YOKOTA FOUNDATION: Form 990PF, tax year 2012
View the entire original 990 at ProPublica ↗
- Organization
- YOKOTA FOUNDATION (EIN 27-0602001)
- Tax period
- 2012-01-01 to 2012-12-31
- Filed
- 2013-05-10
- IRS object ID
- 201321309349101802
- Schema version
- 2012v2.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Gain Loss Sale Other Assets Sch
- General Explanation Attachment
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Legal Fees Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2013-05-10T11:36:18-00:00 | Timestamp |
| Tax Period End Date | 2012-12-31 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Foundation Source | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | One Hollow Lane Suite 212 | AddressLine1 |
| City | Lake Success | City |
| State | NY | State |
| ZIP Code | 11042 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnType |
| Tax Period Begin Date | 2012-01-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 270602001 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Yokota Foundation | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | YOKO | NameControl |
| Phone | 8008391754 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | Foundation Source 501 Silverside Rd | AddressLine1 |
| City | Wilmington | City |
| State | DE | State |
| ZIP Code | 198091377 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | Robert C Winiecki | Name |
| Title | President | Title |
| Date Signed | 2013-05-10 | DateSigned |
| Authorize Third Party | true | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | Jeffrey D Haskell | Name |
| Phone | 8008391754 | Phone |
| Date Prepared | 2013-05-10 | DatePrepared |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2012 | TaxYear |
| Build TS | 2016-02-24 21:20:13Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exempt PF | X | ExemptPF |
| FMV Assets EOY | 6653523 | FMVAssetsEOY |
| Method Of Accounting Cash | X | MethodOfAccountingCash |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Not Required To Attach Schedule B | X | NotRequiredToAttachScheduleB |
| Interest On Savings Rev And Expnss | 229 | InterestOnSavingsRevAndExpnss |
| Interest On Savings Net Invst Incm | 229 | InterestOnSavingsNetInvstIncm |
| Dividends Rev And Expnss | 202891 | DividendsRevAndExpnss |
| Dividends Net Invst Incm | 202891 | DividendsNetInvstIncm |
| Net Gain Sale Assets Rev And Expnss | 209423 | NetGainSaleAssetsRevAndExpnss |
| Gross Sales Price | 2628519 | GrossSalesPrice |
| Capital Gain Net Incm Net Invst Incm | 209423 | CapitalGainNetIncmNetInvstIncm |
| Other Income Rev And Expnss | 65 | OtherIncomeRevAndExpnss |
| Other Income Net Invst Incm | 52 | OtherIncomeNetInvstIncm |
| Total Revenue And Expenses | 412608 | TotalRevenueAndExpenses |
| Total Net Investment Income | 412595 | TotalNetInvestmentIncome |
| Legal Fees Rev And Expnss | 1868 | LegalFeesRevAndExpnss |
| Legal Fees Dsbrs Chrtbl Prps | 1868 | LegalFeesDsbrsChrtblPrps |
| Other Prof Fees Rev And Expnss | 67526 | OtherProfFeesRevAndExpnss |
| Other Prof Fees Net Invst Incm | 67526 | OtherProfFeesNetInvstIncm |
| Taxes Rev And Expnss | 4252 | TaxesRevAndExpnss |
| Taxes Net Invst Incm | 3852 | TaxesNetInvstIncm |
| Other Expenses Rev And Expnss | 27146 | OtherExpensesRevAndExpnss |
| Other Expenses Net Invst Incm | 453 | OtherExpensesNetInvstIncm |
| Other Expenses Dsbrs Chrtbl Prps | 26693 | OtherExpensesDsbrsChrtblPrps |
| Tot Opr Expenses Rev And Expnss | 100792 | TotOprExpensesRevAndExpnss |
| Tot Opr Expenses Net Invst Incm | 71831 | TotOprExpensesNetInvstIncm |
| Tot Opr Expenses Dsbrs Chrtbl Prps | 28561 | TotOprExpensesDsbrsChrtblPrps |
| Contri Gifts Paid Rev And Expnss | 340000 | ContriGiftsPaidRevAndExpnss |
| Contri Gifts Paid Dsbrs Chrtbl Prps | 340000 | ContriGiftsPaidDsbrsChrtblPrps |
| Total Expenses Rev And Expnss | 440792 | TotalExpensesRevAndExpnss |
| Total Expenses Net Invst Incm | 71831 | TotalExpensesNetInvstIncm |
| Total Expenses Dsbrs Chrtbl Prps | 368561 | TotalExpensesDsbrsChrtblPrps |
| Excess Of Revenue Over Expenses | -28184 | ExcessOfRevenueOverExpenses |
| Net Investment Income | 340764 | NetInvestmentIncome |
Balance Sheets BalanceSheets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Savings And Temp Cash Invst BOY | 453396 | SavingsAndTempCashInvstBOY |
| Savings And Temp Cash Invst EOY | 1174936 | SavingsAndTempCashInvstEOY |
| Savings And Temp Cash Invst EOYFMV | 1174936 | SavingsAndTempCashInvstEOYFMV |
| Investments Govt Oblig BOY | 581567 | InvestmentsGovtObligBOY |
| Investments Govt Oblig EOY | 584484 | InvestmentsGovtObligEOY |
| Investments Govt Oblig EOYFMV | 632771 | InvestmentsGovtObligEOYFMV |
| Investments Corp Stock BOY | 4698205 | InvestmentsCorpStockBOY |
| Investments Corp Stock EOY | 3932967 | InvestmentsCorpStockEOY |
| Investments Corp Stock EOYFMV | 4376572 | InvestmentsCorpStockEOYFMV |
| Investments Corp Bonds BOY | 453100 | InvestmentsCorpBondsBOY |
| Investments Corp Bonds EOY | 465697 | InvestmentsCorpBondsEOY |
| Investments Corp Bonds EOYFMV | 469244 | InvestmentsCorpBondsEOYFMV |
| Total Assets BOY | 6186268 | TotalAssetsBOY |
| Total Assets EOY | 6158084 | TotalAssetsEOY |
| Total Assets EOYFMV | 6653523 | TotalAssetsEOYFMV |
| Total Liabilities EOY | 0 | TotalLiabilitiesEOY |
| Org That Do Not Follow SFAS117 | X | OrgThatDoNotFollowSFAS117 |
| Retained Earnings BOY | 6186268 | RetainedEarningsBOY |
| Retained Earnings EOY | 6158084 | RetainedEarningsEOY |
| Total Net Assets BOY | 6186268 | TotalNetAssetsBOY |
| Total Net Assets EOY | 6158084 | TotalNetAssetsEOY |
| Total Liabilities Net Assets BOY | 6186268 | TotalLiabilitiesNetAssetsBOY |
| Total Liabilities Net Assets EOY | 6158084 | TotalLiabilitiesNetAssetsEOY |
Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Net Assets Fund Balances BOY | 6186268 | TotalNetAssetsFundBalancesBOY |
| Excess Of Revenue Over Expenses | -28184 | ExcessOfRevenueOverExpenses |
| Subtotal | 6158084 | Subtotal |
| Total Net Assets Fund Balances EOY | 6158084 | TotalNetAssetsFundBalancesEOY |
Capital Gains And Losses CapitalGainsAndLosses
Capital Gains And Losses Info CapitalGainsAndLossesInfo (2 entries)
| Description Of AssetDescriptionOfAsset | Gross Sales PriceGrossSalesPrice | Cost Or Other BasisCostOrOtherBasis | Gain Or LossGainOrLoss | Gains Minus Excess Or LossesGainsMinusExcessOrLosses |
|---|---|---|---|---|
| Publicly-traded Securities | 2628519 | 2419102 | 209417 | 209417 |
| Passthrough K1 Capital Gain | 6 | 6 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | 209423 | CapitalGainNetIncome |
Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable For4942 Tax | false | LiableFor4942Tax |
| Qualifying Distributions Year1 | 305086 | QualifyingDistributionsYear1 |
| Noncharitable Assets Year1 | 6481835 | NoncharitableAssetsYear1 |
| Distribution Ratio Year1 | 000.047068 | DistributionRatioYear1 |
| Qualifying Distributions Year2 | 99560 | QualifyingDistributionsYear2 |
| Noncharitable Assets Year2 | 6208278 | NoncharitableAssetsYear2 |
| Distribution Ratio Year2 | 000.016037 | DistributionRatioYear2 |
| Qualifying Distributions Year3 | 12149 | QualifyingDistributionsYear3 |
| Noncharitable Assets Year3 | 4936298 | NoncharitableAssetsYear3 |
| Distribution Ratio Year3 | 000.002461 | DistributionRatioYear3 |
| Total Distribution Ratio | 000.065566 | TotalDistributionRatio |
| Average Distribution Ratio | 000.021855 | AverageDistributionRatio |
| Net Noncharitable Assets | 6310906 | NetNoncharitableAssets |
| Adjusted Noncharitable Assets | 137925 | AdjustedNoncharitableAssets |
| One Percent Net Investment Income | 3408 | OnePercentNetInvestmentIncome |
| Adj Nonchrtbl Assets And One | 141333 | AdjNonchrtblAssetsAndOnePct |
| Qualifying Distributions | 368561 | QualifyingDistributions |
Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | X | DomesticOrgMeetingSect4940e |
| Investment Income Excise Tax | 3408 | InvestmentIncomeExciseTax |
| Subtotal | 3408 | Subtotal |
| Tax Based On Investment Income | 3408 | TaxBasedOnInvestmentIncome |
| Est Tax Payments And Overpayment | 2333 | EstTaxPaymentsAndOverpayment |
| Total Credits And Payments | 2333 | TotalCreditsAndPayments |
| Tax Paid Original Return | 2333 | TaxPaidOriginalReturn |
| Form2220 Attached | X | Form2220Attached |
| Tax Due | 1075 | TaxDue |
Statements Regarding Activities StatementsRegardingActivities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Activities | false | LegislativePoliticalActivities |
| More Than100 Spent | false | MoreThan100Spent |
| Form1120 POL Filed | false | Form1120POLFiled |
| Activities Not Prev Reported | false | ActivitiesNotPrevReported |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylaws |
| Unrelated Bus Income Over1000 | false | UnrelatedBusIncomeOver1000 |
| Termination Etc | false | TerminationEtc |
| Requirements Of Sect508e | true | RequirementsOfSect508e |
| At Least5000 In Assets | true | AtLeast5000InAssets |
| Form990 PF Filed With AG | true | Form990PFFiledWithAG |
| Private Operating Foundation | false | PrivateOperatingFoundation |
| New Substantial Contributors | false | NewSubstantialContributors |
| Interest In Controlled Entity | false | InterestInControlledEntity |
| Applicable Insurance Contract | false | ApplicableInsuranceContract |
| Comply With Public Inspection Rqr | true | ComplyWithPublicInspectionRqr |
Books In Care Of Business Name BooksInCareOfBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | co Foundation Source | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Books In Care Of Phone Number | 8008391754 | BooksInCareOfPhoneNumber |
Books In Care Of US Address BooksInCareOfUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 501 Silverside Road Suite 123 | AddressLine1 |
| City | Wilmington | City |
| State | DE | State |
| ZIP Code | 198091377 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Bank | false | ForeignBank |
Statements Regarding Acty4720 StatementsRegardingActy4720
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exchange With Dsqfly Person | false | SaleOrExchangeWithDsqflyPerson |
| Borrow Or Lend With Dsqfly Person | false | BorrowOrLendWithDsqflyPerson |
| Furnished Goods With Dsqfly Person | false | FurnishedGoodsWithDsqflyPerson |
| Pay Compensation To Dsqfly Person | false | PayCompensationToDsqflyPerson |
| Transfer Assets To Dsqfly Person | false | TransferAssetsToDsqflyPerson |
| Payment To Government Offical | false | PaymentToGovernmentOffical |
| Uncorrected Prior Acts | false | UncorrectedPriorActs |
| Undistributed Income Prior Years | false | UndistributedIncomePriorYears |
| Business Holdings | false | BusinessHoldings |
| Jeopardy Investments | false | JeopardyInvestments |
| Uncorrected Jeopardy Investments | false | UncorrectedJeopardyInvestments |
| Influence Legislation | false | InfluenceLegislation |
| Influence Election | false | InfluenceElection |
| Grants To Individuals | false | GrantsToIndividuals |
| Grants To Organizations | false | GrantsToOrganizations |
| Noncharitable Purpose | false | NoncharitablePurpose |
| Pay Premiums Prsnl Bnft Contract | false | PayPremiumsPrsnlBnftContract |
| Prohibited Tax Shelter Transactn | false | ProhibitedTaxShelterTransactn |
Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo
Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (4 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitle | Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition | CompensationCompensation |
|---|---|---|---|---|---|---|
| John R Warren | ||||||
| Foundation Source 501 Silverside Rd | Wilmington | DE | 19809 | VP / Dir / Sec / Treas | 010.00 | 0 |
| Tina L Warren | ||||||
| Foundation Source 501 Silverside Rd | Wilmington | DE | 19809 | Chairman of the Board / Dir | 007.00 | 0 |
| Brenna L Winiecki | ||||||
| Foundation Source 501 Silverside Rd | Wilmington | DE | 19809 | Dir / Sec | 003.00 | 0 |
| Robert C Winiecki | ||||||
| Foundation Source 501 Silverside Rd | Wilmington | DE | 19809 | Pres / Dir | 005.00 | 0 |
Compensation Of Hghst Paid Cntrct CompensationOfHghstPaidCntrct
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | SEI Investments | BusinessNameLine1 |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1 Freedom Valley Drive | AddressLine1 |
| City | Oaks | City |
| State | PA | State |
| ZIP Code | 19456 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Type Of Service | Investment Management | TypeOfService |
| Compensation | 67526 | Compensation |
Minimum Investment Return MinimumInvestmentReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Avg Monthly FMV Of Securities | 6046240 | AvgMonthlyFMVOfSecurities |
| Avg Monthly Cash Balances | 360771 | AvgMonthlyCashBalances |
| FMV All Other Noncharitable Assets | 0 | FMVAllOtherNoncharitableAssets |
| Total FMV Of Unused Assets | 6407011 | TotalFMVOfUnusedAssets |
| Adj Total FMV Of Unused Assets | 6407011 | AdjTotalFMVOfUnusedAssets |
| Cash Deemed Charitable | 96105 | CashDeemedCharitable |
| Net Noncharitable Assets | 6310906 | NetNoncharitableAssets |
| Minimum Investment Return | 315545 | MinimumInvestmentReturn |
Distributable DistributableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | 315545 | MinimumInvestmentReturn |
| Tax Based On Investment Income | 3408 | TaxBasedOnInvestmentIncome |
| Total Tax | 3408 | TotalTax |
| Distributable Amount Before Adj | 312137 | DistributableAmountBeforeAdj |
| Distributable Amount Before Ded | 312137 | DistributableAmountBeforeDed |
| Distributable Amount As Adjusted | 312137 | DistributableAmountAsAdjusted |
Qualifying Distributions QualifyingDistributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | 368561 | ExpensesAndContributions |
| Qualifying Distributions | 368561 | QualifyingDistributions |
| One Pct Sect4940e Org Net Invst Incm | 3408 | OnePctSect4940eOrgNetInvstIncm |
| Adj Qualifying Distributions | 365153 | AdjQualifyingDistributions |
Undistributed Income UndistributedIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable Amount As Adjusted | 312137 | DistributableAmountAsAdjusted |
| Undistributed Income Prior Year | 311530 | UndistributedIncomePriorYear |
| Qualifying Distributions | 368561 | QualifyingDistributions |
| Applied To Year1 | 311530 | AppliedToYear1 |
| Applied To Current Year | 57031 | AppliedToCurrentYear |
| Undistributed Income CY | 255106 | UndistributedIncomeCY |
Supplementary Information SupplementaryInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | Brenna L Winiecki | ContributingManager |
| Contributing Manager | John R Warren | ContributingManager |
| Contributing Manager | Robert C Winiecki | ContributingManager |
| Contributing Manager | Tina L Warren | ContributingManager |
| Only Contributes To Preselected | X | OnlyContributesToPreselected |
Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (8 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient RelationshipRecipientRelationship | Recipient Foundation StatusRecipientFoundationStatus | Purpose Of Grant Or ContributionPurposeOfGrantOrContribution | AmountAmount |
|---|---|---|---|---|---|---|---|
| CAREY RIDGE ELEMENTARY PTO INC | |||||||
| 16231 CAREY RD | WESTFIELD | IN | 46074 | N/A | 509a1 | Carey Kids Project | $90,000 |
| MAPLE GLEN ELEMEN PARENT TEACHER ORG | |||||||
| 17171 DITCH RD | WESTFIELD | IN | 46074 | N/A | 509a1 | Three Steps Forward Project | $45,000 |
| O'FALLON COMMUNITY FOOD PANTRY INC | |||||||
| 801 E STATE ST | OFALLON | IL | 62269 | N/A | 509a1 | General Unrestricted | $10,000 |
| PENSACOLA AREA CHAMBER FOUNDATION INC | |||||||
| PO BOX 550 | PENSACOLA | FL | 32591 | N/A | 509a2 | Operation Hope | $50,000 |
| SHAMROCK SPRINGS ELEMENTARY PTO INC | |||||||
| 747 W 161ST ST | WESTFIELD | IN | 46074 | N/A | 509a2 | Computer Lab Advancement PHASE II | $10,000 |
| ST JUDE CHILDRENS RESEARCH HOSPITAL INC | |||||||
| 501 ST JUDES PL | MEMPHIS | TN | 38105 | N/A | 509a1 | General Unrestricted | $60,000 |
| THE DOMESTIC VIOLENCE SHELTER INC | |||||||
| PO BOX 1524 | MANSFIELD | OH | 44901 | N/A | 509a1 | General Unrestricted | $25,000 |
| UNITED SERVICE ORGANIZATIONS INC | |||||||
| 2111 WILSON BLVD STE 1200 | ARLINGTON | VA | 22201 | N/A | 509a1 | General Unrestricted | $50,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Grant Or Contri Paid During Year | 340000 | TotGrantOrContriPaidDuringYear |
Analysis Income Producing Acty AnalysisIncomeProducingActy
Int On Savings And Temp Cash Invst IntOnSavingsAndTempCashInvst
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $229 | ExclusionAmount |
Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $202,891 | ExclusionAmount |
Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 18 | ExclusionCode |
| Exclusion | $209,423 | ExclusionAmount |
Other Revenue Described OtherRevenueDescribed
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | K-1 Inc/Loss | Description |
| Business Code | 525990 | BusinessCode |
| Unrelated Business Income | $13 | UnrelatedBusinessIncomeAmount |
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $52 | ExclusionAmount |
Subtotals Part XVIA SubtotalsPartXVIA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Income | $13 | UnrelatedBusinessIncomeAmount |
| Exclusion | $412,595 | ExclusionAmount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Part XVIA | 412608 | TotalPartXVIA |
Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Noncharitable EO | false | TrnsfrOfCashToNoncharitableEO |
| Trnsfr Oth Assets Noncharitable EO | false | TrnsfrOthAssetsNoncharitableEO |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssets |
| Purchase Assets Noncharitable EO | false | PurchaseAssetsNoncharitableEO |
| Rental Of Facilities Etc | false | RentalOfFacilitiesEtc |
| Reimbursement Arrangements | false | ReimbursementArrangements |
| Loans Or Loan Guarantees | false | LoansOrLoanGuarantees |
| Performance Of Services Etc | false | PerformanceOfServicesEtc |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtc |
| Relationships Noncharitable E Os | false | RelationshipsNoncharitableEOs |
Gain Loss Sale Other Assets Sch GainLossSaleOtherAssetsSch
Gain Loss Sale Other Asset GainLossSaleOtherAsset (2 entries)
| NameName | Gross Sales PriceGrossSalesPrice | BasisBasis | Total NetTotalNet |
|---|---|---|---|
| Publicly-traded Securities | 2628519 | 2419102 | 209417 |
| Passthrough K1 Capital Gain | 6 |
General Explanation Attachment GeneralExplanationAttachment
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corp Bonds InvestmentsCorpBonds (32 entries)
| Name Of BondNameOfBond | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| GLAXOSMITHKLINE CAPITAL 1.5 05/08/2017 | 16299 | 16233 |
| ALLSTATE CORP - 5.000 - 08/15/2014 | 10615 | 10695 |
| AMAZON.COM 1.200 DUE 11/29/17 | 11954 | 11934 |
| ANHEUSER BUSCH INBEV WOR - 2.500 - 07/15/2022 | 12937 | 13081 |
| ANHEUSER BUSCH INBEV WORLDWIDE - 1.375 - 07/15/2017 | 12118 | 12126 |
| BOEING CO NOTE 03.50000 02/15/2015 | 13222 | 13763 |
| BP CAP MKTS 6.625 5/8/14 | 12631 | 12491 |
| BRISTOL MYERS SQUIBB CO - 0.875 - 08/01/2017 | 11905 | 11882 |
| CAMPBELL SOUP NOTE - 3.375 - 08/15/2014 | 10201 | 10447 |
| CATERPILLAR FINL SVCS MTNS B - 2.050 - 08/01/2016 | 10175 | 10352 |
| CHEVRON CORP - 1.104 - 12/05/2017 | 15000 | 15105 |
| CME GROUP INC MTN - 5.400 - 08/01/2013 | 30270 | 28797 |
| COCA-COLA ENTERPRISES-04.25-03/01/2015 | 7477 | 7521 |
| DOMINION RESOURCES INC 02.250 09/01/2015 | 8314 | 8290 |
| EBAY INC - 1.625 - 10/15/2015 | 19926 | 20536 |
| GE CO NT - 5.000 - 02/01/2013 | 19077 | 18069 |
| JOHNSON JOHNSON NOTES - 2.125 - 05/15/2016 | 22876 | 23054 |
| MERCK CO NOTE-02.25-01/15/2016 | 9832 | 10449 |
| METLIFE INC GLBL NT - 5.500 - 06/15/2014 | 10647 | 10721 |
| MORGAN STANLEY GLBL NT - 5.300 - 03/01/2013 | 8075 | 8054 |
| NOVARTIS CAPITAL CORP - 4.125 - 02/10/2014 | 18882 | 18721 |
| ORACLE CORP NOTES - 4.950 - 04/15/2013 | 15257 | 14180 |
| PHILIP MORRIS INC - 4.875 - 05/16/2013 | 13849 | 13210 |
| RIO TINTO FIN USA LTD-2.50-05/20/2016 | 11983 | 12527 |
| SANOFI-AVENTIS - 2.625 - 03/29/2016 | 15644 | 15788 |
| TEVA PHARMACEUTICALS BV 3.000 06/15/2015 | 10435 | 10514 |
| TOTAL CAPITAL - 3.125 - 10/02/2015 | 14934 | 15965 |
| TOTAL CAPITAL GTD-3.0-06/24/2015 | 17930 | 19013 |
| UPS - 5.125 - 04/01/2019 | 16086 | 18243 |
| WAL MART STORES - 1.500 - 10/25/2015 | 24920 | 25732 |
| WAL MART STORES INC NT - 3.000 - 02/03/2014 | 18273 | 18525 |
| WMC FIN USA LTD NT - 5.125 - 05/15/2013 | 13953 | 13226 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corp Stock InvestmentsCorpStock (707 entries)
| Name Of StockNameOfStock | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| 188 shares of ABBOTT LABS | 9781 | 12314 |
| 13 shares of ABERCROMBIE FITCH | 447 | 624 |
| 64 shares of ACACIA RESEARCH CORPORATION - COMMON STOCK 0.001 | 2175 | 1642 |
| 44 shares of ACADIA HEALTHCARE CO INC | 988 | 1027 |
| 286 shares of ACCENTURE PLC | 14846 | 19019 |
| 37 shares of ACORDA THERAPEUTICS, INC. | 952 | 920 |
| 38 shares of ACTUANT CORP CL A | 1000 | 1061 |
| 490 shares of ADOBE SYSTEMS, INC. | 14629 | 18463 |
| 36 shares of ADVANCE AUTO PARTS INC | 2419 | 2605 |
| 175 shares of AETNA INC. | 5542 | 8104 |
| 26 shares of AFFILIATED MANAGERS GROUP | 2321 | 3384 |
| 130 shares of AFLAC INC. | 6314 | 6906 |
| 107 shares of AGCO CP | 4759 | 5256 |
| 29 shares of AGRIUM INC. | 3005 | 2896 |
| 1109 shares of AKZO NOBEL NV-ADR | 21865 | 24953 |
| 208 shares of ALASKA AIR GROUP INC | 6203 | 8963 |
| 1394 shares of ALCATEL LUCENT | 2143 | 1938 |
| 97 shares of ALKERMES | 1831 | 1796 |
| 23 shares of ALLEGHANY CP | 8045 | 7715 |
| 29 shares of ALLEGHENY TECH NEW | 907 | 880 |
| 72 shares of ALLEGIANT TRAVEL CO | 3862 | 5286 |
| 276 shares of ALLERGAN INC. | 20253 | 25317 |
| 3 shares of ALLIANCE DATA SYSTEM CORP | 429 | 434 |
| 119 shares of ALLIED WLD ASSUR CO | 8581 | 9377 |
| 56 shares of ALLOT COMMUNICATIONS LTD | 1222 | 998 |
| 245 shares of ALLSTATE CORP | 7614 | 9842 |
| 36 shares of ALTERRA CAPITAL HOLDINGS LTD | 872 | 1015 |
| 2 shares of ALTISOURCE ASSET MANAGEMENT CORPORATION | 160 | 164 |
| 25 shares of ALTISOURCE PORTFOLIO SOLUTIONS S.A | 1242 | 2166 |
| 8 shares of ALTISOURCE RESIDENTIAL CORPORATION CLASS B | 120 | 127 |
| 421 shares of ALTRIA GROUP INC | 12800 | 13236 |
| 85 shares of AMARIN CORPORATION PLC - ADR | 877 | 688 |
| 375 shares of AMDOCS LIMITED | 12082 | 12746 |
| 15 shares of AMERICAN CAPITAL MORTGAGE IN | 345 | 354 |
| 300 shares of AMERICAN ELECTRIC POWER INC. | 11793 | 12804 |
| 103 shares of AMERICAN STATES WATER CO | 3560 | 4942 |
| 349 shares of AMERICAN WATER WORKS COMPANY INC COMMON STOCK | 12025 | 12958 |
| 180 shares of AMERIPRISE FINANCIAL INC | 9827 | 11273 |
| 268 shares of AMERISOURCEBERGEN CORP | 9839 | 11572 |
| 299 shares of AMGEN INC | 17547 | 25774 |
| 221 shares of AMPHENOL CORPORATION | 9074 | 14299 |
| 42 shares of AMSURG CORP | 828 | 1260 |
| 78 shares of ANHEUSER BUSCH COS INC | 4852 | 6818 |
| 27 shares of ANIXTER INTL INC | 1210 | 1727 |
| 29 shares of ANN INC | 777 | 981 |
| 150 shares of ANSYS INC. | 8820 | 10101 |
| 141 shares of AOL INC COMMON STOCK | 4754 | 4175 |
| 55 shares of APACHE CORPORATION | 6029 | 4318 |
| 34 shares of APOLLO INVESTMENT CORP | 277 | 284 |
| 109 shares of APPLE INC. | 31059 | 58006 |
| 213 shares of ARCH CAPITAL GROUP LTD. | 7781 | 9376 |
| 329 shares of ARCHER DANIELS MDLND | 10255 | 9011 |
| 24 shares of ARCT | 268 | 277 |
| 38 shares of ARDEN GROUP INC. | 3450 | 3419 |
| 49 shares of ARIAD PHARMACEUTICALS, INC | 836 | 940 |
| 70 shares of ARKEMA S/ADR | 5382 | 7566 |
| 17 shares of ARROW ELECTRONICS INC. | 684 | 647 |
| 17 shares of ARROW FINANCIAL CORPORATION | 378 | 424 |
| 62 shares of ARUBA NEWWORKS INC | 1230 | 1286 |
| 45 shares of ASBURY AUTOMOTIVE GR | 1225 | 1441 |
| 69 shares of ASCENA RETAIL GROUP, INC. | 1323 | 1274 |
| 77 shares of ASHLAND INC. | 4002 | 6192 |
| 209 shares of ASSURANT INC | 7948 | 7252 |
| 119 shares of ATT CORP COM | 3422 | 4011 |
| 150 shares of AUTOLIV INC | 10322 | 10109 |
| 67 shares of AUTOMATIC DATA PROCESSING INC. | 3439 | 3814 |
| 769 shares of AVIVA PLC | 10240 | 9543 |
| 11 shares of AVNET INC. | 335 | 337 |
| 337 shares of AXA ADS | 5646 | 6140 |
| 474 shares of B M C SOFTWARE | 20121 | 18780 |
| 66 shares of BG FOODS INC COMMON STOCK | 970 | 1868 |
| 27 shares of BAIDU.COM - ADR | 3090 | 2708 |
| 784 shares of BALFOUR BEATTY S ADR NEW | 7591 | 7134 |
| 13 shares of BALL CP | 543 | 582 |
| 28 shares of BALLY TECHNOLOGIES INC | 1082 | 1252 |
| 37 shares of BANCORPSOUTH INC | 476 | 538 |
| 1052 shares of BANK OF AMERICA CORP | 13003 | 12214 |
| 11 shares of BANK OF MARIN BANCORP | 393 | 412 |
| 74 shares of BANK OF NOVA SCOTIA | 3871 | 4283 |
| 20 shares of BAR HARBOR BANKSHARES | 600 | 673 |
| 467 shares of BARCLAYS PLC ADR | 5777 | 8088 |
| 56 shares of BASF AG SPONS ADR | 4338 | 5320 |
| 135 shares of BAXTER INTERNATIONAL INC. | 8048 | 8999 |
| 80 shares of BAYER A G SPONSORED ADR | 5419 | 7674 |
| 28 shares of BE AEROSPACE, INC. | 1344 | 1383 |
| 40 shares of BEACON ROOFING SUPPLY, INC | 639 | 1331 |
| 64 shares of BELDEN INC | 1982 | 2879 |
| 118 shares of BELO CORP | 777 | 905 |
| 74 shares of BERRY PETROLEUM CO A | 2912 | 2483 |
| 715 shares of BG GROUP PLC ADS | 14192 | 11948 |
| 84 shares of BHP BILLITON SP ADR | 5524 | 5911 |
| 96 shares of BIG LOTS INC EX CONSOLIDATED ST ORES INC COM | 3200 | 2732 |
| 77 shares of BIOGEN IDEC INC | 8909 | 11270 |
| 273 shares of BNP PARIBAS SPONS ADR | 8399 | 7974 |
| 89 shares of BOFI HOLDING INC | 1441 | 2475 |
| 57 shares of BOSTON PRIVATE FINANCIAL HOLDINGS, INC. - COMMON S | 379 | 514 |
| 89 shares of BRADY CP CL A | 2902 | 2973 |
| 265 shares of BRAMBLES LTD UNSP AD | 3977 | 4198 |
| 11 shares of BRINKER INTL INC. | 380 | 341 |
| 121 shares of BRISTOL-MYERS SQUIBB CO | 4139 | 3943 |
| 154 shares of BRITISH AMERICAN TOBACCO PLC | 13191 | 15593 |
| 37 shares of BROADSOFT INC. | 1195 | 1344 |
| 194 shares of BROCADE COMMUNICATIONS SYST INC. | 1048 | 1034 |
| 52 shares of BROWN FORMAN CORP CL B | 2684 | 3289 |
| 19 shares of BRUNSWICK CORPORATION COMMON | 424 | 553 |
| 14 shares of BUFFALO WILD WINGS, INC. | 1185 | 1019 |
| 128 shares of BUNGE LTD | 9172 | 9304 |
| 92 shares of BUNZL PLC SPONSORED ADR | 5607 | 7590 |
| 14 shares of CJ ENERGY SERVICES, INC. COMMON STOCK | 316 | 300 |
| 16 shares of CABELAS INC | 681 | 668 |
| 117 shares of CABOT CP | 4819 | 4655 |
| 12 shares of CACI INTL INC | 673 | 660 |
| 142 shares of CADENCE DESIGN SYSTEMS INC. | 1446 | 1918 |
| 333 shares of CAIRN ENERGY PLC | 3037 | 2924 |
| 437 shares of CAL DIVE INTL INC | 2888 | 756 |
| 93 shares of CAL-MAINE FOODS, INC. | 3835 | 3740 |
| 103 shares of CALLAWAY GOLF CO. | 705 | 670 |
| 383 shares of CAMPBELL SOUP CO | 12743 | 13363 |
| 113 shares of CANON INC. | 5233 | 4431 |
| 120 shares of CAPITAL ONE FINANCIAL CORP | 4869 | 6952 |
| 332 shares of CAPITOL FEDERAL FINANCIAL | 3919 | 3881 |
| 62 shares of CARDINAL FINANCIAL CORPORATION | 643 | 1011 |
| 229 shares of CARDINAL HEALTH INC. | 9256 | 9430 |
| 5 shares of CARLISLE COS INC | 253 | 294 |
| 12 shares of CASEYS GENERAL STORES, INC. | 560 | 637 |
| 23 shares of CASH AMER INTL INC | 887 | 912 |
| 126 shares of CATAMARAN CORP | 3592 | 5935 |
| 151 shares of CATERPILLAR INC. | 12550 | 13531 |
| 20 shares of CATHAY GENERAL BANCORP | 326 | 391 |
| 49 shares of CBL ASSOCIATES PROPERTIES INC | 762 | 1039 |
| 97 shares of CELGENE CORP | 7684 | 7612 |
| 109 shares of CENOVUS ENERGY INC | 3530 | 3656 |
| 21 shares of CENTRAL GARDEN PET CO | 216 | 210 |
| 41 shares of CENTRAL GARDEN AND PET CO - A | 436 | 429 |
| 80 shares of CENTRAL PACIFIC FNCL | 1176 | 1247 |
| 95 shares of CENTURY LINK INC | 3983 | 3716 |
| 80 shares of CEVA INC | 1833 | 1260 |
| 25 shares of CF INDUSTRIES HOLDINGS, INC | 4931 | 5079 |
| 17 shares of CHARLES RIV LABORATORIES INTL INC | 661 | 637 |
| 1192 shares of CHARLES SCHWAB CORP | 13901 | 17117 |
| 151 shares of CHECK POINT SOFTWARE TECHNOLOGIES LTD | 6921 | 7194 |
| 71 shares of CHEMTURA CORPORATION | 1191 | 1509 |
| 89 shares of CHESAPEAKE UTILITIES CORP. | 3714 | 4041 |
| 314 shares of CHEVRON CORP | 26808 | 33955 |
| 99 shares of CHINA MOBILE HGK LTD | 5033 | 5813 |
| 125 shares of CHUBB CORP | 7481 | 9415 |
| 83 shares of CHURCH DWIGHT COMMON | 3730 | 4446 |
| 119 shares of CIELO SA ADR | 3166 | 3433 |
| 83 shares of CIGNA | 3063 | 4437 |
| 57 shares of CINEMARK HOLDINGS INC | 1194 | 1481 |
| 534 shares of CISCO SYSTEMS INC | 8693 | 10493 |
| 349 shares of CITIGROUP INC | 14086 | 13806 |
| 153 shares of CITRIX SYSTEMS INC | 9577 | 10040 |
| 29 shares of CLEAN HARBORS, INC. | 1469 | 1595 |
| 42 shares of CLECO CORP NEW COM | 1586 | 1680 |
| 172 shares of CLOROX CO | 11241 | 12594 |
| 182 shares of CME GROUP, INC | 9972 | 9222 |
| 57 shares of CNOOC LTD ADS | 10888 | 12540 |
| 309 shares of COACH INC | 17634 | 17153 |
| 49 shares of COCA COLA BOTTLING CONS | 3105 | 3259 |
| 84 shares of COCA COLA ENTRPR INC | 2112 | 2665 |
| 297 shares of COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION - CLASS | 18783 | 21942 |
| 56 shares of COHERENT INC CAL | 2996 | 2835 |
| 29 shares of COINSTAR, INC. | 1479 | 1508 |
| 40 shares of COLGATE-PALMOLIVE COMPANY | 3595 | 4182 |
| 17 shares of COLONY FINANCIAL INC. | 291 | 332 |
| 13 shares of COLUMBIA SPORTSWEAR CO. | 636 | 694 |
| 13 shares of COMMVAULT SYSTEMS, INC. | 542 | 906 |
| 13 shares of COMPASS MINERALS INTERNATIONAL | 940 | 971 |
| 14 shares of COMTECH TELECMNS CRP | 417 | 355 |
| 141 shares of CONAGRA FOODS INC | 3762 | 4160 |
| 349 shares of CONOCOPHILLIPS | 17256 | 20239 |
| 239 shares of CONSOLIDATED EDISON INC | 14090 | 13274 |
| 2 shares of CONTANGO ORE INC | 17 | |
| 49 shares of CONVERGYS CP | 698 | 804 |
| 42 shares of COOPER TIRE RUBBER CO | 526 | 1065 |
| 13 shares of COPA HOLDINGS S.A. | 1041 | 1293 |
| 129 shares of CORE LABRATORIES | 14384 | 14101 |
| 385 shares of CORNING INC | 6188 | 4859 |
| 12 shares of CORP OFFICE PPTY TR | 290 | 300 |
| 205 shares of CORUS ENTERTAINMT B | 4451 | 5084 |
| 9 shares of COSTAR GROUP, INC. | 782 | 804 |
| 180 shares of COSTCO WHOLESALE CORP | 14782 | 17771 |
| 244 shares of COVANCE INC | 11161 | 14096 |
| 104 shares of CREDIT SUISSE GROUP ADR | 3888 | 2554 |
| 360 shares of CROWN CASTLE INTL | 15066 | 25978 |
| 86 shares of CSG SYST INTL INC. | 1742 | 1563 |
| 229 shares of CSL LTD UNSP ADR | 3859 | 6492 |
| 16 shares of CVR ENERGY, INC. | 474 | 781 |
| 238 shares of CVS CAREMARK CORP. | 9043 | 11507 |
| 95 shares of CYPRESS SEMICONDUCTR | 949 | 1030 |
| 13 shares of CYTEC IND INC | 651 | 895 |
| 210 shares of DAIMLER AG SPONSORED ADR | 10350 | 11487 |
| 302 shares of DANAHER CORP | 14601 | 16882 |
| 109 shares of DAVITA INC COMMON | 7954 | 12048 |
| 78 shares of DEERE CO | 6670 | 6741 |
| 376 shares of DELL INC | 5710 | 3813 |
| 95 shares of DELTA NATURAL GAS INC | 1570 | 1857 |
| 2277 shares of DEUTSCHE BOERSE ADR | 14137 | 14072 |
| 341 shares of DEUTSCHE POST AG | 5800 | 7543 |
| 432 shares of DEUTSCHE TELE AG ADS | 6892 | 4908 |
| 103 shares of DEXCOM, INC. | 1325 | 1400 |
| 7 shares of DICKS SPORTING GDS | 250 | 318 |
| 44 shares of DIEBOLD INC. | 1443 | 1347 |
| 80 shares of DILLARDS INC | 2200 | 6702 |
| 80 shares of DIME COMMUNITY BANCSHARES INC | 1197 | 1111 |
| 107 shares of DIRECTV GROUP | 5273 | 5367 |
| 185 shares of DISCOVER FINL SVCS COM | 4642 | 7132 |
| 59 shares of DOLE FOODS COMPANY | 599 | 677 |
| 43 shares of DOLLAR GENERAL CORP | 1743 | 1896 |
| 53 shares of DOMINION RESOURCES INC | 2669 | 2745 |
| 148 shares of DOW CHEMICAL PV | 3765 | 4785 |
| 114 shares of DR PEPPER/7-UP COMP. | 5147 | 5037 |
| 225 shares of DTE ENERGY CO COM | 12649 | 13511 |
| 59 shares of DUKE ENERGY CO | 3865 | 3764 |
| 20 shares of DUKE REALTY CORPORATION | 283 | 277 |
| 31 shares of DYNEX CAPITAL INC REIT | 269 | 293 |
| 31 shares of EAGLE BANCORP INC | 578 | 619 |
| 233 shares of EARTHLINK NETWORK, INC. | 1546 | 1505 |
| 130 shares of EASTMAN CHEMICAL CO. | 5083 | 8847 |
| 149 shares of ECOLAB INC | 10719 | 10713 |
| 82 shares of ECOPETROL SA | 4428 | 4893 |
| 90 shares of EDUCATION RLTY TRUST | 771 | 958 |
| 273 shares of ELI LILLY CO | 11058 | 13464 |
| 28 shares of EMPIRE DISTRICT ELECTRIC CO. | 559 | 571 |
| 96 shares of EMPLOYERS HOLDINGS, INC | 1588 | 1976 |
| 118 shares of EMULEX CORP COM | 1210 | 861 |
| 648 shares of ENAGAS SA UNSP ADR | 6419 | 6836 |
| 106 shares of ENDO PHARMACEUTICALS HOLDINGS INC. - COMMON STOCK | 2952 | 2780 |
| 107 shares of ENDOLOGIX INC | 1314 | 1524 |
| 22 shares of ENDURANCE SPCLTY HLDGS LTD | 872 | 873 |
| 14 shares of ENERGY XXI BERMUDA LIMITED | 483 | 450 |
| 15 shares of ENGILITY HOLDING INC. | 258 | 289 |
| 19 shares of ENPRO INDUSTRIES INC | 767 | 777 |
| 152 shares of ENTERGY CORP | 10643 | 9690 |
| 209 shares of EOG RESOURCES INC | 20136 | 25245 |
| 6 shares of EQUIFAX INC. | 265 | 325 |
| 60 shares of EQUITY ONE REIT | 1115 | 1261 |
| 634 shares of ERICSSON L M TEL CO | 7364 | 6403 |
| 373 shares of ESSA BANCORP INC | 3950 | 4062 |
| 242 shares of ESTEE LAUDER COMPANIES INC | 15155 | 14486 |
| 33 shares of ETHAN ALLEN INTERIOR | 573 | 848 |
| 175 shares of EVEREST RE GROUP LTD | 17542 | 19241 |
| 44 shares of EXACTTARGET, INC. | 994 | 880 |
| 116 shares of EXELIS, INC | 1294 | 1307 |
| 13 shares of EXPEDIA INC | 383 | 799 |
| 421 shares of EXPERIAN GROUP LTD S/ADR | 4971 | 6761 |
| 416 shares of EXPRESS SCRIPTS HOLDING CO. | 18843 | 22464 |
| 122 shares of EXPRESS, INC | 2196 | 1841 |
| 368 shares of EXXON MOBIL CORP | 28917 | 31849 |
| 20 shares of F M C CP | 884 | 1170 |
| 378 shares of FANUC LIMITED UNSPONSORED | 10670 | 11600 |
| 47 shares of FEDERAL RLTY INVT TR | 4910 | 4889 |
| 41 shares of FEDERATED INVESTRS B | 873 | 829 |
| 266 shares of FIFTH THIRD BANCORP | 3144 | 4043 |
| 37 shares of FIRST CASH FINL SERVICES INC | 1550 | 1836 |
| 16 shares of FIRST CITIZENS BANCSHARES INC | 2700 | 2616 |
| 138 shares of FIRST HORIZON NATL | 1207 | 1368 |
| 128 shares of FIRST MIDWEST BANCORP, INC. - COMMON STOCK | 1384 | 1603 |
| 169 shares of FIRST NIAGARA FINANCIAL GROUP INC. | 1309 | 1340 |
| 37 shares of FIRST OF LONG ISLAND CORP | 956 | 1048 |
| 44 shares of FIRST REPUBLIC BANK | 1472 | 1442 |
| 70 shares of FIRSTMERIT CORPORATION | 1074 | 993 |
| 8 shares of FLEETCOR TECHNOLOGIES INC | 293 | 429 |
| 301 shares of FLUOR CORP | 14249 | 17681 |
| 359 shares of FMC TECHS INC COM | 17389 | 15376 |
| 36 shares of FOOT LOCKER INC N.Y. COM | 824 | 1156 |
| 471 shares of FORD MOTOR COMPANY | 6188 | 6099 |
| 58 shares of FORTINET INC | 1324 | 1219 |
| 157 shares of FOSSIL INC COM | 12505 | 14617 |
| 68 shares of FOSTER WHEELER AG | 1736 | 1654 |
| 86 shares of FRANKLIN FINANCIAL CORPORATION | 1415 | 1426 |
| 123 shares of FRESENIUS MED CAR AG | 3898 | 4219 |
| 44 shares of FRISCHS RESTAURANTS | 1068 | 814 |
| 112 shares of FULTON FIN CORP | 1146 | 1076 |
| 50 shares of FUTUREFUEL CORP | 527 | 592 |
| 44 shares of GK SERVICES, INC. | 1212 | 1503 |
| 264 shares of GANNETT CO INC | 3494 | 4755 |
| 31 shares of GEN CABLE CP | 855 | 943 |
| 70 shares of GEN DYNAMICS CP | 4837 | 4849 |
| 99 shares of GENERAL MILLS INC | 3917 | 4002 |
| 17 shares of GENESEE | 877 | 1293 |
| 546 shares of GENPACT LIMITED | 7911 | 8463 |
| 225 shares of GENWORTH FINANCIAL INC CL A | 1263 | 1690 |
| 876 shares of GIVAUDAN SA UNSP/ADR | 17706 | 18484 |
| 28 shares of GLATFELTER | 420 | 489 |
| 37 shares of GNC CORP | 1297 | 1231 |
| 59 shares of GOLDMAN SACHS GROUP | 10093 | 7526 |
| 46 shares of GOODRICH PETROLEUM CORP | 659 | 429 |
| 60 shares of GOOGLE INC CL A | 35215 | 42442 |
| 119 shares of GREAT PLAINS ENERGY | 2260 | 2417 |
| 27 shares of GREIF INC - A | 1380 | 1202 |
| 72 shares of H.J. HEINZ COMPANY | 3803 | 4153 |
| 87 shares of HANCOCK HOLDING COMPANY | 2400 | 2761 |
| 36 shares of HANNI FINANCIAL CORP | 378 | 489 |
| 22 shares of HANOVER INS GROUP | 830 | 852 |
| 90 shares of HARMAN INTERNATIONAL INDUSTRIES INC | 4295 | 4018 |
| 147 shares of HARRIS CORP DEL | 6948 | 7197 |
| 188 shares of HARTFORD FINANCIALSERVICES GROUP | 4603 | 4219 |
| 149 shares of HATTERAS FINL CPRP | 3919 | 3697 |
| 105 shares of HAWAIIAN ELEC INDS | 2680 | 2640 |
| 177 shares of HEALTH MGMT ASSOC INC CL A | 1306 | 1650 |
| 27 shares of HEALTHSOUTH CP | 427 | 570 |
| 62 shares of HELIX ENERGY SOLUTIONS GROUP INC | 1175 | 1280 |
| 24 shares of HENRY SCHEIN INC | 1484 | 1930 |
| 101 shares of HERITAGE FINANCIAL GROUP | 1312 | 1393 |
| 189 shares of HERSHEY FOODS CORP COMMON | 11262 | 13650 |
| 91 shares of HERTZ GLOBAL HOLDINGS INC | 1074 | 1481 |
| 154 shares of HESS CORP | 9718 | 8156 |
| 228 shares of HEWLETT PACKARD CO | 8120 | 3249 |
| 59 shares of HEXCEL CP DELAWARE | 1388 | 1591 |
| 39 shares of HMS HOLDINGS CORP | 1130 | 1011 |
| 25 shares of HOLLYFRONTIER CORP | 923 | 1164 |
| 33 shares of HOME DEPOT INC. | 1687 | 2041 |
| 66 shares of HORACE MANN EDUCATOR | 1171 | 1317 |
| 335 shares of HORMEL FOODS CP | 9584 | 10455 |
| 4 shares of HOWARD HUGHES CORPORATION | 280 | 292 |
| 246 shares of HSBC HLDGS PLC ADS | 12530 | 13055 |
| 44 shares of HUB GROUP, INC. | 1537 | 1478 |
| 43 shares of HUMANA INC | 3568 | 2951 |
| 655 shares of HUNTINGTON BANCSHARES INC | 3295 | 4185 |
| 13 shares of HUNTINGTON INGALLS INDUSTRIES | 517 | 563 |
| 338 shares of HUNTSMAN CORP | 4543 | 5374 |
| 26 shares of HURON CONSULTING GROUP INC. | 965 | 876 |
| 274 shares of IAC/INTERACTIVE CORP | 11445 | 12944 |
| 22 shares of IBERIABANK CORPORATION | 1147 | 1081 |
| 486 shares of ICAP PLC SPON ADR | 5889 | 4986 |
| 28 shares of IDACORP INC HLDG CO | 1115 | 1214 |
| 41 shares of IDEX CP | 1604 | 1908 |
| 126 shares of IDEXX CORP | 9226 | 11693 |
| 35 shares of IMPERVA INC | 956 | 1104 |
| 438 shares of INDUSTRIAL COM UNSP/ADR | 6193 | 6216 |
| 27 shares of INFINITY PROPERTY AND CASUALTY CORPORATION | 1442 | 1572 |
| 416 shares of INFORMA PLC UNSPONSORED ADR | 4911 | 6182 |
| 53 shares of INFORMATICA CORPORATION | 2327 | 1607 |
| 325 shares of INGRAM MICRO INC - CL A | 5863 | 5499 |
| 107 shares of INGREDION INC. | 5466 | 6894 |
| 16 shares of INNOPHOS HOLDINGS INC | 684 | 744 |
| 148 shares of INPUT/OUTPUT INC. | 1322 | 963 |
| 47 shares of INTEGRA LIFESCIENCES HOLDINGS CORPORATION | 1757 | 1832 |
| 649 shares of INTEL CORP | 14212 | 13382 |
| 120 shares of INTERCONTINETALEXCHANGE INC | 14355 | 14857 |
| 45 shares of INTERFACE INC CL A | 652 | 723 |
| 71 shares of INTERNATIONAL BUSINESS MACHINES | 11188 | 13600 |
| 95 shares of INTREPID POTASH INC | 2436 | 2023 |
| 323 shares of INTUIT | 15042 | 19212 |
| 32 shares of INTUITIVE SURGICAL, INC. | 14446 | 15692 |
| 15 shares of INVESCO MORTGAGE INC | 266 | 296 |
| 29 shares of ISHARES RUSSELL 2000 | 2255 | 2445 |
| 90 shares of ITC HOLDINGS CORP | 6567 | 6922 |
| 13 shares of ITT CORP. | 295 | 305 |
| 70 shares of IXIA | 1029 | 1189 |
| 31 shares of J2 GLOBAL INC | 974 | 949 |
| 63 shares of JABIL CIRCUIT INC | 1356 | 1215 |
| 100 shares of JIVE SOFTWARE INC | 1410 | 1453 |
| 35 shares of JOHN B. SANFILIPPO SON, INC. | 584 | 636 |
| 70 shares of JOHN BEAN TECH CORP | 1120 | 1244 |
| 57 shares of JOHNSON JOHNSON | 3712 | 3996 |
| 13 shares of JONES LANG LASALLE | 858 | 1091 |
| 569 shares of JP MORGAN CHASE CO | 22984 | 25018 |
| 1059 shares of JUPITER TELECOM UNSP/ADR | 11229 | 13185 |
| 22 shares of KADANT INC | 446 | 583 |
| 40 shares of KAR AUCTION SERVICES INC | 685 | 810 |
| 41 shares of KAYDON CORP | 1188 | 981 |
| 170 shares of KBC GROUP SA UNSP ADR | 2920 | 3031 |
| 714 shares of KDDI CP UNSP ADR | 12724 | 12581 |
| 80 shares of KELLOGG CO | 3872 | 4468 |
| 120 shares of KEY ENERGY SERVICES INC. | 1238 | 834 |
| 489 shares of KEYCORP | 4224 | 4117 |
| 161 shares of KIMBERLY CLARK CORP | 12900 | 13593 |
| 194 shares of KINDER MORGAN HOLDCO LLC WARRANTS - EXP 02/15/2017 | 314 | 733 |
| 644 shares of KINDER MORGAN INC | 21713 | 22753 |
| 69 shares of KLA TENCOR CORP | 2674 | 3295 |
| 76 shares of KNIGHT TRANSPORTATION, INC. - COMMON STOCK | 1245 | 1112 |
| 107 shares of KOHLS CORP | 5343 | 4599 |
| 571 shares of KONINKLIJKE AHOLD | 7830 | 7766 |
| 55 shares of KRATON PERFORMANCE POLYMERS INCCOM | 1094 | 1322 |
| 457 shares of KROGER CO | 10639 | 11891 |
| 238 shares of LOREAL ADR | 5108 | 6659 |
| 88 shares of L-3 COMMUNICATIONS CORP | 6132 | 6743 |
| 92 shares of LACLEDE GROUP INC | 3581 | 3552 |
| 56 shares of LANCASTER COLONY CORPORATION | 3925 | 3875 |
| 39 shares of LANDSTAR SYSTEM | 1805 | 2046 |
| 105 shares of LEAR CORP | 4281 | 4918 |
| 33 shares of LEGGETT PLATT INC | 712 | 898 |
| 27 shares of LENNAR CORP | 704 | 1044 |
| 7 shares of LENNOX INTL INC | 273 | 368 |
| 70 shares of LEVEL 3 COMMUNICATIONS, INC | 1741 | 1618 |
| 144 shares of LEXINGTON REALTY TRUST | 1311 | 1505 |
| 90 shares of LEXMARK INTL INC | 2798 | 2087 |
| 1217 shares of LI FUNG UNSP/ADR | 4172 | 4357 |
| 915 shares of LIBERTY INTERACTIVE CORP | 16336 | 18007 |
| 7 shares of LINCOLN ELECTRIC HOLDING INC. | 236 | 341 |
| 146 shares of LINCOLN NATIONAL CORP | 4129 | 3781 |
| 1294 shares of LINDE AG SPONSORED ADR | 20048 | 22891 |
| 25 shares of LITHIA MOTORS INC CL A | 612 | 936 |
| 94 shares of LOCKHEED MARTIN CORP | 7009 | 8675 |
| 31 shares of LORILLARD INC COMMON STOCK | 3384 | 3617 |
| 17 shares of LPL FINANCIAL HOLDINGS INC | 599 | 479 |
| 259 shares of LSI CORPORATION | 2113 | 1831 |
| 11 shares of M.D.C. HLDGS | 327 | 404 |
| 49 shares of MAGELLAN HEALTH SERVICES, INC. | 2485 | 2401 |
| 289 shares of MAGNUM HUNTER RESOURCES, INC | 1338 | 1153 |
| 72 shares of MANITOWOC CO INC | 731 | 1129 |
| 91 shares of MANNING NAPIER INC CLASS A | 1238 | 1147 |
| 79 shares of MAP PHARMACEUTICALS, INC. | 1152 | 1236 |
| 250 shares of MARATHON OIL CORP COM | 5236 | 7665 |
| 152 shares of MARATHON PETROLEUM CORP | 4675 | 9576 |
| 87 shares of MASTERCARD INC | 25537 | 42740 |
| 35 shares of MATTHEWS INTERNATIONAL CORPORATION | 1093 | 1124 |
| 68 shares of MCCORMICK CO | 3324 | 4320 |
| 430 shares of MCDERMOTT INT PANAMA | 5156 | 4739 |
| 43 shares of MCDONALDS CORP | 4178 | 3793 |
| 142 shares of MCKESSON CORP | 11008 | 13768 |
| 221 shares of MEAD JOHNSON NUTRITI | 16107 | 14562 |
| 77 shares of MEDCATH CORP | 113 | 598 |
| 22 shares of MEDIVATION, INC. | 844 | 1126 |
| 14 shares of MEDNAX, INC. | 901 | 1113 |
| 99 shares of MEDTRONIC INC | 3432 | 4061 |
| 22 shares of MENS WEARHOUSE THE | 640 | 686 |
| 117 shares of MERCHANTS BANCSHARES INC | 3229 | 3132 |
| 525 shares of MERCK CO INC. | 18416 | 21494 |
| 37 shares of MERIDIAN INTERSTATE BANCORP | 462 | 621 |
| 170 shares of METLIFE INC. | 6251 | 5600 |
| 9 shares of METTLER-TOLEDO INTL | 1529 | 1740 |
| 270 shares of MFA MTG INVTS INC | 2100 | 2190 |
| 81 shares of MGE ENERGY INC | 3656 | 4127 |
| 266 shares of MICROSOFT CORPORATION | 6969 | 7105 |
| 23 shares of MID AMER APT COMMUN | 1425 | 1489 |
| 10 shares of MOHAWK INDS INC | 602 | 905 |
| 100 shares of MONDELEZ INTERNATIONAL INC | 2349 | 2545 |
| 183 shares of MORGAN STANLEY | 4992 | 3499 |
| 332 shares of MUENCHENER RUECKVERS | 4743 | 5986 |
| 83 shares of MURPHY OIL CP HLDG | 5061 | 4943 |
| 100 shares of MYRIAD GENETICS, INC | 2464 | 2725 |
| 16 shares of NATHANS FAMOUS, INC | 338 | 539 |
| 67 shares of NATIONAL FINL PARTNERS CORP | 1027 | 1148 |
| 353 shares of NATIONAL INSTRUMENTS CORPORATION | 8627 | 9111 |
| 64 shares of NATIONAL PENN BANCSHARES, INC. | 521 | 596 |
| 14 shares of NCR CP | 216 | 357 |
| 102 shares of NESTLE S.A. | 5575 | 6647 |
| 429 shares of NETAPP, INC. | 15386 | 14393 |
| 654 shares of NEW GOLD INC | 6263 | 7214 |
| 5 shares of NEW MARKET CORP | 717 | 1311 |
| 58 shares of NEXTERA ENERGY, INC | 3337 | 4013 |
| 218 shares of NIKE INC-CL B | 8241 | 11249 |
| 619 shares of NORDEA BANK AB SPON ADR | 6722 | 5949 |
| 135 shares of NORTHROP GRUMMAN CORP | 7968 | 9123 |
| 84 shares of NORTHWEST NAT GAS CO | 3824 | 3713 |
| 340 shares of NOVARTIS AG ADR | 19068 | 21522 |
| 125 shares of NOVO NORDISK A S | 12699 | 20401 |
| 24 shares of NU SKIN ENTERPRISES CL A | 1094 | 889 |
| 165 shares of NV ENERGY INC | 2725 | 2993 |
| 56 shares of OASIS PETROLEUM CORP | 1719 | 1781 |
| 66 shares of OCEANFIRST FINANCIAL CORP | 949 | 908 |
| 43 shares of OCWEN FINL CORP | 449 | 1487 |
| 27 shares of ONYX PHARMACEUTICALS, INC. | 1247 | 2039 |
| 80 shares of ORION MARINE GROUP INC - COMMON | 902 | 585 |
| 52 shares of OWENS AND MINOR INC | 1673 | 1483 |
| 112 shares of OWENS ILLINOIS | 2177 | 2382 |
| 19 shares of PACKAGING CORP AMER | 527 | 731 |
| 76 shares of PACWEST BANCORP | 1505 | 1883 |
| 66 shares of PANTRY INC. | 1171 | 801 |
| 32 shares of PAPA JOHNS INTL INC | 1225 | 1758 |
| 65 shares of PARAMETRIC TECHNOLOGY CORP | 1370 | 1463 |
| 744 shares of PARTNER COMMUNICATIONS COMPANY LTD. - AMERICAN DEP | 2911 | 4449 |
| 116 shares of PARTNERRE LTD. COM | 8636 | 9337 |
| 49 shares of PATTERSON COMPANIES INC COM | 1647 | 1677 |
| 147 shares of PDL BIOPHARMA INC | 917 | 1035 |
| 261 shares of PDRDY.PK | 5390 | 6055 |
| 23 shares of PENN NATIONAL GAMING | 903 | 1130 |
| 48 shares of PENNYMAC MTG INVT TR | 859 | 1214 |
| 327 shares of PEOPLES UNITED FINANCIAL, INC. | 4156 | 3953 |
| 147 shares of PEOPLES FEDERATED BANCSHARES | 2330 | 2556 |
| 56 shares of PEPSICO INC | 3467 | 3832 |
| 83 shares of PERKIN ELMER INC | 2187 | 2634 |
| 110 shares of PERRIGO CO | 8147 | 11443 |
| 1239 shares of PETROFAC LTD UNSPONS ADR | 14910 | 16466 |
| 58 shares of PETSMART INC. COM | 3920 | 3964 |
| 1240 shares of PFIZER INC. | 22223 | 31098 |
| 204 shares of PG E CORP | 9032 | 8197 |
| 168 shares of PHILIP MORRIS INTL | 11984 | 14052 |
| 150 shares of PHILLIPS 66 | 4509 | 7965 |
| 225 shares of PIEDMONT OFFICE REALTY TRUST INC COMMON STOCK | 3938 | 4061 |
| 243 shares of PINNACLE WEST CAPITAL CORP | 11249 | 12388 |
| 11 shares of PIPER JAFFRAY COS COM | 307 | 353 |
| 35 shares of PLATINUM UNDERWRITERS HOLDINGS LTD | 1388 | 1610 |
| 118 shares of PNC FINANCIAL GROUP INC. | 6550 | 6881 |
| 46 shares of PNM RESOURCES INC | 625 | 943 |
| 402 shares of POLYCOM, INC. | 6946 | 4205 |
| 31 shares of POLYPORE INTERNATIONAL INC. | 1151 | 1442 |
| 20 shares of POOL CORPORATION - COMMON STOCK | 560 | 846 |
| 86 shares of POPULAR, INC. | 1418 | 1788 |
| 235 shares of PORTLAND GEN ELEC | 5978 | 6430 |
| 1760 shares of POSTNL N.V. | 5759 | 7022 |
| 356 shares of PPL CORPORATION | 10373 | 10192 |
| 174 shares of PREMIERE GLOBAL SVCS | 1515 | 1702 |
| 46 shares of PRESTIGE BRAND HLGS | 646 | 921 |
| 28 shares of PRICELINE.COM INCORPORATED | 9829 | 17371 |
| 12 shares of PRIMERICA, INC. | 249 | 360 |
| 32 shares of PROASSURANCE CORP | 1006 | 1350 |
| 64 shares of PROCTER GAMBLE CO | 4085 | 4345 |
| 843 shares of PROGRESSIVE CORP OHIO | 18559 | 17787 |
| 33 shares of PROTECTIVE LIFE CORPORATION | 971 | 943 |
| 31 shares of PROVIDENT FINANCIAL HOLDINGS INC. | 410 | 543 |
| 175 shares of PRUDENTIAL FINCL INC | 9677 | 9333 |
| 7 shares of PUBLIC STORAGE INC | 990 | 1015 |
| 180 shares of PUBLIC SVC ENTERPRISE GROUP INC. | 5961 | 5508 |
| 9 shares of PVH CORP | 573 | 999 |
| 16 shares of QIAGEN NV | 294 | 290 |
| 67 shares of QLIK TECHNOLOGIES | 1573 | 1455 |
| 765 shares of QUALCOMM INC | 37193 | 47322 |
| 261 shares of R F MICRO DEVICES INC | 1172 | 1169 |
| 398 shares of R R DONNELLEY SONS CO | 5347 | 3578 |
| 206 shares of RADIOSHACK CORP | 3918 | 437 |
| 194 shares of RAIT FINANCIAL TRUST | 1073 | 1096 |
| 103 shares of RAYTHEON CO. | 4959 | 5929 |
| 44 shares of RED ROBIN GOURMET BURGERS, INC | 1475 | 1553 |
| 56 shares of REDWOOD TR INC. | 833 | 946 |
| 608 shares of REED ELSEVIER N VSPONSORED ADR | 14982 | 17985 |
| 107 shares of REED ELSEVIER PLC | 3479 | 4498 |
| 32 shares of REGIS CORP MINN | 559 | 541 |
| 22 shares of REINSURANCE GROUP AMER INC. | 1099 | 1177 |
| 71 shares of RENAISSANCERE HOLDINGS LTD | 5668 | 5769 |
| 16 shares of RESMED INC | 566 | 665 |
| 33 shares of RESTORATION HARDWARE | 1072 | 1113 |
| 230 shares of REXAM PLC ADR | 6701 | 8220 |
| 305 shares of REYNOLDS AMERN INC | 12358 | 12636 |
| 244 shares of RIO TINTO PLC SPONSORED ADR | 13248 | 14174 |
| 54 shares of ROBERT HALF INTL INC. | 1423 | 1718 |
| 453 shares of ROCHE HOLDING LTD ADR | 16905 | 22877 |
| 15 shares of ROCK-TENN CO. | 911 | 1049 |
| 210 shares of ROCKVILLE FINANCIAL INC | 2428 | 2709 |
| 132 shares of ROLLS ROYCE GRP PLC S/ADR | 6906 | 9476 |
| 136 shares of ROPER INDUSTRIES COMMON | 11389 | 15161 |
| 24 shares of ROSETTA RESOURCES INC. | 1015 | 1088 |
| 43 shares of ROWAN CO PLC | 1542 | 1345 |
| 74 shares of ROYAL GOLD INC COM | 4473 | 6021 |
| 51 shares of RTI INTL METALS INC | 1278 | 1406 |
| 143 shares of RYANAIR HOLDINGS PLC-ADR COM | 3990 | 4902 |
| 44 shares of RYLAND GROUP INC. | 1051 | 1606 |
| 36 shares of SAFETY INSURANCE GROUP INC | 1475 | 1662 |
| 292 shares of SAFEWAY INC | 6825 | 5282 |
| 79 shares of SAFRAN SA - UNSPON ADR | 3036 | 3417 |
| 544 shares of SAIC INC | 6195 | 6158 |
| 68 shares of SALESFORCE.COM | 7860 | 11431 |
| 207 shares of SALLY BEAUTY HLDG | 5148 | 4879 |
| 15 shares of SANDERSON FARMS INC | 667 | 713 |
| 316 shares of SANOFI-AVENTIS SPONSORED ADR | 11203 | 14972 |
| 170 shares of SAP AKTIENGESELL ADS | 8931 | 13665 |
| 12 shares of SBA COMMUNICATIONS | 541 | 852 |
| 504 shares of SBERBANK SPONSORED ADR | 5864 | 6134 |
| 7 shares of SCANNA CORPORATION | 346 | 319 |
| 238 shares of SCHLUMBERGER LTD | 17432 | 16493 |
| 547 shares of SCHNEIDER ELEC UNSP/ADR | 7524 | 8090 |
| 150 shares of SCHOLASTIC CORPORATION | 4503 | 4434 |
| 187 shares of SCIENTIFIC GAMES CORP - CLASS A COMMON STOCK | 1646 | 1621 |
| 21 shares of SCOTTS CO. CLASS A | 890 | 925 |
| 274 shares of SEAGATE TECHNOLOGY | 4363 | 8335 |
| 34612 shares of SEI EMERGING MKTS DEBT FUND | 379247 | 400458 |
| 20124 shares of SEI EMERGING MKTS EQUITY FUND | 218778 | 217737 |
| 19 shares of SENSIENT TECHNOLOGIES | 669 | 676 |
| 77 shares of SERVICE CP INTL | 1005 | 1063 |
| 455 shares of SGS SA UNSP ADR | 7315 | 10137 |
| 466 shares of SHIN-ETSU CHEMICAL C | 5895 | 7074 |
| 110 shares of SHINHAN FINL GROUP CO LTD | 4918 | 4030 |
| 89 shares of SIEMENS A G ADR | 10135 | 9743 |
| 6 shares of SIGNATURE BANK | 285 | 428 |
| 12 shares of SIGNET GROUP PLC SPONS ADR NASDAQ N-MKT | 579 | 641 |
| 205 shares of SILVER WHEATON CORP | 6083 | 7396 |
| 262 shares of SIMPLICITY BANCORP INC | 3375 | 3917 |
| 408 shares of SINGAPORE AIRLINES | 8085 | 7173 |
| 21 shares of SIRONA DENTAL SYSTEMS INC | 1072 | 1354 |
| 9 shares of SMITH A O CORP DEL COM | 416 | 568 |
| 178 shares of SMITHFIELD FOODS | 4002 | 3839 |
| 560 shares of SNMA RETE GAS - UNSPON ADR | 5732 | 5270 |
| 80 shares of SOCIEDAD QUIMICA Y MINERA DE CHILE S.A. CHILE | 4124 | 4611 |
| 100 shares of SODEXHO ALLIANCE SA SP ADR | 6834 | 8529 |
| 300 shares of SOFTBANK CP UNSP ADR | 4455 | 5445 |
| 294 shares of SONY FINANCIAL HLDGS INC | 4919 | 5277 |
| 51 shares of SOURCEFIRE, INC. | 1814 | 2408 |
| 229 shares of SOUTHERN CO | 10193 | 9803 |
| 106 shares of SPANSION INC CLASS A | 1204 | 1474 |
| 48 shares of SPECTRUM BRANDS HOLDINGS INC | 1424 | 2157 |
| 55 shares of SSC TECHNOLOGIES INC | 1021 | 1270 |
| 839 shares of STAPLES INC. | 16982 | 9565 |
| 349 shares of STARBUCKS CORP COM | 18022 | 18717 |
| 105 shares of STATE STREET CORPORATION | 4799 | 4936 |
| 266 shares of STEEL DYNAMICS INC. | 4465 | 3652 |
| 167 shares of STERICYCLE INC | 13317 | 15578 |
| 23 shares of STERLING FINANCIAL CORP WA | 454 | 481 |
| 43 shares of STEWART INFORMATION SVCS CORP | 596 | 1118 |
| 240 shares of SUBSEA 7 INC ADR | 5585 | 5810 |
| 18 shares of SUNCOKE ENERGY INC | 303 | 281 |
| 82 shares of SUSQUEHANNA BANCSHARES, INC. | 874 | 859 |
| 173 shares of SVENSKA CELL AKT SCA ADR | 3086 | 3803 |
| 48 shares of SWIFT ENERGY CO. | 1563 | 739 |
| 29 shares of SYMETRA FINL CORP COM | 331 | 376 |
| 55 shares of SYNCHRONOSS TECHNOLOGIES, INC. | 1310 | 1160 |
| 177 shares of SYNGENTA AG ADS | 9751 | 14302 |
| 21 shares of SYNOPSYS, INC. | 553 | 669 |
| 179 shares of SYNOVUS FINL CP | 379 | 439 |
| 347 shares of SYSCO CORP | 9914 | 10986 |
| 84 shares of TARGACEPT INC | 403 | 368 |
| 234 shares of TARGET CORPORATION | 12066 | 13846 |
| 82 shares of TCF FINANCIAL | 993 | 996 |
| 18 shares of TCP CAPITAL GROUP | 279 | 265 |
| 161 shares of TE CONNECTIVITY LTD | 5397 | 5976 |
| 27 shares of TEAM HEALTH HOLDINGSINC COM | 534 | 777 |
| 68 shares of TECH DATA CORP | 3504 | 3096 |
| 95 shares of TECHNE CORPORATION | 6305 | 6492 |
| 354 shares of TECHNIP ADS | 8626 | 10432 |
| 12 shares of TELEDYNE TECH INC | 603 | 781 |
| 20 shares of TELEFLEX INC. | 1135 | 1426 |
| 25 shares of TELETECH HOLDINGS, INC. | 426 | 445 |
| 191 shares of TERADATA CORPORATION | 7313 | 11821 |
| 73 shares of TERADYNE INC | 1098 | 1233 |
| 25 shares of TEREX CORP | 337 | 703 |
| 174 shares of TERRITORIAL BANCORP INC | 3407 | 3976 |
| 966 shares of TESCO PLC S ADR | 16288 | 16016 |
| 51 shares of TESORO CORP | 1271 | 2247 |
| 68 shares of TETRA TECH INC | 1513 | 1800 |
| 73 shares of THE BABCOCK AND WILCOX COMPANY | 1847 | 1913 |
| 10 shares of THE FRESH MARKET INC | 413 | 481 |
| 45 shares of THE JM SMUCKER COMPANY | 3704 | 3881 |
| 46 shares of THORATEC LABS CORPORATION | 1469 | 1726 |
| 84 shares of TIBCO SOFTWARE | 2165 | 1846 |
| 34 shares of TIME WARNER CABLE INC | 2595 | 3304 |
| 117 shares of TIME WARNER INC. | 4269 | 5596 |
| 112 shares of TIMKEN CO COM | 4986 | 5357 |
| 26 shares of TJX COMPANIES INC | 1163 | 1104 |
| 29 shares of TNS INC | 529 | 601 |
| 25 shares of TOLL BROTHERS INC | 629 | 808 |
| 28 shares of TORO CO | 812 | 1203 |
| 229 shares of TOTAL FINA ELF S.A. | 11365 | 11910 |
| 224 shares of TOYOTA MTR CORP | 17440 | 20888 |
| 145 shares of TRAVELERS COMPANIES INC THE | 8327 | 10414 |
| 15 shares of TREEHOUSE FOODS INC | 792 | 782 |
| 35 shares of TRIMAS CORPORATION | 751 | 980 |
| 62 shares of TRIUMPH GROUP INC | 3228 | 4049 |
| 78 shares of TRW AUTOMOTIVE HOLDINGS CORP | 4128 | 4182 |
| 425 shares of TULLOW OIL PLC 899415202 | 4674 | 4429 |
| 53 shares of TWO HARBORS INVESTMENT CORP. | 518 | 587 |
| 277 shares of TYSON FOODS INC CL A | 4289 | 5374 |
| 17 shares of U G I CP | 472 | 556 |
| 104 shares of U.S. SILICA HOLDINGS INC | 1654 | 1740 |
| 710 shares of UBS AG | 12020 | 11175 |
| 14 shares of ULTA SALON, COSMETICS FRAGRANCE, INC. | 632 | 1376 |
| 7 shares of UNDER ARMOUR INC | 253 | 340 |
| 220 shares of UNILEVER N V N Y | 6549 | 8426 |
| 281 shares of UNITED FINANCIAL BANCORP | 4288 | 4417 |
| 169 shares of UNITED OVRSEAS BK LTD ADR | 4699 | 5552 |
| 73 shares of UNITED THERAPEUTICS CORP | 3922 | 3900 |
| 88 shares of UNITEDHEALTH GROUP INC. | 3244 | 4773 |
| 44 shares of UNIVL CORP | 2044 | 2196 |
| 263 shares of UNUM CORP | 6147 | 5476 |
| 49 shares of URBAN OUTFITTERS, INC | 1344 | 1929 |
| 270 shares of VALERO ENERGY CORP | 5260 | 9212 |
| 141 shares of VALIDUS HLDS LTD | 4410 | 4876 |
| 246 shares of VECTOR GROUP LTD | 3920 | 3658 |
| 312 shares of VECTREN CORP | 9095 | 9173 |
| 203 shares of VERIFONE SYSTEMS INC | 6019 | 6025 |
| 303 shares of VERISIGN INC | 10018 | 11762 |
| 98 shares of VERIZON COMMUNICATIONS | 3776 | 4240 |
| 121 shares of VIACOM INC. CL B | 5997 | 6382 |
| 51 shares of VILLAGE SUPER MARKET INC | 1447 | 1676 |
| 178 shares of VISA INC | 14148 | 26981 |
| 115 shares of VISHAY INTERTECH | 1053 | 1222 |
| 665 shares of VODAFONE GROUP PLC | 18224 | 16751 |
| 87 shares of WAL-MART STORES INC. | 5397 | 5936 |
| 609 shares of WALGREEN CO | 21906 | 22539 |
| 24 shares of WALTER INVESTMENT MANAGEMENT CORP | 689 | 1032 |
| 134 shares of WASHINGTON FED INC. | 2312 | 2261 |
| 25 shares of WASHINGTON TRUST BANCORP INC | 546 | 658 |
| 63 shares of WASTE CONNECTIONS | 2044 | 2129 |
| 19 shares of WASTE MANAGEMENT INC. | 603 | 641 |
| 4 shares of WATSCO INC | 290 | 300 |
| 77 shares of WATSON PHARMACEUTICALS INC. | 6909 | 6622 |
| 23 shares of WATSON WYATT CO. HOLDINGS | 1230 | 1293 |
| 32 shares of WATTS WATER TECHNOLOGIES INC | 1146 | 1376 |
| 7 shares of WD-40 COMPANY | 236 | 330 |
| 18 shares of WEBSTER FINL CORP | 415 | 370 |
| 100 shares of WEIS MARKETS INC | 3983 | 3917 |
| 26 shares of WELLCARE HEALTH PLANS INC | 1509 | 1266 |
| 130 shares of WELLPOINT INC | 7501 | 7920 |
| 624 shares of WELLS FARGO CO. | 18304 | 21328 |
| 20 shares of WESCO INTL INC | 1017 | 1349 |
| 79 shares of WESTAR ENERGY INC. | 2130 | 2261 |
| 205 shares of WESTERN DIGITAL CORP | 7895 | 8710 |
| 28 shares of WESTERN REFINING INC | 551 | 789 |
| 57 shares of WESTFIELD FINANCIAL INC | 414 | 412 |
| 78 shares of WHIRLPOOL CORP | 6394 | 7937 |
| 2 shares of WHITE MTN INS LTD | 1055 | 1030 |
| 244 shares of WILLIS GROUP HOLDINGS LTD | 7880 | 8181 |
| 178 shares of WISCONSIN ENERGY CP | 6230 | 6559 |
| 56 shares of WMS INDUSTRIES INC | 1198 | 980 |
| 25 shares of WOODWARD INC | 859 | 953 |
| 20 shares of WSFS FINANCIAL CORPORATION | 876 | 845 |
| 27 shares of WYNDHAM WORLDWIDE | 938 | 1437 |
| 292 shares of XCEL ENERGY INC | 7925 | 7799 |
| 449 shares of XEROX CP | 5343 | 3062 |
| 40 shares of XYRATEX LTD | 491 | 336 |
| 475 shares of YUE YUEN INDUSTRIAL | 7174 | 8009 |
| 30 shares of ZEBRA TECHNOLOGIES CORP | 1074 | 1179 |
| 125 shares of ZIMMER HOLDINGS INC | 8083 | 8333 |
| 69 shares of ZIONS BANCORP | 1333 | 1477 |
| 372 shares of ZURICH INSURANCE GROUP AG | 8774 | 9970 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | General Governance Matters and Counseling | Category |
| Amount | $1,868 | Amount |
| Disbursements Charitable Prps | 1868 | DisbursementsCharitablePrps |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses OtherExpenses (4 entries)
| DescriptionDescription | Revenue And Expenses Per BooksRevenueAndExpensesPerBooks | Disbursements Charitable PrpsDisbursementsCharitablePrps | Net Investment IncomeNetInvestmentIncome |
|---|---|---|---|
| Administrative Fees | 26668 | 26668 | |
| Bank Charges | 419 | 419 | |
| K-1 Exp COMPASS DIVERSIFIED HOLDINGS | 34 | 34 | |
| State or Local Filing Fees | 25 | 25 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income OtherIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | K-1 Inc/Loss COMPASS DIVERSIFIED HOLDINGS | Description |
| Revenue And Expenses Per Books | 65 | RevenueAndExpensesPerBooks |
| Net Investment Income | 52 | NetInvestmentIncome |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees OtherProfessionalFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Investment Management Services | Category |
| Amount | $67,526 | Amount |
| Net Investment Income | 67526 | NetInvestmentIncome |
Taxes Schedule TaxesSchedule
Taxes Taxes (2 entries)
| CategoryCategory | AmountAmount | Net Investment IncomeNetInvestmentIncome |
|---|---|---|
| Estimated Tax for 2012 | $400 | |
| Foreign Tax Paid | $3,852 | 3852 |