WILLIAM MARSH RICE UNIVERSITY: Form 990, tax year 2011
View the entire original 990 at ProPublica ↗
- Organization
- WILLIAM MARSH RICE UNIVERSITY (EIN 74-1109620)
- Tax period
- 2011-07-01 to 2012-06-30
- Filed
- 2013-05-10
- IRS object ID
- 201311309349301951
- Schema version
- 2011v1.2
- Note
- A later return for the same period supersedes this one.
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990
- Schedule A
- Schedule B
- Schedule C
- Schedule D
- Schedule E
- Schedule F
- Schedule G
- Schedule I
- Schedule J
- Schedule K
- Schedule K
- Schedule K
- Schedule L
- Schedule M
- Schedule O
- Schedule R
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2013-05-10T11:37:36-05:00 | Timestamp |
| Tax Period End Date | 2012-06-30 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 134008324 | EIN |
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | PricewaterhouseCoopers LLP | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1201 Louisiana 2900 | AddressLine1 |
| City | Houston | City |
| State | TX | State |
| ZIP Code | 77002 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990 | ReturnType |
| Tax Period Begin Date | 2011-07-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 741109620 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | William Marsh Rice University | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | WILL | NameControl |
| Phone | 7133480000 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 6100 Main Street | AddressLine1 |
| City | Houston | City |
| State | TX | State |
| ZIP Code | 77005 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | Katherine E Collins | Name |
| Title | Vice President for Finance | Title |
| Phone | 7133485147 | Phone |
| Date Signed | 2013-05-10 | DateSigned |
| Authorize Third Party | 1 | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | Laura Nowicki | Name |
| PTIN | P01333447 | PTIN |
| Phone | 7133568292 | Phone |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2011 | TaxYear |
| Build TS | 2016-02-24 21:20:13Z | BuildTS |
Form 990 IRS990
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Of Principal Officer Person | David Leebron | NameOfPrincipalOfficerPerson |
Address Principal Officer US AddressPrincipalOfficerUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 6100 Main Street | AddressLine1 |
| City | Houston | City |
| State | TX | State |
| ZIP Code | 77005 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Gross Receipts | 1398808547 | GrossReceipts |
| Group Return For Affiliates | 0 | GroupReturnForAffiliates |
| Organization501c3 | X | Organization501c3 |
| Web Site | www.rice.edu | WebSite |
| Type Of Organization Corporation | X | TypeOfOrganizationCorporation |
| Year Formation | 1908 | YearFormation |
| State Legal Domicile | TX | StateLegalDomicile |
| Activity Or Mission Description | Research and education | ActivityOrMissionDescription |
| Nbr Voting Members Governing Body | 25 | NbrVotingMembersGoverningBody |
| Nbr Independent Voting Members | 23 | NbrIndependentVotingMembers |
| Total Nbr Employees | 7492 | TotalNbrEmployees |
| Total Nbr Volunteers | 1000 | TotalNbrVolunteers |
| Total Gross UBI | -4842705 | TotalGrossUBI |
| Net Unrelated Business Txbl Income | -4926224 | NetUnrelatedBusinessTxblIncome |
| Contributions Grants Prior Year | 204916519 | ContributionsGrantsPriorYear |
| Contributions Grants Current Year | 212038399 | ContributionsGrantsCurrentYear |
| Program Service Revenue Prior Year | 255114144 | ProgramServiceRevenuePriorYear |
| Program Service Revenue CY | 274968927 | ProgramServiceRevenueCY |
| Investment Income Prior Year | 224786469 | InvestmentIncomePriorYear |
| Investment Income Current Year | 279859036 | InvestmentIncomeCurrentYear |
| Other Revenue Prior Year | 24725269 | OtherRevenuePriorYear |
| Other Revenue Current Year | 23229498 | OtherRevenueCurrentYear |
| Total Revenue Prior Year | 709542401 | TotalRevenuePriorYear |
| Total Revenue Current Year | 790095860 | TotalRevenueCurrentYear |
| Grants And Similar Amnts Prior Year | 97791354 | GrantsAndSimilarAmntsPriorYear |
| Grants And Similar Amnts CY | 102677084 | GrantsAndSimilarAmntsCY |
| Benefits Paid To Members Prior Year | 0 | BenefitsPaidToMembersPriorYear |
| Benefits Paid To Members CY | 0 | BenefitsPaidToMembersCY |
| Salaries Etc Prior Year | 306953490 | SalariesEtcPriorYear |
| Salaries Etc Current Year | 314475108 | SalariesEtcCurrentYear |
| Total Prof Fundrsng Exp Prior Year | 0 | TotalProfFundrsngExpPriorYear |
| Total Prof Fundrsng Exp CY | 0 | TotalProfFundrsngExpCY |
| Total Fundrsng Exp Current Year | 12812860 | TotalFundrsngExpCurrentYear |
| Other Expense Prior Year | 209840713 | OtherExpensePriorYear |
| Other Expenses Current Year | 219888746 | OtherExpensesCurrentYear |
| Total Expenses Prior Year | 614585557 | TotalExpensesPriorYear |
| Total Expenses Current Year | 637040938 | TotalExpensesCurrentYear |
| Revenues Less Expenses Prior Year | 94956844 | RevenuesLessExpensesPriorYear |
| Revenues Less Expenses CY | 153054922 | RevenuesLessExpensesCY |
| Total Assets BOY | 6286488942 | TotalAssetsBOY |
| Total Assets EOY | 6212837465 | TotalAssetsEOY |
| Total Liabilities BOY | 1044145257 | TotalLiabilitiesBOY |
| Total Liabilities EOY | 1029647363 | TotalLiabilitiesEOY |
| Net Assets Or Fund Balances BOY | 5242343685 | NetAssetsOrFundBalancesBOY |
| Net Assets Or Fund Balances EOY | 5183190102 | NetAssetsOrFundBalancesEOY |
| Info In Schedule O Part III | X | InfoInScheduleOPartIII |
| Mission Description | As a leading research university with a distinctive commitment to undergraduate education, Rice University aspires to pathbreaking research, unsurpassed teaching, and contributions to the betterment of our world. It seeks to fulfill this mission by (please see Sch O)cultivating a diverse community of learning and discovery that produces leaders across the spectrum of human endeavor.The university enrolls approximately 3,700 undergraduate and 2,300 graduate students. Approximately 60% of undergraduate students receive financial aid, as do almost all graduate students. | MissionDescription |
| Significant New Program Services | 0 | SignificantNewProgramServices |
| Significant Change | 0 | SignificantChange |
| Expense | 427520016 | Expense |
| Grants | 102677084 | Grants |
| Revenue | 270153104 | Revenue |
| Description | Departmental research and instruction, public service and other institutional activitiesRice is accredited by the Southern Association of Colleges and Schools (SACS), Accreditation Board for Engineering and Technology (ABET), International Association for Management Education (AACSB International), National Architectural Accrediting Board (NAAB), and the Texas Education Agency (TEA). Rice serves approximately 3,700 undergraduate and 2,300 graduate students, as well as 13,000 life-long learners. The six-year undergraduate graduation rate is 92 percent.(Please see Schedule O for continuation)Rice offers more than 50 undergraduate majors across six divisions of study: social sciences, natural sciences, engineering, humanities, music and architecture. In conjunction with various majors, students can take courses that satisfy the requirements for admission to medical, dental, law or graduate school, or that lead to teacher certification. Rice University has an undergraduate student-to-faculty ratio of not quite 6 to 1. In general, classes are small enough for each professor to know every student's name, so there is ample opportunity for personal attention. Rice was ranked among the top 20 nationally by the US News and World Report in 2011, and the Princeton Review ranked Rice first in "Best Quality of Life" and "Happiest Students" in the 2012 edition. In 2012, for the fourth year in a row, Kiplinger's Personal Finance magazine ranked Rice in the top five for best value in private colleges.Rice offers advanced degrees in the humanities, social sciences, natural sciences, engineering, architecture, music, and business. Graduate programs are small to medium-sized, offering the opportunity to work very closely with graduate advisors. Proximity to both the Houston Museum District and the renowned Texas Medical Center allows for exceptional access to the visual arts as well as cutting-edge biomedical research. The many interdisciplinary centers and institutes enhance the experience of graduate students across all disciplines. Eight areas of graduate study at Rice University are ranked among the top 20 nationally in U.S. News & World Report's 2012 edition of "Best Graduate Schools." The Susanne M. Glasscock School of Continuing Studies provides lifelong personal and professional development opportunities to the larger community. The school attracts more than 13,000 enrollments each year to its non-credit and credit programs and is the leading university continuing education program in Houston.Student services, including admissions, registrar, academic advising, career placement, disability support, and student health.Rice is located in Houston, Texas, the nation's fourth-largest city, the energy capital of the world and a dynamic international business and cultural center, on a 300-acre, tree-lined campus just a few miles from downtown. Undergraduate students are given free Metro passes for public transportation, including the light rail system which has two stations located a block from campus. The university operates a free shuttle bus route that includes the campus, off-campus student housing, and local shopping centers and attractions. Houston boasts 18 museums, opera, ballet, symphony and theater, and five professional major league sports teams.Rice's residential college system lies at the core of every undergraduate's experience. Every undergraduate student, whether living on campus or not, is a member of one of 11 self-governed coeducational residential colleges. Each college has a resident college master or masters. Other members of the faculty are invited to become resident and nonresident associates of each college. Faculty associates act as advisors to the students and participate in the camaraderie and activities of their respective college. Colleges also have non-faculty university associates and community associates from the Houston area, drawn from various professions. Each college building includes a commons area that serves as a dining hall as well as public rooms, which are available to both resident and nonresident members, and living quarters for approximately 230 students from all classes and all academic disciplines. Wheelchair-accessible rooms are available in all colleges. Rice fields 16 men's and women's varsity teams at the NCAA Division 1A level. The baseball team has captured 17 consecutive conference championships and earned six trips to the College World Series, winning the NCAA title in 2003. Rice's football team has qualified for a bowl game in two of the last four years and was champion of the 2008 Texas Bowl.Rice placed a record 227 student-athletes on the C-USA Commissioner's Honor Roll which is reserved for athletes who maintain a cumulative GPA of 3.0 or better. Seven of the Rice sports teams rank in the top 10 percent of intercollegiate athletics teams in terms of progression towards a degree.Student media includes the weekly newspaper, The Rice Thresher, the internet/HD radio station KTRU, campus television station RTV5, and several magazines.Opened in the fall of 2009, the Barbara and David Gibbs Recreation and Wellness Center is a $41 million complex with two indoor basketball courts, four racquetball courts, two squash courts, cardio and weight areas, a dance studio, two outdoor-lighted basketball courts and heated outdoor recreation and competition pools.Through the Rice Outdoor Programs and Education (ROPE) program, students may take part in sponsored outdoor treks that include everything from camping to kayaking. Students can rent equipment, sign up for trips or volunteer to lead ROPE expeditions. | Description |
Activity2 Activity2
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expense | 118714821 | Expense |
| Revenue | 102561666 | Revenue |
| Description | Basic scientific research and training conducted by faculty and staff and other sponsored educational programs. From its inception, Rice has been dedicated, in the words of its first president Edgar Odell Lovett, "as much to investigation as to instruction" and to providing a setting in which faculty would join the "pleasures of teaching" with "the privileges of research." The university has realized much of this ambition with distinction in our undergraduate education and research excellence across many disciplines. Rice is home to more than 40 interdisciplinary research centers, institutes and consortia, and research is a fundamental part of the undergraduate experience. (Please see Schedule O for continuation)The university has produced 101 Fulbright Scholars, 20 Marshall Scholars, 65 Watson Fellows, 25 Mellon Fellowships, 336 National Science Foundation Fellowships, and 12 Rhodes Scholars among other honors and awards. The university has a very high level of research activity for its size, with $115.3 million in sponsored research funding in 2011. Rice is noted for its applied science programs in the fields of artificial heart research, structural chemical analysis, signal processing, space science and nontechnology. It was ranked first in the world in materials science research by the Times Higher Education in 2010. Rice has 670 full-time and 108 part-time and 334 adjunct faculty members. Ninty-six percent of full-time faculty hold Ph.D.s or equivalent terminal degrees in their field. The faculty includes one Nobel laureate, one Pulitzer Prize winner, 6 Fulbright Scholars, 8 members of the American Academy of Arts and Sciences, one member of the American Philosophical Society, 35 Guggenheim Fellows, 17 members of the National Academy of Engineering, 7 members of the National Academy of Sciences, 5 fellows of the National Humanities Center, and 86 fellows of the National Science Foundation.Rice's commitment to scientific research can be seen in recent construction of the BioScience Research Collaborative, a 477,000-square-foot facility where scientists and educators from Rice and other Texas Medical Center institutions work together on research that benefits human medicine and health, and the Brockman Hall for Physics, a state-of-the-art 110,000-square-foot facility that includes vibration and noise controlled underground laboratories.Rice also has an active research agenda in the social sciences and humanities. The Baker Institute for Public Policy is one of the leading nonpartisan public policy think tanks in the country and conducts research on domestic and foreign policy issues. The Humanities Research Center fosters international and interdisciplinary connections with workshops and large conferences. Focus areas include questions of energy and energy transitions, the civic humanists program, and the Our Americas archive partnership. | Description |
Activity3 Activity3
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expense | 36151560 | Expense |
| Revenue | 21942110 | Revenue |
| Description | Operations of a library that serves students, faculty, staff, alumni, and friends of William Marsh Rice University and is open to the public by charter.The Fondren Library subscribes to approximately 72,000 current journals (print and electronic) and houses over 2,570,000 print volumes and 3,276,000 units of microforms. The collections include audiovisuals, music recordings, scores and other special formats. An increasing amount of library resources are provided online. (Please see Schedule O for continuation)The library is a selective depository for U.S. and Texas government publications and a depository for documentation of U.S. patents and trademarks. The Brown Fine Arts Library contains over 200,000 volumes related to art, architecture, classical archaeology and music. All library patrons are welcome to use fine arts materials and facilities, including listening equipment, VHS, DVD and laserdisc players. | Description |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Program Service Expense | 582386397 | TotalProgramServiceExpense |
| Described In501 C3 | 1 | DescribedIn501C3 |
| Schedule B Required | 1 | ScheduleBRequired |
| Political Activities | 0 | PoliticalActivities |
| Lobbying Activities | 1 | LobbyingActivities |
| Subject To Proxy Tax | 0 | SubjectToProxyTax |
| Donor Advised Funds | 0 | DonorAdvisedFunds |
| Conservation Easements | 0 | ConservationEasements |
| Collections Of Art | 1 | CollectionsOfArt |
| Credit Counseling | 0 | CreditCounseling |
| Term Or Permanent Endowments | 1 | TermOrPermanentEndowments |
| Report Land Bldg Equip | 1 | ReportLandBldgEquip |
| Report Invest Oth Securities | 0 | ReportInvestOthSecurities |
| Report Prog Rel Invest | 0 | ReportProgRelInvest |
| Report Other Assets | 0 | ReportOtherAssets |
| Report Other Liabilities | 1 | ReportOtherLiabilities |
| Report Fin48 Footnote | 1 | ReportFin48Footnote |
| Independent Audit Financial Stmt | 0 | IndependentAuditFinancialStmt |
| Consolidated Audit Financial Stmt | 1 | ConsolidatedAuditFinancialStmt |
| School | 1 | School |
| Foreign Office | 1 | ForeignOffice |
| Foreign Activities | 1 | ForeignActivities |
| More Than5000 K To Organizations | 0 | MoreThan5000KToOrganizations |
| More Than5000 K To Individuals | 0 | MoreThan5000KToIndividuals |
| Professional Fundraising | 0 | ProfessionalFundraising |
| Fundraising Activities | 1 | FundraisingActivities |
| Gaming | 0 | Gaming |
| Hospital | 0 | Hospital |
| Grants To Organizations | 0 | GrantsToOrganizations |
| Grants To Individuals | 1 | GrantsToIndividuals |
| Schedule J Required | 1 | ScheduleJRequired |
| Tax Exempt Bonds | 1 | TaxExemptBonds |
| Invest Tax Exempt Bonds | 0 | InvestTaxExemptBonds |
| Escrow Account | 0 | EscrowAccount |
| On Behalf Of Issuer | 0 | OnBehalfOfIssuer |
| Excess Benefit Transaction | 0 | ExcessBenefitTransaction |
| Prior Excess Benefit Transaction | 0 | PriorExcessBenefitTransaction |
| Loan To Officer Or DQP | 1 | LoanToOfficerOrDQP |
| Grant To Related Person | 0 | GrantToRelatedPerson |
| Bsnss Rltnshp With Organization | 0 | BsnssRltnshpWithOrganization |
| Bsnss Rltnshp Thru Family Member | 1 | BsnssRltnshpThruFamilyMember |
| Officer Entity With Bsnss Rltnshp | 1 | OfficerEntityWithBsnssRltnshp |
| Deductible Non Cash Contributions | 1 | DeductibleNonCashContributions |
| Deductible Contributions Of Art | 1 | DeductibleContributionsOfArt |
| Terminated | 0 | Terminated |
| Partial Liquidation | 0 | PartialLiquidation |
| Disregarded Entity | 1 | DisregardedEntity |
| Related Entity | 1 | RelatedEntity |
| Related Org Controlled Entity | 1 | RelatedOrgControlledEntity |
| Transaction Related Entity | 1 | TransactionRelatedEntity |
| Transfers To Exempt Non Chrtbl Org | 1 | TransfersToExemptNonChrtblOrg |
| Activities Conducted Partnership | 0 | ActivitiesConductedPartnership |
| Schedule O Required | 1 | ScheduleORequired |
| Number Forms Transmitted With1096 | 10605 | NumberFormsTransmittedWith1096 |
| Number W2 G Included | 0 | NumberW2GIncluded |
| Compliance With Backup Witholding | 1 | ComplianceWithBackupWitholding |
| Number Of Employees | 7492 | NumberOfEmployees |
| Employment Tax Returns Filed | 1 | EmploymentTaxReturnsFiled |
| Unrelated Business Income | 1 | UnrelatedBusinessIncome |
| Form990-T Filed | 1 | Form990-TFiled |
| Foreign Financial Account | 1 | ForeignFinancialAccount |
| Name Of Foreign Country | FR | NameOfForeignCountry |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTrans |
| Taxable Party Notification | 0 | TaxablePartyNotification |
| Non Deductible Contributions | 0 | NonDeductibleContributions |
| Quid Pro Quo Contributions | 1 | QuidProQuoContributions |
| Quid Pro Quo Disclosure | 1 | QuidProQuoDisclosure |
| Form8282 Property Disposed Of | 0 | Form8282PropertyDisposedOf |
| Indoor Tanning Services | 0 | IndoorTanningServices |
| Info In Schedule O Part VI | X | InfoInScheduleOPartVI |
| Nbr Voting Governing Body Members | 25 | NbrVotingGoverningBodyMembers |
| Number Independent Voting Members | 23 | NumberIndependentVotingMembers |
| Family Or Business Relationship | 1 | FamilyOrBusinessRelationship |
| Delegation Of Management Duties | 0 | DelegationOfManagementDuties |
| Changes To Organizing Docs | 0 | ChangesToOrganizingDocs |
| Material Diversion Or Misuse | 0 | MaterialDiversionOrMisuse |
| Members Or Stockholders | 0 | MembersOrStockholders |
| Election Of Board Members | 0 | ElectionOfBoardMembers |
| Decisions Subject To Approval | 0 | DecisionsSubjectToApproval |
| Minutes Of Governing Body | 1 | MinutesOfGoverningBody |
| Minutes Of Committees | 1 | MinutesOfCommittees |
| Officer Mailing Address | 0 | OfficerMailingAddress |
| Local Chapters | 0 | LocalChapters |
| Form990 Provided To Governing Body | 1 | Form990ProvidedToGoverningBody |
| Conflict Of Interest Policy | 1 | ConflictOfInterestPolicy |
| Annual Disclosure Covered Persons | 1 | AnnualDisclosureCoveredPersons |
| Regular Monitoring Enforcement | 1 | RegularMonitoringEnforcement |
| Whistleblower Policy | 1 | WhistleblowerPolicy |
| Document Retention Policy | 1 | DocumentRetentionPolicy |
| Compensation Process CEO | 1 | CompensationProcessCEO |
| Compensation Process Other | 1 | CompensationProcessOther |
| Investment In Joint Venture | 0 | InvestmentInJointVenture |
| Other Website | X | OtherWebsite |
| Upon Request | X | UponRequest |
The Books Are In Care Of TheBooksAreInCareOf
Name Business NameBusiness
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Evelyn Stewart | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Telephone Number | 7133484927 | TelephoneNumber |
Address US AddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 6100 Main Street | AddressLine1 |
| City | Houston | City |
| State | TX | State |
| ZIP Code | 77005 | ZIPCode |
Form990 Part VII Section A Form990PartVIISectionA (53 entries)
| TitleTitle | Average Hours Per WeekAverageHoursPerWeek | Individual Trustee Or DirectorIndividualTrusteeOrDirector | OfficerOfficer | Reportable Comp From OrganizationReportableCompFromOrganization | Reportable Comp From Related OrgsReportableCompFromRelatedOrgs | Other CompensationOtherCompensation | Key EmployeeKeyEmployee | Highest Compensated EmployeeHighestCompensatedEmployee | FormerFormer |
|---|---|---|---|---|---|---|---|---|---|
| David W Leebron | |||||||||
| President | 40.00 | X | X | 859470 | 0 | 318751 | |||
| James W Crownover | |||||||||
| Chairman, Board of Trustees | 15.00 | X | 0 | 0 | 0 | ||||
| JD Bucky Allshouse | |||||||||
| Trustee | 2.00 | X | 0 | 0 | 0 | ||||
| D Kent Anderson | |||||||||
| Trustee | 2.00 | X | 0 | 0 | 0 | ||||
| Keith T Anderson | |||||||||
| Trustee | 2.00 | X | 0 | 0 | 0 | ||||
| Laura Arnold | |||||||||
| Trustee | 2.00 | X | 0 | 0 | 0 | ||||
| Subha V Barry | |||||||||
| Trustee | 2.00 | X | 0 | 0 | 0 | ||||
| Suzanne Deal Booth | |||||||||
| Trustee | 2.00 | X | 0 | 0 | 0 | ||||
| Robert T Brockman | |||||||||
| Trustee | 2.00 | X | 0 | 0 | 0 | ||||
| Nancy P Carlson | |||||||||
| Trustee | 2.00 | X | 0 | 0 | 0 | ||||
| T Jay Collins | |||||||||
| Trustee | 2.00 | X | 0 | 0 | 0 | ||||
| Lynn Laverty Elsenhans | |||||||||
| Trustee | 2.00 | X | 0 | 0 | 0 | ||||
| Douglas Lee Foshee | |||||||||
| Trustee | 2.00 | X | 0 | 0 | 0 | ||||
| Lawrence H Guffey | |||||||||
| Trustee | 2.00 | X | 0 | 0 | 0 | ||||
| James T Hackett | |||||||||
| Trustee | 2.00 | X | 0 | 0 | 0 | ||||
| John V Jaggers | |||||||||
| Trustee | 2.00 | X | 0 | 0 | 0 | ||||
| Larry Kellner | |||||||||
| Trustee | 2.00 | X | 0 | 0 | 0 | ||||
| R Ralph Parks | |||||||||
| Trustee | 2.00 | X | 0 | 0 | 0 | ||||
| Judge Lee H Rosenthal | |||||||||
| Trustee | 2.00 | X | 0 | 0 | 0 | ||||
| LE Simmons | |||||||||
| Trustee | 2.00 | X | 0 | 0 | 0 | ||||
| Charles Szalkowski | |||||||||
| Trustee | 2.00 | X | 0 | 0 | 0 | ||||
| M Kenneth Oshman | |||||||||
| Trustee | 2.00 | X | 0 | 0 | 0 | ||||
| Robert B Tudor III | |||||||||
| Trustee | 2.00 | X | 0 | 0 | 0 | ||||
| James S Turley | |||||||||
| Trustee | 2.00 | X | 0 | 0 | 0 | ||||
| Lewis T Williams | |||||||||
| Trustee | 2.00 | X | 0 | 0 | 0 | ||||
| Randa Duncan Williams | |||||||||
| Trustee | 2.00 | X | 0 | 0 | 0 | ||||
| George L McLendon | |||||||||
| Provost | 40.00 | X | 471232 | 0 | 80264 | ||||
| Katherine E Collins | |||||||||
| Vice President for Finance | 40.00 | X | 336143 | 0 | 41339 | ||||
| Darrow Zeidenstein | |||||||||
| VP for Resource Development | 40.00 | X | 361900 | 0 | 59184 | ||||
| Kevin E Kirby | |||||||||
| VP for Administration | 40.00 | X | 388439 | 0 | 92759 | ||||
| Christopher Munoz | |||||||||
| VP for Enrollment | 40.00 | X | 309797 | 0 | 51290 | ||||
| Allison K Thacker | |||||||||
| VP for Investments & Treasurer | 40.00 | X | 153409 | 0 | 13607 | ||||
| Linda L Thrane | |||||||||
| VP for Public Affairs | 40.00 | X | 321551 | 0 | 41885 | ||||
| Richard Zansitis | |||||||||
| VP and General Counsel | 40.00 | X | 348636 | 0 | 59768 | ||||
| Ronald E Long | |||||||||
| Treasurer and Asst Sec'y | 40.00 | X | 462117 | 0 | 52939 | ||||
| Evelyn Stewart | |||||||||
| Associate Treasurer | 40.00 | X | 182460 | 0 | 37631 | ||||
| Claire Dwyer Nelson | |||||||||
| Associate Treasurer | 40.00 | X | 279771 | 0 | 57100 | ||||
| Larry P Perez | |||||||||
| Associate Treasurer | 40.00 | X | 176539 | 0 | 44961 | ||||
| Susan Castanza | |||||||||
| Assistant Secretary | 40.00 | X | 118097 | 0 | 24559 | ||||
| Joseph B Davidson | |||||||||
| Assistant Secretary | 40.00 | X | 210841 | 0 | 43900 | ||||
| Veta J Byrd | |||||||||
| Assistant Secretary | 40.00 | X | 145679 | 0 | 21321 | ||||
| Renee A Block | |||||||||
| Assistant Secretary | 40.00 | X | 96542 | 0 | 21284 | ||||
| Daniel Carson | |||||||||
| Dean of Natural Sciences | 40.00 | 341547 | 0 | 56735 | X | ||||
| William H Glick | |||||||||
| Dean of Graduate School of Business | 40.00 | 445884 | 0 | 88116 | X | ||||
| Benjamin A Braun | |||||||||
| Coach | 40.00 | 565174 | 0 | 33723 | X | ||||
| Wayne L Graham | |||||||||
| Coach | 40.00 | 575521 | 0 | 44855 | X | ||||
| David E Bailiff | |||||||||
| Coach | 40.00 | 589981 | 0 | 56405 | X | ||||
| Brent Smith | |||||||||
| Professor | 40.00 | 626099 | 0 | 37032 | X | ||||
| Vikas Mittal | |||||||||
| Professor | 40.00 | 645160 | 0 | 55107 | X | ||||
| Edwin L Thomas | |||||||||
| Dean of Engineering | 40.00 | 202151 | 0 | 32440 | X | ||||
| Carlos Garcia | |||||||||
| Former Officer, General Counsel | 40.00 | 220759 | 0 | 22672 | X | ||||
| Eugene Levy | |||||||||
| Former Officer, Professor | 40.00 | 449945 | 0 | 46472 | X | ||||
| Kathleen Matthews | |||||||||
| Former Key Employee, Professor | 40.00 | 302468 | 0 | 61814 | X | ||||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Reportable Comp From Org | 10187312 | TotalReportableCompFromOrg |
| Total Reportable Comp Frm Rltd Orgs | 0 | TotalReportableCompFrmRltdOrgs |
| Total Other Compensation | 1597913 | TotalOtherCompensation |
| Number Individuals GT100 K | 561 | NumberIndividualsGT100K |
| Formers Listed | 1 | FormersListed |
| Total Comp GT150 K | 1 | TotalCompGT150K |
| Compensation From Other Sources | 0 | CompensationFromOtherSources |
Contractor Compensation ContractorCompensation (5 entries)
| Address Line1AddressOfContractor/AddressUS/AddressLine1 | CityAddressOfContractor/AddressUS/City | StateAddressOfContractor/AddressUS/State | ZIP CodeAddressOfContractor/AddressUS/ZIPCode | Description Of ServicesDescriptionOfServices | CompensationCompensation |
|---|---|---|---|---|---|
| Winstead PC | |||||
| 600 Travis St Suite 1100 | Houston | TX | 77002 | Legal | 1038542 |
| PricewaterhouseCoopers LLP | |||||
| 1201 Louisiana St Suite 2900 | Houston | TX | 77002 | Audit and tax | 574000 |
| Baker Botts LP | |||||
| 910 Louisiana St | Houston | TX | 77002 | Legal | 495654 |
| Larson & McGowin | |||||
| PO Box 293 | Merryville | LA | 70653 | Forestland management | 398721 |
| Cambridge Associates | |||||
| 4100 North Fairfax Dr Suite 1300 | Arlington | VA | 22203 | Investment consulting | 309232 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Number Of Contractors GT100 K | 30 | NumberOfContractorsGT100K |
| Fundraising Events | 269657 | FundraisingEvents |
| Government Grants | 97302340 | GovernmentGrants |
| All Other Contributions | 114466402 | AllOtherContributions |
| Noncash Contributions | 14378899 | NoncashContributions |
| Total Contributions | 212038399 | TotalContributions |
Program Service Revenue ProgramServiceRevenue (5 entries)
| DescriptionDescription | Business CodeBusinessCode | Total Revenue ColumnTotalRevenueColumn | Related Or Exempt Function IncomeRelatedOrExemptFunctionIncome | Unrelated Business RevenueUnrelatedBusinessRevenue |
|---|---|---|---|---|
| Tuition and fees | 900099 | 206737626 | 206737626 | |
| Auxiliary operations | 900099 | 40550543 | 40550543 | |
| Department sales | 541900 | 22097490 | 21950734 | 146756 |
| Research contracts | 900099 | 5259326 | 5259326 | |
| Student loan interest | 900099 | 323942 | 323942 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Program Service Revenue | 274968927 | TotalProgramServiceRevenue |
Investment Income InvestmentIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 114386701 | TotalRevenueColumn |
| Related Or Exempt Function Income | 119376162 | RelatedOrExemptFunctionIncome |
| Unrelated Business Revenue | -4989461 | UnrelatedBusinessRevenue |
Royalties Revenue RoyaltiesRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 458547 | TotalRevenueColumn |
| Related Or Exempt Function Income | 458547 | RelatedOrExemptFunctionIncome |
Gross Amount Sales Assets GrossAmountSalesAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | 773752000 | Securities |
| Other | 78018 | Other |
Less Cost Oth Basis Sales Expenses LessCostOthBasisSalesExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | 607517000 | Securities |
| Other | 840683 | Other |
Gain Or Loss GainOrLoss
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | 166235000 | Securities |
| Other | -762665 | Other |
Net Gain Or Loss Investments NetGainOrLossInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 165472335 | TotalRevenueColumn |
| Exclusion | $165,472,335 | ExclusionAmount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Gross Income Fundraising Events | 211882 | GrossIncomeFundraisingEvents |
| Cntrbtns Rprtd Fundraising Events | 269657 | CntrbtnsRprtdFundraisingEvents |
| Fundraising Direct Expenses | 355004 | FundraisingDirectExpenses |
Net Income From Fundraising Events NetIncomeFromFundraisingEvents
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | -143122 | TotalRevenueColumn |
| Exclusion | -$143,122 | ExclusionAmount |
Other Revenue Misc OtherRevenueMisc
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | Oil and gas | Description |
| Business Code | 900099 | BusinessCode |
| Total Revenue Column | 22914073 | TotalRevenueColumn |
| Exclusion | $22,914,073 | ExclusionAmount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Other Revenue | 22914073 | TotalOtherRevenue |
Total Revenue TotalRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 790095860 | TotalRevenueColumn |
| Related Or Exempt Function Income | 394656880 | RelatedOrExemptFunctionIncome |
| Unrelated Business Revenue | -4842705 | UnrelatedBusinessRevenue |
| Exclusion | $188,243,286 | ExclusionAmount |
Grants To Domestic Individuals GrantsToDomesticIndividuals
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 102677084 | Total |
| Program Services | 102677084 | ProgramServices |
Comp Current Officers Directors CompCurrentOfficersDirectors
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 7413538 | Total |
| Program Services | 2079456 | ProgramServices |
| Management And General | 4412998 | ManagementAndGeneral |
| Fundraising | 921084 | Fundraising |
Other Salaries And Wages OtherSalariesAndWages
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 239742969 | Total |
| Program Services | 213763599 | ProgramServices |
| Management And General | 19576346 | ManagementAndGeneral |
| Fundraising | 6403024 | Fundraising |
Pension Plan Contributions PensionPlanContributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 19275834 | Total |
| Program Services | 17121609 | ProgramServices |
| Management And General | 1582428 | ManagementAndGeneral |
| Fundraising | 571797 | Fundraising |
Other Employee Benefits OtherEmployeeBenefits
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 33429158 | Total |
| Program Services | 29693188 | ProgramServices |
| Management And General | 2744329 | ManagementAndGeneral |
| Fundraising | 991641 | Fundraising |
Payroll Taxes PayrollTaxes
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 14613609 | Total |
| Program Services | 12980424 | ProgramServices |
| Management And General | 1199688 | ManagementAndGeneral |
| Fundraising | 433497 | Fundraising |
Fees For Services Legal FeesForServicesLegal
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 867955 | Total |
| Program Services | 115772 | ProgramServices |
| Management And General | 752183 | ManagementAndGeneral |
Fees For Services Accounting FeesForServicesAccounting
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 693977 | Total |
| Program Services | 16250 | ProgramServices |
| Management And General | 677727 | ManagementAndGeneral |
Fees For Services Lobbying FeesForServicesLobbying
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 361360 | Total |
| Management And General | 361360 | ManagementAndGeneral |
Fees For Services Invst Mgmnt Fees FeesForServicesInvstMgmntFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 3572645 | Total |
| Management And General | 3572645 | ManagementAndGeneral |
Fees For Services Other FeesForServicesOther
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 13920219 | Total |
| Program Services | 12255869 | ProgramServices |
| Management And General | 736072 | ManagementAndGeneral |
| Fundraising | 928278 | Fundraising |
Advertising Advertising
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 1636470 | Total |
| Program Services | 1533043 | ProgramServices |
| Management And General | 89926 | ManagementAndGeneral |
| Fundraising | 13501 | Fundraising |
Office Expenses OfficeExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 8103012 | Total |
| Program Services | 7158866 | ProgramServices |
| Management And General | 182852 | ManagementAndGeneral |
| Fundraising | 761294 | Fundraising |
Information Technology InformationTechnology
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 14605716 | Total |
| Program Services | 12471075 | ProgramServices |
| Management And General | 1866804 | ManagementAndGeneral |
| Fundraising | 267837 | Fundraising |
Royalties Royalties
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 139353 | Total |
| Program Services | 139353 | ProgramServices |
Occupancy Occupancy
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 40991487 | Total |
| Program Services | 40798553 | ProgramServices |
| Management And General | 137531 | ManagementAndGeneral |
| Fundraising | 55403 | Fundraising |
Travel Travel
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 15548130 | Total |
| Program Services | 14417093 | ProgramServices |
| Management And General | 681885 | ManagementAndGeneral |
| Fundraising | 449152 | Fundraising |
Conferences Meetings ConferencesMeetings
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 10681259 | Total |
| Program Services | 9183246 | ProgramServices |
| Management And General | 488561 | ManagementAndGeneral |
| Fundraising | 1009452 | Fundraising |
Interest Interest
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 29762161 | Total |
| Program Services | 28432860 | ProgramServices |
| Management And General | 1329301 | ManagementAndGeneral |
Depreciation Depletion DepreciationDepletion
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 61755218 | Total |
| Program Services | 60530554 | ProgramServices |
| Management And General | 1224664 | ManagementAndGeneral |
Insurance Insurance
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 3193643 | Total |
| Program Services | 2962362 | ProgramServices |
| Management And General | 224381 | ManagementAndGeneral |
| Fundraising | 6900 | Fundraising |
Other Expenses OtherExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | Subcontracts | Description |
| Total | 14056141 | Total |
| Program Services | 14056141 | ProgramServices |
Total Functional Expenses TotalFunctionalExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 637040938 | Total |
| Program Services | 582386397 | ProgramServices |
| Management And General | 41841681 | ManagementAndGeneral |
| Fundraising | 12812860 | Fundraising |
Savings And Temp Cash Investments SavingsAndTempCashInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 11760040 | BOY |
| EOY | 9726337 | EOY |
Pledges And Grants Receivable PledgesAndGrantsReceivable
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 155859772 | BOY |
| EOY | 183655635 | EOY |
Accounts Receivable AccountsReceivable
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 15092937 | BOY |
| EOY | 17270562 | EOY |
Receivables From Officers Etc ReceivablesFromOfficersEtc
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 100000 | BOY |
| EOY | 100000 | EOY |
Receivables From Disqual Persons ReceivablesFromDisqualPersons
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 100000 | BOY |
Other Notes Loans Receivable Net OtherNotesLoansReceivableNet
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 192830806 | BOY |
| EOY | 207153838 | EOY |
Inventories For Sale Or Use InventoriesForSaleOrUse
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 1156527 | BOY |
| EOY | 1186344 | EOY |
Prepaid Expenses Deferred Charges PrepaidExpensesDeferredCharges
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 8857154 | BOY |
| EOY | 11017373 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Land Buildings Equipment Basis | 1779785581 | LandBuildingsEquipmentBasis |
| Land Bldg Equipment Accum Deprec | 577375128 | LandBldgEquipmentAccumDeprec |
Land Buildings Equipment Basis Net LandBuildingsEquipmentBasisNet
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 1034956594 | BOY |
| EOY | 1202410453 | EOY |
Investments Pub Traded Securities InvestmentsPubTradedSecurities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 4536611065 | BOY |
| EOY | 4351449354 | EOY |
Investments Other Securities InvestmentsOtherSecurities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 118997 | BOY |
| EOY | 118344 | EOY |
Other Assets Total OtherAssetsTotal
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 329045050 | BOY |
| EOY | 228749225 | EOY |
Total Assets TotalAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 6286488942 | BOY |
| EOY | 6212837465 | EOY |
Accounts Payable Accrued Expenses AccountsPayableAccruedExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 59831228 | BOY |
| EOY | 67843656 | EOY |
Deferred Revenue DeferredRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 21980790 | BOY |
| EOY | 24041226 | EOY |
Tax Exempt Bond Liabilities TaxExemptBondLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 859909235 | BOY |
| EOY | 839664235 | EOY |
Other Liabilities OtherLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 102424004 | BOY |
| EOY | 98098246 | EOY |
Total Liabilities TotalLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 1044145257 | BOY |
| EOY | 1029647363 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Follow SFAS117 | X | FollowSFAS117 |
Unrestricted Net Assets UnrestrictedNetAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 2530522755 | BOY |
| EOY | 2466329442 | EOY |
Temporarily Restricted Net Assets TemporarilyRestrictedNetAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 1735121012 | BOY |
| EOY | 1724659894 | EOY |
Permanently Restricted Net Assets PermanentlyRestrictedNetAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 976699918 | BOY |
| EOY | 992200766 | EOY |
Total Net Assets Fund Balances TotalNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 5242343685 | BOY |
| EOY | 5183190102 | EOY |
Total Liab Net Assets Fund Balances TotalLiabNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 6286488942 | BOY |
| EOY | 6212837465 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Info In Schedule O Part XI | X | InfoInScheduleOPartXI |
| Reconcilation Revenue Expenses | 153054922 | ReconcilationRevenueExpenses |
| Reconcilation Other Changes | -212208505 | ReconcilationOtherChanges |
| Method Of Accounting Accrual | X | MethodOfAccountingAccrual |
| Accountant Compile Or Review | 0 | AccountantCompileOrReview |
| FS Audited | 1 | FSAudited |
| Audit Committee | 1 | AuditCommittee |
| Financial Statement Consolidated | X | FinancialStatementConsolidated |
| Federal Grant Audit Required | 1 | FederalGrantAuditRequired |
| Federal Grant Audit Performed | 1 | FederalGrantAuditPerformed |
Schedule A IRS990ScheduleA
| Field | Value | IRS element (for citing) |
|---|---|---|
| School170b1 Aii | X | School170b1Aii |
Schedule B IRS990ScheduleB
Contributor Info ContributorInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor Number | RESTRICTED | ContributorNumber |
Contributor Name Business ContributorNameBusiness
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RESTRICTED | BusinessNameLine1 |
Contributor Address US ContributorAddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | RESTRICTED | AddressLine1 |
| Address Line2 | RESTRICTED | AddressLine2 |
| City | RESTRICTED | City |
| State | RESTRICTED | State |
| ZIP Code | RESTRICTED | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Aggregate Contributions | RESTRICTED | AggregateContributions |
Schedule C IRS990ScheduleC
| Field | Value | IRS element (for citing) |
|---|---|---|
| Volunteers | 0 | Volunteers |
| Paid Staff Or Management | 1 | PaidStaffOrManagement |
| Media Advertisements | 0 | MediaAdvertisements |
| Mailings Members | 0 | MailingsMembers |
| Publications Or Broadcast | 0 | PublicationsOrBroadcast |
| Grants Other Organizations | 0 | GrantsOtherOrganizations |
| Direct Contact Legislators | 1 | DirectContactLegislators |
| Direct Contact Legislators | $352,360 | DirectContactLegislatorsAmount |
| Rallies Demonstrations | 0 | RalliesDemonstrations |
| Other Activities | 1 | OtherActivities |
| Other Activities | $9,000 | OtherActivitiesAmount |
| Total Lobbying Expenditures IIB | 361360 | TotalLobbyingExpendituresIIB |
| Not Described In501c3 | 0 | NotDescribedIn501c3 |
Form990 Schedule C Part IV Form990ScheduleCPartIV
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | Part IV, Supplemental Information: | Identifier |
| Explanation | Part II-B Line 1 (i) Other activities include dues paid to professional organizations who employ lobbyists. An insubstantial portion of the university's total activities involved legislative and regulatory matters of direct concern to higher education or of a compelling importance to Rice in particular. Institutional efforts to influence legislation are directed by the Office of Public Affairs. The university does not now have a lobbying office in Washington or Austin or employ anyone in those cities to engage in lobbying. During this period, the university employed a full-time person whose primary assignment included federal and state lobbying activity and an outside registered lobbyist in Washington for part-time work. Activities included contacts by letters, phone calls, and meetings with legislators, members of their staffs, or other government officials and meetings with local citizens regarding issues. The total amount spent by Rice in lobbying represents an insignificant part of the university's total expenditures, even taking into consideration the most generous allowances for any activities that may be defined as lobbying by Rice employees outside the Office of Public Affairs working on behalf of the university. Rice also pays membership dues to associations of educational institutions and those organizations may in turn lobby on behalf of the interests of their members. | Explanation |
Schedule D IRS990ScheduleD
Art Public Exhibition Amts ArtPublicExhibitionAmts
| Field | Value | IRS element (for citing) |
|---|---|---|
| Revenues Included | 201350 | RevenuesIncluded |
| Assets In Part X | 8109672 | AssetsInPartX |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Collect Used For Public Exhibition | X | CollectUsedForPublicExhibition |
| Collect Used For Scholar Research | X | CollectUsedForScholarResearch |
| Collect Used For Preservation | X | CollectUsedForPreservation |
| Solicited Assets For Sale | 0 | SolicitedAssetsForSale |
Current Year CurrentYear
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Of Year Balance | 4498951000 | BeginningOfYearBalance |
| Contributions | 27061000 | Contributions |
| Investment Earnings Or Losses | 135708458 | InvestmentEarningsOrLosses |
| Other Expenditures | 220151000 | OtherExpenditures |
| Administrative Expenses | 3427458 | AdministrativeExpenses |
| End Of Year Balance | 4438142000 | EndOfYearBalance |
Current Year Minus1 Year CurrentYearMinus1Year
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Of Year Balance | 3835723000 | BeginningOfYearBalance |
| Contributions | 49988840 | Contributions |
| Investment Earnings Or Losses | 837479000 | InvestmentEarningsOrLosses |
| Grants Or Scholarships | 20032196 | GrantsOrScholarships |
| Other Expenditures | 200348804 | OtherExpenditures |
| Administrative Expenses | 3858840 | AdministrativeExpenses |
| End Of Year Balance | 4498951000 | EndOfYearBalance |
Current Year Minus2 Years CurrentYearMinus2Years
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Of Year Balance | 3665267000 | BeginningOfYearBalance |
| Contributions | 31610000 | Contributions |
| Investment Earnings Or Losses | 357459320 | InvestmentEarningsOrLosses |
| Grants Or Scholarships | 22052502 | GrantsOrScholarships |
| Other Expenditures | 198824498 | OtherExpenditures |
| Administrative Expenses | 2263680 | AdministrativeExpenses |
| End Of Year Balance | 3835723000 | EndOfYearBalance |
Current Year Minus3 Years CurrentYearMinus3Years
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Of Year Balance | 4646434000 | BeginningOfYearBalance |
| Contributions | 62611000 | Contributions |
| Investment Earnings Or Losses | -836508964 | InvestmentEarningsOrLosses |
| Grants Or Scholarships | 23368000 | GrantsOrScholarships |
| Other Expenditures | 191291000 | OtherExpenditures |
| Administrative Expenses | 2610036 | AdministrativeExpenses |
| End Of Year Balance | 3665267000 | EndOfYearBalance |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Board Designated EOY Balance | 0.43900 | BoardDesignatedEOYBalance |
| Permanent Endowment EOY Balance | 0.22000 | PermanentEndowmentEOYBalance |
| Term Endowment EOY Balance | 0.34100 | TermEndowmentEOYBalance |
| Endowments Held By Unrelated Orgs | 0 | EndowmentsHeldByUnrelatedOrgs |
| Endowments Held By Related Orgs | 0 | EndowmentsHeldByRelatedOrgs |
Land Land
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 23784765 | OtherCostOrOtherBasis |
| Book Value | 23784765 | BookValue |
Buildings Buildings
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 1380640663 | OtherCostOrOtherBasis |
| Depreciation | 344633513 | Depreciation |
| Book Value | 1036007150 | BookValue |
Equipment Equipment
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 369017595 | OtherCostOrOtherBasis |
| Depreciation | 231430039 | Depreciation |
| Book Value | 137587556 | BookValue |
Other Land Buildings OtherLandBuildings
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 6342558 | OtherCostOrOtherBasis |
| Depreciation | 1311576 | Depreciation |
| Book Value | 5030982 | BookValue |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Book Value Land Buildings | 1202410453 | TotalOfBookValueLandBuildings |
Other Liabilities OtherLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | Actuarial liability for annuities payable | Description |
| Amount | $98,098,246 | Amount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Amounts | 98098246 | TotalOfAmounts |
Form990 Schedule D Part XIV Form990ScheduleDPartXIV (3 entries)
| Return ReferenceReturnReference | ExplanationExplanation | IdentifierIdentifier |
|---|---|---|
| Part III, Line 4: | The university accepts, from time to time, donations of art, historical treasures or similar assets. Such items are available for public exhibition and are available for scholarly research. The university is a steward of these assets, preserving them for future generations. The asset amount reported for art held for public exhibition includes the construction and installation costs for outdoor sculpture. | |
| Part V, Line 4: | The university's endowment earnings distribution policy guides the rate at which funds are released from the endowment for current spending. The policy reflects the desire to balance the current resource needs of the university with the long-term objective of preserving the purchasing power of the endowment for future generations and ensuring reasonable year-over-year stability of future endowment payouts. Under the policy, endowment spending is between four percent and six and one-half percent of the trailing three-year average endowment market value, with a targeted range of four and one-half percent to five and one-half percent in the intermediate range. Endowment contributions amount includes $8,908,000 of transfers and other additions for which there is no specific line on the schedule. | Description of Intended Use of Endowment Funds: |
| Part X: | The university and its subsidiary corporations did not have any material income tax liabilities for the years ended June 30, 2012 and 2011. The university has no financial reporting requirements for uncertain tax positions for the years ended June 30, 2012 and 2011. | Description of Uncertain Tax Positions Under FIN 48: |
Schedule E IRS990ScheduleE
| Field | Value | IRS element (for citing) |
|---|---|---|
| Nondiscriminatory Policy Stmt | 1 | NondiscriminatoryPolicyStmt |
| Policy Statement In Brochures Etc | 1 | PolicyStatementInBrochuresEtc |
| Policy Publ Via Broadcast Media | 1 | PolicyPublViaBroadcastMedia |
| Maint Racial Composition Records | 1 | MaintRacialCompositionRecords |
| Maint Scholarships Records | 1 | MaintScholarshipsRecords |
| Maint Copies Of Brochures Etc | 0 | MaintCopiesOfBrochuresEtc |
| Maint Copies Of All Solicitations | 1 | MaintCopiesOfAllSolicitations |
| Discriminate Race Students Rights | 0 | DiscriminateRaceStudentsRights |
| Discriminate Race Admiss Policies | 0 | DiscriminateRaceAdmissPolicies |
| Discriminate Race Emplmn Faculty | 0 | DiscriminateRaceEmplmnFaculty |
| Discriminate Race Scholarships | 0 | DiscriminateRaceScholarships |
| Discriminate Race Educ Policies | 0 | DiscriminateRaceEducPolicies |
| Discriminate Race Use Of Fclts | 0 | DiscriminateRaceUseOfFclts |
| Discriminate Race Athletic Prog | 0 | DiscriminateRaceAthleticProg |
| Discriminate Race Other Acty | 0 | DiscriminateRaceOtherActy |
| Government Financial Aid Received | 1 | GovernmentFinancialAidReceived |
| Government Financial Aid Revoked | 0 | GovernmentFinancialAidRevoked |
| Compliance With Rev Proc7550 | 1 | ComplianceWithRevProc7550 |
Form990 Schedule E Part II Form990ScheduleEPartII (3 entries)
| IdentifierIdentifier | Return ReferenceReturnReference | ExplanationExplanation |
|---|---|---|
| Explanation of Nondiscriminatory Policy Publication | Schedule E, Part I, Line 3 | The university includes a statement of its racially nondiscriminatory policy toward students in brochures, catalogues, and other written communications with the public dealing with student admissions, programs and scholarships. |
| Explanation of Document Retention | Schedule E, Part I, Line 4 | Rice makes every effort within the context of a large university to retain copies of all catalogues, brochures, announcements, and other written communications to the public dealing with student admission, programs and scholarships. |
| Explanation of Government Financial Assistance | Schedule E, Part I, Line 6 | The university receives research and instructional grants and contracts, fellowships and student aid awards, and occasional construction grants and contracts from various state and federal agencies. |
Schedule F IRS990ScheduleF
Accts Actvs Out US Table AcctsActvsOutUSTable (12 entries)
| RegionRegion | Number Of OfficesNumberOfOffices | Number Of EmployeesNumberOfEmployees | Type Of Activities ConductedTypeOfActivitiesConducted | Specific Services ProvidedSpecificServicesProvided | Total ExpendituresTotalExpenditures |
|---|---|---|---|---|---|
| Central America and Caribbean | 0 | 0 | Program services, fundraising, conference travel, investments | Programs with local universities, research field work | 235466 |
| South Asia | 0 | 0 | Program services, conference travel | Programs with local universities | 356492 |
| Russia and the Newly Independent States | 0 | 0 | Program services, fundraising, conference travel | Research field work | 67259 |
| North America | 0 | 0 | Program services, fundraising, conference travel | Programs with local universities, research field work | 536655 |
| Middle East and North Africa | 0 | 0 | Program services, conference travel | Research field work, programs with local universities | 609572 |
| East Asia and Pacific | 0 | 0 | Program services, fundraising, conference travel | Programs with local universities, rsearch field work | 2221151 |
| Europe | 1 | 1 | Program services, fundraising, conference travel, investments | Educational program for architecture students, field work, programs with local universities | 3318832 |
| Sub-Saharan Africa | 0 | 0 | Program services | Research field work | 775402 |
| South America | 0 | 0 | Program services | Research field work, programs with local universities | 1092115 |
| Central America and Caribbean | 0 | 0 | Investments | 934643634 | |
| Europe | 0 | 0 | Investments | 57738665 | |
| North America | 0 | 0 | Investments | 4115875 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Subtotal Number Of Offices | 1 | SubtotalNumberOfOffices |
| Subtotal Number Of Employees | 1 | SubtotalNumberOfEmployees |
| Cont Number Of Offices | 0 | ContNumberOfOffices |
| Cont Number Of Employees | 0 | ContNumberOfEmployees |
| Total Number Of Offices | 1 | TotalNumberOfOffices |
| Total Number Of Employees | 1 | TotalNumberOfEmployees |
| Subtotal Amount Spent | 8120829 | SubtotalAmountSpent |
| Cont Amount Spent | 997590289 | ContAmountSpent |
| Total Amount Spent | 1005711118 | TotalAmountSpent |
| Transfer To Foreign Corp | 1 | TransferToForeignCorp |
| Interest In Foreign Trust | 0 | InterestInForeignTrust |
| Own Foreign Corp | 1 | OwnForeignCorp |
| Passive Foreign Invest Co | 1 | PassiveForeignInvestCo |
| Foreign Partnership | 1 | ForeignPartnership |
| Boycott Countries | 1 | BoycottCountries |
Form990 Schedule F Part V Form990ScheduleFPartV (2 entries)
| IdentifierIdentifier | ExplanationExplanation |
|---|---|
| Procedure for Monitoring Grants Outside the U.S.: | Schedule F, Part I, Line 2: The university does not award grants or assistance outside the United States. |
| The university participates in a number of alternative investment arrangements, including partnerships based in foreign countries. The university does not have access to any bank accounts that may be maintained by the partnership nor direct control over any partnership assets. The university is in compliance with reporting requirements and files IRS forms 926, 5471, and 8865 as required as well as TDF form 90.22-1. The university has a bank account in France associated with an educational program in the School of Architecture. All other accounts listed are alternative investments as described above. |
Schedule G IRS990ScheduleG
Events Information EventsInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Of Event1 | RDA Gala | NameOfEvent1 |
| Gross Receipts Event1 | 150245 | GrossReceiptsEvent1 |
| Charitable Contributions Event1 | 100000 | CharitableContributionsEvent1 |
| Gross Revenue Event1 | 50245 | GrossRevenueEvent1 |
| Other Direct Expenses Event1 | 81069 | OtherDirectExpensesEvent1 |
| Name Of Event2 | FOF Events | NameOfEvent2 |
| Gross Receipts Event2 | 210963 | GrossReceiptsEvent2 |
| Charitable Contributions Event2 | 95927 | CharitableContributionsEvent2 |
| Gross Revenue Event2 | 115036 | GrossRevenueEvent2 |
| Other Direct Expenses Event2 | 126432 | OtherDirectExpensesEvent2 |
| Total Number Of Other Events | 5 | TotalNumberOfOtherEvents |
| Gross Receipts Other Events | 120331 | GrossReceiptsOtherEvents |
| Charitable Contrib Other Events | 73730 | CharitableContribOtherEvents |
| Gross Revenue Other Events | 46601 | GrossRevenueOtherEvents |
| Other Direct Expenses Other Events | 147503 | OtherDirectExpensesOtherEvents |
| Gross Receipts Total | 481539 | GrossReceiptsTotal |
| Charitable Contributions Total | 269657 | CharitableContributionsTotal |
| Gross Revenue Total Events | 211882 | GrossRevenueTotalEvents |
| Other Direct Expenses Total Events | 355004 | OtherDirectExpensesTotalEvents |
| Direct Expense Summary Events | 355004 | DirectExpenseSummaryEvents |
| Net Income Summary | -143122 | NetIncomeSummary |
Form990 Schedule G Part IV Form990ScheduleGPartIV (2 entries)
| IdentifierIdentifier | Return ReferenceReturnReference | ExplanationExplanation |
|---|---|---|
| Fundraising events | Sch G | The fundraising event revenue includes ticket sales for paid admissions. The event expense includes costs for paid attendees and guests invited by Rice. Rice invited a number of guests at its expense for donor development purposes. |
| Paid fundraisers | Sch G | Rice University employees conduct all fundraising activities. The university does not contract with professional fundraising services. |
Schedule I IRS990ScheduleI
| Field | Value | IRS element (for citing) |
|---|---|---|
| Records Maintained | 1 | RecordsMaintained |
Form990 Schedule I Part III Form990ScheduleIPartIII (2 entries)
| Type Of GrantTypeOfGrant | Number Of RecipientsNumberOfRecipients | Amount Of Non Cash AssistanceAmountOfNonCashAssistance | Method Of ValuationMethodOfValuation | Amount Of Cash GrantAmountOfCashGrant |
|---|---|---|---|---|
| Scholarships applied to student accounts | 4195 | 89950773 | FMV | |
| Scholarships paid out | 997 | FMV | 12726311 |
Form990 Schedule I Part IV Form990ScheduleIPartIV
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | Sch I | Identifier |
| Explanation | Awards to undergraduates are based primarily on financial need determined by documented financial aid eligibility. Institutional need and merit awards, government grants and outside scholarships provided aid to over 2,400 undergraduates during the year. Graduate students are admitted based on merit as determined by the department to which they are admitted for study and they receive aid from that department or from external agencies. Loans are awarded to eligible students based on need. Over $12 million was paid directly to students (Form 990, Part III, line 4a) with the remainder applied internally to tuition, fees, and room and board. | Explanation |
Schedule J IRS990ScheduleJ
| Field | Value | IRS element (for citing) |
|---|---|---|
| First Class Or Charter Travel | X | FirstClassOrCharterTravel |
| Travel For Companions | X | TravelForCompanions |
| Housing Allowance Or Residence | X | HousingAllowanceOrResidence |
| Club Dues Or Fees | X | ClubDuesOrFees |
| Personal Services | X | PersonalServices |
| Written Policy Re T And E Expenses | 1 | WrittenPolicyReTAndEExpenses |
| Substantiation Required | 1 | SubstantiationRequired |
| Compensation Committee | X | CompensationCommittee |
| Independent Consultant | X | IndependentConsultant |
| Form990 Of Other Organizations | X | Form990OfOtherOrganizations |
| Compensation Survey | X | CompensationSurvey |
| Board Or Committee Approval | X | BoardOrCommitteeApproval |
| Severance Payment | 0 | SeverancePayment |
| Supplemental Nonqual Retire Plan | 1 | SupplementalNonqualRetirePlan |
| Equity Based Comp Arrangement | 0 | EquityBasedCompArrangement |
| Comp Based On Revenue Of Filing Org | 0 | CompBasedOnRevenueOfFilingOrg |
| Comp Based On Revenue Related Orgs | 0 | CompBasedOnRevenueRelatedOrgs |
| Comp Based Net Earnings Filing Org | 0 | CompBasedNetEarningsFilingOrg |
| Comp Based Net Earnings Relate Orgs | 0 | CompBasedNetEarningsRelateOrgs |
| Any Non Fixed Payments | 1 | AnyNonFixedPayments |
| Initial Contract Exception | 0 | InitialContractException |
Form990 Schedule J Part II Form990ScheduleJPartII (26 entries)
| Base Compensation Filing OrgBaseCompensationFilingOrg | Comp Based On Related OrgsCompBasedOnRelatedOrgs | Bonus Filing OrgBonusFilingOrg | Bonus Related OrgsBonusRelatedOrgs | Other Compensation Filing OrgOtherCompensationFilingOrg | Other Compensation Related OrgsOtherCompensationRelatedOrgs | Deferred Comp Filing OrgDeferredCompFilingOrg | Deferred Comp Related OrgsDeferredCompRelatedOrgs | Nontaxable Benefits Filing OrgNontaxableBenefitsFilingOrg | Nontaxable Benefits Related OrgsNontaxableBenefitsRelatedOrgs | Total Compensation Filing OrgTotalCompensationFilingOrg | Total Compensation Related OrgsTotalCompensationRelatedOrgs | Comp Report Prior990 Filing OrgCompReportPrior990FilingOrg | Comp Report Prior990 Related OrgsCompReportPrior990RelatedOrgs |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| David W Leebron | |||||||||||||
| 788593 | 0 | 0 | 0 | 70877 | 0 | 229910 | 0 | 88841 | 0 | 1178221 | 0 | 0 | 0 |
| George L McLendon | |||||||||||||
| 432732 | 0 | 0 | 0 | 38500 | 0 | 61410 | 0 | 18854 | 0 | 551496 | 0 | 0 | 0 |
| Katherine E Collins | |||||||||||||
| 309143 | 0 | 0 | 0 | 27000 | 0 | 31410 | 0 | 9929 | 0 | 377482 | 0 | 0 | 0 |
| Darrow Zeidenstein | |||||||||||||
| 328900 | 0 | 0 | 0 | 33000 | 0 | 24060 | 0 | 35124 | 0 | 421084 | 0 | 0 | 0 |
| Kevin E Kirby | |||||||||||||
| 349939 | 0 | 0 | 0 | 38500 | 0 | 61410 | 0 | 31349 | 0 | 481198 | 0 | 0 | 0 |
| Christopher Munoz | |||||||||||||
| 262132 | 0 | 2500 | 0 | 45165 | 0 | 31410 | 0 | 19880 | 0 | 361087 | 0 | 0 | 0 |
| Allison K Thacker | |||||||||||||
| 120409 | 0 | 0 | 0 | 33000 | 0 | 13069 | 0 | 538 | 0 | 167016 | 0 | 0 | 0 |
| Linda L Thrane | |||||||||||||
| 283051 | 0 | 0 | 0 | 38500 | 0 | 31410 | 0 | 10475 | 0 | 363436 | 0 | 0 | 0 |
| Richard Zansitis | |||||||||||||
| 312136 | 0 | 0 | 0 | 36500 | 0 | 31410 | 0 | 28358 | 0 | 408404 | 0 | 0 | 0 |
| Ronald E Long | |||||||||||||
| 423617 | 0 | 0 | 0 | 38500 | 0 | 31410 | 0 | 21529 | 0 | 515056 | 0 | 0 | 0 |
| Evelyn Stewart | |||||||||||||
| 160460 | 0 | 0 | 0 | 22000 | 0 | 22764 | 0 | 14867 | 0 | 220091 | 0 | 0 | 0 |
| Claire Dwyer Nelson | |||||||||||||
| 239771 | 0 | 25000 | 0 | 15000 | 0 | 31410 | 0 | 25690 | 0 | 336871 | 0 | 0 | 0 |
| Larry P Perez | |||||||||||||
| 145039 | 0 | 15000 | 0 | 16500 | 0 | 17340 | 0 | 27621 | 0 | 221500 | 0 | 0 | 0 |
| Joseph B Davidson | |||||||||||||
| 210841 | 0 | 0 | 0 | 0 | 0 | 21224 | 0 | 22676 | 0 | 254741 | 0 | 0 | 0 |
| Veta J Byrd | |||||||||||||
| 139679 | 0 | 0 | 0 | 6000 | 0 | 12433 | 0 | 8888 | 0 | 167000 | 0 | 0 | 0 |
| Daniel Carson | |||||||||||||
| 303047 | 0 | 0 | 0 | 38500 | 0 | 31410 | 0 | 25325 | 0 | 398282 | 0 | 0 | 0 |
| William H Glick | |||||||||||||
| 407384 | 0 | 0 | 0 | 38500 | 0 | 31410 | 0 | 56706 | 0 | 534000 | 0 | 0 | 0 |
| Benjamin A Braun | |||||||||||||
| 451284 | 0 | 54080 | 0 | 59810 | 0 | 31410 | 0 | 2313 | 0 | 598897 | 0 | 0 | 0 |
| Wayne L Graham | |||||||||||||
| 326300 | 0 | 205000 | 0 | 44221 | 0 | 31410 | 0 | 13445 | 0 | 620376 | 0 | 0 | 0 |
| David E Bailiff | |||||||||||||
| 435831 | 0 | 108150 | 0 | 46000 | 0 | 31410 | 0 | 24995 | 0 | 646386 | 0 | 0 | 0 |
| Brent Smith | |||||||||||||
| 626099 | 0 | 0 | 0 | 0 | 0 | 24060 | 0 | 12972 | 0 | 663131 | 0 | 0 | 0 |
| Vikas Mittal | |||||||||||||
| 612160 | 0 | 0 | 0 | 33000 | 0 | 24060 | 0 | 31047 | 0 | 700267 | 0 | 0 | 0 |
| Edwin L Thomas | |||||||||||||
| 185799 | 0 | 0 | 0 | 16352 | 0 | 24660 | 0 | 7780 | 0 | 234591 | 0 | 0 | 0 |
| Carlos Garcia | |||||||||||||
| 204259 | 0 | 0 | 0 | 16500 | 0 | 21224 | 0 | 1448 | 0 | 243431 | 0 | 0 | 0 |
| Eugene Levy | |||||||||||||
| 345485 | 0 | 0 | 0 | 104460 | 0 | 31410 | 0 | 15062 | 0 | 496417 | 0 | 50000 | 0 |
| Kathleen Matthews | |||||||||||||
| 288468 | 0 | 0 | 0 | 14000 | 0 | 31410 | 0 | 30404 | 0 | 364282 | 0 | 0 | 0 |
Form990 Schedule J Part III Form990ScheduleJPartIII (4 entries)
| Return ReferenceReturnReference | ExplanationExplanation |
|---|---|
| Part I, Line 1a | The university's written travel policy permits payment only of necessary and reasonable expenses for travel on university business. The university's policies constitute an accountable plan and are designed to comply with applicable Internal Revenue Service rules. Coach class airfare is required except in certain limited circumstances. These include medical necessity, contractual obligations, and scheduled flight segments over six hours in length, when business class fares may be used with prior approval. In rare cases, when an exception applies and no business class fare is available, a first class fare may be used, again with prior approval and documentation. Charter travel is sometimes employed for athletics teams, including coaches, when such travel is the least costly method of transportation. Under the university's travel policy, the university does not pay the travel cost of companions, unless there is a valid university business purpose for the companion's travel. Written approval must be obtained in advance from the appropriate dean or vice president documenting the reason for incurring the expense. When the university uses chartered air or ground transportation, travel for companions may occasionally be provided if the university incurs no additional cost. The president of the university is required to occupy university-owned housing as a condition of employment. Housekeeping staff and groundskeepers are provided for such property. The cost of such services not related to public areas of the house is included in compensation reported. The fair market value of the housing provided, based on the appraised value of the house, is reported in the president's compensation as a non-taxable benefit. Social club dues were paid for the president, head baseball and head basketball coaches of the university and included in compensation reported. |
| Part I, Line 3 | The CORD Committee of the Board of Trustees of Rice University employs a process for reviewing the reasonableness of compensation for the President and other disqualified persons at the university, which includes some key employees, pursuant to Section 4958 of the Internal Revenue Code. This process was most recently discussed with the full Board of Trustees in March 2011. The written process is annually reviewed prior to approval of changes to compensation for all disqualified persons at Rice, and is revised from time to time to add new disqualified persons as appropriate. The roster of disqualified persons is annually reviewed. The committee's process is intended to assure the Board of Trustees that compensation arrangements for all disqualified persons are reasonable and satisfy the requirements of the Internal Revenue Code and regulations. The process is as follows: 1) Ensuring that the terms of transactions are approved by the organization's governing body, or a committee thereof, whose members have no conflict of interest with respect to the arrangement. a) Board of Trustees delegated authority to the CORD Committee to act on behalf of the Board in these matters at its meeting on March 25, 1999. b) Each compensation package will be reviewed and approved by the CORD Committee prior to the beginning of the fiscal year, or before the effective date of specific pay increases, and usually at the May CORD Committee meeting, via a later telephone meeting or by written consent in lieu of a meeting. c) None of the members of the CORD Committee has a conflict of interest with respect to this arrangement. d) Members will recuse themselves from any vote in which they have a potential or actual conflict of interest. 2) Ensuring the governing body or committee obtains and relies upon appropriate, comparable data before making its determination. a) Rice participates in the Towers Watson annual survey of select universities' executive compensation, and appropriate additional special surveys. These reports reflect executive compensation in universities of a stature similar to that of Rice, and with which Rice competes for faculty and staff. b) The President's recommendations for any revisions to compensation of disqualified persons and key employees (other than himself) are reviewed by the committee and compared to appropriate peer survey information for reasonableness. c) The committee reviews appropriate peer surveys and compares them to the President's compensation prior to making any decision to revise the compensation. d) The committee may also seek and rely on other relevant information in a given case, including compensation levels paid by other taxable and tax-exempt organizations for functionally comparable positions, geographic market forces, and actual written offers from similar institutions competing for the services of the disqualified person. e) The CORD Committee will rely on this data in approving compensation, and will document any determinations that reasonable compensation is an amount more than the range of comparable data. 3) Ensuring that the governing body or committee adequately documents the basis for making determinations concurrently with making decisions. Minutes documenting the deliberations of the CORD Committee regarding such matters are prepared contemporaneously, for review and approval at its next meeting. |
| Part I, Line 4b | The following officer(s), director(s), trustee(s), key employee(s) and/or highest compensated employees participated in or received payment from a supplemental non-qualified retirement plan in calendar year 2011, subject to satisfying vesting conditions related to continuing service to the university. Awards are included in the amounts shown in Part II, column C. Amounts that are taxable upon vesting or distribution are included in Part II, column B (iii). David Leebron: $160,000 award; $196,742 distribution of a prior award Eugene Levy: $68,460 vesting of a prior award of which $20,568 was distributed George McLendon: $30,000 award Kevin Kirby: $30,000 award |
| Part I, Line 7 | Contracts of certain individuals include provisions that allow them to receive additional compensation if specific criteria are met or performance thresholds are achieved. Payments were made under such contracts in calendar year 2011 to David Bailiff, Benjamin Braun, and Wayne Graham. Bonuses were paid to Christopher Munoz, Larry Perez, Claire Nelson, and Renee Block. |
Schedule K IRS990ScheduleK
Form990 Schedule K Part I Form990ScheduleKPartI (4 entries)
| Issuer EINIssuerEIN | CUSIP NumberCUSIPNumber | Date IssuedDateIssued | Issue PriceIssuePrice | Description Of PurposeDescriptionOfPurpose | DefeasedDefeased | On Behalf Of IssuerOnBehalfOfIssuer | Pool FinancingPoolFinancing |
|---|---|---|---|---|---|---|---|
| City of Houston Higher Education Finance Corporation | |||||||
| 760387014 | 442378DW2 | 2008-06-04 | 200000000 | Construction bond | 0 | 0 | 0 |
| City of Houston Higher Education Finance Corporation | |||||||
| 760387014 | 442378DA0 | 2007-06-12 | 314632113 | Construction bond | 0 | 0 | 0 |
| City of Houston Higher Education Finance Corporation | |||||||
| 760387014 | 442378BZ7 | 2006-03-29 | 147180000 | Refunding (7/20/99 and 2/3/06) | 0 | 0 | 0 |
| City of Houston Higher Education Finance Corporation | |||||||
| 760387014 | 442378DZ5 | 2010-06-02 | 139887000 | Construction bond | 0 | 0 | 0 |
Form990 Schedule K Part II Form990ScheduleKPartII (4 entries)
| Total ProceedsTotalProceeds | Capitalized InterestCapitalizedInterest | Refunding EscrowRefundingEscrow | Issuance Costs From ProceedsIssuanceCostsFromProceeds | Capital ExpendituresCapitalExpenditures | Year Of Subst CompletionYearOfSubstCompletion | Current RefundingCurrentRefunding | Advance RefundingAdvanceRefunding | Final Allocation MadeFinalAllocationMade | Adequate Books And Recds MaintaindAdequateBooksAndRecdsMaintaind | Amount RetiredAmountRetired | Other Spent ProceedsOtherSpentProceeds | Amount UnspentAmountUnspent |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 200000000 | 119676 | 28800000 | 1102506 | 169977818 | 2009 | 1 | 0 | 1 | 1 | |||
| 314632113 | 10609470 | 47400000 | 2493655 | 254128988 | 2010 | 1 | 0 | 1 | 1 | 6410000 | ||
| 147180000 | 829157 | 1 | 1 | 1 | 1 | 146350843 | ||||||
| 139887123 | 1767128 | 1186594 | 101354975 | 0 | 0 | 0 | 1 | 35578426 |
Form990 Schedule K Part III Form990ScheduleKPartIII (4 entries)
| Owning Bond Financed PropertyOwningBondFinancedProperty | Any Lease ArrangementsAnyLeaseArrangements | Mngment Cntrct Bond Financd PrprtyMngmentCntrctBondFinancdPrprty | Engage Bond Counsel ContractsEngageBondCounselContracts | Any Research AgreementsAnyResearchAgreements | Engage Bond Counsel ResearchEngageBondCounselResearch | Prcntge Prvt Business Use By OthersPrcntgePrvtBusinessUseByOthers | Percentage Of Prvt Business Re UBIPercentageOfPrvtBusinessReUBI | Total Private Business UseTotalPrivateBusinessUse | Post Issuance Compliance ProcdrsPostIssuanceComplianceProcdrs |
|---|---|---|---|---|---|---|---|---|---|
| 0 | 1 | 1 | 1 | 1 | 1 | 0.00000 | 0.00000 | 0.00000 | 1 |
| 0 | 1 | 1 | 1 | 1 | 1 | 0.00000 | 0.00000 | 0.00000 | 1 |
| 0 | 0 | 0 | 0 | 0.00000 | 0.00000 | 0.00000 | 1 | ||
| 0 | 1 | 1 | 1 | 1 | 1 | 0.00000 | 0.00000 | 0.00000 | 1 |
Form990 Schedule K Part IV Form990ScheduleKPartIV (4 entries)
| Form8038 T FiledForm8038TFiled | Variable Rate IssueVariableRateIssue | Hedge Identified In Books And RecdsHedgeIdentifiedInBooksAndRecds | Gross Proceeds Invested In GICGrossProceedsInvestedInGIC | Business Name Line2NameOfGICProvider/BusinessNameLine2 | Term Of GICTermOfGIC | Regulatory Safe Harbor SatisfiedRegulatorySafeHarborSatisfied | Gross Proceeds InvestedGrossProceedsInvested | Exception To RebateExceptionToRebate | Term Of HedgeTermOfHedge | Superintegrated HedgeSuperintegratedHedge | Hedge TerminatedHedgeTerminated |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LB Bayerische | |||||||||||
| 0 | 1 | 0 | 1 | Landes | 1.700000000000 | 1 | 0 | 1 | |||
| JP Morgan Chase | |||||||||||
| 0 | 0 | 0 | 1 | 1.900000000000 | 1 | 0 | 1 | ||||
| JP Morgan Chase and | |||||||||||
| 0 | 1 | 1 | 0 | 0 | 0 | 23.700000000000 | 0 | 0 | |||
| (no name) | |||||||||||
| 0 | 1 | 0 | 0 | 0 | 1 | ||||||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fed Tax Requirements Compliance | X | FedTaxRequirementsCompliance |
Form990 Schedule K Part VI Form990ScheduleKPartVI (4 entries)
| ExplanationExplanation |
|---|
| CHHEFC Rice University Series 2008A and 2008B have CUSIP numbers 442378DW2 and 442378DV4. |
| CHHEFC Rice University Series 2007A and 2007B have the following CUSIP numbers: 442378CD5 442378CE3 442378CF0 442378CG8 442378CH6 442378CJ2 442378CK9 442378CL7 442378CM5 442378CN3 442378CP8 442378CQ6 442378CR4 442378CS2 442378CT0 442378CU7 442378CV5 442378CW3 442378CX1 442378CY9 442378CZ6 442378DA0 |
| CCHEFC Rice University Series 2006A and 2006B have CUSIP numbers 442378BZ7 and 442378CA1 |
| The university has practices and procedures to monitor private business use in debt-financed buildings to ensure that it does not exceed permitted limits. The university has a policy allocating equity first to any private business use. Commercial paper issues are current refunding issues. |
Schedule K IRS990ScheduleK
Form990 Schedule K Part I Form990ScheduleKPartI (4 entries)
| Issuer EINIssuerEIN | CUSIP NumberCUSIPNumber | Date IssuedDateIssued | Issue PriceIssuePrice | Description Of PurposeDescriptionOfPurpose | DefeasedDefeased | On Behalf Of IssuerOnBehalfOfIssuer | Pool FinancingPoolFinancing |
|---|---|---|---|---|---|---|---|
| City of Houston Higher Education Finance Corporation | |||||||
| 760387014 | 44237LQV1 | 2012-06-01 | 5410000 | Rollover CP | 0 | 0 | 0 |
| City of Houston Higher Education Finance Corporation | |||||||
| 760387014 | 44237LQY5 | 2012-06-06 | 10000000 | Rollover CP | 0 | 0 | 0 |
| City of Houston Higher Education Finance Corporation | |||||||
| 760387014 | 44237LQZ2 | 2012-06-11 | 4010000 | Rollover CP | 0 | 0 | 0 |
| City of Houston Higher Education Finance Corporation | |||||||
| 760387014 | 44237LRA6 | 2012-06-27 | 9725000 | Rollover CP | 0 | 0 | 0 |
Form990 Schedule K Part II Form990ScheduleKPartII (4 entries)
| Total ProceedsTotalProceeds | Other Spent ProceedsOtherSpentProceeds | Current RefundingCurrentRefunding | Advance RefundingAdvanceRefunding | Final Allocation MadeFinalAllocationMade | Adequate Books And Recds MaintaindAdequateBooksAndRecdsMaintaind |
|---|---|---|---|---|---|
| 5410000 | 5410000 | 1 | 0 | 1 | 1 |
| 10000000 | 10000000 | 1 | 0 | 1 | 1 |
| 4010000 | 4010000 | 1 | 0 | 1 | 1 |
| 9725000 | 9725000 | 1 | 0 | 1 | 1 |
Form990 Schedule K Part III Form990ScheduleKPartIII (4 entries)
| Owning Bond Financed PropertyOwningBondFinancedProperty | Any Lease ArrangementsAnyLeaseArrangements | Mngment Cntrct Bond Financd PrprtyMngmentCntrctBondFinancdPrprty | Any Research AgreementsAnyResearchAgreements | Prcntge Prvt Business Use By OthersPrcntgePrvtBusinessUseByOthers | Percentage Of Prvt Business Re UBIPercentageOfPrvtBusinessReUBI | Total Private Business UseTotalPrivateBusinessUse | Post Issuance Compliance ProcdrsPostIssuanceComplianceProcdrs |
|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0 | 0.00000 | 0.00000 | 0.00000 | 1 |
| 0 | 0 | 0 | 0 | 0.00000 | 0.00000 | 0.00000 | 1 |
| 0 | 0 | 0 | 0 | 0.00000 | 0.00000 | 0.00000 | 1 |
| 0 | 0 | 0 | 0 | 0.00000 | 0.00000 | 0.00000 | 1 |
Form990 Schedule K Part IV Form990ScheduleKPartIV (4 entries)
| Form8038 T FiledForm8038TFiled | Variable Rate IssueVariableRateIssue | Hedge Identified In Books And RecdsHedgeIdentifiedInBooksAndRecds | Gross Proceeds Invested In GICGrossProceedsInvestedInGIC | Gross Proceeds InvestedGrossProceedsInvested | Exception To RebateExceptionToRebate |
|---|---|---|---|---|---|
| 0 | 1 | 0 | 0 | 0 | 1 |
| 0 | 1 | 0 | 0 | 0 | 1 |
| 0 | 1 | 0 | 0 | 0 | 1 |
| 0 | 1 | 0 | 0 | 0 | 1 |
Schedule K IRS990ScheduleK
Form990 Schedule K Part I Form990ScheduleKPartI (3 entries)
| Issuer EINIssuerEIN | CUSIP NumberCUSIPNumber | Date IssuedDateIssued | Issue PriceIssuePrice | Description Of PurposeDescriptionOfPurpose | DefeasedDefeased | On Behalf Of IssuerOnBehalfOfIssuer | Pool FinancingPoolFinancing |
|---|---|---|---|---|---|---|---|
| City of Houston Higher Education Finance Corporation | |||||||
| 760387014 | 44237LQS8 | 2012-04-11 | 5230000 | Rollover CP | 0 | 0 | 0 |
| City of Houston Higher Education Finance Corporation | |||||||
| 760387014 | 44237LQW9 | 2012-06-05 | 4000000 | Rollover CP | 0 | 0 | 0 |
| City of Houston Higher Education Finance Corporation | |||||||
| 760387014 | 44237LQX7 | 2012-06-05 | 6000000 | Rollover CP | 0 | 0 | 0 |
Form990 Schedule K Part II Form990ScheduleKPartII (3 entries)
| Total ProceedsTotalProceeds | Other Spent ProceedsOtherSpentProceeds | Current RefundingCurrentRefunding | Advance RefundingAdvanceRefunding | Final Allocation MadeFinalAllocationMade | Adequate Books And Recds MaintaindAdequateBooksAndRecdsMaintaind |
|---|---|---|---|---|---|
| 5230000 | 5230000 | 1 | 0 | 1 | 1 |
| 4000000 | 4000000 | 1 | 0 | 1 | 1 |
| 6000000 | 6000000 | 1 | 0 | 1 | 1 |
Form990 Schedule K Part III Form990ScheduleKPartIII (3 entries)
| Owning Bond Financed PropertyOwningBondFinancedProperty | Any Lease ArrangementsAnyLeaseArrangements | Mngment Cntrct Bond Financd PrprtyMngmentCntrctBondFinancdPrprty | Engage Bond Counsel ContractsEngageBondCounselContracts | Any Research AgreementsAnyResearchAgreements | Engage Bond Counsel ResearchEngageBondCounselResearch | Prcntge Prvt Business Use By OthersPrcntgePrvtBusinessUseByOthers | Percentage Of Prvt Business Re UBIPercentageOfPrvtBusinessReUBI | Total Private Business UseTotalPrivateBusinessUse | Post Issuance Compliance ProcdrsPostIssuanceComplianceProcdrs |
|---|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 1 | 1 | 1 | 1 | 0.00000 | 0.00000 | 0.00000 | 1 |
| 0 | 0 | 0 | 1 | 1 | 0.00000 | 0.00000 | 0.00000 | 1 | |
| 0 | 0 | 0 | 0 | 0.00000 | 0.00000 | 1 |
Form990 Schedule K Part IV Form990ScheduleKPartIV (3 entries)
| Form8038 T FiledForm8038TFiled | Variable Rate IssueVariableRateIssue | Hedge Identified In Books And RecdsHedgeIdentifiedInBooksAndRecds | Gross Proceeds Invested In GICGrossProceedsInvestedInGIC | Gross Proceeds InvestedGrossProceedsInvested | Exception To RebateExceptionToRebate |
|---|---|---|---|---|---|
| 0 | 1 | 0 | 0 | 0 | 1 |
| 0 | 1 | 0 | 0 | 0 | 1 |
| 0 | 1 | 0 | 0 | 0 | 1 |
Schedule L IRS990ScheduleL
Loan Table LoanTable
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Person | George McLendon | NamePerson |
| Purpose Of Loan | Relocation | PurposeOfLoan |
| Loan From Organization | X | LoanFromOrganization |
| Original Principal | $100,000 | OriginalPrincipalAmount |
| Balance Due | 100000 | BalanceDue |
| Default | 0 | Default |
| Approved By Board | 1 | ApprovedByBoard |
| Written Agreement | 1 | WrittenAgreement |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Balance Due | 100000 | TotalBalanceDue |
Form990 Schedule L Part IV Form990ScheduleLPartIV (3 entries)
| RelationshipRelationship | Amount Of TransactionAmountOfTransaction | Description Of TransactionDescriptionOfTransaction | Sharing Of RevenuesSharingOfRevenues |
|---|---|---|---|
| Y Ping Sun | |||
| President's spouse | 98792 | Employee | 0 |
| Mary Farach-Carson | |||
| Employee's spouse | 242921 | Employee | 0 |
| Sevin Rosen Funds | |||
| Trustee is managing general partner | 145938 | Inv fee | 0 |
Schedule M IRS990ScheduleM
Works Of Art WorksOfArt
| Field | Value | IRS element (for citing) |
|---|---|---|
| Non Cash Checkbox | X | NonCashCheckbox |
| Number Of Contributions | 7 | NumberOfContributions |
| Noncash Contribs Rptd F990 | 201350 | NoncashContribsRptdF990 |
| Method Of Determining Revenues | FMV | MethodOfDeterminingRevenues |
Securities Publicly Traded SecuritiesPubliclyTraded
| Field | Value | IRS element (for citing) |
|---|---|---|
| Non Cash Checkbox | X | NonCashCheckbox |
| Number Of Contributions | 146 | NumberOfContributions |
| Noncash Contribs Rptd F990 | 14115093 | NoncashContribsRptdF990 |
| Method Of Determining Revenues | FMV | MethodOfDeterminingRevenues |
Historical Artifacts HistoricalArtifacts
| Field | Value | IRS element (for citing) |
|---|---|---|
| Non Cash Checkbox | X | NonCashCheckbox |
| Number Of Contributions | 4 | NumberOfContributions |
| Noncash Contribs Rptd F990 | 4 | NoncashContribsRptdF990 |
| Method Of Determining Revenues | Nominal | MethodOfDeterminingRevenues |
Other Non Cash Contributions Table OtherNonCashContributionsTable (4 entries)
| Non Cash CheckboxNonCashCheckbox | DescriptionDescription | Number Of ContributionsNumberOfContributions | Noncash Contribs Rptd F990NoncashContribsRptdF990 | Method Of Determining RevenuesMethodOfDeterminingRevenues |
|---|---|---|---|---|
| X | Model of spacecraft | 1 | 2500 | FMV |
| X | Aircraft | 1 | 11702 | FMV |
| X | Musical instrument | 1 | 48000 | FMV |
| X | Sheet music | 1 | 250 | FMV |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Any Property That Must Be Held | 0 | AnyPropertyThatMustBeHeld |
| Review Process Unusual NC Gifts | 1 | ReviewProcessUnusualNCGifts |
| Third Parties Used | 0 | ThirdPartiesUsed |
Schedule O IRS990ScheduleO
General Explanation GeneralExplanation (6 entries)
| Return ReferenceReturnReference | ExplanationExplanation | IdentifierIdentifier |
|---|---|---|
| Form 990, Part VI, Section A, line 2 | Trustees Kent Anderson and L.E. Simmons have a business relationship. Trustees Nancy Carlson and John Jaggers have a business relationship. | |
| Form 990, Part VI, Section B, line 11 | A draft copy of Form 990 is discussed with the Audit Committee and the Compensation and Organizational Development (CORD) Committee of the Board of Trustees and the final Form 990 is provided to all of the trustees before it is filed. The Form 990 is prepared by the Controller's Office in consultation with other university offices, reviewed within the Controller's Office, reviewed by PricewaterhouseCoopers as the paid preparer, reviewed by the Vice President for Finance and the President together with senior management before it is provided to the trustees. | |
| Form 990, Part VI, Section B, line 12c | A conflict of interest questionnaire is completed annually by officers, directors, trustees, key employees and other disqualified persons. Members of the university's Board of Trustees and senior management may, from time to time, be associated, either directly or through interlocking board memberships, with entities doing business with the university. The university employs a conflict of interest policy that requires any such associations be disclosed in writing on an annual basis. When such associations exist, measures are taken to mitigate any actual or perceived conflict, including recusal of the board member from any decisions involving the entity doing business with the university. The transactions with the entities associated with trustees or senior management are not considered to be significant and may include investment management, common participation in investment vehicles, or the purchases of goods or services. When the university enters into such transactions, the prices are set at fair market value and the terms are no less beneficial than those offered to others in the ordinary course of business. | |
| Form 990, Part VI, Section B, line 15 | Compensation of the organizations' officers is determined by the CORD committee of the Board of Trustees based on comparability data. The deliberations and decisions of the CORD committee of the Board of Trustees are contemporaneously documented as are all meetings of the Board and its committees. Further detail is provided in Schedule J, Part III. | |
| Form 990, Part VI, Section C, line 19 | The articles of incorporation are filed with the state and are publicly available. The financial statements are available to the public on the university's website and by request. Copies of the Form 990 and Form 990T tax returns are available to the public on request. The university's conflict of interest policy is available on the university's website. | |
| Form 990, Part XI, line 5: | Net unrealized losses on investments: -189,524,482. Subcorps -22,684,023. Total to Form 990, Part XI, Line 5: -212,208,505. | Changes in Net Assets or Fund Balances: |
Schedule R IRS990ScheduleR
Form990 Schedule R Part I Form990ScheduleRPartI
Name Of Disregarded Entity NameOfDisregardedEntity
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Partnership - Rice and JTVP | BusinessNameLine1 |
Address US AddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 6100 Main Street | AddressLine1 |
| City | Houston | City |
| State | TX | State |
| ZIP Code | 77005 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Primary Activities | Architectural education | PrimaryActivities |
| Legal Domicile Foreign Country | FR | LegalDomicileForeignCountry |
| Total Income | 200300 | TotalIncome |
| EOY Assets | 16807 | EOYAssets |
Direct Controlling Entity Name DirectControllingEntityName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | William Marsh Rice University | BusinessNameLine1 |
Form990 Schedule R Part II Form990ScheduleRPartII (9 entries)
| Address Line1AddressUS/AddressLine1 | CityAddressUS/City | StateAddressUS/State | ZIP CodeAddressUS/ZIPCode | EINEIN | Primary ActivitiesPrimaryActivities | Legal Domicile StateLegalDomicileState | Exempt Code SectionExemptCodeSection | Business Name Line1DirectControllingEntityName/BusinessNameLine1 | Controlled OrgControlledOrg | Public Charity StatusPublicCharityStatus |
|---|---|---|---|---|---|---|---|---|---|---|
| Village Real Property Inc | ||||||||||
| 6100 Main Street | Houston | TX | 77005 | 760353959 | Real estate title holding | TX | 501(c)2 | William Marsh Rice University | 1 | |
| Village Project Inc | ||||||||||
| 6100 Main Street | Houston | TX | 77005 | 760371337 | Real estate title holding | TX | 501(c)2 | William Marsh Rice University | 1 | |
| JTVP Corporation | ||||||||||
| 6100 Main Street | Houston | TX | 77005 | 760258573 | Real estate title holding | TX | 501(c)2 | William Marsh Rice University | 1 | |
| Village Venturers Inc | ||||||||||
| 6100 Main Street | Houston | TX | 77005 | 760258561 | Real estate title holding | TX | 501(c)2 | William Marsh Rice University | 1 | |
| Rice Land Lumber Co | ||||||||||
| 6100 Main Street | Houston | TX | 77005 | 746045400 | Real estate title holding | TX | 501(c)2 | William Marsh Rice University | 1 | |
| RU Corporation | ||||||||||
| 6100 Main Street | Houston | TX | 77005 | 746081393 | Real estate title holding | TX | 501(c)2 | William Marsh Rice University | 1 | |
| Rice Trust Inc | ||||||||||
| 6100 Main Street | Houston | TX | 77005 | 741698122 | Trust company | TX | 501(c)4 | William Marsh Rice University | 1 | |
| CCR Inc | ||||||||||
| 6100 Main Street | Houston | TX | 77005 | 383751177 | Type I supporting organization | TX | 501(c)3 | William Marsh Rice University | 1 | Line 11a, I |
| HATRC | ||||||||||
| 6100 Main Street | Houston | TX | 77005 | 455431287 | Type I supporting organization | TX | 501(c)3 | William Marsh Rice University | 1 | Line 11a, I |
Form990 Schedule R Part IV Form990ScheduleRPartIV (5 entries)
| Address Line1AddressUS/AddressLine1 | CityAddressUS/City | StateAddressUS/State | ZIP CodeAddressUS/ZIPCode | EINEIN | Primary ActivityPrimaryActivity | Legal Domicile StateLegalDomicileState | Business Name Line1DirectControllingEntityName/BusinessNameLine1 | Type Of EntityTypeOfEntity | Share Of Total IncomeShareOfTotalIncome | Share Of EOY AssetsShareOfEOYAssets | Percentage OwnershipPercentageOwnership |
|---|---|---|---|---|---|---|---|---|---|---|---|
| RI Patents | |||||||||||
| 6100 Main Street | Houston | TX | 77005 | 746067201 | Patent company | TX | William Marsh Rice University | C | 1 | 1 | 1.00000 |
| WMR Technology | |||||||||||
| 6100 Main Street | Houston | TX | 77005 | 760255197 | Patent company | TX | William Marsh Rice University | C | 1 | 1 | 1.00000 |
| Peabody Inc | |||||||||||
| 6100 Main Street | Houston | TX | 77005 | 412049836 | Real estate title holding | TX | William Marsh Rice University | C | 1 | 1 | 1.00000 |
| 75 Trusts | |||||||||||
| 6100 Main Street | Houston | TX | 77005 | Support | TX | William Marsh Rice University | T | 67975426 | 58431143 | 1.00000 | |
| 1 Trust | |||||||||||
| 6100 Main Street | Houston | TX | 77005 | Support | CA | William Marsh Rice University | T | 1 | 21986741 | 0.60000 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Receipt Of Int Ann Rents Royalties | 0 | ReceiptOfIntAnnRentsRoyalties |
| Gift Grant Or Cap Contr To Other Org | 1 | GiftGrantOrCapContrToOtherOrg |
| Gift Grant Or Cap Contr Fr Other Org | 0 | GiftGrantOrCapContrFrOtherOrg |
| Loans Or Guarantees To Other Org | 0 | LoansOrGuaranteesToOtherOrg |
| Loans Or Guarantees From Other Org | 0 | LoansOrGuaranteesFromOtherOrg |
| Sale Of Assets To Other Org | 1 | SaleOfAssetsToOtherOrg |
| Purchase Of Assets From Other Org | 0 | PurchaseOfAssetsFromOtherOrg |
| Exchange Of Assets | 0 | ExchangeOfAssets |
| Rental Of Facilities To Other Orgs | 1 | RentalOfFacilitiesToOtherOrgs |
| Rental Of Facilities Fr Other Orgs | 1 | RentalOfFacilitiesFrOtherOrgs |
| Perform Of Services For Other Orgs | 1 | PerformOfServicesForOtherOrgs |
| Perform Of Services By Other Orgs | 0 | PerformOfServicesByOtherOrgs |
| Sharing Of Facilities | 1 | SharingOfFacilities |
| Sharing Of Paid Employees | 1 | SharingOfPaidEmployees |
| Reimbursement Paid To Other Org | 0 | ReimbursementPaidToOtherOrg |
| Reimbursement Paid By Other Org | 1 | ReimbursementPaidByOtherOrg |
| Other Transfer To Other Org | 1 | OtherTransferToOtherOrg |
| Other Transfer From Other Org | 1 | OtherTransferFromOtherOrg |
Transactions Related Orgs Table TransactionsRelatedOrgsTable (13 entries)
| Transaction TypeTransactionType | Amount InvolvedAmountInvolved |
|---|---|
| Rice Trust Inc | |
| N | 192815 |
| Village Venturers Inc | |
| R | 121200 |
| Rice Land Lumber Company | |
| R | 6006787 |
| R U Corporation | |
| R | 63964 |
| Village Project Inc | |
| R | 874209 |
| Village Real Property Inc | |
| R | 752306 |
| HATRC | |
| P | 158746 |
| CCR | |
| B | 4708394 |
| CCR | |
| J | 12017966 |
| CCR | |
| I | 2000000 |
| CCR | |
| P | 5653918 |
| CCR | |
| Q | 1709278 |
| CCR | |
| F | 1607144 |