HEALTH EFFECTS INSTITUTE: Form 990, tax year 2011
View the entire original 990 at ProPublica ↗
- Organization
- HEALTH EFFECTS INSTITUTE (EIN 04-2708045)
- Tax period
- 2011-07-01 to 2012-06-30
- Filed
- 2013-05-14
- IRS object ID
- 201321349349306862
- Schema version
- 2011v1.5
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990
- Schedule A
- Schedule B
- Schedule C
- Schedule D
- Schedule F
- Schedule I
- Schedule J
- Schedule O
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2013-05-14T14:55:43-05:00 | Timestamp |
| Tax Period End Date | 2012-06-30 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 263753134 | EIN |
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | CBIZ TOFIAS | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 500 BOYLSTON STREET | AddressLine1 |
| City | BOSTON | City |
| State | MA | State |
| ZIP Code | 02116 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990 | ReturnType |
| Tax Period Begin Date | 2011-07-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 042708045 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | HEALTH EFFECTS INSTITUTE | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | HEAL | NameControl |
| Phone | 6178869330 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 101 FEDERAL ST SUITE 500 | AddressLine1 |
| City | BOSTON | City |
| State | MA | State |
| ZIP Code | 021101817 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | DANIEL GREENBAUM | Name |
| Title | PRESIDENT/CEO | Title |
| Phone | 6178869330 | Phone |
| Date Signed | 2013-05-13 | DateSigned |
| Authorize Third Party | 1 | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | JOSEPH M GISO | Name |
| PTIN | P00030126 | PTIN |
| Phone | 6177610600 | Phone |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2011 | TaxYear |
| Build TS | 2016-02-24 21:20:13Z | BuildTS |
Form 990 IRS990
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Of Principal Officer Person | DANIEL GREENBAUM | NameOfPrincipalOfficerPerson |
Address Principal Officer US AddressPrincipalOfficerUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 101 FEDERAL ST SUITE 500 | AddressLine1 |
| City | BOSTON | City |
| State | MA | State |
| ZIP Code | 021101817 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Gross Receipts | 12558099 | GrossReceipts |
| Group Return For Affiliates | 0 | GroupReturnForAffiliates |
| Organization501c3 | X | Organization501c3 |
| Web Site | WWW.HEALTHEFFECTS.ORG | WebSite |
| Type Of Organization Corporation | X | TypeOfOrganizationCorporation |
| Year Formation | 1980 | YearFormation |
| State Legal Domicile | MA | StateLegalDomicile |
| Activity Or Mission Description | TO PROVIDE HIGH-QUALITY, IMPARTIAL AND RELEVANT SCIENCE ON THE HEALTH EFFECTS OF AIR POLLUTION BY IDENTIFYING THE HIGHEST PRIORITY AREAS FOR HEALTH EFFECTS RESEARCH; FUNDING AND OVERSEEING RESEARCH; PROVIDING INDEPENDENT REVIEW OF RELATED RESEARCH PROJECTS; COLLABORATING WITH OTHER INSTITUTIONS; COMMUNICATION OF RESULTS OF HEI RESEARCH AND ANALYSES TO PUBLIC AND PRIVATE DECISION MAKERS. | ActivityOrMissionDescription |
| Nbr Voting Members Governing Body | 11 | NbrVotingMembersGoverningBody |
| Nbr Independent Voting Members | 11 | NbrIndependentVotingMembers |
| Total Nbr Employees | 25 | TotalNbrEmployees |
| Total Nbr Volunteers | 0 | TotalNbrVolunteers |
| Total Gross UBI | 0 | TotalGrossUBI |
| Net Unrelated Business Txbl Income | 0 | NetUnrelatedBusinessTxblIncome |
| Contributions Grants Prior Year | 13027419 | ContributionsGrantsPriorYear |
| Contributions Grants Current Year | 12504637 | ContributionsGrantsCurrentYear |
| Program Service Revenue Prior Year | 40902 | ProgramServiceRevenuePriorYear |
| Program Service Revenue CY | 53053 | ProgramServiceRevenueCY |
| Investment Income Prior Year | 1060 | InvestmentIncomePriorYear |
| Investment Income Current Year | 409 | InvestmentIncomeCurrentYear |
| Other Revenue Prior Year | 0 | OtherRevenuePriorYear |
| Other Revenue Current Year | 0 | OtherRevenueCurrentYear |
| Total Revenue Prior Year | 13069381 | TotalRevenuePriorYear |
| Total Revenue Current Year | 12558099 | TotalRevenueCurrentYear |
| Grants And Similar Amnts Prior Year | 5295886 | GrantsAndSimilarAmntsPriorYear |
| Grants And Similar Amnts CY | 5341321 | GrantsAndSimilarAmntsCY |
| Benefits Paid To Members Prior Year | 0 | BenefitsPaidToMembersPriorYear |
| Benefits Paid To Members CY | 0 | BenefitsPaidToMembersCY |
| Salaries Etc Prior Year | 2796897 | SalariesEtcPriorYear |
| Salaries Etc Current Year | 3070141 | SalariesEtcCurrentYear |
| Total Prof Fundrsng Exp Prior Year | 0 | TotalProfFundrsngExpPriorYear |
| Total Prof Fundrsng Exp CY | 0 | TotalProfFundrsngExpCY |
| Total Fundrsng Exp Current Year | 0 | TotalFundrsngExpCurrentYear |
| Other Expense Prior Year | 3521965 | OtherExpensePriorYear |
| Other Expenses Current Year | 3127036 | OtherExpensesCurrentYear |
| Total Expenses Prior Year | 11614748 | TotalExpensesPriorYear |
| Total Expenses Current Year | 11538498 | TotalExpensesCurrentYear |
| Revenues Less Expenses Prior Year | 1454633 | RevenuesLessExpensesPriorYear |
| Revenues Less Expenses CY | 1019601 | RevenuesLessExpensesCY |
| Total Assets BOY | 4940811 | TotalAssetsBOY |
| Total Assets EOY | 5800790 | TotalAssetsEOY |
| Total Liabilities BOY | 2932858 | TotalLiabilitiesBOY |
| Total Liabilities EOY | 2773236 | TotalLiabilitiesEOY |
| Net Assets Or Fund Balances BOY | 2007953 | NetAssetsOrFundBalancesBOY |
| Net Assets Or Fund Balances EOY | 3027554 | NetAssetsOrFundBalancesEOY |
| Info In Schedule O Part III | X | InfoInScheduleOPartIII |
| Mission Description | TO PROVIDE HIGH-QUALITY, IMPARTIAL AND RELEVANT SCIENCE ON THE HEALTH EFFECTS OF AIR POLLUTION BY IDENTIFYING THE HIGHEST PRIORITY AREAS FOR HEALTH EFFECTS RESEARCH; FUNDING AND OVERSEEING RESEARCH; PROVIDING INDEPENDENT REVIEW OF RELATED RESEARCH PROJECTS; COLLABORATING WITH OTHER INSTITUTIONS; COMMUNICATION OF RESULTS OF HEI RESEARCH AND ANALYSES TO PUBLIC AND PRIVATE DECISION MAKERS. | MissionDescription |
| Significant New Program Services | 0 | SignificantNewProgramServices |
| Significant Change | 0 | SignificantChange |
| Expense | 7907429 | Expense |
| Grants | 4367617 | Grants |
| Revenue | 53053 | Revenue |
| Description | IDENTIFY HIGHEST PRIORITY AREAS FOR HEALTH EFFECTS RESEARCH. FUND AND OVERSEE THE CONDUCT OF RESEARCH PROJECTS. PROVIDE INTENSIVE INDEPENDENT REVIEW OF HEI-SUPPORTED AND RELATED RESEARCH. COMMUNICATE THE RESULTS OF HEI RESEARCH AND ANALYSES TO PUBLIC AND PRIVATE DECISION MAKERS | Description |
Activity2 Activity2
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expense | 1358237 | Expense |
| Grants | 763930 | Grants |
| Description | A RESEARCH PROGRAM TO CHARACTERIZE THE EMISSIONS AND ASSESS THE SAFETY OF DIESEL FUEL AND HEAVY-DUTY HIGHWAY DIESEL ENGINES FOR 2007 AND 2010IN RESPONSE TO STRINGENT NEW STANDARDS ADOPTED BY THE U.S. ENVIRONMENTAL PROTECTION AGENCY AND CALIFORNIA AIR RESOURCES BOARD (ARB). THE PROJECT WILL UTILIZE ESTABLISHED EMISSIONS CHARACTERIZATION AND TOXILOGIC METHODS TO ASSESS THE OVERALL SAFETY OF THE ENGINES INTRODUCED TO THE MARKET DURING THE 2007 - 2010 TIME PERIOD. | Description |
Activity3 Activity3
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expense | 517873 | Expense |
| Grants | 209774 | Grants |
| Description | A PROGRAM TO BUILD BETTER UNDERSTANDING OF THE EFFECTS OF AIR POLLUTION ON HEALTH IN DEVELOPING COUNTRIES IN ASIA. THE PAPA PROGRAM IDENTIFIES SCIENTISTS IN THE REGION, FUNDS AND OVERSEES RESEARCH STUDIES. HEI COMMUNICATES THE RESULTS OF HEI FUNDED STUDIES TO PUBLIC AND PRIVATE DECISION MAKERS. HEI ALSO WORKS WITH SCIENTISTS FROM THE REGION TO BUILD THE SCIENTIFIC CAPACITIES AND COMPILING AN EXTENSIVE DATABASE OF REPORTS ON THE HEALTH EFFECTS OF AIR POLLUTION IN ASIA. | Description |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Program Service Expense | 9783539 | TotalProgramServiceExpense |
| Described In501 C3 | 1 | DescribedIn501C3 |
| Schedule B Required | 1 | ScheduleBRequired |
| Political Activities | 0 | PoliticalActivities |
| Lobbying Activities | 1 | LobbyingActivities |
| Subject To Proxy Tax | 0 | SubjectToProxyTax |
| Donor Advised Funds | 0 | DonorAdvisedFunds |
| Conservation Easements | 0 | ConservationEasements |
| Collections Of Art | 0 | CollectionsOfArt |
| Credit Counseling | 0 | CreditCounseling |
| Term Or Permanent Endowments | 1 | TermOrPermanentEndowments |
| Report Land Bldg Equip | 1 | ReportLandBldgEquip |
| Report Invest Oth Securities | 0 | ReportInvestOthSecurities |
| Report Prog Rel Invest | 0 | ReportProgRelInvest |
| Report Other Assets | 0 | ReportOtherAssets |
| Report Other Liabilities | 0 | ReportOtherLiabilities |
| Report Fin48 Footnote | 1 | ReportFin48Footnote |
| Independent Audit Financial Stmt | 1 | IndependentAuditFinancialStmt |
| Consolidated Audit Financial Stmt | 0 | ConsolidatedAuditFinancialStmt |
| School | 0 | School |
| Foreign Office | 0 | ForeignOffice |
| Foreign Activities | 1 | ForeignActivities |
| More Than5000 K To Organizations | 1 | MoreThan5000KToOrganizations |
| More Than5000 K To Individuals | 0 | MoreThan5000KToIndividuals |
| Professional Fundraising | 0 | ProfessionalFundraising |
| Fundraising Activities | 0 | FundraisingActivities |
| Gaming | 0 | Gaming |
| Hospital | 0 | Hospital |
| Grants To Organizations | 1 | GrantsToOrganizations |
| Grants To Individuals | 0 | GrantsToIndividuals |
| Schedule J Required | 1 | ScheduleJRequired |
| Tax Exempt Bonds | 0 | TaxExemptBonds |
| Excess Benefit Transaction | 0 | ExcessBenefitTransaction |
| Prior Excess Benefit Transaction | 0 | PriorExcessBenefitTransaction |
| Loan To Officer Or DQP | 0 | LoanToOfficerOrDQP |
| Grant To Related Person | 0 | GrantToRelatedPerson |
| Bsnss Rltnshp With Organization | 0 | BsnssRltnshpWithOrganization |
| Bsnss Rltnshp Thru Family Member | 0 | BsnssRltnshpThruFamilyMember |
| Officer Entity With Bsnss Rltnshp | 0 | OfficerEntityWithBsnssRltnshp |
| Deductible Non Cash Contributions | 0 | DeductibleNonCashContributions |
| Deductible Contributions Of Art | 0 | DeductibleContributionsOfArt |
| Terminated | 0 | Terminated |
| Partial Liquidation | 0 | PartialLiquidation |
| Disregarded Entity | 0 | DisregardedEntity |
| Related Entity | 0 | RelatedEntity |
| Related Org Controlled Entity | 0 | RelatedOrgControlledEntity |
| Transaction Related Entity | 0 | TransactionRelatedEntity |
| Transfers To Exempt Non Chrtbl Org | 0 | TransfersToExemptNonChrtblOrg |
| Activities Conducted Partnership | 0 | ActivitiesConductedPartnership |
| Schedule O Required | 1 | ScheduleORequired |
| Number Forms Transmitted With1096 | 54 | NumberFormsTransmittedWith1096 |
| Number W2 G Included | 0 | NumberW2GIncluded |
| Compliance With Backup Witholding | 1 | ComplianceWithBackupWitholding |
| Number Of Employees | 25 | NumberOfEmployees |
| Employment Tax Returns Filed | 1 | EmploymentTaxReturnsFiled |
| Unrelated Business Income | 0 | UnrelatedBusinessIncome |
| Foreign Financial Account | 0 | ForeignFinancialAccount |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTrans |
| Taxable Party Notification | 0 | TaxablePartyNotification |
| Non Deductible Contributions | 0 | NonDeductibleContributions |
| Quid Pro Quo Contributions | 0 | QuidProQuoContributions |
| Form8282 Property Disposed Of | 0 | Form8282PropertyDisposedOf |
| Funds To Pay Premiums | 0 | FundsToPayPremiums |
| Premiums Paid | 0 | PremiumsPaid |
| Indoor Tanning Services | 0 | IndoorTanningServices |
| Info In Schedule O Part VI | X | InfoInScheduleOPartVI |
| Nbr Voting Governing Body Members | 11 | NbrVotingGoverningBodyMembers |
| Number Independent Voting Members | 11 | NumberIndependentVotingMembers |
| Family Or Business Relationship | 0 | FamilyOrBusinessRelationship |
| Delegation Of Management Duties | 0 | DelegationOfManagementDuties |
| Changes To Organizing Docs | 0 | ChangesToOrganizingDocs |
| Material Diversion Or Misuse | 0 | MaterialDiversionOrMisuse |
| Members Or Stockholders | 0 | MembersOrStockholders |
| Election Of Board Members | 0 | ElectionOfBoardMembers |
| Decisions Subject To Approval | 0 | DecisionsSubjectToApproval |
| Minutes Of Governing Body | 1 | MinutesOfGoverningBody |
| Minutes Of Committees | 1 | MinutesOfCommittees |
| Officer Mailing Address | 0 | OfficerMailingAddress |
| Local Chapters | 0 | LocalChapters |
| Form990 Provided To Governing Body | 1 | Form990ProvidedToGoverningBody |
| Conflict Of Interest Policy | 1 | ConflictOfInterestPolicy |
| Annual Disclosure Covered Persons | 1 | AnnualDisclosureCoveredPersons |
| Regular Monitoring Enforcement | 1 | RegularMonitoringEnforcement |
| Whistleblower Policy | 1 | WhistleblowerPolicy |
| Document Retention Policy | 1 | DocumentRetentionPolicy |
| Compensation Process CEO | 1 | CompensationProcessCEO |
| Compensation Process Other | 1 | CompensationProcessOther |
| Investment In Joint Venture | 0 | InvestmentInJointVenture |
| States Where Copy Of Return Is Filed | MA | StatesWhereCopyOfReturnIsFiled |
| Other Website | X | OtherWebsite |
| Upon Request | X | UponRequest |
The Books Are In Care Of TheBooksAreInCareOf
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Person | JACQUELINE RUTLEDGE | NamePerson |
| Telephone Number | 6174882338 | TelephoneNumber |
Address US AddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 101 FEDERAL STREET SUITE 500 | AddressLine1 |
| City | BOSTON | City |
| State | MA | State |
| ZIP Code | 021101817 | ZIPCode |
Form990 Part VII Section A Form990PartVIISectionA (19 entries)
| TitleTitle | Average Hours Per WeekAverageHoursPerWeek | Individual Trustee Or DirectorIndividualTrusteeOrDirector | OfficerOfficer | Reportable Comp From OrganizationReportableCompFromOrganization | Reportable Comp From Related OrgsReportableCompFromRelatedOrgs | Other CompensationOtherCompensation | Highest Compensated EmployeeHighestCompensatedEmployee |
|---|---|---|---|---|---|---|---|
| RICHARD CELESTE | |||||||
| BOARD CHAIRMAN | 2.00 | X | X | 21250 | 0 | 0 | |
| SHERWOOD BOEHLERT | |||||||
| BOARD MEMEBER | 2.00 | X | 6375 | 0 | 0 | ||
| ENRIQUETA BOND | |||||||
| BOARD MEMBER | 2.00 | X | 6375 | 0 | 0 | ||
| PURNELL CHOPPIN | |||||||
| BOARD MEMBER | 2.00 | X | 6375 | 0 | 0 | ||
| MICHAEL CLEGG | |||||||
| BOARD MEMBER | 2.00 | X | 6375 | 0 | 0 | ||
| JARED COHON | |||||||
| BOARD MEMBER | 2.00 | X | 6375 | 0 | 0 | ||
| STEPHEN CORMAN | |||||||
| BOARD MEMBER | 2.00 | X | 6375 | 0 | 0 | ||
| GOWHER RIZVI | |||||||
| BOARD MEMBER | 2.00 | X | 6375 | 0 | 0 | ||
| LINDA ROSENSTOCK | |||||||
| BOARD MEMBER | 2.00 | X | 6375 | 0 | 0 | ||
| HENRY SCHACHT | |||||||
| BOARD MEMBER | 2.00 | X | 6375 | 0 | 0 | ||
| WARREN WASHINGTON | |||||||
| BOARD MEMBER | 2.00 | X | 6375 | 0 | 0 | ||
| DANIEL GREENBAUM | |||||||
| PRESIDENT/CEO | 40.00 | X | 249805 | 0 | 22687 | ||
| ROBERT O'KEEFE | |||||||
| VP/TREASURER | 40.00 | X | 213595 | 0 | 21467 | ||
| RASHID SHAIKH | |||||||
| DIR. OF SCIENCE | 40.00 | X | 198346 | 0 | 25187 | ||
| JACQUELINE RUTLEDGE | |||||||
| DIR. OF F&A | 40.00 | X | 121718 | 0 | 24187 | ||
| BARBARA GALE | |||||||
| DIR. OF PUBLICATIONS | 40.00 | X | 90414 | 0 | 27187 | ||
| AARON COHEN | |||||||
| PRINCIPAL SCIENTIST | 40.00 | 114985 | 0 | 2832 | X | ||
| MARIA COSTANTINI | |||||||
| PRINCIPAL SCIENTIST | 40.00 | 108333 | 0 | 21981 | X | ||
| KATHERINE WALKER | |||||||
| PRINCIPAL SCIENTIST | 40.00 | 102447 | 0 | 26187 | X | ||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Reportable Comp From Org | 1284643 | TotalReportableCompFromOrg |
| Total Reportable Comp Frm Rltd Orgs | 0 | TotalReportableCompFrmRltdOrgs |
| Total Other Compensation | 171715 | TotalOtherCompensation |
| Number Individuals GT100 K | 7 | NumberIndividualsGT100K |
| Formers Listed | 0 | FormersListed |
| Total Comp GT150 K | 1 | TotalCompGT150K |
| Compensation From Other Sources | 0 | CompensationFromOtherSources |
| Number Of Contractors GT100 K | 0 | NumberOfContractorsGT100K |
| Government Grants | 7275668 | GovernmentGrants |
| All Other Contributions | 5228969 | AllOtherContributions |
| Total Contributions | 12504637 | TotalContributions |
Program Service Revenue ProgramServiceRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | PROGRAM REVENUE | Description |
| Business Code | 900099 | BusinessCode |
| Total Revenue Column | 53053 | TotalRevenueColumn |
| Related Or Exempt Function Income | 53053 | RelatedOrExemptFunctionIncome |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Program Service Revenue | 53053 | TotalProgramServiceRevenue |
Investment Income InvestmentIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 409 | TotalRevenueColumn |
| Exclusion | $409 | ExclusionAmount |
Total Revenue TotalRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 12558099 | TotalRevenueColumn |
| Related Or Exempt Function Income | 53053 | RelatedOrExemptFunctionIncome |
| Unrelated Business Revenue | 0 | UnrelatedBusinessRevenue |
| Exclusion | $409 | ExclusionAmount |
Grants To Domestic Orgs GrantsToDomesticOrgs
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 5163012 | Total |
| Program Services | 5163012 | ProgramServices |
Foreign Grants ForeignGrants
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 178309 | Total |
| Program Services | 178309 | ProgramServices |
Comp Current Officers Directors CompCurrentOfficersDirectors
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 1089782 | Total |
| Program Services | 655623 | ProgramServices |
| Management And General | 434159 | ManagementAndGeneral |
Other Salaries And Wages OtherSalariesAndWages
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 1323140 | Total |
| Program Services | 933033 | ProgramServices |
| Management And General | 390107 | ManagementAndGeneral |
Pension Plan Contributions PensionPlanContributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 178700 | Total |
| Program Services | 121951 | ProgramServices |
| Management And General | 56749 | ManagementAndGeneral |
Other Employee Benefits OtherEmployeeBenefits
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 312686 | Total |
| Program Services | 213388 | ProgramServices |
| Management And General | 99298 | ManagementAndGeneral |
Payroll Taxes PayrollTaxes
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 165833 | Total |
| Program Services | 113170 | ProgramServices |
| Management And General | 52663 | ManagementAndGeneral |
Fees For Services Management FeesForServicesManagement
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 87445 | Total |
| Management And General | 87445 | ManagementAndGeneral |
Fees For Services Legal FeesForServicesLegal
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 44241 | Total |
| Management And General | 44241 | ManagementAndGeneral |
Fees For Services Accounting FeesForServicesAccounting
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 66435 | Total |
| Management And General | 66435 | ManagementAndGeneral |
Office Expenses OfficeExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 9642 | Total |
| Program Services | 5790 | ProgramServices |
| Management And General | 3852 | ManagementAndGeneral |
Information Technology InformationTechnology
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 44960 | Total |
| Program Services | 26976 | ProgramServices |
| Management And General | 17984 | ManagementAndGeneral |
Occupancy Occupancy
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 591506 | Total |
| Program Services | 384479 | ProgramServices |
| Management And General | 207027 | ManagementAndGeneral |
Travel Travel
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 233330 | Total |
| Program Services | 142912 | ProgramServices |
| Management And General | 90418 | ManagementAndGeneral |
Conferences Meetings ConferencesMeetings
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 455362 | Total |
| Program Services | 455362 | ProgramServices |
Depreciation Depletion DepreciationDepletion
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 328848 | Total |
| Program Services | 271602 | ProgramServices |
| Management And General | 57246 | ManagementAndGeneral |
Insurance Insurance
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 24814 | Total |
| Management And General | 24814 | ManagementAndGeneral |
Other Expenses OtherExpenses (4 entries)
| DescriptionDescription | TotalTotal | Program ServicesProgramServices | Management And GeneralManagementAndGeneral |
|---|---|---|---|
| SCIENTIFIC CONSULTING | 357398 | 357398 | |
| PRINTING & PUBLICATIONS | 352590 | 306598 | 45992 |
| SCIENTIFIC PROJECTS | 322765 | 322765 | |
| EQUIP. RENTAL & MAINT. | 102482 | 81802 | 20680 |
All Other Expenses AllOtherExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 105218 | Total |
| Program Services | 49369 | ProgramServices |
| Management And General | 55849 | ManagementAndGeneral |
Total Functional Expenses TotalFunctionalExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 11538498 | Total |
| Program Services | 9783539 | ProgramServices |
| Management And General | 1754959 | ManagementAndGeneral |
| Fundraising | 0 | Fundraising |
Savings And Temp Cash Investments SavingsAndTempCashInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 831708 | BOY |
| EOY | 1025419 | EOY |
Accounts Receivable AccountsReceivable
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 3573834 | BOY |
| EOY | 4553078 | EOY |
Prepaid Expenses Deferred Charges PrepaidExpensesDeferredCharges
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 39079 | BOY |
| EOY | 56098 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Land Buildings Equipment Basis | 2027878 | LandBuildingsEquipmentBasis |
| Land Bldg Equipment Accum Deprec | 1861683 | LandBldgEquipmentAccumDeprec |
Land Buildings Equipment Basis Net LandBuildingsEquipmentBasisNet
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 496190 | BOY |
| EOY | 166195 | EOY |
Total Assets TotalAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 4940811 | BOY |
| EOY | 5800790 | EOY |
Accounts Payable Accrued Expenses AccountsPayableAccruedExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 2932858 | BOY |
| EOY | 2773236 | EOY |
Total Liabilities TotalLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 2932858 | BOY |
| EOY | 2773236 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Follow SFAS117 | X | FollowSFAS117 |
Unrestricted Net Assets UnrestrictedNetAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 579929 | BOY |
| EOY | 587621 | EOY |
Temporarily Restricted Net Assets TemporarilyRestrictedNetAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 1428024 | BOY |
| EOY | 2439933 | EOY |
Total Net Assets Fund Balances TotalNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 2007953 | BOY |
| EOY | 3027554 | EOY |
Total Liab Net Assets Fund Balances TotalLiabNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 4940811 | BOY |
| EOY | 5800790 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Reconcilation Revenue Expenses | 1019601 | ReconcilationRevenueExpenses |
| Reconcilation Other Changes | 0 | ReconcilationOtherChanges |
| Method Of Accounting Accrual | X | MethodOfAccountingAccrual |
| Accountant Compile Or Review | 0 | AccountantCompileOrReview |
| FS Audited | 1 | FSAudited |
| Audit Committee | 1 | AuditCommittee |
| Financial Statement Separate | X | FinancialStatementSeparate |
| Federal Grant Audit Required | 1 | FederalGrantAuditRequired |
| Federal Grant Audit Performed | 1 | FederalGrantAuditPerformed |
Schedule A IRS990ScheduleA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Publicly Supported Org170b1 Avi | X | PubliclySupportedOrg170b1Avi |
Gifts Grants Contrib Received170 GiftsGrantsContribReceived170
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 10350320 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 10012995 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 11537752 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 13027419 | CurrentTaxYearMinus1Year |
| Current Tax Year | 12504637 | CurrentTaxYear |
| Total | 57433123 | Total |
Total170 Total170
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 10350320 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 10012995 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 11537752 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 13027419 | CurrentTaxYearMinus1Year |
| Current Tax Year | 12504637 | CurrentTaxYear |
| Total | 57433123 | Total |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Amounts Subst Contributors Total | 14107600 | AmountsSubstContributorsTotal |
| Public Support Total170 | 43325523 | PublicSupportTotal170 |
Gross Investment Income170 GrossInvestmentIncome170
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 1715 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 2667 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 18 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 1060 | CurrentTaxYearMinus1Year |
| Current Tax Year | 409 | CurrentTaxYear |
| Total | 5869 | Total |
Other Income170 OtherIncome170
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 5457 | CurrentTaxYearMinus4Years |
| Total | 5457 | Total |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Support | 57444449 | TotalSupport |
| Gross Receipts From Admissions Etc | 196004 | GrossReceiptsFromAdmissionsEtc |
| Public Support Pertcentage170 | 0.75420 | PublicSupportPertcentage170 |
| Public Support Pertcent Prior Year | 0.79020 | PublicSupportPertcentPriorYear |
| Thirty Three Percnt Tests CY170 | X | ThirtyThreePercntTestsCY170 |
Schedule B IRS990ScheduleB
Contributor Info ContributorInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor Number | RESTRICTED | ContributorNumber |
Contributor Name Business ContributorNameBusiness
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RESTRICTED | BusinessNameLine1 |
Contributor Address US ContributorAddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | RESTRICTED | AddressLine1 |
| Address Line2 | RESTRICTED | AddressLine2 |
| City | RESTRICTED | City |
| State | RESTRICTED | State |
| ZIP Code | RESTRICTED | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Aggregate Contributions | RESTRICTED | AggregateContributions |
Schedule C IRS990ScheduleC
Total Grassroots Lobbying TotalGrassrootsLobbying
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Totals | 0 | FilingOrganizationsTotals |
Total Direct Lobbying TotalDirectLobbying
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Totals | 60661 | FilingOrganizationsTotals |
Total Lobbying Expenditures TotalLobbyingExpenditures
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Totals | 60661 | FilingOrganizationsTotals |
Other Exempt Purpose Expenditures OtherExemptPurposeExpenditures
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Totals | 11477837 | FilingOrganizationsTotals |
Total Exempt Purpose Expenditures TotalExemptPurposeExpenditures
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Totals | 11538498 | FilingOrganizationsTotals |
Lobbying Nontaxable LobbyingNontaxableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Totals | 726925 | FilingOrganizationsTotals |
Grassroots Nontaxable GrassrootsNontaxableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Totals | 181731 | FilingOrganizationsTotals |
Tot Lobbying Grassroot Minus Non Tx TotLobbyingGrassrootMinusNonTx
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Totals | 0 | FilingOrganizationsTotals |
Tot Lobby Expend Mns Lobbying Nontx TotLobbyExpendMnsLobbyingNontx
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Totals | 0 | FilingOrganizationsTotals |
Lobbying Nontaxable Amount2 LobbyingNontaxableAmount2
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year Minus3 | 638602 | CurrentYearMinus3 |
| Current Year | 726925 | CurrentYear |
| Total | 1365527 | Total |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Lobbying Ceiling | $2,048,291 | LobbyingCeilingAmount |
Total Lobbying Expenditures2 TotalLobbyingExpenditures2
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year | 60661 | CurrentYear |
| Total | 60661 | Total |
Grassroots Nontaxable Amount2 GrassrootsNontaxableAmount2
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year Minus3 | 159651 | CurrentYearMinus3 |
| Current Year | 181731 | CurrentYear |
| Total | 341382 | Total |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Grassroots Ceiling | $512,073 | GrassrootsCeilingAmount |
Schedule D IRS990ScheduleD
Current Year CurrentYear
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Of Year Balance | 579929 | BeginningOfYearBalance |
| Contributions | 145874 | Contributions |
| Other Expenditures | 138182 | OtherExpenditures |
| End Of Year Balance | 587621 | EndOfYearBalance |
Current Year Minus1 Year CurrentYearMinus1Year
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Of Year Balance | 553320 | BeginningOfYearBalance |
| Contributions | 132386 | Contributions |
| Other Expenditures | 105777 | OtherExpenditures |
| End Of Year Balance | 579929 | EndOfYearBalance |
Current Year Minus2 Years CurrentYearMinus2Years
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Of Year Balance | 441806 | BeginningOfYearBalance |
| Contributions | 212428 | Contributions |
| Other Expenditures | 100914 | OtherExpenditures |
| End Of Year Balance | 553320 | EndOfYearBalance |
Current Year Minus3 Years CurrentYearMinus3Years
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Of Year Balance | 598729 | BeginningOfYearBalance |
| Contributions | 31698 | Contributions |
| Other Expenditures | 188621 | OtherExpenditures |
| End Of Year Balance | 441806 | EndOfYearBalance |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Board Designated EOY Balance | 1.00000 | BoardDesignatedEOYBalance |
| Endowments Held By Unrelated Orgs | 0 | EndowmentsHeldByUnrelatedOrgs |
| Endowments Held By Related Orgs | 0 | EndowmentsHeldByRelatedOrgs |
Leasehold Improvements LeaseholdImprovements
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 258162 | OtherCostOrOtherBasis |
| Depreciation | 123703 | Depreciation |
| Book Value | 134459 | BookValue |
Equipment Equipment
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 1769716 | OtherCostOrOtherBasis |
| Depreciation | 1737980 | Depreciation |
| Book Value | 31736 | BookValue |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Book Value Land Buildings | 166195 | TotalOfBookValueLandBuildings |
| Total Revenue | 12558099 | TotalRevenue |
| Total Expenses | 11538498 | TotalExpenses |
| Excess Or Deficit For Year | 1019601 | ExcessOrDeficitForYear |
| Excess Or Deficit Per FS | 1019601 | ExcessOrDeficitPerFS |
| Tot Revenue Etc Audited Fincl Stmt | 12558099 | TotRevenueEtcAuditedFinclStmt |
| Revenue Not Rptd F990 | 0 | RevenueNotRptdF990 |
| Revenue Subtotal | 12558099 | RevenueSubtotal |
| Revenue Not Rptd On Fin Stmt | 0 | RevenueNotRptdOnFinStmt |
| Total Revenue Per Form990 | 12558099 | TotalRevenuePerForm990 |
| Tot Expenses Etc Audited Fincl Stmt | 11538498 | TotExpensesEtcAuditedFinclStmt |
| Expenses Not Rptd F990 | 0 | ExpensesNotRptdF990 |
| Expenses Subtotal | 11538498 | ExpensesSubtotal |
| Expenses Not Rptd On Fin Stmt | 0 | ExpensesNotRptdOnFinStmt |
| Total Expenses Per Form990 | 11538498 | TotalExpensesPerForm990 |
Form990 Schedule D Part XIV Form990ScheduleDPartXIV (2 entries)
| IdentifierIdentifier | Return ReferenceReturnReference | ExplanationExplanation |
|---|---|---|
| DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: | PART V, LINE 4: | FUNDS SET ASIDE BY THE BOARD OF DIRECTORS FOR STRATEGIC PURPOSES AND TO PROVIDE INVESTMENT INCOME TO SUPPORT OPERATIONS. THESE AMOUNTS MAY ONLY BE USED WITH THE APPROVAL OF THE BOARD OF DIRECTORS. |
| DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: | PART X: | THE INSTITUTE ACCOUNTS FOR THE EFFECT OF ANY UNCERTAIN TAX POSITIONS BASED ON A "MORE LIKELY THAN NOT" THRESHOLD TO THE RECOGNITION OF THE TAX POSITIONS BEING SUSTAINED BASED ON THE TECHNICAL MERITS OF THE POSITION UNDER SCRUTINY BY THE APPLICABLE TAXING AUTHORITY. IF A TAX POSITION OR POSITIONS ARE DEEMED TO RESULT IN UNCERTAINTIES OF THOSE POSITIONS, THE UNRECOGNIZED TAX BENEFIT IS ESTIMATED BASED ON A "CUMULATIVE PROBABILITY ASSESSMENT" THAT AGGREGATES THE ESTIMATED TAX LIABILITY FOR ALL UNCERTAIN TAX POSITIONS. THE INSTITUTE HAS IDENTIFIED ITS TAX STATUS AS A TAX-EXEMPT ENTITY AS ITS ONLY SIGNIFICANT TAX POSITION AND HAS DETERMINED THAT SUCH TAX POSITION DOES NOT RESULT IN AN UNCERTAINTY REQUIRING RECOGNITION. THE INSTITUTE IS NOT CURRENTLY UNDER EXAMINATION BY ANY TAXING JURISDICTIONS. THE INSTITUTE'S FEDERAL AND STATE TAX RETURNS ARE GENERALLY OPEN FOR EXAMINATION FOR THREE YEARS AFTER THE DATE OF FILING, INCLUDING EXTENSIONS. |
Schedule F IRS990ScheduleF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Grant Records Maintained | 1 | GrantRecordsMaintained |
Accts Actvs Out US Table AcctsActvsOutUSTable (2 entries)
| RegionRegion | Number Of OfficesNumberOfOffices | Number Of EmployeesNumberOfEmployees | Type Of Activities ConductedTypeOfActivitiesConducted | Total ExpendituresTotalExpenditures |
|---|---|---|---|---|
| EAST ASIA AND THE PACIFIC | 0 | 0 | GRANTMAKING | 147836 |
| NORTH AMERICA | 0 | 0 | GRANTMAKING | 30473 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Subtotal Number Of Offices | 0 | SubtotalNumberOfOffices |
| Subtotal Number Of Employees | 0 | SubtotalNumberOfEmployees |
| Cont Number Of Offices | 0 | ContNumberOfOffices |
| Cont Number Of Employees | 0 | ContNumberOfEmployees |
| Total Number Of Offices | 0 | TotalNumberOfOffices |
| Total Number Of Employees | 0 | TotalNumberOfEmployees |
| Subtotal Amount Spent | 178309 | SubtotalAmountSpent |
| Cont Amount Spent | 0 | ContAmountSpent |
| Total Amount Spent | 178309 | TotalAmountSpent |
| No Recipient Over5 K | X | NoRecipientOver5K |
Grants To Orgs Outside US GrantsToOrgsOutsideUS (2 entries)
| RegionRegion | Purpose Of GrantPurposeOfGrant | Amount Of Cash GrantAmountOfCashGrant | Manner Of Cash DisbursementMannerOfCashDisbursement | Method Of ValuationMethodOfValuation |
|---|---|---|---|---|
| EAST ASIA AND THE PACIFIC | SCIENTIFIC RESEARCH | 147836 | COST REIMBURSEMENT | FMV |
| EAST ASIA AND THE PACIFIC | SCIENTIFIC RESEARCH | 30473 | COST REIMBURSEMENT | FMV |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Number Of501c3 Orgs | 2 | TotalNumberOf501c3Orgs |
| Total Number Of Other Orgs | 0 | TotalNumberOfOtherOrgs |
| Transfer To Foreign Corp | 0 | TransferToForeignCorp |
| Interest In Foreign Trust | 0 | InterestInForeignTrust |
| Own Foreign Corp | 0 | OwnForeignCorp |
| Passive Foreign Invest Co | 0 | PassiveForeignInvestCo |
| Foreign Partnership | 0 | ForeignPartnership |
| Boycott Countries | 0 | BoycottCountries |
Form990 Schedule F Part V Form990ScheduleFPartV
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | PROCEDURE FOR MONITORING GRANTS OUTSIDE THE U.S.: | Identifier |
| Explanation | SCHEDULE F, PART I, LINE 2: A STAFF SCIENTIST IS ASSIGNED TO OVERSEE THE PROJECTS. THE PRINCIPAL INVESTIGATOR ON THE RESEARCH PROJECT IS REQUIRED TO FILE PERIODIC PROGRESS REPROTS WHICH ARE REVIEWED BY BOTH THE HEI SCIENTIFIC AND FINANCIAL STAFF AND PERIODS OF SUBSEQUENT FUNDING MUST BE APPROVED BY THE HEI RESEARCH COMMITTEE BASED ON THE RESULTS OF THE PROGRESS REPORTS. | Explanation |
Schedule I IRS990ScheduleI
| Field | Value | IRS element (for citing) |
|---|---|---|
| Records Maintained | 1 | RecordsMaintained |
Recipient Table RecipientTable (30 entries)
| Address Line1AddressUS/AddressLine1 | CityAddressUS/City | StateAddressUS/State | ZIP CodeAddressUS/ZIPCode | EIN Of RecipientEINOfRecipient | IRC SectionIRCSection | Amount Of Cash GrantAmountOfCashGrant | Purpose Of GrantPurposeOfGrant |
|---|---|---|---|---|---|---|---|
| ATMOSPHERIC AND ENVIRONMENTAL RESEARCH INC | |||||||
| 131 HARTWELL AVE | LEXINGTON | MA | 02421 | 042608324 | 501(C)(3) | 22724 | SCIENTIFIC RESEARCH |
| UNIVERSITY OF WASHINGTON | |||||||
| 1100 NE 45TH ST SUITE 300 | SEATTLE | WA | 98105 | 916001537 | 501(C)(3) | 616674 | SCIENTIFIC RESEARCH |
| UNIVERSITY OF LOUISVILLE | |||||||
| 2301 SOUTH 3RD ST | LOUISVILLE | KY | 40292 | 611014882 | 501(C)(3) | 82440 | SCIENTIFIC RESEARCH |
| UNIV OF MEDICINE AND DENTISTRY OF NJ | |||||||
| NJ PO BOX 3009 | NEWARK | NJ | 07103 | 221775306 | 501(C)(3) | 48665 | SCIENTIFIC RESEARCH |
| GEORGIA TECH RESEARCH CORP | |||||||
| 505 TENTH ST | ATLANTA | GA | 30332 | 580603146 | 501(C)(3) | 96298 | SCIENTIFIC RESEARCH |
| UNIVERSITY OF MICHIGAN | |||||||
| 5050 WOLVERINE TOWER | ANN ARBOR | MI | 48109 | 386006309 | 501(C)(3) | 68378 | SCIENTIFIC RESEARCH |
| OREGON STATE UNIV B308 KERR ADMINISTRATION BLDG | |||||||
| B308 KERR ADMINISTRATION BLDG | CORVALLIS | OR | 97331 | 481278540 | 501(C)(3) | 22730 | SCIENTIFIC RESEARCH |
| TEXAS A&M RESEARCH FOUNDATION | |||||||
| 400 HARVEY MITCHELL PARKWAY | COLLEGE STATION | TX | 77845 | 741238434 | 501(C)(3) | 71694 | SCIENTIFIC RESEARCH |
| UNIVERSITY OF FLORIDA | |||||||
| PO BOX 113201 | GAINSVILLE | FL | 32611 | 596002052 | 501(C)(3) | 48703 | SCIENTIFIC RESEARCH |
| HARVARD UNIVERSITY | |||||||
| 1350 MASSACHUSETTS AVE | CAMBRIDGE | MA | 02138 | 042103580 | 501(C)(3) | 41430 | SCIENTIFIC RESEARCH |
| REGENTS OF THE UNIVERSITY OF CALIFORNIA | |||||||
| 405 HILGARD AVE | LOS ANGELES | CA | 90095 | 956006143 | 501(C)(3) | 51605 | SCIENTIFIC RESEARCH |
| UNIVERSITY OF NORTH CAROLINA | |||||||
| 104 AIRPORT DRIVE | CHAPEL HILL | NC | 27599 | 566001393 | 501(C)(3) | 354468 | SCIENTIFIC RESEARCH |
| REGENTS OF THE UNIVERSITY OF CALIFORNIA | |||||||
| 505 PARNASSUS AVE | SAN FRANCISCO | CA | 94143 | 946036493 | 501(C)(3) | 220005 | SCIENTIFIC RESEARCH |
| UNIVERSITY OF ROCHESTER | |||||||
| 910 GENESEE ST SUITE 200 | ROCHESTER | NY | 14611 | 160743209 | 501(C)(3) | 375000 | SCIENTIFIC RESEARCH |
| OREGON HEALTH AND SCIENCE UNIVERSITY | |||||||
| 2525 SW FIRST AVE SUITE 220 | PORTLAND | OR | 97201 | 931176109 | 501(C)(3) | 46429 | SCIENTIFIC RESEARCH |
| THE REGENTS OF THE UNIVERSITY OF CALIFORNIA DAVIS | |||||||
| 1850 RESEARCH PARK DRIVE | DAVIS | CA | 95616 | 946036494 | 501(C)(3) | 61785 | SCIENTIFIC RESEARCH |
| UNIVERSITY OF ARKANSAS | |||||||
| 4301 WEST MARKHAM SLOT 545 | LITTLE ROCK | AR | 72205 | 716046242 | 501(C)(3) | 21549 | SCIENTIFIC RESEARCH |
| UNIVERSITY OF ROCHESTER | |||||||
| 910 GENESEE ST SUITE 200 | ROCHESTER | NY | 14611 | 160743209 | 501(C)(3) | 17844 | SCIENTIFIC RESEARCH |
| NEW ENGLAND RESEARCH INSTITUTE | |||||||
| 9 GALEN ST | WATERTOWN | MA | 02472 | 042919509 | 99138 | SCIENTIFIC RESEARCH | |
| UNIVERSITY OF ROCHESTER | |||||||
| 910 GENESEE ST SUITE 200 | ROCHESTER | NY | 14611 | 160743209 | 501(C)(3) | 41531 | SCIENTIFIC RESEARCH |
| REGENTS OF THE UNIVERSITY OF CALIFORNIA | |||||||
| 505 PARNASSUS AVE | SAN FRANCISCO | CA | 94143 | 946036493 | 501(C)(3) | 43492 | SCIENTIFIC RESEARCH |
| LOVELACE RESPIRATORY RESEARCH INSTITUTE | |||||||
| 2425 RIDGECREST DRIVE | ALBUQERQUE | NM | 87108 | 850110669 | 501(C)(3) | 2399773 | SCIENTIFIC RESEARCH |
| LITRON LABS | |||||||
| 200 CNAL VIEW BLVD | ROCHESTER | NY | 14623 | 161080732 | 8704 | SCIENTIFIC RESEARCH | |
| UNIVERSITY OF TEXAS | |||||||
| 1 UNIVERSITY STATION | AUSTIN | TX | 90089 | 746000203 | 501(C)(3) | 16079 | SCIENTIFIC RESEARCH |
| SAINT LOUIS UNIVERSITY | |||||||
| 3700 WEST PINE MALL FUSZ HALL 368 | ST LOUIS | MO | 63108 | 430654872 | 501(C)(3) | 61938 | SCIENTIFIC RESEARCH |
| UNIVERSITY OF LOUISVILLE | |||||||
| 2301 SOUTH 3RD ST | LOUISVILLE | KY | 40292 | 611014882 | 501(C)(3) | 36801 | SCIENTIFIC RESEARCH |
| OHIO STATE UNIVERSITY | |||||||
| 901 WOODY HAYES DRIVE | COLUMBUS | OH | 43210 | 316025986 | 501(C)(3) | 57640 | SCIENTIFIC RESEARCH |
| SOUTHWEST RESEARCH INSTITUTE | |||||||
| 6220 CULEBRA | SAN ANTONIO | TX | 78238 | 741070544 | 501(C)(3) | 111085 | SCIENTIFIC RESEARCH |
| UNIVERSITY OF SOUTHERN CALIFORNIA UNIVERSITY | |||||||
| PARK CAMPUS LOS | LOS ANGELES | CA | 90089 | 951642394 | 501(C)(3) | 24767 | SCIENTIFIC RESEARCH |
| UNIVERSITY OF UTAH | |||||||
| 201 PRESIDENTS CIRCLE | SALT LAKE CITY | UT | 84112 | 876000525 | 501(C)(3) | -7084 | SCIENTIFIC RESEARCH |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Nbr Of501 C3 And Govt Grants | 27 | TotalNbrOf501C3AndGovtGrants |
| Total Nbr Of Other Organizations | 2 | TotalNbrOfOtherOrganizations |
Form990 Schedule I Part IV Form990ScheduleIPartIV
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | PROCEDURE FOR MONITORING GRANTS IN THE U.S.: | Identifier |
| Return Reference | PART I, LINE 2: | ReturnReference |
| Explanation | SCHEDULE I, PART I, LINE 2: A STAFF SCIENTIST IS ASSIGNED TO OVERSEE THE PROJECTS. THE PRINCIPAL INVESTIGATOR ON THE RESEARCH PROJECT IS REQUIRED TO FILE PERIODIC PROGRESS REPORTS WHICH ARE REVIEWED BY BOTH THE HEI SCIENTIFIC AND FINANCIAL STAFF AND PERIODS OF SUBSEQUENT FUNDING MUST BE APPROVED BY THE HEI RESEARCH COMMITTEE BASED ON THE RESULTS OF THE PROGRESS REPORTS. | Explanation |
Schedule J IRS990ScheduleJ
| Field | Value | IRS element (for citing) |
|---|---|---|
| Compensation Committee | X | CompensationCommittee |
| Independent Consultant | X | IndependentConsultant |
| Form990 Of Other Organizations | X | Form990OfOtherOrganizations |
| Compensation Survey | X | CompensationSurvey |
| Board Or Committee Approval | X | BoardOrCommitteeApproval |
| Severance Payment | 0 | SeverancePayment |
| Supplemental Nonqual Retire Plan | 0 | SupplementalNonqualRetirePlan |
| Equity Based Comp Arrangement | 0 | EquityBasedCompArrangement |
| Comp Based On Revenue Of Filing Org | 0 | CompBasedOnRevenueOfFilingOrg |
| Comp Based On Revenue Related Orgs | 0 | CompBasedOnRevenueRelatedOrgs |
| Comp Based Net Earnings Filing Org | 0 | CompBasedNetEarningsFilingOrg |
| Comp Based Net Earnings Relate Orgs | 0 | CompBasedNetEarningsRelateOrgs |
| Any Non Fixed Payments | 0 | AnyNonFixedPayments |
| Initial Contract Exception | 0 | InitialContractException |
Form990 Schedule J Part II Form990ScheduleJPartII (3 entries)
| Base Compensation Filing OrgBaseCompensationFilingOrg | Comp Based On Related OrgsCompBasedOnRelatedOrgs | Bonus Filing OrgBonusFilingOrg | Bonus Related OrgsBonusRelatedOrgs | Other Compensation Filing OrgOtherCompensationFilingOrg | Other Compensation Related OrgsOtherCompensationRelatedOrgs | Deferred Comp Filing OrgDeferredCompFilingOrg | Deferred Comp Related OrgsDeferredCompRelatedOrgs | Nontaxable Benefits Filing OrgNontaxableBenefitsFilingOrg | Nontaxable Benefits Related OrgsNontaxableBenefitsRelatedOrgs | Total Compensation Filing OrgTotalCompensationFilingOrg | Total Compensation Related OrgsTotalCompensationRelatedOrgs | Comp Report Prior990 Filing OrgCompReportPrior990FilingOrg | Comp Report Prior990 Related OrgsCompReportPrior990RelatedOrgs |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| DANIEL GREENBAUM | |||||||||||||
| 249134 | 0 | 0 | 0 | 671 | 0 | 0 | 0 | 22687 | 0 | 272492 | 0 | 0 | 0 |
| ROBERT O'KEEFE | |||||||||||||
| 212924 | 0 | 0 | 0 | 671 | 0 | 0 | 0 | 21467 | 0 | 235062 | 0 | 0 | 0 |
| RASHID SHAIKH | |||||||||||||
| 197316 | 0 | 0 | 0 | 1030 | 0 | 0 | 0 | 25187 | 0 | 223533 | 0 | 0 | 0 |
Schedule O IRS990ScheduleO
General Explanation GeneralExplanation (4 entries)
| Return ReferenceReturnReference | ExplanationExplanation |
|---|---|
| FORM 990, PART VI, SECTION B, LINE 11 | THE PROCESS FOR THE REVIEW OF THE FORM 990 IS TO REVIEW THE MAJOR ELEMENTS AND POLICIES WITH THE BOARD OF DIRECTORS AT THEIR FALL AND WINTER MEETINGS, AND THEN INCLUDE A FINAL DRAFT OF THE FORM 990 TO THE FULL BOARD OF DIRECTORS IN THE BINDER OF MATERIALS FOR THEIR REGULARLY SCHEDULED APRIL MEETING. THE DRAFT IS PREPARED BY CBIZ TOFIAS WITH INFORMATION FROM THE AUDITED FINANCIAL STATEMENTS PREPARED BY MAYER HOFFMAN MCCANN PC. ADDITIONAL FINANCIAL AND NARRATIVE INFORMATION REQUIRED FOR THE RETURN IS PREPARED AND PROVIDED TO CBIZ TOFIAS BY THE HEI DIRECTOR OF FINANCE & ADMINISTRATION. THE DIRECTOR AND F&A STAFF REVIEW THE DRAFT FORM FOR ACCURACY AND IT IS THEN REVIEWED BY THE HEI PRESIDENT AND VICE-PRESIDENT AND TREASURER BEFORE IT IS FORWARDED TO THE BOARD. THE BOARD REVIEWS THE FORM AND MAKES COMMENTS AND SUGGESTIONS FOR REVISIONS AT THEIR REGULARLY SCHEDULED APRIL MEETING. THE FINAL FORM 990 IS THEN PRODUCED AND REVIEWED BY THE DIRECTOR OF F&A FOR ACCURACY. THE FINAL FORM 990 IS SENT TO THE CHAIRMAN OF AUDIT AND FINANCE COMMITTEE FOR HIS REVIEW. ONCE THE FORM HAS BEEN REVIEWED, IT IS SIGNED BY THE PRESIDENT/CEO AND SENT TO THE IRS. |
| FORM 990, PART VI, SECTION B, LINE 12C | THE ORGANIZATION HAS A CONFLICT OF INTEREST POLICY THAT WAS APPROVED BY THE BOARD OF DIRECTORS IN 2003. THE BOARD REVIEWED THE POLICY IN CONJUNCTION WITH THE REQUIREMENTS OF THE NEW FORM 990 AND THE POLICY WAS EXPANDED IN SCOPE TO INCLUDE MORE EMPHASIS ON FINANCIAL CONFLICTS AS WELL AS CONFLICTS IN THE AWARD OF SCIENTIFIC GRANTS AND CONTRACTS WHICH WAS THE EMPHASIS OF THE ORIGINAL POLICY. THE UPDATED POLICY WAS APPROVED BY THE HEI BOARD OF DIRECTORS IN APRIL, 2010. IT REQUIRES ALL OFFICERS, DIRECTORS, AND KEY EMPLOYEES TO FILE AN ANNUAL DISCLOSURE OF ANY INTERESTS, FINANCIAL OR SCIENTIFIC, THAT COULD POTENTIALLY BE THE SOURCE OF CONFLICTS. UNDER THE CURRENT POLICY, THE MEMBERS OF HEI'S HEALTH RESEARCH COMMITTEE AND HEALTH REVIEW COMMITTEE ARE REQUIRED TO SUBMIT ANNUAL CONFLICT OF INTEREST DISCLOSURES TO THE DIRECTOR OF SCIENCE WHO REVIEWS THEM AND RAISES ANY POTENTIAL CONCERNS WITH THE HEI PRESIDENT. THE NEW POLICY EXPANDS THE ANNUAL DISCLOSURE TO ALL DIRECTORS AND KEY EMPLOYEES. THE DIRECTOR OF SCIENCE WILL CONTINUE TO REVIEW THE STATEMENTS FOR SCIENTIFIC CONFLICTS AND THE DIRECTOR OF F&A WILL REVIEW THEM FOR FINANCIAL CONFLICTS, WITH EACH REFERRING ANY CONCERNS TO THE HEI PRESIDENT TO DETERMINE IF ANY ACTION IS REQUIRED. |
| FORM 990, PART VI, SECTION B, LINE 15 | THE SALARY OF HEI'S CEO/EXECUTIVE DIRECTOR IS SET ACCORDING TO A PROCESS THAT WAS ESTABLISHED BY THE INDEPENDENT BOARD OF DIRECTORS AND LED BY THE CHAIR OF THE BOARD COMMITTEE FOR GOVERNANCE AND COMPENSATION. THE CHAIR OF THE COMMITTEE CONDUCTS A PERFORMANCE REVIEW THAT INCLUDES INPUT FROM A SELF-EVALUATION AND INPUT FROM OTHER HEI STAFF. A SALARY SURVEY WAS CONDUCTED BY QUATT ASSOCIATES USING NOT FOR PROFIT ORGANIZATIONS SIMILAR TO HEI TO ARRIVE AT SALARY LEVELS FOR THE HEI CEO AND ALL OTHER STAFF. THE PERFORMANCE EVALUATION AND THE SALARY DATA FROM THE SURVEY ARE THE CRITERIA USED TO DETERMINE THE SALARY. THE DELIBERATIONS OF THE COMMITTEE ARE RECORDED CONTEMPORANEOUSLY AND DOCUMENTATION IS PROVIDED BY THE CHAIRMAN OF THE BOARD OF DIRECTORS TO THE HEI DIRECTOR OF FINANCE AND ADMINISTRATION. THE PROCESS TO DETERMINE SALARIES FOR OTHER OFFICERS AND KEY EMPLOYEES IS BASED ON THE SAME COMPARABILITY DATA THAT THE BOARD OF DIRECTORS USES TO DETERMINE THE SALARY OF THE CEO. THE CEO/EXECUTIVE DIRECTOR CONDUCTS PERFORMANCE EVALUATIONS FOR THE OTHER OFFICERS WHO REPORT TO HIM AND SETS THEIR SALARIES BASED ON THE PERFORMANCE EVALUATIONS AND THE COMPARABILITY DATA FOR THEIR POSITIONS. THE SALARIES FOR OTHER KEY EMPLOYEES ARE SET USING THE SAME COMPARABILITY DATA AFTER A PERFORMANCE REVIEW CONDUCTED BY THE OFFICER IN CHARGE OF THEIR DEPARTMENT, WITH INPUT FROM THEIR IMMEDIATE SUPERVISOR IF APPROPRIATE. THE SALARY COMPARABILITY DATA IS UPDATED PERIODICALLY, AND ADJUSTMENTS MADE TO ALL SALARY SCALES AS APPROPRIATE AND BASED ON MARKET CONDITIONS FOR COMPARABLE POSITIONS AND ORGANIZATIONS. |
| FORM 990, PART VI, SECTION C, LINE 19 | THE HEI TAX RETURNS ARE AVAILABLE ON THE GUIDESTAR WEBSITE AND ALSO UPON REQUEST TO HEI FROM A LINK ON THE HEI WEBSITE. THE HEI ANNUAL REPORT SUMMARIZING THE HEI ANNUAL FINANCIAL AUDIT IS AVAILABLE ON THE HEI WEBSITE WITH NECESSARY INFORMATION AND READERS ARE INVITED TO CONTACT HEI TO REQUEST ADDITIONAL INFORMATION AND/OR THE FULL AUDITED STATEMENTS. IN ADDITION, OUR FORMS 990 (CURRENT AND PRIOR THREE YEARS) ARE AVAILABLE ON THE OFFICIAL WEBSITE OF THE ATTORNEY GENERAL OF MASSACHUSETTS AT WWW.CHARITIES.AGO.STATE.MA.US. OUR AUDITED FINANCIAL STATEMENTS ARE ALSO AVAILABLE ON THE OFFICIAL WEBSITE OF THE ATTORNEY GENERAL OF MASSACHUSETTS AT WWW.CHARITIES.AGO.STATE.MA.US. IN ADDITION, VARIOUS OTHER GOVERNING DOCUMENTS ARE ALSO AVAILABLE OFFICIAL WEBSITE OF THE SECRETARY OF STATE OF MASSACHUSETTS AT: WWW.CORP.SEC.STATE.MA.US/CORP/CORPSEARCH/CORPSEARCHINPUT.ASP |