NORTHWESTERN UNIVERSITY: Form 990, tax year 2011

View the entire original 990 at ProPublica ↗

Organization: NORTHWESTERN UNIVERSITY (EIN 36-2167817)
Tax period: 2011-09-01 to 2012-08-31
Filed: 2013-07-12
IRS object ID: 201321939349300137
Schema version: 2011v1.2
Source: Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header
Form 990
Schedule A
Schedule B
Schedule C
Schedule D
Schedule E
Schedule F
Schedule G
Schedule I
Schedule J
Schedule K
Schedule L
Schedule M
Schedule O
Schedule R

Return header ReturnHeader

Field	Value	IRS element (for citing)
Timestamp	2013-07-12T13:39:12-05:00	Timestamp
Tax Period End Date	2012-08-31	TaxPeriodEndDate

Preparer Firm PreparerFirm

Field	Value	IRS element (for citing)
EIN	134008324	EIN

Preparer Firm Business Name PreparerFirmBusinessName

Field	Value	IRS element (for citing)
Business Name Line1	PricewaterhouseCoopers LLP	BusinessNameLine1

Preparer Firm US Address PreparerFirmUSAddress

Field	Value	IRS element (for citing)
Address Line1	1301 K Street NW Suite 800W	AddressLine1
City	Washington	City
State	DC	State
ZIP Code	20005	ZIPCode

Field	Value	IRS element (for citing)
Return Type	990	ReturnType
Tax Period Begin Date	2011-09-01	TaxPeriodBeginDate

Filer Filer

Field	Value	IRS element (for citing)
EIN	362167817	EIN

Name Name

Field	Value	IRS element (for citing)
Business Name Line1	Northwestern University	BusinessNameLine1

Field	Value	IRS element (for citing)
Name Control	NORT	NameControl
Phone	8474913741	Phone

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	633 Clark St	AddressLine1
City	Evanston	City
State	IL	State
ZIP Code	60208	ZIPCode

Officer Officer

Field	Value	IRS element (for citing)
Name	Eugene Sunshine	Name
Title	Sr VP for Business and Finance	Title
Phone	8474913741	Phone
Date Signed	2013-07-12	DateSigned
Authorize Third Party	1	AuthorizeThirdParty

Preparer Preparer

Field	Value	IRS element (for citing)
Name	Travis L Patton	Name
PTIN	P00369623	PTIN
Phone	2124141000	Phone
Date Prepared	2013-07-12	DatePrepared

Field	Value	IRS element (for citing)
Tax Year	2011	TaxYear
Build TS	2016-02-24 21:20:13Z	BuildTS

Form 990 IRS990

Field	Value	IRS element (for citing)
Name Of Principal Officer Person	Eugene Sunshine	NameOfPrincipalOfficerPerson

Address Principal Officer US AddressPrincipalOfficerUS

Field	Value	IRS element (for citing)
Address Line1	633 Clark St	AddressLine1
City	Evanston	City
State	IL	State
ZIP Code	60208	ZIPCode

Field	Value	IRS element (for citing)
Gross Receipts	3493558140	GrossReceipts
Group Return For Affiliates	0	GroupReturnForAffiliates
Organization501c3	X	Organization501c3
Web Site	www.northwestern.edu	WebSite
Type Of Organization Corporation	X	TypeOfOrganizationCorporation
Year Formation	1851	YearFormation
State Legal Domicile	IL	StateLegalDomicile
Activity Or Mission Description	Education and research	ActivityOrMissionDescription
Nbr Voting Members Governing Body	36	NbrVotingMembersGoverningBody
Nbr Independent Voting Members	26	NbrIndependentVotingMembers
Total Nbr Employees	22517	TotalNbrEmployees
Total Nbr Volunteers	152	TotalNbrVolunteers
Total Gross UBI	-1317981	TotalGrossUBI
Net Unrelated Business Txbl Income	0	NetUnrelatedBusinessTxblIncome
Contributions Grants Prior Year	191440295	ContributionsGrantsPriorYear
Contributions Grants Current Year	265414664	ContributionsGrantsCurrentYear
Program Service Revenue Prior Year	1545225391	ProgramServiceRevenuePriorYear
Program Service Revenue CY	1582568067	ProgramServiceRevenueCY
Investment Income Prior Year	528461744	InvestmentIncomePriorYear
Investment Income Current Year	346027966	InvestmentIncomeCurrentYear
Other Revenue Prior Year	101051025	OtherRevenuePriorYear
Other Revenue Current Year	125525219	OtherRevenueCurrentYear
Total Revenue Prior Year	2366178455	TotalRevenuePriorYear
Total Revenue Current Year	2319535916	TotalRevenueCurrentYear
Grants And Similar Amnts Prior Year	310452467	GrantsAndSimilarAmntsPriorYear
Grants And Similar Amnts CY	336067759	GrantsAndSimilarAmntsCY
Benefits Paid To Members Prior Year	0	BenefitsPaidToMembersPriorYear
Benefits Paid To Members CY	0	BenefitsPaidToMembersCY
Salaries Etc Prior Year	901697344	SalariesEtcPriorYear
Salaries Etc Current Year	989249620	SalariesEtcCurrentYear
Total Prof Fundrsng Exp Prior Year	154958	TotalProfFundrsngExpPriorYear
Total Prof Fundrsng Exp CY	155359	TotalProfFundrsngExpCY
Total Fundrsng Exp Current Year	35902274	TotalFundrsngExpCurrentYear
Other Expense Prior Year	809001977	OtherExpensePriorYear
Other Expenses Current Year	774600821	OtherExpensesCurrentYear
Total Expenses Prior Year	2021306746	TotalExpensesPriorYear
Total Expenses Current Year	2100073559	TotalExpensesCurrentYear
Revenues Less Expenses Prior Year	344871709	RevenuesLessExpensesPriorYear
Revenues Less Expenses CY	219462357	RevenuesLessExpensesCY
Total Assets BOY	9335729608	TotalAssetsBOY
Total Assets EOY	9839073934	TotalAssetsEOY
Total Liabilities BOY	1527416817	TotalLiabilitiesBOY
Total Liabilities EOY	1739966403	TotalLiabilitiesEOY
Net Assets Or Fund Balances BOY	7808312791	NetAssetsOrFundBalancesBOY
Net Assets Or Fund Balances EOY	8099107531	NetAssetsOrFundBalancesEOY
Mission Description	Northwestern's mission is to provide the highest-quality education for its students, to develop innovative programs in research, and to sustain an academic community that embraces these enterprises.	MissionDescription
Significant New Program Services	0	SignificantNewProgramServices
Significant Change	0	SignificantChange
Expense	1379346954	Expense
Grants	265714493	Grants
Revenue	982938531	Revenue
Description	Education of students: For the 2012 academic year, 8,494 undergraduates and 8,352 graduates and professional school students enrolled full-time at the University. The exempt purpose of Northwestern University is to provide educational services to its students. This includes superior undergraduate education for a diverse student body in a comprehensive range of academic and professional fields. At the graduate level, Northwestern's role encompasses offerings in the major academic and professional fields, closely related to research, creative activities, and clinical services.	Description

Activity2 Activity2

Field	Value	IRS element (for citing)
Expense	425743000	Expense
Grants	70353266	Grants
Revenue	527840580	Revenue
Description	Research activities: The research program at Northwestern University is a major component of University efforts, assuring institutional leadership in scientific discovery, intellectual inquiry, and creative performance. The character of this research shapes all areas of University endeavor, especially graduate education as well as undergraduate studies.	Description

Activity3 Activity3

Field	Value	IRS element (for citing)
Expense	102521000	Expense
Grants	0	Grants
Revenue	76507254	Revenue
Description	Auxilliary enterprises serve the educational mission by primarily providing residences and food services, and other various goods and services to support University student, faculty, and staff activities.	Description

Field	Value	IRS element (for citing)
Total Program Service Expense	1907610954	TotalProgramServiceExpense
Described In501 C3	1	DescribedIn501C3
Schedule B Required	1	ScheduleBRequired
Political Activities	0	PoliticalActivities
Lobbying Activities	1	LobbyingActivities
Subject To Proxy Tax	0	SubjectToProxyTax
Donor Advised Funds	1	DonorAdvisedFunds
Conservation Easements	0	ConservationEasements
Collections Of Art	0	CollectionsOfArt
Credit Counseling	0	CreditCounseling
Term Or Permanent Endowments	1	TermOrPermanentEndowments
Report Land Bldg Equip	1	ReportLandBldgEquip
Report Invest Oth Securities	1	ReportInvestOthSecurities
Report Prog Rel Invest	0	ReportProgRelInvest
Report Other Assets	0	ReportOtherAssets
Report Other Liabilities	1	ReportOtherLiabilities
Report Fin48 Footnote	1	ReportFin48Footnote
Independent Audit Financial Stmt	0	IndependentAuditFinancialStmt
Consolidated Audit Financial Stmt	1	ConsolidatedAuditFinancialStmt
School	1	School
Foreign Office	1	ForeignOffice
Foreign Activities	1	ForeignActivities
More Than5000 K To Organizations	1	MoreThan5000KToOrganizations
More Than5000 K To Individuals	1	MoreThan5000KToIndividuals
Professional Fundraising	1	ProfessionalFundraising
Fundraising Activities	1	FundraisingActivities
Gaming	0	Gaming
Hospital	0	Hospital
Grants To Organizations	1	GrantsToOrganizations
Grants To Individuals	1	GrantsToIndividuals
Schedule J Required	1	ScheduleJRequired
Tax Exempt Bonds	1	TaxExemptBonds
Invest Tax Exempt Bonds	0	InvestTaxExemptBonds
Escrow Account	0	EscrowAccount
On Behalf Of Issuer	0	OnBehalfOfIssuer
Excess Benefit Transaction	0	ExcessBenefitTransaction
Prior Excess Benefit Transaction	0	PriorExcessBenefitTransaction
Loan To Officer Or DQP	1	LoanToOfficerOrDQP
Grant To Related Person	1	GrantToRelatedPerson
Bsnss Rltnshp With Organization	0	BsnssRltnshpWithOrganization
Bsnss Rltnshp Thru Family Member	1	BsnssRltnshpThruFamilyMember
Officer Entity With Bsnss Rltnshp	1	OfficerEntityWithBsnssRltnshp
Deductible Non Cash Contributions	1	DeductibleNonCashContributions
Deductible Contributions Of Art	1	DeductibleContributionsOfArt
Terminated	0	Terminated
Partial Liquidation	0	PartialLiquidation
Disregarded Entity	0	DisregardedEntity
Related Entity	1	RelatedEntity
Related Org Controlled Entity	1	RelatedOrgControlledEntity
Transaction Related Entity	1	TransactionRelatedEntity
Transfers To Exempt Non Chrtbl Org	1	TransfersToExemptNonChrtblOrg
Activities Conducted Partnership	0	ActivitiesConductedPartnership
Schedule O Required	1	ScheduleORequired
Number Forms Transmitted With1096	23789	NumberFormsTransmittedWith1096
Number W2 G Included	0	NumberW2GIncluded
Compliance With Backup Witholding	1	ComplianceWithBackupWitholding
Number Of Employees	22517	NumberOfEmployees
Employment Tax Returns Filed	1	EmploymentTaxReturnsFiled
Unrelated Business Income	1	UnrelatedBusinessIncome
Form990-T Filed	1	Form990-TFiled
Foreign Financial Account	1	ForeignFinancialAccount
Name Of Foreign Country	NI	NameOfForeignCountry
Name Of Foreign Country	QA	NameOfForeignCountry
Name Of Foreign Country	UK	NameOfForeignCountry
Prohibited Tax Shelter Trans	0	ProhibitedTaxShelterTrans
Taxable Party Notification	0	TaxablePartyNotification
Non Deductible Contributions	0	NonDeductibleContributions
Quid Pro Quo Contributions	1	QuidProQuoContributions
Quid Pro Quo Disclosure	1	QuidProQuoDisclosure
Form8282 Property Disposed Of	0	Form8282PropertyDisposedOf
Funds To Pay Premiums	0	FundsToPayPremiums
Premiums Paid	0	PremiumsPaid
Excess Business Holdings	0	ExcessBusinessHoldings
Taxable Distributions	0	TaxableDistributions
Distribution To Donor	0	DistributionToDonor
Indoor Tanning Services	0	IndoorTanningServices
Info In Schedule O Part VI	X	InfoInScheduleOPartVI
Nbr Voting Governing Body Members	36	NbrVotingGoverningBodyMembers
Number Independent Voting Members	26	NumberIndependentVotingMembers
Family Or Business Relationship	1	FamilyOrBusinessRelationship
Delegation Of Management Duties	0	DelegationOfManagementDuties
Changes To Organizing Docs	1	ChangesToOrganizingDocs
Material Diversion Or Misuse	0	MaterialDiversionOrMisuse
Members Or Stockholders	0	MembersOrStockholders
Election Of Board Members	0	ElectionOfBoardMembers
Decisions Subject To Approval	0	DecisionsSubjectToApproval
Minutes Of Governing Body	1	MinutesOfGoverningBody
Minutes Of Committees	1	MinutesOfCommittees
Officer Mailing Address	0	OfficerMailingAddress
Local Chapters	0	LocalChapters
Form990 Provided To Governing Body	1	Form990ProvidedToGoverningBody
Conflict Of Interest Policy	1	ConflictOfInterestPolicy
Annual Disclosure Covered Persons	1	AnnualDisclosureCoveredPersons
Regular Monitoring Enforcement	1	RegularMonitoringEnforcement
Whistleblower Policy	0	WhistleblowerPolicy
Document Retention Policy	0	DocumentRetentionPolicy
Compensation Process CEO	1	CompensationProcessCEO
Compensation Process Other	1	CompensationProcessOther
Investment In Joint Venture	1	InvestmentInJointVenture
Written Policy Or Procedure	0	WrittenPolicyOrProcedure
States Where Copy Of Return Is Filed	AK	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	AZ	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	KY	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	MD	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	MI	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	NH	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	NY	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	OH	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	OR	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	SC	StatesWhereCopyOfReturnIsFiled
Upon Request	X	UponRequest

The Books Are In Care Of TheBooksAreInCareOf

Name Business NameBusiness

Field	Value	IRS element (for citing)
Business Name Line1	Karl Turro Controller	BusinessNameLine1

Field	Value	IRS element (for citing)
Telephone Number	8474914722	TelephoneNumber

Address US AddressUS

Field	Value	IRS element (for citing)
Address Line1	619 Clark St	AddressLine1
City	Evanston	City
State	IL	State
ZIP Code	60208	ZIPCode

Field	Value	IRS element (for citing)
Info In Schedule O Part VII	X	InfoInScheduleOPartVII

Form990 Part VII Section A Form990PartVIISectionA (62 entries)

TitleTitle	Average Hours Per WeekAverageHoursPerWeek	Individual Trustee Or DirectorIndividualTrusteeOrDirector	Reportable Comp From OrganizationReportableCompFromOrganization	Reportable Comp From Related OrgsReportableCompFromRelatedOrgs	Other CompensationOtherCompensation	OfficerOfficer	Key EmployeeKeyEmployee	Highest Compensated EmployeeHighestCompensatedEmployee	FormerFormer
Peter J Barris
Trustee	1.00	X	0	0	0
John A Canning Jr
Trustee	1.00	X	0	0	0
Nicholas D Chabraja
Trustee	1.00	X	0	0	0
A Steven Crown
Trustee	1.00	X	0	0	0
Richard H Dean
Trustee	1.00	X	0	0	0
Charles W Douglas
Trustee	1.00	X	0	0	0
D Cameron Findlay
Trustee	1.00	X	0	0	0
Dennis J FitzSimons
Trustee	1.00	X	0	0	0
T Bondurant French
Trustee	1.00	X	0	0	0
Christopher B Galvin
Trustee	1.00	X	0	0	0
J Douglas Gray
Trustee	1.00	X	0	6650	0
Philip L Harris
Trustee	1.00	X	0	0	0
Jay C Hoag
Trustee	1.00	X	0	0	0
Ellen Philips Katz
Trustee	1.00	X	0	0	0
Lester B Knight
Trustee	1.00	X	0	0	0
Timothy K Krauskopf
Trustee	1.00	X	0	0	0
Edward M Liddy
Trustee	1.00	X	0	0	0
Ann Lurie
Trustee	1.00	X	0	0	0
J Landis Martin
Trustee	1.00	X	0	0	0
Lee M Mitchell
Trustee	1.00	X	0	0	0
Wendy M Nelson
Trustee	1.00	X	0	0	0
William A Osborn
Trustee	1.00	X	0	0	0
Jane DiRenzo Pigott
Trustee	1.00	X	0	0	0
JB Pritzker
Trustee	1.00	X	0	0	0
M Jude Reyes
Trustee	1.00	X	0	0	0
Patrick G Ryan
Trustee	1.00	X	0	0	0
Patrick G Ryan Jr
Trustee	1.00	X	0	0	0
Paul L Sagan
Trustee	1.00	X	0	0	0
William E Sagan
Trustee	1.00	X	0	0	0
D Gideon Searle
Trustee	1.00	X	0	0	0
Andrew E Senyei MD
Trustee	1.00	X	0	0	0
Benjamin W Slivka
Trustee	1.00	X	0	0	0
Timothy P Sullivan
Trustee	1.00	X	0	0	0
Frederick H Waddell
Trustee	1.00	X	0	0	0
David B Weinberg
Trustee	1.00	X	0	0	0
Miles D White
Trustee	1.00	X	0	0	0
Morton O Schapiro
President	40.00		910624	0	444438	X
Daniel I Linzer
Provost	40.00		504232	0	197877	X
Eugene S Sunshine
Senior VP for Business	40.00		1405106	0	141251	X
Thomas G Cline
VP and General Counsel	40.00		714934	0	152976	X
Alan K Cubbage
VP University Relations	40.00		242015	0	25224	X
Marilyn McCoy
VP for Administration	40.00		256229	0	41251	X
William H McLean
VP and Chief Investment Of	40.00		1323764	0	187624	X
Robert E McQuinn
VP for Development	40.00		413308	0	44217	X
Eric G Neilson
VP Medical School	30.00		199855	199187	37098	X
Sean Reynolds
VP Information Technology	40.00		260220	0	26859	X
Patricia Telles-Irvin
VP Student Affairs	40.00		189578	0	15165	X
Joseph T Walsh Jr
VP for Research	40.00		286449	0	50063	X
Ronald Nayler
Assoc.VP Facilities Mgmnt	40.00		324682	0	37191		X
Patrick M McCarthy
Professor, Medical School	5.00		160192	1828161	60031			X
H Huntington Batjer
Professor, Medical School	6.00		116215	1033187	81730			X
Patrick W Fitzgerald II
Head Coach	40.00		2175582	0	45571			X
Murad Alam
Asst.Professor,Medical S	0.10		2333	1423269	38440			X
Simon S Yoo
Professor, Medical School	0.10		2333	1165297	44035			X
William J Banis
Former VP Student Affairs	40.00		228152	0	37252				X
Jeffrey Glassroth
Former Interim VP Medical Affairs	12.00		265749	1034838	58566				X
J Larry Jameson
Former VP for Medical Affairs and	30.00		372501	171151	82046				X
Sarah Risley Pearson
Former VP for Development	0.00		285328	0	30755				X
Patricia H Todus
Former Interim VP Information Tec	40.00		260414	0	44094				X
Morteza A Rahimi
Former VP Information Tech	40.00		160670	0	30756				X
Lewis Landsberg
Former VP Medical Affairs	48.00		241208	57926	52177				X
Henry S Bienen
Former President	0.00		109617	0	0				X

Field	Value	IRS element (for citing)
Total Reportable Comp From Org	11411290	TotalReportableCompFromOrg
Total Reportable Comp Frm Rltd Orgs	6919666	TotalReportableCompFrmRltdOrgs
Total Other Compensation	2006687	TotalOtherCompensation
Number Individuals GT100 K	1725	NumberIndividualsGT100K
Formers Listed	1	FormersListed
Total Comp GT150 K	1	TotalCompGT150K
Compensation From Other Sources	0	CompensationFromOtherSources

Contractor Compensation ContractorCompensation (5 entries)

Address Line1AddressOfContractor/AddressUS/AddressLine1	CityAddressOfContractor/AddressUS/City	StateAddressOfContractor/AddressUS/State	ZIP CodeAddressOfContractor/AddressUS/ZIPCode	Description Of ServicesDescriptionOfServices	CompensationCompensation
LBR Consolidated Services
440 Bonner Rd	Wauconda	IL	60084	Custodial services	9154493
Bridgewater Associates LP
One Glendinning Place	Westport	CT	06880	Investment management	2306297
The Free Enterprise System Inc
One Sodrel Drive	Jeffersonville	IN	47130	Transportation services	2060626
The Family Institute
618 Library Place	Evanston	IL	60201	Instruction services	1825231
Northwestern Memorial Hospital
251 East Huron	Chicago	IL	60611	Clinical services	1337626

Field	Value	IRS element (for citing)
Number Of Contractors GT100 K	356	NumberOfContractorsGT100K
Fundraising Events	1233749	FundraisingEvents
Government Grants	7275755	GovernmentGrants
All Other Contributions	256905160	AllOtherContributions
Noncash Contributions	23993322	NoncashContributions
Total Contributions	265414664	TotalContributions

Program Service Revenue ProgramServiceRevenue (5 entries)

DescriptionDescription	Business CodeBusinessCode	Total Revenue ColumnTotalRevenueColumn	Related Or Exempt Function IncomeRelatedOrExemptFunctionIncome
Tuition and fees	900099	799143228	799143228
Research activities	900099	527840580	527840580
Educational activities	900099	122915380	122915380
Auxilliary enterprises	900099	76507254	76507254
Medical departments	900099	32353935	32353935

Total Oth Program Service Revenue TotalOthProgramServiceRevenue

Field	Value	IRS element (for citing)
Total Revenue Column	23807690	TotalRevenueColumn
Related Or Exempt Function Income	23807690	RelatedOrExemptFunctionIncome

Field	Value	IRS element (for citing)
Total Program Service Revenue	1582568067	TotalProgramServiceRevenue

Investment Income InvestmentIncome

Field	Value	IRS element (for citing)
Total Revenue Column	78304309	TotalRevenueColumn
Related Or Exempt Function Income	4838036	RelatedOrExemptFunctionIncome
Exclusion	$73,466,273	ExclusionAmount

Royalties Revenue RoyaltiesRevenue

Field	Value	IRS element (for citing)
Total Revenue Column	122601732	TotalRevenueColumn
Exclusion	$122,601,732	ExclusionAmount

Gross Rents GrossRents

Field	Value	IRS element (for citing)
Real	5803205	Real

Less Rental Expenses LessRentalExpenses

Field	Value	IRS element (for citing)
Real	1956198	Real

Rental Income Or Loss RentalIncomeOrLoss

Field	Value	IRS element (for citing)
Real	3847007	Real

Net Rental Income Or Loss NetRentalIncomeOrLoss

Field	Value	IRS element (for citing)
Total Revenue Column	3847007	TotalRevenueColumn
Exclusion	$3,847,007	ExclusionAmount

Gross Amount Sales Assets GrossAmountSalesAssets

Field	Value	IRS element (for citing)
Securities	531858045	Securities
Other	907626942	Other

Less Cost Oth Basis Sales Expenses LessCostOthBasisSalesExpenses

Field	Value	IRS element (for citing)
Securities	520427833	Securities
Other	651333497	Other

Gain Or Loss GainOrLoss

Field	Value	IRS element (for citing)
Securities	11430212	Securities
Other	256293445	Other

Net Gain Or Loss Investments NetGainOrLossInvestments

Field	Value	IRS element (for citing)
Total Revenue Column	267723657	TotalRevenueColumn
Related Or Exempt Function Income	-119738	RelatedOrExemptFunctionIncome
Exclusion	$267,843,395	ExclusionAmount

Field	Value	IRS element (for citing)
Gross Income Fundraising Events	303271	GrossIncomeFundraisingEvents
Cntrbtns Rprtd Fundraising Events	1233749	CntrbtnsRprtdFundraisingEvents
Fundraising Direct Expenses	304696	FundraisingDirectExpenses

Net Income From Fundraising Events NetIncomeFromFundraisingEvents

Field	Value	IRS element (for citing)
Total Revenue Column	-1425	TotalRevenueColumn
Exclusion	-$1,425	ExclusionAmount

Other Revenue Misc OtherRevenueMisc (3 entries)

DescriptionDescription	Business CodeBusinessCode	Total Revenue ColumnTotalRevenueColumn	ExclusionExclusionAmount	Unrelated Business RevenueUnrelatedBusinessRevenue
Alumni affinity card	900099	395886	$395,886
Alumni travel study	561520	205860		205860
Investment in partners	523000	-1616427		-1616427

Miscellaneous Revenue MiscellaneousRevenue

Field	Value	IRS element (for citing)
Total Revenue Column	92586	TotalRevenueColumn
Unrelated Business Revenue	92586	UnrelatedBusinessRevenue

Field	Value	IRS element (for citing)
Total Other Revenue	-922095	TotalOtherRevenue

Total Revenue TotalRevenue

Field	Value	IRS element (for citing)
Total Revenue Column	2319535916	TotalRevenueColumn
Related Or Exempt Function Income	1587286365	RelatedOrExemptFunctionIncome
Unrelated Business Revenue	-1317981	UnrelatedBusinessRevenue
Exclusion	$468,152,868	ExclusionAmount

Grants To Domestic Orgs GrantsToDomesticOrgs

Field	Value	IRS element (for citing)
Total	63044059	Total
Program Services	63044059	ProgramServices

Grants To Domestic Individuals GrantsToDomesticIndividuals

Field	Value	IRS element (for citing)
Total	267459805	Total
Program Services	267459805	ProgramServices

Foreign Grants ForeignGrants

Field	Value	IRS element (for citing)
Total	5563895	Total
Program Services	5563895	ProgramServices

Comp Current Officers Directors CompCurrentOfficersDirectors

Field	Value	IRS element (for citing)
Total	10475144	Total
Program Services	3014463	ProgramServices
Management And General	6687073	ManagementAndGeneral
Fundraising	773608	Fundraising

Other Salaries And Wages OtherSalariesAndWages

Field	Value	IRS element (for citing)
Total	803642700	Total
Program Services	746634210	ProgramServices
Management And General	38180020	ManagementAndGeneral
Fundraising	18828470	Fundraising

Pension Plan Contributions PensionPlanContributions

Field	Value	IRS element (for citing)
Total	59317282	Total
Program Services	54163634	ProgramServices
Management And General	3445748	ManagementAndGeneral
Fundraising	1707900	Fundraising

Other Employee Benefits OtherEmployeeBenefits

Field	Value	IRS element (for citing)
Total	65693924	Total
Program Services	60085542	ProgramServices
Management And General	3749785	ManagementAndGeneral
Fundraising	1858597	Fundraising

Payroll Taxes PayrollTaxes

Field	Value	IRS element (for citing)
Total	50120570	Total
Program Services	45724812	ProgramServices
Management And General	2939021	ManagementAndGeneral
Fundraising	1456737	Fundraising

Fees For Services Legal FeesForServicesLegal

Field	Value	IRS element (for citing)
Total	4123254	Total
Management And General	4123254	ManagementAndGeneral

Fees For Services Accounting FeesForServicesAccounting

Field	Value	IRS element (for citing)
Total	716647	Total
Management And General	716647	ManagementAndGeneral

Fees For Services Lobbying FeesForServicesLobbying

Field	Value	IRS element (for citing)
Total	518088	Total
Management And General	518088	ManagementAndGeneral

Fees For Services Prof Fundraising FeesForServicesProfFundraising

Field	Value	IRS element (for citing)
Total	155359	Total
Fundraising	155359	Fundraising

Fees For Services Invst Mgmnt Fees FeesForServicesInvstMgmntFees

Field	Value	IRS element (for citing)
Total	38974787	Total
Management And General	38974787	ManagementAndGeneral

Fees For Services Other FeesForServicesOther

Field	Value	IRS element (for citing)
Total	154021343	Total
Program Services	145044966	ProgramServices
Management And General	6916279	ManagementAndGeneral
Fundraising	2060098	Fundraising

Advertising Advertising

Field	Value	IRS element (for citing)
Total	18164015	Total
Program Services	12805653	ProgramServices
Management And General	1025481	ManagementAndGeneral
Fundraising	4332881	Fundraising

Office Expenses OfficeExpenses

Field	Value	IRS element (for citing)
Total	138964057	Total
Program Services	133829552	ProgramServices
Management And General	2643959	ManagementAndGeneral
Fundraising	2490546	Fundraising

Information Technology InformationTechnology

Field	Value	IRS element (for citing)
Total	17262157	Total
Program Services	12907078	ProgramServices
Management And General	4167252	ManagementAndGeneral
Fundraising	187827	Fundraising

Royalties Royalties

Field	Value	IRS element (for citing)
Total	41338833	Total
Program Services	41334082	ProgramServices
Management And General	4751	ManagementAndGeneral

Occupancy Occupancy

Field	Value	IRS element (for citing)
Total	105828162	Total
Program Services	104117792	ProgramServices
Management And General	1384181	ManagementAndGeneral
Fundraising	326189	Fundraising

Travel Travel

Field	Value	IRS element (for citing)
Total	45948027	Total
Program Services	44265667	ProgramServices
Management And General	651108	ManagementAndGeneral
Fundraising	1031252	Fundraising

Conferences Meetings ConferencesMeetings

Field	Value	IRS element (for citing)
Total	23316815	Total
Program Services	22327664	ProgramServices
Management And General	690623	ManagementAndGeneral
Fundraising	298528	Fundraising

Interest Interest

Field	Value	IRS element (for citing)
Total	34722435	Total
Management And General	34722435	ManagementAndGeneral

Depreciation Depletion DepreciationDepletion

Field	Value	IRS element (for citing)
Total	111474465	Total
Program Services	108538060	ProgramServices
Management And General	2565427	ManagementAndGeneral
Fundraising	370978	Fundraising

Other Expenses OtherExpenses (4 entries)

DescriptionDescription	TotalTotal	Program ServicesProgramServices
Revenue sharing/refunds	14630153	14630153
Prizes and awards	8743470	8743470
Bad debt expenses	3090590	3090590
Research subject pmts	2609718	2609718

All Other Expenses AllOtherExpenses

Field	Value	IRS element (for citing)
Total	10153805	Total
Program Services	7676089	ProgramServices
Management And General	2454412	ManagementAndGeneral
Fundraising	23304	Fundraising

Total Functional Expenses TotalFunctionalExpenses

Field	Value	IRS element (for citing)
Total	2100073559	Total
Program Services	1907610954	ProgramServices
Management And General	156560331	ManagementAndGeneral
Fundraising	35902274	Fundraising

Savings And Temp Cash Investments SavingsAndTempCashInvestments

Field	Value	IRS element (for citing)
BOY	340241344	BOY
EOY	612618001	EOY

Pledges And Grants Receivable PledgesAndGrantsReceivable

Field	Value	IRS element (for citing)
BOY	61341000	BOY
EOY	99289000	EOY

Accounts Receivable AccountsReceivable

Field	Value	IRS element (for citing)
BOY	325259064	BOY
EOY	275488106	EOY

Receivables From Officers Etc ReceivablesFromOfficersEtc

Field	Value	IRS element (for citing)
BOY	2682452	BOY
EOY	2753689	EOY

Other Notes Loans Receivable Net OtherNotesLoansReceivableNet

Field	Value	IRS element (for citing)
BOY	55820322	BOY
EOY	73008377	EOY

Inventories For Sale Or Use InventoriesForSaleOrUse

Field	Value	IRS element (for citing)
BOY	2358173	BOY
EOY	1997899	EOY

Prepaid Expenses Deferred Charges PrepaidExpensesDeferredCharges

Field	Value	IRS element (for citing)
BOY	13797217	BOY
EOY	14547205	EOY

Field	Value	IRS element (for citing)
Land Buildings Equipment Basis	2738956738	LandBuildingsEquipmentBasis
Land Bldg Equipment Accum Deprec	1162932086	LandBldgEquipmentAccumDeprec

Land Buildings Equipment Basis Net LandBuildingsEquipmentBasisNet

Field	Value	IRS element (for citing)
BOY	1529055712	BOY
EOY	1576024652	EOY

Investments Pub Traded Securities InvestmentsPubTradedSecurities

Field	Value	IRS element (for citing)
BOY	527187065	BOY
EOY	559049053	EOY

Investments Other Securities InvestmentsOtherSecurities

Field	Value	IRS element (for citing)
BOY	6477054590	BOY
EOY	6624131379	EOY

Investments Program Related InvestmentsProgramRelated

Field	Value	IRS element (for citing)
BOY	166568	BOY
EOY	166565	EOY

Other Assets Total OtherAssetsTotal

Field	Value	IRS element (for citing)
BOY	766101	BOY
EOY	8	EOY

Total Assets TotalAssets

Field	Value	IRS element (for citing)
BOY	9335729608	BOY
EOY	9839073934	EOY

Accounts Payable Accrued Expenses AccountsPayableAccruedExpenses

Field	Value	IRS element (for citing)
BOY	204988091	BOY
EOY	233685946	EOY

Deferred Revenue DeferredRevenue

Field	Value	IRS element (for citing)
BOY	309024098	BOY
EOY	252332777	EOY

Tax Exempt Bond Liabilities TaxExemptBondLiabilities

Field	Value	IRS element (for citing)
BOY	605458446	BOY
EOY	602309819	EOY

Mort Notes Pybl Secured Invest Prop MortNotesPyblSecuredInvestProp

Field	Value	IRS element (for citing)
BOY	170000000	BOY
EOY	170000000	EOY

Other Liabilities OtherLiabilities

Field	Value	IRS element (for citing)
BOY	237946182	BOY
EOY	481637861	EOY

Total Liabilities TotalLiabilities

Field	Value	IRS element (for citing)
BOY	1527416817	BOY
EOY	1739966403	EOY

Field	Value	IRS element (for citing)
Follow SFAS117	X	FollowSFAS117

Unrestricted Net Assets UnrestrictedNetAssets

Field	Value	IRS element (for citing)
BOY	4718287791	BOY
EOY	4926357531	EOY

Temporarily Restricted Net Assets TemporarilyRestrictedNetAssets

Field	Value	IRS element (for citing)
BOY	2015356000	BOY
EOY	2047109000	EOY

Permanently Restricted Net Assets PermanentlyRestrictedNetAssets

Field	Value	IRS element (for citing)
BOY	1074669000	BOY
EOY	1125641000	EOY

Total Net Assets Fund Balances TotalNetAssetsFundBalances

Field	Value	IRS element (for citing)
BOY	7808312791	BOY
EOY	8099107531	EOY

Total Liab Net Assets Fund Balances TotalLiabNetAssetsFundBalances

Field	Value	IRS element (for citing)
BOY	9335729608	BOY
EOY	9839073934	EOY

Field	Value	IRS element (for citing)
Info In Schedule O Part XI	X	InfoInScheduleOPartXI
Reconcilation Revenue Expenses	219462357	ReconcilationRevenueExpenses
Reconcilation Other Changes	71332383	ReconcilationOtherChanges
Method Of Accounting Accrual	X	MethodOfAccountingAccrual
Accountant Compile Or Review	0	AccountantCompileOrReview
FS Audited	1	FSAudited
Audit Committee	1	AuditCommittee
Financial Statement Consolidated	X	FinancialStatementConsolidated
Federal Grant Audit Required	1	FederalGrantAuditRequired
Federal Grant Audit Performed	1	FederalGrantAuditPerformed

Schedule A IRS990ScheduleA

Field	Value	IRS element (for citing)
School170b1 Aii	X	School170b1Aii

Schedule B IRS990ScheduleB

Contributor Info ContributorInfo

Field	Value	IRS element (for citing)
Contributor Number	RESTRICTED	ContributorNumber

Contributor Name Business ContributorNameBusiness

Field	Value	IRS element (for citing)
Business Name Line1	RESTRICTED	BusinessNameLine1

Contributor Address US ContributorAddressUS

Field	Value	IRS element (for citing)
Address Line1	RESTRICTED	AddressLine1
Address Line2	RESTRICTED	AddressLine2
City	RESTRICTED	City
State	RESTRICTED	State
ZIP Code	RESTRICTED	ZIPCode

Field	Value	IRS element (for citing)
Aggregate Contributions	RESTRICTED	AggregateContributions

Schedule C IRS990ScheduleC

Total Direct Lobbying TotalDirectLobbying

Field	Value	IRS element (for citing)
Filing Organizations Totals	748516	FilingOrganizationsTotals

Total Lobbying Expenditures TotalLobbyingExpenditures

Field	Value	IRS element (for citing)
Filing Organizations Totals	748516	FilingOrganizationsTotals

Other Exempt Purpose Expenditures OtherExemptPurposeExpenditures

Field	Value	IRS element (for citing)
Filing Organizations Totals	2101292930	FilingOrganizationsTotals

Total Exempt Purpose Expenditures TotalExemptPurposeExpenditures

Field	Value	IRS element (for citing)
Filing Organizations Totals	2102041446	FilingOrganizationsTotals

Lobbying Nontaxable LobbyingNontaxableAmount

Field	Value	IRS element (for citing)
Filing Organizations Totals	1000000	FilingOrganizationsTotals

Grassroots Nontaxable GrassrootsNontaxableAmount

Field	Value	IRS element (for citing)
Filing Organizations Totals	250000	FilingOrganizationsTotals

Tot Lobbying Grassroot Minus Non Tx TotLobbyingGrassrootMinusNonTx

Field	Value	IRS element (for citing)
Filing Organizations Totals	0	FilingOrganizationsTotals

Tot Lobby Expend Mns Lobbying Nontx TotLobbyExpendMnsLobbyingNontx

Field	Value	IRS element (for citing)
Filing Organizations Totals	0	FilingOrganizationsTotals

Lobbying Nontaxable Amount2 LobbyingNontaxableAmount2

Field	Value	IRS element (for citing)
Current Year Minus3	1000000	CurrentYearMinus3
Current Year Minus2	1000000	CurrentYearMinus2
Current Year Minus1	1000000	CurrentYearMinus1
Current Year	1000000	CurrentYear
Total	4000000	Total

Field	Value	IRS element (for citing)
Lobbying Ceiling	$6,000,000	LobbyingCeilingAmount

Total Lobbying Expenditures2 TotalLobbyingExpenditures2

Field	Value	IRS element (for citing)
Current Year Minus3	745207	CurrentYearMinus3
Current Year Minus2	785982	CurrentYearMinus2
Current Year Minus1	764514	CurrentYearMinus1
Current Year	748516	CurrentYear
Total	3044219	Total

Grassroots Nontaxable Amount2 GrassrootsNontaxableAmount2

Field	Value	IRS element (for citing)
Current Year Minus3	250000	CurrentYearMinus3
Current Year Minus2	250000	CurrentYearMinus2
Current Year Minus1	250000	CurrentYearMinus1
Current Year	250000	CurrentYear
Total	1000000	Total

Field	Value	IRS element (for citing)
Grassroots Ceiling	$1,500,000	GrassrootsCeilingAmount

Schedule D IRS990ScheduleD

Field	Value	IRS element (for citing)
Number DA Fs Held	1	NumberDAFsHeld
Donor Advised Contributions	128284	DonorAdvisedContributions
Grants Paid From Donor Funds	385000	GrantsPaidFromDonorFunds
Aggregate DAF Value	14774685	AggregateDAFValue
Disclosed Orgs Legal Control	1	DisclosedOrgsLegalControl
Disclosed For Charitable Purposes	1	DisclosedForCharitablePurposes

Current Year CurrentYear

Field	Value	IRS element (for citing)
Beginning Of Year Balance	5474935000	BeginningOfYearBalance
Contributions	210535000	Contributions
Investment Earnings Or Losses	204262000	InvestmentEarningsOrLosses
Grants Or Scholarships	41493408	GrantsOrScholarships
Other Expenditures	273919592	OtherExpenditures
End Of Year Balance	5574319000	EndOfYearBalance

Current Year Minus1 Year CurrentYearMinus1Year

Field	Value	IRS element (for citing)
Beginning Of Year Balance	4726940000	BeginningOfYearBalance
Contributions	146273000	Contributions
Investment Earnings Or Losses	856610000	InvestmentEarningsOrLosses
Grants Or Scholarships	52624971	GrantsOrScholarships
Other Expenditures	202263029	OtherExpenditures
End Of Year Balance	5474935000	EndOfYearBalance

Current Year Minus2 Years CurrentYearMinus2Years

Field	Value	IRS element (for citing)
Beginning Of Year Balance	4398200000	BeginningOfYearBalance
Contributions	61037000	Contributions
Investment Earnings Or Losses	400914000	InvestmentEarningsOrLosses
Grants Or Scholarships	11750000	GrantsOrScholarships
Other Expenditures	121461000	OtherExpenditures
End Of Year Balance	4726940000	EndOfYearBalance

Current Year Minus3 Years CurrentYearMinus3Years

Field	Value	IRS element (for citing)
Beginning Of Year Balance	5378142000	BeginningOfYearBalance
Contributions	49755000	Contributions
Investment Earnings Or Losses	-902883000	InvestmentEarningsOrLosses
Grants Or Scholarships	15536000	GrantsOrScholarships
Other Expenditures	110979000	OtherExpenditures
Administrative Expenses	299000	AdministrativeExpenses
End Of Year Balance	4398200000	EndOfYearBalance

Field	Value	IRS element (for citing)
Board Designated EOY Balance	0.48000	BoardDesignatedEOYBalance
Permanent Endowment EOY Balance	0.18000	PermanentEndowmentEOYBalance
Term Endowment EOY Balance	0.34000	TermEndowmentEOYBalance
Endowments Held By Unrelated Orgs	0	EndowmentsHeldByUnrelatedOrgs
Endowments Held By Related Orgs	0	EndowmentsHeldByRelatedOrgs

Land Land

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	28388669	OtherCostOrOtherBasis
Book Value	28388669	BookValue

Buildings Buildings

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	2231604654	OtherCostOrOtherBasis
Depreciation	844734074	Depreciation
Book Value	1386870580	BookValue

Leasehold Improvements LeaseholdImprovements

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	10469674	OtherCostOrOtherBasis
Depreciation	3860942	Depreciation
Book Value	6608732	BookValue

Equipment Equipment

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	468493741	OtherCostOrOtherBasis
Depreciation	314337070	Depreciation
Book Value	154156671	BookValue

Field	Value	IRS element (for citing)
Total Of Book Value Land Buildings	1576024652	TotalOfBookValueLandBuildings

Financial Derivatives FinancialDerivatives

Field	Value	IRS element (for citing)
Book Value	1648806550	BookValue
Method Of Valuation	F	MethodOfValuation

Other Securities OtherSecurities

Field	Value	IRS element (for citing)
Description	Equity, fixed income, real assets,etc	Description
Book Value	4975324829	BookValue
Method Of Valuation	F	MethodOfValuation

Field	Value	IRS element (for citing)
Total Of Book Value Securities	6624131379	TotalOfBookValueSecurities

Other Liabilities OtherLiabilities (4 entries)

DescriptionDescription	AmountAmount
Deposits payable,actuarial liability of annuities payable	$113,058,314
Government advances for student loans	$38,738,000
Asset retirement obligations	$129,841,547
Taxable bonds - series 2012	$200,000,000

Field	Value	IRS element (for citing)
Total Of Amounts	481637861	TotalOfAmounts

Form990 Schedule D Part XIV Form990ScheduleDPartXIV (4 entries)

Return ReferenceReturnReference	ExplanationExplanation	IdentifierIdentifier
Part III, Line 1a:	The University does not capitalize collections. As stated in the University notes to the financial statements, the accounting policy for library collections is to expense all purchases. Museum purchases are accounted for similarly. Gifts of art and similar tangible personal property are accounted for as gifts-in-kind.
Part V, Line 4:	The University's endowment funds purposes include instruction, research, library collections, scholarships and awards, and building construction.	Description of Intended Use of Endowment Funds:
Part X:	The University makes an assessment of individual tax positions and follows a process for recognition and measurement of uncertain tax positions. Tax positions are evaluated on whether they meet the "more likely than not" standard for sustainability on examination by tax authorities.	Description of Uncertain Tax Positions Under FIN 48:
	Part X, line 25, Asset Retirement Obligations: The University records all known asset retirement obligations (ARO) for which the fair value of the liability can be reasonably estimated, including certain obligations relating to regulatory remediation. ARO covered include those for which an entity has a legal obligation to perform an asset retirement activity; however, the timing and/or method of settling the obligation are conditional on a future event that may or may not be within the control of the entity.

Schedule E IRS990ScheduleE

Field	Value	IRS element (for citing)
Nondiscriminatory Policy Stmt	1	NondiscriminatoryPolicyStmt
Policy Statement In Brochures Etc	1	PolicyStatementInBrochuresEtc
Policy Publ Via Broadcast Media	1	PolicyPublViaBroadcastMedia
Maint Racial Composition Records	1	MaintRacialCompositionRecords
Maint Scholarships Records	1	MaintScholarshipsRecords
Maint Copies Of Brochures Etc	1	MaintCopiesOfBrochuresEtc
Maint Copies Of All Solicitations	1	MaintCopiesOfAllSolicitations
Discriminate Race Students Rights	0	DiscriminateRaceStudentsRights
Discriminate Race Admiss Policies	0	DiscriminateRaceAdmissPolicies
Discriminate Race Emplmn Faculty	0	DiscriminateRaceEmplmnFaculty
Discriminate Race Scholarships	0	DiscriminateRaceScholarships
Discriminate Race Educ Policies	0	DiscriminateRaceEducPolicies
Discriminate Race Use Of Fclts	0	DiscriminateRaceUseOfFclts
Discriminate Race Athletic Prog	0	DiscriminateRaceAthleticProg
Discriminate Race Other Acty	0	DiscriminateRaceOtherActy
Government Financial Aid Received	1	GovernmentFinancialAidReceived
Government Financial Aid Revoked	0	GovernmentFinancialAidRevoked
Compliance With Rev Proc7550	1	ComplianceWithRevProc7550

Form990 Schedule E Part II Form990ScheduleEPartII (3 entries)

IdentifierIdentifier	Return ReferenceReturnReference	ExplanationExplanation
Explanation of Nondiscriminatory Policy Publication	Schedule E, Part I, Line 3	Policies are included in student, faculty, and staff handbooks. Policies are also periodically reprinted in school newspapers
Explanation of Government Financial Assistance	Schedule E, Part I, Line 6	The University receives financial support from agencies of the federal government for research purposes and for financial aid to students; additional financial aid support for students is received from agencies of the State of Illinois.
Explanation of Racial Nondiscrimination Compliance	Schedule E, Part I, Line 7	Northwestern University does not discriminate or permit discrimination by any member of its community against any individual on the basis of race, color, religion, national origin, sex, sexual orientation, gender identity, gender expression, parental status, marital status, age, disability, citizenship, or veteran status in matters of admissions, employment, housing, or services or in the educational programs or activities it operates.

Schedule F IRS990ScheduleF

Field	Value	IRS element (for citing)
Grant Records Maintained	1	GrantRecordsMaintained

Accts Actvs Out US Table AcctsActvsOutUSTable (48 entries)

RegionRegion	Number Of OfficesNumberOfOffices	Number Of EmployeesNumberOfEmployees	Type Of Activities ConductedTypeOfActivitiesConducted	Specific Services ProvidedSpecificServicesProvided	Total ExpendituresTotalExpenditures
Middle East and North Africa	1	112	Maintaining offices, employees or agents	International campus in Doha, Qatar for students in journalism and communications.	39825326
East Asia and the Pacific			Fundraising		125711
Europe (Including Iceland & Greenland) -			Fundraising		114608
North America - Canada and Mexico, but			Fundraising		4042
South America - Argentina, Bolivia,			Fundraising		3059
South Asia - Afghanistan, Bangladesh,			Fundraising		35218
Central America and the Caribbean			Program Services	Business travel abroad (includes travel to attend seminars and conferences)	114373
East Asia and the Pacific			Program services	Business travel abroad (includes travel to attend seminars and conferences)	924740
Europe			Program services	Business travel abroad (includes travel to attend seminars and conferences)	2099088
Middle East and North Africa			Program services	Business travel abroad (includes travel to attend seminars and conferences)	362732
North America			Program services	Business travel abroad (includes travel to attend seminars and conferences)	273444
Russia and the Newly Independent States			Program services	Business travel abroad (includes travel to attend seminars and conferences)	61845
South America			Program services	Business travel abroad (includes travel to attend seminars and conferences)	157031
South Asia			Program services	Business travel abroad (includes travel to attend seminars and conferences)	269380
Sub-Saharan Africa			Program services	Business travel abroad (includes travel to attend seminars and conferences)	221977
Central America and the Caribbean			Program services	Study abroad programs	750024
East Asia and the Pacific			Program services	Study abroad programs	2437054
Europe			Program services	Study abroad programs	2261506
Middle East and North Africa			Program services	Study abroad programs	1575966
South America			Program services	Study abroad programs	186511
South Asia			Program services	Study abroad programs	38488
Sub-Saharan Africa			Program services	Study abroad programs	423853
Central America and the Caribbean			Unrelated trade or business		515
East Asia and the Pacific			Unrelated trade or business		2340
Europe			Unrelated trade or business		7624
South Asia			Unrelated trade or business		5980
North America			Unrelated trade or business		814
Russia and the Newly Independent States			Unrelated trade or business		301
South America			Unrelated trade or business		1649
Central America and the Caribbean			Investments		160438833
Europe			Investments		296154197
North America			Investments		65340351
Sub-Saharan Africa			Investments		40270137
Central America and the Caribbean			Program services	Research	500
East Asia and the Pacific			Program services	Research	16807
Europe			Program services	Research	2342715
Middle East and North Africa			Program services	Research	112258
North America			Program services	Research	2178284
South America			Program services	Research	3999
South Asia			Program services	Research	4997
Sub-Saharan Africa			Program services	Research	6120
East Asia and the Pacific			Grantmaking		293787
Europe			Grantmaking		3234225
Middle East and North Africa			Grantmaking		154081
North America			Grantmaking		1626643
South America			Grantmaking		153915
Russia and the Newly Independent States			Grantmaking		9996
Sub-Saharan Africa			Grantmaking		68247

Field	Value	IRS element (for citing)
Subtotal Number Of Offices	1	SubtotalNumberOfOffices
Subtotal Number Of Employees	112	SubtotalNumberOfEmployees
Cont Number Of Offices	0	ContNumberOfOffices
Cont Number Of Employees	0	ContNumberOfEmployees
Total Number Of Offices	1	TotalNumberOfOffices
Total Number Of Employees	112	TotalNumberOfEmployees
Subtotal Amount Spent	41147077	SubtotalAmountSpent
Cont Amount Spent	583548214	ContAmountSpent
Total Amount Spent	624695291	TotalAmountSpent

Grants To Orgs Outside US GrantsToOrgsOutsideUS (17 entries)

RegionRegion	Purpose Of GrantPurposeOfGrant	Amount Of Cash GrantAmountOfCashGrant	Manner Of Cash DisbursementMannerOfCashDisbursement
East Asia and the Pacific	Grant subaward from sponsored research funds	12976	ACH direct deposit or Check
Europe	Grant subaward from sponsored research funds	453073	ACH direct deposit or Check
Europe	Grant subaward from sponsored research funds	173877	ACH direct deposit or Check
Europe	Grant subaward from sponsored research funds	196239	ACH direct deposit or Check
Europe	Grant subaward from sponsored research funds	47396	ACH direct deposit or Check
Middle East and North Africa	Grant subaward from sponsored research funds	98672	ACH direct deposit or Check
North America	Grant subaward from sponsored research funds	1409734	ACH direct deposit or Check
North America	Grant subaward from sponsored research funds	8764	ACH direct deposit or Check
North America	Grant subaward from sponsored research funds	49795	ACH direct deposit or Check
North America	Grant subaward from sponsored research funds	16194	ACH direct deposit or Check
East Asia and the Pacific	Grant subaward from sponsored research funds	15000	ACH direct deposit or Check
Europe (Including Iceland & Greenland)	Grant subaward from sponsored research funds	117600	ACH direct deposit or Check
North America	Grant subaward from sponsored research funds	105025	ACH direct deposit or Check
Sub-Saharan Africa	Grant subaward from sponsored research funds	22094	ACH direct deposit or Check
Europe (Including Iceland & Greenland)	Grant subaward from sponsored research funds	22241	ACH direct deposit or Check
North America	Grant subaward from sponsored research funds	37132	ACH direct deposit or Check
Sub-Saharan Africa	Charitable fundraising conducted by student organization	23000	Check

Field	Value	IRS element (for citing)
Total Number Of501c3 Orgs	2	TotalNumberOf501c3Orgs
Total Number Of Other Orgs	15	TotalNumberOfOtherOrgs

Grants To Ind Outside US GrantsToIndOutsideUS (6 entries)

Type Of AssistanceTypeOfAssistance	RegionRegion	Number Of RecipientsNumberOfRecipients	Amount Of Cash GrantAmountOfCashGrant	Manner Of Cash DisbursementMannerOfCashDisbursement
Grants disbursed during student's enrollment in international program	East Asia and the Pacific	23	265811	Applied to student account; credits are refunded by check
Grants disbursed during student's enrollment in international program	Europe	139	2223799	Applied to student account; credits are refunded by check
Grants disbursed during student's enrollment in international program	Middle East and North Africa	2	55409	Applied to student account; credits are refunded by check
Grants disbursed during student's enrollment in international program	South America	12	153915	Applied to student account; credits are refunded by check
Grants disbursed during student's enrollment in international program	Russia	1	9996	Applied to student account; credits are refunded by check
Grants disbursed during student's enrollment in international program	Sub-Saharan Africa	4	46153	Applied to student account; credits are refunded by check

Field	Value	IRS element (for citing)
Transfer To Foreign Corp	1	TransferToForeignCorp
Interest In Foreign Trust	0	InterestInForeignTrust
Own Foreign Corp	1	OwnForeignCorp
Passive Foreign Invest Co	1	PassiveForeignInvestCo
Foreign Partnership	1	ForeignPartnership
Boycott Countries	1	BoycottCountries

Form990 Schedule F Part V Form990ScheduleFPartV (2 entries)

IdentifierIdentifier	ExplanationExplanation	Return ReferenceReturnReference
Procedure for Monitoring Grants Outside the U.S.:	Schedule F, Part I, Line 2: Grants or other assistance are awarded to foreign organizations or entities pursuant to the University policies and procedures for all grant subawards. Such subawards are monitored through the University's Office for Sponsored Research (OSR) and the University's Office of Accounting Services for Research and Sponsored Programs (ASRSP). All subaward documentation including purchase orders, related charges and invoices are reviewed and monitored by ASRSP and confirmed with the principal investigator. The principal investigator must certify that the subaward costs are in accordance with OMB A-21 cost principles; also, ASRSP requests and collects audit reports from subaward recipients to monitor compliance. If the information is not furnished to ASRSP, payment may be withheld. Grants and other assistance are awarded to students on the basis of financial need following University policies developed to meet regulatory requirements (federal methodology) and guided by the College Board (institutional methodology). Merit scholarships are awarded based upon talent (eg, academic, music, and athletic). All of these awarded grants are allowed to be used by the students towards any type of costs; no subsequent monitoring is required.
	Schedule F, Part I: The program services listed in Part I reflect international educational programs in which the University had material involvement in the design, development and/or control of the program and/or curriculum. While Northwestern University provides its students with access to a multitude of study abroad programs and exchanges located throughout the world, the University does not administer or operate the educational courses taught by all of these programs. Rather, under reciprocity and affiliation agreements, the University helps facilitate its student access to such international programs and recognizes credit earned by students at such foreign educational institutions, and such exchange programs are excluded from Schedule F, Part I. Under Northwestern University's current accounting procedures, all expenses associated with study abroad international programs are not separately tracked, and therefore some expenditures per program are not listed in Part I, column (f) of Schedule F. Schedule F, Part I, column(f), line 3: Expenditures reported in the Form 990, Schedule F, Part I are prepared using the accrual method of accounting. University activities are assigned a unique identifying number. Direct expenses are recorded with respect to each activity in the University's electronic financial recording system. Such direct expenses, for the relevant tax year, are reflected in column (f). Schedule F, Part II, line 1: In connection with the monitoring of subawards through OSR, approved purchase orders and invoices are documented and accounted for in the University's electronic financial recording system, and such amounts are reflected in Part II, line 1. Schedule F, Part II, line 3: Foreign recipient organizations without 501(c)(3) designation are universities, colleges, or hospitals. Schedule F, Part III, method used to report cash grants and column (c): Cash grants given to individuals are recorded in an electronic reporting tool. The data recorded includes information as to participation by undergraduate students in study abroad programming. Individual recipients of cash grants are coded with unique identifying numbers. Grants associated with undergraduate students coded as participating in a study abroad are reviewed to assess whether there is an overlap between the grant disbursement date and the dates of the applicable study abroad program. The number of such students, based on their unique identifying numbers, are summed and reflected in Part III, column (c).	Schedule F

Schedule G IRS990ScheduleG

Field	Value	IRS element (for citing)
Mail Solicitations	X	MailSolicitations
Email Solicitations	X	EmailSolicitations
Phone Solicitations	X	PhoneSolicitations
In Person Solicitations	X	InPersonSolicitations
Solicitation Of Non Govt Grants	X	SolicitationOfNonGovtGrants
Solicitation Of Govt Grants	X	SolicitationOfGovtGrants
Special Fundraising Events	X	SpecialFundraisingEvents
Agreement Ref Fundraising	1	AgreementRefFundraising

Fundraiser Activity Information FundraiserActivityInformation (6 entries)

Address Line1AddressUS/AddressLine1	CityAddressUS/City	StateAddressUS/State	ZIP CodeAddressUS/ZIPCode	ActivityActivity	Fundraiser Control Of FundsFundraiserControlOfFunds	Gross ReceiptsGrossReceipts	Amount Retained By ContractorAmountRetainedByContractor	Net To OrganizationNetToOrganization	Name Of IndividualNameOfIndividual
RuffaloCODY
65 Kirkwood North Rd SW	Cedar Rapids	IA	52406	Phone solicitation	0	122725	42082	79452
(no name)
2357 Colts Neck Rd	Blacklick	OH	43004	Campaign counseling	0	0	17500	0	Sheila Smith
R & R Newkirk
8695 S Archer 10	Willow Springs	IL	60480	Gift planning marketing	0	0	33151	0
(no name)
2736 N Hampden Court 207	Chicago	IL	60614	Fundraising consultant	0	0	42813	0	Robert Burdenski
Mission Measurement LLC
2 N LaSalle St	Chicago	IL	60602	Fundraising consultant	0	0	8563	0
Target Analytics
1030 Massachusetts Ave	Cambridge	MA	02138	Fundraising data consultant	0	0	11250	0

Field	Value	IRS element (for citing)
Total Gross Receipts	122725	TotalGrossReceipts
Total Retained By Contractors	155359	TotalRetainedByContractors
Total Net To Organization	79452	TotalNetToOrganization
Licensed States	AZ	LicensedStates
Licensed States	AK	LicensedStates
Licensed States	AR	LicensedStates
Licensed States	CT	LicensedStates
Licensed States	GA	LicensedStates
Licensed States	IL	LicensedStates
Licensed States	KS	LicensedStates
Licensed States	NM	LicensedStates
Licensed States	NC	LicensedStates
Licensed States	ND	LicensedStates
Licensed States	PA	LicensedStates
Licensed States	RI	LicensedStates
Licensed States	TN	LicensedStates
Licensed States	TX	LicensedStates
Licensed States	UT	LicensedStates
Licensed States	WV	LicensedStates
Licensed States	WI	LicensedStates
Licensed States	AL	LicensedStates
Licensed States	CA	LicensedStates
Licensed States	FL	LicensedStates
Licensed States	HI	LicensedStates
Licensed States	KY	LicensedStates
Licensed States	MD	LicensedStates
Licensed States	ME	LicensedStates
Licensed States	MI	LicensedStates
Licensed States	MO	LicensedStates
Licensed States	MN	LicensedStates
Licensed States	NH	LicensedStates
Licensed States	MS	LicensedStates
Licensed States	NY	LicensedStates
Licensed States	OR	LicensedStates
Licensed States	OK	LicensedStates
Licensed States	OH	LicensedStates
Licensed States	SC	LicensedStates
Licensed States	WA	LicensedStates
Licensed States	VA	LicensedStates

Events Information EventsInformation

Field	Value	IRS element (for citing)
Name Of Event1	Dance Marathon	NameOfEvent1
Gross Receipts Event1	839618	GrossReceiptsEvent1
Charitable Contributions Event1	767573	CharitableContributionsEvent1
Gross Revenue Event1	72045	GrossRevenueEvent1
Rent Facility Costs Event1	72027	RentFacilityCostsEvent1
Other Direct Expenses Event1	26706	OtherDirectExpensesEvent1
Name Of Event2	Brain Tumor Institute Fundraiser	NameOfEvent2
Gross Receipts Event2	412976	GrossReceiptsEvent2
Charitable Contributions Event2	333836	CharitableContributionsEvent2
Gross Revenue Event2	79140	GrossRevenueEvent2
Non Cash Prizes Event2	3208	NonCashPrizesEvent2
Rent Facility Costs Event2	9601	RentFacilityCostsEvent2
Food And Beverage Event2	53570	FoodAndBeverageEvent2
Entertainment Event2	6500	EntertainmentEvent2
Other Direct Expenses Event2	6261	OtherDirectExpensesEvent2
Total Number Of Other Events	5	TotalNumberOfOtherEvents
Gross Receipts Other Events	284426	GrossReceiptsOtherEvents
Charitable Contrib Other Events	132340	CharitableContribOtherEvents
Gross Revenue Other Events	152086	GrossRevenueOtherEvents
Rent Facility Costs Other Events	9000	RentFacilityCostsOtherEvents
Food And Beverage Other Events	86934	FoodAndBeverageOtherEvents
Entertainment Other Events	8440	EntertainmentOtherEvents
Other Direct Expenses Other Events	22449	OtherDirectExpensesOtherEvents
Gross Receipts Total	1537020	GrossReceiptsTotal
Charitable Contributions Total	1233749	CharitableContributionsTotal
Gross Revenue Total Events	303271	GrossRevenueTotalEvents
Non Cash Prizes Total Events	3208	NonCashPrizesTotalEvents
Rent Facility Costs Total Events	90628	RentFacilityCostsTotalEvents
Food And Beverage Total Events	140504	FoodAndBeverageTotalEvents
Entertainment Total Events	14940	EntertainmentTotalEvents
Other Direct Expenses Total Events	55416	OtherDirectExpensesTotalEvents
Direct Expense Summary Events	304696	DirectExpenseSummaryEvents
Net Income Summary	-1425	NetIncomeSummary

Form990 Schedule G Part IV Form990ScheduleGPartIV (2 entries)

IdentifierIdentifier	Return ReferenceReturnReference	ExplanationExplanation
Explanation of Fundraising Payments	Schedule G, Part I, Line 2b, Column (v)	The following professional fundraisers received reimbursements for expenses associated with their services to the University (the amount of expenses reimbursed are reflected): RuffaloCODY ($1,191) in accordance with the agreement with professional fundraiser which permits reimbursement for direct expenses such as mailing and shipping; R & R Newkirk ($12,055) as agreed for postage and mailing; S. Smith ($2,861) as agreed for travel; and R. Burdenski ($230) as agreed for travel, printing and mailing.
	Schedule R, Part I, Line 3	No registration is required in Delaware, Idaho, Indiana, Iowa, Montana, Nebraska, Nevada, South Dakota, Vermont or Wyoming. University has requested confirmation of exemption from New Jersey.

Schedule I IRS990ScheduleI

Field	Value	IRS element (for citing)
Records Maintained	1	RecordsMaintained

Recipient Table RecipientTable (212 entries)

Address Line1AddressUS/AddressLine1	CityAddressUS/City	StateAddressUS/State	ZIP CodeAddressUS/ZIPCode	EIN Of RecipientEINOfRecipient	IRC SectionIRCSection	Amount Of Cash GrantAmountOfCashGrant	Purpose Of GrantPurposeOfGrant	Address Line2AddressUS/AddressLine2
Evanston Community Foundation Inc
1007 Church St Ste 108	Evanston	IL	60201	363466802	501(c)(3)	130602	Charitable fundraising conducted by student org & support of charitable community organization
McGaw YMCA
1420 Maple Ave	Evanston	IL	60201	362169194	501(c)(3)	19571	Support of charitable community organization
Family Promise Chicago North Shore
PO Box 484	Glencoe	IL	60022	270288849	501(c)(3)	6694	Charitable fundraising conducted by student organization
By The Hand Club for Kids
1000 N Sedgwick	Chicago	IL	60610	203144284	501(c)(3)	23000	Charitable fundraising conducted by student organization
Teen Living Programs Inc
162 West Hubbard	Chicago	IL	60654	362867274	501(c)(3)	23000	Charitable fundraising conducted by student organization
Andrew Mcdonough B Positive Foundation
101 Rockland Circle	Wilmington	DE	19803	421741037	501(c)(3)	661000	Charitable fundraising conducted by student organization
Natural Resources Defense Council Inc
40 West 20th Street	New York	NY	10011	132654926	501(c)(3)	10000	Support of charitable organization
Fabretto Children's Foundation
3124 North 10th Street	Arlington	VA	22201	363894824	501(c)(3)	24283	Charitable fundraising conducted by student organization
Chicago Academy of Sciences
2430 N Cannon Dr	Chicago	IL	60614	360895575	501(c)(3)	25000	Support of charitable community organizations
Chicago Botanic Garden(Chicago Horticultural Society)
1000 Lake Cook Rd	Glencoe	IL	60022	362225482	501(c)(3)	176000	Support of charitable community organizations
Lyric Opera of Chicago
20 North Wacker Drive Ste 860	Chicago	IL	60606	366008929	501(c)(3)	7500	Support of charitable community organizations
The Art Institute of Chicago
111 S Michigan Ave	Chicago	IL	60603	362167725	501(c)(3)	10000	Support of charitable community organizations
Ravinia Festival
418 Sheridan Road	Highland Park	IL	60035	366002273	501(c)(3)	12500	Support of charitable community organizations
United Way of Metropolitan Chicago
560 W Lake St	Chicago	IL	60661	360200478	501(c)(3)	15000	Support of charitable community organizations
Health for Humanity
415 Linden Ave Ste B	Wilmette	IL	60091	363820640	501(c)(3)	10000	Support of charitable community organizations
Millennium Park Inc
DT 111 S Wacker Drive	Chicago	IL	60602	364244167	501(c)(3)	10000	Support of charitable community organizations
Northwestern University Settlement House
1400 West Augusta Blvd	Chicago	IL	60642	362167818	501(c)(3)	25000	Support of charitable community organizations
Juvenile Protective Association
1707 N Halstead St	Chicago	IL	60614	362167765	501(c)(3)	25000	Support of charitable community organizations
EVMark
1560 Sherman Ave	Evanston	IL	60201	363571291	501(c)(6)	21850	Support of charitable community organizations
Evanston Public Library
1703 Orrington Ave	Evanston	IL	60201	363286198	501(c)(3)	10000	Support of charitable community organization
Foundation 65
PO Box 750	Evanston	IL	60204	364003165	501(c)(3)	40000	Support of charitable community organizations
Northwestern Medical Faculty Foundation
680 N Lakeshore Dr	Chicago	IL	60611	363097297	501(c)(3)	8288894	Support of research activities
Northeastern Illinois University
5500 N St Louis Ave	Chicago	IL	60625	366009515	115	90385	Support of research activities
12th Man Foundation
Bernard C Richardson Zone at Kyle	College Station	TX	77841	741185725	501(c)(3)	15825	Support of research activities	Field Suite 12
Access Community Health Network
222 N Canal St	Chicago	IL	60606	363317058	501(c)(3)	386600	Support of research activities
Access DuPage
511 Thornhill Dr M	Carol Stream	IL	60188	364448208	501(c)(3)	406792	Support of research activities
Advocate Hope Childrens Hospital
4440 W 95th St	Oak Lawn	IL	60453	362169147	501(c)(3)	11672	Support of research activities
Advocate Lutheran General Hospital
1775 W Dempster St	Park Ridge	IL	60068	362169147	501(c)(3)	110682	Support of research activities
AIDS Arms Inc
219 Sunset Ave	Dallas	TX	75208	752306145	501(c)(3)	404694	Support of research activities
Albert Einstein College of Medicine
1300 Morris Park Avenue	Bronx	NY	10461	131624225	501(c)(3)	16830	Support of research activities
Amarillo Heart Group
1901 Port Lane	Amarillo	TX	79106	830362959	501(c)(3)	5670	Support of research activities
American Lung Association
1301 Pennsylvania Ave NW Suite 800	Washington	DC	20004	131632524	501(c)(3)	291776	Support of research activities
Baptist Hospital of Miami
8900 N Kendall Drive	Miami	FL	33176	590910342	501(c)(3)	10320	Support of research activities
Beth Israel Deaconess Center
330 Brookline Ave	Boston	MA	02115	042103881	501(c)(3)	54444	Support of research activities
Boston College
140 Commonwealth Ave	Chestnut Hill	MA	02467	042103545	501(c)(3)	16824	Support of research activities
Boston Imaging Core Lab LLC
580 Harrison Avenue	Boston	MA	02118	261215497		195840	Support of research activities
Boston Medical Center
One Boston Medical Center Place	Boston	MA	02118	043314093	501(c)(3)	9190	Support of research activities
Boys & Girls Clubs of Chicago
550 W Van Buren Street Suite 350	Chicago	IL	60607	362166997	501(c)(3)	28553	Support of research activities
Brigham and Women's Hospital
75 Francis St	Boston	MA	02115	042312909	501(c)(3)	9432	Support of research activities
Cabot Security Materials Inc
325 E Middlefield Road	Mountain View	CA	94043	262158716		340487	Support of research activities
Campbell-Kibler Associates Inc
80 Lakeside Dr	Groton	MA	01450	043297519		80747	Support of research activities
Carleton College
One North College St	Northfield	MN	55057	410694747	501(c)(3)	23290	Support of research activities
Case Western Reserve University
10900 Euclid Ave	Cleveland	OH	44106	341018992	501(c)(3)	147408	Support of research activities
Children's Memorial Hospital
2300 N Lincoln Ave	Chicago	IL	60614	362170833	501(c)(3)	3676228	Support of research activities
Cleveland Clinic
9500 Euclid Ave	Cleveland	OH	44195	912153073	501(c)(3)	77436	Support of research activities
Cold Spring Harbor Laboratory
One Bungtown Road	Cold Spring Harbor	NY	11724	112013303	501(c)(3)	14625	Support of research activities
College of American Pathologists
325 Waukegan Rd	Northfield	IL	60039	362118323	501(c)(3)	25858	Support of research activities
Colorado State University
203 Administration Building	Fort Collins	CO	80523	846000546	115	25749	Support of research activities
Columbia University
615 W 131st Street	New York	NY	10027	131624202	501(c)(3)	196658	Support of research activities
Cornell University
222 Day Hall	Ithaca	NY	14853	150532082	501(c)(3)	352827	Support of research activities
David Ostrow & Associates
5455 N Sheridan Road Suite 2503	Chicago	IL	60640	205241516		69147	Support of research activities
Duke University
Chapel Dr	Durham	NC	27705	560532129	501(c)(3)	380786	Support of research activities
East Bay Institute for Research and Education
150 Muir Road 151-I	Martinez	CA	64553	680177975	501(c)(3)	192291	Support of research activities
Emory University
201 Dowman Dr	Atlanta	GA	30322	580566256	501(c)(3)	187647	Support of research activities
George Washington University
2121 I Street NW	Washington	DC	20052	530196584	501(c)(3)	29086	Support of research activities
H Lee Moffit Cancer Center & Research Institute
12902 Magnolia Ave	Tampa	FL	33612	592451713	501(c)(3)	36291	Support of research activities
Harvard University
Massachusetts Hall	Cambridge	MA	02138	042103580	501(c)(3)	1151802	Support of research activities
Health Research Incorporated Roswell Park Cancer Institute Division
Elm Carlton Sts	Buffalo	NY	14263	141402155		281710	Support of research activities
Hektoen Institute for Medical Research
2240 W Ogden Ave	Chicago	IL	60612	362244897	501(c)(3)	712726	Support of research activities
Horizon Research Inc
326 Cloister Ct	Chapel Hill	NC	27514	561550276		32102	Support of research activities
Howard Brown Health Center
4025 N Sheridan Road	Chicago	IL	60613	362894128	501(c)(3)	382755	Support of research activities
Indiana University
107 S Indiana Ave	Bloomington	IN	47405	356001673	115	782227	Support of research activities
J Craig Venter Institute
9704 Medical Center Drive	Rockville	MD	20850	521842938	501(c)(3)	579703	Support of research activities
James Madison University
800 S Main St	Harrisonburg	VA	22807	546001756	501(c)(3)	38888	Support of research activities
Jasculca Terman and Associates Inc
730 N Franklin Street Suite 510	Chicago	IL	60654	363136983		161578	Support of research activities
Johns Hopkins University
1101 E 33rd St	Baltimore	MD	21218	520595110	501(c)(3)	593199	Support of research activities
Louisiana State University
3848 W Lakeshore Dr	Baton Rouge	LA	70808	726087770	115	117362	Support of research activities
Loyola University Chicago
1032 W Sheridan Rd	Chicago	IL	60660	361408475	501(c)(3)	146127	Support of research activities
Massachusetts General Hospital
55 Fruit St	Boston	MA	02114	041564655	501(c)(3)	325920	Support of research activities
Massachusetts Institute of Technology
77 Massachusetts Ave	Cambridge	MA	02142	042103594	501(c)(3)	105655	Support of research activities
Materials & Electrochemical Research Corporation
7960 South Kolb Road	Tucson	AZ	85706	860530946		151812	Support of research activities
Mayo Clinic Rochester
200 First St SW	Rochester	MN	55905	416011702	501(c)(3)	57450	Support of research activities
Medical College of Wisconsin
8701 Watertown Plank Rd	Milwaukee	WI	53226	390806261	501(c)(3)	21603	Support of research activities
Memorial Hospital of Rhode Island
111 Brewster St	Pawtucket	RI	02680	050259004	501(c)(3)	20556	Support of research activities
Memorial Sloan-Kettering Cancer Center
1275 York Avenue	New York	NY	10065	131624182	501(c)(3)	46499	Support of research activities
Methodist Hospital Research Institute
6670 Bertner St	Houston	TX	77030	870721923	501(c)(3)	24795	Support of research activities
Michigan State University
113 Angell Bldg	East Lansing	MI	48824	386005984	115	137980	Support of research activities
Mount Sinai Hospital
One Gustave L Levy Pl	New York	NY	10029	131624096	501(c)(3)	62971	Support of research activities
Nanosonix Inc
8025 Lamon Avenue	Skokie	IL	60077	262268972		70226	Support of research activities
North Carolina State University
Campus Box 7001 A Holladay Hall	Raleigh	NC	27695	566000756	115	17746	Support of research activities
NorthShore University HealthSystem Research Institute
2650 Ridge Ave	Evanston	IL	60201	364191793	501(c)(3)	1619220	Support of research activities
Northwestern Memorial Hospital
251 E Huron St	Chicago	IL	60611	370960170	501(c)(3)	2033394	Support of research activities
NOVA Scripts Central Inc
6400 Arlington Blvd	Falls Church	VA	22042	651275162		142563	Support of research activities
Ohio State University
154 W 12th Ave	Columbus	OH	43210	316025986	115	44284	Support of research activities
Oregon Health & Science University
3181 Southwest Sam Jackson Park Rd	Portland	OR	97239	931176109	115	28727	Support of research activities
Park Nicollet Institute
3800 Park Nicollet Blvd	St Louis Park	MN	55416	410961862	501(c)(3)	24572	Support of research activities
Pennsylvania State University
308 Old Main	University Park	PA	16802	246000376	115	480684	Support of research activities
Pinnacle Technology
681 Lawlins Road	Wyckoff	NJ	07481	742818617		104945	Support of research activities
Princeton University
Office of Administration	Princeton	NJ	08544	210634501	501(c)(3)	70037	Support of research activities
Rehabilitation Institute Research Corporation
345 E Superior St	Chicago	IL	60611	363728711	501(c)(3)	304401	Support of research activities and support of charitable community organization
Rensselaer Polytechnic Institute
110 8th St	Troy	NY	12180	141340095	501(c)(3)	116903	Support of research activities
Rice University
6100 Main St	Houston	TX	77005	741109620	501(c)(3)	14441	Support of research activities
Rockefeller University
1230 York Avenue	New York	NY	10065	131624158	501(c)(3)	499450	Support of research activities
Rush University Medical Center
1653 W Congress Parkway	Chicago	IL	60612	362174823	501(c)(3)	1419263	Support of research activities
Salk Institute
10010 North Torrey Pines Road	La Jolla	CA	92037	952160097	501(c)(3)	57463	Support of research activities
Santa Fe Institute
1399 Hyde Park Rd	Santa Fe	NM	87501	850325494	501(c)(3)	20743	Support of research activities
Scripps Research Institute
10550 North Torrey Pines Road	La Jolla	CA	92037	330435954	501(c)(3)	802615	Support of research activities
Stanford University
295 Galvez St	Stanford	CA	94305	941156365	501(c)(3)	682277	Support of research activities
United BioSource Corporation
7501 Wisconsin Ave Ste 705	Bethesda	MD	20814	541759539		93228	Support of research activities
University of Alabama at Birmingham
1530 3rd Ave South	Birmingham	AL	35294	636005396	115	128114	Support of research activities
University of Arizona
617 N Santa Rita Ave	Tucson	AZ	85721	742652689	115	143737	Support of research activities
University of California Berkeley
200 California Hall	Berkeley	CA	94720	946002123	115	191345	Support of research activities
University of California Davis
One Shields Ave	Davis	CA	95616	946036494	115	545456	Support of research activities
University of California Irvine
Office of Administration	Irvine	CA	92697	952226406	115	277121	Support of research activities
University of California Los Angeles
Hillgard Ave	Los Angeles	CA	90095	956006143	115	201838	Support of research activities
University of California San Francisco
505 Parnassus Ave	San Francisco	CA	94143	566001393	115	322536	Support of research activities
University of California Santa Cruz
1156 High St	Santa Cruz	CA	95064	770289144	115	193707	Support of research activities
University of Chicago
5801 S Ellis Ave	Chicago	IL	60637	362177139	501(c)(3)	6785354	Support of research activities
University of Delaware
210 S College Ave	Newark	DE	19716	516000297	115	18482	Support of research activities
University of Florida
201 Criser Hall	Gainesville	FL	32611	596002052	115	194140	Support of research activities
University of Illinois
801 S Morgan St	Chicago	IL	60607	376000511	115	4361010	Support of research activities
University of Kentucky
100 Funkhouser Bldg	Lexington	KY	40506	616001218	115	186951	Support of research activities
University of Maryland
2108 Mitchell Bldg	College Park	MD	20742	526002033	115	210832	Support of research activities
University of Massachusetts
Office of Administration	Amherst	MA	01003	043167352	115	103000	Support of research activities
University of Miami
1252 Memorial Drive	Coral Gables	FL	33146	590624458	501(c)(3)	14214	Support of research activities
University of Michigan
515 E Jefferson	Ann Arbor	MI	48109	386000134	115	583570	Support of research activities
University of Minnesota
101 Pleasant St	Minneapolis	MN	55455	416007513	115	179234	Support of research activities
University of New Mexico
1 University of New Mexico	Albuquerque	NM	87131	856000642	115	67057	Support of research activities
University of North Carolina at Chappel Hill
9201 University City Blvd	Charlotte	NC	28223	566001393	115	396698	Support of research activities
University of Notre Dame
317 Main Building	Notre Dame	IN	46556	350868188	501(c)(3)	7760	Support of research activities
University of Oklahoma
660 Parrington Oval	Norman	OK	73019	736017987	115	153694	Support of research activities
University of Pennsylvania
3451 Walnut Street	Philadelphia	PA	19104	231352685	501(c)(3)	244292	Support of research activities
University of Pittsburgh
4227 Fifth Ave	Pittsburgh	PA	15260	250965591	501(c)(3)	734155	Support of research activities
University of Rochester
Office of Administration	Rochester	NY	14627	160743209	501(c)(3)	196807	Support of research activities
University of Southern California
1540 Alcazar St	Los Angeles	CA	90089	951642394	501(c)(3)	516379	Support of research activities
University of Tennessee Knoxville
527 Andy Holt Tower	Knoxville	TN	37996	626001636	115	260017	Support of research activities
University of Texas at Austin
2100 San Jacinto Blvd	Austin	TX	78712	746000203	115	91839	Support of research activities
University of Texas at San Antonio
One UTSA Circle	San Antonio	TX	78249	741717115	115	526489	Support of research activities
University of Texas M D Anderson Cancer Center
1515 Holcombe Blvd	Houston	TX	77030	760273984	115	97366	Support of research activities
University of Texas Southwestern Med Ctr at Dallas
5323 Harry Hines Blvd	Dallas	TX	75390	756002868	115	299209	Support of research activities
University of Virginia
1 College Park	Wise	VA	24293	546001796	115	713095	Support of research activities
University of Washington
1410 NE Campus Parkway	Seattle	WA	98195	916001537	115	691002	Support of research activities
University of Wisconsin-Madison
716 Langdon St	Madison	WI	53706	391805963	115	712026	Support of research activities
Vanderbilt University
Office of Administration	Nashville	TN	37240	620476822	501(c)(3)	173318	Support of research activities
Washington University in St Louis
One Brookings Dr	St Louis	MO	63130	430653611	501(c)(3)	566636	Support of research activities
Wright State University
3640 Colonel Glenn Hwy	Dayton	OH	45435	310732831		147266	Support of research activities
Yale University
140 Prospect St	New Haven	CT	06511	060646973	501(c)(3)	411527	Support of research activities
Research Foundation SUNY
35 State Street	Albany	NY	12207	141368361	501(c)(3)	84053	Support of research activities
Alliance of Chicago Community Health Service
215 W Ohio St 4th Floor	Chicago	IL	60654	364444309		440144	Support of research activities
Boston University
One Silber Way	Boston	MA	02215	042103547	501(c)(3)	172894	Support of research activities
California Institute of Techonology
1200 East California Blvd	Pasadena	CA	91125	951643307	501(c)(3)	158563	Support of research activities
Cambria Pharmaceuticals Inc
14 Cambridge Center Building 1	Cambridge	MA	02142	262047755		138022	Support of research activities
CANCER HELP INSTITUTE LTD
1000 Skokie Blvd Suite 100	Wilmette	IL	60091	363801000		66497	Support of research activities
Chicago Association for Research and Education in Science
Building One Room C347 5000 S 5th	Hines	IL	60141	363334177	501(c)(3)	9605	Support of research activities	Ave
CHILDRENS HOSPITAL BOSTON
300 Longwood Ave	Boston	MA	02115	042774441	501(c)(3)	30613	Support of research activities
FARR ASSOCIATES ARCHITECTURE & URBAN DESIGN
53 W Jackson Blvd Suite 650	Chicago	IL	60604	364319943		20000	Support of research activities
INQUIRE LEARNING LLC
2625 Weston Rd	Weston	FL	33331	260733745		69994	Support of research activities
INSTITUTE FOR NEURODEGENERATIVE DISORDERS
60 Temple St 8th Floor	New Haven	CT	06510	061582206	501(c)(3)	7747	Support of research activities
Justice Resource Institute Inc
545 Boylston St Suite 700	Boston	MA	02116	042526357	501(c)(3)	30283	Support of research activities
KINEA DESIGN LLC
1711-1 Darrow Ave	Evanston	IL	60201	743099129		10404	Support of research activities
LA RABIDA CHILDRENS'S HOSPITAL
6501 South Promontory Dr	Chicago	IL	60649	362170143	501(c)(3)	9000	Support of research activities
Lahey Clinic Foundation Inc
41 Mall Rd	Burlington	MA	01805	042704683	501(c)(3)	36492	Support of research activities
Mayo Clinic Arizona
13400 East Shea Blvd	Scottsdale	AZ	85259	860800150	501(c)(3)	108388	Support of research activities
NEW YORK UNIVERSITY
70 Washington Square South	New York	NY	10012	135562308	501(c)(3)	122186	Support of research activities
PROVIDENCE HEALTH ALLIANCE
3rd Floor - Medical Plaza 6901	Waco	TX	76712	742696970	501(c)(3)	14030	Support of research activities	Medical Parkway Suite 301A
RESEARCH SUPPORT SERVICES
906 Ridge Ave	Evanston	IL	60202	364289990		67015	Support of research activities
RHODE ISLAND HOSPITAL
593 Eddy St	Providence	RI	02903	050258954	501(c)(3)	14235	Support of research activities
SCRIPPS HEALTH
4275 Campus Point Ct	San Diego	CA	92121	951684089	501(c)(3)	26422	Support of research activities
SEATTLE CHILDREN'S HOSPITAL
4800 Sand Point Way NE	Seattle	WA	98105	910564748	501(c)(3)	25898	Support of research activities
Society for Research on Educational Effectiveness
2040 Sheridan Rd	Evanston	IL	60208	264739791	501(c)(3)	373802	Support of research activities
THE RAND CORPORATION
1776 Main St PO Box 2138	Santa Monica	CA	90407	951958142	501(c)(3)	85862	Support of research activities
TUFTS UNIVERSITY
200 Boston Avenue	Medford	MA	02155	042103634	501(c)(3)	88278	Support of research activities
UNIV OF WISCONSIN MILWAUKEE
2200 E Kenwood Blvd PO Box 413	Milwaukee	WI	53201	391805963	115	86532	Support of research activities
UNIVERSITY OF IOWA
100 Mossman Business Services	Iowa City	IA	52245	426004813	115	49182	Support of research activities	Building
UNIVERSITY OF NEBRASKA LINCOLN
1400 R Street Lincoln	Lincoln	NE	68588	470049123	115	1039510	Support of research activities
Winthrop-University Hospital
259 First St	Mineola	NY	11501	111633486	501(c)(3)	15840	Support of research activities
Best Practice Project Management Inc
7500 Old Georgetown Road Suite 601	Bethesda	MD	20814	522337527		73333	Support of research activities
Amedisys Inc
5959 S Sherwood Forest Blvd	Baton Rouge	LA	70816	113131700		26100	Support of research activities
Arizona State University
PO BOX 876011	Tempe	AZ	85287	860196696	115	151865	Support of research activities
Aurasense Therapuetics LLC
1801 Maple Ave Ste 4301	Evanston	IL	60201	452638444		511942	Support of research activities
Baptist Memorial Hospital
6025 Walnut Grove Rd Ste 500	Memphis	TN	38120	620125540		6650	Support of research activities
Beth Israel Medical Center
First Ave at 16th St	New York	NY	10003	135564934	501(c)(3)	33750	Support of research activities
Bloodcenter of Wisconsin Inc
638 N 18th St	Milwaukee	WI	53233	390807235	501(c)(3)	11327	Support of research activities
Bridgeport Hospital Foundation Inc
267 Grant St	Bridgeport	CT	06610	222908698	501(c)(3)	13750	Support of research activities
Brookings Institution
1775 Massachusetts Ave NW	Washington	DC	20036	530196577	501(c)(3)	76462	Support of research activities
Carnegie Mellon University
5000 Forbes Ave	Pittsburgh	PA	15213	250969449	501(c)(3)	26490	Support of research activities
Cedars-Sinai Medical Center
8700 Beverly Blvd	Los Angeles	CA	90048	951644600	501(c)(3)	1845	Support of research activities
Centerstone Research Institute
565 S Park Ridge Rd 103	Bloomington	IN	47401	262505456	501(c)(3)	13110	Support of research activities
Chaddok
205 S 24th St	Quincy	IL	62301	370661191		23230	Support of research activities
Community Action Project of Tulsa County
4606 S Garnett Ste 100	Tulsa	OK	74146	731019247		20054	Support of research activities
Delve LLC
11971 Westline Industrial Dr 200	St Louis	MO	63146	200684635		1130325	Support of research activities
Development Alternatives Inc
7600 Wisconsin Blvd Ste 200	Bethesda	MD	20814	520904808		250000	Support of research activities
Erie Family Health Center Inc
1701 W Superior ST	Chicago	IL	60622	363088628	501(c)(3)	1337900	Support of research activities
Georgia State University Research Foundation Inc
30 Courtland St NE Ste 217	Atlanta	GA	30303	581845423	501(c)(3)	64797	Support of research activities
Georgia Tech Research Corporation
505 Tenth St	Atlanta	GA	30332	580603146	501(c)(3)	18085	Support of research activities
Imagetrend
20855 KENSINGTON BLVD	Lakeville	MN	55044	411903871		70000	Support of research activities
Magee Women's Research Institute and Foundation
3339 Ward St	Pittsburgh	PA	15132	251462312	501(c)(3)	34544	Support of research activities
McGuckin Methods International Inc MMI
115 East Athens Ave	Ardmore	PA	19003	232642918		75000	Support of research activities
Mental Health Cooperative Inc
275 Cumberland Bend	Nashville	TN	37228	582018687	501(c)(3)	21192	Support of research activities
Missouri University of Science and Technology
300 W 12th St 202 Centennial Hall	Rolla	MO	65401	436003859	115	17193	Support of research activities
National Kidney Foundation of Illinois
215 W Illinois St Ste 1C	Chicago	IL	60654	366009226	501(c)(3)	15148	Support of research activities
Near North Health Service Corp
1276 N Clybourn Ave	Chicago	IL	60610	363197647	501(c)(3)	24221	Support of research activities
North Country Healthcare Inc
2920 N Fourth St	Flagstaff	AZ	86004	860663432	501(c)(3)	24616	Support of research activities
Northwestern Specialists in Plastic Surgery SC
676 N St Clair St Ste 1525A	Chicago	IL	60611	270491346		147447	Support of research activities
Oklahoma State University
113 Student Union	Stillwater	OK	74078	736017987	115	23670	Support of research activities
Research Triangle Institute
12 Davis Dr	Research Triangle Park	NC	27709	560686338	501(c)(3)	43134	Support of research activities
Sage Bionetworks
1100 Fairview Ave North MI-C108	Seattle	WA	98109	264489946	501(c)(3)	63768	Support of research activities
Sanford-Burnham Medical Research Institute
10901 North Torrey Pines Rd	La Jolla	CA	92037	510197108	501(c)(3)	179272	Support of research activities
Siena College
515 Loudon Rd	Loudonville	NY	12211	141338498	501(c)(3)	18414	Support of research activities
Society of Hospital Medicine
1500 Spring Garden Ste 501	Philadelphia	PA	19130	233057353	501(c)(3)	389718	Support of research activities
South Carolina Research Foundation
901 Sumter St Byrnes Bldg Ste 511	Columbia	SC	29208	570967350	501(c)(3)	50000	Support of research activities
Texas A&M Research Foundation
400 Harvey Mitchell Pkwy South Ste	College Station	TX	77845	741238434	501(c)(3)	28030	Support of research activities	300
The Henry M Jackson Foundation for the Advancement of Military Medicine Inc
6720-A Rockledge Dr	Bethesda	MD	20817	521317896	501(c)(3)	119056	Support of research activities
Tulane Educational Fund
6823 St Charles Ave	New Orleans	LA	70118	720423889	501(c)(3)	338213	Support of research activities
University of Connecticut
438 Whitney Rd Ext Unit 1133	Storrs	CT	06269	060772160	115	228073	Support of research activities
University of Nevada Reno
1664 N Virginia St	Reno	NV	89557	866000024		22233	Support of research activities
University of Utah
201 S 1460 E	Salt Lake City	UT	84112	876000525	115	54228	Support of research activities
Virginia Commonwealth University
PO BOX 843035	Richmond	VA	23284	546001758	115	69540	Support of research activities
Wayne State University
PO Box 02759	Detroit	MI	48202	386028429	115	7600	Support of research activities
West Clinic
100 N Humphreys Blvd	Memphis	TN	38120	621526296		17450	Support of research activities
WGBH Educational Foundation
One Guest St	Boston	MA	02138	042104397	501(c)(3)	14795	Support of research activities
YMCA of Greater Indianapolis
615 N Alabama St Ste 200	Indianapolis	IN	46204	350868211	501(c)(3)	28139	Support of research activities

Field	Value	IRS element (for citing)
Total Nbr Of501 C3 And Govt Grants	178	TotalNbrOf501C3AndGovtGrants
Total Nbr Of Other Organizations	34	TotalNbrOfOtherOrganizations

Form990 Schedule I Part III Form990ScheduleIPartIII (4 entries)

Type Of GrantTypeOfGrant	Number Of RecipientsNumberOfRecipients	Amount Of Cash GrantAmountOfCashGrant
Student grants, scholarships, stipends, and fellowships are financial aid that can be used towards any type of educational related costs.	11017	246811702
Prizes and awards reflect prizes and awards to non-employees in recognition of an accomplishment, activity, or event.	299	630138
Program-related investments: student loans	639	15304135
Other program-related investments	59	4713830

Form990 Schedule I Part IV Form990ScheduleIPartIV (2 entries)

IdentifierIdentifier	Return ReferenceReturnReference	ExplanationExplanation
Procedure for Monitoring Grants in the U.S.:	Part I, Line 2:	Schedule I, Part I, Line 2: Grants given to support of charitable community organizations. Such grants are extended only for charitable purposes to organizations that are exempt under Code Section 501(c)(3). After qualifications for the grant are met and the grant is disbursed to the charitable organization there is no subsequent monitoring by the University. Grants or other assistance are awarded to organizations or entities in the U.S. pursuant to the University policies and procedures for all grant subawards. Such subawards are monitored through the University's Office for Sponsored Research (OSR) and the University's Office of Accounting Services for Research and Sponsored Programs (ASRSP). All subaward documentation including purchase orders, related charges and invoices are reviewed and monitored by ASRSP and confirmed with the principal investigator. The principal investigator must certify that the subaward costs are in accordance with OMB A-21 cost principles; also, ASRSP requests and collects audit reports from subaward recipients to monitor compliance. If the information is not furnished to ASRSP, payment may be withheld. Grants and other assistance are awarded to students on the basis of financial need following University policies developed to meet regulatory requirements (federal methodology) and guided by the College Board (institutional methodology). Merit scholarships are awarded based upon talent (eg, academic, music, and athletic). All of these awarded grants are allowed to be used by the students towards any type of costs; no subsequent monitoring is required.
Schedule I		Part III: Prizes and awards reflect prizes and awards extended to non-employees in recognition of an accomplishment, activity, or event. Prizes and awards given to employees are included as compensation and reported on an employee's Form W-2. Program-related investments: Long term student-related loan balances as of 8/31/2012 were $14,799,967 which represent outstanding loan balances of 416 individuals. Total short term and emergency student loans issued for the tax year were $504,168 which represent loans issued to 223 individuals. Other program-related investments reflects certain investment portfolio balances as of 8/31/2012. Such investment portfolios are managed by students enrolled in an asset management practicum under the guidance of faculty.

Schedule J IRS990ScheduleJ

Field	Value	IRS element (for citing)
First Class Or Charter Travel	X	FirstClassOrCharterTravel
Travel For Companions	X	TravelForCompanions
Idemnification Gross Up Payments	X	IdemnificationGrossUpPayments
Housing Allowance Or Residence	X	HousingAllowanceOrResidence
Club Dues Or Fees	X	ClubDuesOrFees
Personal Services	X	PersonalServices
Written Policy Re T And E Expenses	1	WrittenPolicyReTAndEExpenses
Substantiation Required	1	SubstantiationRequired
Compensation Committee	X	CompensationCommittee
Independent Consultant	X	IndependentConsultant
Compensation Survey	X	CompensationSurvey
Board Or Committee Approval	X	BoardOrCommitteeApproval
Severance Payment	0	SeverancePayment
Supplemental Nonqual Retire Plan	1	SupplementalNonqualRetirePlan
Equity Based Comp Arrangement	0	EquityBasedCompArrangement
Comp Based On Revenue Of Filing Org	0	CompBasedOnRevenueOfFilingOrg
Comp Based On Revenue Related Orgs	0	CompBasedOnRevenueRelatedOrgs
Comp Based Net Earnings Filing Org	0	CompBasedNetEarningsFilingOrg
Comp Based Net Earnings Relate Orgs	0	CompBasedNetEarningsRelateOrgs
Any Non Fixed Payments	1	AnyNonFixedPayments
Initial Contract Exception	0	InitialContractException

Form990 Schedule J Part II Form990ScheduleJPartII (26 entries)

Base Compensation Filing OrgBaseCompensationFilingOrg	Comp Based On Related OrgsCompBasedOnRelatedOrgs	Bonus Filing OrgBonusFilingOrg	Bonus Related OrgsBonusRelatedOrgs	Other Compensation Filing OrgOtherCompensationFilingOrg	Other Compensation Related OrgsOtherCompensationRelatedOrgs	Deferred Comp Filing OrgDeferredCompFilingOrg	Deferred Comp Related OrgsDeferredCompRelatedOrgs	Nontaxable Benefits Filing OrgNontaxableBenefitsFilingOrg	Nontaxable Benefits Related OrgsNontaxableBenefitsRelatedOrgs	Total Compensation Filing OrgTotalCompensationFilingOrg	Total Compensation Related OrgsTotalCompensationRelatedOrgs	Comp Report Prior990 Filing OrgCompReportPrior990FilingOrg	Comp Report Prior990 Related OrgsCompReportPrior990RelatedOrgs
Morton O Schapiro
785170	0	60000	0	65454	0	274500	0	169938	0	1355062	0	0	0
Daniel I Linzer
489578	0	0	0	14654	0	174500	0	23377	0	702109	0	0	0
Eugene S Sunshine
741511	0	0	0	663595	0	124500	0	16751	0	1546357	0	500000	0
Thomas G Cline
416650	0	0	0	298284	0	124500	0	28476	0	867910	0	250000	0
Alan K Cubbage
239783	0	0	0	2232	0	23987	0	1237	0	267239	0	0	0
Marilyn McCoy
237945	0	0	0	18284	0	24500	0	16751	0	297480	0	0	0
William H McLean
596077	0	565306	0	162381	0	138272	0	49352	0	1511388	0	51535	0
Robert E McQuinn
397486	0	0	0	15822	0	24500	0	19717	0	457525	0	0	0
Eric G Neilson
199327	82080	0	100000	528	17107	7500	24000	107	5491	207462	228678	0	0
Sean Reynolds
238575	0	0	0	21645	0	23250	0	3609	0	287079	0	0	0
Patricia Telles-Irvin
153009	0	0	0	36569	0	6562	0	8603	0	204743	0	0	0
Joseph T Walsh Jr
282777	0	0	0	3672	0	24500	0	25563	0	336512	0	0	0
Ronald Nayler
296467	0	10000	0	18215	0	24500	0	12691	0	361873	0	0	0
Patrick M McCarthy
159160	1170080	0	640000	1032	18081	12954	29400	1060	16617	174206	1874178	0	0
H Huntington Batjer
114631	913529	0	100000	1584	19658	11463	29400	16916	23951	144594	1086538	0	0
Patrick W Fitzgerald II
1972041	0	82500	0	121041	0	24500	0	21071	0	2221153	0	0	0
Murad Alam
2333	345819	0	1077261	0	189	140	29400	16	8884	2489	1461553	0	0
Simon S Yoo
2333	337765	0	827362	0	170	233	29400	15	14387	2581	1209084	0	0
William J Banis
221718	0	0	0	6434	0	22501	0	14751	0	265404	0	0	0
Jeffrey Glassroth
265749	308500	0	708333	0	18005	13987	27458	14682	2439	294418	1064735	0	0
J Larry Jameson
371985	162230	0	0	516	8921	21582	18085	30465	11914	424548	201150	0	0
Sarah Risley Pearson
285070	0	0	0	258	0	24500	0	6255	0	316083	0	0	0
Patricia H Todus
238524	0	0	0	21890	0	24500	0	19594	0	304508	0	0	0
Morteza A Rahimi
158816	0	0	0	1854	0	16500	0	14256	0	191426	0	0	0
Lewis Landsberg
239354	52240	0	0	1854	5686	24200	7260	993	19724	266401	84910	0	0
Henry S Bienen
22420	0	0	0	87197	0	0	0	0	0	109617	0	0	0

Form990 Schedule J Part III Form990ScheduleJPartIII (3 entries)

Return ReferenceReturnReference	ExplanationExplanation
Part I, Line 1a	Charter travel: Charter airplane travel was provided to one listed person and was treated as a business expense and was not treated as taxable compensation. Travel for companions: Family members accompanied two listed person to the 2011 Meineke Car Care Bowl, where the University student football team competed, but such costs were reimbursed by the individuals or imputed as taxable income. Air travel was reimbursed by the University for one listed person and his spouse to attend the 2011 Meineke Care Care Bowl. Pursuant to written University policy, the benefit was treated as a business expense and was not treated as taxable compensation. The President's spouse has accompanied the President at development events for business purposes and such expenses were not treated as taxable compensation. A spouse accompanied one listed person to an awards event for business purposes and such expenses were not treated as taxable compensation. Tax gross-up payments: Three officers received gross up payments in connection with certain benefits and such amounts were treated as taxable compensation. Housing allowance or residence for personal use: The President is required to reside in University-owned housing which is provided for the convenience of the University and is not treated as a taxable compensation pursuant to Internal Revenue Code Section 119. The annual fair market rental value of the housing is included in nontaxable benefits listed on Schedule J, Part II, column (D). Three interested persons were provided with housing allowances and the amounts were treated as taxable compensation. Three interested persons were provided temporary housing and the amounts were treated as taxable compensation. Health or social club dues or initiation fees: The President was extended memberships in organizations that are held in the President's individual name but that reflect institutional business requirements and are not treated as taxable compensation. Three individuals received reimbursement for social club initiation fees or dues and such amounts were treated as taxable compensation. Personal Services: In connection with the University provided presidential housing, the University provides maid/cleaning services at the President's University residence. The value of the benefit is apportioned between personal living quarters and public areas of the house, and the cleaning services associated with the personal living quarters are treated as taxable compensation.
Part I, Line 4b	The following participated in a 457(f) nonqualified retirement plan and the amounts are subject to substantial risk of forfeiture and vest after a number of years. Name Amount Contributed Morton O. Schapiro $250,000 Daniel I. Linzer $150,000 Eugene S. Sunshine $100,000 Thomas G. Cline $100,000 Name Amount Paid Eugene S. Sunshine $614,148 Thomas G. Cline $280,552 Henry S. Bienen $77,180
Part I, Line 7	The President and one key employee received a non-fixed payment related to a recognition bonus.

Schedule K IRS990ScheduleK

Form990 Schedule K Part I Form990ScheduleKPartI (4 entries)

Issuer EINIssuerEIN	CUSIP NumberCUSIPNumber	Date IssuedDateIssued	Issue PriceIssuePrice	Description Of PurposeDescriptionOfPurpose	DefeasedDefeased	On Behalf Of IssuerOnBehalfOfIssuer	Pool FinancingPoolFinancing
Illinois Educational Facilities Authority
521297563	4520018K9	2003-10-29	183530698	Refund bonds issued 5/13/97; acquire,construct,or renovate univ.facilities	0	0	0
Illinois Finance Authority
861091967	45200BFC7	2004-09-09	135800000	Acquire, construct or renovate University facilities	0	0	0
Illinois Finance Authority
861091967	45200BH50	2006-10-03	150740726	Refund bonds issued 12/3/97	0	0	0
Illinois Finance Authority
861091967	45200FKZ1	2008-06-25	125000000	Acquire, construct or renovate University facilities	0	0	0

Form990 Schedule K Part II Form990ScheduleKPartII (4 entries)

Total ProceedsTotalProceeds	Issuance Costs From ProceedsIssuanceCostsFromProceeds	Capital ExpendituresCapitalExpenditures	Year Of Subst CompletionYearOfSubstCompletion	Current RefundingCurrentRefunding	Advance RefundingAdvanceRefunding	Final Allocation MadeFinalAllocationMade	Adequate Books And Recds MaintaindAdequateBooksAndRecdsMaintaind
194022795	1092348	158297067	2008	1	0	1	1
144677217	1039400	143637817	2008	0	0	1	1
150740726	1514655			0	1	1	1
126815680	1250000	125565680	2011	0	0	1	1

Form990 Schedule K Part III Form990ScheduleKPartIII (4 entries)

Any Lease ArrangementsAnyLeaseArrangements	Mngment Cntrct Bond Financd PrprtyMngmentCntrctBondFinancdPrprty	Engage Bond Counsel ContractsEngageBondCounselContracts	Any Research AgreementsAnyResearchAgreements	Engage Bond Counsel ResearchEngageBondCounselResearch	Post Issuance Compliance ProcdrsPostIssuanceComplianceProcdrs
1	1	0	1	0	1
1	1	0	1	0	1
1	1	0	1	0	1
0	0		0		1

Form990 Schedule K Part IV Form990ScheduleKPartIV (4 entries)

Form8038 T FiledForm8038TFiled	Variable Rate IssueVariableRateIssue	Hedge Identified In Books And RecdsHedgeIdentifiedInBooksAndRecds	Gross Proceeds Invested In GICGrossProceedsInvestedInGIC	Gross Proceeds InvestedGrossProceedsInvested	Exception To RebateExceptionToRebate	Business Name Line2NameOfHedgeProvider/BusinessNameLine2	Term Of HedgeTermOfHedge	Superintegrated HedgeSuperintegratedHedge	Hedge TerminatedHedgeTerminated
(no name)
0	0	0	0	0	0
Morgan Stanley and
1	1	1	0	1	0	other banks	24.000000000000	0	0
(no name)
0	0	0	0	0	0
Morgan Stanley and
0	1	1	0	0	0	other banks	24.000000000000	0	0

Field	Value	IRS element (for citing)
Fed Tax Requirements Compliance	X	FedTaxRequirementsCompliance

Form990 Schedule K Part VI Form990ScheduleKPartVI (7 entries)

IdentifierIdentifier	Return ReferenceReturnReference	ExplanationExplanation
Part I, column (c)	Bond issues, CUSIP #	The following bond issuances are associated with additional Cusip numbers as noted: (B)IFA-Series 2004 CUSIP #45200BFD5; (D) IFA-Series 2008 CUSIP #45200FLA5 and #45200FLB3.
Part II, line 3	Issue price and proceeds of bonds (A), (B), (D)	The difference between issue price and proceeds of bonds (A), (B), and (D) are due to investment income earned on unspent proceeds of IEFA-Series 2003, IFA-Series 2004, and IFA-Series 2006 bonds, respectively.
Part III, line 3b	Private Business Use	The University engages bond counsel and performs a review of management or services contracts at the time of any new bond issuances, generally every two years. At that time, all existing bond issuances and private use are re-examined and re-documented. The University monitors private use changes internally on an ongoing basis.
Part III, line 3d	Private business Use	The University engages bond counsel and performs a review of research agreements at the time of any new bond issuances, generally every two years. At that time, all existing bond issuances and private use are re-examined and re-documented. The University monitors private use changes internally on an ongoing basis.
Part III, line 4	Funding Sources and Private Usage	The University finances acquisition, construction, or renovation of University facilities with multiple funding sources including tax exempt bond issues. There is a small amount of monitored private use within the facilities partially funded by bonds; however, such usage was financed from other sources.
Part IV, line 3b & 3c	Arbitrage, name of provider and term of hedge	Hedge providers and terms of hedges for bonds (B) IFA-Series 2004 and (D) IFA-Series 2008 are as follows: Morgan Stanley Capital Services, 2 years; Bank of America 2 years; and JP Morgan 2 years.
Part IV, line 5	Gross proceeds investment period	As disclosed on the Form 8038-T filed November 2009 for bond (B)IFA-Series 2006, gross proceeds were invested beyond an available temporary period and the University calculated and made a yield reduction payment in the amount of $310,118.

Schedule L IRS990ScheduleL

Loan Table LoanTable (3 entries)

Purpose Of LoanPurposeOfLoan	Loan From OrganizationLoanFromOrganization	Original PrincipalOriginalPrincipalAmount	Balance DueBalanceDue	DefaultDefault	Approved By BoardApprovedByBoard	Written AgreementWrittenAgreement
Patrick Fitzgerald II
Compensation package	X	$2,500,000	2567172	0	1	1
Robert McQuinn
Compensation package	X	$130,000	134825	0	1	1
Robert McQuinn
Compensation package	X	$50,000	51692	0	1	1

Field	Value	IRS element (for citing)
Total Balance Due	2753689	TotalBalanceDue

Form990 Schedule L Part III Form990ScheduleLPartIII (2 entries)

Name Of Interested PersonNameOfInterestedPerson	Relationship With OrganizationRelationshipWithOrganization	Amount Of GrantAmountOfGrant	Type Of AssistanceTypeOfAssistance
na	n/a	5000	research grant
na	n/a	10000	research grant

Form990 Schedule L Part IV Form990ScheduleLPartIV (14 entries)

RelationshipRelationship	Amount Of TransactionAmountOfTransaction	Description Of TransactionDescriptionOfTransaction	Sharing Of RevenuesSharingOfRevenues
Northern Trust
Nicholas D Chabraja,Trustee; was serving as a bank director	887343	Bank and investment transaction fees less interest earned from bank	0
Northern Trust
Frederick H. Waddell, Trustee; was serving as a bank director	887343	Bank and investment transaction fees less interest earned from bank	0
Technology Crossover Ventures
Jay C. Hoag, Trustee; partner w/ ownership interest over 5%	2442391	Investment in two venture capital funds: Technology Crossover Ventures VI and VIIA	0
Rndtable Hlthcare Ptnrs
Lester B. Knight, Trustee; was serving as a director	3683940	Investment in three private equity funds: Roundtable Healthcare Partners, Roundtable Healthcare Partners II and III	0
Aon Corporation
Lester B. Knight, Trustee; was serving as a director	1370868	Insurance broker	0
Thoma Cressey Fd
Lee. M. Mitchell, Trustee; partner w/ ownership interest over 5%	3891264	Investment in five private equity funds: Thoma Cressey Fund VI, VII, and VIII, and Thoma Bravo Fund IX and X-A	0
Madison Dearborn
John A. Canning, Jr., Trustee; partner w/ ownership interest over 5%	15805049	Investment in four private equity funds: Madison Dearborn III, IV, V and VI.	0
Madison Dearborn
Timothy P. Sullivan, Trustee; was serving as managing director	15805049	Investment in four private equity funds: Madison Dearborn III, IV, V and VI.	0
New Enterprise Associates
Peter J. Barris, Trustee; partner w/ ownership interest over 5%	4941147	Investment in seven venture capital funds: NEA VIII, VIIIA, IX, X, XI, XII, and XIV.	0
NanoInk Inc
Ann Lurie, Trustee; direct and indirect ownership interest over 35%	464725	License of intellectual property	0
VWR International Inc
Timothy P. Sullivan, Trustee; was serving as board member	6665603	Sale of labratory equipment	0
Charlotte Cubbage
Family member of Alan K. Cubbage, Officer	72295	Employment	0
Jennifer Linzer
Family member of Daniel I. Linzer, Officer	28474	Employment	0
Leigh Bienen
Family member of Henry Bienen, Former Officer	54006	Employment	0

Form990 Schedule L Part V Form990ScheduleLPartV (7 entries)

IdentifierIdentifier	ExplanationExplanation
Schedule L, Part IV	Amounts reflected with respect to the business transaction to Technology Crossover Ventures represent venture capital purchases less capital gains during the tax year.
Schedule L, Part IV	Amounts reflected with respect to the business transaction to Roundtable Healthcare Partners represent capital gains less fees, expenses, and private equity purchases during the tax year.
Schedule L, Part IV	Amounts reflected with respect to the business transaction to Thoma Cressey Funds represent return of capital, capital gains and income less expenses and private equity purchases during the tax year.
Schedule L, Part IV	Amounts reflected with respect to the business transaction to Madison Dearborn represent return of capital, capital gains less fees, expenses, and private equity purchases during the tax year.
Schedule L, Part IV	Amounts reflected with respect to the business transaction to New Enterprise Associates represent return of capital and capital gains less venture capital purchases during the tax year.
Schedule L, Part IV	Investment of University assets are monitored by an Investment Committee of the Board of Trustees and governed by an Investment Policy, which includes a conflict of interest policy. That policy establishes criteria under which any investments will be made. Among other things, affected Trustees must recuse themselves of any vote related to the investment.
Schedule L, Part III	Grants or assistance benefitting interested persons were given pursuant to objective criteria.

Schedule M IRS990ScheduleM

Works Of Art WorksOfArt

Field	Value	IRS element (for citing)
Non Cash Checkbox	X	NonCashCheckbox
Number Of Contributions	9	NumberOfContributions
Noncash Contribs Rptd F990	86147	NoncashContribsRptdF990
Method Of Determining Revenues	FMV on date of gift	MethodOfDeterminingRevenues

Books And Publications BooksAndPublications

Field	Value	IRS element (for citing)
Non Cash Checkbox	X	NonCashCheckbox
Noncash Contribs Rptd F990	2321	NoncashContribsRptdF990
Method Of Determining Revenues	FMV on date of gift	MethodOfDeterminingRevenues

Clothing And Household Goods ClothingAndHouseholdGoods

Field	Value	IRS element (for citing)
Non Cash Checkbox	X	NonCashCheckbox
Noncash Contribs Rptd F990	1398	NoncashContribsRptdF990
Method Of Determining Revenues	FMV on date of gift	MethodOfDeterminingRevenues

Securities Publicly Traded SecuritiesPubliclyTraded

Field	Value	IRS element (for citing)
Non Cash Checkbox	X	NonCashCheckbox
Number Of Contributions	388	NumberOfContributions
Noncash Contribs Rptd F990	22144401	NoncashContribsRptdF990
Method Of Determining Revenues	Proceeds from sale	MethodOfDeterminingRevenues

Securities Prtnrshp Trust Intrsts SecuritiesPrtnrshpTrustIntrsts

Field	Value	IRS element (for citing)
Non Cash Checkbox	X	NonCashCheckbox
Number Of Contributions	3	NumberOfContributions
Noncash Contribs Rptd F990	1087851	NoncashContribsRptdF990
Method Of Determining Revenues	FMV on date of gift	MethodOfDeterminingRevenues

Food Inventory FoodInventory

Field	Value	IRS element (for citing)
Non Cash Checkbox	X	NonCashCheckbox
Number Of Contributions	7	NumberOfContributions
Noncash Contribs Rptd F990	6892	NoncashContribsRptdF990
Method Of Determining Revenues	FMV on date of gift	MethodOfDeterminingRevenues

Other Non Cash Contributions Table OtherNonCashContributionsTable (2 entries)

Non Cash CheckboxNonCashCheckbox	DescriptionDescription	Number Of ContributionsNumberOfContributions	Noncash Contribs Rptd F990NoncashContribsRptdF990	Method Of Determining RevenuesMethodOfDeterminingRevenues
X	Event/tickets	72	228356	FMV on date of gift
X	Equip/softwre	14	435956	FMV on date of gift

Field	Value	IRS element (for citing)
Number Of8283 Received	2	NumberOf8283Received
Any Property That Must Be Held	0	AnyPropertyThatMustBeHeld
Review Process Unusual NC Gifts	1	ReviewProcessUnusualNCGifts
Third Parties Used	0	ThirdPartiesUsed

Schedule O IRS990ScheduleO

General Explanation GeneralExplanation (14 entries)

Return ReferenceReturnReference	ExplanationExplanation	IdentifierIdentifier
Form 990, Part VI, Section A, line 1	Delegation of Authority to Executive Committee: Executive Committee of the Board of Trustees is comprised of 21 members of the governing body. The Executive Committee may exercise the power of the Board of Trustees between meetings with respect to ordinary business transactions.
Form 990, Part VI, Section A, line 2	Business Relationships: Christopher B. Galvin and Patrick G. Ryan Christopher B. Galvin and Patrick G. Ryan Jr. Christopher B. Galvin and John A. Canning, Jr. John A. Canning, Jr. and Eugene S. Sunshine Eugene S. Sunshine and Timothy P. Sullivan Lester B. Knight and John A. Canning, Jr. Lester B. Knight and Patrick G. Ryan Lester B. Knight and William A. Osborn Lester B. Knight and T. Bondurant French Lester B. Knight and A. Steven Crown Lester B. Knight and M. Jude Reyes Lester B. Knight and D. Gidean Searle Lester B. Knight and Christopher B. Galvin
Form 990, Part VI, Section A, line 2	Business Relationships continued: Edward M. Liddy and D. Gideon Searle Edward M. Liddy and Miles D. White William A. Osborn and Edward M. Liddy William A. Osborn and Nicholas D. Chabraja William A. Osborn and Miles D. White M. Jude Reyes and A. Steven Crown M. Jude Reyes and Patrick G. Ryan M. Jude Reyes and Frederick H. Waddell Frederick H. Waddell and Nicholas D. Chabraja Family Relationships: Patrick G. Ryan and Patrick G. Ryan, Jr.
Form 990, Part VI, Section A, line 4	The University made the following changes to its governing documents since the prior Form 990 was filed: (i) Upon reaching the age 70, an individual is no longer a voting member of the governing body; (ii) Faculty, staff and students may not become members of the governing body, but uncompensated lecturers are not prohibited from becoming members of the governing body; (iii) The Bylaws formalize a current practice by the Committee on Audit, whereby the Bylaws now state that such committee shall periodically review, and if necessary, recommend any changes to, the University's internal controls and compliance procedures; (iv) Prior Bylaws provided that special committees may be appointed by the Chairman of the Board, and there has been a long standing practice of maintaining a Committee on Compensation. Current Bylaws specifically call for a Committee on Compensation, which is appointed by the Chairman of the Board, consisting of five or more members. Such members shall continue to advise the Board of Trustees regarding the evaluation of the performance and compensation of the President and shall review and approve the compensation of the President, officers, and other designated individuals of the University.
Form 990, Part VI, Section B, line 11	A hard copy of the University's final Form 990 (including all required schedules), was provided to each voting member of the University's governing body prior to filing. That version of the Form 990 is identical to the one ultimately filed with the IRS. Prior to providing a copy to the governing body, a draft of the Form 990 was reviewed by the Committee on Audit of the Board of Trustees, which is comprised of a subset of members from the governing body who review the accounting procedures and controls of the University.
Form 990, Part VI, Section B, line 12c	University ByLaws and Statutes, which have been adopted by the Board of Trustees, require that any conflict of interest of any Trustee, Officer or their immediate families be disclosed to the Board of Trustees in writing. An Officer shall call any conflict of interest to the attention of the President. If the matter is being considered by the Board of Trustees or one of its committees, such Officer is not permitted to participate in or make recommendations about the conflict of interest under discussion, except to the extent the Officer is required by the Trustees or other officers to answer pertinent questions related to the conflict. A Trustee having a conflict of interest shall call it to the attention of the Board or committee and shall abstain on voting on the subject. The Trustee is encouraged to answer pertinent questions when the his/her knowledge of the subject will assist the Board or any of its committees. Potential conflicts of interest of Trustees and Officers are reviewed by the University's General Counsel. Pursuant to the University's staff and faculty Conflict of Interest Policies, employees are required to disclose potential conflicts of interest to the University on an annual basis. Employees receive annual reminders to complete a conflict of interest questionnaire and responses are submitted electronically and reviewed by each employee's supervisor. Potential conflicts are further reviewed by the University's Department of Human Resources and action taken by senior management as needed.
Form 990, Part VI, Section B, line 15	The Compensation Committee of the Board includes members of the University's governing body who are not related or controlled by the employees whose compensation they are reviewing. To assess the reasonableness of employee compensation, the Compensation Committee of the Board relies on formal surveys and comparability data prepared and compiled by outside consultants who have expertise in the field of executive compensation assessment and benchmarking. The Compensation Committee of the Board met in June 2010 to review and approve fiscal year 2011 (September 1, 2010 to August 31, 2011) salaries and met in June 2011 to review and approve fiscal year 2012 (September 1, 2011 to August 31, 2012) salaries. Actions undertaken by the Compensation Committee of the Board are contemporaneously documented in the minutes of each meeting. Compensation Committee of the Board reviewed and approved compensation of all current officers listed in Part VII, Section A.
Form 990, Part VI, Section C, line 19	Governing documents: The University maintains an Office for University Relations where information requests from the public are processed. The organizing document by which the University was created, its charter, is available upon request. Conflict of Interest Policies: The University's conflict of interest policies for faculty and staff are available on the University's website. Financial Statements: The University's annual audited consolidated financial statements are available on the University's website.
Form 990, Part VI, Line 10	The University does not have local chapters, branches, lodges, units or similar affiliates. As described in Schedule F, the University has one international campus, located in Doha, Qatar. The University has a number of affiliation agreements and arrangements with other research and educational institutions but the University does not have authority to exercise supervision and control of such institutions.	Local chapters, branches, or affiliates
Form 990, Part VI, Line 13	The University's whistleblower policy has not been adopted by the Board of Trustees but is applicable to staff and faculty.	Whistleblower
Form 990, Part VI, Line 14	The University's written document retention and destruction policy has not been adopted by the Board of Trustees but is applicable to staff and faculty.	Document Retention and Destruction Policy
Form 990, Part VI, Line 16b	The University does not have a written policy regarding joint ventures in general. However, joint venture agreements are reviewed by the University's Office of General Counsel to evaluate whether the arrangement furthers the mission of the University and to ensure the safeguarding of University's assets. The University also has guidelines concerning joint ventures in its technology transfer and investment policies.	Joint Venture Arrangements
Form 990, Part VII	The following individuals listed in column A work an estimated average hours per week for duties at NMFF, which bases hours devoted to that organization on a 60-hour work week: James Larry Jameson: 30 hours Eric G Neilson: 30 hours Patrick M McCarthy: 55 hours H Huntington Batjer: 54 hours Murad Alam: 60 hours Simon S Yoo: 60 hours Lewis Landsberg: 12 hours Jeffrey Glassroth: 48 hours	Average hours per week devoted to related organizations
Form 990, Part XI, line 5:	Net unrealized gains on investments: 71332383.	Changes in Net Assets or Fund Balances:

Schedule R IRS990ScheduleR

Form990 Schedule R Part II Form990ScheduleRPartII (8 entries)

Address Line1AddressUS/AddressLine1	CityAddressUS/City	StateAddressUS/State	ZIP CodeAddressUS/ZIPCode	EINEIN	Primary ActivitiesPrimaryActivities	Legal Domicile StateLegalDomicileState	Exempt Code SectionExemptCodeSection	Public Charity StatusPublicCharityStatus	Business Name Line1DirectControllingEntityName/BusinessNameLine1	Controlled OrgControlledOrg
Rubicon Insurance Company
2020 Ridge Ave	Evanston	IL	60208	363694409	Providing medical malpractice coverage	IL	501(c)(3)	11b	Northwestern University	1
Northwestern Medical Faculty Foundation
680 N Lakeshore Dr	Chicago	IL	60611	363097297	Patient care, teaching	IL	501(c)(3)	9	Northwestern University	1
Students Publishing Company
1999 Sheridan Rd	Evanston	IL	60208	366002654	Publishes student periodicals	IL	501(c)(3)	11a		0
Mcgaw Medical Center of Northwestern University
420 E Superior St	Chicago	IL	60611	362656113	Coordination of medical residents	IL	501(c)(3)	11a		0
Northwestern Global Health Foundation
PO Box 1969	Evanston	IL	60204	273159956	Developing medical devices for people in need in developing countries	IL	501(c)(3)	9	Northwestern University	1
The Big Ten Conference Inc
1500 W Higgins Rd	Park Ridge	IL	60068	363640583	Facilitate quality intercollegiate athletic competition	IL	501(c)(3)	11b		0
Northwestern University Employees Benefit Trust
PO Box 803878 Northern Trust at Tru	Chicago	IL	60680	363180819	Providing health insurance benefits to current and former eligible employees	IL	501(c)(9)		Northwestern University	1
Northwestern University Employees Benefit Trust Dental
PO Box 803878 Northern Trust at Tru	Chicago	IL	60680	363591834	Providing health insurance benefits to current and former eligible employees	IL	501(c)(9)		Northwestern University	1

Form990 Schedule R Part III Form990ScheduleRPartIII

Name Of Related Org NameOfRelatedOrg

Field	Value	IRS element (for citing)
Business Name Line1	Bensell US Feeder LP	BusinessNameLine1

Address Foreign AddressForeign

Field	Value	IRS element (for citing)
Address Line1	50 Lothian Rd Festival Square	AddressLine1
City	Edinburgh	City
Country	UK	Country
Postal Code	EH3 9WJ	PostalCode

Field	Value	IRS element (for citing)
EIN	980492320	EIN
Primary Activity	Investments	PrimaryActivity
Legal Domicile Foreign Country	UK	LegalDomicileForeignCountry
Predominant Income Type	Investment	PredominantIncomeType
Share Of EOY Assets	12666731	ShareOfEOYAssets
Disproportionate Allocations	0	DisproportionateAllocations
General Or Managing Partner	0	GeneralOrManagingPartner
Percentage Ownership	0.56000	PercentageOwnership

Form990 Schedule R Part IV Form990ScheduleRPartIV (3 entries)

Legal Domicile StateLegalDomicileState	Type Of EntityTypeOfEntity	Address Line1AddressForeign/AddressLine1	CityAddressForeign/City	Province Or StateAddressForeign/ProvinceOrState	CountryAddressForeign/Country	Postal CodeAddressForeign/PostalCode	Primary ActivityPrimaryActivity	Legal Domicile Foreign CountryLegalDomicileForeignCountry	Business Name Line1DirectControllingEntityName/BusinessNameLine1	Share Of EOY AssetsShareOfEOYAssets	Percentage OwnershipPercentageOwnership
Charitable Remainder UniTrusts (120)
IL	T
Charitable Remainder Annuity Trusts (23)
IL	T
Conquest Managed Futures Select Fund III Ltd
	C	45 Market Street Suite 3205	Camana Bay	Grand Cayman	CJ	KYI-9003	Investment	CJ	Northwestern University	50000000	1.00000

Field	Value	IRS element (for citing)
Receipt Of Int Ann Rents Royalties	0	ReceiptOfIntAnnRentsRoyalties
Gift Grant Or Cap Contr To Other Org	0	GiftGrantOrCapContrToOtherOrg
Gift Grant Or Cap Contr Fr Other Org	1	GiftGrantOrCapContrFrOtherOrg
Loans Or Guarantees To Other Org	0	LoansOrGuaranteesToOtherOrg
Loans Or Guarantees From Other Org	0	LoansOrGuaranteesFromOtherOrg
Sale Of Assets To Other Org	0	SaleOfAssetsToOtherOrg
Purchase Of Assets From Other Org	0	PurchaseOfAssetsFromOtherOrg
Exchange Of Assets	0	ExchangeOfAssets
Rental Of Facilities To Other Orgs	1	RentalOfFacilitiesToOtherOrgs
Rental Of Facilities Fr Other Orgs	0	RentalOfFacilitiesFrOtherOrgs
Perform Of Services For Other Orgs	0	PerformOfServicesForOtherOrgs
Perform Of Services By Other Orgs	0	PerformOfServicesByOtherOrgs
Sharing Of Facilities	0	SharingOfFacilities
Sharing Of Paid Employees	1	SharingOfPaidEmployees
Reimbursement Paid To Other Org	1	ReimbursementPaidToOtherOrg
Reimbursement Paid By Other Org	1	ReimbursementPaidByOtherOrg
Other Transfer To Other Org	1	OtherTransferToOtherOrg
Other Transfer From Other Org	1	OtherTransferFromOtherOrg

Transactions Related Orgs Table TransactionsRelatedOrgsTable (8 entries)

Transaction TypeTransactionType	Amount InvolvedAmountInvolved	Method Of Amt DeterminationMethodOfAmtDetermination
Rubicon Insurance Company
P	1317741	cash
Rubicon Insurance Company
Q	4379435	cash
Northwestern Medical Faculty Foundation
P	8159583	cash
Northwestern Medical Faculty Foundation
Q	1814648	cash
Northwestern Medical Faculty Foundation
R	47080631	cash
Northwestern Global Health Foundation
Q	1320232	cash
Northwestern University Employees Benefit Trust Health
Q	32784694	cash
Northwestern University Employees Benefit Trust Dental
Q	2815805	cash

Form990 Schedule R Part VII Form990ScheduleRPartVII (2 entries)

IdentifierIdentifier	Return ReferenceReturnReference	ExplanationExplanation
Identification of Related Tax-Exempt Organizations	Schedule R, Part II	Northwestern Medical Faculty Foundation is included as a "related organization" because under its current bylaws, its clinical department chairs comprise a majority of its directors. These individuals are also employed as chairs of the corresponding academic departments within the Feinberg School of Medicine of Northwestern University. However, the two organizations do not stand in the roles of parent and subsidiary. They are separate legal entities, and Northwestern Medical Faculty Foundation is not subject to control by Northwestern University or vice-versa.
Charitable Remainder Trusts	Schedule R, Part IV	The Charitable Remainder Unitrusts and Charitable Remainder Annuity Trusts are predominantly domiciled in Illinois.