THE KALTMAN FAMILY FOUNDATION: Form 990PF, tax year 2011
View the entire original 990 at ProPublica ↗
- Organization
- THE KALTMAN FAMILY FOUNDATION (EIN 11-2773179)
- Tax period
- 2011-10-01 to 2012-09-30
- Filed
- 2013-05-15
- IRS object ID
- 201321359349100817
- Schema version
- 2011v1.5
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- All Oth Prog Rltd Investments Sch
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Other Expenses Schedule
- Other Income Schedule2
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2013-05-15T08:19:01-05:00 | Timestamp |
| Tax Period End Date | 2012-09-30 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 420714325 | EIN |
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | MCGLADREY LLP | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1185 AVENUE OF THE AMERICAS | AddressLine1 |
| City | NEW YORK | City |
| State | NY | State |
| ZIP Code | 100362602 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnType |
| Tax Period Begin Date | 2011-10-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 112773179 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE KALTMAN FAMILY FOUNDATION | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | KALT | NameControl |
| Phone | 5163337788 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 8 COACHMANS CT | AddressLine1 |
| City | OLD WESTBURY | City |
| State | NY | State |
| ZIP Code | 115681324 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | ERIC KALTMAN | Name |
| Title | TRUSTEE | Title |
| Phone | 5163337788 | Phone |
| Date Signed | 2013-05-01 | DateSigned |
| Authorize Third Party | 1 | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | NANCY BLUME | Name |
| PTIN | P00185943 | PTIN |
| Phone | 2123721000 | Phone |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2011 | TaxYear |
| Build TS | 2016-02-25 16:41:14Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exempt PF | X | ExemptPF |
| FMV Assets EOY | 972656 | FMVAssetsEOY |
| Method Of Accounting Cash | X | MethodOfAccountingCash |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Not Required To Attach Schedule B | X | NotRequiredToAttachScheduleB |
| Dividends Rev And Expnss | 53919 | DividendsRevAndExpnss |
| Dividends Net Invst Incm | 53918 | DividendsNetInvstIncm |
| Net Gain Sale Assets Rev And Expnss | -580 | NetGainSaleAssetsRevAndExpnss |
| Gross Sales Price | 375104 | GrossSalesPrice |
| Capital Gain Net Incm Net Invst Incm | 0 | CapitalGainNetIncmNetInvstIncm |
| Other Income Rev And Expnss | -8859 | OtherIncomeRevAndExpnss |
| Other Income Net Invst Incm | -105 | OtherIncomeNetInvstIncm |
| Total Revenue And Expenses | 44480 | TotalRevenueAndExpenses |
| Total Net Investment Income | 53813 | TotalNetInvestmentIncome |
| Comp Ofcr Dir Trst Rev And Expnss | 0 | CompOfcrDirTrstRevAndExpnss |
| Comp Ofcr Dir Trst Net Invst Incm | 0 | CompOfcrDirTrstNetInvstIncm |
| Comp Ofcr Dir Trst Dsbrs Chrtbl Prps | 0 | CompOfcrDirTrstDsbrsChrtblPrps |
| Other Prof Fees Rev And Expnss | 1418 | OtherProfFeesRevAndExpnss |
| Other Prof Fees Net Invst Incm | 1418 | OtherProfFeesNetInvstIncm |
| Other Prof Fees Dsbrs Chrtbl Prps | 0 | OtherProfFeesDsbrsChrtblPrps |
| Taxes Rev And Expnss | 2311 | TaxesRevAndExpnss |
| Taxes Net Invst Incm | 0 | TaxesNetInvstIncm |
| Taxes Dsbrs Chrtbl Prps | 0 | TaxesDsbrsChrtblPrps |
| Other Expenses Rev And Expnss | 114 | OtherExpensesRevAndExpnss |
| Other Expenses Net Invst Incm | 0 | OtherExpensesNetInvstIncm |
| Other Expenses Dsbrs Chrtbl Prps | 100 | OtherExpensesDsbrsChrtblPrps |
| Tot Opr Expenses Rev And Expnss | 3843 | TotOprExpensesRevAndExpnss |
| Tot Opr Expenses Net Invst Incm | 1418 | TotOprExpensesNetInvstIncm |
| Tot Opr Expenses Dsbrs Chrtbl Prps | 100 | TotOprExpensesDsbrsChrtblPrps |
| Contri Gifts Paid Rev And Expnss | 57159 | ContriGiftsPaidRevAndExpnss |
| Contri Gifts Paid Dsbrs Chrtbl Prps | 57159 | ContriGiftsPaidDsbrsChrtblPrps |
| Total Expenses Rev And Expnss | 61002 | TotalExpensesRevAndExpnss |
| Total Expenses Net Invst Incm | 1418 | TotalExpensesNetInvstIncm |
| Total Expenses Dsbrs Chrtbl Prps | 57259 | TotalExpensesDsbrsChrtblPrps |
| Excess Of Revenue Over Expenses | -16522 | ExcessOfRevenueOverExpenses |
| Net Investment Income | 52395 | NetInvestmentIncome |
Balance Sheets BalanceSheets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Savings And Temp Cash Invst BOY | 27832 | SavingsAndTempCashInvstBOY |
| Savings And Temp Cash Invst EOY | 18675 | SavingsAndTempCashInvstEOY |
| Savings And Temp Cash Invst EOYFMV | 18675 | SavingsAndTempCashInvstEOYFMV |
| Investments Corp Stock BOY | 25030 | InvestmentsCorpStockBOY |
| Investments Corp Stock EOY | 25030 | InvestmentsCorpStockEOY |
| Investments Corp Stock EOYFMV | 26880 | InvestmentsCorpStockEOYFMV |
| Investments Corp Bonds BOY | 735184 | InvestmentsCorpBondsBOY |
| Investments Corp Bonds EOY | 359467 | InvestmentsCorpBondsEOY |
| Investments Corp Bonds EOYFMV | 369498 | InvestmentsCorpBondsEOYFMV |
| Investments Other BOY | 152275 | InvestmentsOtherBOY |
| Investments Other EOY | 520627 | InvestmentsOtherEOY |
| Investments Other EOYFMV | 557603 | InvestmentsOtherEOYFMV |
| Total Assets BOY | 940321 | TotalAssetsBOY |
| Total Assets EOY | 923799 | TotalAssetsEOY |
| Total Assets EOYFMV | 972656 | TotalAssetsEOYFMV |
| Total Liabilities BOY | 0 | TotalLiabilitiesBOY |
| Total Liabilities EOY | 0 | TotalLiabilitiesEOY |
| Org That Do Not Follow SFAS117 | X | OrgThatDoNotFollowSFAS117 |
| Capital Stock BOY | 0 | CapitalStockBOY |
| Capital Stock EOY | 0 | CapitalStockEOY |
| Paid In Or Capital Surplus BOY | 0 | PaidInOrCapitalSurplusBOY |
| Paid In Or Capital Surplus EOY | 0 | PaidInOrCapitalSurplusEOY |
| Retained Earnings BOY | 940321 | RetainedEarningsBOY |
| Retained Earnings EOY | 923799 | RetainedEarningsEOY |
| Total Net Assets BOY | 940321 | TotalNetAssetsBOY |
| Total Net Assets EOY | 923799 | TotalNetAssetsEOY |
| Total Liabilities Net Assets BOY | 940321 | TotalLiabilitiesNetAssetsBOY |
| Total Liabilities Net Assets EOY | 923799 | TotalLiabilitiesNetAssetsEOY |
Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Net Assets Fund Balances BOY | 940321 | TotalNetAssetsFundBalancesBOY |
| Excess Of Revenue Over Expenses | -16522 | ExcessOfRevenueOverExpenses |
| Other Increases | 0 | OtherIncreases |
| Subtotal | 923799 | Subtotal |
| Other Decreases | 0 | OtherDecreases |
| Total Net Assets Fund Balances EOY | 923799 | TotalNetAssetsFundBalancesEOY |
Capital Gains And Losses CapitalGainsAndLosses
Capital Gains And Losses Info CapitalGainsAndLossesInfo (8 entries)
| Description Of AssetDescriptionOfAsset | How AcquiredHowAcquired | Date AcquiredDateAcquired | Date SoldDateSold | Gross Sales PriceGrossSalesPrice | Cost Or Other BasisCostOrOtherBasis | Gain Or LossGainOrLoss | Gains Minus Excess Or LossesGainsMinusExcessOrLosses |
|---|---|---|---|---|---|---|---|
| 100,000 CITIGROUP INC NTS 6% | P | 2004-07-14 | 2012-02-21 | 100000 | 111182 | -11182 | -11182 |
| 75,000 MCDONNELL DOUGLAS FIN CP 7.3% | P | 2004-06-10 | 2012-02-01 | 75000 | 84706 | -9706 | -9706 |
| 25,000 GE CAPITAL INTERNOTES 5.5% | P | 2010-01-22 | 2012-05-14 | 27726 | 25786 | 1940 | 1940 |
| 100,000 BANKERS TRUST NY CORP 7.5% | P | 2001-02-09 | 2012-05-14 | 109879 | 94301 | 15578 | 15578 |
| 35,000 CINCINNATI BELL INC 7.25% | P | 2001-02-09 | 2012-05-14 | 31916 | 36040 | -4124 | -4124 |
| 25,000 LOCKHEED MARTIN CORP 7.65% | P | 2001-02-09 | 2012-05-14 | 30583 | 23701 | 6882 | 6882 |
| THRU ENTERPRISE PRODUCTS, LP | P | 2011-01-01 | 2011-12-31 | 30 | 30 | ||
| THRU WILLIAMS PARTNERS, LP | P | 2011-01-01 | 2011-12-31 | 2 | 2 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | -580 | CapitalGainNetIncome |
Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable For4942 Tax | 0 | LiableFor4942Tax |
| Qualifying Distributions Year1 | 59346 | QualifyingDistributionsYear1 |
| Noncharitable Assets Year1 | 936377 | NoncharitableAssetsYear1 |
| Distribution Ratio Year1 | 0.063378 | DistributionRatioYear1 |
| Qualifying Distributions Year2 | 33062 | QualifyingDistributionsYear2 |
| Noncharitable Assets Year2 | 934590 | NoncharitableAssetsYear2 |
| Distribution Ratio Year2 | 0.035376 | DistributionRatioYear2 |
| Qualifying Distributions Year3 | 149063 | QualifyingDistributionsYear3 |
| Noncharitable Assets Year3 | 880565 | NoncharitableAssetsYear3 |
| Distribution Ratio Year3 | 0.169281 | DistributionRatioYear3 |
| Qualifying Distributions Year4 | 155796 | QualifyingDistributionsYear4 |
| Noncharitable Assets Year4 | 995153 | NoncharitableAssetsYear4 |
| Distribution Ratio Year4 | 0.156555 | DistributionRatioYear4 |
| Qualifying Distributions Year5 | 96816 | QualifyingDistributionsYear5 |
| Noncharitable Assets Year5 | 905805 | NoncharitableAssetsYear5 |
| Distribution Ratio Year5 | 0.106884 | DistributionRatioYear5 |
| Total Distribution Ratio | 0.531474 | TotalDistributionRatio |
| Average Distribution Ratio | 0.106295 | AverageDistributionRatio |
| Net Noncharitable Assets | 917297 | NetNoncharitableAssets |
| Adjusted Noncharitable Assets | 97504 | AdjustedNoncharitableAssets |
| One Percent Net Investment Income | 524 | OnePercentNetInvestmentIncome |
| Adj Nonchrtbl Assets And One | 98028 | AdjNonchrtblAssetsAndOnePct |
| Qualifying Distributions | 57259 | QualifyingDistributions |
Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | 1048 | InvestmentIncomeExciseTax |
| Tax Under Section511 | 0 | TaxUnderSection511 |
| Subtotal | 1048 | Subtotal |
| Subtitle A Tax | 0 | SubtitleATax |
| Tax Based On Investment Income | 1048 | TaxBasedOnInvestmentIncome |
| Est Tax Payments And Overpayment | 1200 | EstTaxPaymentsAndOverpayment |
| Total Credits And Payments | 1200 | TotalCreditsAndPayments |
| Overpayment | 152 | Overpayment |
| Amount Credited To Next Year | 152 | AmountCreditedToNextYear |
| Amount To Be Refunded | 0 | AmountToBeRefunded |
Statements Regarding Activities StatementsRegardingActivities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Activities | 0 | LegislativePoliticalActivities |
| More Than100 Spent | 0 | MoreThan100Spent |
| Form1120 POL Filed | 0 | Form1120POLFiled |
| Sect4955 Tax On Organization | 0 | Sect4955TaxOnOrganization |
| Sect4955 Tax On Managers | 0 | Sect4955TaxOnManagers |
| Reimbursement Of Tax | 0 | ReimbursementOfTax |
| Activities Not Prev Reported | 0 | ActivitiesNotPrevReported |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylaws |
| Unrelated Bus Income Over1000 | 1 | UnrelatedBusIncomeOver1000 |
| Form990 T Filed | 1 | Form990TFiled |
| Termination Etc | 0 | TerminationEtc |
| Requirements Of Sect508e | 1 | RequirementsOfSect508e |
| At Least5000 In Assets | 1 | AtLeast5000InAssets |
| States Filed With | NY | StatesFiledWith |
| Form990 PF Filed With AG | 1 | Form990PFFiledWithAG |
| Private Operating Foundation | 0 | PrivateOperatingFoundation |
| New Substantial Contributors | 0 | NewSubstantialContributors |
| Interest In Controlled Entity | 0 | InterestInControlledEntity |
| Applicable Insurance Contract | 0 | ApplicableInsuranceContract |
| Comply With Public Inspection Rqr | 1 | ComplyWithPublicInspectionRqr |
| Website Address | N/A | WebsiteAddress |
| Books In Care Of Person Name | ERIC KALTMAN | BooksInCareOfPersonName |
| Books In Care Of Phone Number | 5163337788 | BooksInCareOfPhoneNumber |
Books In Care Of US Address BooksInCareOfUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 8 COACHMANS CT | AddressLine1 |
| City | OLD WESTBURY | City |
| State | NY | State |
| ZIP Code | 115681324 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Bank | 0 | ForeignBank |
Statements Regarding Acty4720 StatementsRegardingActy4720
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exchange With Dsqfly Person | 0 | SaleOrExchangeWithDsqflyPerson |
| Borrow Or Lend With Dsqfly Person | 0 | BorrowOrLendWithDsqflyPerson |
| Furnished Goods With Dsqfly Person | 0 | FurnishedGoodsWithDsqflyPerson |
| Pay Compensation To Dsqfly Person | 0 | PayCompensationToDsqflyPerson |
| Transfer Assets To Dsqfly Person | 0 | TransferAssetsToDsqflyPerson |
| Payment To Government Offical | 0 | PaymentToGovernmentOffical |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActs |
| Undistributed Income Prior Years | 0 | UndistributedIncomePriorYears |
| Business Holdings | 0 | BusinessHoldings |
| Jeopardy Investments | 0 | JeopardyInvestments |
| Uncorrected Jeopardy Investments | 0 | UncorrectedJeopardyInvestments |
| Influence Legislation | 0 | InfluenceLegislation |
| Influence Election | 0 | InfluenceElection |
| Grants To Individuals | 0 | GrantsToIndividuals |
| Grants To Organizations | 0 | GrantsToOrganizations |
| Noncharitable Purpose | 0 | NoncharitablePurpose |
| Rcv Funds To Pay Prsnl Bnft Contract | 0 | RcvFundsToPayPrsnlBnftContract |
| Pay Premiums Prsnl Bnft Contract | 0 | PayPremiumsPrsnlBnftContract |
| Prohibited Tax Shelter Transactn | 0 | ProhibitedTaxShelterTransactn |
Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo
Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (2 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitle | Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition | CompensationCompensation | Contri To Empl Benefit Plans EtcContriToEmplBenefitPlansEtc | Expense Account Other AllowancesExpenseAccountOtherAllowances |
|---|---|---|---|---|---|---|---|---|
| ERIC KALTMAN | ||||||||
| 8 COACHMANS COURT | OLD WESTBURY | NY | 11568 | TRUSTEE | 1.00 | 0 | 0 | 0 |
| MARNEE KALTMAN | ||||||||
| 8 COACHMANS COURT | OLD WESTBURY | NY | 11568 | TRUSTEE | 1.00 | 0 | 0 | 0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Highest Paid Empl NONE | NONE | CompOfHighestPaidEmplNONE |
| Tot Number Of Oth Empl Paid Over50k | 0 | TotNumberOfOthEmplPaidOver50k |
| Comp Of Hghst Paid Cntrct NONE | NONE | CompOfHghstPaidCntrctNONE |
| Tot Number Of Cntrct Paid Over50k | 0 | TotNumberOfCntrctPaidOver50k |
Summary Of Direct Charitable Acty SummaryOfDirectCharitableActy
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | NOT APPLICABLE | Description1 |
| Expenses1 | 0 | Expenses1 |
Sum Of Program Related Investments SumOfProgramRelatedInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | NOT APPLICABLE | Description1 |
| Amount1 | 0 | Amount1 |
| All Oth Prog Rltd Investments Total | 0 | AllOthProgRltdInvestmentsTotal |
| Total | 0 | Total |
Minimum Investment Return MinimumInvestmentReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Avg Monthly FMV Of Securities | 886652 | AvgMonthlyFMVOfSecurities |
| Avg Monthly Cash Balances | 44614 | AvgMonthlyCashBalances |
| FMV All Other Noncharitable Assets | 0 | FMVAllOtherNoncharitableAssets |
| Total FMV Of Unused Assets | 931266 | TotalFMVOfUnusedAssets |
| Reduction Claimed | 0 | ReductionClaimed |
| Acquisition Indebtedness | 0 | AcquisitionIndebtedness |
| Adj Total FMV Of Unused Assets | 931266 | AdjTotalFMVOfUnusedAssets |
| Cash Deemed Charitable | 13969 | CashDeemedCharitable |
| Net Noncharitable Assets | 917297 | NetNoncharitableAssets |
| Minimum Investment Return | 45865 | MinimumInvestmentReturn |
Distributable DistributableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | 45865 | MinimumInvestmentReturn |
| Tax Based On Investment Income | 1048 | TaxBasedOnInvestmentIncome |
| Total Tax | 1048 | TotalTax |
| Distributable Amount Before Adj | 44817 | DistributableAmountBeforeAdj |
| Recoveries Qlfy Distributions | 0 | RecoveriesQlfyDistributions |
| Distributable Amount Before Ded | 44817 | DistributableAmountBeforeDed |
| Deduction Fr Distributable | $0 | DeductionFrDistributableAmount |
| Distributable Amount As Adjusted | 44817 | DistributableAmountAsAdjusted |
Qualifying Distributions QualifyingDistributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | 57259 | ExpensesAndContributions |
| Program Related Investments Total | 0 | ProgramRelatedInvestmentsTotal |
| Qualifying Distributions | 57259 | QualifyingDistributions |
| One Pct Sect4940e Org Net Invst Incm | 0 | OnePctSect4940eOrgNetInvstIncm |
| Adj Qualifying Distributions | 57259 | AdjQualifyingDistributions |
Undistributed Income UndistributedIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable Amount As Adjusted | 44817 | DistributableAmountAsAdjusted |
| Undistributed Income Prior Year | 0 | UndistributedIncomePriorYear |
| Total For Prior Years | 0 | TotalForPriorYears |
| Excess Distri Carryover Year5 | 52683 | ExcessDistriCarryoverYear5 |
| Excess Distri Carryover Year4 | 106663 | ExcessDistriCarryoverYear4 |
| Excess Distri Carryover Year3 | 106207 | ExcessDistriCarryoverYear3 |
| Excess Distri Carryover Year1 | 13614 | ExcessDistriCarryoverYear1 |
| Total Excess Distri Carryover | 279167 | TotalExcessDistriCarryover |
| Qualifying Distributions | 57259 | QualifyingDistributions |
| Applied To Year1 | 0 | AppliedToYear1 |
| Applied To Prior Years | 0 | AppliedToPriorYears |
| Treated As Distri From Corpus | 0 | TreatedAsDistriFromCorpus |
| Applied To Current Year | 44817 | AppliedToCurrentYear |
| Remaining Distri From Corpus | 12442 | RemainingDistriFromCorpus |
| Excess Distri Cyov App CY Corpus | 0 | ExcessDistriCyovAppCYCorpus |
| Excess Distri Cyov Applied CY | 0 | ExcessDistriCyovAppliedCY |
| Total Corpus | 291609 | TotalCorpus |
| Prior Year Undistributed Income | 0 | PriorYearUndistributedIncome |
| Prior Year Deficiency Or Tax | 0 | PriorYearDeficiencyOrTax |
| Taxable Amount1 | 0 | TaxableAmount1 |
| Taxable Amount2 | 0 | TaxableAmount2 |
| Undistributed Income CY | 0 | UndistributedIncomeCY |
| Distri From Corpus170b1 E Or4942g3 | 0 | DistriFromCorpus170b1EOr4942g3 |
| Excess Distri Cyov From Year5 | 52683 | ExcessDistriCyovFromYear5 |
| Excess Distri Cyov To Next Year | 238926 | ExcessDistriCyovToNextYear |
| Excess From Year4 | 106663 | ExcessFromYear4 |
| Excess From Year3 | 106207 | ExcessFromYear3 |
| Excess From Year1 | 13614 | ExcessFromYear1 |
| Excess From Current Year | 12442 | ExcessFromCurrentYear |
Supplementary Information SupplementaryInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | ERIC KALTMAN | ContributingManager |
Appication Submission Info AppicationSubmissionInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Name | ERIC KALTMAN | RecipientName |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 8 COACHMANS CT | AddressLine1 |
| City | OLD WESTBURY | City |
| State | NY | State |
| ZIP Code | 11568 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone Number | 5163337788 | RecipientPhoneNumber |
| Form And Info And Materials | LETTER REQUEST SETTING FORTH PURPOSE IN DETAIL. | FormAndInfoAndMaterials |
| Submission Deadlines | NO | SubmissionDeadlines |
| Restrictions On Awards | QUALIFIED EXEMPT CHARITABLE ORGANIZATIONS INCLUDING THE SCIENCE OF HORTICULTURE, THE PROMOTION OF MEDICAL RESEARCH AMD THE APPRECIATION OF CLASSICAL MUSIC... | RestrictionsOnAwards |
Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (22 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient RelationshipRecipientRelationship | Recipient Foundation StatusRecipientFoundationStatus | Purpose Of Grant Or ContributionPurposeOfGrantOrContribution | AmountAmount | Address Line2RecipientUSAddress/AddressLine2 |
|---|---|---|---|---|---|---|---|---|
| BOYS ICE HOCKEY BOOSTER | ||||||||
| 28 PARKVIEW RD | CRANBURY | NJ | 085122731 | NONE | PUBLIC | EXEMPT PURPOSE | $200 | |
| BROOKLYN TECH ALUMNI FDN | ||||||||
| 29 FORT GREENE PL | BROOKLYN | NY | 11217 | NONE | PUBLIC | EXEMPT PURPOSE | $1,000 | |
| CARNEGIE HALL SOCIETY INC | ||||||||
| 881 7TH AVE | NEW YORK | NY | 10019 | NONE | PUBLIC | EXEMPT PURPOSE | $5,000 | |
| CITY MEALS ON WHEELS | ||||||||
| 355 LEXINGTON AVE 3 | NEW YORK | NY | 10017 | NONE | PUBLIC | EXEMPT PURPOSE | $2,874 | |
| EAST END HOSPICE | ||||||||
| 481 WESTHAMPTON-RIVERHEAD ROAD PO | WESTHAMPTON BEACH | NY | 119787048 | NONE | PUBLIC | EXEMPT PURPOSE | $100 | BOX 1048 |
| JEWISH CTR KEW GARDENS HILL | ||||||||
| 71-25 MAIN STREET | FLUSHING | NY | 11367 | NONE | PUBLIC | EXEMPT PURPOSE | $200 | |
| LINCOLN CENTER FOR PERFORMANCE ARTS | ||||||||
| 10 LINCOLN CENTER PLAZA | NEW YORK | NY | 10023 | NONE | PUBLIC | EXEMPT PURPOSE | $3,000 | |
| LONG ISLAND CARE INC | ||||||||
| 144-61 38TH AVENUE | FLUSHING | NY | 11354 | NONE | PUBLIC | EXEMPT PURPOSE | $200 | |
| METROPOLITAN MUSEUM OF ART | ||||||||
| 1000 5TH AVE | NEW YORK | NY | 10028 | NONE | PUBLIC | EXEMPT PURPOSE | $550 | |
| MY SECOND HOME | ||||||||
| 95 RADIO CIR DR | MT KISCO | NY | 10549 | NONE | PUBLIC | EXEMPT PURPOSE | $1,000 | |
| OLD WESTBURY GARDENS | ||||||||
| 71 OLD WESTBURY RD | OLD WESTBURY | NY | 11590 | NONE | PUBLIC | EXEMPT PURPOSE | $100 | |
| OLD WESTBURY HORSEMEN'S FDN | ||||||||
| 203 STORE HILL ROAD | OLD WESTBURY | NY | 11568 | NONE | PUBLIC | EXEMPT PURPOSE | $155 | |
| OLD WESTBURY PBA | ||||||||
| 125 BROAD ST 11 | NEW YORK | NY | 10004 | NONE | PUBLIC | EXEMPT PURPOSE | $200 | |
| QUEENS BOTANICAL GARDEN | ||||||||
| 43-50 MAIN STREET | NEW YORK | NY | 11355 | NONE | PUBLIC | EXEMPT PURPOSE | $37,500 | |
| SOLOMON R GUGGENHEIM FDN | ||||||||
| 1071 5TH AVE | NEW YORK | NY | 10128 | NONE | PUBLIC | EXEMPT PURPOSE | $500 | |
| SWIM ACROSS AMERICA | ||||||||
| PO BOX NO 217 | LARCHMONT | NY | 105380217 | NONE | PUBLIC | EXEMPT PURPOSE | $150 | |
| TEMPLE SINAI | ||||||||
| 425 ROSLYN ROAD | ROSLYN HEIGHTS | NY | 11577 | NONE | PUBLIC | EXEMPT PURPOSE | $1,280 | |
| UJA FEDERATION OF NY | ||||||||
| 6900 JERICHO TURNPIKE 302 | SYOSSET | NY | 11791 | NONE | PUBLIC | EXEMPT PURPOSE | $2,000 | |
| WESTBURY FIRE DEPT | ||||||||
| 355 MAPLE AVENUE | WESTBURY | NY | 11590 | NONE | PUBLIC | EXEMPT PURPOSE | $200 | |
| WFUV FORDHAM UNIVERSITY | ||||||||
| 441 EAST FORDHAM ROAD | BRONX | NY | 10458 | NONE | PUBLIC | EXEMPT PURPOSE | $240 | |
| WHEATLEY SCHOLARSHIP FUND | ||||||||
| 1 BACON RD | OLD WESTBURY | NY | 11568 | NONE | PUBLIC | EXEMPT PURPOSE | $210 | |
| WHITNEY MUSEUM OF ART | ||||||||
| 945 MADISON AVENUE | NEW YORK | NY | 10021 | NONE | PUBLIC | EXEMPT PURPOSE | $500 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Grant Or Contri Paid During Year | 57159 | TotGrantOrContriPaidDuringYear |
| Tot Grant Or Contri Approved Future | 0 | TotGrantOrContriApprovedFuture |
Analysis Income Producing Acty AnalysisIncomeProducingActy
Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $53,919 | ExclusionAmount |
Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 18 | ExclusionCode |
| Exclusion | -$580 | ExclusionAmount |
Other Revenue Described OtherRevenueDescribed (3 entries)
| DescriptionDescription | Business CodeBusinessCode | Unrelated Business IncomeUnrelatedBusinessIncomeAmount | Exclusion CodeExclusionCode | ExclusionExclusionAmount |
|---|---|---|---|---|
| THRU ENTERPRISE PRODUCTS PARTNERS, LP | 900099 | -$3,025 | 14 | -$138 |
| THRU ENERGY TRANSFER PARTNERS, LP | 900099 | -$3,627 | 14 | $40 |
| THRU WILLIAMS PARTNERS, LP | 900099 | -$2,102 | 14 | -$7 |
Subtotals Part XVIA SubtotalsPartXVIA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Income | -$8,754 | UnrelatedBusinessIncomeAmount |
| Exclusion | $53,234 | ExclusionAmount |
| Related Or Exempt Function Income | 0 | RelatedOrExemptFunctionIncome |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Part XVIA | 44480 | TotalPartXVIA |
Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Noncharitable EO | 0 | TrnsfrOfCashToNoncharitableEO |
| Trnsfr Oth Assets Noncharitable EO | 0 | TrnsfrOthAssetsNoncharitableEO |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssets |
| Purchase Assets Noncharitable EO | 0 | PurchaseAssetsNoncharitableEO |
| Rental Of Facilities Etc | 0 | RentalOfFacilitiesEtc |
| Reimbursement Arrangements | 0 | ReimbursementArrangements |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuarantees |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtc |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtc |
| Relationships Noncharitable E Os | 0 | RelationshipsNoncharitableEOs |
All Oth Prog Rltd Investments Sch AllOthProgRltdInvestmentsSch
All Oth Prog Rltd Investments AllOthProgRltdInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | NONE | Description |
| Amount | $0 | Amount |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corp Bonds InvestmentsCorpBonds (11 entries)
| Name Of BondNameOfBond | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| GENERAL MTRS ACCPT 10/15/17 | 50000 | 49936 |
| PAINE WEBBER GROUP INC.2/15/14 | 27504 | 26910 |
| JP MORGAN CHASE 1/2/13 | 60549 | 60782 |
| MERRILL LYNCH & CO 7/15/18 | 43190 | 47213 |
| GE CAPITAL INTERNOTES 2/15/21 | 25000 | 25002 |
| GE CAPITAL INTERNOTES 12/15/24 | 25263 | 25021 |
| MERRILL LYNCH & CO 7/15/18 | 26782 | 29508 |
| MERRILL LYNCH & CO 7/15/18 | 26174 | 29508 |
| UBS AG JERSEY BRANCH 08/04/20 | 25000 | 26048 |
| MORGAN STANLEY STEP-UP MED TERM 06/11/25 | 25005 | 24888 |
| BANK OF AMER CORP SET UP CALL NTS 05/27/26 | 25000 | 24682 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corp Stock InvestmentsCorpStock (2 entries)
| Name Of StockNameOfStock | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| NORTEL NETWORKS CORP. | 85 | 0 |
| QWEST CORP 7.5% 9/15/51 | 24945 | 26880 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOther (12 entries)
| Category Or ItemCategoryOrItem | Listed At Cost Or FMVListedAtCostOrFMV | Book ValueBookValue | EOYFMVEOYFMV |
|---|---|---|---|
| ENERGY TRANSFER PARTNERS LP LP | AT COST | 35722 | 36184 |
| ENTERPRISE PRODUCTS PARTNER LP MLP | AT COST | 19157 | 29480 |
| WILLIAMS PARTNERS LP UNIT LTD PARTNERSHIP INT | AT COST | 20551 | 28707 |
| QR ENERGY LP | AT COST | 36435 | 39040 |
| BLACKSTONE/GSO SENIOR FLOATING RATE TERM FUND | AT COST | 24787 | 25250 |
| BLACKROCK BUILD AMER BOND | AT COST | 33583 | 43195 |
| BLACKSTONE/GSO LONG SHORT CREDIT INCOME FUND | AT COST | 25392 | 23900 |
| LORD ABBETT INFLATION FOCUSED FUND CLASS A | AT COST | 50000 | 50618 |
| PRINCIPAL HIGH YIELD FUND CLASS A | AT COST | 75000 | 77174 |
| DOUBLE LINE TOTAL RETURN FUND N | AT COST | 100000 | 101425 |
| LORD ABETTT FLOATING INFLATION RATE FUND A | AT COST | 50000 | 50430 |
| PRINCIPAL INVESTORS PREFERRED SECURITIES FUND A | AT COST | 50000 | 52200 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses OtherExpenses (4 entries)
| DescriptionDescription | Revenue And Expenses Per BooksRevenueAndExpensesPerBooks | Net Investment IncomeNetInvestmentIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|
| NYS DEPT. OF LAW | 100 | 0 | 100 |
| ENTERPRISE PRODUCTS PARTNERS LP-NON DEDUCTIBLE EXPENSE | 4 | 0 | 0 |
| ENERGY TRANSFER PARTNERS LP-NON DEDUCTIBLE EXPENSE | 4 | 0 | 0 |
| WILLIAMS PARTNERS LP-NON DEDUCTIBLE EXPENSE | 6 | 0 | 0 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income OtherIncome (3 entries)
| DescriptionDescription | Revenue And Expenses Per BooksRevenueAndExpensesPerBooks | Net Investment IncomeNetInvestmentIncome | Adjusted Net IncomeAdjustedNetIncome |
|---|---|---|---|
| THRU ENTERPRISE PRODUCTS PARTNERS, LP | -3163 | -138 | -3163 |
| THRU ENERGY TRANSFER PARTNERS, LP | -3587 | 40 | -3587 |
| THRU WILLIAMS PARTNERS, LP | -2109 | -7 | -2109 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees OtherProfessionalFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | INVESTMENT FEES | Category |
| Amount | $1,418 | Amount |
| Net Investment Income | 1418 | NetInvestmentIncome |
| Disbursements Charitable Prps | 0 | DisbursementsCharitablePrps |
Taxes Schedule TaxesSchedule
Taxes Taxes
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | FEDERAL EXCISE TAX | Category |
| Amount | $2,311 | Amount |
| Net Investment Income | 0 | NetInvestmentIncome |
| Disbursements Charitable Prps | 0 | DisbursementsCharitablePrps |