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CORNELL UNIVERSITY: Form 990, tax year 2011

View the entire original 990 at ProPublica ↗

Organization
CORNELL UNIVERSITY (EIN 15-0532082)
Tax period
2011-07-01 to 2012-06-30
Filed
2013-05-13
IRS object ID
201331339349303193
Schema version
2011v1.5
Source
Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header ReturnHeader

FieldValueIRS element (for citing)
Timestamp2013-05-13T13:20:20-05:00Timestamp
Tax Period End Date2012-06-30TaxPeriodEndDate

Preparer Firm PreparerFirm

Preparer Firm Business Name PreparerFirmBusinessName

FieldValueIRS element (for citing)
Business Name Line1KPMG LLPBusinessNameLine1

Preparer Firm US Address PreparerFirmUSAddress

FieldValueIRS element (for citing)
Address Line1345 Park AvenueAddressLine1
CityNew YorkCity
StateNYState
ZIP Code101540102ZIPCode
FieldValueIRS element (for citing)
Return Type990ReturnType
Tax Period Begin Date2011-07-01TaxPeriodBeginDate

Filer Filer

FieldValueIRS element (for citing)
EIN150532082EIN

Name Name

FieldValueIRS element (for citing)
Business Name Line1CORNELL UNIVERSITYBusinessNameLine1
FieldValueIRS element (for citing)
In Care Of Name% UNIVERSITY CONTROLLERInCareOfName
Name ControlCORNNameControl
Phone6072553581Phone

US Address USAddress

FieldValueIRS element (for citing)
Address Line1341 PINE TREE ROADAddressLine1
CityITHACACity
StateNYState
ZIP Code14850ZIPCode

Officer Officer

FieldValueIRS element (for citing)
NameJOANNE DESTEFANOName
TitleVP FINANCE AND CFOTitle
Date Signed2013-05-13DateSigned
Authorize Third PartytrueAuthorizeThirdParty

Preparer Preparer

FieldValueIRS element (for citing)
Phone2127589700Phone
FieldValueIRS element (for citing)
Tax Year2011TaxYear
Build TS2016-02-24 21:20:13ZBuildTS

Form 990 IRS990

FieldValueIRS element (for citing)
Name Of Principal Officer PersonDAVID J SKORTON PRESIDENTNameOfPrincipalOfficerPerson

Address Principal Officer US AddressPrincipalOfficerUS

FieldValueIRS element (for citing)
Address Line1341 PINE TREE ROADAddressLine1
CityITHACACity
StateNYState
ZIP Code14850ZIPCode
FieldValueIRS element (for citing)
Gross Receipts12079947629GrossReceipts
Group Return For AffiliatesfalseGroupReturnForAffiliates
Organization501c3XOrganization501c3
Web SiteHTTP://WWW.CORNELL.EDUWebSite
Type Of Organization CorporationXTypeOfOrganizationCorporation
Year Formation1865YearFormation
State Legal DomicileNYStateLegalDomicile
Activity Or Mission DescriptionEDUCATION, RESEARCH, MEDICAL SERVICES AND OTHER PUBLIC SERVICES.ActivityOrMissionDescription
Nbr Voting Members Governing Body64NbrVotingMembersGoverningBody
Nbr Independent Voting Members53NbrIndependentVotingMembers
Total Nbr Employees37153TotalNbrEmployees
Total Nbr Volunteers6092TotalNbrVolunteers
Total Gross UBI15188184TotalGrossUBI
Contributions Grants Prior Year384515000ContributionsGrantsPriorYear
Contributions Grants Current Year672276000ContributionsGrantsCurrentYear
Program Service Revenue Prior Year2355852366ProgramServiceRevenuePriorYear
Program Service Revenue CY2452693867ProgramServiceRevenueCY
Investment Income Prior Year472520000InvestmentIncomePriorYear
Investment Income Current Year236391000InvestmentIncomeCurrentYear
Other Revenue Prior Year16355881OtherRevenuePriorYear
Other Revenue Current Year19230621OtherRevenueCurrentYear
Total Revenue Prior Year3229243247TotalRevenuePriorYear
Total Revenue Current Year3380591488TotalRevenueCurrentYear
Grants And Similar Amnts Prior Year104790791GrantsAndSimilarAmntsPriorYear
Grants And Similar Amnts CY106350350GrantsAndSimilarAmntsCY
Benefits Paid To Members Prior Year0BenefitsPaidToMembersPriorYear
Benefits Paid To Members CY0BenefitsPaidToMembersCY
Salaries Etc Prior Year1830907000SalariesEtcPriorYear
Salaries Etc Current Year1938619999SalariesEtcCurrentYear
Total Prof Fundrsng Exp Prior Year1058577TotalProfFundrsngExpPriorYear
Total Prof Fundrsng Exp CY804055TotalProfFundrsngExpCY
Total Fundrsng Exp Current Year58374236TotalFundrsngExpCurrentYear
Other Expense Prior Year997855298OtherExpensePriorYear
Other Expenses Current Year1022974831OtherExpensesCurrentYear
Total Expenses Prior Year2934611666TotalExpensesPriorYear
Total Expenses Current Year3068749235TotalExpensesCurrentYear
Revenues Less Expenses Prior Year294631581RevenuesLessExpensesPriorYear
Revenues Less Expenses CY311842253RevenuesLessExpensesCY
Total Assets BOY10808214000TotalAssetsBOY
Total Assets EOY10900413000TotalAssetsEOY
Total Liabilities BOY3297219000TotalLiabilitiesBOY
Total Liabilities EOY3422743000TotalLiabilitiesEOY
Net Assets Or Fund Balances BOY7510995000NetAssetsOrFundBalancesBOY
Net Assets Or Fund Balances EOY7477670000NetAssetsOrFundBalancesEOY
Info In Schedule O Part IIIXInfoInScheduleOPartIII
Mission DescriptionSEE SCHEDULE OMissionDescription
Significant New Program ServicesfalseSignificantNewProgramServices
Significant ChangefalseSignificantChange
Expense937055000Expense
Grants44871390Grants
Revenue508331000Revenue
DescriptionTHE UNIVERSITY IS RENOWNED FOR ITS UNDERGRADUATE, GRADUATE, PROFESSIONAL, POST-DOCTORAL AND CONTINUING EDUCATION PROGRAMS. THE PRIMARY CAMPUSES ARE IN ITHACA, NEW YORK AND WEILL-CORNELL MEDICAL COLLEGE LOCATED IN NEW YORK CITY. THE UNIVERSITY ALSO HAS A SIGNIFICANT INTERNATIONAL PRESENCE IN EDUCATION AND IS NOTED FOR ITS MEDICAL COLLEGE IN QATAR. DURING THIS FISCAL YEAR, THE UNIVERSITY GRANTED THE FOLLOWING ACADEMIC DEGREES: UNDERGRADUATE (3,596); MASTERS (2,197); PHD (556); JD, MD, DVM (386).Description

Activity2 Activity2

FieldValueIRS element (for citing)
Expense761708000Expense
Revenue679938000Revenue
DescriptionMEDICAL SERVICES, INCLUDING THE EDUCATION AND TRAINING OF PHYSICIANS, IS A MAJOR COMPONENT OF THE UNIVERSITY'S MISSION. THE PHYSICIAN ORGANIZATION IS AN INTEGRAL PART OF THE MEDICAL SCHOOL AND UNIVERSITY. IT PROVIDES THE PATIENT BASE ESSENTIAL FOR TEACHING, RESEARCH AND CLINICAL SERVICES.Description

Activity3 Activity3

FieldValueIRS element (for citing)
Expense561727000Expense
Grants61304960Grants
Revenue604731000Revenue
DescriptionRESEARCH, BOTH BASIC AND APPLIED, IS ALSO A CORE MISSION-RELATED ACTIVITY. REVENUES FROM SPONSORED AWARDS INCLUDE $457 MILLION IN DIRECT SUPPORT AND $147 MILLION IN INDIRECT COST RECOVERIES. ALTHOUGH THE REVENUES INCLUDE GRANT AND CONTRACT REVENUE FOR PUBLIC OUTREACH AND INSTRUCTION, THE SINGLE LARGEST PORTION IS RESEARCH RELATED.Description
FieldValueIRS element (for citing)
Total Of Other Program Service Exp420238236TotalOfOtherProgramServiceExp
Total Of Other Program Service Rev659693867TotalOfOtherProgramServiceRev
Total Program Service Expense2680728236TotalProgramServiceExpense
Described In501 C3trueDescribedIn501C3
Schedule B RequiredtrueScheduleBRequired
Political ActivitiesfalsePoliticalActivities
Lobbying ActivitiestrueLobbyingActivities
Subject To Proxy TaxfalseSubjectToProxyTax
Donor Advised FundsfalseDonorAdvisedFunds
Conservation EasementsfalseConservationEasements
Collections Of ArttrueCollectionsOfArt
Credit CounselingfalseCreditCounseling
Term Or Permanent EndowmentstrueTermOrPermanentEndowments
Report Land Bldg EquiptrueReportLandBldgEquip
Report Invest Oth SecuritiestrueReportInvestOthSecurities
Report Prog Rel InvestfalseReportProgRelInvest
Report Other AssetsfalseReportOtherAssets
Report Other LiabilitiestrueReportOtherLiabilities
Report Fin48 FootnotefalseReportFin48Footnote
Independent Audit Financial StmttrueIndependentAuditFinancialStmt
Consolidated Audit Financial StmttrueConsolidatedAuditFinancialStmt
SchooltrueSchool
Foreign OfficetrueForeignOffice
Foreign ActivitiestrueForeignActivities
More Than5000 K To OrganizationstrueMoreThan5000KToOrganizations
More Than5000 K To IndividualstrueMoreThan5000KToIndividuals
Professional FundraisingtrueProfessionalFundraising
Fundraising ActivitiestrueFundraisingActivities
GamingfalseGaming
HospitalfalseHospital
Grants To OrganizationstrueGrantsToOrganizations
Grants To IndividualstrueGrantsToIndividuals
Schedule J RequiredtrueScheduleJRequired
Tax Exempt BondstrueTaxExemptBonds
Invest Tax Exempt BondsfalseInvestTaxExemptBonds
Escrow AccountfalseEscrowAccount
On Behalf Of IssuerfalseOnBehalfOfIssuer
Excess Benefit TransactionfalseExcessBenefitTransaction
Prior Excess Benefit TransactionfalsePriorExcessBenefitTransaction
Loan To Officer Or DQPfalseLoanToOfficerOrDQP
Grant To Related PersonfalseGrantToRelatedPerson
Bsnss Rltnshp With OrganizationtrueBsnssRltnshpWithOrganization
Bsnss Rltnshp Thru Family MembertrueBsnssRltnshpThruFamilyMember
Officer Entity With Bsnss RltnshptrueOfficerEntityWithBsnssRltnshp
Deductible Non Cash ContributionstrueDeductibleNonCashContributions
Deductible Contributions Of ArttrueDeductibleContributionsOfArt
TerminatedfalseTerminated
Partial LiquidationfalsePartialLiquidation
Disregarded EntityfalseDisregardedEntity
Related EntitytrueRelatedEntity
Related Org Controlled EntitytrueRelatedOrgControlledEntity
Transaction Related EntitytrueTransactionRelatedEntity
Transfers To Exempt Non Chrtbl OrgtrueTransfersToExemptNonChrtblOrg
Activities Conducted PartnershipfalseActivitiesConductedPartnership
Schedule O RequiredtrueScheduleORequired
Number Forms Transmitted With109627597NumberFormsTransmittedWith1096
Number W2 G Included0NumberW2GIncluded
Compliance With Backup WitholdingtrueComplianceWithBackupWitholding
Number Of Employees37153NumberOfEmployees
Employment Tax Returns FiledtrueEmploymentTaxReturnsFiled
Unrelated Business IncometrueUnrelatedBusinessIncome
Form990-T FiledtrueForm990-TFiled
Foreign Financial AccounttrueForeignFinancialAccount
Name Of Foreign CountryASNameOfForeignCountry
Name Of Foreign CountryETNameOfForeignCountry
Name Of Foreign CountryFRNameOfForeignCountry
Name Of Foreign CountryITNameOfForeignCountry
Name Of Foreign CountryNPNameOfForeignCountry
Name Of Foreign CountryQANameOfForeignCountry
Name Of Foreign CountryUKNameOfForeignCountry
Prohibited Tax Shelter TransfalseProhibitedTaxShelterTrans
Taxable Party NotificationfalseTaxablePartyNotification
Non Deductible ContributionsfalseNonDeductibleContributions
Quid Pro Quo ContributionstrueQuidProQuoContributions
Quid Pro Quo DisclosuretrueQuidProQuoDisclosure
Form8282 Property Disposed OffalseForm8282PropertyDisposedOf
Funds To Pay PremiumsfalseFundsToPayPremiums
Premiums PaidfalsePremiumsPaid
Form8899 FiledtrueForm8899Filed
Form1098 C FiledtrueForm1098CFiled
Excess Business HoldingsfalseExcessBusinessHoldings
Indoor Tanning ServicesfalseIndoorTanningServices
Info In Schedule O Part VIXInfoInScheduleOPartVI
Nbr Voting Governing Body Members64NbrVotingGoverningBodyMembers
Number Independent Voting Members53NumberIndependentVotingMembers
Family Or Business RelationshipfalseFamilyOrBusinessRelationship
Delegation Of Management DutiesfalseDelegationOfManagementDuties
Changes To Organizing DocsfalseChangesToOrganizingDocs
Material Diversion Or MisusefalseMaterialDiversionOrMisuse
Members Or StockholdersfalseMembersOrStockholders
Election Of Board MemberstrueElectionOfBoardMembers
Decisions Subject To ApprovalfalseDecisionsSubjectToApproval
Minutes Of Governing BodytrueMinutesOfGoverningBody
Minutes Of CommitteestrueMinutesOfCommittees
Officer Mailing AddressfalseOfficerMailingAddress
Local ChaptersfalseLocalChapters
Form990 Provided To Governing BodytrueForm990ProvidedToGoverningBody
Conflict Of Interest PolicytrueConflictOfInterestPolicy
Annual Disclosure Covered PersonstrueAnnualDisclosureCoveredPersons
Regular Monitoring EnforcementtrueRegularMonitoringEnforcement
Whistleblower PolicytrueWhistleblowerPolicy
Document Retention PolicytrueDocumentRetentionPolicy
Compensation Process CEOtrueCompensationProcessCEO
Compensation Process OthertrueCompensationProcessOther
Investment In Joint VenturetrueInvestmentInJointVenture
Written Policy Or ProceduretrueWrittenPolicyOrProcedure
States Where Copy Of Return Is FiledALStatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is FiledAKStatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is FiledAZStatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is FiledARStatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is FiledCAStatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is FiledCOStatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is FiledCTStatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is FiledDCStatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is FiledFLStatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is FiledGAStatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is FiledHIStatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is FiledILStatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is FiledKSStatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is FiledKYStatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is FiledLAStatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is FiledMEStatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is FiledMDStatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is FiledMAStatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is FiledMIStatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is FiledMNStatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is FiledMSStatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is FiledMOStatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is FiledNHStatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is FiledNJStatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is FiledNMStatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is FiledNYStatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is FiledNCStatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is FiledNDStatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is FiledOHStatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is FiledOKStatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is FiledORStatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is FiledPAStatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is FiledRIStatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is FiledSCStatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is FiledTNStatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is FiledUTStatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is FiledVAStatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is FiledWAStatesWhereCopyOfReturnIsFiled
Upon RequestXUponRequest

The Books Are In Care Of TheBooksAreInCareOf

FieldValueIRS element (for citing)
Name PersonUNIVERSITY CONTROLLERNamePerson
Telephone Number6072553581TelephoneNumber

Address US AddressUS

FieldValueIRS element (for citing)
Address Line1341 PINE TREE ROADAddressLine1
CityITHACACity
StateNYState
ZIP Code148502820ZIPCode

Form990 Part VII Section A Form990PartVIISectionA (77 entries)

TitleTitleAverage Hours Per WeekAverageHoursPerWeekIndividual Trustee Or DirectorIndividualTrusteeOrDirectorOfficerOfficerReportable Comp From OrganizationReportableCompFromOrganizationReportable Comp From Related OrgsReportableCompFromRelatedOrgsOther CompensationOtherCompensationKey EmployeeKeyEmployeeHighest Compensated EmployeeHighestCompensatedEmployee
DAVID J SKORTON
PRESIDENT & EX OFFICO TRUSTEE55.0XX6978360167495
ELIZABETH J ALTMAN
TRUSTEE1.0X000
STEPHEN B ASHLEY
TRUSTEE1.0X000
JESSICA M BIBLIOWICZ
TRUSTEE1.0X000
SAMUEL W BODMAN III
TRUSTEE1.0X000
RICHARD L BOOTH
TRUSTEE1.0X000
ALEX W BORES
TRUSTEE15.0X257500
DOUGLAS L BRAUNSTEIN
TRUSTEE1.0X000
RONNI S CHERNOFF
TRUSTEE1.0X000
EZRA CORNELL
TRUSTEE1.0X000
DAVID D CROLL
TRUSTEE1.0X000
ANDREW CUOMO
EX-OFFICIO1.0X000
DIANA M DANIELS
VICE CHAIRMAN1.0X000
IRA DRUKIER
TRUSTEE1.0X000
DARRICK TN EVENSEN
TRUSTEE15.0X3373000
DAVID R FISCHELL
TRUSTEE1.0X000
CHERYL A FRANCIS
TRUSTEE1.0X000
GREGORY J GALVIN
TRUSTEE1.0X000
RANA GLASGAL
TRUSTEE1.0X000
BLANCHE S GOLDENBERG
TRUSTEE1.0X000
KENNETH A GOLDMAN
TRUSTEE1.0X000
PAUL A GOULD
TRUSTEE1.0X000
PATRICIA E HARRIS
TRUSTEE1.0X000
ROBERT S HARRISON
CHAIRMAN, EFFECTIVE JAN 11.0X000
DENIS M HUGHES
TRUSTEE1.0X000
ROBERT J KATZ
VICE CHAIRMAN1.0X000
RUBEN J KING-SHAW JR
TRUSTEE1.0X000
ROBERT S LANGER JR
TRUSTEE1.0X000
LINDA R MACAULAY
TRUSTEE1.0X000
RONALD D MCCRAY
TRUSTEE1.0X000
BETH MCKINNEY
TRUSTEE55.0X59903021435
PETER C MEINIG
CHAIRMAN THROUGH DEC 31, 20111.0X000
HOWARD P MILSTEIN
TRUSTEE1.0X000
ELIZABETH D MOORE
TRUSTEE1.0X000
JOHN A NOBLE
TRUSTEE1.0X000
PETER J NOLAN
TRUSTEE1.0X000
LUBNA SULIMAN OLAYAN
TRUSTEE1.0X000
ARMANDO J OLIVERA
TRUSTEE1.0X000
DONALD C OPATRNY
TRUSTEE1.0X000
WILLAIM D PEREZ
TRUSTEE1.0X000
LELAND C PILLSBURY
TRUSTEE1.0X000
BRUCE S RANYOR
TRUSTEE1.0X000
PHILIP R REILLY
TRUSTEE1.0X000
GENE D RESNICK
TRUSTEE1.0X000
IRENE B ROSENFELD
TRUSTEE1.0X000
ROBERT L RYAN
TRUSTEE1.0X000
PAUL A SALVATORE
TRUSTEE1.0X000
SHELDON SILVER
EX OFFICIO1.0X000
DEAN G SKELOS
EX OFFICIO1.0X000
DALIA P STILLER
TRUSTEE1.0X000
CHIAKI TANUMA
TRUSTEE EFFECTIVE JAN 1, 20121.0X000
RATAN N TATA
TRUSTEE1.0X000
LISA SKEETE TATUM
TRUSTEE1.0X000
ANDREW H TISCH
VICE CHAIRMAN1.0X000
SHERYL HILLIARD TUCKER
TRUSTEE1.0X000
M EILEEN MCMANUS WALKER
TRUSTEE1.0X000
BARTON J WINOKUR
TRUSTEE1.0X000
SHERYL WUDUNN
TRUSTEE1.0X000
CRAIG YUNKER
TRUSTEE1.0X000
MICHAEL J ZAK
TRUSTEE1.0X000
DAVID W ZALAZNICK
VICE CHAIRMAN1.0X000
KAREN P ZIMMER
TRUSTEE1.0X000
JAN ROCK ZUBROW
TRUSTEE1.0X000
ROSEMARY J AVERY
TRUSTEE55.0X218240041850
NELSON G HAIRSTON JR
TRUSTEE55.0X172264029147
W KENT FUCHS
PROVOST55.0X544195041066
ANTONIO M GOTTO JR
DEAN THROUGH DEC 31, 201155.0X4325660900928
LAURIE H GLIMCHER
DEAN EFFECTIVE JAN 1, 201255.0X000
JAMES J MINGLE
UNIVERSITY COUNSEL55.0X446596042205
JOANNE M DESTEFANO
VP FINANCE AND CFO55.0X326430044279
ALBERT J EDWARDS
CHIEF INVESTMENT OFFICER55.0673973043811X
DANIEL M KNOWLES MD
CHAIR & PROF OF PATHOLOGY55.01479811053722X
PAK H CHUNG MD
PROFESSOR OF REPRODUCTIVE MED55.02634988057740X
MUKESH PRASAD MD
ASSOC PROF OTORHINOLARYNGOLOGY55.02459021054002X
ZEV ROSENWAKS MD
PROFESSOR OF REPRODUCTIVE MED55.04495722053650X
STEVEN D SPANDORFER MD
PROFESSOR OF REPRODUCTIVE MED55.03155179051156X
PHILIP E STEIG MD
CHAIR AND PROF OF NEUROLOGY55.03308781062113X
FieldValueIRS element (for citing)
Total Reportable Comp From Org21141810TotalReportableCompFromOrg
Total Reportable Comp Frm Rltd Orgs0TotalReportableCompFrmRltdOrgs
Total Other Compensation1664599TotalOtherCompensation
Number Individuals GT100 K3126NumberIndividualsGT100K
Formers ListedfalseFormersListed
Total Comp GT150 KtrueTotalCompGT150K
Compensation From Other SourcesfalseCompensationFromOtherSources

Contractor Compensation ContractorCompensation (5 entries)

Address Line1AddressOfContractor/AddressUS/AddressLine1CityAddressOfContractor/AddressUS/CityStateAddressOfContractor/AddressUS/StateZIP CodeAddressOfContractor/AddressUS/ZIPCodeDescription Of ServicesDescriptionOfServicesCompensationCompensation
GILBANE BLDG CO
16 CORPORATE WOODSALBANYNY12211CONSTRUCTION SVCS.3175657
LECHASE CONSTRUCTION
72 CASCADE DRIVEROCHESTERNY14614CONSTRUCTION SVCS.2744859
ENNEAD ARCHITECTS LLP
320 WEST 13TH STREET 8TH FLOORNEW YORKNY10014ARCHITECTURE SVCS.1882485
LECESSE CONSTRUCTION
75 THRUWAY PARK DRWEST HENRIETTANY14586CONSTRUCTION SVCS.1672424
GEMINI CONSULTING SERVICES LLC
3636 S GEYER ROAD SUITE 270SUNSET HILLSMO63127CONSULTING SVCS.1410410
FieldValueIRS element (for citing)
Number Of Contractors GT100 K102NumberOfContractorsGT100K
Membership Dues2291535MembershipDues
Fundraising Events1466210FundraisingEvents
Related Organizations13745431RelatedOrganizations
Government Grants61089000GovernmentGrants
All Other Contributions593683824AllOtherContributions
Noncash Contributions39099929NoncashContributions
Total Contributions672276000TotalContributions

Program Service Revenue ProgramServiceRevenue (5 entries)

DescriptionDescriptionBusiness CodeBusinessCodeTotal Revenue ColumnTotalRevenueColumnRelated Or Exempt Function IncomeRelatedOrExemptFunctionIncome
EDUCATION: TUITION NET OF DISCOUNT900099508331000508331000
GRANTS AND CONTRACTS FOR RESEARCH, ETC.900099604731000604731000
MEDICAL SERVICES900099679938000679938000
LAND GRANT MISSION GOVT APPROP.900099150469000150469000
AUXILIARY ENT -ROOM AND BOARD900099153408000153408000

Total Oth Program Service Revenue TotalOthProgramServiceRevenue

FieldValueIRS element (for citing)
Total Revenue Column355816867TotalRevenueColumn
Related Or Exempt Function Income355816867RelatedOrExemptFunctionIncome
FieldValueIRS element (for citing)
Total Program Service Revenue2452693867TotalProgramServiceRevenue

Investment Income InvestmentIncome

FieldValueIRS element (for citing)
Total Revenue Column111380479TotalRevenueColumn
Related Or Exempt Function Income0RelatedOrExemptFunctionIncome
Unrelated Business Revenue15147820UnrelatedBusinessRevenue
Exclusion$96,232,659ExclusionAmount

Income From Invest Bond Proceeds IncomeFromInvestBondProceeds

FieldValueIRS element (for citing)
Total Revenue Column99521TotalRevenueColumn
Related Or Exempt Function Income0RelatedOrExemptFunctionIncome
Unrelated Business Revenue0UnrelatedBusinessRevenue
Exclusion$99,521ExclusionAmount

Royalties Revenue RoyaltiesRevenue

FieldValueIRS element (for citing)
Total Revenue Column13013180TotalRevenueColumn
Related Or Exempt Function Income0RelatedOrExemptFunctionIncome
Unrelated Business Revenue0UnrelatedBusinessRevenue
Exclusion$13,013,180ExclusionAmount

Gross Rents GrossRents

FieldValueIRS element (for citing)
Real92000Real

Less Rental Expenses LessRentalExpenses

FieldValueIRS element (for citing)
Real9000Real

Rental Income Or Loss RentalIncomeOrLoss

FieldValueIRS element (for citing)
Real83000Real

Net Rental Income Or Loss NetRentalIncomeOrLoss

FieldValueIRS element (for citing)
Total Revenue Column83000TotalRevenueColumn
Related Or Exempt Function Income0RelatedOrExemptFunctionIncome
Unrelated Business Revenue0UnrelatedBusinessRevenue
Exclusion$83,000ExclusionAmount

Gross Amount Sales Assets GrossAmountSalesAssets

FieldValueIRS element (for citing)
Securities8807724000Securities

Less Cost Oth Basis Sales Expenses LessCostOthBasisSalesExpenses

FieldValueIRS element (for citing)
Securities8682813000Securities

Gain Or Loss GainOrLoss

FieldValueIRS element (for citing)
Securities124911000Securities

Net Gain Or Loss Investments NetGainOrLossInvestments

FieldValueIRS element (for citing)
Total Revenue Column124911000TotalRevenueColumn
Related Or Exempt Function Income0RelatedOrExemptFunctionIncome
Unrelated Business Revenue0UnrelatedBusinessRevenue
Exclusion$124,911,000ExclusionAmount
FieldValueIRS element (for citing)
Gross Income Fundraising Events75870GrossIncomeFundraisingEvents
Cntrbtns Rprtd Fundraising Events1466210CntrbtnsRprtdFundraisingEvents
Fundraising Direct Expenses474423FundraisingDirectExpenses

Net Income From Fundraising Events NetIncomeFromFundraisingEvents

FieldValueIRS element (for citing)
Total Revenue Column-398553TotalRevenueColumn
Unrelated Business Revenue0UnrelatedBusinessRevenue
Exclusion-$398,553ExclusionAmount

Net Income From Gaming NetIncomeFromGaming

FieldValueIRS element (for citing)
Total Revenue Column0TotalRevenueColumn
Related Or Exempt Function Income0RelatedOrExemptFunctionIncome
Unrelated Business Revenue0UnrelatedBusinessRevenue
Exclusion$0ExclusionAmount
FieldValueIRS element (for citing)
Gross Sales Of Inventory22592712GrossSalesOfInventory
Cost Of Goods Sold16059718CostOfGoodsSold

Net Income Or Loss NetIncomeOrLoss

FieldValueIRS element (for citing)
Total Revenue Column6532994TotalRevenueColumn
Related Or Exempt Function Income0RelatedOrExemptFunctionIncome
Unrelated Business Revenue40364UnrelatedBusinessRevenue
Exclusion$6,492,630ExclusionAmount
FieldValueIRS element (for citing)
Total Other Revenue0TotalOtherRevenue

Total Revenue TotalRevenue

FieldValueIRS element (for citing)
Total Revenue Column3380591488TotalRevenueColumn
Related Or Exempt Function Income2452693867RelatedOrExemptFunctionIncome
Unrelated Business Revenue15188184UnrelatedBusinessRevenue
Exclusion$240,433,437ExclusionAmount

Grants To Domestic Orgs GrantsToDomesticOrgs

FieldValueIRS element (for citing)
Total61304960Total
Program Services61304960ProgramServices

Grants To Domestic Individuals GrantsToDomesticIndividuals

FieldValueIRS element (for citing)
Total44871390Total
Program Services44871390ProgramServices

Foreign Grants ForeignGrants

FieldValueIRS element (for citing)
Total174000Total
Program Services174000ProgramServices

Benefits To Members BenefitsToMembers

FieldValueIRS element (for citing)
Total0Total

Comp Current Officers Directors CompCurrentOfficersDirectors

FieldValueIRS element (for citing)
Total6446740Total
Program Services644674ProgramServices
Management And General1934022ManagementAndGeneral
Fundraising3868044Fundraising

Comp Disqual Persons CompDisqualPersons

FieldValueIRS element (for citing)
Total0Total

Other Salaries And Wages OtherSalariesAndWages

FieldValueIRS element (for citing)
Total1526953709Total
Program Services1324873262ProgramServices
Management And General167964908ManagementAndGeneral
Fundraising34115539Fundraising

Pension Plan Contributions PensionPlanContributions

FieldValueIRS element (for citing)
Total86273000Total
Program Services66064955ProgramServices
Management And General16796491ManagementAndGeneral
Fundraising3411554Fundraising

Other Employee Benefits OtherEmployeeBenefits

FieldValueIRS element (for citing)
Total241829777Total
Program Services210391906ProgramServices
Management And General26601275ManagementAndGeneral
Fundraising4836596Fundraising

Payroll Taxes PayrollTaxes

FieldValueIRS element (for citing)
Total77116773Total
Program Services67091593ProgramServices
Management And General8482845ManagementAndGeneral
Fundraising1542335Fundraising

Fees For Services Management FeesForServicesManagement

FieldValueIRS element (for citing)
Total0Total

Fees For Services Legal FeesForServicesLegal

FieldValueIRS element (for citing)
Total8270474Total
Program Services7360722ProgramServices
Management And General909752ManagementAndGeneral

Fees For Services Accounting FeesForServicesAccounting

FieldValueIRS element (for citing)
Total674555Total
Program Services674555ProgramServices

Fees For Services Lobbying FeesForServicesLobbying

FieldValueIRS element (for citing)
Total318151Total
Fundraising318151Fundraising

Fees For Services Prof Fundraising FeesForServicesProfFundraising

FieldValueIRS element (for citing)
Total804055Total
Fundraising804055Fundraising

Fees For Services Invst Mgmnt Fees FeesForServicesInvstMgmntFees

FieldValueIRS element (for citing)
Total11421410Total
Program Services11421410ProgramServices

Fees For Services Other FeesForServicesOther

FieldValueIRS element (for citing)
Total92772586Total
Program Services80848774ProgramServices
Management And General10239982ManagementAndGeneral
Fundraising1683830Fundraising

Advertising Advertising

FieldValueIRS element (for citing)
Total0Total

Office Expenses OfficeExpenses

FieldValueIRS element (for citing)
Total39414860Total
Program Services34290928ProgramServices
Management And General4335635ManagementAndGeneral
Fundraising788297Fundraising

Information Technology InformationTechnology

FieldValueIRS element (for citing)
Total18944806Total
Program Services16481981ProgramServices
Management And General2083929ManagementAndGeneral
Fundraising378896Fundraising

Royalties Royalties

FieldValueIRS element (for citing)
Total3077654Total
Program Services3077654ProgramServices

Occupancy Occupancy

FieldValueIRS element (for citing)
Total107734000Total
Program Services93728580ProgramServices
Management And General11850740ManagementAndGeneral
Fundraising2154680Fundraising

Travel Travel

FieldValueIRS element (for citing)
Total35622988Total
Program Services27429701ProgramServices
Management And General5343448ManagementAndGeneral
Fundraising2849839Fundraising

Travel Entrtnmnt Public Officials TravelEntrtnmntPublicOfficials

FieldValueIRS element (for citing)
Total0Total

Conferences Meetings ConferencesMeetings

FieldValueIRS element (for citing)
Total8762434Total
Program Services7623317ProgramServices
Management And General963868ManagementAndGeneral
Fundraising175249Fundraising

Interest Interest

FieldValueIRS element (for citing)
Total86201000Total
Program Services86201000ProgramServices

Payments To Affiliates PaymentsToAffiliates

FieldValueIRS element (for citing)
Total0Total

Depreciation Depletion DepreciationDepletion

FieldValueIRS element (for citing)
Total203587000Total
Program Services181192430ProgramServices
Management And General22394570ManagementAndGeneral

Insurance Insurance

FieldValueIRS element (for citing)
Total51166657Total
Program Services49020792ProgramServices
Management And General1815732ManagementAndGeneral
Fundraising330133Fundraising

Other Expenses OtherExpenses (4 entries)

DescriptionDescriptionTotalTotalProgram ServicesProgramServicesManagement And GeneralManagementAndGeneral
OTHER SUPPLIES(LAB,COMPUTER)51355071457060135649058
SUB CONTRACTS4763400647634006
COST OTHER THAN CAMPUS STORE3560126835601268
COMMUNIC, MEMBERSH, EMPL TRG2693347726664143269334

All Other Expenses AllOtherExpenses

FieldValueIRS element (for citing)
Total193482434Total
Program Services150354222ProgramServices
Management And General42011174ManagementAndGeneral
Fundraising1117038Fundraising

Total Functional Expenses TotalFunctionalExpenses

FieldValueIRS element (for citing)
Total3068749235Total
Program Services2680728236ProgramServices
Management And General329646763ManagementAndGeneral
Fundraising58374236Fundraising

Cash Non Interest Bearing CashNonInterestBearing

FieldValueIRS element (for citing)
BOY5464098BOY
EOY52598376EOY

Savings And Temp Cash Investments SavingsAndTempCashInvestments

FieldValueIRS element (for citing)
BOY140605902BOY
EOY210055803EOY

Pledges And Grants Receivable PledgesAndGrantsReceivable

FieldValueIRS element (for citing)
BOY584483000BOY
EOY950934834EOY

Accounts Receivable AccountsReceivable

FieldValueIRS element (for citing)
BOY353568000BOY
EOY231812987EOY

Receivables From Officers Etc ReceivablesFromOfficersEtc

FieldValueIRS element (for citing)
BOY0BOY
EOY0EOY

Receivables From Disqual Persons ReceivablesFromDisqualPersons

FieldValueIRS element (for citing)
BOY0BOY
EOY0EOY

Other Notes Loans Receivable Net OtherNotesLoansReceivableNet

FieldValueIRS element (for citing)
BOY69093000BOY
EOY69441000EOY

Inventories For Sale Or Use InventoriesForSaleOrUse

FieldValueIRS element (for citing)
BOY8224331BOY
EOY8466000EOY

Prepaid Expenses Deferred Charges PrepaidExpensesDeferredCharges

FieldValueIRS element (for citing)
BOY39502669BOY
EOY32816000EOY
FieldValueIRS element (for citing)
Land Buildings Equipment Basis5590730000LandBuildingsEquipmentBasis
Land Bldg Equipment Accum Deprec2268832000LandBldgEquipmentAccumDeprec

Land Buildings Equipment Basis Net LandBuildingsEquipmentBasisNet

FieldValueIRS element (for citing)
BOY3147011000BOY
EOY3321898000EOY

Investments Pub Traded Securities InvestmentsPubTradedSecurities

FieldValueIRS element (for citing)
BOY1695842000BOY
EOY1068868000EOY

Investments Other Securities InvestmentsOtherSecurities

FieldValueIRS element (for citing)
BOY4652385000BOY
EOY4847965000EOY

Investments Program Related InvestmentsProgramRelated

FieldValueIRS element (for citing)
BOY0BOY
EOY0EOY

Intangible Assets IntangibleAssets

FieldValueIRS element (for citing)
BOY0BOY
EOY0EOY

Other Assets Total OtherAssetsTotal

FieldValueIRS element (for citing)
BOY112035000BOY
EOY105557000EOY

Total Assets TotalAssets

FieldValueIRS element (for citing)
BOY10808214000BOY
EOY10900413000EOY

Accounts Payable Accrued Expenses AccountsPayableAccruedExpenses

FieldValueIRS element (for citing)
BOY367160000BOY
EOY623396000EOY

Grants Payable GrantsPayable

FieldValueIRS element (for citing)
BOY47094000BOY
EOY48067000EOY

Deferred Revenue DeferredRevenue

FieldValueIRS element (for citing)
BOY294035000BOY
EOY205973000EOY

Tax Exempt Bond Liabilities TaxExemptBondLiabilities

FieldValueIRS element (for citing)
BOY1345630000BOY
EOY1312620000EOY

Escrow Account Liability EscrowAccountLiability

FieldValueIRS element (for citing)
BOY0BOY
EOY0EOY

Loans From Officers Directors LoansFromOfficersDirectors

FieldValueIRS element (for citing)
BOY0BOY
EOY0EOY

Mort Notes Pybl Secured Invest Prop MortNotesPyblSecuredInvestProp

FieldValueIRS element (for citing)
BOY586506000BOY
EOY583938000EOY

Unsecured Notes Loans Payable UnsecuredNotesLoansPayable

FieldValueIRS element (for citing)
BOY0BOY
EOY0EOY

Other Liabilities OtherLiabilities

FieldValueIRS element (for citing)
BOY656794000BOY
EOY648749000EOY

Total Liabilities TotalLiabilities

FieldValueIRS element (for citing)
BOY3297219000BOY
EOY3422743000EOY
FieldValueIRS element (for citing)
Follow SFAS117XFollowSFAS117

Unrestricted Net Assets UnrestrictedNetAssets

FieldValueIRS element (for citing)
BOY2751527000BOY
EOY2409552000EOY

Temporarily Restricted Net Assets TemporarilyRestrictedNetAssets

FieldValueIRS element (for citing)
BOY2432376000BOY
EOY2616355000EOY

Permanently Restricted Net Assets PermanentlyRestrictedNetAssets

FieldValueIRS element (for citing)
BOY2327092000BOY
EOY2451763000EOY

Total Net Assets Fund Balances TotalNetAssetsFundBalances

FieldValueIRS element (for citing)
BOY7510995000BOY
EOY7477670000EOY

Total Liab Net Assets Fund Balances TotalLiabNetAssetsFundBalances

FieldValueIRS element (for citing)
BOY10808214000BOY
EOY10900413000EOY
FieldValueIRS element (for citing)
Info In Schedule O Part XIXInfoInScheduleOPartXI
Reconcilation Revenue Expenses311842253ReconcilationRevenueExpenses
Reconcilation Other Changes-345167253ReconcilationOtherChanges
Method Of Accounting AccrualXMethodOfAccountingAccrual
Accountant Compile Or ReviewfalseAccountantCompileOrReview
FS AuditedtrueFSAudited
Audit CommitteetrueAuditCommittee
Financial Statement ConsolidatedXFinancialStatementConsolidated
Federal Grant Audit RequiredtrueFederalGrantAuditRequired
Federal Grant Audit PerformedtrueFederalGrantAuditPerformed

Schedule A IRS990ScheduleA

FieldValueIRS element (for citing)
School170b1 AiiXSchool170b1Aii

Schedule B IRS990ScheduleB

Contributor Info ContributorInfo

FieldValueIRS element (for citing)
Contributor NumberRESTRICTEDContributorNumber

Contributor Name Business ContributorNameBusiness

FieldValueIRS element (for citing)
Business Name Line1RESTRICTEDBusinessNameLine1

Contributor Address US ContributorAddressUS

FieldValueIRS element (for citing)
Address Line1RESTRICTEDAddressLine1
Address Line2RESTRICTEDAddressLine2
CityRESTRICTEDCity
StateRESTRICTEDState
ZIP CodeRESTRICTEDZIPCode
FieldValueIRS element (for citing)
Aggregate ContributionsRESTRICTEDAggregateContributions

Schedule C IRS990ScheduleC

FieldValueIRS element (for citing)
Total Grassroots LobbyingTotalGrassrootsLobbying
Total Direct LobbyingTotalDirectLobbying
Total Lobbying ExpendituresTotalLobbyingExpenditures
Other Exempt Purpose ExpendituresOtherExemptPurposeExpenditures
Total Exempt Purpose ExpendituresTotalExemptPurposeExpenditures
Lobbying NontaxableLobbyingNontaxableAmount
Grassroots NontaxableGrassrootsNontaxableAmount
Tot Lobbying Grassroot Minus Non TxTotLobbyingGrassrootMinusNonTx
Tot Lobby Expend Mns Lobbying NontxTotLobbyExpendMnsLobbyingNontx
VolunteersfalseVolunteers
Paid Staff Or ManagementtruePaidStaffOrManagement
Media AdvertisementsfalseMediaAdvertisements
Mailings MembersfalseMailingsMembers
Publications Or BroadcastfalsePublicationsOrBroadcast
Grants Other OrganizationsfalseGrantsOtherOrganizations
Direct Contact LegislatorstrueDirectContactLegislators
Direct Contact Legislators$529,506DirectContactLegislatorsAmount
Rallies DemonstrationsfalseRalliesDemonstrations
Other ActivitiestrueOtherActivities
Total Lobbying Expenditures IIB529506TotalLobbyingExpendituresIIB
Not Described In501c3falseNotDescribedIn501c3

Form990 Schedule C Part IV Form990ScheduleCPartIV (2 entries)

IdentifierIdentifierExplanationExplanation
PART 1-A-LINE 1.THE UNIVERSITY DOES NOT PARTICIPATE DIRECTLY OR INDIRECTLY IN ANY POLITICAL CAMPAIGN AND REMINDS THE UNIVERSITY COMMUNITY, AT THE TIME OF ANY IMPORTANT LOCAL, STATE OR NATIONAL ELECTION, ABOUT THE PROHIBITION AGAINST UNIVERSITY PARTICIPATION. THE MESSAGE MAKES CLEAR THAT THIS PROHIBITION DOES NOT IN ANY WAY AFFECT AN INDIVIDUAL'S PERSONAL ACTIVITIES. THE UNIVERSITY DOES NOT DEEM IT NECESSARY TO ISSUE A FORMAL POLICY ON POLITICAL CAMPAIGN PROHIBITIONS THROUGH ITS POLICY OFFICE.
PART II-B-LINE 1 I.IN ADDITION TO MEETING WITH GOVERNMENT OFFICIALS TO ADVANCE THE INTERESTS OF HIGHER EDUCATION IN GENERAL AND UNIVERSITY BASED RESEARCH ACTIVITIES IN PARTICULAR, THE UNIVERSITY IS A MEMBER OF KEY ORGANIZATIONS THAT ALSO LOBBY ON BEHALF OF ISSUES AFFECTING HIGHER EDUCATION.

Schedule D IRS990ScheduleD

Art Public Exhibition Amts ArtPublicExhibitionAmts

FieldValueIRS element (for citing)
Revenues Included1551215RevenuesIncluded
Assets In Part X72652845AssetsInPartX
FieldValueIRS element (for citing)
Held Works Of Art AmtsHeldWorksOfArtAmts
Collect Used For Public ExhibitionXCollectUsedForPublicExhibition
Collect Used For Scholar ResearchXCollectUsedForScholarResearch
Collect Used For PreservationXCollectUsedForPreservation
Collect Used For Loan Or Exch PrgrmsXCollectUsedForLoanOrExchPrgrms
Solicited Assets For SalefalseSolicitedAssetsForSale

Current Year CurrentYear

FieldValueIRS element (for citing)
Beginning Of Year Balance4928070000BeginningOfYearBalance
Contributions107392000Contributions
Investment Earnings Or Losses-9223000InvestmentEarningsOrLosses
Grants Or Scholarships-30500080GrantsOrScholarships
Other Expenditures-154846560OtherExpenditures
Administrative Expenses-49269360AdministrativeExpenses
End Of Year Balance5260855000EndOfYearBalance

Current Year Minus1 Year CurrentYearMinus1Year

FieldValueIRS element (for citing)
Beginning Of Year Balance4259950000BeginningOfYearBalance
Contributions112278000Contributions
Investment Earnings Or Losses734562000InvestmentEarningsOrLosses
Grants Or Scholarships-22504820GrantsOrScholarships
Other Expenditures-115986380OtherExpenditures
Administrative Expenses-34622800AdministrativeExpenses
End Of Year Balance5279904000EndOfYearBalance

Current Year Minus2 Years CurrentYearMinus2Years

FieldValueIRS element (for citing)
Beginning Of Year Balance3836289000BeginningOfYearBalance
Contributions109055000Contributions
Investment Earnings Or Losses393907000InvestmentEarningsOrLosses
Grants Or Scholarships-26326325GrantsOrScholarships
Other Expenditures-129429505OtherExpenditures
Administrative Expenses-39769170AdministrativeExpenses
End Of Year Balance4534776000EndOfYearBalance

Current Year Minus3 Years CurrentYearMinus3Years

FieldValueIRS element (for citing)
Beginning Of Year Balance5248009000BeginningOfYearBalance
Contributions249810000Contributions
Investment Earnings Or Losses-1369893000InvestmentEarningsOrLosses
Grants Or Scholarships-30545000GrantsOrScholarships
Other Expenditures-150170000OtherExpenditures
Administrative Expenses-46142000AdministrativeExpenses
End Of Year Balance4354783000EndOfYearBalance
FieldValueIRS element (for citing)
Board Designated EOY Balance0.33000BoardDesignatedEOYBalance
Permanent Endowment EOY Balance0.62000PermanentEndowmentEOYBalance
Term Endowment EOY Balance0.05000TermEndowmentEOYBalance
Endowments Held By Unrelated OrgsfalseEndowmentsHeldByUnrelatedOrgs
Endowments Held By Related OrgsfalseEndowmentsHeldByRelatedOrgs

Land Land

FieldValueIRS element (for citing)
Other Cost Or Other Basis16187431OtherCostOrOtherBasis
Book Value16187431BookValue

Buildings Buildings

FieldValueIRS element (for citing)
Other Cost Or Other Basis3624095302OtherCostOrOtherBasis
Depreciation1481355025Depreciation
Book Value2142740277BookValue

Leasehold Improvements LeaseholdImprovements

FieldValueIRS element (for citing)
Other Cost Or Other Basis279115912OtherCostOrOtherBasis
Depreciation10179752Depreciation
Book Value268936160BookValue

Equipment Equipment

FieldValueIRS element (for citing)
Other Cost Or Other Basis641189429OtherCostOrOtherBasis
Depreciation481728831Depreciation
Book Value159460598BookValue

Other Land Buildings OtherLandBuildings

FieldValueIRS element (for citing)
Other Cost Or Other Basis1030141926OtherCostOrOtherBasis
Depreciation295568392Depreciation
Book Value734573534BookValue
FieldValueIRS element (for citing)
Total Of Book Value Land Buildings3321898000TotalOfBookValueLandBuildings
Financial DerivativesFinancialDerivatives

Closely Held Equity Interests CloselyHeldEquityInterests

FieldValueIRS element (for citing)
Book Value77579000BookValue
Method Of ValuationFMethodOfValuation

Other Securities OtherSecurities (10 entries)

DescriptionDescriptionBook ValueBookValueMethod Of ValuationMethodOfValuation
DOMESTIC EQUITIES166182000F
FOREIGN EQUITIES104673000F
HEDGED EQUITIES505441000F
PRIVATE EQUITIES1066971000F
FIXED INCOME ASSET BACKED SEC35151000F
FIXED INCOME CORPORATE BONDS392415000F
FIXED INCOME EQUITY PRTSHPS295116000F
FIXED INCOME OTHER546262000F
MARKETABLE ALT AND RE1645742000F
OTHER12433000F
FieldValueIRS element (for citing)
Total Of Book Value Securities4847965000TotalOfBookValueSecurities
Federal Income Tax Liability0FederalIncomeTaxLiability

Other Liabilities OtherLiabilities (3 entries)

DescriptionDescriptionAmountAmount
OBLIGATIONS UNDER SPLIT INT AGMTS$115,063,000
DEFERRED BENEFITS$443,639,000
FUNDS HELD IN TRUST FOR OTHERS$90,047,000
FieldValueIRS element (for citing)
Total Of Amounts648749000TotalOfAmounts
Total Revenue3380591488TotalRevenue
Total Expenses3068749235TotalExpenses
Excess Or Deficit For Year311842253ExcessOrDeficitForYear
Net Unrealized GL On Investments-193429000NetUnrealizedGLOnInvestments
Other-$151,738,253OtherAmount
Total Adjustments-345167253TotalAdjustments
Excess Or Deficit Per FS-33325000ExcessOrDeficitPerFS
Tot Revenue Etc Audited Fincl Stmt3081869000TotRevenueEtcAuditedFinclStmt
Net Unrealized Gains Investments-193429000NetUnrealizedGainsInvestments
Other Revenues51001512OtherRevenues
Revenue Not Rptd F990-142427488RevenueNotRptdF990
Revenue Subtotal3224296488RevenueSubtotal
Other Revenues Not Included156295000OtherRevenuesNotIncluded
Revenue Not Rptd On Fin Stmt156295000RevenueNotRptdOnFinStmt
Total Revenue Per Form9903380591488TotalRevenuePerForm990
Tot Expenses Etc Audited Fincl Stmt3115194000TotExpensesEtcAuditedFinclStmt
Other Expenses Included48617155OtherExpensesIncluded
Expenses Not Rptd F99048617155ExpensesNotRptdF990
Expenses Subtotal3066576845ExpensesSubtotal
Other Expenses Not Included2172390OtherExpensesNotIncluded
Expenses Not Rptd On Fin Stmt2172390ExpensesNotRptdOnFinStmt
Total Expenses Per Form9903068749235TotalExpensesPerForm990

Form990 Schedule D Part XIV Form990ScheduleDPartXIV (7 entries)

IdentifierIdentifierExplanationExplanation
PART III, LINE 4:ART COLLECTION: THE HERBERT F. JOHNSON MUSEUM OF ART IS PARTICULARLY NOTED FOR ITS COLLECTION IN THE AREA OF ASIAN ART, 19TH AND 20TH CENTURY AMERICAN ART AND THE GRAPHIC ARTS. THE COLLECTION IS USED FOR TEACHING, RESEARCH AND PUBLIC OUTREACH. THE MUSEUM'S CALENDAR OF EVENTS IS AVAILABLE ON ITS WEB SITE AND PROVIDES INFORMATION TO ENCOURAGE USE OF THE COLLECTION BY THE PUBLIC.
Part V, Line 4:ENDOWMENT FUNDS: THE UNIVERSITY'S ENDOWMENT CONSISTS PRIMARILY OF PERMANENT ENDOWMENT AND BOARD DESIGNATED ENDOWMENT (I.E. FUNDS FUNCTIONING AS ENDOWMENT). THE INCOME FROM THE ENDOWMENT PROVIDES CRITICAL SUPPORT FOR ENDOWED FACULTY CHAIRS, STUDENT FINANCIAL AID AND SUPPORT FOR VARIOUS INSTITUTIONAL PROGRAMS FOR TEACHING, RESEARCH AND PUBLIC OUTREACH.
PART XI, LINE 8:OTHER ADJUSTMENTS: THE TOTAL ADJUSTMENT IN THE AMOUNT OF ($151,738,253) CONSISTS OF THE FAIR MARKET VALUE ADJUSTMENTS FOR DEBT SWAPS AND SPLIT INTERESTS ($156,295,000); ADJUSTMENT FOR SUBSIDIARY NET INCOME OF $2,384,357 AND $2,172,390 FOR NET INCREMENTAL INCREASE IN INSTITUTIONAL LOANS FOR STUDENTS.
Part XII, Line 2d:OTHER ADJUSTMENTS: THE TOTAL ADJUSTMENT IN THE AMOUNT OF $51,001,512 CONSISTS OF SUBSIDIARY REVENUE AND REVENUE RELATED TO RECLASSIFICATIONS.
Part XII, Line 4B:OTHER ADJUSTMENTS: THE TOTAL ADJUSTMENT IN THE AMOUNT OF $156,295,000 CONSISTS OF THE FAIR MARKET VALUE ADJUSTMENTS FOR INVESTMENTS, SPLIT INTEREST AGREEMENTS AND DEBT SWAPS.
PART XIII, LINE 2D:OTHER ADJUSTMENTS: THE TOTAL ADJUSTMENT IN THE AMOUNT OF $48,617,155 CONSISTS OF SUBSIDIARY EXPENSES AND EXPENSES RELATED TO RECLASSIFICATIONS.
Part XIII, Line 4B:OTHER ADJUSTMENTS: THE TOTAL ADJUSTMENT IN THE AMOUNT OF $2,172,390 CONSISTS OF NET INCREMENTAL INCREASE IN INSTITUTIONAL LOANS FOR STUDENTS.

Schedule E IRS990ScheduleE

FieldValueIRS element (for citing)
Nondiscriminatory Policy StmttrueNondiscriminatoryPolicyStmt
Policy Statement In Brochures EtctruePolicyStatementInBrochuresEtc
Policy Publ Via Broadcast MediatruePolicyPublViaBroadcastMedia
Maint Racial Composition RecordstrueMaintRacialCompositionRecords
Maint Scholarships RecordstrueMaintScholarshipsRecords
Maint Copies Of Brochures EtctrueMaintCopiesOfBrochuresEtc
Maint Copies Of All SolicitationstrueMaintCopiesOfAllSolicitations
Discriminate Race Students RightsfalseDiscriminateRaceStudentsRights
Discriminate Race Admiss PoliciesfalseDiscriminateRaceAdmissPolicies
Discriminate Race Emplmn FacultyfalseDiscriminateRaceEmplmnFaculty
Discriminate Race ScholarshipsfalseDiscriminateRaceScholarships
Discriminate Race Educ PoliciesfalseDiscriminateRaceEducPolicies
Discriminate Race Use Of FcltsfalseDiscriminateRaceUseOfFclts
Discriminate Race Athletic ProgfalseDiscriminateRaceAthleticProg
Discriminate Race Other ActyfalseDiscriminateRaceOtherActy
Government Financial Aid ReceivedtrueGovernmentFinancialAidReceived
Government Financial Aid RevokedfalseGovernmentFinancialAidRevoked
Compliance With Rev Proc7550trueComplianceWithRevProc7550

Form990 Schedule E Part II Form990ScheduleEPartII (2 entries)

IdentifierIdentifierExplanationExplanation
EXPLANATION FOR LINE 3THE UNIVERSITY, ORGANIZED IN THE 1860'S, INCLUDED IN ITS CHARTER A COMMITMENT TO NON-DISCRIMINATION BASED ON RELIGION. FROM ITS EARLIEST HISTORY, THE UNIVERSITY ADMITTED A DIVERSE STUDENT BODY IN TERMS OF RACE, GENDER AND RELIGION. THE STATISTICS ABOUT THE COMPOSITION OF FACULTY, STAFF AND STUDENTS, AS WELL AS THE UNIVERSITY'S ONGOING EFFORTS TO INCREASE DIVERSITY, REFLECT THE STRONG COMMITMENT TO NON-DISCRIMINATION.
EXPLANATION FOR LINE 6ACORNELL RECEIVES ASSISTANCE FROM BOTH THE FEDERAL GOVERNMENT AND NEW YORK STATE. THE FEDERAL GOVERNMENT PROVIDES SUPPORT FOR LOANS, STUDENT EMPLOYMENT AND GRANTS. THE MAJOR LOAN PROGRAMS ARE W.D. FORD SUBSIDIZED AND UNSUBSIDIZED LOANS, PERKINS LOANS AND DIRECT PLUS LOANS. EMPLOYMENT INCLUDES FUNDS FOR FEDERAL WORK-STUDY. THE MAJOR GRANTS ARE PELL GRANTS AND SUPPLEMENTAL EDUCATIONAL OPPORTUNITY ASSISTANCE PROGRAM(TAP).

Schedule F IRS990ScheduleF

Accts Actvs Out US Table AcctsActvsOutUSTable (22 entries)

RegionRegionNumber Of OfficesNumberOfOfficesNumber Of EmployeesNumberOfEmployeesType Of Activities ConductedTypeOfActivitiesConductedSpecific Services ProvidedSpecificServicesProvidedTotal ExpendituresTotalExpenditures
East Asia and the Pacific00Program ServicesGrantmaking812378
Europe (Including Iceland and Greenland)00Program ServicesGrantmaking1739038
Middle East and North Africa00Program ServicesGrantmaking715978
North America00Program ServicesGrantmaking902649
Russia and the Newly Independent States00Program ServicesGrantmaking24150
South America00Program ServicesGrantmaking1146934
South Asia00Program ServicesGrantmaking3041903
Sub-Saharan Africa00Program ServicesGrantmaking2388704
Central America and the Caribbean00Program ServicesMedical Services1007907
East Asia and the Pacific00Program ServicesRESEARCH101170
Europe (Including Iceland and Greenland)00Program ServicesRESEARCH333035
Middle East and North Africa1325Program ServicesRESEARCH88056850
North America00Program ServicesRESEARCH113443
South America00Program ServicesRESEARCH39474
Sub-Saharan Africa03Program ServicesEDUCATION & RESEARCH319762
Central America and the Caribbean00InvestmentsN/A815255725
Europe (Including Iceland and Greenland)00InvestmentsN/A85394945
East Asia and the Pacific12Program ServicesEDUCATION413976
Europe (Including Iceland and Greenland)19Program ServicesEDUCATION2486485
North America01Program ServicesEDUCATION41416
South America01Program ServicesEDUCATION134515
South Asia10Program ServicesEDUCATION179949
FieldValueIRS element (for citing)
Subtotal Number Of Offices1SubtotalNumberOfOffices
Subtotal Number Of Employees328SubtotalNumberOfEmployees
Cont Number Of Offices3ContNumberOfOffices
Cont Number Of Employees13ContNumberOfEmployees
Total Number Of Offices4TotalNumberOfOffices
Total Number Of Employees341TotalNumberOfEmployees
Subtotal Amount Spent1001394045SubtotalAmountSpent
Cont Amount Spent3256341ContAmountSpent
Total Amount Spent1004650386TotalAmountSpent
No Recipient Over5 KXNoRecipientOver5K

Grants To Ind Outside US GrantsToIndOutsideUS (9 entries)

Type Of AssistanceTypeOfAssistanceRegionRegionNumber Of RecipientsNumberOfRecipientsAmount Of Cash GrantAmountOfCashGrantAmount Of Non Cash AssistanceAmountOfNonCashAssistanceDescription Of Non Cash AssistanceDescriptionOfNonCashAssistanceMethod Of ValuationMethodOfValuation
STUDENT TRAVEL GRANTCent. America/Caribbean13026000TICKETSCOST
STUDENT TRAVEL GRANTEast Asia/Pacific17034000TICKETSCOST
STUDENT TRAVEL GRANTEurope/Iceland/Greenland18036000TICKETSCOST
STUDENT TRAVEL GRANTMiddle East/North Africa306000TICKETSCOST
STUDENT TRAVEL GRANTNorth America204000TICKETSCOST
STUDENT TRAVEL GRANTRussia102000TICKETSCOST
STUDENT TRAVEL GRANTSouth America17034000TICKETSCOST
STUDENT TRAVEL GRANTSouth Asia5010000TICKETSCOST
STUDENT TRAVEL GRANTSub-Saharan Africa11022000TICKETSCOST
FieldValueIRS element (for citing)
Transfer To Foreign CorptrueTransferToForeignCorp
Interest In Foreign TrustfalseInterestInForeignTrust
Own Foreign CorptrueOwnForeignCorp
Passive Foreign Invest CotruePassiveForeignInvestCo
Foreign PartnershiptrueForeignPartnership
Boycott CountriestrueBoycottCountries

Form990 Schedule F Part V Form990ScheduleFPartV (2 entries)

IdentifierIdentifierExplanationExplanation
PART I, LINE 2:THE UNIVERSITY REVIEWS ALL INVOICES AND OTHER REQUIRED DOCUMENTATION FOR ACCURACY, APPROPRIATENESS OF THE EXPENDITURES IN COMPLIANCE WITH THE AWARD DOCUMENTS AND TIMELINESS OF SUBMISSION. ALL ISSUES ARE ADDRESSED IMMEDIATELY AND, IF DEEMED APPROPRIATE, REVIEWED WITH OTHER KEY OFFICES AT THE UNIVERSITY, PRIOR TO MAKING PAYMENT.
PART III, LINE 1:THESE ARE TRAVEL AWARDS TO GRADUATE STUDENTS WHERE CORNELL HAS DATA ON THE FOREIGN JUSISDICTION. THE UNIVERSITY CURRENTLY DOES NOT CAPTURE DETAILED INFORMATION ON OTHER GRANTS TO OUR STUDENTS WHERE THEIR RESEARCH ACTIVITY OCCURS OUTSIDE THE U.S.

Schedule G IRS990ScheduleG

FieldValueIRS element (for citing)
Mail SolicitationsXMailSolicitations
Email SolicitationsXEmailSolicitations
Phone SolicitationsXPhoneSolicitations
In Person SolicitationsXInPersonSolicitations
Solicitation Of Non Govt GrantsXSolicitationOfNonGovtGrants
Solicitation Of Govt GrantsXSolicitationOfGovtGrants
Special Fundraising EventsXSpecialFundraisingEvents
Agreement Ref FundraisingtrueAgreementRefFundraising

Fundraiser Activity Information FundraiserActivityInformation (3 entries)

Name Of IndividualNameOfIndividualAddress Line1AddressUS/AddressLine1CityAddressUS/CityStateAddressUS/StateZIP CodeAddressUS/ZIPCodeActivityActivityFundraiser Control Of FundsFundraiserControlOfFundsGross ReceiptsGrossReceiptsAmount Retained By ContractorAmountRetainedByContractorNet To OrganizationNetToOrganization
GRENZENBACK GLIER ASSOC401 N MichiganChicagoIL60611CONSULTINGfalse01514880
COMMUNITY CONSULTING SERVICE461 5TH AVENEW YORKNY10017CONSULTINGfalse05300000
JFM GROUP629 fifth AvenuePELHAMNY10803EVENT MGMfalse1542080612841480797
FieldValueIRS element (for citing)
Total Gross Receipts1542080TotalGrossReceipts
Total Retained By Contractors742772TotalRetainedByContractors
Total Net To Organization1480797TotalNetToOrganization
Licensed StatesALLicensedStates
Licensed StatesAKLicensedStates
Licensed StatesAZLicensedStates
Licensed StatesCALicensedStates
Licensed StatesCOLicensedStates
Licensed StatesCTLicensedStates
Licensed StatesDCLicensedStates
Licensed StatesFLLicensedStates
Licensed StatesGALicensedStates
Licensed StatesHILicensedStates
Licensed StatesILLicensedStates
Licensed StatesKSLicensedStates
Licensed StatesKYLicensedStates
Licensed StatesLALicensedStates
Licensed StatesMELicensedStates
Licensed StatesMDLicensedStates
Licensed StatesMALicensedStates
Licensed StatesMILicensedStates
Licensed StatesMNLicensedStates
Licensed StatesMSLicensedStates
Licensed StatesMOLicensedStates
Licensed StatesNHLicensedStates
Licensed StatesNJLicensedStates
Licensed StatesNMLicensedStates
Licensed StatesNYLicensedStates
Licensed StatesNCLicensedStates
Licensed StatesNDLicensedStates
Licensed StatesOHLicensedStates
Licensed StatesOKLicensedStates
Licensed StatesORLicensedStates
Licensed StatesSCLicensedStates
Licensed StatesTNLicensedStates
Licensed StatesUTLicensedStates
Licensed StatesVALicensedStates
Licensed StatesWALicensedStates
Licensed StatesWVLicensedStates
Licensed StatesWILicensedStates

Events Information EventsInformation

FieldValueIRS element (for citing)
Name Of Event1CABARET NIGHTNameOfEvent1
Gross Receipts Event11542080GrossReceiptsEvent1
Charitable Contributions Event11466210CharitableContributionsEvent1
Gross Revenue Event175870GrossRevenueEvent1
Non Cash Prizes Event1591NonCashPrizesEvent1
Rent Facility Costs Event1159656RentFacilityCostsEvent1
Food And Beverage Event168235FoodAndBeverageEvent1
Entertainment Event133895EntertainmentEvent1
Other Direct Expenses Event1212046OtherDirectExpensesEvent1
Total Number Of Other Events0TotalNumberOfOtherEvents
Gross Receipts Total1542080GrossReceiptsTotal
Charitable Contributions Total1466210CharitableContributionsTotal
Gross Revenue Total Events75870GrossRevenueTotalEvents
Non Cash Prizes Total Events591NonCashPrizesTotalEvents
Rent Facility Costs Total Events159656RentFacilityCostsTotalEvents
Food And Beverage Total Events68235FoodAndBeverageTotalEvents
Entertainment Total Events33895EntertainmentTotalEvents
Other Direct Expenses Total Events212046OtherDirectExpensesTotalEvents
Direct Expense Summary Events474423DirectExpenseSummaryEvents
Net Income Summary-398553NetIncomeSummary

Schedule I IRS990ScheduleI

FieldValueIRS element (for citing)
Records MaintainedfalseRecordsMaintained

Recipient Table RecipientTable (342 entries)

Address Line1AddressUS/AddressLine1CityAddressUS/CityStateAddressUS/StateZIP CodeAddressUS/ZIPCodeEIN Of RecipientEINOfRecipientIRC SectionIRCSectionAmount Of Cash GrantAmountOfCashGrantPurpose Of GrantPurposeOfGrantAddress Line2AddressUS/AddressLine2
AGING IN NEW YORK FUND INC
2 LAFAYETTE STREET SUITE 2100NEW YORKNY10007133153550501(c)(3)25000RESEARCH
ALBANY MEDICAL COLLEGE
47 NEW SCOTLAND AVENUE MC-116ALBANYNY12208141338310501(c)(3)35255RESEARCH
ALBERT EINSTEIN COLLEGE OF MEDICINE
1300 MORRIS PARK AVENUEBRONXNY10461131624225501(c)(3)8925RESEARCH
AMERICAN ASSOC OF PEOPLE WITH DISABILITIES
1629 K STREET NW SUITE 950WASHINGTONDC20006521930174501(c)(3)15000RESEARCH
AMERICAN EVALUATION ASSOCIATION
16 SCONTICUT NECK ROAD 290FAIRHAVENMA02719521463557501(c)(3)20000RESEARCH
ARIZONA STATE UNIVERSITY (ASU)
PO BOX 876011TEMPEAZ852876011999999999501(c)(3)562406RESEARCH
ASHIMA RESEARCH
600 S LAKE AVENUE UNIT 104PASADENACA9110626437462720000RESEARCH
ATC-NY
33 THORNWOOD DRIVE SUITE 500ITHACANY14850161549760303014RESEARCH
BANNER RESEARCH INSTITUTE
10515 W SANTA FE DRSUN CITYAZ85351860768795501(c)(3)34630RESEARCH
BAPTIST HEALTH
11900 COL GLENN RD SUITE 2000LITTLE ROCKAR72210710236856501(c)(3)23236RESEARCH
BAYLOR COLLEGE OF MEDICINE
1 BAYLOR PLAZA ROOM BCMM929HOUSTONTX77030741613878501(c)(3)39061RESEARCH
BEDFORD VA RESEARCH
200 SPRING ROAD MS151 BUILDING 2A RBEDFORDMA01730043512440501(c)(3)47096RESEARCH
BELTON SPACE EXPLORATION INITIATIVES
430 SOUTH RANDOLPH WAYTUCSONAZ8571686098724832859RESEARCH
BETH ISRAEL DEACONESS MEDICAL CENTER
330 BROOKLINE AVENUE BR264BOSTONMA02215042103881501(c)(3)166500RESEARCH
BETH ISRAEL DEACONESS MEDICAL CENTER
330 BROOKLINE AVEBOSTONMA02215042103881501(c)(3)44606RESEARCH
BIOSONICS INC
4027 LEARY WAY NWSEATTLEWA9810791103470643670RESEARCH
BOSTON UNIVERSITY
715 ALBANY STREETBOSTONMA02218042103547501(c)(3)24580RESEARCH
BOWLING GREEN STATE UNIVERSITY
OFFICE OF SPONSORED PROGRAMS AND REBOWLING GREENOH434030230346402018501(c)(3)5682RESEARCH
BOYCE THOMPSON INSTITUTE FOR PLANT RESEARCH
100 BOYCE THOMPSON TOWER ROADITHACANY14853131739923501(c)(3)671708RESEARCH
BRADLEY UNIVERSITY
1501 W BRADLEY AVENUE 215 BRADLEYPEORIAIL616250313370661949501(c)(3)27174RESEARCH
BRIGHAM & WOMENS HOSPITAL
ONE BRIGHAM CIRCLE SUITE 418 DEPT OBOSTONMA02115042312909501(c)(3)58261RESEARCH
BROWN UNIVERSITY
BOX 1929PROVIDENCERI02912050258809501(c)(3)70713RESEARCH
BURKE MEDICAL RESEARCH INST
785 MAMARONECK AVENUE WHITE PLAINSNEW YORKNY10605133434924501(c)(3)378794RESEARCH
BUTLER HOSPITAL
345 BLACKSTONE BLVDPROVIDENCERI02906050258812501(c)(3)27667RESEARCH
CAL STATE LA UNIVERSITY AUXILIARY SERV INC
5151 STATE UNIVERSITY DRIVE GOLDENLOS ANGELESCA900324226954016653501(c)(3)27273RESEARCH
CALIFORNIA INSTITUTE OF TECHNOLOGY
1200 E CALIFORNIA BLVD MAIL CODEPASADENACA91125951643307501(c)(3)369198RESEARCH
CARNEGIE MELLON UNIVERSITY
5000 FORBES AVENUEPITTSBURGHPA15213250969449501(c)(3)63795RESEARCH
CARY INSTITUTE OF ECOSYSTEM STUDIES
BOX AB 2801 SHARON TURNPIKEMILLBROOKNY125450129223232968501(c)(3)145782RESEARCH
CASE WESTERN RESERVE UNIVERSITY
10900 EUCLID AVECLEVELANDOH44106341018992501(c)(3)153501RESEARCH
CATHOLIC HEALTHCARE WEST ARIZONA
FILE 5743LOS ANGELESCA900740878941196203501(c)(3)61153RESEARCH
CENTER FOR ECONOMIC AND POLICY RESEARCH
1611 CONNECTICUT AVE NW SUITE 400WASHINGTONDC20009522204029501(c)(3)55944RESEARCH
CHILD TRENDS INC
4301 CONNECTICUT AVE NW SUITE 350WASHINGTONDC20008132982969501(c)(3)36417RESEARCH
CLARKSON UNIVERSITY
8 CLARKSON AVENUE PO BOX 5630POTSDAMNY136995630150543659501(c)(3)97731RESEARCH
CLEMSON UNIVERSITY
300 BRACKETT HALLCLEMSONSC296345702576000254501(c)(3)23539RESEARCH
CLEVELAND CLINIC FOUNDATION
9500 EUCLID AVENUECLEVELANDOH44195340714585501(c)(3)36169RESEARCH
COLD SPRING HARBOR LABORATORY
1 BUNGTOWN ROADCOLD SPRING HARBORNY11724112013303501(c)(3)293867RESEARCH
COLD SPRING HARBOR LABORATORY
P O BOX 100 1 BUNGTOWN ROADCOLD SPRING HARBORNY11724112013303501(c)(3)23494RESEARCH
COLGATE UNIVERSITY
G6 JAMES B COLGATE HALL 13 OAK DRHAMILTONNY133461398150532078501(c)(3)39873RESEARCH
COLLEGE OF CHARLESTON
OFFICE OF RESEARCH GRANTS ADMINISCHARLESTONSC29424576000265501(c)(3)25931RESEARCH
COLLEGE OF WOOSTER
1189 BEALL AVENUEWOOSTEROH446912393340714654501(c)(3)23219RESEARCH
COLORADO NEUROLOGICAL INSTITUTE
701 EAST HAMPDEN AVENUE SUITE 510ENGLEWOOODCO80113841100975501(c)(3)77370RESEARCH
COLORADO STATE UNIVERSITY
601 SOUTH HOWES ST 408 UNIVERSITYFORT COLLINSCO805232002846000545501(c)(3)160946RESEARCH615 WEST 131 STREET MC
COLUMBIA UNIVERSITY
SPONSORED PROJECTS ADMINSITRATION 6NEW YORKNY10027135598093501(c)(3)353408RESEARCH
COLUMBIA UNIVERSITY
615 WEST 131TH STREET MC 8741NEW YORKNY10027135598093501(c)(3)807001RESEARCH
COMMISSION ON QUALITY OF CARE AND ADVOCACY FOR
401 STATE STREETSCHENECTADYNY123052397STATE OF NY53299RESEARCH
CONTINUUM HEALTH PARTNERS
555 WEST 57TH STREETNEW YORKNY10019133939476501(c)(3)11060RESEARCH
CORNELL COOPERATIVE EXTENSION
121 SECOND STREETORISKANYNY134249799166072888501(c)(3)34878RESEARCH
CORNELL COOPERATIVE EXTENSION
203 NORTH HAMILTON STREETWATERTOWNNY136012948166072882501(c)(3)10300RESEARCH
CORNELL COOPERATIVE EXTENSION
417 LIBERTY STREETPENN YANNY14527161159507501(c)(3)5500RESEARCH
CORNELL COOPERATIVE EXTENSION
6055 ROUTE 23ACRANY12405146036887501(c)(3)24114RESEARCH
CORNELL COOPERATIVE EXTENSION
6064 ROUTE 22 SUITE 5PLATTSBURGHNY129019601161159507501(c)(3)15160RESEARCH
CORNELL COOPERATIVE EXTENSION
99 NORTH BROAD STREETNORWICHNY138151386166072876501(c)(3)20348RESEARCH
CORNELL COOPERATIVE EXT SUFFOLK COUNTY
423 GRIFFING AVENUE SUITE 100RIVERHEADNY119013071116081424501(c)(3)67332RESEARCH
CUBRC INC
4455 GENESEE STREETBUFFALONY14225222505934501(c)(3)208983RESEARCH
DANA FARBER
44 BINNEY STREETBOSTONMA021156084042263040501(c)(3)40091RESEARCH
DELAWARE STATE UNIVERSITY
1200 N DUPONT HIGHWAYDOVERDE19901510305893501(c)(3)184685RESEARCH
DICKINSON COLLEGE
PO BOX 1773CARLISEPA170132896231365954501(c)(3)37477RESEARCH
DRS SENSORS & TARGETING SYSTEMS INC
10600 VALLEY VIEW STREETCYPRESSCA906304833270203897183436RESEARCH
DUKE UNIVERSITY
OFFICE OF RESEARCH SUPPORT 2200 WESDURHAMNC27705560532129501(c)(3)41172RESEARCH
DUKE UNIVERSITY MEDICAL CENTER
932 MORREENE ROAD ROOM 213DURHAMNC27705560532129501(c)(3)16116RESEARCH
EMORY UNIVERSITY
954 GATEWOOD ROAD NEATLANTAGA303294208580566256501(c)(3)750526RESEARCH
ENVIRONMENTAL EDUCATION EXCHANGE
738 N 5TH AVENUE SUITE 100TUCSONAZ85705860682018501(c)(3)87150RESEARCH
ESS GROUP INC
888 WORCESTER STREET SUITE 240WELLESLEYMA0248204692429547806RESEARCH
FRANKLIN & MARSHALL COLLEGE
PO BOX 3003LANCASTERPA176043003231352635501(c)(3)21385RESEARCH
GENE NETWORK SCIENCES (GNS)
58 CHARLES STREETCAMBRIDGEMA0214116159416821024RESEARCH
GEORGETOWN UNIVERSITY
37TH AND O STREETSWASHINGTONDC20057530196603501(c)(3)15494RESEARCH
GEORGIA TECH RESEARCH CORP
505 TENTH STREET N WATLANTAGA303320420580603146501(c)(3)77358RESEARCH
GEORGIA TECH RESEARCH CORPORATION (GTRC)
505 TENTH STREETATLANTAGA303320420580603146501(c)(3)1782558RESEARCH
GOOD OLD LOWER EAST SIDE
169 AVENUE BNEW YORKNY10009132915659501(c)(3)70856RESEARCH
H LEE MOFFITT CANCER CTR & RSRCH INSTITUTE
12902 MAGNOLIA DRIVETAMPAFL33612592451713501(c)(3)24178RESEARCH
HARVARD SCHL OF PUBLIC HEALTH
677 HUNTINGTON AVENUE LL-23BOSTONMA02115042103580501(c)(3)229169RESEARCH
HEALTH RESEARCH INC
RIVERVIEW CENTER 150 BROADWAY SUITEMENANDSNY122042719141402155501(c)(3)156727RESEARCH
HEALTH RESEARCH INC
150 BROADWAY SUITE 560MENANDSNY12204141402155501(c)(3)68490RESEARCH
HEBREW HOME AT RIVERDALE
5901 PALISADE AVENUERIVERDALENY10471204352212501(c)(3)171656RESEARCH
HEBREW HOME FOR THE AGED
5901 PALISADE AVENUEBRONXNY10471131739971501(c)(3)122169RESEARCH
HOBART AND WILLIAM SMITH COLLEGES
300 PULTENEY STREETGENEVANY14456160743040501(c)(3)36218RESEARCH
HOFSTRA UNIVERSITY
205 MEMORIAL HALLHEMPSTEADNY11549111630906501(c)(3)10859RESEARCH
HONEYBEE ROBOTICS INC
460 W 34TH ST 7TH FLOORNEW YORKNY1000188019303351934RESEARCH
HOSPITAL FOR SPECIAL SURGERY
535 EAST 7OTH STREETNEW YORKNY10021131624135501(c)(3)1403867RESEARCH
HOWARD UNIVERSITY (HU)
OFFICE OF SPONSORED PROGRAMS 576 WWASHINGTONDC20059530204707501(c)(3)804304RESEARCH
HUBBARD BROOK RESEARCH FOUNDATION
PO BOX 282NORTH WOODSTOCKNH03262020474938501(c)(3)102885RESEARCH
HYBRID SILICA TECHNOLOGIES INC
95 BROWN ROADITHACANY14850201870710368045RESEARCH1300 YORK AVENUE BOX 89
INSIGHTS INTERNATIONAL INC
BOX 6401ITHACANY14851640116140434730000RESEARCH
INSTITUTE FOR EDUCATIONAL LEADERSHIP
4455 CONNECTICUT AVENUE NW SUITE 31WASHINGTONDC20008521198450501(c)(3)23356RESEARCH
INSTITUTE FOR LEARNING INNOVATION
3168 BRAVERTON STREET SUITE 280EDGEWATERMD21037521467051501(c)(3)71914RESEARCH
INSTITUTE FOR SYSTEMS BIOLOGY
1441 N 34TH STREETSEATTLEWA98103912003593501(c)(3)143020RESEARCH
INSTITUTE NEURODEGENERATIVE
60 TEMPLE STREET SUITE 8BNEW HAVENCT06511061582206501(c)(3)16081RESEARCH
INTERNATIONAL CITYCOUNTY MGT ASSOC
777 N CAPITOL STREET NE SUITE 500WASHINGTONDC20002362167755501(c)(3)17036RESEARCH
INTERNATIONAL FOOD POLICY RSRCH INSTITUTE
2033 K STREET NWWASHINGTONDC20006521041632501(c)(3)10464RESEARCH
INTERNATIONAL RELIEF AND DEVELOPMENT
1621 N KENT STREET 4TH FLOOR SUITEARLINGTONVA22209541889077501(c)(3)7874RESEARCH
IOWA STATE UNIVERSITY
1138 PEARSONAMESIA500112207426004224501(c)(3)181630RESEARCH
ITHACA COLLEGE
130 ALUMNI HALL ITHACA COLLEGEITHACANY148507006150532204501(c)(3)9000RESEARCH
JEWISH ASSOC FOR SERVICES FOR THE AGED
132 WEST 31ST STREET 10TH FLOORNEW YORKNY10001132620896501(c)(3)13114RESEARCH
JOHNS HOPKINS UNIVERSITY
615 N WOLFE STREET SUITE W1100BALTIMOREMD21205520595110501(c)(3)7523RESEARCH
JOHNS HOPKINS UNIVERSITY
12529 COLLECTIONS CENTER DRIVECHICAGOIL60693520595110501(c)(3)227331RESEARCH
JUST ONE BREAK INC
201 IU WILLETS ROADALBERTSONNY11507131850554501(c)(3)25098RESEARCH
KANSAS STATE UNIVERSITY
2 FAIRCHILD HALLMANHATTANKS665061103480771751501(c)(3)363180RESEARCH
KINETX INC SPACE NAVIGATION & FLIGHT DYNAMICS
21 WEST EASY ST SUITE 108SIMI VALLEYCA9306577032608510756RESEARCH
LEHIGH UNIVERSITY (LU)
526 BRODHEAD AVENUEBETHLEHEMPA180153046240795445501(c)(3)98042RESEARCH
LIGHTWORKS LLC
1525 FLEMMING DRLONGMONTCO8050120547669943500RESEARCH
LIQUID ROBOTICS
1329 MOFFETT PARK DRIVESUNNYVALECA9408920819028677890RESEARCH
LSU HEALTH SCIENCE CENTER INSTITUTE
1501 KINGS HWY R00M 3-436SHREVEPORTLA71103721418937501(c)(3)25521RESEARCH
MARQUETTE UNIVERSITY
PO BOX 1881MILWAUKEEWI532011181390806251501(c)(3)13623RESEARCH
MASSACHUSETTS GENERAL HOSPITAL
50 STANFORD STREET- SUITE 1001BOSTONMA02114042697983501(c)(3)81619RESEARCH
MASSACHUSETTS INSTITUTE OF TECHNOLOGY
77 MASSACHUSETTS AVENUE RM E19-750CAMBRIDGEMA021394307042103594501(c)(3)15639RESEARCH
MASSACHUSETTS INSTITUTE OF TECHNOLOGY
77 MASSACHUSETTS AVENUE NE30-7049CAMBRIDGEMA02142042103594501(c)(3)110740RESEARCH
MATHEMATICA POLICY RESEARCH INC
PO BOX 2393PRINCETONNJ0854322211229612715RESEARCH
MAYO CLINIC ARIZONA
13400 EAST SHEA BLVDSCOTTSDALEAZ85259860800150501(c)(3)27034RESEARCH
MCLEAN HOSPITAL CORPORATION
PEAR MAILSTOP 320 115 MILL STREETBELMONTMA02478042697981501(c)(3)25079RESEARCH
MCW RESEARCH FOUNDATION INC
8701 WATERTOWN PLANK ROADMILWAUKEEWI53226391454191501(c)(3)69475RESEARCH
MEDICAL COLLEGE OF GEORGIA
1429 HARPER HF 1121AUGUSTAGA30912581418202501(c)(3)44549RESEARCH
MEDICAL COLLEGE OF WISCONSIN
9200 WEST WISCONSIN AVENUEMILWAUKEEWI53226390806261501(c)(3)108273RESEARCH
MEDICAL UNIVERSITY OF SOUTH CAROLINA
326 CALHOUN STREET SUITE 308CHARLESTONSC29401576000722STATE OF SC19060RESEARCH
MEMORIAL SLOAN KETTERING
1275 YORK AVENUENEW YORKNY10021131924236501(c)(3)4033735RESEARCH
METADATA MANAGEMENT ASSOCIATES
PO BOX 282JACKSONVILLENY14854261422818131271RESEARCH
MIAMI UNIVERSITY
102 ROUDEBUSH HALLOXFORDOH450563653316402089501(c)(3)66796RESEARCH
MICHIGAN STATE UNIVERSITY
CONTRACT GRANT ADMINISTRATION 301E LANSINGMI488241046386005984501(c)(3)263965RESEARCH
MINEX ENGINEERING CORP
1000 APOLLO COURT UNIT GANTIOCHCA9450968020516496240RESEARCH
MONTCLAIR STATE UNIVERSITY
OFFICE OF RESEARCH SPONSORED PROGMONTCLAIRNJ07043222912682501(c)(3)94168RESEARCH
MOUNT SINAI SCHOOL OF MEDICINE
ONE GUSTAVE L LEVY PLACE BOX 3500NEW YORKNY10029136171197501(c)(3)505991RESEARCH
MOVIMIENTO PARA EL ALCANCE DE VIDA INDEPENDIENTE
PO BOX 25277SAN JUANPR009285277660446732501(c)(3)16301RESEARCH
NARROWS INSTITUTE FOR BIOMEDICAL
800 POLY PLACE MAINE CODE 151BROOKLYNNY11209113059470501(c)(3)14736RESEARCH
NTL AGN FOR FINITE ELEMENT METHODS AND STD
1829 DICKERSON BLVD SUITE 102MONROENC28110999999999FOREIGN7853RESEARCH
NATIONAL CENTER FOR GENOME RESOURCES
2935 RODEO PARK DRIVE EASTSANTE FENM87505850418280501(c)(3)93389RESEARCH
NATIONAL INSTITUTE OF STANDARDS AND TECH
325 BROADWAYBOULDERCO80305999999999US DEPT OF COM.186216RESEARCH
NATIONAL RADIO ASTRONOMY OBSERVATORY
520 EDGEMONT ROADCHARLOTTESVILLEVA229032475111630900501(c)(3)48307RESEARCH
NEW MEXICO BUSINESS LEADERSHIP NETWORK
PO BOX 90803ALBUQUERQUENM87199412055631501(c)(3)16250RESEARCH
NEW MEXICO STATE UNIVERSITY
PO BOX 30001 MSC 3AFRLAS CRUCESNM880038001856000401501(c)(3)5990RESEARCH
NEW YORK CITY HEALTH AND HOSPITALS
160 WATER STREET 7TH FLNEW YORKNY10038132655001STATE OF NY289220RESEARCH
NEW YORK RESTORATION PROJECT
254 W 31ST ST 10TH FLOORNEW YORKNY10001133959056501(c)(3)41206RESEARCH
NEW YORK UNIVERSITY
665 BROADWAY SUITE 801NEW YORKNY100122331135562308501(c)(3)19958RESEARCH
NORTH AMERICAN ASSN FOR ENVR EDUCATION
2000 P ST NW SUITE 540WASHINGTONDC20036237158061501(c)(3)811029RESEARCH
NC AGRICULTURAL & TECH STATE UNIVERSITY
1601 EAST MARKET STREETGREENSBORONC27411566000007501(c)(3)28235RESEARCH
NORTH CAROLINA STATE UNIVERSITY
2701 SULLIVAN DRIVE SUITE 240 CAMPURALEIGHNC276957514566000756STATE OF NC314345RESEARCH
NORTH CAROLINA STATE UNIVERSITY
2701 SULLIVAN DRIVE SUITE 240CBNC276957214566000756STATE OF NC71092RESEARCH
NORTH DAKOTA STATE UNIVERSITY
DEPT 4000 PO BOX 6050FARGOND581056050456002439501(c)(3)41578RESEARCH
NORTH SHORE UNIVERSITY HOSP
350 COMMUNITY DRIVE MANHASSETNEW YORKNY11030111562701501(c)(3)32586RESEARCH
NORTH WESTERN UNIVERSITY
2205 TECH DRIVE HOGAN 2-100EVANSTONIL602083500362167817501(c)(3)170700RESEARCH
NORTHEAST ORGANIC FARMING ASSOCIATION OF NY
249 HIGHLAND AVEROCHESTERNY14620030259137501(c)(3)47126RESEARCH
NORTHEASTERN UNIVERSITY (NU)
360 HUNTINGTON AVENUE 960 RENAISSANBOSTONMA021155000041679980501(c)(3)50971RESEARCH
NYU SCHOOL OF MEDICINE
522 FIRST AVENUENEW YORKNY10016135562308501(c)(3)868302RESEARCH
OCHSNER CLINIC FOUNDATION
1514 JEFFERSON HIGHWAY 2ND FL RESEANEW ORLEANSLA70121720502505501(c)(3)22472RESEARCH
OFS LABORATORIES LLC
19 SCHOOLHOUSE ROADSOMERSETNJ0887316174537763068RESEARCH
OHIO STATE UNIVERSITY
650 ACKERMAN ROAD ROOM344COLUMBUSOH43202316025986STATE OF OH78805RESEARCH
OREGON HEALTH & SCIENCE UNIVERSITY
3181 W SAM JACKSON PARK ROAD MAIL CPORTLANDOR972393098931176109501(c)(3)15161RESEARCH
OREGON STATE UNIVERSITY
PO BOX 1086CORVALISOR973312140931070707501(c)(3)221113RESEARCH
ORGANIC GROWERS (OGRISN)
1124 COUNTRY RD 38BRAINBRIDGENY13733454134508501(c)(3)17738RESEARCH
PACE UNIVERSITY
ONE PACE PLAZANEW YORKNY10038135562314501(c)(3)76221RESEARCH
PALEONTOLOGICAL RESEARCH INSTITUTION
1259 TRUMANSBURG ROADITHACANY14850150554849501(c)(3)30645RESEARCH
PARKINSONS & MOVEMENT DISORDER
9940 TALBERT AVENUE SUITE 204FOUNTAIN VALLEYCA92708330865885501(c)(3)32379RESEARCH
PARKINSONS INSTITUTE
675 ALMANOR AVENUESUNNYVALECA94085943061594501(c)(3)29264RESEARCH
PARSONS THE NEW SCHOOL FOR DESIGN
80 FIFTH AVE 4TH FLOORNEW YORKNY10011133297179501(c)(3)18064RESEARCH
PENNSYLVANIA STATE UNIVERSITY
500 UNIVERSITY DRIVE MC H138HERSHEYPA17033246000376STATE OF PA155354RESEARCH
PENNSYLVANIA STATE UNIVERSITY
103 SHIELDS BUILDINGUNIVERSITY PKPA16802246000376STATE OF PA41955RESEARCH
PENNSYLVANIA STATE UNIVERSITY (PSU)
OFFICE OF SPONSORED PROGRAMS 110 TEUNIVERSITY PARKPA168027000246000376STATE OF PA1137513RESEARCH
PHILMONT BEAUTIFICATION INC
113 MAIN STREET PO BOX 1072PHILMONTNY12565205877789501(c)(3)5829RESEARCH
POLYTECHNIC INSTITUTE OF NEW YORK UNI
6 METROTECH CENTERBROOKLYNNY11201111630820501(c)(3)17892RESEARCH
POMONA COLLEGE
150 EAST EIGHTH STREETCLAREMONTCA91711951664112501(c)(3)28789RESEARCH
PORT CITY NEUROLOGY
7 PORTLAND FARMS RDSCARBOROUGHME04074202978378501(c)(3)13289RESEARCH
PRESIDENT AND FELLOWS OF HARVARD COLLEGE (PFHC)
OFFICE FOR SPONSORED RESEARCH 1350CAMBRIDGEMA02138042103580501(c)(3)933561RESEARCH
PRIMET PRECISION MATERIALS INC
950 DANBY ROAD SUITE 204ITHACANY148507215431836556RESEARCH
PRINCETON UNIVERSITY
4 NEW SOUTH BLDGPRINCETONNJ08544210634501501(c)(3)209433RESEARCH
PURDUE UNIVERSITY
615 W STATE STREET SPS AGADWEST LAFAYETTEIN479072108356002041501(c)(3)185061RESEARCH
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REGENTS OF THE UNIVERSITY OF MINNESOTA
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SALISBURY UNIVERSITY
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SCRIPPS RESEARCH INSTITUTE
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SETI INSTITUTE
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SPACE SCIENCE INSTITUTE
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STANFORD UNIVERSITY
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SYRACUSE UNIVERSITY
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TEXAS TECH UNIVERSITY
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THE CONFERENCE BOARD INC (CBI)
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THE OHIO STATE UNIVERSITY (OSU)
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TRUMAN STATE UNIVERSITY
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TRUSTEE OF DARTMOUTH COLLEGE
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TUFTS UNIVERSITY
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TULANE UNIVERSITY HEALTH
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TUSKEGEE UNIVERSITY
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UNIVERSITY OF ALASKA-ANCHORAGE
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UNIVERSITY OF ARIZONA
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UNIVERSITY OF ARKANSAS
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UNIVERSITY OF CHICAGO
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UNIVERSITY OF COLORADO
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UNIVERSITY OF COLORADO (UCB)
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UNIVERSITY OF DELAWARE
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UNIVERSITY OF FLORIDA
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UNIVERSITY OF MARYLAND
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UNIVERSITY OF MARYLAND
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UNIVERSITY OF MASSACHUSETTS
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UNIVERSITY OF MEDICINE & DENTISTRY OF NJ
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UNIVERSITY OF NORTH CAROLINA
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UNIVERSITY OF NORTH CAROLINA AT GREENSBORO
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UNIVERSITY OF PENNSYLVANIA
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UNIVERSITY OF RHODE ISLAND
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UNIVERSITY OF ROCHESTER
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UNIVERSITY OF ROCHESTER
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UNIVERSITY OF SOUTHERN CALIFORNIA
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UNIVERSITY OF SOUTHERN CALIFORNIA
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UNIVERSITY OF TENNESSEE
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UNIVERSITY OF UTAH
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UNIVERSITY OF UTAH
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UNIVERSITY OF VERMONT
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UNIVERSITY OF VIRGINIA
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UNIVERSITY OF WASHINGTON
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UNIVERSITY OF WASHINGTON
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URBAN INSTITUTE
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VANDERBILT UNIVERSITY
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WASHINGTON UNIVERSITY
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WASHINGTON UNIVERSITY
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WELLESLEY COLLEGE
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WOODS HOLE OCEANOGRAPHIC INST
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YALE UNIVERSITY
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YALE UNIVERSITY
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111 ACADEMY WAYIRVINECA92697952226406STATE OF CA8688RESEARCH
REGENTS OF THE UNIV OF CALIFORNIA DAVIS
ONE SHIELDS AVEDAVISCA95616946036494STATE OF CA50000RESEARCH
UNIVERSITY OF CALIFORNIA
CITY OFOAKLANDCA94720943067788STATE OF CA37442RESEARCH
UNIVERSITY OF MASSACHUSETTS
CITY OFBOSTONMA02215043167352STATE OF MA190322RESEARCH
FieldValueIRS element (for citing)
Total Nbr Of501 C3 And Govt Grants315TotalNbrOf501C3AndGovtGrants
Total Nbr Of Other Organizations27TotalNbrOfOtherOrganizations

Form990 Schedule I Part III Form990ScheduleIPartIII

FieldValueIRS element (for citing)
Type Of GrantFINANCIAL AIDTypeOfGrant
Number Of Recipients5491NumberOfRecipients
Amount Of Cash Grant44871390AmountOfCashGrant

Form990 Schedule I Part IV Form990ScheduleIPartIV (2 entries)

IdentifierIdentifierReturn ReferenceReturnReferenceExplanationExplanation
SCHEDULE IPART IITHE UNIVERSITY REPORTS ALL GRANT RECIPIENTS INCLUDING SUB-GRANTEES OF WHICH IT IS AWARE. THIS INCLUDES SUB RECIPIENT AWARDS, PRIMARILY FOR RESEARCH, TO GOVERNMENT AGENCIES, ORGANIZATIONS EXEMPT UNDER 501(C)(3) AND FOR-PROFIT ENTITIES FOR WHICH NO AUTHORITY FOR EXEMPTION (E.G., 501(C)(3) IS NOT PROVIDED.)
SCHEDULE IPART IIITHE FINANCIAL AID OF $44,871,390 REPRESENTS THE UNIVERSITY'S GRANT AID FOR APPROXIMATELY 5,491 STUDENTS. IT CONSISTS OF $42,699,000 FOR LIVING EXPENSES AND $2,172,390 IN INCREMENTAL SUPPORT FROM INSTITUTIONAL LOANS REPORTED ON THE 990 AS FINANCIAL AID EXPENSE. THE MAJORITY OF THE FINANCIAL AID PROVIDED BY THE UNIVERSITY TO ITS STUDENTS IS APPLIED TO TUITION AND MANDATORY FEES AND REFERRED TO AS SCHOLARSHIP ALLOWANCE OR TUITION DISCOUNT. IN FISCAL YEAR 2012, THE SCHOLARSHIP ALLOWANCE WAS $333,873,000.

Schedule J IRS990ScheduleJ

FieldValueIRS element (for citing)
First Class Or Charter TravelXFirstClassOrCharterTravel
Travel For CompanionsXTravelForCompanions
Idemnification Gross Up PaymentsXIdemnificationGrossUpPayments
Housing Allowance Or ResidenceXHousingAllowanceOrResidence
Club Dues Or FeesXClubDuesOrFees
Personal ServicesXPersonalServices
Written Policy Re T And E ExpensestrueWrittenPolicyReTAndEExpenses
Substantiation RequiredtrueSubstantiationRequired
Compensation CommitteeXCompensationCommittee
Independent ConsultantXIndependentConsultant
Compensation SurveyXCompensationSurvey
Board Or Committee ApprovalXBoardOrCommitteeApproval
Severance PaymentfalseSeverancePayment
Supplemental Nonqual Retire PlantrueSupplementalNonqualRetirePlan
Equity Based Comp ArrangementfalseEquityBasedCompArrangement
Comp Based On Revenue Of Filing OrgfalseCompBasedOnRevenueOfFilingOrg
Comp Based On Revenue Related OrgsfalseCompBasedOnRevenueRelatedOrgs
Comp Based Net Earnings Filing OrgfalseCompBasedNetEarningsFilingOrg
Comp Based Net Earnings Relate OrgsfalseCompBasedNetEarningsRelateOrgs
Any Non Fixed PaymentstrueAnyNonFixedPayments
Initial Contract ExceptionfalseInitialContractException

Form990 Schedule J Part II Form990ScheduleJPartII (14 entries)

Base Compensation Filing OrgBaseCompensationFilingOrgComp Based On Related OrgsCompBasedOnRelatedOrgsBonus Filing OrgBonusFilingOrgBonus Related OrgsBonusRelatedOrgsOther Compensation Filing OrgOtherCompensationFilingOrgOther Compensation Related OrgsOtherCompensationRelatedOrgsDeferred Comp Filing OrgDeferredCompFilingOrgDeferred Comp Related OrgsDeferredCompRelatedOrgsNontaxable Benefits Filing OrgNontaxableBenefitsFilingOrgNontaxable Benefits Related OrgsNontaxableBenefitsRelatedOrgsTotal Compensation Filing OrgTotalCompensationFilingOrgTotal Compensation Related OrgsTotalCompensationRelatedOrgsComp Report Prior990 Filing OrgCompReportPrior990FilingOrgComp Report Prior990 Related OrgsCompReportPrior990RelatedOrgs
DAVID J SKORTON
69003500078010690140984810865331000
W KENT FUCHS
4955280272650214020245000165660585261000
ANTONIO M GOTTO JR
4276220004944083631106461701333494000
JAMES J MINGLE
4013950170580281430245000177050488801000
JOANNE M DESTEFANO
296674011756018000035545087340370709000
ALBERT J EDWARDS
3592990314674000245000193110717784000
DANIEL M KNOWLES MD
73969700074011403666001706201533533000
PAK H CHUNG MD
63645000257134302616003158002692728000
MUKESH PRASAD MD
69215000238980602091003309202513023000
ZEV ROSENWAKS MD
324574000417114803666001699004549372000
STEVEN D SPANDORFER MD
47438000310774102616002499603206335000
PHILIP E STEIG MD
386512000292226903666002545303370894000
ROSEMARY J AVERY
17078200047458032701091490260090000
NELSON G HAIRSTON JR
16926400030000175650115820201411000

Form990 Schedule J Part III Form990ScheduleJPartIII (4 entries)

IdentifierIdentifierExplanationExplanation
LINES 1A AND 2PAYMENT OR REIMBURSEMENT OF THE EXPENSES DESCRIBED IN 1A IS COVERED BY THE UNIVERSITY'S TRAVEL POLICIES OR SPECIFIC EMPLOYMENT CONTRACTS AND INCLUDES THE UNIVERSITY'S IMPLEMENTATION OF AN ACCOUNTABLE PLAN. THERE IS OCCASIONALLY UNIT DISCRETION.
LINE 4BTHE PRESIDENT AND PROVOST OF MEDICAL AFFAIRS PARTICIPATE IN BOARD AUTHORIZED DEFERRED COMPENSATION AGREEMENTS UNDER IRC SECTION 457(F). THE DEFERRAL FOR THE PRESIDENT OF $44,514 AND THE DEFERRAL FOR THE PROVOST AND DEAN OF THE MEDICAL COLLEGE OF $ 799,561 UNDER IRC SECTION 457(F) OF AMOUNTS NOT SUBSTANTIALLY VESTED ARE DISCLOSED ON SCHEDULE J, PART II, COLUMN (C) FOR EACH INDIVIDUAL AS A COMPONENT OF OVERALL QUALIFIED AND NON-QUALIFIED DEFERRED COMPENSATION.
LINE 7BONUS PAYMENTS ARE PROVIDED TO INDIVIDUALS IN RECOGNITION OF ACCOMPLISHMENTS OF SPECIFIC GOALS OR OVERALL PERFORMANCE.
ADDITIONAL INFORMATION ON BOARD OF TRUSTEESTHE CORNELL BOARD INCLUDES FACULTY, STAFF AND STUDENTS. FACULTY MEMBERS ELECT TWO (2) MEMBERS; THE STUDENT BODY ELECTS TWO (2) MEMBERS; THE "EMPLOYEE ASSEMBLIES" ELECT ONE (1) MEMBER. FOR FISCAL YEAR ENDED JUNE 30, 2012, THE FACULTY MEMBERS WERE ROSEMARY J. AVERY AND NELSON G. HAIRSTON; THE STUDENT REPRESENTATIVES WERE ALEXANDER W. BORES AND DARRICK T.N EVENSON; AND THE EMPLOYEE REPRESENTATIVE WAS BETH MCKINNEY.

Schedule K IRS990ScheduleK

Form990 Schedule K Part I Form990ScheduleKPartI (4 entries)

Issuer EINIssuerEINCUSIP NumberCUSIPNumberDate IssuedDateIssuedIssue PriceIssuePriceDescription Of PurposeDescriptionOfPurposeDefeasedDefeasedOn Behalf Of IssuerOnBehalfOfIssuerPool FinancingPoolFinancing
DASNY (Series 1990B)
146000293649905zh22010-05-0355997134Refund 1990 bonds (12/19/1990)falsefalsefalse
DASNY (Series 2004A & Series 2004B)
14600029364983trf22004-05-2792100000See Part VIfalsefalsefalse
DASNY (Series 2006A)
14600029364983ql982006-05-11258479025See Part VIfalsefalsefalse
DASNY (Series 2008B and Series 2008C)
146000293649905a972010-05-03139688300Refunded 2008 DASNY bondsfalsefalsefalse

Form990 Schedule K Part II Form990ScheduleKPartII (4 entries)

Amount RetiredAmountRetiredAmount Bond DefeasedAmountBondDefeasedTotal ProceedsTotalProceedsAmount In Reserve FundAmountInReserveFundCapitalized InterestCapitalizedInterestRefunding EscrowRefundingEscrowIssuance Costs From ProceedsIssuanceCostsFromProceedsCredit EnhancementCreditEnhancementWorking Capital ExpendituresWorkingCapitalExpendituresCapital ExpendituresCapitalExpendituresOther Spent ProceedsOtherSpentProceedsAmount UnspentAmountUnspentYear Of Subst CompletionYearOfSubstCompletionCurrent RefundingCurrentRefundingAdvance RefundingAdvanceRefundingFinal Allocation MadeFinalAllocationMadeAdequate Books And Recds MaintaindAdequateBooksAndRecdsMaintaind
501000005599713400559971540000002010truefalsetruetrue
12900000092663883004080500014825870050376296002006truefalsetruetrue
6526500002618132160017871754335116340079584039002008truefalsetruetrue
7020000013968830000129938000770300000898000002010truefalsetruetrue

Form990 Schedule K Part III Form990ScheduleKPartIII (4 entries)

Owning Bond Financed PropertyOwningBondFinancedPropertyAny Lease ArrangementsAnyLeaseArrangementsMngment Cntrct Bond Financd PrprtyMngmentCntrctBondFinancdPrprtyEngage Bond Counsel ContractsEngageBondCounselContractsAny Research AgreementsAnyResearchAgreementsEngage Bond Counsel ResearchEngageBondCounselResearchPrcntge Prvt Business Use By OthersPrcntgePrvtBusinessUseByOthersPercentage Of Prvt Business Re UBIPercentageOfPrvtBusinessReUBITotal Private Business UseTotalPrivateBusinessUsePost Issuance Compliance ProcdrsPostIssuanceComplianceProcdrs
falsetruetruetruetruetrue0.001000.001000.00200true
falsetruetruetruetruetrue0.003000.001000.00400true
falsetruetruetruetruetrue0.006000.001000.00700true
falsetruetruetruetruetrue0.001000.000000.00100true

Form990 Schedule K Part IV Form990ScheduleKPartIV (4 entries)

Form8038 T FiledForm8038TFiledVariable Rate IssueVariableRateIssueHedge Identified In Books And RecdsHedgeIdentifiedInBooksAndRecdsGross Proceeds Invested In GICGrossProceedsInvestedInGICBusiness Name Line1NameOfGICProvider/BusinessNameLine1Gross Proceeds InvestedGrossProceedsInvestedException To RebateExceptionToRebate
0
falsefalsefalsefalse0falsetrue
0
falsetruefalsefalse0falsetrue
0
falsefalsefalsefalse0falsetrue
0
falsefalsefalsefalse0falsetrue
FieldValueIRS element (for citing)
Fed Tax Requirements ComplianceXFedTaxRequirementsCompliance

Form990 Schedule K Part VI Form990ScheduleKPartVI

FieldValueIRS element (for citing)
IdentifierSCHEDULE KIdentifier
Return ReferenceSEE SCHEDULE OReturnReference
ExplanationSEE SCHEDULE OExplanation

Schedule L IRS990ScheduleL

Form990 Schedule L Part IV Form990ScheduleLPartIV (22 entries)

RelationshipRelationshipAmount Of TransactionAmountOfTransactionDescription Of TransactionDescriptionOfTransactionSharing Of RevenuesSharingOfRevenues
SB ASHLEY MGM CO
TRUSTEE- ASHLEY323535RE MGMNT FEES PAID BY UNIV.false
FIRST RESERVE VARIOUS FUNDS
TRUSTEE- FAM MBR MACAULEY65818INVESTMENT FEE PAID BY UNIV.false
FIRST RESERVE VARIOUS FUNDS
TRUSTEE- FAM MBR MACAULEY3208603DISTRIBUTIONS TO UNIV.false
FIRST RESERVE VARIOUS FUNDS
TRUSTEE- FAM MBR MACAULEY3707920INVESTMENT BY UNIV.false
CHARLES RIVER VARIOUS FUNDS
TRUSTEE- ZAK167801INVESTMENT BY UNIV.false
CHARLES RIVER VARIOUS FUNDS
TRUSTEE- ZAK1238712DISTRIBUTIONS TO UNIV.false
US VENTURE VARIOUS FUNDS
FORMER TRUSTEE- YOUNG360000INVESTMENT BY UNIV.false
US VENTURE VARIOUS FUNDS
FORMER TRUSTEE- YOUNG3113507DISTRIBUTIONS TO UNIV.false
JP MORGAN CHASE
TRUSTEE- BRAUNSTEIN3566189BANKING FEES PAID BY UNIV.false
KIONIX INC
TRUSTEE- GALVIN1490000ROYALTIES PAID TO UNIVERSITYfalse
RHEONIX INC
TRUSTEE- GALVIN107780RESEARCH CONTRACTfalse
ASTRAZENECA
OFFICER- GOTTO44752PURCHASES BY UNIVERSITYfalse
ASTRAZENECA
OFFICER- GOTTO204500RESEARCH SUPPORT PAID TO UNIV.false
WATERS CORP
OFFICER- GLIMCHER43992PURCHASES BY UNIVERSITYfalse
PFIZER
OFFICER- GLIMCHER692PURCHASES BY UNIVERSITYfalse
PFIZER
OFFICER- GLIMCHER641420RESEARCH SUPPORT PAID TO UNIV.false
MERCK
OFFICER- GOTTO682097PURCHASES BY UNIVERSITYfalse
MERCK
OFFICER- GLIMCHER40744RESEARCH SUPPORT PAID TO UNIV.false
BRISTOL-MYERS SQUIBB
OFFICER- GLIMCHER315179RESEARCH SUPPORT PAID TO UNIV.false
KOWA COMPANY LTD
OFFICER- GOTTO100000RESEARCH SUPPORT PAID TO UNIV.false
P DESTEFANO
OFFICER- SPOUSE75428COMPENSATIONfalse
R DAVISSON
OFFICER- SPOUSE198800COMPENSATIONfalse

Schedule M IRS990ScheduleM

Works Of Art WorksOfArt

FieldValueIRS element (for citing)
Non Cash CheckboxXNonCashCheckbox
Number Of Contributions50NumberOfContributions
Noncash Contribs Rptd F9901551215NoncashContribsRptdF990
Method Of Determining RevenuesFMV APPRAISALSMethodOfDeterminingRevenues
FieldValueIRS element (for citing)
Art Historical TreasuresArtHistoricalTreasures
Art Fractional InterestArtFractionalInterest

Books And Publications BooksAndPublications

FieldValueIRS element (for citing)
Non Cash CheckboxXNonCashCheckbox
Noncash Contribs Rptd F9901376749NoncashContribsRptdF990
Method Of Determining RevenuesFMV APPRAISALSMethodOfDeterminingRevenues
FieldValueIRS element (for citing)
Clothing And Household GoodsClothingAndHouseholdGoods

Cars And Other Vehicles CarsAndOtherVehicles

FieldValueIRS element (for citing)
Non Cash CheckboxXNonCashCheckbox
Number Of Contributions2NumberOfContributions
Noncash Contribs Rptd F99028200NoncashContribsRptdF990
Method Of Determining RevenuesFMV APPRAISALSMethodOfDeterminingRevenues

Boats And Planes BoatsAndPlanes

FieldValueIRS element (for citing)
Non Cash CheckboxXNonCashCheckbox
Number Of Contributions2NumberOfContributions
Noncash Contribs Rptd F9906000NoncashContribsRptdF990
Method Of Determining RevenuesFMV APPRAISALSMethodOfDeterminingRevenues
FieldValueIRS element (for citing)
Intellectual PropertyIntellectualProperty

Securities Publicly Traded SecuritiesPubliclyTraded

FieldValueIRS element (for citing)
Non Cash CheckboxXNonCashCheckbox
Number Of Contributions818NumberOfContributions
Noncash Contribs Rptd F99031765721NoncashContribsRptdF990
Method Of Determining RevenuesSALES PRICEMethodOfDeterminingRevenues
FieldValueIRS element (for citing)
Securities Closely Held StockSecuritiesCloselyHeldStock

Securities Prtnrshp Trust Intrsts SecuritiesPrtnrshpTrustIntrsts

FieldValueIRS element (for citing)
Non Cash CheckboxXNonCashCheckbox
Number Of Contributions1NumberOfContributions
Noncash Contribs Rptd F990452150NoncashContribsRptdF990
Method Of Determining RevenuesFMV APPRAISALSMethodOfDeterminingRevenues

Securities Miscellaneous SecuritiesMiscellaneous

FieldValueIRS element (for citing)
Non Cash CheckboxXNonCashCheckbox
Number Of Contributions1NumberOfContributions
Noncash Contribs Rptd F990100NoncashContribsRptdF990
Method Of Determining RevenuesFMV APPRAISALSMethodOfDeterminingRevenues
FieldValueIRS element (for citing)
Qualified Contrib Hist StructQualifiedContribHistStruct
Qualified Contrib OtherQualifiedContribOther
Real Estate ResidentialRealEstateResidential
Real Estate CommercialRealEstateCommercial
Real Estate OtherRealEstateOther
CollectiblesCollectibles
Food InventoryFoodInventory
Drugs And Medical SuppliesDrugsAndMedicalSupplies
TaxidermyTaxidermy
Historical ArtifactsHistoricalArtifacts
Scientific SpecimensScientificSpecimens
Archaeological ArtifactsArchaeologicalArtifacts

Other Non Cash Contributions Table OtherNonCashContributionsTable (4 entries)

Non Cash CheckboxNonCashCheckboxDescriptionDescriptionNumber Of ContributionsNumberOfContributionsNoncash Contribs Rptd F990NoncashContribsRptdF990Method Of Determining RevenuesMethodOfDeterminingRevenues
XLAB AND OTHER SUPPLIES1643641872FMV OF USE
XHORSES28277922UNIVERSITY METHOD
XCOMPUTER AND OTHER EQUIPMENT10326389FMV OF USE
XMUSICAL INSTRUMENTS234000FMV APPRAISALS
FieldValueIRS element (for citing)
Number Of8283 Received29NumberOf8283Received
Any Property That Must Be HeldfalseAnyPropertyThatMustBeHeld
Review Process Unusual NC GiftstrueReviewProcessUnusualNCGifts
Third Parties UsedtrueThirdPartiesUsed

Form990 Schedule M Part II Form990ScheduleMPartII

FieldValueIRS element (for citing)
IdentifierSCHEDULE MIdentifier
ExplanationTHE UNIVERSITY USES BROKERS TO SELL GIFTS OF PUBLICLY TRADED SECURITIES AND REAL ESTATE BROKERS TO SELL GIFTED REAL ESTATE IF, IN ANY YEAR, GIFTS OF REAL ESTATE ARE RECEIVED. THE UNIVERSITY DOES NOT SEEK TO IDENTIFY THE SPECIFIC NUMBER OF DONORS FOR CONTRIBUITONS OF BOOKS AND CERTAIN OTHER GIFTS OF PROPERTY. HORSES: THE UNIVERSITY ESTABLISHED A STANDARD VALUATION METHODOLOGY FOR RECORDING THE VALUE OF HORSES AND OTHER LIVESTOCK IN THE GENERAL LEDGER.Explanation

Schedule O IRS990ScheduleO

General Explanation GeneralExplanation (8 entries)

IdentifierIdentifierReturn ReferenceReturnReferenceExplanationExplanation
PART I:Line 4INDEPENDENT BOARD MEMBERS: A MEMBER OF THE BOARD, FOR PURPOSES OF FORM 990, IS NOT CONSIDERED INDEPENDENT IF THE INDIVIDUAL IS OTHERWISE EMPLOYED BY THE UNIVERSITY AND COMPENSATION EXCEEDS $10,000 OR HAS A BUSINESS RELATIONSHIP WITH THE UNIVERSITY REPORTED ON SCHEDULE L.
PART III:LINE 1: THE ORGANIZATION'S MISSION IS TO PROVIDE UNDERGRADUATE AND GRADUATE DEGREE PROGRAMS; DISCOVER, PRESERVE, AND DISSEMINATE KNOWLEDGE, PRODUCE CREATIVE WORK AND PROMOTE A CULTURE OF BROAD INQUIRY. LINE 4D: OTHER PROGRAM SERVICE ACCOMPLISHMENTS INCLUDE, BUT ARE NOT LIMITED TO, THE LAND-GRANT MISSION, ACADEMIC CONFERENCES, PUBLICATIONS AND ROOM AND BOARD FOR THE STUDENT BODY.
PART VI: SECTION BLine 11bREVIEW PROCESS FOR FORM 990: IN ADVANCE OF FILING, THE UNIVERSITY PRESENTS A DRAFT OF FORM 990 TO THE AUDIT COMMITTEE OF THE BOARD OF TRUSTEES AND ALSO MAKES A COPY AVAILABLE TO THE ENTIRE BOARD ON THE BOARD'S SECURE WEBSITE.
PART VI:LINE 12cINFORMATION ON MONITORING CONFLICT OF INTEREST: UNDER THE UNIVERSITY'S CONFLICT OF INTEREST POLICY, OFFICERS, DIRECTORS, OTHER KEY EMPLOYEES AND FACULTY MEMBERS MUST FILE AN ANNUAL CONFLICT OF INTEREST STATEMENT. ANY CONFLICT IDENTIFIED IS REPORTED TO THE APPROPRIATE OFFICE RESPONSIBLE FOR MANAGING THE CONFLICT, SUCH AS THE REAL ESTATE OFFICE FOR REAL ESTATE MATTERS. THIS PROCEDURE IS DESIGNED TO HELP ENSURE THAT SUCH TRANSACTIONS ARE SUBJECT TO ADDITIONAL REVIEW AND AUTHORIZATION.
PART VI:Line 15COMPENSATION: THE UNIVERSITY HAS FORMAL PROCEDURES TO AUTHORIZE AND MANAGE COMPENSATION ISSUES. THE PROCEDURES IDENTIFIED BELOW APPLY TO ALL OFFICERS; ALL FORMER OFFICERS WHO CONTINUE TO PROVIDE SERVICES TO THE INSTITUTION AS A WHOLE; ALL EMPLOYEES WHO OCCUPY CERTAIN ROLES SUCH AS DEAN AND VICE PRESIDENT; AND ALL EMPLOYEES WHOSE COMPENSATION EXCEEDS A PRE-ESTABLISHED THRESHOLD. THE VICE PRESIDENT FOR THE DIVISION OF HUMAN RESOURCES ("VP") DEVELOPS THE LIST OF INDIVIDUALS SUBJECT TO REVIEW AND OBTAINS COMPARATIVE DATA FROM EXTERNAL, INDEPENDENT COMPENSATION CONSULTING FIRMS. THE VP AND HER INTERNAL STAFF DEVELOP A FORMAL PRESENTATION FOR THE COMPENSATION SUBCOMMITTEE OF THE EXECUTIVE COMMITTEE OF THE BOARD. THE SUBCOMMITTEE REVIEWS THE INFORMATION AND MODIFIES IT IF DEEMED APPROPRIATE. THE SUBCOMMITTEE RECOMMENDS COMPENSATION FOR FINAL REVIEW AND APPROVAL TO THE EXECUTIVE COMMITTEE OF THE BOARD. IN ADDITION, THE UNIVERSITY MAINTAINS CONTEMPORANEOUS WRITTEN RECORDS OF THE PROCEDURES THAT, TOGETHER WITH THE FOREGOING, GIVE RISE TO A "REBUTTABLE PRESUMPTION OF REASONABLENESS." NOTE: COMPENSATION PROPOSALS WHICH OCCUR OUTSIDE THE SPRING TIMELINE AND REQUIRE EXECUTIVE COMMITTEE APPROVAL ARE PRESENTED FOR REVIEW AND APPROVAL IN A PRIVATE SESSION OF THE EXECUTIVE COMMITTEE. IF THERE IS A DISCRETIONARY COMPONENT OF COMPENSATION, IT IS LIMITED BY AMOUNT OR PERCENTAGE OR OTHER CLEARLY SPECIFIED CRITERIA. AMOUNTS IN EXCESS OF THESE AUTHORIZED GUIDELINES REQUIRE REVIEW BY THE BOARD AS A WHOLE. LINE 16: PROCEDURES FOR PARTICIPATION IN JOINT VENTURES: THE UNIVERSITY HAS NUMEROUS CONTROLS IN PLACE TO ENSURE THAT ANY INVESTMENT IN, CONTRIBUTION OF ASSETS TO OR PARTICIPATION IN A JOINT VENTURE OR SIMILAR ARRANGEMENT WITH A TAXABLE OR NON-TAXABLE ENTITY ARE IN FULL COMPLIANCE WITH UNIVERSITY POLICIES, INCLUDING, BUT NOT LIMITED TO, THE POLICY ON TRANSACTION AUTHORITY AND UNRELATED BUSINESS INCOME. COMPLIANCE WITH THE UNIVERSITY'S POLICIES SERVES TO PROTECT THE ORGANIZATION'S EXEMPT STATUS. LINE 19: GOVERNING DOCUMENTS: THE UNIVERSITY'S CHARTER, BY-LAWS, POLICIES AND AUDITED FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC THROUGH THE UNIVERSITY'S WEB SITE IDENTIFIED ON PAGE ONE OF THE FORM 990. THE UNIVERSITY ALSO MAKES THESE DOCUMENTS AVAILABLE, IF REQUESTED, IN PERSON, BY PHONE OR MAIL. SECTION C: LINE 9 GOVERNANCE, MANAGEMENT AND DISCLOSURE INFORMATION ON RELATIONSHIPS: THE UNIVERSITY RELIES ON THE FOLLOWING DOCUMENTATION FOR DISCLOSURE OF RELATIONSHIPS: THE POLICY ON STANDARDS OF ETHICAL CONDUCT AND CONFLICTS OF INTEREST AND THE ANNUAL STATEMENTS FOR REPORTING SUCH CONFLICTS.
PART XI: RECONCILIATION OF NET ASSETSLINE 5: OTHER CHANGES TO NET ASSETSSUBSIDIARY NET INCOME $ 2,384,357 FAIR MARKET VALUE ADJUSTMENTS $ (349,724,000) INSTITUTIONAL STUDENT LOAN EXPENSE $ 2,172,390 -------------- TOTAL $ (345,167,253) ==============
SCHEDULE KPART VIPART I, LINE A - ISSUER NAME: DORMITORY AUTHORITY OF THE STATE OF NEW YORK (DASNY) *** PART I, LINE B, COLUMN F - CUSIP # 64983TRF2 DESCRIPTION OF PURPOSE: REFUND 1998 TAX-EXEMPT CP ($40,805,000) AND FINANCE NEW PROJECTS. *** PART I, LINE C, COLUMN F - CUSIP # 64983QL98 (SERIES 2006)- DESCRIPTION OF PURPOSE: REFUND 1996 BONDS ($63,717,543 DATE OF ISSUE 6/20/1996), REFUND TAXABLE COMMERCIAL PAPER ($40,000,000), REFUND TAX EXEMPT COMMERCIAL PAPER ($75,000,000) AND FINANCE CAPITAL CONSTRUCTION ON THE ITHACA AND WEILL CORNELL MEDICAL COLLEGE CAMPUS. *** PART II - (COLUMNS A-D)- CUSIP #S 649905ZH2; 64983TRF2, 64983QL98, 649905A97 - ALL FIGURES ARE CUMULATIVE SINCE INCEPTION OF BONDS *** PART II, COLUMN B CUSIP # 64983TRF2 (SERIES 2004) , LINE 3 - TOTAL PROCEEDS INCLUDE $563,883 OF INVESTMENT INCOME EARNED ON CONSTRUCTION FUNDS *** PART II, COLUMN C CUSIP # 64983QL98 (SERIES 2006) , LINE 3 - TOTAL PROCEEDS INCLUDE $3,334,192 OF INVESTMENT INCOME EARNED ON CONSTRUCTION FUNDS *** PART II, COLUMN C CUSIP#64983QL98 (SERIES 2006) - A PORTION OF THE ISSUANCE COSTS AND DEBT SERVICE OF THE 1996 BONDS WERE PAID BY AN EQUITY PAYMENT MADE BY THE UNIVERSITY AND FUNDS DEPOSITED IN THE DEBT SERVICE FUND AT THE CUSTODIAN BANK. *** PART II, COLUMN D CUSIP # 649905A97 (SERIES 2008 B AND C) , LINE 11- INCLUDES BOND PROCEEDS RELATED TO SWAP TERMINATION PAYMENT.*** PART III, LINE 3C- (COLUMNS A-D)- CUSIP #S 649905ZH2; 64983TRF2, 64983QL98, 649905A97 - CORNELL UNIVERSITY HAS INTERNAL COUNSEL'S OFFICE THAT IS RESPONSIBLE TO REVIEW MANAGEMENT CONTRACTS AND AN OFFICE OF SPONSORED PROGRAMS TO REVIEW RESEARCH AGREEMENTS. EXTERNAL COUNSEL'S OFFICE REVIEW IS USED ON "AS NEEDED BASIS."
SCHEDULE KPART VIPART I, LINE A - TOMPKINS COUNTY INDUSTRIAL DEVELOPMENT AGENCY (TCIDA) VARIABLE RATE DEMAND CIVIC FACILITY REVENUE BONDS (CORNELLUNIVERSITY PROJECT) SERIES 2008 *** PART I, LINE B (DASNY 2009A) CUSIP # 649905DC7- REFUND $150 MILLION OF TAX-EXEMPT CP AND FINANCE CAPITAL PROJECTS *** PART I, LINE C (DASNY 2010) CUSIP # 649905R99- FINANCE CONSTRUCTION OF MEDICAL RESEARCH BUILDING IN NEW YORK CITY; REFINANCE $50 MILLION OF TAXABLE DEBT. *** PART I, LINE D, COLUMN F, (5/12/2011 ISSUANCE) CUSIP #64983L- FINANCE CAPITAL CONSTRUCTION PROJECTS ON ITHACA AND WEILL MEDICAL COLLEGE CAMPUSES AND REFUND $35 MILLION OF TAXABLE COMMERCIAL PAPER*** PART II - (COLUMNS A-C)- CUSIP #S 890099EQ3; 649905DC7; 649905R99 - ALL FIGURES ARE CUMULATIVE SINCE INCEPTION OF BONDS *** PART II, COLUMN A CUSIP # 890099EQ3 (SERIES 2008A) , LINE 11- INCLUDES BOND PROCEEDS RELATED TO SWAP TERMINATION PAYMENT.*** PART II, COLUMN B (2009 DASNY) CUSIP# 649905DC7 - LINE 3 -TOTAL PROCEEDS INCLUDE $420,791 OF INTEREST EARNED ON CONSTRUCTION FUNDS *** PART II, COLUMN C (2010 DASNY) CUSIP# 649905R99 -LINE 3 - TOTAL PROCEEDS INCLUDE $279,210 OF INTEREST EARNED ON CONSTRUCTION FUNDS *** PART II, COLUMN D (MAY 2011 ISSUANCE) CUSIP #64983L- TOTAL PROCEEDS INCLUDES $38 OF INTEREST INCOME EARNED ON CONSTRUCTION FUNDS*** PART III, COLUMN C (2010 DASNY) CUSIP# 649905R99 - BUILDING IS STILL IN CONSTRUCTION, THEREFORE, NO PRIVATE USE IS CALCULATED *** PART III, LINE 3C - (COLUMNS A-D)- CUSIP #S 890099EQ3; 649905DC7; 649905R99; 64983L - CORNELL UNIVERSITY HAS INTERNAL COUNSEL'S OFFICE THAT IS RESPONSIBLE FOR REVIEWING MANAGEMENT CONTRACTS AND AN OFFICE OF SPONSORED PROGRAMS TO REVIEW RESEARCH AGREEMENTS. EXTERNAL COUNSEL'S OFFICE REVIEW IS USED ON "AS NEEDED BASIS."

Schedule R IRS990ScheduleR

Form990 Schedule R Part II Form990ScheduleRPartII (7 entries)

Address Line1AddressUS/AddressLine1CityAddressUS/CityStateAddressUS/StateZIP CodeAddressUS/ZIPCodeEINEINPrimary ActivitiesPrimaryActivitiesLegal Domicile StateLegalDomicileStateExempt Code SectionExemptCodeSectionPublic Charity StatusPublicCharityStatusBusiness Name Line1DirectControllingEntityName/BusinessNameLine1Controlled OrgControlledOrg
CORNELL CENTER OF NEW YORK
6 EAST 44th STNEW YORKNY10017161301416SOCIAL CLUBNY501(C)(7)N/ACORNELL UNIVtrue
MRSI MANAGEMENT INC
575 LEXINGTON AVENEW YORKNY10022133366821MEDICAL SERVNY501(C)(3)11b(TYPEII)CORNELL UNIVtrue
CORNELL REAL PROPERTY SERVICES INC
15 THORNWOODITHACANY14850161450535PROPERTY SERVNY501(C)(3)11d TYPEIIICORNELL UNIVtrue
CORNELL RESEARCH FOUNDATION INC
CORNELL UNIV DAY HALLITHACANY14850166050703HOLDS IP PROPNY501(C)(2)N/ACORNELL UNIVtrue
SAMUEL CURTIS JOHNSON FOUNDATION
130 SENECA PLITHACANY14850222572815SUPPORT ORGNY501(C)(3)11c TYPEIIICORNELL UNIVtrue
CORNELL UNIVERSITY FOUNDATION
130 SENECA PLITHACANY14850222848738SUPPORT ORGNY501(C)(3)11a(TYPE I)CORNELL UNIVtrue
ROBERT J MIN MD PC
575 LEXINGTON AVENEW YORKNY10022133366820MEDICAL SERVNY501(C)(3)9CORNELL UNIVtrue

Form990 Schedule R Part III Form990ScheduleRPartIII

Name Of Related Org NameOfRelatedOrg

FieldValueIRS element (for citing)
Business Name Line1ITHACA LPBusinessNameLine1

Address US AddressUS

FieldValueIRS element (for citing)
Address Line135 THORNWOODAddressLine1
CityITHACACity
StateNYState
ZIP Code14850ZIPCode
FieldValueIRS element (for citing)
Primary ActivityINVESTMENTSPrimaryActivity
Legal Domicile StatePWLegalDomicileState

Direct Controlling Entity Name DirectControllingEntityName

FieldValueIRS element (for citing)
Business Name Line1CORNELL UNIVBusinessNameLine1
FieldValueIRS element (for citing)
Predominant Income TypeRELATEDPredominantIncomeType
Share Of Total Income3282571ShareOfTotalIncome
Share Of EOY Assets33429808ShareOfEOYAssets
Disproportionate AllocationsfalseDisproportionateAllocations
General Or Managing PartnerfalseGeneralOrManagingPartner
Percentage Ownership1.00000PercentageOwnership

Form990 Schedule R Part IV Form990ScheduleRPartIV (3 entries)

Address Line1AddressUS/AddressLine1CityAddressUS/CityStateAddressUS/StateZIP CodeAddressUS/ZIPCodeEINEINPrimary ActivityPrimaryActivityLegal Domicile StateLegalDomicileStateBusiness Name Line1DirectControllingEntityName/BusinessNameLine1Type Of EntityTypeOfEntityShare Of Total IncomeShareOfTotalIncomeShare Of EOY AssetsShareOfEOYAssetsPercentage OwnershipPercentageOwnership
TOWER INNOVATIVE LEARNING SOLUTIONS
950 DANBY RDITHACANY14850161593492DIST. LEARNINGNYNAC CORP12602106981731.00000
LENROC CORPORATION
15 THORNWOODITHACANY14850161450466REAL ESTATENYNAC CORP-118601.00000
UNIVERSITY VETERINARY SPECIALISTS INC
800 CANAL STSTAMFORDCT06902272461725VET SERVICESCTNAC CORP-97700951098961.00000
FieldValueIRS element (for citing)
Receipt Of Int Ann Rents RoyaltiestrueReceiptOfIntAnnRentsRoyalties
Gift Grant Or Cap Contr To Other OrgfalseGiftGrantOrCapContrToOtherOrg
Gift Grant Or Cap Contr Fr Other OrgtrueGiftGrantOrCapContrFrOtherOrg
Loans Or Guarantees To Other OrgfalseLoansOrGuaranteesToOtherOrg
Loans Or Guarantees From Other OrgfalseLoansOrGuaranteesFromOtherOrg
Sale Of Assets To Other OrgfalseSaleOfAssetsToOtherOrg
Purchase Of Assets From Other OrgfalsePurchaseOfAssetsFromOtherOrg
Exchange Of AssetsfalseExchangeOfAssets
Rental Of Facilities To Other OrgstrueRentalOfFacilitiesToOtherOrgs
Rental Of Facilities Fr Other OrgsfalseRentalOfFacilitiesFrOtherOrgs
Perform Of Services For Other OrgsfalsePerformOfServicesForOtherOrgs
Perform Of Services By Other OrgsfalsePerformOfServicesByOtherOrgs
Sharing Of FacilitiestrueSharingOfFacilities
Sharing Of Paid EmployeestrueSharingOfPaidEmployees
Reimbursement Paid To Other OrgfalseReimbursementPaidToOtherOrg
Reimbursement Paid By Other OrgtrueReimbursementPaidByOtherOrg
Other Transfer To Other OrgfalseOtherTransferToOtherOrg
Other Transfer From Other OrgfalseOtherTransferFromOtherOrg

Transactions Related Orgs Table TransactionsRelatedOrgsTable (8 entries)

Transaction TypeTransactionTypeAmount InvolvedAmountInvolvedMethod Of Amt DeterminationMethodOfAmtDetermination
CORNELL REAL PROPERTY SERVICES INC
M1000COST
CORNELL REAL PROPERTY SERVICES INC
P40000COST
SAMUEL CURTIS JOHNSON FOUNDATION
M1000COST
SAMUEL CURTIS JOHNSON FOUNDATION
C2489629COST
CORNELL UNIVERSITY FOUNDATION
C13745431COST
CORNELL UNIVERSITY FOUNDATION
M1000COST
TOWER INNOVATIVE LEARNING SOLUTIONS INC
A984000COST/AGREMENT
UNIVERSITY VETERINARY SPECIALISTS INC
A358201COST/AGREMENT