedule J, Part I, Line 1a | The SR VP & Managing Director of AZTE receives travel reimbursements for himself and his spouse. The payments are reported as taxable compensation and reported on Form W-2. |
| Tax indemnification and gross-up payments | Schedule J, Part I, Line 1a | The SR VP & Managing Director of AZTE receives tax gross up payments. The payments are reported as taxable compensation and reported on Form W-2. Health or Social Club Dues or initiation fees Schedule J, Part I, Line 1A CEO of ASUF receives membership in a country club. The payments are reported as taxable compensation and reported on Form W-2. Supplemental nonqualified retirement plan Schedule J, Part I, Line 4b As part of the CEO's employment agreement, the Foundation will maintain a supplemental retirement plan. The CEO of ASUF has a severance arrangement as part of his employment agreement which provides for a payment of his base salary payable for the remainder of the term of his employment agreement upon termination without cause. |
| Non-fixed payments | Schedule J, Part I, Line 7 | For Arizona State University Foundation For A New American University, non-fixed payments are based on compensation agreements and success benchmarks stated in employment contracts. The compensation contract for the CEO of Arizona Science and Technology Enterprises (AZTE) allows for the Board of Directors of AZTE to approve discretionary bonuses without fixed amount calculations based on the Board's overall satisfaction of the CEO's performance. |
| Schedule J, Part II | ARIZONA STATE UNIVERSITY FOUNDATION FOR A NEW AMERICAN UNIVERSITY'S FIVE HIGHEST PAID EMPLOYEES INCLUDE Two MEMBERS OF THE MANAGEMENT TEAM OF ITS SUBSIDIARY, ARIZONA SCIENCE AND TECHNOLOGY ENTERPRISES (AZTE). AZTE IS A LIMITED LIABILITY CORPORATION IN WHICH THE ARIZONA STATE UNIVERSITY FOUNDATION FOR A NEW AMERICAN UNIVERSITY IS THE SOLE MEMBER AND PROVIDES TECHNOLOGY TRANSFER SERVICES FOR ARIZONA STATE UNIVERSITY. AS THE SOLE MEMBER, THE ARIZONA STATE UNIVERSITY FOUNDATION FOR A NEW AMERICAN UNIVERSITY HAS DELEGATED RESPONSIBILITY FOR MANAGEMENT OF AZTE TO THE SEVEN-MEMBER BOARD OF DIRECTORS FOR AZTE, INCLUDING OPERATIONAL ACTIVITIES AND COMPENSATION. |
Schedule K IRS990ScheduleK
Form990 Schedule K Part I Form990ScheduleKPartI (2 entries)
| Bond ReferenceBondReferenceCd | Issuer EINIssuerEIN | CUSIP NumberCUSIPNumber | Date IssuedDateIssued | Issue PriceIssuePrice | Description Of PurposeDescriptionOfPurpose | DefeasedDefeased | On Behalf Of IssuerOnBehalfOfIssuer | Pool FinancingPoolFinancing |
|---|---|---|---|---|---|---|---|---|
| Industrial Devlpmt Auth of the City of Tempe AZ | ||||||||
| A | 860439481 | 87972FBD8 | 2003-10-28 | 47673436 | Construct and equip facility | false | false | false |
| Industrial Devlpmt Auth of the City of Tempe AZ | ||||||||
| B | 860439481 | 87972MAB8 | 2004-07-01 | 22420000 | Acquire Improve and Equip Facility | false | false | false |
Form990 Schedule K Part II Form990ScheduleKPartII (2 entries)
| Bond ReferenceBondReferenceCd | Amount RetiredAmountRetired | Amount Bond DefeasedAmountBondDefeased | Total ProceedsTotalProceeds | Amount In Reserve FundAmountInReserveFund | Capitalized InterestCapitalizedInterest | Refunding EscrowRefundingEscrow | Issuance Costs From ProceedsIssuanceCostsFromProceeds | Credit EnhancementCreditEnhancement | Working Capital ExpendituresWorkingCapitalExpenditures | Capital ExpendituresCapitalExpenditures | Other Spent ProceedsOtherSpentProceeds | Amount UnspentAmountUnspent | Year Of Subst CompletionYearOfSubstCompletion | Current RefundingCurrentRefunding | Advance RefundingAdvanceRefunding | Final Allocation MadeFinalAllocationMade | Adequate Books And Recds MaintaindAdequateBooksAndRecdsMaintaind |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| A | 4205000 | 0 | 48246327 | 0 | 4695143 | 0 | 654122 | 518817 | 0 | 42378245 | 0 | 0 | 2005 | false | false | true | true |
| B | 0 | 0 | 22175437 | 650000 | 0 | 0 | 277740 | 0 | 0 | 21247697 | 0 | 0 | 2004 | false | false | true | true |
Form990 Schedule K Part III Form990ScheduleKPartIII (2 entries)
| Bond ReferenceBondReferenceCd | Owning Bond Financed PropertyOwningBondFinancedProperty | Any Lease ArrangementsAnyLeaseArrangements | Mngment Cntrct Bond Financd PrprtyMngmentCntrctBondFinancdPrprty | Any Research AgreementsAnyResearchAgreements | Prcntge Prvt Business Use By OthersPrcntgePrvtBusinessUseByOthers | Total Private Business UseTotalPrivateBusinessUse | Bond Iss Meet Prvt Security Pay TestBondIssMeetPrvtSecurityPayTest | Change In Use Bond Financed PropChangeInUseBondFinancedProp | Remedial Action TakenRemedialActionTaken | Non Qualified Bond Remed ProcdrsNonQualifiedBondRemedProcdrs |
|---|---|---|---|---|---|---|---|---|---|---|
| A | false | true | false | false | 0.02950 | 0.02950 | false | false | false | true |
| B | false | false | false | false | 0.00000 | 0.00000 | false | false | false | true |
Form990 Schedule K Part IV Form990ScheduleKPartIV (2 entries)
| Bond ReferenceBondReferenceCd | Form8038 T FiledForm8038TFiled | Rebate Not Due YetRebateNotDueYet | Exception To RebateExceptionToRebate | No Rebate DueNoRebateDue | Variable Rate IssueVariableRateIssue | Hedge Identified In Books And RecdsHedgeIdentifiedInBooksAndRecds | Gross Proceeds Invested In GICGrossProceedsInvestedInGIC | Business Name Line1NameOfGICProvider/BusinessNameLine1 | Term Of GICTermOfGIC | Regulatory Safe Harbor SatisfiedRegulatorySafeHarborSatisfied | Gross Proceeds InvestedGrossProceedsInvested | Written Proc To Monitor ReqsWrittenProcToMonitorReqs | Term Of HedgeTermOfHedge | Superintegrated HedgeSuperintegratedHedge | Hedge TerminatedHedgeTerminated |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 0 | |||||||||||||||
| A | false | false | false | false | false | false | true | AIG Matched Funding | 3.3 | true | true | true | |||
| Bank of America | |||||||||||||||
| B | false | false | false | false | true | true | false | 0 | true | true | 30. | false | false | ||
Form990 Schedule K Part V Form990ScheduleKPartV (2 entries)
| Bond ReferenceBondReferenceCd | Proc To Undertk Corrective ActionProcToUndertkCorrectiveAction |
|---|---|
| A | true |
| B | true |
Form990 Schedule K Part VI Form990ScheduleKPartVI
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | Schedule K, Part IV, Line 2C | Identifier |
| Return Reference | 0 | ReturnReference |
| Explanation | The following are the dates the rebate computation was performed: A Industrial Devlpmt Auth of the City of Tempe, AZ: 11/19/2008 B Industrial Devlpmt Auth of the City of Tempe, AZ: 7/29/2009 | Explanation |
Schedule L IRS990ScheduleL
Form990 Schedule L Part IV Form990ScheduleLPartIV
Name Of Interested Person NameOfInterestedPerson
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Person | Sybil Francis | NamePerson |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Relationship | Family member of director | Relationship |
| Amount Of Transaction | 179717 | AmountOfTransaction |
| Description Of Transaction | employment | DescriptionOfTransaction |
| Sharing Of Revenues | false | SharingOfRevenues |
Schedule M IRS990ScheduleM
| Field | Value | IRS element (for citing) |
|---|---|---|
| Works Of Art | WorksOfArt | |
| Art Historical Treasures | ArtHistoricalTreasures | |
| Art Fractional Interest | ArtFractionalInterest | |
| Books And Publications | BooksAndPublications | |
| Clothing And Household Goods | ClothingAndHouseholdGoods | |
| Cars And Other Vehicles | CarsAndOtherVehicles | |
| Boats And Planes | BoatsAndPlanes | |
| Intellectual Property | IntellectualProperty |
Securities Publicly Traded SecuritiesPubliclyTraded
| Field | Value | IRS element (for citing) |
|---|---|---|
| Non Cash Checkbox | X | NonCashCheckbox |
| Number Of Contributions | 42 | NumberOfContributions |
| Noncash Contribs Rptd F990 | 1039504 | NoncashContribsRptdF990 |
| Method Of Determining Revenues | FMV | MethodOfDeterminingRevenues |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities Closely Held Stock | SecuritiesCloselyHeldStock | |
| Securities Prtnrshp Trust Intrsts | SecuritiesPrtnrshpTrustIntrsts | |
| Securities Miscellaneous | SecuritiesMiscellaneous | |
| Qualified Contrib Hist Struct | QualifiedContribHistStruct | |
| Qualified Contrib Other | QualifiedContribOther | |
| Real Estate Residential | RealEstateResidential | |
| Real Estate Commercial | RealEstateCommercial |
Real Estate Other RealEstateOther
| Field | Value | IRS element (for citing) |
|---|---|---|
| Non Cash Checkbox | X | NonCashCheckbox |
| Number Of Contributions | 2 | NumberOfContributions |
| Noncash Contribs Rptd F990 | 207880 | NoncashContribsRptdF990 |
| Method Of Determining Revenues | FMV | MethodOfDeterminingRevenues |
Collectibles Collectibles
| Field | Value | IRS element (for citing) |
|---|---|---|
| Non Cash Checkbox | X | NonCashCheckbox |
| Number Of Contributions | 1 | NumberOfContributions |
| Noncash Contribs Rptd F990 | 12208 | NoncashContribsRptdF990 |
| Method Of Determining Revenues | FMV | MethodOfDeterminingRevenues |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Food Inventory | FoodInventory | |
| Drugs And Medical Supplies | DrugsAndMedicalSupplies | |
| Taxidermy | Taxidermy | |
| Historical Artifacts | HistoricalArtifacts | |
| Scientific Specimens | ScientificSpecimens | |
| Archaeological Artifacts | ArchaeologicalArtifacts | |
| Any Property That Must Be Held | false | AnyPropertyThatMustBeHeld |
| Review Process Unusual NC Gifts | true | ReviewProcessUnusualNCGifts |
| Third Parties Used | true | ThirdPartiesUsed |
Form990 Schedule M Part II Form990ScheduleMPartII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | Schedule M, Part I, Line 32b | Identifier |
| Explanation | The Foundation uses a variety of brokerages and service companies to convert non-cash gifts to cash based on the type of non-cash gift received. | Explanation |
Schedule O IRS990ScheduleO
General Explanation GeneralExplanation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | ARIZONA STATE UNIVERSITY FOUNDATION FOR A NEW AMERICAN UNIVERSITY IS | Identifier |
| Return Reference | REFERRED TO AS "ASUF" OR "THE FOUNDATION" IN THIS SCHEDULE | ReturnReference |
| Explanation | Form 990, Part IV, Line 18 and Part V, Line 7a and 7b: ASUF conducts fundraising events for the benefit of Arizona State University (ASU). Event participants receive charitable gift receipts indicating the gross value of the goods received, the fair market value of benefits received by donor, and the net amount that may be considered a charitable contribution. Form 990, Part VI, Line 11b: ASUF's Form 990, Return of Organization Exempt From Income Tax, is prepared by an accounting firm. The draft is submitted to the ASU Foundation for review by management for accuracy of reporting. The board of directors has delegated review of the Form 990 to the Audit Committee. Management and a representative of the accounting firm review the Form 990 with the Audit Committee. Once approved and accepted by the Audit Committee, the form is signed by the CFO and submitted electronically to the IRS and the Board of Directors. Form 990, Part VI, Line 12c: Upon hire and on an annual basis, officers, directors, trustees and key employees are required to disclose any conflicts or potential conflicts relating to their involvement with ASUF. In addition, any time the individuals referred to above become aware of a new conflict, they are required to submit an updated conflict of interest/commitment form to the ASUF General Counsel. Form 990, Part VI, Line 15a: For ASUF, the Board of Directors approves the compensation package for the CEO based on current market comparisons provided by the foundation's Human Resources Department obtained from an independent compensation firm, responsibilites of the position, goals of the foundation and negotiations with the CEO. All other compensation decisions have been delegated to the CEO from the Board of Directors and a similar process is followed for obtaining CEO approval of key employees COMPENSATION. For Arizona Science and Technology Enterprises (AZTE), a single member limited liability company controlled by ASUF, the CEO's compensation contract was reviewed through general counsel of ASUF and general counsel of ASU. It included a compensation comparison performed by a third party service provider and was approved by AZTE's Board of Directors. Form 990, Part VI, Line 19: The ASUF financial statements and Conflict of Interest Policy are available to the public on the organization's website. The organization's governing documents are not available to the public. Form 990, Part VII, Section B, Line 1 and Attachment 1: All of the legal services disclosed in attachment 1 were performed in support of AzTE's technology transfer services to the University and are not related to the primary fundraising services of the Foundation. Form 990, Part IX, Line 24d: In its effort to support ASU, the Foundation and Affiliates perform a broad scope of services that include: fundraising, investment management, technology transfer, advocacy, university branding and marketing, educational awareness, and property financing and management. Certain elements of management and general expenses are driven by the broad scope of the Foundation's role in support of ASU. The ASU Foundation's fundraising expenses support activities that generate contributions that go directly to entities other than itself, such as ASU and other ASU affiliates; thus, not all fundraising results generated through the Foundation's efforts are reflected in the contribution totals on the Foundation's 990. Form 990, Part XI, Line 9: Change in Assets due to Other Entities (12,493,651) Change in Value of Split Interest Agreements 212,982 Change in Value of Unrealized Swap 3,357,154 __________________ Total Other Changes in Net Assets (8,923,515) | Explanation |
Schedule R IRS990ScheduleR
Form990 Schedule R Part I Form990ScheduleRPartI (8 entries)
| Address Line1AddressUS/AddressLine1 | CityAddressUS/City | StateAddressUS/State | ZIP CodeAddressUS/ZIPCode | EINEIN | Primary ActivitiesPrimaryActivities | Legal Domicile StateLegalDomicileState | Total IncomeTotalIncome | EOY AssetsEOYAssets | Business Name Line1DirectControllingEntityName/BusinessNameLine1 |
|---|---|---|---|---|---|---|---|---|---|
| AZ Science and Technology Enterprises | |||||||||
| PO Box 2260 | Tempe | AZ | 85280 | 866051042 | Intellec Prop | AZ | 46557 | 8157406 | ASUF |
| ASUF LLC | |||||||||
| PO Box 2260 | Tempe | AZ | 85280 | 866051042 | Real Estate | AZ | 76545 | 39558290 | ASUF |
| ASUF Brickyard LLC | |||||||||
| PO Box 2260 | Tempe | AZ | 85280 | 866051042 | Real Estate | AZ | 4227893 | 39966638 | ASUF |
| ASUF Scottsdale LLC | |||||||||
| PO Box 2260 | Tempe | AZ | 85280 | 866051042 | Real Estate | AZ | -59418 | 266328 | ASUF |
| ASUF Dupont LLC | |||||||||
| PO Box 2260 | Tempe | AZ | 85280 | 866051042 | Real Estate | AZ | -382 | 17267 | ASUF |
| ISW Technologies LLC | |||||||||
| PO Box 2260 | Tempe | AZ | 85280 | 866051042 | Intellec Prop | AZ | 0 | AZTE | |
| RH Technologies LLC | |||||||||
| PO Box 2260 | Tempe | AZ | 85280 | 866051042 | Intellec Prop | AZ | 0 | 0 | AZTE |
| 3d cell technologies llc | |||||||||
| po box 2260 | tempe | AZ | 85280 | 866051042 | intellec prop | AZ | 0 | 0 | AZTE |
Form990 Schedule R Part II Form990ScheduleRPartII (2 entries)
| Address Line1AddressUS/AddressLine1 | CityAddressUS/City | StateAddressUS/State | ZIP CodeAddressUS/ZIPCode | EINEIN | Primary ActivitiesPrimaryActivities | Legal Domicile StateLegalDomicileState | Exempt Code SectionExemptCodeSection | Public Charity StatusPublicCharityStatus | Business Name Line1DirectControllingEntityName/BusinessNameLine1 | Controlled OrgControlledOrg |
|---|---|---|---|---|---|---|---|---|---|---|
| Taylor Trust FBO ASU Foundation | ||||||||||
| PO Box 2260 | Tempe | AZ | 85280 | 866252445 | Support | AZ | 501 (C )(3) | 11(A) | ASUF | true |
| ASU Research Enterprise | ||||||||||
| University Dr Suite 300E | Tempe | AZ | 85281 | 900868685 | support | AZ | 501 (C )(3) | 9 | ASUF | true |
Form990 Schedule R Part IV Form990ScheduleRPartIV (2 entries)
| Address Line1AddressUS/AddressLine1 | CityAddressUS/City | StateAddressUS/State | ZIP CodeAddressUS/ZIPCode | EINEIN | Primary ActivityPrimaryActivity | Legal Domicile StateLegalDomicileState | Business Name Line1DirectControllingEntityName/BusinessNameLine1 | Type Of EntityTypeOfEntity | Share Of Total IncomeShareOfTotalIncome | Share Of EOY AssetsShareOfEOYAssets | Percentage OwnershipPercentageOwnership | Controlled OrgControlledOrg |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| AZTE Ventures Co | ||||||||||||
| 1475 N Scottsdale Rd Ste 200 | Scottsdale | AZ | 85257 | 270151042 | Solar Energy | AZ | AZTE | C Corp | -67019 | 295840 | 1.00000 | true |
| Charitable Remainder Trust (20) | ||||||||||||
| Charit Rem Tr | ASUF | Trust | true | |||||||||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Receipt Of Int Ann Rents Royalties | false | ReceiptOfIntAnnRentsRoyalties |
| Gift Grant Or Cap Contr To Other Org | false | GiftGrantOrCapContrToOtherOrg |
| Gift Grant Or Cap Contr Fr Other Org | true | GiftGrantOrCapContrFrOtherOrg |
| Loans Or Guarantees To Other Org | true | LoansOrGuaranteesToOtherOrg |
| Loans Or Guarantees From Other Org | false | LoansOrGuaranteesFromOtherOrg |
| Sale Of Assets To Other Org | false | SaleOfAssetsToOtherOrg |
| Purchase Of Assets From Other Org | false | PurchaseOfAssetsFromOtherOrg |
| Exchange Of Assets | false | ExchangeOfAssets |
| Rental Of Facilities To Other Orgs | false | RentalOfFacilitiesToOtherOrgs |
| Rental Of Facilities Fr Other Orgs | false | RentalOfFacilitiesFrOtherOrgs |
| Perform Of Services For Other Orgs | true | PerformOfServicesForOtherOrgs |
| Perform Of Services By Other Orgs | false | PerformOfServicesByOtherOrgs |
| Sharing Of Facilities | false | SharingOfFacilities |
| Sharing Of Paid Employees | true | SharingOfPaidEmployees |
| Reimbursement Paid To Other Org | false | ReimbursementPaidToOtherOrg |
| Reimbursement Paid By Other Org | false | ReimbursementPaidByOtherOrg |
| Other Transfer To Other Org | false | OtherTransferToOtherOrg |
| Other Transfer From Other Org | false | OtherTransferFromOtherOrg |
Transactions Related Orgs Table TransactionsRelatedOrgsTable (3 entries)
| Transaction TypeTransactionType | Amount InvolvedAmountInvolved | Method Of Amt DeterminationMethodOfAmtDetermination |
|---|---|---|
| ASU Research Enterprise | ||
| d | 247405 | cost |
| ASU Research Enterprise | ||
| l | 53650 | cost |
| AZTE | ||
| l | 90000 | cost |
Form990 Schedule R Part VII Form990ScheduleRPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | Form 990, Schedule R, Part IV, Column C | Identifier |
| Explanation | There are 18 charitable trusts with legal domicile in Arizona and 2 charitable trusts with legal domicile in Nevada. | Explanation |
Affiliated Group Schedule AffiliatedGroupSchedule
Affiliated Schedule AffiliatedSchedule (4 entries)
| Address Line1AddressUS/AddressLine1 | CityAddressUS/City | StateAddressUS/State | ZIP CodeAddressUS/ZIPCode | EINEIN | Total Grassroots LobbyingTotalGrassrootsLobbying | Total Direct LobbyingTotalDirectLobbying | Total Lobbying ExpendituresTotalLobbyingExpenditures | Other Exempt Purpose ExpendituresOtherExemptPurposeExpenditures | Total Exempt Purpose ExpendituresTotalExemptPurposeExpenditures | Lobbying NontaxableLobbyingNontaxableAmount | Grassroots NontaxableGrassrootsNontaxableAmount | Tot Lobbying Grassroot Minus NontxTotLobbyingGrassrootMinusNontx | Tot Lobby Expend Mns Lobbying NontxTotLobbyExpendMnsLobbyingNontx | Share Of Excess Lobbying ExpendtrsShareOfExcessLobbyingExpendtrs |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| ASU Foundation for a New Ame | ||||||||||||||
| PO Box 2260 | Tempe | AZ | 852802260 | 866051042 | 0 | 124890 | 124890 | 69525884 | 69650774 | $1,000,000 | $250,000 | 0 | 0 | 0 |
| AZTE Ventures Co | ||||||||||||||
| 1475 North Scottsdale Road Suite 20 | Scottsdale | AZ | 852579908 | 270151042 | 0 | 0 | 0 | 0 | 0 | $0 | $0 | 0 | 0 | 0 |
| ASU Research Enterprise | ||||||||||||||
| PO Box 2260 | Tempe | AZ | 852802260 | 900868685 | 0 | 0 | 0 | 0 | 0 | $0 | $0 | 0 | 0 | 0 |
| Taylor Trust FBO ASU Foundat | ||||||||||||||
| PO Box 2260 | Tempe | AZ | 852802260 | 866252445 | 0 | 0 | 0 | 0 | 0 | $0 | $0 | 0 | 0 | 0 |