ALLIANCE FOR ENERGY INNOVATION LLC: Form 990, tax year 2011
View the entire original 990 at ProPublica ↗
- Organization
- ALLIANCE FOR ENERGY INNOVATION LLC (EIN 26-1939342)
- Tax period
- 2011-10-01 to 2012-09-30
- Filed
- 2013-07-01
- IRS object ID
- 201331829349300528
- Schema version
- 2011v1.5
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990
- Schedule A
- Schedule B
- Schedule C
- Schedule D
- Schedule F
- Schedule I
- Schedule J
- Schedule O
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2013-07-01T12:15:34-05:00 | Timestamp |
| Tax Period End Date | 2012-09-30 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 461497033 | EIN |
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | EKS&H LLLP | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 7979 E TUFTS AVENUE SUITE 400 | AddressLine1 |
| City | DENVER | City |
| State | CO | State |
| ZIP Code | 802372521 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990 | ReturnType |
| Tax Period Begin Date | 2011-10-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 261939342 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ALLIANCE FOR SUSTAINABLE ENERGY LLC | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | ALLI | NameControl |
| Phone | 3032753000 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 15013 DENVER WEST PARKWAY | AddressLine1 |
| City | GOLDEN | City |
| State | CO | State |
| ZIP Code | 804013111 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | BARBARA STOKES | Name |
| Title | CFO | Title |
| Phone | 3032753000 | Phone |
| Date Signed | 2013-06-27 | DateSigned |
| Authorize Third Party | 1 | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | CRAIG R CHOUN | Name |
| PTIN | P00173718 | PTIN |
| Phone | 3037409400 | Phone |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2011 | TaxYear |
| Build TS | 2016-02-24 21:20:13Z | BuildTS |
Form 990 IRS990
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Of Principal Officer Person | DAN E ARVIZU | NameOfPrincipalOfficerPerson |
Address Principal Officer US AddressPrincipalOfficerUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 15013 DENVER WEST PARKWAY | AddressLine1 |
| City | GOLDEN | City |
| State | CO | State |
| ZIP Code | 804013111 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Gross Receipts | 513470365 | GrossReceipts |
| Group Return For Affiliates | 0 | GroupReturnForAffiliates |
| Organization501c3 | X | Organization501c3 |
| Web Site | WWW.ALLIANCEFORSUSTAINABLEENERGY.ORG | WebSite |
| Type Of Organization Other | X | TypeOfOrganizationOther |
| Type Of Org Other Description | LLC | TypeOfOrgOtherDescription |
| Year Formation | 2008 | YearFormation |
| State Legal Domicile | DE | StateLegalDomicile |
| Activity Or Mission Description | OPERATE THE NATIONAL RENEWABLE ENERGY LABORATORY TO DEVELOP ENERGY EFFICIENT TECHNOLOGIES. | ActivityOrMissionDescription |
| Nbr Voting Members Governing Body | 15 | NbrVotingMembersGoverningBody |
| Nbr Independent Voting Members | 15 | NbrIndependentVotingMembers |
| Total Nbr Employees | 1873 | TotalNbrEmployees |
| Total Nbr Volunteers | 25 | TotalNbrVolunteers |
| Total Gross UBI | 0 | TotalGrossUBI |
| Net Unrelated Business Txbl Income | 0 | NetUnrelatedBusinessTxblIncome |
| Contributions Grants Prior Year | 0 | ContributionsGrantsPriorYear |
| Contributions Grants Current Year | 150000 | ContributionsGrantsCurrentYear |
| Program Service Revenue Prior Year | 532902682 | ProgramServiceRevenuePriorYear |
| Program Service Revenue CY | 513319579 | ProgramServiceRevenueCY |
| Investment Income Prior Year | 16410 | InvestmentIncomePriorYear |
| Investment Income Current Year | 786 | InvestmentIncomeCurrentYear |
| Other Revenue Prior Year | 0 | OtherRevenuePriorYear |
| Other Revenue Current Year | 0 | OtherRevenueCurrentYear |
| Total Revenue Prior Year | 532919092 | TotalRevenuePriorYear |
| Total Revenue Current Year | 513470365 | TotalRevenueCurrentYear |
| Grants And Similar Amnts Prior Year | 0 | GrantsAndSimilarAmntsPriorYear |
| Grants And Similar Amnts CY | 150000 | GrantsAndSimilarAmntsCY |
| Benefits Paid To Members Prior Year | 0 | BenefitsPaidToMembersPriorYear |
| Benefits Paid To Members CY | 0 | BenefitsPaidToMembersCY |
| Salaries Etc Prior Year | 208061794 | SalariesEtcPriorYear |
| Salaries Etc Current Year | 191989932 | SalariesEtcCurrentYear |
| Total Prof Fundrsng Exp Prior Year | 0 | TotalProfFundrsngExpPriorYear |
| Total Prof Fundrsng Exp CY | 0 | TotalProfFundrsngExpCY |
| Total Fundrsng Exp Current Year | 0 | TotalFundrsngExpCurrentYear |
| Other Expense Prior Year | 318256530 | OtherExpensePriorYear |
| Other Expenses Current Year | 315644988 | OtherExpensesCurrentYear |
| Total Expenses Prior Year | 526318324 | TotalExpensesPriorYear |
| Total Expenses Current Year | 507784920 | TotalExpensesCurrentYear |
| Revenues Less Expenses Prior Year | 6600768 | RevenuesLessExpensesPriorYear |
| Revenues Less Expenses CY | 5685445 | RevenuesLessExpensesCY |
| Total Assets BOY | 125792717 | TotalAssetsBOY |
| Total Assets EOY | 94991205 | TotalAssetsEOY |
| Total Liabilities BOY | 121726279 | TotalLiabilitiesBOY |
| Total Liabilities EOY | 90790471 | TotalLiabilitiesEOY |
| Net Assets Or Fund Balances BOY | 4066438 | NetAssetsOrFundBalancesBOY |
| Net Assets Or Fund Balances EOY | 4200734 | NetAssetsOrFundBalancesEOY |
| Info In Schedule O Part III | X | InfoInScheduleOPartIII |
| Mission Description | SEE SCHEDULE O | MissionDescription |
| Significant New Program Services | 0 | SignificantNewProgramServices |
| Significant Change | 0 | SignificantChange |
| Expense | 506367798 | Expense |
| Grants | 150000 | Grants |
| Revenue | 513319579 | Revenue |
| Description | SEE SCHEDULE O | Description |
| Total Program Service Expense | 506367798 | TotalProgramServiceExpense |
| Described In501 C3 | 1 | DescribedIn501C3 |
| Schedule B Required | 1 | ScheduleBRequired |
| Political Activities | 0 | PoliticalActivities |
| Lobbying Activities | 1 | LobbyingActivities |
| Subject To Proxy Tax | 0 | SubjectToProxyTax |
| Donor Advised Funds | 0 | DonorAdvisedFunds |
| Conservation Easements | 0 | ConservationEasements |
| Collections Of Art | 0 | CollectionsOfArt |
| Credit Counseling | 0 | CreditCounseling |
| Term Or Permanent Endowments | 0 | TermOrPermanentEndowments |
| Report Land Bldg Equip | 0 | ReportLandBldgEquip |
| Report Invest Oth Securities | 0 | ReportInvestOthSecurities |
| Report Prog Rel Invest | 0 | ReportProgRelInvest |
| Report Other Assets | 0 | ReportOtherAssets |
| Report Other Liabilities | 1 | ReportOtherLiabilities |
| Report Fin48 Footnote | 1 | ReportFin48Footnote |
| Independent Audit Financial Stmt | 0 | IndependentAuditFinancialStmt |
| Consolidated Audit Financial Stmt | 0 | ConsolidatedAuditFinancialStmt |
| School | 0 | School |
| Foreign Office | 1 | ForeignOffice |
| Foreign Activities | 1 | ForeignActivities |
| More Than5000 K To Organizations | 0 | MoreThan5000KToOrganizations |
| More Than5000 K To Individuals | 0 | MoreThan5000KToIndividuals |
| Professional Fundraising | 0 | ProfessionalFundraising |
| Fundraising Activities | 0 | FundraisingActivities |
| Gaming | 0 | Gaming |
| Hospital | 0 | Hospital |
| Grants To Organizations | 1 | GrantsToOrganizations |
| Grants To Individuals | 0 | GrantsToIndividuals |
| Schedule J Required | 1 | ScheduleJRequired |
| Tax Exempt Bonds | 0 | TaxExemptBonds |
| Excess Benefit Transaction | 0 | ExcessBenefitTransaction |
| Prior Excess Benefit Transaction | 0 | PriorExcessBenefitTransaction |
| Loan To Officer Or DQP | 0 | LoanToOfficerOrDQP |
| Grant To Related Person | 0 | GrantToRelatedPerson |
| Bsnss Rltnshp With Organization | 0 | BsnssRltnshpWithOrganization |
| Bsnss Rltnshp Thru Family Member | 0 | BsnssRltnshpThruFamilyMember |
| Officer Entity With Bsnss Rltnshp | 0 | OfficerEntityWithBsnssRltnshp |
| Deductible Non Cash Contributions | 0 | DeductibleNonCashContributions |
| Deductible Contributions Of Art | 0 | DeductibleContributionsOfArt |
| Terminated | 0 | Terminated |
| Partial Liquidation | 0 | PartialLiquidation |
| Disregarded Entity | 0 | DisregardedEntity |
| Related Entity | 0 | RelatedEntity |
| Related Org Controlled Entity | 0 | RelatedOrgControlledEntity |
| Transaction Related Entity | 0 | TransactionRelatedEntity |
| Transfers To Exempt Non Chrtbl Org | 0 | TransfersToExemptNonChrtblOrg |
| Activities Conducted Partnership | 0 | ActivitiesConductedPartnership |
| Schedule O Required | 1 | ScheduleORequired |
| Number Forms Transmitted With1096 | 539 | NumberFormsTransmittedWith1096 |
| Number W2 G Included | 0 | NumberW2GIncluded |
| Compliance With Backup Witholding | 1 | ComplianceWithBackupWitholding |
| Number Of Employees | 1873 | NumberOfEmployees |
| Employment Tax Returns Filed | 1 | EmploymentTaxReturnsFiled |
| Unrelated Business Income | 0 | UnrelatedBusinessIncome |
| Foreign Financial Account | 0 | ForeignFinancialAccount |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTrans |
| Taxable Party Notification | 0 | TaxablePartyNotification |
| Non Deductible Contributions | 0 | NonDeductibleContributions |
| Quid Pro Quo Contributions | 0 | QuidProQuoContributions |
| Form8282 Property Disposed Of | 0 | Form8282PropertyDisposedOf |
| Funds To Pay Premiums | 0 | FundsToPayPremiums |
| Premiums Paid | 0 | PremiumsPaid |
| Indoor Tanning Services | 0 | IndoorTanningServices |
| Info In Schedule O Part VI | X | InfoInScheduleOPartVI |
| Nbr Voting Governing Body Members | 15 | NbrVotingGoverningBodyMembers |
| Number Independent Voting Members | 15 | NumberIndependentVotingMembers |
| Family Or Business Relationship | 0 | FamilyOrBusinessRelationship |
| Delegation Of Management Duties | 0 | DelegationOfManagementDuties |
| Changes To Organizing Docs | 0 | ChangesToOrganizingDocs |
| Material Diversion Or Misuse | 0 | MaterialDiversionOrMisuse |
| Members Or Stockholders | 0 | MembersOrStockholders |
| Election Of Board Members | 0 | ElectionOfBoardMembers |
| Decisions Subject To Approval | 0 | DecisionsSubjectToApproval |
| Minutes Of Governing Body | 1 | MinutesOfGoverningBody |
| Minutes Of Committees | 1 | MinutesOfCommittees |
| Officer Mailing Address | 0 | OfficerMailingAddress |
| Local Chapters | 0 | LocalChapters |
| Form990 Provided To Governing Body | 1 | Form990ProvidedToGoverningBody |
| Conflict Of Interest Policy | 1 | ConflictOfInterestPolicy |
| Annual Disclosure Covered Persons | 1 | AnnualDisclosureCoveredPersons |
| Regular Monitoring Enforcement | 1 | RegularMonitoringEnforcement |
| Whistleblower Policy | 1 | WhistleblowerPolicy |
| Document Retention Policy | 1 | DocumentRetentionPolicy |
| Compensation Process CEO | 1 | CompensationProcessCEO |
| Compensation Process Other | 1 | CompensationProcessOther |
| Investment In Joint Venture | 0 | InvestmentInJointVenture |
| Upon Request | X | UponRequest |
The Books Are In Care Of TheBooksAreInCareOf
Name Business NameBusiness
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | KAREN KEERAN | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Telephone Number | 3032753000 | TelephoneNumber |
Address US AddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 15013 DENVER WEST PARKWAY | AddressLine1 |
| City | GOLDEN | City |
| State | CO | State |
| ZIP Code | 804013111 | ZIPCode |
Form990 Part VII Section A Form990PartVIISectionA (31 entries)
| TitleTitle | Average Hours Per WeekAverageHoursPerWeek | Individual Trustee Or DirectorIndividualTrusteeOrDirector | OfficerOfficer | Reportable Comp From OrganizationReportableCompFromOrganization | Reportable Comp From Related OrgsReportableCompFromRelatedOrgs | Other CompensationOtherCompensation | Highest Compensated EmployeeHighestCompensatedEmployee |
|---|---|---|---|---|---|---|---|
| DR MICHAEL F HELMSTETTER | |||||||
| VICE CHAIR OF THE BOARD | 1.00 | X | X | 0 | 0 | 0 | |
| DR RONALD D TOWNSEND | |||||||
| CHAIR OF THE BOARD | 1.00 | X | X | 0 | 0 | 0 | |
| MR BRETT BOSLEY | |||||||
| BOARD MEMBER | 1.00 | X | 0 | 0 | 0 | ||
| MR DAVID A BROCKMAN | |||||||
| BOARD MEMBER | 1.00 | X | 0 | 0 | 0 | ||
| MR MICHAEL J EHRET | |||||||
| BOARD MEMBER | 1.00 | X | 0 | 0 | 0 | ||
| MR RICHARD THOMAS FLEENER | |||||||
| BOARD MEMBER | 1.00 | X | 0 | 0 | 0 | ||
| MR MARTIN INGLIS | |||||||
| BOARD MEMBER | 1.00 | X | 0 | 0 | 0 | ||
| DR ERIK PEARSON | |||||||
| BOARD MEMBER | 1.00 | X | 0 | 0 | 0 | ||
| DR THOMAS M SACK | |||||||
| BOARD MEMBER | 1.00 | X | 0 | 0 | 0 | ||
| MR JEFFREY W SMITH | |||||||
| BOARD MEMBER | 1.00 | X | 0 | 0 | 0 | ||
| PROFESSOR SALLY M BENSON PHD | |||||||
| BOARD MEMBER | 1.00 | X | 0 | 0 | 0 | ||
| DR CLAUDE R CANIZARES | |||||||
| BOARD MEMBER | 1.00 | X | 0 | 0 | 0 | ||
| DR WILLIAM FARLAND | |||||||
| BOARD MEMBER | 1.00 | X | 0 | 0 | 0 | ||
| DR STEIN STURE | |||||||
| BOARD MEMBER | 1.00 | X | 0 | 0 | 0 | ||
| DR JOHN POATE | |||||||
| BOARD MEMBER | 1.00 | X | 0 | 0 | 0 | ||
| DR LARRY Z BROWN | |||||||
| BOARD MEMBER | 1.00 | X | 0 | 0 | 0 | ||
| DR STANLEY BULL | |||||||
| BOARD MEMBER | 1.00 | X | 0 | 0 | 0 | ||
| MR MARTIN CONGER | |||||||
| BOARD MEMBER | 1.00 | X | 0 | 0 | 0 | ||
| DR DAN ARVIZU | |||||||
| PRESIDENT | 40.00 | X | 597049 | 0 | 131443 | ||
| MS BOBI GARRETT | |||||||
| SENIOR VICE PRESIDENT | 40.00 | X | 391613 | 0 | 91904 | ||
| MR WILLIAM GLOVER | |||||||
| SENIOR VICE PRESIDENT | 40.00 | X | 381056 | 0 | 100207 | ||
| DR DANA C CHRISTENSEN | |||||||
| SENIOR VICE PRESIDENT | 40.00 | X | 455109 | 0 | 13709 | ||
| MS CATHERINE A PORTO | |||||||
| SENIOR VICE PRESIDENT | 40.00 | X | 297518 | 0 | 37273 | ||
| MR STEVEN SILBERGLEID | |||||||
| SECRETARY | 40.00 | X | 249361 | 0 | 89241 | ||
| MS BARBARA STOKES | |||||||
| CHIEF FINANCIAL OFFICER | 40.00 | X | 212094 | 0 | 156387 | ||
| MS KAREN STIVESON | |||||||
| ASSISTANT SECRETARY | 40.00 | X | 88940 | 0 | 87763 | ||
| MR DALE GARDNER | |||||||
| ASSOCIATE LAB DIRECTOR | 40.00 | 297437 | 0 | 89999 | X | ||
| MR ROBERT HAWSEY | |||||||
| ASSOCIATE LAB DIRECTOR | 40.00 | 263145 | 0 | 0 | X | ||
| MR BAILEY STULTS | |||||||
| ASSOCIATE LAB DIRECTOR | 40.00 | 286155 | 0 | 78630 | X | ||
| DR MICHAEL PACHECO | |||||||
| VICE PRESIDENT | 40.00 | 280829 | 0 | 88741 | X | ||
| MR FORT FELKER | |||||||
| CENTER DIRECTOR - NAT'L WIND TECHNOLOGY | 40.00 | 350599 | 0 | 31661 | X | ||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Reportable Comp From Org | 4150905 | TotalReportableCompFromOrg |
| Total Reportable Comp Frm Rltd Orgs | 0 | TotalReportableCompFrmRltdOrgs |
| Total Other Compensation | 996958 | TotalOtherCompensation |
| Number Individuals GT100 K | 12 | NumberIndividualsGT100K |
| Formers Listed | 0 | FormersListed |
| Total Comp GT150 K | 1 | TotalCompGT150K |
| Compensation From Other Sources | 0 | CompensationFromOtherSources |
Contractor Compensation ContractorCompensation (5 entries)
| Address Line1AddressOfContractor/AddressUS/AddressLine1 | CityAddressOfContractor/AddressUS/City | StateAddressOfContractor/AddressUS/State | ZIP CodeAddressOfContractor/AddressUS/ZIPCode | Description Of ServicesDescriptionOfServices | CompensationCompensation |
|---|---|---|---|---|---|
| JE DUNN CONSTRUCTION COMPANY | |||||
| 1001 LOCUST STREET | KANSAS CITY | MO | 64106 | CONSTRUCTION | 70799757 |
| HASELDEN CONSTRUCTION | |||||
| 6950 SOUTH POTOMAC STREET | CENTENNIAL | CO | 80112 | CONSTRUCTION | 37715921 |
| AFFILIATED CONSTRUCTION SERVICES INC | |||||
| PO BOX 5620 | MADISON | WI | 53705 | CONSTRUCTION | 5192440 |
| UNIVERSITY OF CENTRAL FLORIDA | |||||
| 12424 RESEARCH PARKWAY | ORLANDO | FL | 32826 | RESEARCH | 4582651 |
| NEWSTROM-DAVIS CONSTRUCTION COMPANY | |||||
| 15876 WEST 7TH AVENUE | GOLDEN | CO | 80401 | CONSTRUCTION | 4239901 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Number Of Contractors GT100 K | 362 | NumberOfContractorsGT100K |
| All Other Contributions | 150000 | AllOtherContributions |
| Total Contributions | 150000 | TotalContributions |
Program Service Revenue ProgramServiceRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | DOE CONTRACT | Description |
| Business Code | 541700 | BusinessCode |
| Total Revenue Column | 513319579 | TotalRevenueColumn |
| Related Or Exempt Function Income | 513319579 | RelatedOrExemptFunctionIncome |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Program Service Revenue | 513319579 | TotalProgramServiceRevenue |
Investment Income InvestmentIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 786 | TotalRevenueColumn |
| Exclusion | $786 | ExclusionAmount |
Total Revenue TotalRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 513470365 | TotalRevenueColumn |
| Related Or Exempt Function Income | 513319579 | RelatedOrExemptFunctionIncome |
| Unrelated Business Revenue | 0 | UnrelatedBusinessRevenue |
| Exclusion | $786 | ExclusionAmount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Info In Schedule O Part IX | X | InfoInScheduleOPartIX |
Grants To Domestic Orgs GrantsToDomesticOrgs
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 150000 | Total |
| Program Services | 150000 | ProgramServices |
Comp Current Officers Directors CompCurrentOfficersDirectors
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 2799074 | Total |
| Program Services | 2203783 | ProgramServices |
| Management And General | 595291 | ManagementAndGeneral |
Comp Disqual Persons CompDisqualPersons
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 139140079 | Total |
| Program Services | 139103638 | ProgramServices |
| Management And General | 36441 | ManagementAndGeneral |
Pension Plan Contributions PensionPlanContributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 24090029 | Total |
| Program Services | 24090029 | ProgramServices |
Other Employee Benefits OtherEmployeeBenefits
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 15185090 | Total |
| Program Services | 15115139 | ProgramServices |
| Management And General | 69951 | ManagementAndGeneral |
Payroll Taxes PayrollTaxes
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 10775660 | Total |
| Program Services | 10775660 | ProgramServices |
Fees For Services Legal FeesForServicesLegal
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 812611 | Total |
| Program Services | 812611 | ProgramServices |
Fees For Services Accounting FeesForServicesAccounting
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 167877 | Total |
| Program Services | 167877 | ProgramServices |
Fees For Services Lobbying FeesForServicesLobbying
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | -47277 | Total |
| Management And General | -47277 | ManagementAndGeneral |
Office Expenses OfficeExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 971031 | Total |
| Program Services | 583922 | ProgramServices |
| Management And General | 387109 | ManagementAndGeneral |
Royalties Royalties
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 102129 | Total |
| Program Services | 102129 | ProgramServices |
Occupancy Occupancy
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 11685619 | Total |
| Program Services | 11685224 | ProgramServices |
| Management And General | 395 | ManagementAndGeneral |
Travel Travel
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 7128288 | Total |
| Program Services | 7107174 | ProgramServices |
| Management And General | 21114 | ManagementAndGeneral |
Conferences Meetings ConferencesMeetings
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 2646872 | Total |
| Program Services | 2646872 | ProgramServices |
Interest Interest
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 3176 | Total |
| Program Services | 41 | ProgramServices |
| Management And General | 3135 | ManagementAndGeneral |
Insurance Insurance
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 80959 | Total |
| Program Services | 80959 | ProgramServices |
Other Expenses OtherExpenses (4 entries)
| DescriptionDescription | TotalTotal | Program ServicesProgramServices | Management And GeneralManagementAndGeneral |
|---|---|---|---|
| FACILITIES PROCUREMENT | 126427266 | 126427266 | |
| SUBCONTRACTS | 107974057 | 107800493 | 173564 |
| SUPPLIES-LAB, TOOLS, SA | 7047001 | 7047001 | |
| EQUIPMENT PROCUREMENT | 24508479 | 24508479 |
All Other Expenses AllOtherExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 26136900 | Total |
| Program Services | 25959501 | ProgramServices |
| Management And General | 177399 | ManagementAndGeneral |
Total Functional Expenses TotalFunctionalExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 507784920 | Total |
| Program Services | 506367798 | ProgramServices |
| Management And General | 1417122 | ManagementAndGeneral |
| Fundraising | 0 | Fundraising |
Cash Non Interest Bearing CashNonInterestBearing
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 3215493 | BOY |
| EOY | 2734244 | EOY |
Savings And Temp Cash Investments SavingsAndTempCashInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 50000 | BOY |
| EOY | 50000 | EOY |
Accounts Receivable AccountsReceivable
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 120891252 | BOY |
| EOY | 88933014 | EOY |
Prepaid Expenses Deferred Charges PrepaidExpensesDeferredCharges
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 728962 | BOY |
| EOY | 2277576 | EOY |
Other Assets Total OtherAssetsTotal
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 907010 | BOY |
| EOY | 996371 | EOY |
Total Assets TotalAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 125792717 | BOY |
| EOY | 94991205 | EOY |
Accounts Payable Accrued Expenses AccountsPayableAccruedExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 111926555 | BOY |
| EOY | 80971738 | EOY |
Other Liabilities OtherLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 9799724 | BOY |
| EOY | 9818733 | EOY |
Total Liabilities TotalLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 121726279 | BOY |
| EOY | 90790471 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Follow SFAS117 | X | FollowSFAS117 |
Unrestricted Net Assets UnrestrictedNetAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 543412 | BOY |
| EOY | 1055585 | EOY |
Temporarily Restricted Net Assets TemporarilyRestrictedNetAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 3523026 | BOY |
| EOY | 3145149 | EOY |
Total Net Assets Fund Balances TotalNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 4066438 | BOY |
| EOY | 4200734 | EOY |
Total Liab Net Assets Fund Balances TotalLiabNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 125792717 | BOY |
| EOY | 94991205 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Info In Schedule O Part XI | X | InfoInScheduleOPartXI |
| Reconcilation Revenue Expenses | 5685445 | ReconcilationRevenueExpenses |
| Reconcilation Other Changes | -5551149 | ReconcilationOtherChanges |
| Method Of Accounting Accrual | X | MethodOfAccountingAccrual |
| Accountant Compile Or Review | 1 | AccountantCompileOrReview |
| FS Audited | 0 | FSAudited |
| Audit Committee | 1 | AuditCommittee |
| Financial Statement Separate | X | FinancialStatementSeparate |
| Federal Grant Audit Required | 0 | FederalGrantAuditRequired |
Schedule A IRS990ScheduleA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Publicly Supported Org170b1 Avi | X | PubliclySupportedOrg170b1Avi |
Gifts Grants Contrib Received170 GiftsGrantsContribReceived170
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus3 Years | 343762083 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 443938808 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 532886272 | CurrentTaxYearMinus1Year |
| Current Tax Year | 513469579 | CurrentTaxYear |
| Total | 1834056742 | Total |
Total170 Total170
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus3 Years | 343762083 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 443938808 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 532886272 | CurrentTaxYearMinus1Year |
| Current Tax Year | 513469579 | CurrentTaxYear |
| Total | 1834056742 | Total |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Public Support Total170 | 1834056742 | PublicSupportTotal170 |
Gross Investment Income170 GrossInvestmentIncome170
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus3 Years | 10279 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 8520 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 16410 | CurrentTaxYearMinus1Year |
| Current Tax Year | 786 | CurrentTaxYear |
| Total | 35995 | Total |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Support | 1834092737 | TotalSupport |
| First5 Years170 | X | First5Years170 |
Schedule B IRS990ScheduleB
Contributor Info ContributorInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor Number | RESTRICTED | ContributorNumber |
Contributor Name Business ContributorNameBusiness
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RESTRICTED | BusinessNameLine1 |
Contributor Address US ContributorAddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | RESTRICTED | AddressLine1 |
| Address Line2 | RESTRICTED | AddressLine2 |
| City | RESTRICTED | City |
| State | RESTRICTED | State |
| ZIP Code | RESTRICTED | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Aggregate Contributions | RESTRICTED | AggregateContributions |
Schedule C IRS990ScheduleC
Total Direct Lobbying TotalDirectLobbying
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Totals | 0 | FilingOrganizationsTotals |
Total Lobbying Expenditures TotalLobbyingExpenditures
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Totals | 0 | FilingOrganizationsTotals |
Other Exempt Purpose Expenditures OtherExemptPurposeExpenditures
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Totals | 506367798 | FilingOrganizationsTotals |
Total Exempt Purpose Expenditures TotalExemptPurposeExpenditures
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Totals | 506367798 | FilingOrganizationsTotals |
Lobbying Nontaxable LobbyingNontaxableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Totals | 1000000 | FilingOrganizationsTotals |
Grassroots Nontaxable GrassrootsNontaxableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Totals | 250000 | FilingOrganizationsTotals |
Tot Lobbying Grassroot Minus Non Tx TotLobbyingGrassrootMinusNonTx
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Totals | 0 | FilingOrganizationsTotals |
Tot Lobby Expend Mns Lobbying Nontx TotLobbyExpendMnsLobbyingNontx
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Totals | 0 | FilingOrganizationsTotals |
Lobbying Nontaxable Amount2 LobbyingNontaxableAmount2
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year Minus3 | 1000000 | CurrentYearMinus3 |
| Current Year Minus2 | 1000000 | CurrentYearMinus2 |
| Current Year Minus1 | 1000000 | CurrentYearMinus1 |
| Current Year | 1000000 | CurrentYear |
| Total | 4000000 | Total |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Lobbying Ceiling | $6,000,000 | LobbyingCeilingAmount |
Total Lobbying Expenditures2 TotalLobbyingExpenditures2
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year Minus3 | 50659 | CurrentYearMinus3 |
| Current Year Minus2 | 51850 | CurrentYearMinus2 |
| Current Year Minus1 | 50000 | CurrentYearMinus1 |
| Total | 152509 | Total |
Grassroots Nontaxable Amount2 GrassrootsNontaxableAmount2
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year Minus3 | 250000 | CurrentYearMinus3 |
| Current Year Minus2 | 250000 | CurrentYearMinus2 |
| Current Year Minus1 | 250000 | CurrentYearMinus1 |
| Current Year | 250000 | CurrentYear |
| Total | 1000000 | Total |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Grassroots Ceiling | $1,500,000 | GrassrootsCeilingAmount |
Form990 Schedule C Part IV Form990ScheduleCPartIV
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | PART IV, SUPPLEMENTAL INFORMATION: | Identifier |
| Explanation | THE GENERAL ISSUE AREA FOR LOBBYING IS INCREASED APPROPRIATIONS IN THE FEDERAL BUDGET FOR SCIENTIFIC RESEARCH AND DEVELOPMENT PROGRAMS THROUGH APPROPRIATIONS AND REPORT LANGUAGE. THE SPECIFIC LOBBYING ISSUES INCLUDE THE HOUSE AND SENATE AUTHORIZATION AND APPROPRIATIONS BILLS FOR ENERGY AND WATER DEVELOPMENT: DEFENSE AND RELATED AGENCIES, TRANSPORTATION, AND COMMERCE. | Explanation |
Schedule D IRS990ScheduleD
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Book Value Land Buildings | 0 | TotalOfBookValueLandBuildings |
Other Liabilities OtherLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | ADVANCES | Description |
| Amount | $9,818,733 | Amount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Amounts | 9818733 | TotalOfAmounts |
Form990 Schedule D Part XIV Form990ScheduleDPartXIV
| Field | Value | IRS element (for citing) |
|---|---|---|
| Explanation | FIN 48 DISCLOSURE SCHEDULE D, PART X THE COMPANY ADOPTED GUIDANCE RELATED TO UNCERTAINTY IN INCOME TAXES ON JANUARY 1, 2009. AFTER EVALUATING THE TAX POSITIONS TAKEN, NONE ARE CONSIDERED TO BE UNCERTAIN; THEREFORE, NO AMOUNTS HAVE BEEN RECOGNIZED AS OF SEPTEMBER 30, 2012 OR 2011. IF INCURRED, INTEREST AND PENALTIES ASSOCIATED WITH TAX POSITIONS ARE RECORDED AS GENERAL AND ADMINISTRATIVE EXPENSE IN THE PERIOD ASSESSED. NO INTEREST OR PENALTIES HAVE BEEN ASSESSED AS OF SEPTEMBER 30, 2012 OR 2011. TAX YEARS THAT REMAIN SUBJECT TO EXAMINATION INCLUDE 2010 THROUGH 2012. | Explanation |
Schedule F IRS990ScheduleF
Accts Actvs Out US Table AcctsActvsOutUSTable
| Field | Value | IRS element (for citing) |
|---|---|---|
| Region | EUROPE | Region |
| Number Of Offices | 0 | NumberOfOffices |
| Number Of Employees | 1 | NumberOfEmployees |
| Type Of Activities Conducted | PROGRAM SERVICES | TypeOfActivitiesConducted |
| Specific Services Provided | SEE PART V | SpecificServicesProvided |
| Total Expenditures | 41980 | TotalExpenditures |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Subtotal Number Of Offices | 0 | SubtotalNumberOfOffices |
| Subtotal Number Of Employees | 1 | SubtotalNumberOfEmployees |
| Cont Number Of Offices | 0 | ContNumberOfOffices |
| Cont Number Of Employees | 0 | ContNumberOfEmployees |
| Total Number Of Offices | 0 | TotalNumberOfOffices |
| Total Number Of Employees | 1 | TotalNumberOfEmployees |
| Subtotal Amount Spent | 41980 | SubtotalAmountSpent |
| Cont Amount Spent | 0 | ContAmountSpent |
| Total Amount Spent | 41980 | TotalAmountSpent |
| Transfer To Foreign Corp | 0 | TransferToForeignCorp |
| Interest In Foreign Trust | 0 | InterestInForeignTrust |
| Own Foreign Corp | 0 | OwnForeignCorp |
| Passive Foreign Invest Co | 0 | PassiveForeignInvestCo |
| Foreign Partnership | 0 | ForeignPartnership |
| Boycott Countries | 0 | BoycottCountries |
Form990 Schedule F Part V Form990ScheduleFPartV
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | (E) SPECIFIC TYPES OF SERVICES IN REGION: | Identifier |
| Return Reference | PART I, LINE 3, COLUMN (E): REGION: EUROPE | ReturnReference |
| Explanation | ONE ALLIANCE EMPLOYEE PROVIDED SERVICES TO THE UNITED NATIONS ENVIRONMENT PROGRAM'S ENERGY BRANCH FOR RENEWABLE ENERGY AND ENERGY EFFICIENCY ANALYSIS IN SUPPORT OF THE US DEPARTMENT OF ENERGY INTERNATIONAL AND STRATEGIC ANALYSIS PROGRAMS. | Explanation |
Schedule I IRS990ScheduleI
| Field | Value | IRS element (for citing) |
|---|---|---|
| Records Maintained | 1 | RecordsMaintained |
Recipient Table RecipientTable (2 entries)
| Address Line1AddressUS/AddressLine1 | CityAddressUS/City | StateAddressUS/State | ZIP CodeAddressUS/ZIPCode | EIN Of RecipientEINOfRecipient | Amount Of Cash GrantAmountOfCashGrant | Purpose Of GrantPurposeOfGrant | IRC SectionIRCSection |
|---|---|---|---|---|---|---|---|
| NUMAT TECHNOLOGIES | |||||||
| 819 FOSTER STREET APT 1S | EVANSTON | IL | 60201 | 455312757 | 100000 | CLEAN ENERGY COMPANY START-UP SUPPORT | |
| COLORADO CLEANTECH INDUSTRY ASSOCIATION | |||||||
| 1445 MARKET STREET | DENVER | CO | 80202 | 263530463 | 50000 | CLEAN ENERGY MISSION SUPPORT | 501(C)(6) |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Nbr Of501 C3 And Govt Grants | 0 | TotalNbrOf501C3AndGovtGrants |
| Total Nbr Of Other Organizations | 2 | TotalNbrOfOtherOrganizations |
Form990 Schedule I Part IV Form990ScheduleIPartIV
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | SCH I, PART IV | Identifier |
| Return Reference | GRANTS TO OTHER ORGANIZATIONS | ReturnReference |
| Explanation | ALLIANCE FOR SUSTAINABLE ENERGY, LLC INFREQUENTLY MAKES AWARDS OR DONATIONS ON A CASE BY CASE BASIS TO ORGANIZATIONS THAT HAVE A SIMILAR MISSION TO ALLIANCE. MONITORING ACTIVITIES ARE BASED ON SPECIFIC REQUIREMENTS OF THE INDIVIDUAL AWARD | Explanation |
Schedule J IRS990ScheduleJ
| Field | Value | IRS element (for citing) |
|---|---|---|
| Independent Consultant | X | IndependentConsultant |
| Written Employment Contract | X | WrittenEmploymentContract |
| Board Or Committee Approval | X | BoardOrCommitteeApproval |
| Severance Payment | 0 | SeverancePayment |
| Supplemental Nonqual Retire Plan | 0 | SupplementalNonqualRetirePlan |
| Equity Based Comp Arrangement | 0 | EquityBasedCompArrangement |
| Comp Based On Revenue Of Filing Org | 0 | CompBasedOnRevenueOfFilingOrg |
| Comp Based On Revenue Related Orgs | 0 | CompBasedOnRevenueRelatedOrgs |
| Comp Based Net Earnings Filing Org | 0 | CompBasedNetEarningsFilingOrg |
| Comp Based Net Earnings Relate Orgs | 0 | CompBasedNetEarningsRelateOrgs |
| Any Non Fixed Payments | 0 | AnyNonFixedPayments |
| Initial Contract Exception | 0 | InitialContractException |
Form990 Schedule J Part II Form990ScheduleJPartII (13 entries)
| Base Compensation Filing OrgBaseCompensationFilingOrg | Comp Based On Related OrgsCompBasedOnRelatedOrgs | Bonus Filing OrgBonusFilingOrg | Bonus Related OrgsBonusRelatedOrgs | Other Compensation Filing OrgOtherCompensationFilingOrg | Other Compensation Related OrgsOtherCompensationRelatedOrgs | Deferred Comp Filing OrgDeferredCompFilingOrg | Deferred Comp Related OrgsDeferredCompRelatedOrgs | Nontaxable Benefits Filing OrgNontaxableBenefitsFilingOrg | Nontaxable Benefits Related OrgsNontaxableBenefitsRelatedOrgs | Total Compensation Filing OrgTotalCompensationFilingOrg | Total Compensation Related OrgsTotalCompensationRelatedOrgs | Comp Report Prior990 Filing OrgCompReportPrior990FilingOrg | Comp Report Prior990 Related OrgsCompReportPrior990RelatedOrgs |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| DR DAN ARVIZU | |||||||||||||
| 428796 | 0 | 161774 | 0 | 6479 | 0 | 113038 | 0 | 23290 | 0 | 733377 | 0 | 0 | 0 |
| MS BOBI GARRETT | |||||||||||||
| 295410 | 0 | 94371 | 0 | 1832 | 0 | 75758 | 0 | 16073 | 0 | 483444 | 0 | 0 | 0 |
| MR WILLIAM GLOVER | |||||||||||||
| 279810 | 0 | 100515 | 0 | 731 | 0 | 82671 | 0 | 19372 | 0 | 483099 | 0 | 0 | 0 |
| DR DANA C CHRISTENSEN | |||||||||||||
| 347839 | 0 | 106754 | 0 | 516 | 0 | 1173 | 0 | 14321 | 0 | 470603 | 0 | 0 | 0 |
| MS CATHERINE A PORTO | |||||||||||||
| 220059 | 0 | 77183 | 0 | 276 | 0 | 31625 | 0 | 7343 | 0 | 336486 | 0 | 0 | 0 |
| MR STEVEN SILBERGLEID | |||||||||||||
| 205560 | 0 | 42765 | 0 | 1036 | 0 | 66612 | 0 | 24134 | 0 | 340107 | 0 | 0 | 0 |
| MS BARBARA STOKES | |||||||||||||
| 175171 | 0 | 36292 | 0 | 631 | 0 | 139939 | 0 | 17811 | 0 | 369844 | 0 | 0 | 0 |
| MS KAREN STIVESON | |||||||||||||
| 87874 | 0 | 750 | 0 | 316 | 0 | 72009 | 0 | 16433 | 0 | 177382 | 0 | 0 | 0 |
| MR DALE GARDNER | |||||||||||||
| 232436 | 0 | 61643 | 0 | 3358 | 0 | 76359 | 0 | 16292 | 0 | 390088 | 0 | 0 | 0 |
| MR ROBERT HAWSEY | |||||||||||||
| 204829 | 0 | 57886 | 0 | 430 | 0 | 0 | 0 | 1454 | 0 | 264599 | 0 | 0 | 0 |
| MR BAILEY STULTS | |||||||||||||
| 227825 | 0 | 57346 | 0 | 984 | 0 | 72382 | 0 | 8636 | 0 | 367173 | 0 | 0 | 0 |
| DR MICHAEL PACHECO | |||||||||||||
| 221656 | 0 | 57625 | 0 | 1548 | 0 | 66336 | 0 | 24369 | 0 | 371534 | 0 | 0 | 0 |
| MR FORT FELKER | |||||||||||||
| 186288 | 0 | 32453 | 0 | 131858 | 0 | 21067 | 0 | 12006 | 0 | 383672 | 0 | 0 | 0 |
Schedule O IRS990ScheduleO
General Explanation GeneralExplanation (8 entries)
| IdentifierIdentifier | Return ReferenceReturnReference | ExplanationExplanation |
|---|---|---|
| ORGANIZATION'S MISSION STATEMENT | FORM 990, PART III, LINE 1 | THE ALLIANCE MISSION IS TO OPERATE THE U.S. DEPARTMENT OF ENERGY'S NATIONAL RENEWABLE ENERGY LABORATORY TO DEVELOP RENEWABLE ENERGY AND ENERGY EFFICIENCY TECHNOLOGIES AND PRACTICES, ADVANCES RELATED TO SCIENCE AND ENGINEERING, AND TRANSFERS KNOWLEDGE AND INNOVATIONS TO ADDRESS THE NATION'S ENERGY AND ENVIRONMENTAL GOALS. |
| PROGRAM SERVICE STATEMENT | FORM 990, PART III, LINE 4A | ON OCTOBER 1, 2008, THE ALLIANCE BEGAN MANAGEMENT OF THE U.S. DEPARTMENT OF ENERGY'S NATIONAL RENEWABLE ENERGY LABORATORY UNDER PRIME CONTRACT NO. DE-AC36-08-GO28308. THE NATIONAL RENEWABLE ENERGY LABORATORY (NREL) IS THE NATION'S PRIMARY LABORATORY FOR RENEWABLE ENERGY AND ENERGY EFFICIENCY RESEARCH AND DEVELOPMENT (R&D). ALLIANCE SCIENTISTS AND RESEARCHERS SUPPORTED CRITICAL OBJECTIVES TO ACCELERATE RESEARCH FROM SCIENTIFIC INNOVATIONS TO MARKET-VIABLE ALTERNATIVE ENERGY SOLUTIONS. THE AREAS OF RESEARCH AND TECHNOLOGY DEVELOPMENT AREAS SPAN FROM UNDERSTANDING RENEWABLE RESOURCES FOR ENERGY, TO THE CONVERSION OF THESE RESOURCES TO RENEWABLE ELECTRICITY AND FUELS, AND ULTIMATELY TO THE USE OF RENEWABLE ELECTRICITY AND FUELS IN HOMES, COMMERCIAL BUILDINGS, AND VEHICLES. THE LABORATORY THEREBY DIRECTLY CONTRIBUTES TO OUR NATION'S GOAL FOR FINDING NEW RENEWABLE WAYS TO POWER OUR HOMES, BUSINESSES, AND CARS. COMMERCIALIZATION AND DEPLOYMENT EFFORTS IMPROVED INTERNAL PROCESSES AND POLICIES TO ENCOURAGE AN ENTREPRENEURIAL ENVIRONMENT FOR GREATER MARKET IMPACT, INCLUDING A NEW DOE-FUNDED TECHNOLOGY PORTAL. R&D CAPABILITIES ARE POSITIONED TO ADVANCE NATIONAL ENERGY GOALS BY DEVELOPING INNOVATIONS TO CHANGE THE WAY HOMES AND BUSINESSES ARE POWERED, AND FUEL OUR CARS. R&D CAPABILITIES ALLOW DEVELOPMENT AND ADVANCEMENT OF RENEWABLE ENERGY AND ENERGY EFFICIENCY TECHNOLOGIES MORE EFFECTIVELY THROUGH THE FULL R&D LIFE-CYCLE FROM BASIC SCIENTIFIC RESEARCH THROUGH APPLIED RESEARCH AND ENGINEERING TO TESTING, SCALE-UP, AND DEMONSTRATION. THE R&D AREAS OF EXPERTISE ARE: RENEWABLE ELECTRICITY RENEWABLE FUELS INTEGRATED ENERGY SYSTEM ENGINEERING AND TESTING STRATEGIC ENERGY ANALYSIS R&D STAFF AND FACILITIES SUPPORT THROUGH COLLABORATIVE RESEARCH PROJECTS AND LICENSED TECHNOLOGIES WITH PUBLIC AND PRIVATE PARTNERS. INNOVATIVE TECHNOLOGIES HAVE ALSO BEEN RECOGNIZED WITH MULTIPLE R&D 100 AWARDS WHICH ARE CONSIDERED THE MOST PRESTIGIOUS TECHNOLOGY INNOVATION AWARDS IN THE U.S. THE ENGINEERING AND SCIENCE BEHIND THESE TECHNOLOGY TRANSFER SUCCESSES AND AWARDS DEMONSTRATES NREL'S COMMITMENT TO DEVELOPING AND APPLYING INNOVATIVE RENEWABLE ENERGY SOLUTIONS FOR THE NATION'S SECURE AND SUSTAINABLE ENERGY FUTURE. ALLIANCE DELIVERED ON PLANNED RENEWABLE ENERGY AND ENERGY EFFICIENCY GOALS, AND RAPIDLY IMPLEMENTED OF RECOVERY ACT PROJECTS. |
| FORM 990, PART VI, SECTION B, LINE 11 | THE ALLIANCE BOARD OF DIRECTORS HAVE ASSIGNED TO THE ALLIANCE FINANCE AND AUDIT COMMITTEE, THROUGH THE COMMITTEE CHARTER, THE RESPONSIBILITY TO REVIEW AND APPROVE THE FORM 990. THE RETURN IS PROVIDED TO THE BOARD OF DIRECTORS PRIOR TO FILING. | |
| FORM 990, PART VI, SECTION B, LINE 12C | ALL ALLIANCE EMPLOYEES ARE REQUIRED TO ATTEND ETHICS TRAINING WHICH INCLUDES THE PROCESS FOR IDENTIFICATION AND DISCLOSURE OF CONFLICTS OF INTEREST. EMPLOYEES ARE REQUIRED TO FILE A WRITTEN DISCLOSURE STATEMENT CONCERNING OUTSIDE SERVICES, AND/OR ACTUAL OR POTENTIAL CONFLICTS OF INTEREST BETWEEN THE EMPLOYEE'S WORK AND PERSONAL, FINANCIAL, OR BUSINESS INTEREST. THE ALLIANCE CHIEF OPERATING OFFICER IS RESPONSIBLE FOR THE REVIEW AND APPROVAL FOR EMPLOYEE REQUESTS FOR APPROVAL OF OUTSIDE CONSULTING OR EMPLOYMENT. EMPLOYEES WHOSE REGULAR RESPONSIBILITIES INVOLVE MANAGING OR EXECUTING LICENSE AGREEMENTS FOR INTELLECTUAL PROPERTY OR THE PREPARATION OR EXECUTION OF COOPERATIVE RESEARCH AND DEVELOPMENT AGREEMENTS (CRADAS) OR OTHER TECHNOLOGY TRANSFER OR TECHNOLOGY PARTNERSHIP ARRANGEMENTS MUST ANNUALLY OR UPON CHANGES IN RELEVANT PERSONAL OR FAMILY CIRCUMSTANCES OR THE NATURE OF WORK ASSIGNED, COMPLETE AN EMPLOYEE'S STATEMENT OF ECONOMIC INTEREST. IF AN ACTUAL OR POTENTIAL CONFLICT OF INTEREST EXISTS, THE EMPLOYEE CONSULTS WITH THE GENERAL COUNSEL OR DESIGNEE TO IDENTIFY AND IMPLEMENT MITIGATION OR AVOIDANCE ACTIONS, OR RECUSES SELF IF AN APPROPRIATE MITIGATION OR AVOIDANCE ACTION CANNOT BE IDENTIFIED. ALL ALLIANCE OFFICERS AND BOARD OF DIRECTOR MEMBERS ARE REQUIRED TO SUBMIT A CONFLICT OF INTEREST DISCLOSURE UPON APPOINTMENT, AND AN ANNUAL CONFLICT OF INTEREST DISCLOSURE. | |
| FORM 990, PART VI, SECTION B, LINE 15 | GOVERNANCE OF EXECUTIVE COMPENSATION IS CHARTERED THROUGH THE ALLIANCE HUMAN RESOURCE COMPENSATION COMMITTEE. EXTERNAL THIRD PARTY RESOURCES ARE RETAINED ON A BIENNIAL BASIS TO REVIEW ALL ELEMENTS OF EXECUTIVE REMUNERATION (BASE SALARY, ANNUAL INCENTIVES, RETIREMENT BENEFITS, HEALTH AND WELFARE BENEFITS AND EXECUTIVE PERQUISITES) TO INSURE COMPETITIVENESS OF ALL THE ELEMENTS OF CASH COMPENSATION RELATIVE TO THE MARKET FOR BOTH BASE COMPENSATION AND TOTAL COMPENSATION. THERE ARE NO PERSONS SERVING ON THE COMPENSATION COMMITTEE WITH A CONFLICT OF INTEREST WITH RESPECT TO THE COMPENSATION ARRANGEMENTS. CONTEMPORANEOUS DOCUMENTATION AND RECORDS ARE RETAINED. | |
| FORM 990, PART VI, SECTION C, LINE 19 | ALLIANCE DOES MAKE ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. | |
| PART IX, LINE 11D AND 24E | ACCRUALS FOR BAD DEBTS AND LOBBYING EXPENSE WERE REVERSED DURING THE TAX YEAR, RESULTING IN NEGATIVE EXPENSE AMOUNTS FOR THOSE CLASSIFICATIONS. | |
| OTHER CHANGES IN NET ASSESTS OR FUND BALANCES | PART XI, LINE 5 | MEMBER DISTRIBUTIONS - 5,551,149 |