HARRY AND ANNE SAGER FOUNDATION: Form 990PF, tax year 2012
View the entire original 990 at ProPublica ↗
- Organization
- HARRY AND ANNE SAGER FOUNDATION (EIN 76-0454743)
- Tax period
- 2012-10-01 to 2013-09-30
- Filed
- 2013-12-19
- IRS object ID
- 201303539349100105
- Schema version
- 2012v2.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- General Explanation Attachment
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2013-12-19T13:23:56-08:00 | Timestamp |
| Tax Period End Date | 2013-09-30 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ROGER GODDARD CPA PC | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 3100 TIMMONS LANE SUITE 440 | AddressLine1 |
| City | HOUSTON | City |
| State | TX | State |
| ZIP Code | 77027 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnType |
| Tax Period Begin Date | 2012-10-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 760454743 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | HARRY AND ANNE SAGER FOUNDATION | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | HARR | NameControl |
| Phone | 7136269483 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 5555 SAN FELIPE | AddressLine1 |
| City | HOUSTON | City |
| State | TX | State |
| ZIP Code | 77056 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | ANDREW KANALY | Name |
| Title | DIRECTOR | Title |
| Phone | 7136269483 | Phone |
| Date Signed | 2013-10-28 | DateSigned |
| Authorize Third Party | true | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | ROGER D GODDARD | Name |
| Phone | 7136225088 | Phone |
| Date Prepared | 2013-12-19 | DatePrepared |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2012 | TaxYear |
| Build TS | 2016-02-25 16:41:14Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exempt PF | X | ExemptPF |
| FMV Assets EOY | 303772 | FMVAssetsEOY |
| Method Of Accounting Cash | X | MethodOfAccountingCash |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Not Required To Attach Schedule B | X | NotRequiredToAttachScheduleB |
| Interest On Savings Rev And Expnss | 3 | InterestOnSavingsRevAndExpnss |
| Interest On Savings Net Invst Incm | 3 | InterestOnSavingsNetInvstIncm |
| Dividends Rev And Expnss | 7087 | DividendsRevAndExpnss |
| Dividends Net Invst Incm | 7087 | DividendsNetInvstIncm |
| Net Gain Sale Assets Rev And Expnss | 16633 | NetGainSaleAssetsRevAndExpnss |
| Gross Sales Price | 101941 | GrossSalesPrice |
| Capital Gain Net Incm Net Invst Incm | 16633 | CapitalGainNetIncmNetInvstIncm |
| Total Revenue And Expenses | 23723 | TotalRevenueAndExpenses |
| Total Net Investment Income | 23723 | TotalNetInvestmentIncome |
| Accounting Fees Rev And Expnss | 1282 | AccountingFeesRevAndExpnss |
| Other Prof Fees Rev And Expnss | 40 | OtherProfFeesRevAndExpnss |
| Other Prof Fees Net Invst Incm | 40 | OtherProfFeesNetInvstIncm |
| Taxes Rev And Expnss | 164 | TaxesRevAndExpnss |
| Tot Opr Expenses Rev And Expnss | 1486 | TotOprExpensesRevAndExpnss |
| Tot Opr Expenses Net Invst Incm | 40 | TotOprExpensesNetInvstIncm |
| Tot Opr Expenses Dsbrs Chrtbl Prps | 0 | TotOprExpensesDsbrsChrtblPrps |
| Contri Gifts Paid Rev And Expnss | 35972 | ContriGiftsPaidRevAndExpnss |
| Contri Gifts Paid Dsbrs Chrtbl Prps | 35972 | ContriGiftsPaidDsbrsChrtblPrps |
| Total Expenses Rev And Expnss | 37458 | TotalExpensesRevAndExpnss |
| Total Expenses Net Invst Incm | 40 | TotalExpensesNetInvstIncm |
| Total Expenses Dsbrs Chrtbl Prps | 35972 | TotalExpensesDsbrsChrtblPrps |
| Excess Of Revenue Over Expenses | -13735 | ExcessOfRevenueOverExpenses |
| Net Investment Income | 23683 | NetInvestmentIncome |
Balance Sheets BalanceSheets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Savings And Temp Cash Invst BOY | 16381 | SavingsAndTempCashInvstBOY |
| Savings And Temp Cash Invst EOY | 30248 | SavingsAndTempCashInvstEOY |
| Savings And Temp Cash Invst EOYFMV | 30248 | SavingsAndTempCashInvstEOYFMV |
| Investments Corp Stock BOY | 195999 | InvestmentsCorpStockBOY |
| Investments Corp Stock EOY | 168176 | InvestmentsCorpStockEOY |
| Investments Corp Stock EOYFMV | 200978 | InvestmentsCorpStockEOYFMV |
| Investments Other BOY | 72842 | InvestmentsOtherBOY |
| Investments Other EOY | 73063 | InvestmentsOtherEOY |
| Investments Other EOYFMV | 72546 | InvestmentsOtherEOYFMV |
| Total Assets BOY | 285222 | TotalAssetsBOY |
| Total Assets EOY | 271487 | TotalAssetsEOY |
| Total Assets EOYFMV | 303772 | TotalAssetsEOYFMV |
| Total Liabilities EOY | 0 | TotalLiabilitiesEOY |
| Org That Do Not Follow SFAS117 | X | OrgThatDoNotFollowSFAS117 |
| Paid In Or Capital Surplus BOY | 13300 | PaidInOrCapitalSurplusBOY |
| Paid In Or Capital Surplus EOY | 13300 | PaidInOrCapitalSurplusEOY |
| Retained Earnings BOY | 271922 | RetainedEarningsBOY |
| Retained Earnings EOY | 258187 | RetainedEarningsEOY |
| Total Net Assets BOY | 285222 | TotalNetAssetsBOY |
| Total Net Assets EOY | 271487 | TotalNetAssetsEOY |
| Total Liabilities Net Assets BOY | 285222 | TotalLiabilitiesNetAssetsBOY |
| Total Liabilities Net Assets EOY | 271487 | TotalLiabilitiesNetAssetsEOY |
Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Net Assets Fund Balances BOY | 285222 | TotalNetAssetsFundBalancesBOY |
| Excess Of Revenue Over Expenses | -13735 | ExcessOfRevenueOverExpenses |
| Subtotal | 271487 | Subtotal |
| Total Net Assets Fund Balances EOY | 271487 | TotalNetAssetsFundBalancesEOY |
Capital Gains And Losses CapitalGainsAndLosses
Capital Gains And Losses Info CapitalGainsAndLossesInfo (56 entries)
| Description Of AssetDescriptionOfAsset | How AcquiredHowAcquired | Date AcquiredDateAcquired | Date SoldDateSold | Gross Sales PriceGrossSalesPrice | DepreciationDepreciation | Cost Or Other BasisCostOrOtherBasis | Gain Or LossGainOrLoss | FMV As Of123169FMVAsOf123169 | Adjusted Basis As Of123169AdjustedBasisAsOf123169 | Excess Of FMV Over Adjusted BasisExcessOfFMVOverAdjustedBasis | Gains Minus Excess Or LossesGainsMinusExcessOrLosses |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Turner Spectrum Fd Inst - 21.799 sh | P | 2011-12-15 | 2012-11-08 | 235 | 0 | 237 | -2 | 0 | 0 | 0 | -2 |
| Turner Spectrum Fd Inst - 502.941 sh | P | 2011-01-21 | 2012-11-08 | 5433 | 0 | 5859 | -426 | 0 | 0 | 0 | -426 |
| Various capital gain dividend distributions | P | 2000-12-05 | 2012-12-28 | 2483 | 0 | 0 | 2483 | 0 | 0 | 0 | 2483 |
| Market Vectors ETF Trust - 71 sh | P | 2012-09-17 | 2013-02-21 | 2705 | 0 | 3818 | -1113 | 0 | 0 | 0 | -1113 |
| Market Vectors ETF Trust - 62 sh | P | 2012-09-17 | 2013-04-03 | 2105 | 0 | 3334 | -1229 | 0 | 0 | 0 | -1229 |
| SPDR Gold Trust - 7 sh | P | 2012-08-22 | 2013-04-29 | 994 | 0 | 1133 | -139 | 0 | 0 | 0 | -139 |
| Various capital gain dividend distributions | P | 2000-12-05 | 2013-04-09 | 160 | 0 | 0 | 160 | 0 | 0 | 0 | 160 |
| SPDR Gold Trust - 45 sh | P | 2009-07-07 | 2013-04-29 | 6392 | 0 | 4090 | 2302 | 0 | 0 | 0 | 2302 |
| Harding Loevner Emerging - 25.879 sh | P | 2012-08-23 | 2013-08-21 | 1173 | 0 | 1217 | -44 | 0 | 0 | 0 | -44 |
| Harding Loevner Emerging - 11.69 sh | P | 2012-12-20 | 2013-08-21 | 530 | 0 | 562 | -32 | 0 | 0 | 0 | -32 |
| American Beacon Stephens - 38.192 sh | P | 2012-12-20 | 2013-08-21 | 604 | 0 | 474 | 130 | 0 | 0 | 0 | 130 |
| American Beacon Stephens - 1.949 sh | P | 2013-04-01 | 2013-08-21 | 31 | 0 | 27 | 4 | 0 | 0 | 0 | 4 |
| Aston Tamro Small Cap Fd - 29.813 sh | P | 2012-12-28 | 2013-08-21 | 674 | 0 | 563 | 111 | 0 | 0 | 0 | 111 |
| Aston Tamro Small Cap - 8.367 sh | P | 2012-12-28 | 2013-08-21 | 189 | 0 | 158 | 31 | 0 | 0 | 0 | 31 |
| Cambiar Small Cap - 4 sh | P | 2012-12-13 | 2013-08-21 | 89 | 0 | 70 | 19 | 0 | 0 | 0 | 19 |
| Federated Strategic Value Dividend - 1.816 sh | P | 2012-12-05 | 2013-08-21 | 10 | 0 | 9 | 1 | 0 | 0 | 0 | 1 |
| Edgewood Growth Retail - 167.923 sh | P | 2012-09-18 | 2013-08-21 | 2628 | 0 | 2306 | 322 | 0 | 0 | 0 | 322 |
| Natixis Vaughan Nelson Small Cap - 15.904 sh | P | 2012-12-21 | 2013-08-21 | 364 | 0 | 305 | 59 | 0 | 0 | 0 | 59 |
| Natixis Vaughan Nelson Small Cap - 1.713 sh | P | 2012-12-21 | 2013-08-21 | 39 | 0 | 33 | 6 | 0 | 0 | 0 | 6 |
| Natixis Vaughan Nelson Small Cap - 6.454 sh | P | 2013-04-09 | 2013-08-21 | 148 | 0 | 133 | 15 | 0 | 0 | 0 | 15 |
| Natixis Vaughan Nelson Small Cap - 2.308 sh | P | 2013-04-09 | 2013-08-21 | 53 | 0 | 48 | 5 | 0 | 0 | 0 | 5 |
| Pimco Investment Grade - 19.934 sh | P | 2012-12-12 | 2013-08-21 | 206 | 0 | 223 | -17 | 0 | 0 | 0 | -17 |
| Pimco Investment Grade - 22.085 sh | P | 2012-12-12 | 2013-08-21 | 228 | 0 | 247 | -19 | 0 | 0 | 0 | -19 |
| Ishares Russell 1000 value - 17 sh | P | 2013-04-05 | 2013-08-21 | 1442 | 0 | 1367 | 75 | 0 | 0 | 0 | 75 |
| Geneva Advs All Cap - 129.811 sh | P | 2011-02-18 | 2013-08-21 | 3292 | 0 | 2938 | 354 | 0 | 0 | 0 | 354 |
| American Beacon Stephens - 6.151 sh | P | 2010-12-30 | 2013-08-21 | 97 | 0 | 76 | 21 | 0 | 0 | 0 | 21 |
| American Beacon Stephens - 45.114 sh | P | 2011-12-30 | 2013-08-21 | 713 | 0 | 516 | 197 | 0 | 0 | 0 | 197 |
| American Beacon Stephens - 260.713 sh | P | 2010-05-13 | 2013-08-21 | 4122 | 0 | 2782 | 1340 | 0 | 0 | 0 | 1340 |
| Aston Tamro Small Cap - 79.494 sh | P | 2009-11-09 | 2013-08-21 | 1798 | 0 | 1234 | 564 | 0 | 0 | 0 | 564 |
| Aston Tamro Small Cap - 6.794 sh | P | 2010-12-29 | 2013-08-21 | 154 | 0 | 145 | 9 | 0 | 0 | 0 | 9 |
| Aston Tamro Small Cap - 36.098 sh | P | 2011-12-29 | 2013-08-21 | 817 | 0 | 663 | 154 | 0 | 0 | 0 | 154 |
| Aston River Road - 202.621 sh | P | 2011-12-23 | 2013-08-21 | 2608 | 0 | 2231 | 377 | 0 | 0 | 0 | 377 |
| Absolute Strategies Fund - 749.392 sh | P | 2009-07-07 | 2013-08-21 | 8373 | 0 | 7179 | 1194 | 0 | 0 | 0 | 1194 |
| Absolute STrategies Fund - .67 sh | P | 2009-12-10 | 2013-08-21 | 7 | 0 | 7 | 0 | 0 | 0 | 0 | 0 |
| Absolute Strategies Fund - 8.956 sh | P | 2011-12-13 | 2013-08-21 | 100 | 0 | 99 | 1 | 0 | 0 | 0 | 1 |
| Gateway Fund - 340.282 sh | P | 2009-07-07 | 2013-08-21 | 9511 | 0 | 7952 | 1559 | 0 | 0 | 0 | 1559 |
| Gateway Fund - 3.274 sh | P | 2009-09-25 | 2013-08-21 | 92 | 0 | 80 | 12 | 0 | 0 | 0 | 12 |
| Harding Loevner Intl - 118.321 sh | P | 2012-03-28 | 2013-08-21 | 1931 | 0 | 1761 | 170 | 0 | 0 | 0 | 170 |
| Johcm Intl Slct Fd - 156.519 sh | P | 2010-12-15 | 2013-08-21 | 2489 | 0 | 2140 | 349 | 0 | 0 | 0 | 349 |
| Cambiar Small Cap - 109.041 sh | P | 2010-12-15 | 2013-08-21 | 2419 | 0 | 1888 | 531 | 0 | 0 | 0 | 531 |
| Cambiar Small Cap 1.583 sh | P | 2011-12-15 | 2013-08-21 | 35 | 0 | 33 | 2 | 0 | 0 | 0 | 2 |
| Invesco Charter Fund - 237.011 sh | P | 2009-07-07 | 2013-08-21 | 4943 | 0 | 2873 | 2070 | 0 | 0 | 0 | 2070 |
| Pimco All Asset - 383.224 sh | P | 2009-07-07 | 2013-08-21 | 4549 | 0 | 4145 | 404 | 0 | 0 | 0 | 404 |
| Pimco All Asset - 12.749 sh | P | 2009-09-17 | 2013-08-21 | 151 | 0 | 149 | 2 | 0 | 0 | 0 | 2 |
| Federated Strategic Value Dividend - 951.775 sh | P | 2011-10-27 | 2013-08-21 | 5148 | 0 | 4588 | 560 | 0 | 0 | 0 | 560 |
| Natixis Vaughan Nelson Small Cap - 66.589 sh | P | 2009-04-21 | 2013-08-21 | 1525 | 0 | 1127 | 398 | 0 | 0 | 0 | 398 |
| Natixis Vaughan Nelson Small Cap - 4.479 sh | P | 2011-12-27 | 2013-08-21 | 103 | 0 | 82 | 21 | 0 | 0 | 0 | 21 |
| Natixis Vaughan Nelson Small Cap - 45.974 sh | P | 2011-12-27 | 2013-08-21 | 1053 | 0 | 838 | 215 | 0 | 0 | 0 | 215 |
| Natixis Vaughan Nelson Small Cap - 4.109 sh | P | 2012-04-10 | 2013-08-21 | 94 | 0 | 78 | 16 | 0 | 0 | 0 | 16 |
| Natixis Vaughan Nelson Small Cap - .581 sh | P | 2012-04-10 | 2013-08-21 | 13 | 0 | 11 | 2 | 0 | 0 | 0 | 2 |
| Driehaus Acitve Income - 130.54 sh | P | 2010-12-21 | 2013-08-21 | 1400 | 0 | 1436 | -36 | 0 | 0 | 0 | -36 |
| FPA New Income - 338.462 sh | P | 2011-08-31 | 2013-08-21 | 3500 | 0 | 3672 | -172 | 0 | 0 | 0 | -172 |
| Pimco Investment Grade - 316.363 sh | P | 2010-03-24 | 2013-08-21 | 3266 | 0 | 3527 | -261 | 0 | 0 | 0 | -261 |
| Ishares DJ Select Div - 29 sh | P | 2012-06-01 | 2013-08-21 | 1886 | 0 | 1572 | 314 | 0 | 0 | 0 | 314 |
| Ishares Tr Russell 1000 Growth - 41 sh | P | 2009-07-07 | 2013-08-21 | 3085 | 0 | 1628 | 1457 | 0 | 0 | 0 | 1457 |
| Ishares Tr Russell 1000 growth - 85 sh | P | 2010-05-14 | 2013-08-21 | 6395 | 0 | 4288 | 2107 | 0 | 0 | 0 | 2107 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | 16633 | CapitalGainNetIncome |
| Net Short Term Capital Gain Or Loss | -1817 | NetShortTermCapitalGainOrLoss |
Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable For4942 Tax | false | LiableFor4942Tax |
| Qualifying Distributions Year1 | 43236 | QualifyingDistributionsYear1 |
| Noncharitable Assets Year1 | 327559 | NoncharitableAssetsYear1 |
| Distribution Ratio Year1 | 0.131995 | DistributionRatioYear1 |
| Qualifying Distributions Year2 | 49346 | QualifyingDistributionsYear2 |
| Noncharitable Assets Year2 | 369408 | NoncharitableAssetsYear2 |
| Distribution Ratio Year2 | 0.133581 | DistributionRatioYear2 |
| Noncharitable Assets Year3 | 356428 | NoncharitableAssetsYear3 |
| Distribution Ratio Year3 | 0.000000 | DistributionRatioYear3 |
| Qualifying Distributions Year4 | 50210 | QualifyingDistributionsYear4 |
| Noncharitable Assets Year4 | 352510 | NoncharitableAssetsYear4 |
| Distribution Ratio Year4 | 0.142436 | DistributionRatioYear4 |
| Qualifying Distributions Year5 | 84932 | QualifyingDistributionsYear5 |
| Noncharitable Assets Year5 | 492967 | NoncharitableAssetsYear5 |
| Distribution Ratio Year5 | 0.172287 | DistributionRatioYear5 |
| Total Distribution Ratio | 0.580299 | TotalDistributionRatio |
| Average Distribution Ratio | 0.116060 | AverageDistributionRatio |
| Net Noncharitable Assets | 312962 | NetNoncharitableAssets |
| Adjusted Noncharitable Assets | 36322 | AdjustedNoncharitableAssets |
| One Percent Net Investment Income | 237 | OnePercentNetInvestmentIncome |
| Adj Nonchrtbl Assets And One | 36559 | AdjNonchrtblAssetsAndOnePct |
| Qualifying Distributions | 35972 | QualifyingDistributions |
Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | 474 | InvestmentIncomeExciseTax |
| Tax Under Section511 | 0 | TaxUnderSection511 |
| Subtotal | 474 | Subtotal |
| Tax Based On Investment Income | 474 | TaxBasedOnInvestmentIncome |
| Tax Paid Original Return | 0 | TaxPaidOriginalReturn |
| Tax Due | 474 | TaxDue |
| Amount Credited To Next Year | 0 | AmountCreditedToNextYear |
Statements Regarding Activities StatementsRegardingActivities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Activities | false | LegislativePoliticalActivities |
| More Than100 Spent | false | MoreThan100Spent |
| Form1120 POL Filed | false | Form1120POLFiled |
| Activities Not Prev Reported | false | ActivitiesNotPrevReported |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylaws |
| Unrelated Bus Income Over1000 | false | UnrelatedBusIncomeOver1000 |
| Termination Etc | false | TerminationEtc |
| Requirements Of Sect508e | true | RequirementsOfSect508e |
| At Least5000 In Assets | true | AtLeast5000InAssets |
| States Filed With | TX | StatesFiledWith |
| Form990 PF Filed With AG | true | Form990PFFiledWithAG |
| Private Operating Foundation | false | PrivateOperatingFoundation |
| New Substantial Contributors | false | NewSubstantialContributors |
| Interest In Controlled Entity | false | InterestInControlledEntity |
| Applicable Insurance Contract | false | ApplicableInsuranceContract |
| Comply With Public Inspection Rqr | true | ComplyWithPublicInspectionRqr |
| Website Address | N/A | WebsiteAddress |
Books In Care Of Business Name BooksInCareOfBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | KANALY TRUST COMPANY | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Books In Care Of Phone Number | 7136269483 | BooksInCareOfPhoneNumber |
Books In Care Of US Address BooksInCareOfUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 5555 SAN FELIPE SUITE 200 | AddressLine1 |
| City | HOUSTON | City |
| State | TX | State |
| ZIP Code | 77056 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Bank | false | ForeignBank |
Statements Regarding Acty4720 StatementsRegardingActy4720
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exchange With Dsqfly Person | false | SaleOrExchangeWithDsqflyPerson |
| Borrow Or Lend With Dsqfly Person | false | BorrowOrLendWithDsqflyPerson |
| Furnished Goods With Dsqfly Person | false | FurnishedGoodsWithDsqflyPerson |
| Pay Compensation To Dsqfly Person | false | PayCompensationToDsqflyPerson |
| Transfer Assets To Dsqfly Person | false | TransferAssetsToDsqflyPerson |
| Payment To Government Offical | false | PaymentToGovernmentOffical |
| Uncorrected Prior Acts | false | UncorrectedPriorActs |
| Undistributed Income Prior Years | false | UndistributedIncomePriorYears |
| Undistr Income4942a2 Not Applied | false | UndistrIncome4942a2NotApplied |
| Business Holdings | false | BusinessHoldings |
| Jeopardy Investments | false | JeopardyInvestments |
| Uncorrected Jeopardy Investments | false | UncorrectedJeopardyInvestments |
| Influence Legislation | false | InfluenceLegislation |
| Influence Election | false | InfluenceElection |
| Grants To Individuals | false | GrantsToIndividuals |
| Grants To Organizations | false | GrantsToOrganizations |
| Noncharitable Purpose | false | NoncharitablePurpose |
| Rcv Funds To Pay Prsnl Bnft Contract | false | RcvFundsToPayPrsnlBnftContract |
| Pay Premiums Prsnl Bnft Contract | false | PayPremiumsPrsnlBnftContract |
| Prohibited Tax Shelter Transactn | false | ProhibitedTaxShelterTransactn |
Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo
Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (5 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitle | Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition | CompensationCompensation | Contri To Empl Benefit Plans EtcContriToEmplBenefitPlansEtc | Expense Account Other AllowancesExpenseAccountOtherAllowances |
|---|---|---|---|---|---|---|---|---|
| HARRY C SAGER | ||||||||
| 814 THORNBRANCH | HOUSTON | TX | 77079 | Director | 0 | 0 | 0 | 0 |
| ANNE SAGER | ||||||||
| 814 THORNBRANCH | HOUSTON | TX | 77079 | Director | 0 | 0 | 0 | 0 |
| ELIZABETH SAGER YATES | ||||||||
| 13919 BRITOAK | HOUSTON | TX | 77079 | Director | 0 | 0 | 0 | 0 |
| ANDREW D KANALY | ||||||||
| 5555 SAN FELIPE 200 | HOUSTON | TX | 77056 | Director | 0 | 0 | 0 | 0 |
| KANALY TRUST COMPANY | ||||||||
| 5555 SAN FELIPE 200 | HOUSTON | TX | 77056 | Director | 0 | 0 | 0 | 0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Highest Paid Empl NONE | NONE | CompOfHighestPaidEmplNONE |
| Tot Number Of Oth Empl Paid Over50k | 0 | TotNumberOfOthEmplPaidOver50k |
| Comp Of Hghst Paid Cntrct NONE | NONE | CompOfHghstPaidCntrctNONE |
| Tot Number Of Cntrct Paid Over50k | 0 | TotNumberOfCntrctPaidOver50k |
Minimum Investment Return MinimumInvestmentReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Avg Monthly FMV Of Securities | 23093 | AvgMonthlyFMVOfSecurities |
| Avg Monthly Cash Balances | 294635 | AvgMonthlyCashBalances |
| FMV All Other Noncharitable Assets | 0 | FMVAllOtherNoncharitableAssets |
| Total FMV Of Unused Assets | 317728 | TotalFMVOfUnusedAssets |
| Adj Total FMV Of Unused Assets | 317728 | AdjTotalFMVOfUnusedAssets |
| Cash Deemed Charitable | 4766 | CashDeemedCharitable |
| Net Noncharitable Assets | 312962 | NetNoncharitableAssets |
| Minimum Investment Return | 15648 | MinimumInvestmentReturn |
Distributable DistributableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | 15648 | MinimumInvestmentReturn |
| Tax Based On Investment Income | 474 | TaxBasedOnInvestmentIncome |
| Total Tax | 474 | TotalTax |
| Distributable Amount Before Adj | 15174 | DistributableAmountBeforeAdj |
| Distributable Amount Before Ded | 15174 | DistributableAmountBeforeDed |
| Distributable Amount As Adjusted | 15174 | DistributableAmountAsAdjusted |
Qualifying Distributions QualifyingDistributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | 35972 | ExpensesAndContributions |
| Qualifying Distributions | 35972 | QualifyingDistributions |
| Adj Qualifying Distributions | 35972 | AdjQualifyingDistributions |
Undistributed Income UndistributedIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable Amount As Adjusted | 15174 | DistributableAmountAsAdjusted |
| Excess Distri Carryover Year5 | 60910 | ExcessDistriCarryoverYear5 |
| Excess Distri Carryover Year4 | 32873 | ExcessDistriCarryoverYear4 |
| Excess Distri Carryover Year2 | 31184 | ExcessDistriCarryoverYear2 |
| Excess Distri Carryover Year1 | 27186 | ExcessDistriCarryoverYear1 |
| Total Excess Distri Carryover | 152153 | TotalExcessDistriCarryover |
| Qualifying Distributions | 35972 | QualifyingDistributions |
| Applied To Current Year | 15174 | AppliedToCurrentYear |
| Remaining Distri From Corpus | 20798 | RemainingDistriFromCorpus |
| Total Corpus | 172951 | TotalCorpus |
| Undistributed Income CY | 0 | UndistributedIncomeCY |
| Excess Distri Cyov From Year5 | 60910 | ExcessDistriCyovFromYear5 |
| Excess Distri Cyov To Next Year | 112041 | ExcessDistriCyovToNextYear |
| Excess From Year4 | 32873 | ExcessFromYear4 |
| Excess From Year2 | 31184 | ExcessFromYear2 |
| Excess From Year1 | 27186 | ExcessFromYear1 |
| Excess From Current Year | 20798 | ExcessFromCurrentYear |
Supplementary Information SupplementaryInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | HARRY SAGER ANNE SAGER AND ELIZABET | ContributingManager |
| Shareholder Manager | NONE | ShareholderManager |
Appication Submission Info AppicationSubmissionInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Name | KANALY TRUST COMPANY | RecipientName |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 5555 SAN FELIPE SUITE 200 | AddressLine1 |
| City | HOUSTON | City |
| State | TX | State |
| ZIP Code | 77056 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone Number | 7135619300 | RecipientPhoneNumber |
| Form And Info And Materials | WRITTEN REQUEST INCLUDING BROCHURE ON ORGANIZATION | FormAndInfoAndMaterials |
| Submission Deadlines | N.A. | SubmissionDeadlines |
| Restrictions On Awards | NO | RestrictionsOnAwards |
Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (14 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient Foundation StatusRecipientFoundationStatus | Purpose Of Grant Or ContributionPurposeOfGrantOrContribution | AmountAmount |
|---|---|---|---|---|---|---|
| COMPETITIVE ENTERPRISE INSTITUTE | ||||||
| 1899 L STREET NW 12TH FLOOR | WASHINGTON | DC | 20036 | N.A. | liberty and fightAdvance economicover-regulation | $200 |
| BRIARWOOD-BROOKWOOD COMMUNITY | ||||||
| 1752 FM 1489 | BROOKSHIRE | TX | 77423 | N.A. | care facilityHandicapped | $22,000 |
| THE TASIS FOUNDATION | ||||||
| 303 PARK AVENUE SOUT 1302 | NEW YORK | NY | 10010 | N.A. | foundationEducational | $500 |
| NIOBRARA HISTORICAL SOCIETY | ||||||
| 322 S MAIN STREET | LUSK | WY | 82225 | N.A. | Public museum | $500 |
| COMMITTEE FOR A CONSTRUCTIVE TOMORROW | ||||||
| PO BOX 430 | ABINGDON | MD | 210090430 | N.A. | solutions toPromote free marketenvironmental issues | $200 |
| MARINE CORPS LAW ENFORCEMENT FOUNDATION | ||||||
| 10 ROCKEFELLER FOUNDATION | NEW YORK | NY | 10020 | N.A. | development ofEncouragechildren through education | $500 |
| BIGFORK FIRE DEPARTMENT | ||||||
| 810 GRAND DRIVE | BIGFORK | MT | 59911 | N.A. | department inVolunteer fireBigfork, MT | $500 |
| NIOBRARA MEDICAL FOUNDATION | ||||||
| PO BOX 727 | LUSK | WY | 82225 | N.A. | Medical research | $1,000 |
| COMMUNITY FOUNDATION FOR A BETTER BIGFORK | ||||||
| PO BOX 486 | BIGFORK | MT | 59911 | N.A. | foundation inCommunityBigfork, MT | $500 |
| UNITED SERVICEMAN'S ORGANIZATION | ||||||
| PO BOX 96322 | WASHINGTON | DC | 20090 | N.A. | by providingSupport troopsrecreation services | $500 |
| WOUNDED WARRIOR PROJECT | ||||||
| 1120 G STREET NW SUITE 700 | WASHINGTON | DC | 20005 | N.A. | wounded veteransSupport for | $500 |
| UNIVERSITY OF WYOMING FOUNDATION | ||||||
| PO BOX 3963 | LARAMIE | WY | 82071 | N.A. | state universitySupport for | $7,572 |
| CHRISTUS STEHLIN FOUNDATION FOR CANCER RESEARCH | ||||||
| 10301 STELLA LINK RD SUITE A | HOUSTON | TX | 77025 | N.A. | cancer cureResearch for | $1,000 |
| NIOBRARA COUNTY LIBRARY FOUNDATON | ||||||
| 425 SOUTH MAIN STREET | LUSK | WY | 82225 | N.A. | Public library | $500 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Grant Or Contri Paid During Year | 35972 | TotGrantOrContriPaidDuringYear |
Analysis Income Producing Acty AnalysisIncomeProducingActy
Int On Savings And Temp Cash Invst IntOnSavingsAndTempCashInvst
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $3 | ExclusionAmount |
Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $7,087 | ExclusionAmount |
Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 18 | ExclusionCode |
| Exclusion | $16,635 | ExclusionAmount |
Subtotals Part XVIA SubtotalsPartXVIA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $23,725 | ExclusionAmount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Part XVIA | 23725 | TotalPartXVIA |
Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Noncharitable EO | false | TrnsfrOfCashToNoncharitableEO |
| Trnsfr Oth Assets Noncharitable EO | false | TrnsfrOthAssetsNoncharitableEO |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssets |
| Purchase Assets Noncharitable EO | false | PurchaseAssetsNoncharitableEO |
| Rental Of Facilities Etc | false | RentalOfFacilitiesEtc |
| Reimbursement Arrangements | false | ReimbursementArrangements |
| Loans Or Loan Guarantees | false | LoansOrLoanGuarantees |
| Performance Of Services Etc | false | PerformanceOfServicesEtc |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtc |
| Relationships Noncharitable E Os | false | RelationshipsNoncharitableEOs |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees AccountingFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Roger Goddard, CPA, P.C. Preparation of Form 990-PF | Category |
| Amount | $1,282 | Amount |
General Explanation Attachment GeneralExplanationAttachment
General Explanation GeneralExplanation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | Part VII-A, question 10 -List of substantial contributors | Identifier |
| Explanation | HARRY SAGER, ANNE SAGER, ELIZABETH SAGER YATES, ERIC YATES, JOHN ORD SAGER, JEANETTE ORD SAGER AND SAGER INTEREST, LTD. WERE PREVIOUSLY CLASSIFIED (AND REMAIN) AS SUBSTANTIAL CONTRIBUTORS. HARRY AND ANNE SAGER ARE HUSBAND AND WIFE. ELIZABETH SAGER YATES AND JOHN ORD SAGER ARE THE CHILDREN OF HARRY AND ANNE SAGER. ERIC YATES IS A GRANDSON OF HARRY AND ANNE SAGER AND THE SON OF ELIZABETH SAGER YATES. SAGER INTERESTS, LTD. IS A PARTNERSHIP BETWEEN HARRY SAGER (49.605% INTEREST), ANNE SAGER (49.605%), ELIZABETH SAGER YATES (.26% INTEREST) AND THE GST TRUST FOR JOHN ORD SAGER (.53% INTEREST.) JOHN ORD SAGER IS A BENEFICIARY OF THE GST TRUST FOR JOHN ORD SAGER. | Explanation |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corp Stock InvestmentsCorpStock (27 entries)
| Name Of StockNameOfStock | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| Absolute Opportunity Fund | 10020 | 9939 |
| Absolute Strategies Fund | 11627 | 13435 |
| American Beacon Stephens | 2692 | 4218 |
| AQR Multi Strategy Alt Fund | 5020 | 4945 |
| Aston River Road | 5075 | 6147 |
| Aston Tamro Small Cap Fund | 3766 | 5708 |
| Cambiar Opportunity Fund | 6696 | 10286 |
| Cambiar Small Cap Fd | 2305 | 3092 |
| Driehaus Active Income Fund | 4332 | 4203 |
| Eaton Vance Structured | 3075 | 3214 |
| Edgewood Growth Retail | 5907 | 7052 |
| Federated Strategic fund | 12896 | 15343 |
| Geneva Advs All Cap Fund | 5144 | 6465 |
| Harding Loevner Emerging | 6623 | 7374 |
| Harding Loevner Intl | 4965 | 5789 |
| Invesco Charter Fund | 6360 | 11316 |
| Ishares Core S&P ETF | 8131 | 7938 |
| iShares Russell 1000 | 6272 | 6723 |
| iShares Select Dividend | 4229 | 5174 |
| iShares Tr Russell 1000 | 5320 | 10479 |
| Johcm Intl Select Fund | 3391 | 4210 |
| Natixis Vaughan Nelson Small Cap | 3672 | 5197 |
| Oakmark International Small Cap | 3105 | 3506 |
| Pimco All Asset Instl | 8392 | 9480 |
| Pimco Commodity Real | 10941 | 9723 |
| Gateway Fund | 7720 | 9289 |
| Eagle MLP Strategy Fund | 10500 | 10733 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOther (4 entries)
| Category Or ItemCategoryOrItem | Book ValueBookValue | EOYFMVEOYFMV |
|---|---|---|
| Dodge & Cox Income Fund | 19321 | 20070 |
| Doubleline Total Return Fund | 26792 | 26617 |
| FPA New Income Fund | 7784 | 7498 |
| Pimco Investment Grade Fund | 19166 | 18361 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees OtherProfessionalFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Kanaly Trust Interclasee Exchange Transaction fee | Category |
| Amount | $40 | Amount |
| Net Investment Income | 40 | NetInvestmentIncome |
Taxes Schedule TaxesSchedule
Taxes Taxes
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Federal income tax | Category |
| Amount | $164 | Amount |