UC SANTA BARBARA FOUNDATION: Form 990, tax year 2011

View the entire original 990 at ProPublica ↗

Organization: UC SANTA BARBARA FOUNDATION (EIN 23-7314834)
Tax period: 2011-07-01 to 2012-06-30
Filed: 2013-01-30
IRS object ID: 201330309349300573
Schema version: 2011v1.5
Source: Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header
Form 990
Schedule A
Schedule B
Schedule D
Schedule I
Schedule J
Schedule M
Schedule O
Schedule R

Return header ReturnHeader

Field	Value	IRS element (for citing)
Timestamp	2013-01-30T16:59:22-06:00	Timestamp
Tax Period End Date	2012-06-30	TaxPeriodEndDate

Preparer Firm PreparerFirm

Preparer Firm Business Name PreparerFirmBusinessName

Field	Value	IRS element (for citing)
Business Name Line1	PricewaterhouseCoopers LLP	BusinessNameLine1

Preparer Firm US Address PreparerFirmUSAddress

Field	Value	IRS element (for citing)
Address Line1	125 HIGH STREET	AddressLine1
City	BOSTON	City
State	MA	State
ZIP Code	02110	ZIPCode

Field	Value	IRS element (for citing)
Return Type	990	ReturnType
Tax Period Begin Date	2011-07-01	TaxPeriodBeginDate

Filer Filer

Field	Value	IRS element (for citing)
EIN	237314834	EIN

Name Name

Field	Value	IRS element (for citing)
Business Name Line1	UC SANTA BARBARA FOUNDATION	BusinessNameLine1

Field	Value	IRS element (for citing)
In Care Of Name	% MELODIE LEE	InCareOfName
Name Control	UCSA	NameControl
Phone	8058938585	Phone

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	UNIVERSITY OF CALIFORNIA	AddressLine1
Address Line2	SANTA BARBARA	AddressLine2
City	SANTA BARBARA	City
State	CA	State
ZIP Code	931061130	ZIPCode

Officer Officer

Field	Value	IRS element (for citing)
Name	ERIC J SONQUIST	Name
Title	CFO	Title
Date Signed	2013-01-30	DateSigned
Authorize Third Party	true	AuthorizeThirdParty

Preparer Preparer

Field	Value	IRS element (for citing)
Name	PRICEWATERHOUSECOOPERS LLP	Name
Phone	6175305000	Phone

Field	Value	IRS element (for citing)
Tax Year	2011	TaxYear
Build TS	2016-02-25 16:41:14Z	BuildTS

Form 990 IRS990

Field	Value	IRS element (for citing)
Name Of Principal Officer Person	Eric J Sonquist	NameOfPrincipalOfficerPerson

Address Principal Officer US AddressPrincipalOfficerUS

Field	Value	IRS element (for citing)
Address Line1	4219 Cheadle Hall	AddressLine1
City	UC Santa Barbara	City
State	CA	State
ZIP Code	931062013	ZIPCode

Field	Value	IRS element (for citing)
Gross Receipts	23672180	GrossReceipts
Group Return For Affiliates	false	GroupReturnForAffiliates
Organization501c3	X	Organization501c3
Web Site	WWW.IA.UCSB.EDU/UCSB-FOUNDATION	WebSite
Type Of Organization Corporation	X	TypeOfOrganizationCorporation
Year Formation	1973	YearFormation
State Legal Domicile	CA	StateLegalDomicile
Activity Or Mission Description	SEE SCHEDULE O.	ActivityOrMissionDescription
Nbr Voting Members Governing Body	90	NbrVotingMembersGoverningBody
Nbr Independent Voting Members	82	NbrIndependentVotingMembers
Total Nbr Employees	0	TotalNbrEmployees
Total Nbr Volunteers	90	TotalNbrVolunteers
Total Gross UBI	5501	TotalGrossUBI
Net Unrelated Business Txbl Income	-932	NetUnrelatedBusinessTxblIncome
Contributions Grants Prior Year	11542101	ContributionsGrantsPriorYear
Contributions Grants Current Year	20759472	ContributionsGrantsCurrentYear
Program Service Revenue Prior Year	0	ProgramServiceRevenuePriorYear
Program Service Revenue CY	0	ProgramServiceRevenueCY
Investment Income Prior Year	3457760	InvestmentIncomePriorYear
Investment Income Current Year	1925796	InvestmentIncomeCurrentYear
Other Revenue Prior Year	23570	OtherRevenuePriorYear
Other Revenue Current Year	2643	OtherRevenueCurrentYear
Total Revenue Prior Year	15023431	TotalRevenuePriorYear
Total Revenue Current Year	22687911	TotalRevenueCurrentYear
Grants And Similar Amnts Prior Year	14701378	GrantsAndSimilarAmntsPriorYear
Grants And Similar Amnts CY	15435218	GrantsAndSimilarAmntsCY
Benefits Paid To Members Prior Year	0	BenefitsPaidToMembersPriorYear
Benefits Paid To Members CY	0	BenefitsPaidToMembersCY
Salaries Etc Prior Year	0	SalariesEtcPriorYear
Salaries Etc Current Year	0	SalariesEtcCurrentYear
Total Prof Fundrsng Exp Prior Year	0	TotalProfFundrsngExpPriorYear
Total Prof Fundrsng Exp CY	0	TotalProfFundrsngExpCY
Total Fundrsng Exp Current Year	2406795	TotalFundrsngExpCurrentYear
Other Expense Prior Year	2448384	OtherExpensePriorYear
Other Expenses Current Year	2652070	OtherExpensesCurrentYear
Total Expenses Prior Year	17149762	TotalExpensesPriorYear
Total Expenses Current Year	18087288	TotalExpensesCurrentYear
Revenues Less Expenses Prior Year	-2126331	RevenuesLessExpensesPriorYear
Revenues Less Expenses CY	4600623	RevenuesLessExpensesCY
Total Assets BOY	136191386	TotalAssetsBOY
Total Assets EOY	134483495	TotalAssetsEOY
Total Liabilities BOY	4045374	TotalLiabilitiesBOY
Total Liabilities EOY	3995377	TotalLiabilitiesEOY
Net Assets Or Fund Balances BOY	132146012	NetAssetsOrFundBalancesBOY
Net Assets Or Fund Balances EOY	130488118	NetAssetsOrFundBalancesEOY
Info In Schedule O Part III	X	InfoInScheduleOPartIII
Mission Description	SEE SCHEDULE O.	MissionDescription
Significant New Program Services	false	SignificantNewProgramServices
Significant Change	false	SignificantChange
Expense	1997372	Expense
Grants	1997372	Grants
Description	SCHOLARSHIPS AND AWARDS: MONIES WERE TRANSFERRED FROM THE UC SANTA BARBARA FOUNDATION TO THE UNIVERSITY OF CALIFORNIA, SANTA BARBARA IN SUPPORT OF SCHOLARSHIPS AND AWARDS. THE UNIVERSITY OF CALIFORNIA, SANTA BARBARA ASSUMES FIDUCIARY RESPONSIBILITY FOR AWARDING AND ADMINISTERING THE FUNDS.	Description

Activity2 Activity2

Field	Value	IRS element (for citing)
Expense	13437846	Expense
Grants	13437846	Grants
Description	UNIVERSITY PROGRAMS/OTHER DISBURSEMENTS: FUNDS ARE PROVIDED TO THE UNIVERSITY OF CALIFORNIA, SANTA BARBARA WHICH ASSUMES RESPONSIBILITY FOR ACTUAL DISBURSEMENT FOR DEPARTMENT SUPPORT, INSTRUCTORS, RESEARCH AND SPECIAL PROJECTS.	Description

Field	Value	IRS element (for citing)
Total Program Service Expense	15435218	TotalProgramServiceExpense
Described In501 C3	true	DescribedIn501C3
Schedule B Required	true	ScheduleBRequired
Political Activities	false	PoliticalActivities
Lobbying Activities	false	LobbyingActivities
Subject To Proxy Tax	false	SubjectToProxyTax
Donor Advised Funds	false	DonorAdvisedFunds
Conservation Easements	false	ConservationEasements
Collections Of Art	false	CollectionsOfArt
Credit Counseling	true	CreditCounseling
Term Or Permanent Endowments	true	TermOrPermanentEndowments
Report Land Bldg Equip	true	ReportLandBldgEquip
Report Invest Oth Securities	false	ReportInvestOthSecurities
Report Prog Rel Invest	false	ReportProgRelInvest
Report Other Assets	false	ReportOtherAssets
Report Other Liabilities	false	ReportOtherLiabilities
Report Fin48 Footnote	false	ReportFin48Footnote
Independent Audit Financial Stmt	true	IndependentAuditFinancialStmt
Consolidated Audit Financial Stmt	false	ConsolidatedAuditFinancialStmt
School	false	School
Foreign Office	false	ForeignOffice
Foreign Activities	false	ForeignActivities
More Than5000 K To Organizations	false	MoreThan5000KToOrganizations
More Than5000 K To Individuals	false	MoreThan5000KToIndividuals
Professional Fundraising	false	ProfessionalFundraising
Fundraising Activities	false	FundraisingActivities
Gaming	false	Gaming
Hospital	false	Hospital
Grants To Organizations	true	GrantsToOrganizations
Grants To Individuals	false	GrantsToIndividuals
Schedule J Required	true	ScheduleJRequired
Tax Exempt Bonds	false	TaxExemptBonds
Excess Benefit Transaction	false	ExcessBenefitTransaction
Prior Excess Benefit Transaction	false	PriorExcessBenefitTransaction
Loan To Officer Or DQP	false	LoanToOfficerOrDQP
Grant To Related Person	false	GrantToRelatedPerson
Bsnss Rltnshp With Organization	false	BsnssRltnshpWithOrganization
Bsnss Rltnshp Thru Family Member	false	BsnssRltnshpThruFamilyMember
Officer Entity With Bsnss Rltnshp	false	OfficerEntityWithBsnssRltnshp
Deductible Non Cash Contributions	true	DeductibleNonCashContributions
Deductible Contributions Of Art	false	DeductibleContributionsOfArt
Terminated	false	Terminated
Partial Liquidation	false	PartialLiquidation
Disregarded Entity	false	DisregardedEntity
Related Entity	true	RelatedEntity
Related Org Controlled Entity	false	RelatedOrgControlledEntity
Transaction Related Entity	false	TransactionRelatedEntity
Transfers To Exempt Non Chrtbl Org	false	TransfersToExemptNonChrtblOrg
Activities Conducted Partnership	false	ActivitiesConductedPartnership
Schedule O Required	true	ScheduleORequired
Number Forms Transmitted With1096	0	NumberFormsTransmittedWith1096
Number W2 G Included	0	NumberW2GIncluded
Compliance With Backup Witholding	true	ComplianceWithBackupWitholding
Number Of Employees	0	NumberOfEmployees
Unrelated Business Income	true	UnrelatedBusinessIncome
Form990-T Filed	true	Form990-TFiled
Foreign Financial Account	false	ForeignFinancialAccount
Prohibited Tax Shelter Trans	false	ProhibitedTaxShelterTrans
Taxable Party Notification	false	TaxablePartyNotification
Non Deductible Contributions	false	NonDeductibleContributions
Quid Pro Quo Contributions	false	QuidProQuoContributions
Form8282 Property Disposed Of	false	Form8282PropertyDisposedOf
Funds To Pay Premiums	false	FundsToPayPremiums
Premiums Paid	false	PremiumsPaid
Indoor Tanning Services	false	IndoorTanningServices
Info In Schedule O Part VI	X	InfoInScheduleOPartVI
Nbr Voting Governing Body Members	90	NbrVotingGoverningBodyMembers
Number Independent Voting Members	82	NumberIndependentVotingMembers
Family Or Business Relationship	false	FamilyOrBusinessRelationship
Delegation Of Management Duties	false	DelegationOfManagementDuties
Changes To Organizing Docs	false	ChangesToOrganizingDocs
Material Diversion Or Misuse	false	MaterialDiversionOrMisuse
Members Or Stockholders	false	MembersOrStockholders
Election Of Board Members	false	ElectionOfBoardMembers
Decisions Subject To Approval	false	DecisionsSubjectToApproval
Minutes Of Governing Body	true	MinutesOfGoverningBody
Minutes Of Committees	true	MinutesOfCommittees
Officer Mailing Address	false	OfficerMailingAddress
Local Chapters	false	LocalChapters
Form990 Provided To Governing Body	true	Form990ProvidedToGoverningBody
Conflict Of Interest Policy	true	ConflictOfInterestPolicy
Annual Disclosure Covered Persons	true	AnnualDisclosureCoveredPersons
Regular Monitoring Enforcement	true	RegularMonitoringEnforcement
Whistleblower Policy	true	WhistleblowerPolicy
Document Retention Policy	true	DocumentRetentionPolicy
Investment In Joint Venture	false	InvestmentInJointVenture
States Where Copy Of Return Is Filed	CA	StatesWhereCopyOfReturnIsFiled
Own Website	X	OwnWebsite
Upon Request	X	UponRequest

The Books Are In Care Of TheBooksAreInCareOf

Field	Value	IRS element (for citing)
Name Person	MELODIE LEE	NamePerson
Telephone Number	8058935274	TelephoneNumber

Address US AddressUS

Field	Value	IRS element (for citing)
Address Line1	UCSB FDN 1110 PHELPS UCSB	AddressLine1
City	SANTA BARBARA	City
State	CA	State
ZIP Code	931061130	ZIPCode

Field	Value	IRS element (for citing)
Info In Schedule O Part VII	X	InfoInScheduleOPartVII

Form990 Part VII Section A Form990PartVIISectionA (90 entries)

TitleTitle	Average Hours Per WeekAverageHoursPerWeek	Individual Trustee Or DirectorIndividualTrusteeOrDirector	OfficerOfficer	Reportable Comp From Related OrgsReportableCompFromRelatedOrgs	Other CompensationOtherCompensation	Reportable Comp From OrganizationReportableCompFromOrganization
STEVEN C MENDELL
TRUSTEE	2.0	X
STEPHEN E COOPER
TRUSTEE	2.0	X
MARK A BERTELSEN
TRUSTEE	2.0	X
BRUCE G WILCOX
CHAIR	5.0	X	X
KATHRYN D MCKEE
Trustee	2.0	X
SUSAN WORSTER
SECRETARY	5.0	X	X
DAVID G ADISHIAN
TRUSTEE	2.0	X
RICHARD A AUHLL
TRUSTEE	2.0	X
BARRY A BERKUS
TRUSTEE	2.0	X
MARCIA L CARSEY
TRUSTEE	2.0	X
SHING CHANG
TRUSTEE	2.0	X
ANN CADY COOPER
TRUSTEE	2.0	X
DEANNA C DEHLSEN
TRUSTEE	2.0	X
WILLIAM A DINSMORE III
TRUSTEE	2.0	X
DIANDRA DE MORELL DOUGLAS
TRUSTEE	2.0	X
ROBERT W DUGGAN
TRUSTEE	2.0	X
SCOTT FRANK
TRUSTEE	2.0	X
WILLIAM GARLOCK
TRUSTEE	2.0	X
MARILYN GEVIRTZ
TRUSTEE	2.0	X
FREDERICK W GLUCK
TRUSTEE	2.0	X
NORMAN N HABERMANN
TRUSTEE	2.0	X
EVA HALLER
TRUSTEE	2.0	X
NORRIS HARING
TRUSTEE	2.0	X
THOMAS J HARRIMAN
TRUSTEE	2.0	X
W ROGER HAUGHTON
TRUSTEE	2.0	X
JUDITH HOPKINSON
TRUSTEE	2.0	X
BLAIR HULL JR
TRUSTEE	2.0	X
PETER C JORDANO
TRUSTEE	2.0	X
FRED KAVLI
TRUSTEE	2.0	X
MARVEL B KIRBY
TRUSTEE	2.0	X
R MARILYN LEE
TRUSTEE	2.0	X
CARL LINDROS
TRUSTEE	2.0	X
MARK D LINEHAN
TRUSTEE	2.0	X
SHEILA BOURKE MCGINITY
TRUSTEE	2.0	X
DUNCAN A MELLICHAMP
TRUSTEE	2.0	X
ALEX PANANIDES
TRUSTEE	2.0	X
CEIL PULITZER
TRUSTEE	2.0	X
LYNN P REITNOUER
TRUSTEE	2.0	X
LADY LESLIE RIDLEY-TREE
TRUSTEE	2.0	X
HARVEY B SCHECHTER
TRUSTEE	2.0	X
MARK J SCHWARTZ
TRUSTEE	2.0	X
KENNETH P SLAUGHT
TRUSTEE	2.0	X
NORMAN F SPRAGUE III
TRUSTEE	2.0	X
FREDRIC E STECK
TRUSTEE	2.0	X
JAMES S TAYLOR
TRUSTEE	2.0	X
WILLIAM S THOMAS JR
TRUSTEE	2.0	X
MICHAEL TOWBES
TRUSTEE	2.0	X
JAMES J VILLANUEVA
TRUSTEE	2.0	X
KENT VINING
TRUSTEE	2.0	X
JAMES R WARREN
TRUSTEE	2.0	X
PHILIP H WHITE
TRUSTEE	2.0	X
GARY L WILCOX
TRUSTEE	2.0	X
RICHARD A WILLIAMS
TRUSTEE	2.0	X
DR HENRY T YANG
CHANCELLOR	2.0	X		335051	83984
JEAN K SCHUYLER
TRUSTEE	2.0	X
SARAH ARGYROPOULOS
TRUSTEE	2.0	X
DANIEL P BURNHAM
IMMEDIATE PAST CHAIR/NOM CHAIR	5.0	X	X
GARY E ERICKSON
TRUSTEE	2.0	X
JANICE JAGELSKI
TRUSTEE	2.0	X
SUSAN TAI
TRUSTEE	2.0	X
GEORGE THURLOW
Exec. Dir./Asst. Vice Chan.	2.0	X		152478	58397
JANE WILLIAMS
VICE CHAIR-INVEST & TREASURER	5.0	X	X
ERIC J SONQUIST
CFO	8.0	X	X	141512	53635	0
DR GLENN E LUCAS
EXEC. VICE CHANCELLOR	2.0	X		277122	82836
JOHN W MARREN
TRUSTEE	2.0	X
PATRICK YAM
TRUSTEE	2.0	X
JANET A ALPERT
TRUSTEE	2.0	X
RICHARD A BOCCI
TRUSTEE	2.0	X
GWENDOLYN A BROWN
VICE CHAIR - DEVELOPMENT	5.0	X	X
WILLIAM K JONES
TRUSTEE	2.0	X
DARRYL T MCCALL
TRUSTEE	2.0	X
RONALD A RUBENSTEIN
TRUSTEE	2.0	X
LILLIAN LOVELACE
TRUSTEE	2.0	X
PAMELA M LOPKER
TRUSTEE	2.0	X
JOSEPH H POLLOCK MD
TRUSTEE	2.0	X
RICHARD K N RYU MD
TRUSTEE	2.0	X
HENNING BOHN
TRUSTEE	2.0	X		203213	51611
STEPHEN CROWE
TRUSTEE	2.0	X
DIANA T DYSTE ANZURES
TRUSTEE	2.0	X
GARY LEAL
TRUSTEE	2.0	X		321235	62382
HARRY NELSON
TRUSTEE	2.0	X		138442	43076
JUDITH STAPELMAN
TRUSTEE	2.0	X
RICHARD BREAUX
TRUSTEE	2.0	X
BEVERLY J COLGATE
EXECUTIVE DIRECTOR	8.0	X	X	112285	46622
ROGER DAVIDSON
TRUSTEE	2.0	X
JACK KROUSKUP
TRUSTEE	2.0	X
WENDY PURCELL
TRUSTEE	2.0	X
HARRISON WEBER
TRUSTEE	2.0	X
ALAN J WYNER
TRUSTEE	2.0	X
EDWARD E BIRCH
VICE CHAIR - DONOR RELATIONS	5.0	X	X

Field	Value	IRS element (for citing)
Total Reportable Comp From Org	0	TotalReportableCompFromOrg
Total Reportable Comp Frm Rltd Orgs	1681338	TotalReportableCompFrmRltdOrgs
Total Other Compensation	482543	TotalOtherCompensation
Number Individuals GT100 K	0	NumberIndividualsGT100K
Formers Listed	false	FormersListed
Total Comp GT150 K	true	TotalCompGT150K
Compensation From Other Sources	false	CompensationFromOtherSources

Contractor Compensation ContractorCompensation

Name Of Contractor NameOfContractor

Field	Value	IRS element (for citing)
Name Person	GOLDMAN SACHS	NamePerson

Address Of Contractor AddressOfContractor

Address US AddressUS

Field	Value	IRS element (for citing)
Address Line1	555 CALIFORNIA ST 44TH FLOOR	AddressLine1
City	SAN FRANCISCO	City
State	CA	State
ZIP Code	94104	ZIPCode

Field	Value	IRS element (for citing)
Description Of Services	INVESTMENT MGMT	DescriptionOfServices
Compensation	708529	Compensation

Field	Value	IRS element (for citing)
Number Of Contractors GT100 K	1	NumberOfContractorsGT100K
All Other Contributions	20759472	AllOtherContributions
Noncash Contributions	931681	NoncashContributions
Total Contributions	20759472	TotalContributions
Total Program Service Revenue	0	TotalProgramServiceRevenue

Investment Income InvestmentIncome

Field	Value	IRS element (for citing)
Total Revenue Column	1468056	TotalRevenueColumn
Unrelated Business Revenue	5501	UnrelatedBusinessRevenue
Exclusion	$1,462,555	ExclusionAmount

Income From Invest Bond Proceeds IncomeFromInvestBondProceeds

Field	Value	IRS element (for citing)
Total Revenue Column	0	TotalRevenueColumn

Royalties Revenue RoyaltiesRevenue

Field	Value	IRS element (for citing)
Total Revenue Column	732	TotalRevenueColumn
Exclusion	$732	ExclusionAmount

Gross Amount Sales Assets GrossAmountSalesAssets

Field	Value	IRS element (for citing)
Securities	1442009	Securities

Less Cost Oth Basis Sales Expenses LessCostOthBasisSalesExpenses

Field	Value	IRS element (for citing)
Securities	984269	Securities
Other	0	Other

Gain Or Loss GainOrLoss

Field	Value	IRS element (for citing)
Securities	457740	Securities
Other	0	Other

Net Gain Or Loss Investments NetGainOrLossInvestments

Field	Value	IRS element (for citing)
Total Revenue Column	457740	TotalRevenueColumn
Exclusion	$457,740	ExclusionAmount

Net Income From Fundraising Events NetIncomeFromFundraisingEvents

Field	Value	IRS element (for citing)
Total Revenue Column	0	TotalRevenueColumn

Net Income From Gaming NetIncomeFromGaming

Field	Value	IRS element (for citing)
Total Revenue Column	0	TotalRevenueColumn

Net Income Or Loss NetIncomeOrLoss

Field	Value	IRS element (for citing)
Total Revenue Column	0	TotalRevenueColumn

Other Revenue Misc OtherRevenueMisc

Field	Value	IRS element (for citing)
Description	MISCELLANEOUS REVENUE	Description
Business Code	900099	BusinessCode
Total Revenue Column	1911	TotalRevenueColumn
Exclusion	$1,911	ExclusionAmount

Field	Value	IRS element (for citing)
Total Other Revenue	1911	TotalOtherRevenue

Total Revenue TotalRevenue

Field	Value	IRS element (for citing)
Total Revenue Column	22687911	TotalRevenueColumn
Unrelated Business Revenue	5501	UnrelatedBusinessRevenue
Exclusion	$1,922,938	ExclusionAmount

Grants To Domestic Orgs GrantsToDomesticOrgs

Field	Value	IRS element (for citing)
Total	15435218	Total
Program Services	15435218	ProgramServices

Grants To Domestic Individuals GrantsToDomesticIndividuals

Field	Value	IRS element (for citing)
Total	0	Total

Foreign Grants ForeignGrants

Field	Value	IRS element (for citing)
Total	0	Total

Benefits To Members BenefitsToMembers

Field	Value	IRS element (for citing)
Total	0	Total

Comp Current Officers Directors CompCurrentOfficersDirectors

Field	Value	IRS element (for citing)
Total	0	Total

Comp Disqual Persons CompDisqualPersons

Field	Value	IRS element (for citing)
Total	0	Total

Other Salaries And Wages OtherSalariesAndWages

Field	Value	IRS element (for citing)
Total	0	Total

Pension Plan Contributions PensionPlanContributions

Field	Value	IRS element (for citing)
Total	0	Total

Other Employee Benefits OtherEmployeeBenefits

Field	Value	IRS element (for citing)
Total	0	Total

Payroll Taxes PayrollTaxes

Field	Value	IRS element (for citing)
Total	0	Total

Fees For Services Management FeesForServicesManagement

Field	Value	IRS element (for citing)
Total	0	Total

Fees For Services Legal FeesForServicesLegal

Field	Value	IRS element (for citing)
Total	19953	Total
Management And General	19953	ManagementAndGeneral

Fees For Services Accounting FeesForServicesAccounting

Field	Value	IRS element (for citing)
Total	99460	Total
Management And General	99460	ManagementAndGeneral

Fees For Services Lobbying FeesForServicesLobbying

Field	Value	IRS element (for citing)
Total	0	Total

Fees For Services Prof Fundraising FeesForServicesProfFundraising

Field	Value	IRS element (for citing)
Total	0	Total

Fees For Services Invst Mgmnt Fees FeesForServicesInvstMgmntFees

Field	Value	IRS element (for citing)
Total	0	Total

Fees For Services Other FeesForServicesOther

Field	Value	IRS element (for citing)
Total	0	Total

Advertising Advertising

Field	Value	IRS element (for citing)
Total	0	Total

Office Expenses OfficeExpenses

Field	Value	IRS element (for citing)
Total	0	Total

Information Technology InformationTechnology

Field	Value	IRS element (for citing)
Total	0	Total

Royalties Royalties

Field	Value	IRS element (for citing)
Total	0	Total

Occupancy Occupancy

Field	Value	IRS element (for citing)
Total	0	Total

Travel Travel

Field	Value	IRS element (for citing)
Total	0	Total

Travel Entrtnmnt Public Officials TravelEntrtnmntPublicOfficials

Field	Value	IRS element (for citing)
Total	0	Total

Conferences Meetings ConferencesMeetings

Field	Value	IRS element (for citing)
Total	0	Total

Interest Interest

Field	Value	IRS element (for citing)
Total	0	Total

Payments To Affiliates PaymentsToAffiliates

Field	Value	IRS element (for citing)
Total	0	Total

Depreciation Depletion DepreciationDepletion

Field	Value	IRS element (for citing)
Total	733	Total
Management And General	733	ManagementAndGeneral

Insurance Insurance

Field	Value	IRS element (for citing)
Total	0	Total

Other Expenses OtherExpenses (4 entries)

DescriptionDescription	TotalTotal	Management And GeneralManagementAndGeneral	FundraisingFundraising
DEVELOPMENT OFFICE	2492073	121688	2370385
ANNUAL FUND	36410		36410
MISCELLANEOUS	3340	3340
BANK FEES	101	101

Total Functional Expenses TotalFunctionalExpenses

Field	Value	IRS element (for citing)
Total	18087288	Total
Program Services	15435218	ProgramServices
Management And General	245275	ManagementAndGeneral
Fundraising	2406795	Fundraising

Cash Non Interest Bearing CashNonInterestBearing

Field	Value	IRS element (for citing)
BOY	0	BOY
EOY	0	EOY

Savings And Temp Cash Investments SavingsAndTempCashInvestments

Field	Value	IRS element (for citing)
BOY	339030	BOY
EOY	688127	EOY

Pledges And Grants Receivable PledgesAndGrantsReceivable

Field	Value	IRS element (for citing)
BOY	8660118	BOY
EOY	11164252	EOY

Accounts Receivable AccountsReceivable

Field	Value	IRS element (for citing)
BOY	76341	BOY
EOY	951215	EOY

Receivables From Officers Etc ReceivablesFromOfficersEtc

Field	Value	IRS element (for citing)
BOY	0	BOY
EOY	0	EOY

Receivables From Disqual Persons ReceivablesFromDisqualPersons

Field	Value	IRS element (for citing)
BOY	0	BOY
EOY	0	EOY

Other Notes Loans Receivable Net OtherNotesLoansReceivableNet

Field	Value	IRS element (for citing)
BOY	487439	BOY
EOY	473258	EOY

Inventories For Sale Or Use InventoriesForSaleOrUse

Field	Value	IRS element (for citing)
BOY	0	BOY
EOY	0	EOY

Prepaid Expenses Deferred Charges PrepaidExpensesDeferredCharges

Field	Value	IRS element (for citing)
BOY	19701	BOY
EOY	0	EOY

Field	Value	IRS element (for citing)
Land Buildings Equipment Basis	51157	LandBuildingsEquipmentBasis
Land Bldg Equipment Accum Deprec	40578	LandBldgEquipmentAccumDeprec

Land Buildings Equipment Basis Net LandBuildingsEquipmentBasisNet

Field	Value	IRS element (for citing)
BOY	0	BOY
EOY	10579	EOY

Investments Pub Traded Securities InvestmentsPubTradedSecurities

Field	Value	IRS element (for citing)
BOY	121087137	BOY
EOY	116063322	EOY

Investments Other Securities InvestmentsOtherSecurities

Field	Value	IRS element (for citing)
BOY	5521606	BOY
EOY	5132728	EOY

Investments Program Related InvestmentsProgramRelated

Field	Value	IRS element (for citing)
BOY	0	BOY
EOY	0	EOY

Intangible Assets IntangibleAssets

Field	Value	IRS element (for citing)
BOY	0	BOY
EOY	0	EOY

Other Assets Total OtherAssetsTotal

Field	Value	IRS element (for citing)
BOY	14	BOY
EOY	14	EOY

Total Assets TotalAssets

Field	Value	IRS element (for citing)
BOY	136191386	BOY
EOY	134483495	EOY

Accounts Payable Accrued Expenses AccountsPayableAccruedExpenses

Field	Value	IRS element (for citing)
BOY	51854	BOY
EOY	128271	EOY

Grants Payable GrantsPayable

Field	Value	IRS element (for citing)
BOY	0	BOY
EOY	0	EOY

Deferred Revenue DeferredRevenue

Field	Value	IRS element (for citing)
BOY	487439	BOY
EOY	473258	EOY

Tax Exempt Bond Liabilities TaxExemptBondLiabilities

Field	Value	IRS element (for citing)
BOY	0	BOY
EOY	0	EOY

Escrow Account Liability EscrowAccountLiability

Field	Value	IRS element (for citing)
BOY	3506081	BOY
EOY	3393848	EOY

Loans From Officers Directors LoansFromOfficersDirectors

Field	Value	IRS element (for citing)
BOY	0	BOY
EOY	0	EOY

Mort Notes Pybl Secured Invest Prop MortNotesPyblSecuredInvestProp

Field	Value	IRS element (for citing)
BOY	0	BOY
EOY	0	EOY

Unsecured Notes Loans Payable UnsecuredNotesLoansPayable

Field	Value	IRS element (for citing)
BOY	0	BOY
EOY	0	EOY

Other Liabilities OtherLiabilities

Field	Value	IRS element (for citing)
BOY	0	BOY
EOY	0	EOY

Total Liabilities TotalLiabilities

Field	Value	IRS element (for citing)
BOY	4045374	BOY
EOY	3995377	EOY

Field	Value	IRS element (for citing)
Follow SFAS117	X	FollowSFAS117

Unrestricted Net Assets UnrestrictedNetAssets

Field	Value	IRS element (for citing)
BOY	1339041	BOY
EOY	1312944	EOY

Temporarily Restricted Net Assets TemporarilyRestrictedNetAssets

Field	Value	IRS element (for citing)
BOY	59702824	BOY
EOY	54346012	EOY

Permanently Restricted Net Assets PermanentlyRestrictedNetAssets

Field	Value	IRS element (for citing)
BOY	71104147	BOY
EOY	74829162	EOY

Total Net Assets Fund Balances TotalNetAssetsFundBalances

Field	Value	IRS element (for citing)
BOY	132146012	BOY
EOY	130488118	EOY

Total Liab Net Assets Fund Balances TotalLiabNetAssetsFundBalances

Field	Value	IRS element (for citing)
BOY	136191386	BOY
EOY	134483495	EOY

Field	Value	IRS element (for citing)
Info In Schedule O Part XI	X	InfoInScheduleOPartXI
Reconcilation Revenue Expenses	4600623	ReconcilationRevenueExpenses
Reconcilation Other Changes	-6258517	ReconcilationOtherChanges
Method Of Accounting Accrual	X	MethodOfAccountingAccrual
Accountant Compile Or Review	false	AccountantCompileOrReview
FS Audited	true	FSAudited
Audit Committee	true	AuditCommittee
Financial Statement Separate	X	FinancialStatementSeparate
Federal Grant Audit Required	false	FederalGrantAuditRequired

Schedule A IRS990ScheduleA

Field	Value	IRS element (for citing)
College Support Org170b1 Aiv	X	CollegeSupportOrg170b1Aiv

Gifts Grants Contrib Received170 GiftsGrantsContribReceived170

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	25539655	CurrentTaxYearMinus4Years
Current Tax Year Minus3 Years	14745024	CurrentTaxYearMinus3Years
Current Tax Year Minus2 Years	17505406	CurrentTaxYearMinus2Years
Current Tax Year Minus1 Year	11542101	CurrentTaxYearMinus1Year
Current Tax Year	20759472	CurrentTaxYear
Total	90091658	Total

Total170 Total170

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	25539655	CurrentTaxYearMinus4Years
Current Tax Year Minus3 Years	14745024	CurrentTaxYearMinus3Years
Current Tax Year Minus2 Years	17505406	CurrentTaxYearMinus2Years
Current Tax Year Minus1 Year	11542101	CurrentTaxYearMinus1Year
Current Tax Year	20759472	CurrentTaxYear
Total	90091658	Total

Field	Value	IRS element (for citing)
Amounts Subst Contributors Total	2477022	AmountsSubstContributorsTotal
Public Support Total170	87614636	PublicSupportTotal170

Gross Investment Income170 GrossInvestmentIncome170

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	2299862	CurrentTaxYearMinus4Years
Current Tax Year Minus3 Years	3329044	CurrentTaxYearMinus3Years
Current Tax Year Minus2 Years	2453578	CurrentTaxYearMinus2Years
Current Tax Year Minus1 Year	3115812	CurrentTaxYearMinus1Year
Current Tax Year	1468788	CurrentTaxYear
Total	12667084	Total

Other Income170 OtherIncome170

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	354	CurrentTaxYearMinus4Years
Current Tax Year Minus3 Years	552	CurrentTaxYearMinus3Years
Current Tax Year Minus2 Years	18	CurrentTaxYearMinus2Years
Current Tax Year Minus1 Year	22000	CurrentTaxYearMinus1Year
Current Tax Year	1911	CurrentTaxYear
Total	24835	Total

Field	Value	IRS element (for citing)
Total Support	102783577	TotalSupport
Public Support Pertcentage170	0.85242	PublicSupportPertcentage170
Public Support Pertcent Prior Year	0.83711	PublicSupportPertcentPriorYear
Thirty Three Percnt Tests CY170	X	ThirtyThreePercntTestsCY170

Schedule B IRS990ScheduleB

Contributor Info ContributorInfo

Field	Value	IRS element (for citing)
Contributor Number	RESTRICTED	ContributorNumber

Contributor Name Business ContributorNameBusiness

Field	Value	IRS element (for citing)
Business Name Line1	RESTRICTED	BusinessNameLine1

Contributor Address US ContributorAddressUS

Field	Value	IRS element (for citing)
Address Line1	RESTRICTED	AddressLine1
Address Line2	RESTRICTED	AddressLine2
City	RESTRICTED	City
State	RESTRICTED	State
ZIP Code	RESTRICTED	ZIPCode

Field	Value	IRS element (for citing)
Aggregate Contributions	RESTRICTED	AggregateContributions

Schedule D IRS990ScheduleD

Field	Value	IRS element (for citing)
Art Public Exhibition Amts		ArtPublicExhibitionAmts
Held Works Of Art Amts		HeldWorksOfArtAmts
Agent Trustee Etc	false	AgentTrusteeEtc
Included On FS	true	IncludedOnFS

Current Year CurrentYear

Field	Value	IRS element (for citing)
Beginning Of Year Balance	122718789	BeginningOfYearBalance
Contributions	5991351	Contributions
Investment Earnings Or Losses	-4926656	InvestmentEarningsOrLosses
Grants Or Scholarships	975209	GrantsOrScholarships
Other Expenditures	9512845	OtherExpenditures
End Of Year Balance	113295430	EndOfYearBalance

Current Year Minus1 Year CurrentYearMinus1Year

Field	Value	IRS element (for citing)
Beginning Of Year Balance	106541167	BeginningOfYearBalance
Contributions	6823039	Contributions
Investment Earnings Or Losses	19375586	InvestmentEarningsOrLosses
Grants Or Scholarships	940592	GrantsOrScholarships
Other Expenditures	9080412	OtherExpenditures
End Of Year Balance	122718788	EndOfYearBalance

Current Year Minus2 Years CurrentYearMinus2Years

Field	Value	IRS element (for citing)
Beginning Of Year Balance	97240800	BeginningOfYearBalance
Contributions	11072363	Contributions
Investment Earnings Or Losses	8437051	InvestmentEarningsOrLosses
Grants Or Scholarships	1050055	GrantsOrScholarships
Other Expenditures	9158992	OtherExpenditures
End Of Year Balance	106541167	EndOfYearBalance

Current Year Minus3 Years CurrentYearMinus3Years

Field	Value	IRS element (for citing)
Beginning Of Year Balance	117939547	BeginningOfYearBalance
Contributions	8033282	Contributions
Investment Earnings Or Losses	-19436603	InvestmentEarningsOrLosses
Grants Or Scholarships	1018889	GrantsOrScholarships
Other Expenditures	8276537	OtherExpenditures
End Of Year Balance	97240800	EndOfYearBalance

Field	Value	IRS element (for citing)
Board Designated EOY Balance	0.28000	BoardDesignatedEOYBalance
Permanent Endowment EOY Balance	0.72000	PermanentEndowmentEOYBalance
Term Endowment EOY Balance	0.00000	TermEndowmentEOYBalance
Endowments Held By Unrelated Orgs	false	EndowmentsHeldByUnrelatedOrgs
Endowments Held By Related Orgs	false	EndowmentsHeldByRelatedOrgs
Land		Land
Buildings		Buildings
Leasehold Improvements		LeaseholdImprovements

Equipment Equipment

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	51157	OtherCostOrOtherBasis
Depreciation	40578	Depreciation
Book Value	10579	BookValue

Field	Value	IRS element (for citing)
Other Land Buildings		OtherLandBuildings
Total Of Book Value Land Buildings	10579	TotalOfBookValueLandBuildings
Total Revenue	22687911	TotalRevenue
Total Expenses	18087288	TotalExpenses
Excess Or Deficit For Year	4600623	ExcessOrDeficitForYear
Net Unrealized GL On Investments	-5981872	NetUnrealizedGLOnInvestments
Other	-$276,645	OtherAmount
Total Adjustments	-6258517	TotalAdjustments
Excess Or Deficit Per FS	-1657894	ExcessOrDeficitPerFS
Tot Revenue Etc Audited Fincl Stmt	16429394	TotRevenueEtcAuditedFinclStmt
Net Unrealized Gains Investments	-5981872	NetUnrealizedGainsInvestments
Other Revenues	-276645	OtherRevenues
Revenue Not Rptd F990	-6258517	RevenueNotRptdF990
Revenue Subtotal	22687911	RevenueSubtotal
Total Revenue Per Form990	22687911	TotalRevenuePerForm990
Tot Expenses Etc Audited Fincl Stmt	18087288	TotExpensesEtcAuditedFinclStmt
Expenses Subtotal	18087288	ExpensesSubtotal
Total Expenses Per Form990	18087288	TotalExpensesPerForm990

Form990 Schedule D Part XIV Form990ScheduleDPartXIV (2 entries)

IdentifierIdentifier	Return ReferenceReturnReference	ExplanationExplanation
Part IV, Line 2b	State Street holds our trusts.
Part V, Line 4		The UC Santa Barbara Foundation Endowment is utilized to further the goals of the University of California, Santa Barbara. The Foundation seeks to maintain and nurture the University's quality and distinction. THE UC SANTA BARBARA FOUNDATION TRANSFERS MONIES TO THE UNIVERSITY OF CALIFORNIA, SANTA BARBARA. Part XI, Line 8 and Part XII, Line 2d Change in Charitable Remainder Trust Liabilities ($276,645)

Schedule I IRS990ScheduleI

Field	Value	IRS element (for citing)
Records Maintained	true	RecordsMaintained

Recipient Table RecipientTable

Recipient Name Business RecipientNameBusiness

Field	Value	IRS element (for citing)
Business Name Line1	UC Santa Barbara	BusinessNameLine1

Address US AddressUS

Field	Value	IRS element (for citing)
Address Line1	3201 SAASB	AddressLine1
Address Line2	Extramural Fund Accounting	AddressLine2
City	Santa Barbara	City
State	CA	State
ZIP Code	931062040	ZIPCode

Field	Value	IRS element (for citing)
EIN Of Recipient	956006145	EINOfRecipient
IRC Section	501(c)(3)	IRCSection
Amount Of Cash Grant	15435218	AmountOfCashGrant
Description Of Non Cash Assistance	n/a	DescriptionOfNonCashAssistance
Purpose Of Grant	SCHOLARSHIPS AND UNIVERSITY PROGRAM SUPPORT	PurposeOfGrant

Field	Value	IRS element (for citing)
Total Nbr Of501 C3 And Govt Grants	1	TotalNbrOf501C3AndGovtGrants
Total Nbr Of Other Organizations	0	TotalNbrOfOtherOrganizations

Form990 Schedule I Part IV Form990ScheduleIPartIV

Field	Value	IRS element (for citing)
Identifier	GRANTS - EXPLANATION	Identifier
Return Reference	SCHEDULE I, PART I	ReturnReference
Explanation	THE FOUNDATION TRANSFERS MONIES TO THE UNIVERSITY OF CALIFORNIA, SANTA BARBARA, WHICH ASSUMES RESPONSIBILITY FOR ACTUAL DISBURSEMENT. CRITERIA FOR SELECTION OF RECIPIENTS ARE BASED ON BOUNDARIES SET BY THE ESTABLISHMENT OF THE SCHOLARSHIP.	Explanation

Schedule J IRS990ScheduleJ

Field	Value	IRS element (for citing)
Severance Payment	false	SeverancePayment
Supplemental Nonqual Retire Plan	false	SupplementalNonqualRetirePlan
Equity Based Comp Arrangement	false	EquityBasedCompArrangement
Comp Based On Revenue Of Filing Org	false	CompBasedOnRevenueOfFilingOrg
Comp Based On Revenue Related Orgs	false	CompBasedOnRevenueRelatedOrgs
Comp Based Net Earnings Filing Org	false	CompBasedNetEarningsFilingOrg
Comp Based Net Earnings Relate Orgs	false	CompBasedNetEarningsRelateOrgs
Any Non Fixed Payments	false	AnyNonFixedPayments
Initial Contract Exception	false	InitialContractException

Form990 Schedule J Part II Form990ScheduleJPartII (8 entries)

Comp Based On Related OrgsCompBasedOnRelatedOrgs	Bonus Related OrgsBonusRelatedOrgs	Other Compensation Related OrgsOtherCompensationRelatedOrgs	Deferred Comp Related OrgsDeferredCompRelatedOrgs	Nontaxable Benefits Related OrgsNontaxableBenefitsRelatedOrgs	Total Compensation Related OrgsTotalCompensationRelatedOrgs	Comp Report Prior990 Related OrgsCompReportPrior990RelatedOrgs	Base Compensation Filing OrgBaseCompensationFilingOrg	Bonus Filing OrgBonusFilingOrg	Other Compensation Filing OrgOtherCompensationFilingOrg	Deferred Comp Filing OrgDeferredCompFilingOrg	Nontaxable Benefits Filing OrgNontaxableBenefitsFilingOrg	Total Compensation Filing OrgTotalCompensationFilingOrg	Comp Report Prior990 Filing OrgCompReportPrior990FilingOrg
DR HENRY T YANG
335051	0	0	9580	74404	419035	0
GEORGE THURLOW
152478	0	0	3935	54462	210875	0
ERIC J SONQUIST
141512	0	0	3547	50088	195147	0	0	0	0	0	0	0	0
DR GLENN E LUCAS
277122	0	0	7794	75042	359958	0
HENNING BOHN
203213	0	0	5144	46467	254824	0
GARY LEAL
321235	0	0	9759	52623	383617	0
HARRY NELSON
138442	0	0	3798	39278	181518	0
BEVERLY J COLGATE
112285	0	0	2930	43692	158907	0

Form990 Schedule J Part III Form990ScheduleJPartIII

Field	Value	IRS element (for citing)
Identifier	SCHEDULE J, PART III	Identifier
Explanation	NONE OF THE LISTED INDIVIDUALS RECEIVED ANY COMPENSATION FROM THE FILING ORGANIZATION. DURING FY11, EACH WAS AN EMPLOYEE OF THE UC SANTA BARBARA, A RELATED ORGANIZATION.	Explanation

Schedule M IRS990ScheduleM

Field	Value	IRS element (for citing)
Works Of Art		WorksOfArt
Art Historical Treasures		ArtHistoricalTreasures
Art Fractional Interest		ArtFractionalInterest
Books And Publications		BooksAndPublications
Clothing And Household Goods		ClothingAndHouseholdGoods
Cars And Other Vehicles		CarsAndOtherVehicles
Boats And Planes		BoatsAndPlanes
Intellectual Property		IntellectualProperty

Securities Publicly Traded SecuritiesPubliclyTraded

Field	Value	IRS element (for citing)
Non Cash Checkbox	X	NonCashCheckbox
Number Of Contributions	26	NumberOfContributions
Noncash Contribs Rptd F990	931681	NoncashContribsRptdF990
Method Of Determining Revenues	COST	MethodOfDeterminingRevenues

Field	Value	IRS element (for citing)
Securities Closely Held Stock		SecuritiesCloselyHeldStock
Securities Prtnrshp Trust Intrsts		SecuritiesPrtnrshpTrustIntrsts
Securities Miscellaneous		SecuritiesMiscellaneous
Qualified Contrib Hist Struct		QualifiedContribHistStruct
Qualified Contrib Other		QualifiedContribOther
Real Estate Residential		RealEstateResidential
Real Estate Commercial		RealEstateCommercial
Real Estate Other		RealEstateOther
Collectibles		Collectibles
Food Inventory		FoodInventory
Drugs And Medical Supplies		DrugsAndMedicalSupplies
Taxidermy		Taxidermy
Historical Artifacts		HistoricalArtifacts
Scientific Specimens		ScientificSpecimens
Archaeological Artifacts		ArchaeologicalArtifacts
Any Property That Must Be Held	false	AnyPropertyThatMustBeHeld
Review Process Unusual NC Gifts	true	ReviewProcessUnusualNCGifts
Third Parties Used	true	ThirdPartiesUsed

Form990 Schedule M Part II Form990ScheduleMPartII

Field	Value	IRS element (for citing)
Identifier	Schedule M, Part I, Column (b)	Identifier
Return Reference	Based on number of contributions.	ReturnReference
Explanation	Schedule M, Part I, Question 32b The Foundation maintains numerous brokerage accounts to facilitate the sale of publicly traded stock. The Foundation contracts with local Real Estate Agents to assist in the sale of Real Property when gifted. The Foundation also utilizes the services of the University of California Santa Barbara to assist with the solicitation and processing of non-cash gifts.	Explanation

Schedule O IRS990ScheduleO

General Explanation GeneralExplanation (12 entries)

IdentifierIdentifier	Return ReferenceReturnReference	ExplanationExplanation
MISSION	FORM 990, PART I, LINE 1 AND PART III, LINE 1	THE UC SANTA BARBARA FOUNDATION ACTIVELY WORKS TO FURTHER THE GOALS OF THE UNIVERSITY OF CALIFORNIA, SANTA BARBARA. THE FOUNDATION SEEKS TO MAINTAIN AND NURTURE THE UNIVERSITY'S QUALITY AND DISTINCTION. ON BEHALF OF THE CAMPUS, THE FOUNDATION RAISES AND ADMINISTERS FUNDS THAT SUPPORT UCSB'S OBJECTIVES OF TEACHING, RESEARCH, AND PUBLIC SERVICES. THE FOUNDATION ALSO PROVIDES COUNSEL AND GENERAL ASSISTANCE TO THE CAMPUS, ITS STUDENTS, FACULTY, AND STAFF.
PROCESS USED BY THE ORGANIZATION TO REVIEW FORM 990	FORM 990, PART VI, LINE 11A	BEFORE FILING, THE FORM 990 MUST BE REVIEWED AND APPROVED FOR SUBMISSION BY THE AUDIT COMMITTEE. A COPY IS DISTRIBUTED TO THE FULL BOARD AFTER THE AUDIT COMMITTEE APPROVES THE 990. CONFLICT OF INTEREST POLICY FORM 990, PART VI, LINE 12C ON AN ANNUAL BASIS, THE FOUNDATION DISTRIBUTES CONFLICT OF INTEREST LETTERS TO ALL BOARD MEMBERS, WHO THEN COMPLETE THE QUESTIONNAIRE AND RETURN IT TO THE FOUNDATION. THE ASSISTANT DIRECTOR OF THE FOUNDATION REVIEWS RETURNED FORMS FOR COMPLIANCE.
EMPLOYEE REVIEW OF PROCESS OF DETERMINING COMPENSATION	Form 990, Part VI, Line 15	THE FOUNDATION DOES NOT HAVE ANY EMPLOYEES. NONE OF THE LISTED INDIVIDUALS RECEIVED ANY COMPENSATION FROM THE FILING ORGANIZATION. DURING FY12, EACH WAS AN EMPLOYEE OF THE UC SANTA BARBARA, A RELATED ORGANIZATION. Availability of Form 1023 FORM 990, PART VI, LINE 18 THE ORGANIZATION DOES NOT HAVE FORM 1023 ON ITS WEBSITE, BUT IT IS AVAILABLE UPON REQUEST. AVAILABILITY OF GOVERNING DOCUMENTS AND POLICIES FORM 990, PART VI, LINE 19 GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST.
RECONCILIATION OF NET ASSETS	FORM 990, PART XI, LINE 5 - OTHER CHANGES IN NET ASSETS OR FUND BALANCES	NET UNREALIZED GAINS(LOSSES) ON INVESTMENTS ($5,981,872) CHANGE IN CHARITABLE REMAINDER TRUST LIABILITIES ($276,645) TOTAL ($6,258,517)
HOURS DEVOTED FOR RELATED ORGANIZATION	FORM 990 PART VII	NAME:DR. HENRY T. YANG TITLE:CHANCELLOR HOURS:38
HOURS DEVOTED FOR RELATED ORGANIZATION	FORM 990 PART VII	NAME:GEORGE THURLOW TITLE:Exec. Dir./Asst. Vice Chan. HOURS:38
HOURS DEVOTED FOR RELATED ORGANIZATION	FORM 990 PART VII	NAME:ERIC J. SONQUIST TITLE:CFO HOURS:32
HOURS DEVOTED FOR RELATED ORGANIZATION	FORM 990 PART VII	NAME:DR. GLENN E. LUCAS TITLE:EXEC. VICE CHANCELLOR HOURS:38
HOURS DEVOTED FOR RELATED ORGANIZATION	FORM 990 PART VII	NAME:HENNING BOHN TITLE:TRUSTEE HOURS:38
HOURS DEVOTED FOR RELATED ORGANIZATION	FORM 990 PART VII	NAME:GARY LEAL TITLE:TRUSTEE HOURS:38
HOURS DEVOTED FOR RELATED ORGANIZATION	FORM 990 PART VII	NAME:HARRY NELSON TITLE:TRUSTEE HOURS:38
HOURS DEVOTED FOR RELATED ORGANIZATION	FORM 990 PART VII	NAME:BEVERLY J. COLGATE TITLE:EXECUTIVE DIRECTOR HOURS:32

Schedule R IRS990ScheduleR

Form990 Schedule R Part II Form990ScheduleRPartII

Name Of Disregarded Entity NameOfDisregardedEntity

Field	Value	IRS element (for citing)
Business Name Line1	UC Santa Barbara	BusinessNameLine1

Field	Value	IRS element (for citing)
EIN	956006145	EIN
Primary Activities	EDUC/RESEARCH	PrimaryActivities
Legal Domicile State	CA	LegalDomicileState
Exempt Code Section	501(C)(3)	ExemptCodeSection
Public Charity Status	6	PublicCharityStatus

Direct Controlling Entity Name DirectControllingEntityName

Field	Value	IRS element (for citing)
Business Name Line1	CA govt	BusinessNameLine1

Field	Value	IRS element (for citing)
Controlled Org	false	ControlledOrg

Form990 Schedule R Part IV Form990ScheduleRPartIV

Name Of Related Org NameOfRelatedOrg

Field	Value	IRS element (for citing)
Business Name Line1	CHARITABLE REMAINDER TRUST (8)	BusinessNameLine1

Field	Value	IRS element (for citing)
Primary Activity	FUNDRAISING	PrimaryActivity
Legal Domicile State	CA	LegalDomicileState

Direct Controlling Entity Name DirectControllingEntityName

Field	Value	IRS element (for citing)
Business Name Line1	NA	BusinessNameLine1

Field	Value	IRS element (for citing)
Type Of Entity	TRUST	TypeOfEntity

Field	Value	IRS element (for citing)
Receipt Of Int Ann Rents Royalties	false	ReceiptOfIntAnnRentsRoyalties
Gift Grant Or Cap Contr To Other Org	true	GiftGrantOrCapContrToOtherOrg
Gift Grant Or Cap Contr Fr Other Org	false	GiftGrantOrCapContrFrOtherOrg
Loans Or Guarantees To Other Org	false	LoansOrGuaranteesToOtherOrg
Loans Or Guarantees From Other Org	false	LoansOrGuaranteesFromOtherOrg
Sale Of Assets To Other Org	false	SaleOfAssetsToOtherOrg
Purchase Of Assets From Other Org	false	PurchaseOfAssetsFromOtherOrg
Exchange Of Assets	false	ExchangeOfAssets
Rental Of Facilities To Other Orgs	false	RentalOfFacilitiesToOtherOrgs
Rental Of Facilities Fr Other Orgs	false	RentalOfFacilitiesFrOtherOrgs
Perform Of Services For Other Orgs	false	PerformOfServicesForOtherOrgs
Perform Of Services By Other Orgs	true	PerformOfServicesByOtherOrgs
Sharing Of Facilities	true	SharingOfFacilities
Sharing Of Paid Employees	true	SharingOfPaidEmployees
Reimbursement Paid To Other Org	true	ReimbursementPaidToOtherOrg
Reimbursement Paid By Other Org	false	ReimbursementPaidByOtherOrg
Other Transfer To Other Org	false	OtherTransferToOtherOrg
Other Transfer From Other Org	false	OtherTransferFromOtherOrg