THE ROTHWELL FOUNDATION INC: Form 990PF, tax year 2012

View the entire original 990 at ProPublica ↗

Organization: THE ROTHWELL FOUNDATION INC (EIN 20-2026568)
Tax period: 2012-01-01 to 2012-12-31
Filed: 2013-05-13
IRS object ID: 201311339349102551
Schema version: 2012v2.2
Source: Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header
Form 990-PF
Investments Corp Bonds Schedule
Investments Corp Stock Schedule
Other Income Schedule2
Taxes Schedule

Return header ReturnHeader

Field	Value	IRS element (for citing)
Timestamp	2013-05-13T06:31:12-04:00	Timestamp
Tax Period End Date	2012-12-31	TaxPeriodEndDate

Preparer Firm PreparerFirm

Preparer Firm Business Name PreparerFirmBusinessName

Field	Value	IRS element (for citing)
Business Name Line1	HRB TAX GROUP INC	BusinessNameLine1

Preparer Firm US Address PreparerFirmUSAddress

Field	Value	IRS element (for citing)
Address Line1	15050 ELDERBERRY LN	AddressLine1
City	FORT MYERS	City
State	FL	State
ZIP Code	33907	ZIPCode

Field	Value	IRS element (for citing)
Return Type	990PF	ReturnType
Tax Period Begin Date	2012-01-01	TaxPeriodBeginDate

Filer Filer

Field	Value	IRS element (for citing)
EIN	202026568	EIN

Name Name

Field	Value	IRS element (for citing)
Business Name Line1	ROTHWELL FOUNDATION	BusinessNameLine1

Field	Value	IRS element (for citing)
Name Control	ROTH	NameControl
Phone	2394723146	Phone

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	101 Federal Street 3rd Floor	AddressLine1
City	Boston	City
State	MA	State
ZIP Code	02110	ZIPCode

Officer Officer

Field	Value	IRS element (for citing)
Name	SHIRLEY ROTHWELL	Name
Title	PRESIDENT	Title
Phone	2394723146	Phone
Date Signed	2013-04-13	DateSigned

Preparer Preparer

Field	Value	IRS element (for citing)
Name	Sidney Heath	Name
PTIN	P00350251	PTIN
Phone	2399859500	Phone
Date Prepared	2013-05-13	DatePrepared

Field	Value	IRS element (for citing)
Tax Year	2012	TaxYear
Build TS	2016-02-25 16:41:14Z	BuildTS

Form 990-PF IRS990PF

Field	Value	IRS element (for citing)
Exempt PF	X	ExemptPF
FMV Assets EOY	103642	FMVAssetsEOY
Method Of Accounting Cash	X	MethodOfAccountingCash

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

Field	Value	IRS element (for citing)
Not Required To Attach Schedule B	X	NotRequiredToAttachScheduleB
Dividends Rev And Expnss	1934	DividendsRevAndExpnss
Dividends Net Invst Incm	1934	DividendsNetInvstIncm
Net Gain Sale Assets Rev And Expnss	1037	NetGainSaleAssetsRevAndExpnss
Gross Sales Price	9000	GrossSalesPrice
Capital Gain Net Incm Net Invst Incm	1037	CapitalGainNetIncmNetInvstIncm
Other Income Rev And Expnss	835	OtherIncomeRevAndExpnss
Other Income Net Invst Incm	835	OtherIncomeNetInvstIncm
Total Revenue And Expenses	3806	TotalRevenueAndExpenses
Total Net Investment Income	3806	TotalNetInvestmentIncome
Taxes Rev And Expnss	6	TaxesRevAndExpnss
Taxes Net Invst Incm	6	TaxesNetInvstIncm
Tot Opr Expenses Rev And Expnss	6	TotOprExpensesRevAndExpnss
Tot Opr Expenses Net Invst Incm	6	TotOprExpensesNetInvstIncm
Tot Opr Expenses Dsbrs Chrtbl Prps	0	TotOprExpensesDsbrsChrtblPrps
Contri Gifts Paid Rev And Expnss	8000	ContriGiftsPaidRevAndExpnss
Contri Gifts Paid Dsbrs Chrtbl Prps	8000	ContriGiftsPaidDsbrsChrtblPrps
Total Expenses Rev And Expnss	8006	TotalExpensesRevAndExpnss
Total Expenses Net Invst Incm	6	TotalExpensesNetInvstIncm
Total Expenses Dsbrs Chrtbl Prps	8000	TotalExpensesDsbrsChrtblPrps
Excess Of Revenue Over Expenses	-4200	ExcessOfRevenueOverExpenses
Net Investment Income	3800	NetInvestmentIncome

Balance Sheets BalanceSheets

Field	Value	IRS element (for citing)
Savings And Temp Cash Invst BOY	435	SavingsAndTempCashInvstBOY
Savings And Temp Cash Invst EOY	1436	SavingsAndTempCashInvstEOY
Savings And Temp Cash Invst EOYFMV	1436	SavingsAndTempCashInvstEOYFMV
Investments Corp Stock BOY	65221	InvestmentsCorpStockBOY
Investments Corp Stock EOY	58616	InvestmentsCorpStockEOY
Investments Corp Stock EOYFMV	67263	InvestmentsCorpStockEOYFMV
Investments Corp Bonds BOY	32366	InvestmentsCorpBondsBOY
Investments Corp Bonds EOY	33770	InvestmentsCorpBondsEOY
Investments Corp Bonds EOYFMV	34943	InvestmentsCorpBondsEOYFMV
Total Assets BOY	98022	TotalAssetsBOY
Total Assets EOY	93822	TotalAssetsEOY
Total Assets EOYFMV	103642	TotalAssetsEOYFMV
Total Liabilities EOY	0	TotalLiabilitiesEOY
Org That Do Not Follow SFAS117	X	OrgThatDoNotFollowSFAS117
Capital Stock BOY	98022	CapitalStockBOY
Capital Stock EOY	93822	CapitalStockEOY
Total Net Assets BOY	98022	TotalNetAssetsBOY
Total Net Assets EOY	93822	TotalNetAssetsEOY
Total Liabilities Net Assets BOY	98022	TotalLiabilitiesNetAssetsBOY
Total Liabilities Net Assets EOY	93822	TotalLiabilitiesNetAssetsEOY

Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances

Field	Value	IRS element (for citing)
Total Net Assets Fund Balances BOY	98022	TotalNetAssetsFundBalancesBOY
Excess Of Revenue Over Expenses	-4200	ExcessOfRevenueOverExpenses
Subtotal	93822	Subtotal
Total Net Assets Fund Balances EOY	93822	TotalNetAssetsFundBalancesEOY

Capital Gains And Losses CapitalGainsAndLosses

Capital Gains And Losses Info CapitalGainsAndLossesInfo

Field	Value	IRS element (for citing)
Description Of Asset	306.644sh FDCAX	DescriptionOfAsset
How Acquired	P	HowAcquired
Date Acquired	2004-12-28	DateAcquired
Date Sold	2012-10-24	DateSold
Gross Sales Price	9000	GrossSalesPrice
Cost Or Other Basis	7963	CostOrOtherBasis
Gain Or Loss	1037	GainOrLoss
Gains Minus Excess Or Losses	1037	GainsMinusExcessOrLosses

Field	Value	IRS element (for citing)
Capital Gain Net Income	1037	CapitalGainNetIncome

Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax

Field	Value	IRS element (for citing)
Qualifying Distributions Year1	5985	QualifyingDistributionsYear1
Noncharitable Assets Year1	103449	NoncharitableAssetsYear1
Distribution Ratio Year1	0.057855	DistributionRatioYear1
Qualifying Distributions Year2	18981	QualifyingDistributionsYear2
Noncharitable Assets Year2	110917	NoncharitableAssetsYear2
Distribution Ratio Year2	0.171128	DistributionRatioYear2
Qualifying Distributions Year3	11979	QualifyingDistributionsYear3
Noncharitable Assets Year3	102468	NoncharitableAssetsYear3
Distribution Ratio Year3	0.116905	DistributionRatioYear3
Qualifying Distributions Year4	5976	QualifyingDistributionsYear4
Noncharitable Assets Year4	99637	NoncharitableAssetsYear4
Distribution Ratio Year4	0.059978	DistributionRatioYear4
Qualifying Distributions Year5	4411	QualifyingDistributionsYear5
Noncharitable Assets Year5	101831	NoncharitableAssetsYear5
Distribution Ratio Year5	0.043317	DistributionRatioYear5
Total Distribution Ratio	0.449183	TotalDistributionRatio
Average Distribution Ratio	0.089837	AverageDistributionRatio
Net Noncharitable Assets	105218	NetNoncharitableAssets
Adjusted Noncharitable Assets	9452	AdjustedNoncharitableAssets
One Percent Net Investment Income	38	OnePercentNetInvestmentIncome
Adj Nonchrtbl Assets And One	9490	AdjNonchrtblAssetsAndOnePct
Qualifying Distributions	8000	QualifyingDistributions

Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm

Field	Value	IRS element (for citing)
Investment Income Excise Tax	76	InvestmentIncomeExciseTax
Subtotal	76	Subtotal
Tax Based On Investment Income	76	TaxBasedOnInvestmentIncome
Tax Due	76	TaxDue

Statements Regarding Activities StatementsRegardingActivities

Field	Value	IRS element (for citing)
Legislative Political Activities	false	LegislativePoliticalActivities
More Than100 Spent	false	MoreThan100Spent
Form1120 POL Filed	false	Form1120POLFiled
Changes To Articles Or Bylaws	false	ChangesToArticlesOrBylaws
Unrelated Bus Income Over1000	false	UnrelatedBusIncomeOver1000
Termination Etc	false	TerminationEtc
At Least5000 In Assets	true	AtLeast5000InAssets
Private Operating Foundation	false	PrivateOperatingFoundation
New Substantial Contributors	false	NewSubstantialContributors
Interest In Controlled Entity	false	InterestInControlledEntity
Applicable Insurance Contract	false	ApplicableInsuranceContract
Website Address	N/A	WebsiteAddress
Books In Care Of Person Name	SHIRLEY ROTHWELL PRESIDENT	BooksInCareOfPersonName
Books In Care Of Phone Number	2394723146	BooksInCareOfPhoneNumber

Books In Care Of US Address BooksInCareOfUSAddress

Field	Value	IRS element (for citing)
Address Line1	6433 PINE AVENUE	AddressLine1
City	Sanibel	City
State	FL	State
ZIP Code	33957	ZIPCode

Statements Regarding Acty4720 StatementsRegardingActy4720

Field	Value	IRS element (for citing)
Sale Or Exchange With Dsqfly Person	false	SaleOrExchangeWithDsqflyPerson
Borrow Or Lend With Dsqfly Person	false	BorrowOrLendWithDsqflyPerson
Furnished Goods With Dsqfly Person	false	FurnishedGoodsWithDsqflyPerson
Transfer Assets To Dsqfly Person	false	TransferAssetsToDsqflyPerson
Payment To Government Offical	false	PaymentToGovernmentOffical
Acts Fail To Qualify As Exceptions	false	ActsFailToQualifyAsExceptions
Uncorrected Prior Acts	false	UncorrectedPriorActs
Undistributed Income Prior Years	false	UndistributedIncomePriorYears
Business Holdings	false	BusinessHoldings
Jeopardy Investments	false	JeopardyInvestments
Uncorrected Jeopardy Investments	false	UncorrectedJeopardyInvestments
Influence Legislation	false	InfluenceLegislation
Influence Election	false	InfluenceElection
Grants To Individuals	false	GrantsToIndividuals
Noncharitable Purpose	false	NoncharitablePurpose
Tr Fail To Qualify As Exceptions	false	TrFailToQualifyAsExceptions
Rcv Funds To Pay Prsnl Bnft Contract	false	RcvFundsToPayPrsnlBnftContract
Pay Premiums Prsnl Bnft Contract	false	PayPremiumsPrsnlBnftContract
Prohibited Tax Shelter Transactn	false	ProhibitedTaxShelterTransactn

Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo

Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (6 entries)

Address Line1USAddress/AddressLine1	CityUSAddress/City	StateUSAddress/State	ZIP CodeUSAddress/ZIPCode	TitleTitle	Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition	CompensationCompensation	Address Line1ForeignAddress/AddressLine1	CityForeignAddress/City	Province Or StateForeignAddress/ProvinceOrState	CountryForeignAddress/Country
SHIRLEY ROTHWELL
6433 PINE AVENUE	Sanibel	FL	33957	PRESIDENT & DIRECTOR	0.01	0
ANDREW PARADIS
49 SHAY RD	Hudson	MA	01749	DIRECTOR	0.00	0
LISA A PARADIS
49 SHAY RD	Hudson	MA	01749	DIRECTOR	0.00	0
LINDA K AUSTEN
				DIRECTOR	0.00	0	1 BALLYMACE GREEN	ROTHFARNAN	DUBLIN 14	IR
TREVOR AUSTEN
				DIRECTOR	0.00	0	1 BALLYMACE GREEN	ROTHFARNAN	DUBLIN 14	IR
SARKIS G KOJABASHIAN
4 GREENMEADOW LANE	Hudson	MA	01749	DIRECTOR	0.00	0

Field	Value	IRS element (for citing)
Comp Of Hghst Paid Cntrct NONE	NONE	CompOfHghstPaidCntrctNONE

Minimum Investment Return MinimumInvestmentReturn

Field	Value	IRS element (for citing)
Avg Monthly FMV Of Securities	105551	AvgMonthlyFMVOfSecurities
Avg Monthly Cash Balances	1269	AvgMonthlyCashBalances
FMV All Other Noncharitable Assets	0	FMVAllOtherNoncharitableAssets
Total FMV Of Unused Assets	106820	TotalFMVOfUnusedAssets
Adj Total FMV Of Unused Assets	106820	AdjTotalFMVOfUnusedAssets
Cash Deemed Charitable	1602	CashDeemedCharitable
Net Noncharitable Assets	105218	NetNoncharitableAssets
Minimum Investment Return	5261	MinimumInvestmentReturn

Distributable DistributableAmount

Field	Value	IRS element (for citing)
Minimum Investment Return	5261	MinimumInvestmentReturn
Tax Based On Investment Income	76	TaxBasedOnInvestmentIncome
Total Tax	76	TotalTax
Distributable Amount Before Adj	5185	DistributableAmountBeforeAdj
Distributable Amount Before Ded	5185	DistributableAmountBeforeDed
Distributable Amount As Adjusted	5185	DistributableAmountAsAdjusted

Qualifying Distributions QualifyingDistributions

Field	Value	IRS element (for citing)
Expenses And Contributions	8000	ExpensesAndContributions
Qualifying Distributions	8000	QualifyingDistributions
Adj Qualifying Distributions	8000	AdjQualifyingDistributions

Undistributed Income UndistributedIncome

Field	Value	IRS element (for citing)
Distributable Amount As Adjusted	5185	DistributableAmountAsAdjusted
Excess Distri Carryover Year5	4500	ExcessDistriCarryoverYear5
Excess Distri Carryover Year4	3551	ExcessDistriCarryoverYear4
Excess Distri Carryover Year3	6898	ExcessDistriCarryoverYear3
Excess Distri Carryover Year2	13957	ExcessDistriCarryoverYear2
Excess Distri Carryover Year1	828	ExcessDistriCarryoverYear1
Total Excess Distri Carryover	29734	TotalExcessDistriCarryover
Qualifying Distributions	8000	QualifyingDistributions
Applied To Current Year	5185	AppliedToCurrentYear
Remaining Distri From Corpus	2815	RemainingDistriFromCorpus
Total Corpus	32549	TotalCorpus
Undistributed Income CY	0	UndistributedIncomeCY
Excess Distri Cyov To Next Year	32549	ExcessDistriCyovToNextYear
Excess From Year4	3551	ExcessFromYear4
Excess From Year3	6877	ExcessFromYear3
Excess From Year2	6898	ExcessFromYear2
Excess From Year1	828	ExcessFromYear1
Excess From Current Year	2815	ExcessFromCurrentYear

Supplementary Information SupplementaryInformation

Field	Value	IRS element (for citing)
Only Contributes To Preselected	X	OnlyContributesToPreselected

Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (3 entries)

Address Line1RecipientUSAddress/AddressLine1	CityRecipientUSAddress/City	StateRecipientUSAddress/State	ZIP CodeRecipientUSAddress/ZIPCode	Purpose Of Grant Or ContributionPurposeOfGrantOrContribution	AmountAmount	Address Line2RecipientUSAddress/AddressLine2
Neurofibromatosis
185 Cambrige Street	BOSTON	MA	02114	MEDICAL	$500
Kanzius Cancer Research Foundation
130 west 8th Street	ERIE	PA	16501	MEDICAL	$1,000
Bringham and Womens Hospital Devel
116 Huntington Ave	BOSTON	MA	02116	MEDICAL	$6,500	5th Floor

Field	Value	IRS element (for citing)
Tot Grant Or Contri Paid During Year	8000	TotGrantOrContriPaidDuringYear

Analysis Income Producing Acty AnalysisIncomeProducingActy

Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII

Field	Value	IRS element (for citing)
Business Code	711300	BusinessCode
Unrelated Business Income	$1,934	UnrelatedBusinessIncomeAmount

Other Investment Income Part VII OtherInvestmentIncomePartVII

Field	Value	IRS element (for citing)
Business Code	711300	BusinessCode
Unrelated Business Income	$835	UnrelatedBusinessIncomeAmount

Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry

Field	Value	IRS element (for citing)
Business Code	711300	BusinessCode
Unrelated Business Income	$1,037	UnrelatedBusinessIncomeAmount

Subtotals Part XVIA SubtotalsPartXVIA

Field	Value	IRS element (for citing)
Unrelated Business Income	$3,806	UnrelatedBusinessIncomeAmount

Field	Value	IRS element (for citing)
Total Part XVIA	3806	TotalPartXVIA

Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO

Field	Value	IRS element (for citing)
Trnsfr Of Cash To Noncharitable EO	false	TrnsfrOfCashToNoncharitableEO
Trnsfr Oth Assets Noncharitable EO	false	TrnsfrOthAssetsNoncharitableEO
Sales Or Exchanges Of Assets	false	SalesOrExchangesOfAssets
Purchase Assets Noncharitable EO	false	PurchaseAssetsNoncharitableEO
Rental Of Facilities Etc	false	RentalOfFacilitiesEtc
Reimbursement Arrangements	false	ReimbursementArrangements
Loans Or Loan Guarantees	false	LoansOrLoanGuarantees
Performance Of Services Etc	false	PerformanceOfServicesEtc
Sharing Of Facilities Etc	false	SharingOfFacilitiesEtc
Relationships Noncharitable E Os	false	RelationshipsNoncharitableEOs

Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule

Investments Corp Bonds InvestmentsCorpBonds (2 entries)

Name Of BondNameOfBond	EOY Book ValueEOYBookValue	EOYFMVEOYFMV
FSICX	24139	25633
FSHBX	9631	9310

Investments Corp Stock Schedule InvestmentsCorpStockSchedule

Investments Corp Stock InvestmentsCorpStock (4 entries)

Name Of StockNameOfStock	EOY Book ValueEOYBookValue	EOYFMVEOYFMV
FIGRX	6461	7313
FDCAX	18022	20331
ARGFX	6306	6228
YACKX	27827	33391

Other Income Schedule2 OtherIncomeSchedule2

Other Income OtherIncome

Field	Value	IRS element (for citing)
Description	capital gains distribution	Description
Revenue And Expenses Per Books	835	RevenueAndExpensesPerBooks
Net Investment Income	835	NetInvestmentIncome

Taxes Schedule TaxesSchedule

Taxes Taxes

Field	Value	IRS element (for citing)
Category	foreign taxes paid	Category
Amount	$6	Amount
Net Investment Income	6	NetInvestmentIncome