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NEW YORK UNIVERSITY: Form 990, tax year 2011

View the entire original 990 at ProPublica ↗

Organization
NEW YORK UNIVERSITY (EIN 13-5562308)
Tax period
2011-09-01 to 2012-08-31
Filed
2013-07-10
IRS object ID
201331919349300643
Schema version
2011v1.5
Source
Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header ReturnHeader

FieldValueIRS element (for citing)
Timestamp2013-07-10T14:50:16-05:00Timestamp
Tax Period End Date2012-08-31TaxPeriodEndDate
Return Type990ReturnType
Tax Period Begin Date2011-09-01TaxPeriodBeginDate

Filer Filer

FieldValueIRS element (for citing)
EIN135562308EIN

Name Name

FieldValueIRS element (for citing)
Business Name Line1NEW YORK UNIVERSITYBusinessNameLine1
FieldValueIRS element (for citing)
Name ControlNEWYNameControl
Phone2129982955Phone

US Address USAddress

FieldValueIRS element (for citing)
Address Line1105 E 17TH STREET - 4TH FLOORAddressLine1
CityNEW YORKCity
StateNYState
ZIP Code100039580ZIPCode

Officer Officer

FieldValueIRS element (for citing)
NameMARTIN DORPHName
TitleEVP,FINANCE AND ITTitle
Phone2129982955Phone
Date Signed2013-07-10DateSigned
FieldValueIRS element (for citing)
Tax Year2011TaxYear
Build TS2016-02-24 21:20:13ZBuildTS

Form 990 IRS990

FieldValueIRS element (for citing)
Address ChangeXAddressChange
Name Of Principal Officer PersonMARTIN DORPHNameOfPrincipalOfficerPerson

Address Principal Officer US AddressPrincipalOfficerUS

FieldValueIRS element (for citing)
Address Line1105 E 17TH ST 4TH FLAddressLine1
CityNEW YORKCity
StateNYState
ZIP Code100039580ZIPCode
FieldValueIRS element (for citing)
Gross Receipts4733235095GrossReceipts
Group Return For Affiliates0GroupReturnForAffiliates
Organization501c3XOrganization501c3
Web SiteWWW.NYU.EDUWebSite
Type Of Organization CorporationXTypeOfOrganizationCorporation
Year Formation1831YearFormation
State Legal DomicileNYStateLegalDomicile
Activity Or Mission DescriptionNYU IS A PRIVATE UNIVERSITY WITH APPROXIMATELY 44,000 STUDENTS IN 18 SCHOOLS AND INSTITUTES.ActivityOrMissionDescription
Nbr Voting Members Governing Body62NbrVotingMembersGoverningBody
Nbr Independent Voting Members56NbrIndependentVotingMembers
Total Nbr Employees26791TotalNbrEmployees
Total Nbr Volunteers4677TotalNbrVolunteers
Total Gross UBI12503649TotalGrossUBI
Net Unrelated Business Txbl Income482328NetUnrelatedBusinessTxblIncome
Contributions Grants Prior Year701545471ContributionsGrantsPriorYear
Contributions Grants Current Year857257738ContributionsGrantsCurrentYear
Program Service Revenue Prior Year2777285036ProgramServiceRevenuePriorYear
Program Service Revenue CY3040158613ProgramServiceRevenueCY
Investment Income Prior Year88187167InvestmentIncomePriorYear
Investment Income Current Year81063770InvestmentIncomeCurrentYear
Other Revenue Prior Year75060026OtherRevenuePriorYear
Other Revenue Current Year38494278OtherRevenueCurrentYear
Total Revenue Prior Year3642077700TotalRevenuePriorYear
Total Revenue Current Year4016974399TotalRevenueCurrentYear
Grants And Similar Amnts Prior Year331052970GrantsAndSimilarAmntsPriorYear
Grants And Similar Amnts CY361444188GrantsAndSimilarAmntsCY
Benefits Paid To Members Prior Year0BenefitsPaidToMembersPriorYear
Benefits Paid To Members CY0BenefitsPaidToMembersCY
Salaries Etc Prior Year1981443440SalariesEtcPriorYear
Salaries Etc Current Year2340608572SalariesEtcCurrentYear
Total Prof Fundrsng Exp Prior Year756976TotalProfFundrsngExpPriorYear
Total Prof Fundrsng Exp CY753341TotalProfFundrsngExpCY
Total Fundrsng Exp Current Year35744491TotalFundrsngExpCurrentYear
Other Expense Prior Year1213254932OtherExpensePriorYear
Other Expenses Current Year1260520854OtherExpensesCurrentYear
Total Expenses Prior Year3526508318TotalExpensesPriorYear
Total Expenses Current Year3963326955TotalExpensesCurrentYear
Revenues Less Expenses Prior Year115569382RevenuesLessExpensesPriorYear
Revenues Less Expenses CY53647444RevenuesLessExpensesCY
Total Assets BOY7730797680TotalAssetsBOY
Total Assets EOY8038275299TotalAssetsEOY
Total Liabilities BOY3992143253TotalLiabilitiesBOY
Total Liabilities EOY4267766192TotalLiabilitiesEOY
Net Assets Or Fund Balances BOY3738654427NetAssetsOrFundBalancesBOY
Net Assets Or Fund Balances EOY3770509107NetAssetsOrFundBalancesEOY
Info In Schedule O Part IIIXInfoInScheduleOPartIII
Mission DescriptionNYU IS A PRIVATE UNIVERSITY WITH APPROXIMATELY 44,000 MATRICULATING STUDENTS IN 18 SCHOOLS AND INSTITUTES. NYU'S PRIMARY MISSIONS ARE EDUCATION, PATIENT CARE, RESEARCH AND SCHOLARSHIP. NYU IS RECOGNIZED BOTH NATIONALLY AND INTERNATIONALLY AS A LEADER IN SCHOLARSHIPMissionDescription
Significant New Program Services0SignificantNewProgramServices
Significant Change0SignificantChange
Expense1695766632Expense
Grants361444188Grants
Revenue1753289000Revenue
DescriptionEDUCATION: FOUNDED IN 1831, NYU IS THE LARGEST PRIVATE RESEARCH UNIVERSITY IN THE U.S., WITH 18 SCHOOLS AND INSTITUTES; AND APPROXIMATELY 4,000 FULL-TIME FACULTY MEMBERS AND 44,000 MATRICULATING STUDENTS. NYU ANNUALLY CONFERS OVER 13,000 UNDERGRADUATE, GRADUATE AND PROFESSIONAL DEGREES; AND PROVIDES OVER $190 MILLION PER YEAR IN INSTITUTIONAL GRANT AID TO UNDERGRADUATES. THE WORLD'S FIRST "GLOBAL NETWORK UNIVERSITY," NYU HAS AN UNPARALLELED INTERNATIONAL PRESENCE WITH DEGREE-GRANTING LIBERAL ARTS PORTAL CAMPUSES (NYU NEW YORK; NYU ABU DHABI; AND THE RECENTLY ANNOUNCED NYU SHANGHAI OPENING IN FALL 2013); 13 ACADEMIC SITES ON SIX CONTINENTS; SENDS MORE STUDENT TO STUDY ABROAD THAN ANY OTHER U.S. COLLEGE OR UNIVERSITY; AND IS ONE OF THE LEADING U.S. UNIVERSITIES IN ATTRACTING INTERNATIONAL STUDENTS.Description

Activity2 Activity2

FieldValueIRS element (for citing)
Expense847846918Expense
Revenue843299163Revenue
DescriptionPATIENT CARE: NYU'S MEDICAL ACADEMIC PROGRAMS ARE A MAJOR ELEMENT OF THE UNIVERSITY'S MISSION. THE NYU SCHOOL OF MEDICINE WAS ESTABLISHED IN 1841; FROM ITS EARLIEST YEARS, IT HAS BEEN AT THE FOREFRONT OF ADVANCING THE MEDICAL PROFESSION AND MEDICAL RESEARCH, INCLUDING PARTICIPATING IN THE PROCESS THAT LED TO THE ESTABLISHMENT OF NEW YORK CITY'S HEALTH DEPARTMENT, ESTABLISHING THE FIRST OUTPATIENT CLINIC, ESTABLISHING THE FIRST LABORATORY DEVOTED TO TEACHING AND RESEARCH IN BACTERIOLOGY AND PATHOLOGY, CREATING THE FIRST DEPARTMENT OF FORENSIC MEDICINE, CREATING THE FIRST DEPARTMENT OF PHYSICAL MEDICINE AND REHABILITATION IN THE U.S., AND ESTABLISHING ONE OF THE FIRST MD-PHD PROGRAMS. ITS FACULTY AND GRADUATES HAVE INCLUDED NOBEL LAUREATES, THE DISCOVERER OF THE MOSQUITO AS THE SOURCE OF TRANSMISSION OF YELLOW FEVER, BOTH CREATORS OF THE POLIO VACCINE, AND THE RESEARCHERS WHO FOUND THE LINKAGE BETWEEN KAPOSI'S SARCOMA AND IMMUNE DEFICIENCY IN A DISTINCT POPULATION OF GAY MEN (A KEY STEP IN IDENTIFYING AIDS), AMONG OTHER LEADERS IN MEDICINE. THROUGH AFFILIATION AGREEMENTS, THE DOCTORS AND STUDENTS AT NYU SCHOOL OF MEDICINE PLAY A CRUCIAL ROLE IN ENSURING TOP QUALITY CARE NOT ONLY AT THE NYU LANGONE MEDICAL CENTER, BUT ALSO AT THE MANHATTAN VA HOSPITAL AND BELLEVUE HOSPITAL (ARGUABLY THE FOREMOST PUBLIC HOSPITAL IN THE U.S.). THE NYU COLLEGE OF DENTISTRY, WHICH AS THE LARGEST DENTAL SCHOOL IN THE U.S. AND MOST COMPREHENSIVE ORAL HEALTH CENTER IN THE WORLD, CARES FOR SOME 50,000 POOR AND LOW INCOME NEW YORKERS EACH YEAR AND OPERATES A MOBILE DENTAL CARE PROGRAM WHICH TRAVELS TO UNDERSERVED AREAS OF NEW YORK STATE. IN ADDITION, NYU OFFERS MASTERS DEGREES IN PUBLIC HEALTH AND PROVIDES UNDERGRADUATE AND GRADUATE EDUCATION FOR OVER 1,200 NURSING STUDENTS.Description

Activity3 Activity3

FieldValueIRS element (for citing)
Expense595088239Expense
Revenue483794417Revenue
DescriptionRESEARCH AND SCHOLARSHIP: NYU IS A MAJOR RESEARCH INSTITUTION, WITH SIGNIFICANT SUPPORT FROM NIH, NSF AND OTHER FUNDERS. THE RESEARCH AND CREATIVE OUTPUT OF NYU'S SCHOLARS HAVE LED TO THE RECEIPT OF NOBEL PRIZES, ABEL PRIZES, PULITZER PRIZES, GUGGENHEIMS, THE NATIONAL MEDAL OF THE ARTS, THE NATIONAL MEDAL OF SCIENCE, NSF WATERMAN AWARDS, MAX PLANCK AWARDS, THE KAVLI PRIZE, ACADEMY AWARDS, AND TONY AWARDS, AMONG MANY OTHER HONORS FOR THE UNIVERSITY'S FACULTY. NYU FACULTY FINDINGS ARE REGULARLY PUBLISHED IN TOP JOURNALS ACROSS A BROAD RANGE OF SCHOLARLY DISCIPLINES. NYU HAS LEADING PROGRAMS IN ECONOMICS, MATHEMATICS (AND PARTICULARLY APPLIED MATHEMATICS), NEUROSCIENCE, GENOMICS, SOFT CONDENSED MATTER PHYSICS, SOCIOLOGY, AND PHILOSOPHY, AMONG MANY OTHER SCHOLARLY FIELDS.Description

Activity Other ActivityOther

FieldValueIRS element (for citing)
Expense452393836Expense
Revenue443570450Revenue
DescriptionSTUDENT SERVICES; STUDENT AID; LIBRARY; AND OPERATION AND MAINTENANCE OF PLANT.Description
FieldValueIRS element (for citing)
Total Of Other Program Service Exp452393836TotalOfOtherProgramServiceExp
Total Of Other Program Service Rev443570450TotalOfOtherProgramServiceRev
Total Program Service Expense3591095625TotalProgramServiceExpense
Described In501 C31DescribedIn501C3
Schedule B Required1ScheduleBRequired
Political Activities0PoliticalActivities
Lobbying Activities1LobbyingActivities
Subject To Proxy Tax0SubjectToProxyTax
Donor Advised Funds0DonorAdvisedFunds
Conservation Easements1ConservationEasements
Collections Of Art1CollectionsOfArt
Credit Counseling0CreditCounseling
Term Or Permanent Endowments1TermOrPermanentEndowments
Report Land Bldg Equip1ReportLandBldgEquip
Report Invest Oth Securities1ReportInvestOthSecurities
Report Prog Rel Invest0ReportProgRelInvest
Report Other Assets0ReportOtherAssets
Report Other Liabilities1ReportOtherLiabilities
Report Fin48 Footnote0ReportFin48Footnote
Independent Audit Financial Stmt0IndependentAuditFinancialStmt
Consolidated Audit Financial Stmt1ConsolidatedAuditFinancialStmt
School1School
Foreign Office1ForeignOffice
Foreign Activities1ForeignActivities
More Than5000 K To Organizations0MoreThan5000KToOrganizations
More Than5000 K To Individuals1MoreThan5000KToIndividuals
Professional Fundraising1ProfessionalFundraising
Fundraising Activities1FundraisingActivities
Gaming0Gaming
Hospital0Hospital
Grants To Organizations1GrantsToOrganizations
Grants To Individuals1GrantsToIndividuals
Schedule J Required1ScheduleJRequired
Tax Exempt Bonds1TaxExemptBonds
Invest Tax Exempt Bonds1InvestTaxExemptBonds
Escrow Account0EscrowAccount
On Behalf Of Issuer0OnBehalfOfIssuer
Excess Benefit Transaction0ExcessBenefitTransaction
Prior Excess Benefit Transaction0PriorExcessBenefitTransaction
Loan To Officer Or DQP1LoanToOfficerOrDQP
Grant To Related Person1GrantToRelatedPerson
Bsnss Rltnshp With Organization1BsnssRltnshpWithOrganization
Bsnss Rltnshp Thru Family Member1BsnssRltnshpThruFamilyMember
Officer Entity With Bsnss Rltnshp1OfficerEntityWithBsnssRltnshp
Deductible Non Cash Contributions1DeductibleNonCashContributions
Deductible Contributions Of Art1DeductibleContributionsOfArt
Terminated0Terminated
Partial Liquidation0PartialLiquidation
Disregarded Entity0DisregardedEntity
Related Entity1RelatedEntity
Related Org Controlled Entity1RelatedOrgControlledEntity
Transaction Related Entity1TransactionRelatedEntity
Transfers To Exempt Non Chrtbl Org1TransfersToExemptNonChrtblOrg
Activities Conducted Partnership0ActivitiesConductedPartnership
Schedule O Required1ScheduleORequired
Info In Schedule O Part VXInfoInScheduleOPartV
Number Forms Transmitted With10967961NumberFormsTransmittedWith1096
Number W2 G Included0NumberW2GIncluded
Number Of Employees26791NumberOfEmployees
Employment Tax Returns Filed1EmploymentTaxReturnsFiled
Unrelated Business Income1UnrelatedBusinessIncome
Form990-T Filed1Form990-TFiled
Foreign Financial Account1ForeignFinancialAccount
Name Of Foreign CountryAENameOfForeignCountry
Name Of Foreign CountryARNameOfForeignCountry
Name Of Foreign CountryASNameOfForeignCountry
Name Of Foreign CountryBDNameOfForeignCountry
Name Of Foreign CountryCHNameOfForeignCountry
Name Of Foreign CountryCJNameOfForeignCountry
Name Of Foreign CountryCYNameOfForeignCountry
Name Of Foreign CountryEINameOfForeignCountry
Name Of Foreign CountryEZNameOfForeignCountry
Name Of Foreign CountryFRNameOfForeignCountry
Name Of Foreign CountryGHNameOfForeignCountry
Name Of Foreign CountryGMNameOfForeignCountry
Name Of Foreign CountryGRNameOfForeignCountry
Name Of Foreign CountryISNameOfForeignCountry
Name Of Foreign CountryITNameOfForeignCountry
Name Of Foreign CountryMPNameOfForeignCountry
Name Of Foreign CountryPMNameOfForeignCountry
Name Of Foreign CountrySNNameOfForeignCountry
Name Of Foreign CountrySPNameOfForeignCountry
Name Of Foreign CountryUKNameOfForeignCountry
Name Of Foreign CountryVINameOfForeignCountry
Prohibited Tax Shelter Trans0ProhibitedTaxShelterTrans
Taxable Party Notification0TaxablePartyNotification
Non Deductible Contributions0NonDeductibleContributions
Quid Pro Quo Contributions1QuidProQuoContributions
Quid Pro Quo Disclosure1QuidProQuoDisclosure
Form8282 Property Disposed Of0Form8282PropertyDisposedOf
Funds To Pay Premiums0FundsToPayPremiums
Premiums Paid0PremiumsPaid
Indoor Tanning Services0IndoorTanningServices
Info In Schedule O Part VIXInfoInScheduleOPartVI
Nbr Voting Governing Body Members62NbrVotingGoverningBodyMembers
Number Independent Voting Members56NumberIndependentVotingMembers
Family Or Business Relationship1FamilyOrBusinessRelationship
Delegation Of Management Duties0DelegationOfManagementDuties
Changes To Organizing Docs0ChangesToOrganizingDocs
Material Diversion Or Misuse0MaterialDiversionOrMisuse
Members Or Stockholders1MembersOrStockholders
Election Of Board Members1ElectionOfBoardMembers
Decisions Subject To Approval1DecisionsSubjectToApproval
Minutes Of Governing Body1MinutesOfGoverningBody
Minutes Of Committees1MinutesOfCommittees
Officer Mailing Address0OfficerMailingAddress
Local Chapters0LocalChapters
Form990 Provided To Governing Body1Form990ProvidedToGoverningBody
Conflict Of Interest Policy1ConflictOfInterestPolicy
Annual Disclosure Covered Persons1AnnualDisclosureCoveredPersons
Regular Monitoring Enforcement1RegularMonitoringEnforcement
Whistleblower Policy1WhistleblowerPolicy
Document Retention Policy1DocumentRetentionPolicy
Compensation Process CEO1CompensationProcessCEO
Compensation Process Other1CompensationProcessOther
Investment In Joint Venture0InvestmentInJointVenture
States Where Copy Of Return Is FiledAKStatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is FiledALStatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is FiledAZStatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is FiledCAStatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is FiledCOStatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is FiledCTStatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is FiledDEStatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is FiledFLStatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is FiledKYStatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is FiledMAStatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is FiledMDStatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is FiledMIStatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is FiledNHStatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is FiledOHStatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is FiledOKStatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is FiledORStatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is FiledWAStatesWhereCopyOfReturnIsFiled
Upon RequestXUponRequest

The Books Are In Care Of TheBooksAreInCareOf

Name Business NameBusiness

FieldValueIRS element (for citing)
Business Name Line1KERRI TRICARICOBusinessNameLine1
FieldValueIRS element (for citing)
Telephone Number2129982913TelephoneNumber

Address US AddressUS

FieldValueIRS element (for citing)
Address Line1105 E 17TH STREET 3RD FLOORAddressLine1
CityNEW YORKCity
StateNYState
ZIP Code100039345ZIPCode

Form990 Part VII Section A Form990PartVIISectionA (82 entries)

TitleTitleAverage Hours Per WeekAverageHoursPerWeekIndividual Trustee Or DirectorIndividualTrusteeOrDirectorReportable Comp From OrganizationReportableCompFromOrganizationReportable Comp From Related OrgsReportableCompFromRelatedOrgsOther CompensationOtherCompensationOfficerOfficerKey EmployeeKeyEmployeeHighest Compensated EmployeeHighestCompensatedEmployeeFormerFormer
RONALD D ABRAMSON
TRUSTEE2.00X000
KHALDOON KHALIFA AL MUBARAK
TRUSTEE2.00X000
RALPH ALEXANDER
TRUSTEE2.00X000
PHYLLIS PUTTER BARASCH
TRUSTEE2.00X000
MARIA BARTIROMO
TRUSTEE2.00X000
MARC H BELL
TRUSTEE2.00X000
WILLIAM R BERKLEY
VICE CHAIR2.00X000X
CASEY BOX
TRUSTEE2.00X000
BILL BREWER
TRUSTEE2.00X000
DANIEL J BRODSKY
TRUSTEE2.00X000
HEATHER CANNADY
TRUSTEE2.00X000
SHARON CHANG
TRUSTEE2.00X000
EVAN R CHESLER
TRUSTEE2.00X000
WILLIAM T COMFORT III
TRUSTEE2.00X000
MICHAEL R CUNNINGHAM
TRUSTEE2.00X000
FLORENCE A DAVIS
TRUSTEE2.00X000
BARRY DILLER
TRUSTEE2.00X000
GALE DRUKIER
TRUSTEE2.00X000
JOEL S EHRENKRANZ
TRUSTEE2.00X000
LAURENCE D FINK
VICE CHAIR2.00X000X
JAY M FURMAN
TRUSTEE2.00X000
MARK FUNG
TRUSTEE2.00X000
H DALE HEMMERDINGER
TRUSTEE2.00X000
JONATHAN L HERMAN
TRUSTEE2.00X000
CHARLES J HINKATY
TRUSTEE2.00X000
NATALIE HOLDER-WINFIELD
TRUSTEE2.00X000
MITCHELL JACOBSON
TRUSTEE2.00X000
BORIS JORDAN
TRUSTEE2.00X000
CHARLES KLEIN
TRUSTEE2.00X000
KENNETH G LANGONE
VICE CHAIR2.00X000X
MARK LESLIE
TRUSTEE2.00X000
MARTIN LIPTON
CHAIR20.00X000X
JEFFREY H LYNFORD
TRUSTEE2.00X000
KELLY KENNEDY MACK
TRUSTEE2.00X000
HOWARD MEYERS
TRUSTEE2.00X000
STEVENS S MILLER
TRUSTEE2.00X000
CONSTANCE J MILSTEIN
TRUSTEE2.00X000
DAVID C OXMAN
TRUSTEE2.00X000
JOHN PAULSON
TRUSTEE2.00X000
LESTER POLLACK
TRUSTEE2.00X000
CATHERINE B REYNOLDS
TRUSTEE2.00X000
BRETT B ROCHKIND
TRUSTEE2.00X000
WILLIAM C RUDIN
TRUSTEE2.00X000
SURESH SANI
TRUSTEE2.00X000
CONSTANCE SILVER
TRUSTEE2.00X000
LISA SILVERSTEIN
TRUSTEE2.00X000
JAY STEIN
TRUSTEE2.00X000
JOSEPH S STEINBERG
TRUSTEE2.00X000
JUDY STEINHARDT
TRUSTEE2.00X000
MICHAEL H STEINHARDT
TRUSTEE2.00X000
CHANDRIKA TANDON
TRUSTEE2.00X000
DANIEL R TISCH
TRUSTEE2.00X000
JOHN L VOGELSTEIN
TRUSTEE2.00X000
WENLIANG WANG
TRUSTEE2.00X000
CASEY WASSERMAN
TRUSTEE2.00X000
NINA WEISSBERG
TRUSTEE2.00X000
ANTHONY WELTERS
VICE CHAIR2.00X000X
SHELBY WHITE
TRUSTEE2.00X000
LEONARD A WILF
VICE CHAIR2.00X000X
FRED WILSON
TRUSTEE2.00X000
CHARLES ZEGAR
TRUSTEE2.00X000
JOHN E SEXTON
UNIVERSITY PRESIDENT70.00X13016200172134X
MICHAEL ALFANO
EXECUTIVE VP50.001121019047021X
ROBERT BERNE
SVP. FOR HEALTH50.001201982036405X
BONNIE BRIER
GEN.COUNSEL & SECRETARY50.00570973036405X
MARTIN DORPH
EVP FOR FINANCE & IT50.00521196041517X
DAVID W MCLAUGHLIN
PROVOST50.00592925036405X
THOMAS J CAREW START 7111
DEAN OF FAS50.00222221015521X
ANDREW BROTMAN
SVP. & VICE DEAN30.0066651266651224500X
ROBERT GROSSMAN
EX-OFFICIO, DEAN & CEO30.0017704711770471606226X
ALISON LEARY
EVP. FOR OPERATIONS50.00318512025887X
TINA SURH
CHIEF INV. OFFICER50.00808029049057X
DEBRA LAMORTE
SVP. FOR DEVELOPMENT50.00500900035289X
LINDA MILLS
VC. GLOBAL PROGRAMS50.00441766040725X
MARILYN MCMILLAN
VP. FOR IT50.00307886030873X
JAMES GRIFO MD
PROFESSOR50.002356539035277X
JOHN G GOLFINOS
CHAIR OF NEUROSURGERY50.002712514041777X
ANTHONY K FREMPONG-BOADU
DIRECTOR OF SPINAL NEUROSURGERY50.003497717036684X
STEVEN KOBREN
MEDICAL DIRECTOR OF NYU LANGONE50.002100868018585X
CHANDRANATH SEN
DIRECTOR, BENIGN BRAIN TUMOR & CRANIAL NERVE50.002080582012171X
ROSEMARIE LOFFREDO END 83111
FORMER TREASURER50.00418073029280X
JESS BENHABIB END 7111
FORMER DEAN FAS50.00423920036405X
FieldValueIRS element (for citing)
Total Reportable Comp From Org23936225TotalReportableCompFromOrg
Total Reportable Comp Frm Rltd Orgs2436983TotalReportableCompFrmRltdOrgs
Total Other Compensation1408144TotalOtherCompensation
Number Individuals GT100 K1882NumberIndividualsGT100K
Formers Listed1FormersListed
Total Comp GT150 K1TotalCompGT150K
Compensation From Other Sources0CompensationFromOtherSources

Contractor Compensation ContractorCompensation (5 entries)

Address Line1AddressOfContractor/AddressUS/AddressLine1CityAddressOfContractor/AddressUS/CityStateAddressOfContractor/AddressUS/StateZIP CodeAddressOfContractor/AddressUS/ZIPCodeDescription Of ServicesDescriptionOfServicesCompensationCompensation
COLLINS BUILDING SERVICES INC
1775 BROADWAY STE 1420NEW YORKNY10019CLEANING SERVICE50960254
STRUCTURE TONE INC
770 BROADWAY-9TH FLNEW YORKNY10003CONSTRUCTION43658063
ARAMARK EDUCATIONAL SERVICES LLC
11 WEST 42ND STREET 4TH FLNEW YORKNY10036FACILITY MANAGEMENT SERVICES34061846
CORAL LAFAYETTE LLC
400 BROOME STREETNEW YORKNY10013SPACE RENTAL14671762
SIGAL CONSTRUCTION CORP
2231 CRYSTAL DR STE 200ARLINGTONVA22202CONSTRUCTION14146198
FieldValueIRS element (for citing)
Number Of Contractors GT100 K645NumberOfContractorsGT100K
Federated Campaigns259188FederatedCampaigns
Fundraising Events4852849FundraisingEvents
Government Grants483794417GovernmentGrants
All Other Contributions368351284AllOtherContributions
Noncash Contributions8855275NoncashContributions
Total Contributions857257738TotalContributions

Program Service Revenue ProgramServiceRevenue (4 entries)

DescriptionDescriptionBusiness CodeBusinessCodeTotal Revenue ColumnTotalRevenueColumnRelated Or Exempt Function IncomeRelatedOrExemptFunctionIncome
TUITION & FEES61160017532890001753289000
PATIENT CARE623990843299163843299163
HOUSING & DINING721310225874779225874779
OTHER PROGRAM SERVICES611600217695671217695671
FieldValueIRS element (for citing)
Total Program Service Revenue3040158613TotalProgramServiceRevenue

Investment Income InvestmentIncome

FieldValueIRS element (for citing)
Total Revenue Column13298554TotalRevenueColumn
Unrelated Business Revenue-503842UnrelatedBusinessRevenue
Exclusion$13,802,396ExclusionAmount

Gross Rents GrossRents

FieldValueIRS element (for citing)
Real68541841Real

Less Rental Expenses LessRentalExpenses

FieldValueIRS element (for citing)
Real85510030Real

Rental Income Or Loss RentalIncomeOrLoss

FieldValueIRS element (for citing)
Real-16968189Real

Net Rental Income Or Loss NetRentalIncomeOrLoss

FieldValueIRS element (for citing)
Total Revenue Column-16968189TotalRevenueColumn
Unrelated Business Revenue5500000UnrelatedBusinessRevenue
Exclusion-$22,468,189ExclusionAmount

Gross Amount Sales Assets GrossAmountSalesAssets

FieldValueIRS element (for citing)
Securities669399292Securities

Less Cost Oth Basis Sales Expenses LessCostOthBasisSalesExpenses

FieldValueIRS element (for citing)
Securities601634076Securities

Gain Or Loss GainOrLoss

FieldValueIRS element (for citing)
Securities67765216Securities

Net Gain Or Loss Investments NetGainOrLossInvestments

FieldValueIRS element (for citing)
Total Revenue Column67765216TotalRevenueColumn
Exclusion$67,765,216ExclusionAmount
FieldValueIRS element (for citing)
Gross Income Fundraising Events2608776GrossIncomeFundraisingEvents
Cntrbtns Rprtd Fundraising Events4852849CntrbtnsRprtdFundraisingEvents
Fundraising Direct Expenses1206704FundraisingDirectExpenses

Net Income From Fundraising Events NetIncomeFromFundraisingEvents

FieldValueIRS element (for citing)
Total Revenue Column1402072TotalRevenueColumn
Exclusion$1,402,072ExclusionAmount
FieldValueIRS element (for citing)
Gross Sales Of Inventory36195000GrossSalesOfInventory
Cost Of Goods Sold27909886CostOfGoodsSold

Net Income Or Loss NetIncomeOrLoss

FieldValueIRS element (for citing)
Total Revenue Column8285114TotalRevenueColumn
Unrelated Business Revenue1243855UnrelatedBusinessRevenue
Exclusion$7,041,259ExclusionAmount

Other Revenue Misc OtherRevenueMisc (2 entries)

DescriptionDescriptionBusiness CodeBusinessCodeTotal Revenue ColumnTotalRevenueColumnUnrelated Business RevenueUnrelatedBusinessRevenueExclusionExclusionAmount
OTHER AUX. ENTERPRISES713940281962686263636$21,932,632
INTERNAL INCOME90009917579013$17,579,013
FieldValueIRS element (for citing)
Total Other Revenue45775281TotalOtherRevenue

Total Revenue TotalRevenue

FieldValueIRS element (for citing)
Total Revenue Column4016974399TotalRevenueColumn
Related Or Exempt Function Income3040158613RelatedOrExemptFunctionIncome
Unrelated Business Revenue12503649UnrelatedBusinessRevenue
Exclusion$107,054,399ExclusionAmount

Grants To Domestic Orgs GrantsToDomesticOrgs

FieldValueIRS element (for citing)
Total529188Total
Program Services529188ProgramServices

Grants To Domestic Individuals GrantsToDomesticIndividuals

FieldValueIRS element (for citing)
Total320802836Total
Program Services320802836ProgramServices

Foreign Grants ForeignGrants

FieldValueIRS element (for citing)
Total40112164Total
Program Services40112164ProgramServices

Comp Current Officers Directors CompCurrentOfficersDirectors

FieldValueIRS element (for citing)
Total9516960Total
Program Services9516960ProgramServices

Comp Disqual Persons CompDisqualPersons

FieldValueIRS element (for citing)
Total11426801Total
Program Services11426801ProgramServices

Other Salaries And Wages OtherSalariesAndWages

FieldValueIRS element (for citing)
Total1694486629Total
Program Services1562110352ProgramServices
Management And General112256036ManagementAndGeneral
Fundraising20120241Fundraising

Pension Plan Contributions PensionPlanContributions

FieldValueIRS element (for citing)
Total309685192Total
Program Services280947531ProgramServices
Management And General25888288ManagementAndGeneral
Fundraising2849373Fundraising

Other Employee Benefits OtherEmployeeBenefits

FieldValueIRS element (for citing)
Total218581359Total
Program Services208962864ProgramServices
Management And General7543190ManagementAndGeneral
Fundraising2075305Fundraising

Payroll Taxes PayrollTaxes

FieldValueIRS element (for citing)
Total96911631Total
Program Services92371122ProgramServices
Management And General3641761ManagementAndGeneral
Fundraising898748Fundraising

Fees For Services Legal FeesForServicesLegal

FieldValueIRS element (for citing)
Total8161373Total
Program Services8161373ProgramServices

Fees For Services Accounting FeesForServicesAccounting

FieldValueIRS element (for citing)
Total1186970Total
Program Services1186970ProgramServices

Fees For Services Lobbying FeesForServicesLobbying

FieldValueIRS element (for citing)
Total734793Total
Program Services734793ProgramServices

Fees For Services Prof Fundraising FeesForServicesProfFundraising

FieldValueIRS element (for citing)
Total753341Total
Fundraising753341Fundraising

Fees For Services Invst Mgmnt Fees FeesForServicesInvstMgmntFees

FieldValueIRS element (for citing)
Total5249193Total
Management And General5249193ManagementAndGeneral

Fees For Services Other FeesForServicesOther

FieldValueIRS element (for citing)
Total188566501Total
Program Services159286451ProgramServices
Management And General28604177ManagementAndGeneral
Fundraising675873Fundraising

Advertising Advertising

FieldValueIRS element (for citing)
Total5476340Total
Program Services5126960ProgramServices
Management And General62250ManagementAndGeneral
Fundraising287130Fundraising

Office Expenses OfficeExpenses

FieldValueIRS element (for citing)
Total136256980Total
Program Services122686779ProgramServices
Management And General9459389ManagementAndGeneral
Fundraising4110812Fundraising

Information Technology InformationTechnology

FieldValueIRS element (for citing)
Total34830535Total
Program Services11240289ProgramServices
Management And General23553119ManagementAndGeneral
Fundraising37127Fundraising

Royalties Royalties

FieldValueIRS element (for citing)
Total511155Total
Program Services511155ProgramServices

Occupancy Occupancy

FieldValueIRS element (for citing)
Total91199696Total
Program Services87637921ProgramServices
Management And General3486847ManagementAndGeneral
Fundraising74928Fundraising

Travel Travel

FieldValueIRS element (for citing)
Total84902967Total
Program Services78196363ProgramServices
Management And General6274440ManagementAndGeneral
Fundraising432164Fundraising

Conferences Meetings ConferencesMeetings

FieldValueIRS element (for citing)
Total3425098Total
Program Services742061ProgramServices
Management And General542496ManagementAndGeneral
Fundraising2140541Fundraising

Interest Interest

FieldValueIRS element (for citing)
Total96260320Total
Program Services86209320ProgramServices
Management And General10051000ManagementAndGeneral

Depreciation Depletion DepreciationDepletion

FieldValueIRS element (for citing)
Total236630117Total
Program Services196250117ProgramServices
Management And General40380000ManagementAndGeneral

Insurance Insurance

FieldValueIRS element (for citing)
Total14435604Total
Program Services4008229ProgramServices
Management And General10427375ManagementAndGeneral

Other Expenses OtherExpenses (4 entries)

DescriptionDescriptionTotalTotalProgram ServicesProgramServicesManagement And GeneralManagementAndGeneralFundraisingFundraising
REPAIR AND MAINTENANCE697270986261309871140000
SERVICE CONTRACT689778746766487413130000
RENTAL OF EQUIPMENT5056368831357688192060000
OTHER EXPENSES428879663422749774478141212655

All Other Expenses AllOtherExpenses

FieldValueIRS element (for citing)
Total120536586Total
Program Services106473869ProgramServices
Management And General13986464ManagementAndGeneral
Fundraising76253Fundraising

Total Functional Expenses TotalFunctionalExpenses

FieldValueIRS element (for citing)
Total3963326955Total
Program Services3591095625ProgramServices
Management And General336486839ManagementAndGeneral
Fundraising35744491Fundraising

Cash Non Interest Bearing CashNonInterestBearing

FieldValueIRS element (for citing)
BOY821321988BOY
EOY878963850EOY

Savings And Temp Cash Investments SavingsAndTempCashInvestments

FieldValueIRS element (for citing)
BOY115052929BOY
EOY103439747EOY

Pledges And Grants Receivable PledgesAndGrantsReceivable

FieldValueIRS element (for citing)
BOY334239465BOY
EOY379828845EOY

Accounts Receivable AccountsReceivable

FieldValueIRS element (for citing)
BOY164347362BOY
EOY215312946EOY

Receivables From Officers Etc ReceivablesFromOfficersEtc

FieldValueIRS element (for citing)
BOY1158970BOY
EOY1161633EOY

Receivables From Disqual Persons ReceivablesFromDisqualPersons

FieldValueIRS element (for citing)
BOY6283652BOY
EOY7154668EOY

Other Notes Loans Receivable Net OtherNotesLoansReceivableNet

FieldValueIRS element (for citing)
BOY91242620BOY
EOY91370966EOY

Inventories For Sale Or Use InventoriesForSaleOrUse

FieldValueIRS element (for citing)
BOY10058000BOY
EOY9642000EOY

Prepaid Expenses Deferred Charges PrepaidExpensesDeferredCharges

FieldValueIRS element (for citing)
BOY71167098BOY
EOY94072071EOY
FieldValueIRS element (for citing)
Land Buildings Equipment Basis5507338224LandBuildingsEquipmentBasis
Land Bldg Equipment Accum Deprec2106200942LandBldgEquipmentAccumDeprec

Land Buildings Equipment Basis Net LandBuildingsEquipmentBasisNet

FieldValueIRS element (for citing)
BOY3310160469BOY
EOY3401137282EOY

Investments Other Securities InvestmentsOtherSecurities

FieldValueIRS element (for citing)
BOY2764842759BOY
EOY2827092391EOY

Other Assets Total OtherAssetsTotal

FieldValueIRS element (for citing)
BOY40922368BOY
EOY29098900EOY

Total Assets TotalAssets

FieldValueIRS element (for citing)
BOY7730797680BOY
EOY8038275299EOY

Accounts Payable Accrued Expenses AccountsPayableAccruedExpenses

FieldValueIRS element (for citing)
BOY413650780BOY
EOY464138338EOY

Deferred Revenue DeferredRevenue

FieldValueIRS element (for citing)
BOY799365000BOY
EOY811579000EOY

Tax Exempt Bond Liabilities TaxExemptBondLiabilities

FieldValueIRS element (for citing)
BOY1800754000BOY
EOY1912900000EOY

Mort Notes Pybl Secured Invest Prop MortNotesPyblSecuredInvestProp

FieldValueIRS element (for citing)
BOY226865000BOY
EOY94551000EOY

Other Liabilities OtherLiabilities

FieldValueIRS element (for citing)
BOY751508473BOY
EOY984597854EOY

Total Liabilities TotalLiabilities

FieldValueIRS element (for citing)
BOY3992143253BOY
EOY4267766192EOY
FieldValueIRS element (for citing)
Follow SFAS117XFollowSFAS117

Unrestricted Net Assets UnrestrictedNetAssets

FieldValueIRS element (for citing)
BOY1831238622BOY
EOY1746004971EOY

Temporarily Restricted Net Assets TemporarilyRestrictedNetAssets

FieldValueIRS element (for citing)
BOY625315306BOY
EOY647459841EOY

Permanently Restricted Net Assets PermanentlyRestrictedNetAssets

FieldValueIRS element (for citing)
BOY1282100499BOY
EOY1377044295EOY

Total Net Assets Fund Balances TotalNetAssetsFundBalances

FieldValueIRS element (for citing)
BOY3738654427BOY
EOY3770509107EOY

Total Liab Net Assets Fund Balances TotalLiabNetAssetsFundBalances

FieldValueIRS element (for citing)
BOY7730797680BOY
EOY8038275299EOY
FieldValueIRS element (for citing)
Info In Schedule O Part XIXInfoInScheduleOPartXI
Reconcilation Revenue Expenses53647444ReconcilationRevenueExpenses
Reconcilation Other Changes-21792764ReconcilationOtherChanges
Method Of Accounting AccrualXMethodOfAccountingAccrual
Accountant Compile Or Review0AccountantCompileOrReview
FS Audited1FSAudited
Audit Committee1AuditCommittee
Financial Statement ConsolidatedXFinancialStatementConsolidated
Federal Grant Audit Required1FederalGrantAuditRequired
Federal Grant Audit Performed1FederalGrantAuditPerformed

Schedule A IRS990ScheduleA

FieldValueIRS element (for citing)
School170b1 AiiXSchool170b1Aii

Schedule B IRS990ScheduleB

Contributor Info ContributorInfo

FieldValueIRS element (for citing)
Contributor NumberRESTRICTEDContributorNumber

Contributor Name Business ContributorNameBusiness

FieldValueIRS element (for citing)
Business Name Line1RESTRICTEDBusinessNameLine1

Contributor Address US ContributorAddressUS

FieldValueIRS element (for citing)
Address Line1RESTRICTEDAddressLine1
Address Line2RESTRICTEDAddressLine2
CityRESTRICTEDCity
StateRESTRICTEDState
ZIP CodeRESTRICTEDZIPCode
FieldValueIRS element (for citing)
Aggregate ContributionsRESTRICTEDAggregateContributions

Schedule C IRS990ScheduleC

FieldValueIRS element (for citing)
Volunteers1Volunteers
Paid Staff Or Management1PaidStaffOrManagement
Media Advertisements1MediaAdvertisements
Media Advertisements$2,588MediaAdvertisementsAmount
Mailings Members1MailingsMembers
Mailings Members$250MailingsMembersAmount
Publications Or Broadcast0PublicationsOrBroadcast
Grants Other Organizations1GrantsOtherOrganizations
Grants Other Organizations$4,369GrantsOtherOrganizationsAmount
Direct Contact Legislators1DirectContactLegislators
Direct Contact Legislators$700,292DirectContactLegislatorsAmount
Rallies Demonstrations1RalliesDemonstrations
Rallies Demonstrations$27,294RalliesDemonstrationsAmount
Other Activities0OtherActivities
Total Lobbying Expenditures IIB734793TotalLobbyingExpendituresIIB
Not Described In501c30NotDescribedIn501c3

Schedule D IRS990ScheduleD

FieldValueIRS element (for citing)
Historic StructureXHistoricStructure
Total Number Of Easements1TotalNumberOfEasements
Total Acreage0.29TotalAcreage
Nmbr Hist Struct Easements1NmbrHistStructEasements
Nmbr Hist Struct Easements After1NmbrHistStructEasementsAfter
Nmbr States In Which Easements Held1NmbrStatesInWhichEasementsHeld
Written Policy Monitoring0WrittenPolicyMonitoring
Sect170h Requirements Satisfied1Sect170hRequirementsSatisfied
Collect Used For Public ExhibitionXCollectUsedForPublicExhibition
Collect Used For Scholar ResearchXCollectUsedForScholarResearch
Collect Used For PreservationXCollectUsedForPreservation
Collect Used For Loan Or Exch PrgrmsXCollectUsedForLoanOrExchPrgrms
Solicited Assets For Sale0SolicitedAssetsForSale

Current Year CurrentYear

FieldValueIRS element (for citing)
Beginning Of Year Balance2690369662BeginningOfYearBalance
Contributions177795800Contributions
Investment Earnings Or Losses72055356InvestmentEarningsOrLosses
Grants Or Scholarships22281071GrantsOrScholarships
Other Expenditures149033859OtherExpenditures
Administrative Expenses3151990AdministrativeExpenses
End Of Year Balance2765753898EndOfYearBalance

Current Year Minus1 Year CurrentYearMinus1Year

FieldValueIRS element (for citing)
Beginning Of Year Balance2375939165BeginningOfYearBalance
Contributions142888000Contributions
Investment Earnings Or Losses301857827InvestmentEarningsOrLosses
Grants Or Scholarships18645572GrantsOrScholarships
Other Expenditures105415479OtherExpenditures
Administrative Expenses6254279AdministrativeExpenses
End Of Year Balance2690369662EndOfYearBalance

Current Year Minus2 Years CurrentYearMinus2Years

FieldValueIRS element (for citing)
Beginning Of Year Balance2134635606BeginningOfYearBalance
Contributions160162000Contributions
Investment Earnings Or Losses172386687InvestmentEarningsOrLosses
Grants Or Scholarships14219178GrantsOrScholarships
Other Expenditures81135377OtherExpenditures
Administrative Expenses3040411AdministrativeExpenses
End Of Year Balance2368789327EndOfYearBalance

Current Year Minus3 Years CurrentYearMinus3Years

FieldValueIRS element (for citing)
Beginning Of Year Balance2394484490BeginningOfYearBalance
Contributions102440000Contributions
Investment Earnings Or Losses-258404408InvestmentEarningsOrLosses
Grants Or Scholarships21727000GrantsOrScholarships
Other Expenditures78727904OtherExpenditures
Administrative Expenses3429572AdministrativeExpenses
End Of Year Balance2134635606EndOfYearBalance
FieldValueIRS element (for citing)
Board Designated EOY Balance0.43000BoardDesignatedEOYBalance
Permanent Endowment EOY Balance0.57000PermanentEndowmentEOYBalance
Endowments Held By Unrelated Orgs0EndowmentsHeldByUnrelatedOrgs
Endowments Held By Related Orgs0EndowmentsHeldByRelatedOrgs

Land Land

FieldValueIRS element (for citing)
Other Cost Or Other Basis156621428OtherCostOrOtherBasis
Book Value156621428BookValue

Buildings Buildings

FieldValueIRS element (for citing)
Other Cost Or Other Basis4470378694OtherCostOrOtherBasis
Depreciation1639827232Depreciation
Book Value2830551462BookValue

Equipment Equipment

FieldValueIRS element (for citing)
Other Cost Or Other Basis568604102OtherCostOrOtherBasis
Depreciation466373710Depreciation
Book Value102230392BookValue

Other Land Buildings OtherLandBuildings

FieldValueIRS element (for citing)
Other Cost Or Other Basis311734000OtherCostOrOtherBasis
Book Value311734000BookValue
FieldValueIRS element (for citing)
Total Of Book Value Land Buildings3401137282TotalOfBookValueLandBuildings

Other Securities OtherSecurities (7 entries)

DescriptionDescriptionBook ValueBookValueMethod Of ValuationMethodOfValuation
COLLATERAL FOR SECURITIES LOANED5955804F
EQUITY SECURITIES1285806784F
FIXED INCOME SECURITIES347419695F
OTHER LONG - TERM INVESTMENTS38020030F
OTHER SHORT - TERM INVESTMENTS27410702F
OPPORTUNISTIC & CREDIT856595184F
REAL ASSETS265884192F
FieldValueIRS element (for citing)
Total Of Book Value Securities2827092391TotalOfBookValueSecurities

Other Liabilities OtherLiabilities (6 entries)

DescriptionDescriptionAmountAmount
ACCRUED BENEFIT OBLIGATION$150,362,144
ACCRUED POSTRETIREMENT OBLIGATION$482,011,361
ASSET RETIREMENT OBLIGATION$119,367,068
FEDERAL GRANTS REFUNDABLE$70,004,397
SECURITY LOAN AGREEMENTS PAYABLE$5,840,973
TAXABLE BONDS$157,011,911
FieldValueIRS element (for citing)
Total Of Amounts984597854TotalOfAmounts

Form990 Schedule D Part XIV Form990ScheduleDPartXIV (3 entries)

Return ReferenceReturnReferenceExplanationExplanationIdentifierIdentifier
PART III, LINE 1A:THE UNIVERSITY DOES NOT ASSIGN VALUES TO COLLECTION ITEMS. COLLECTION ITEMS ARE GENERALLY HELD FOR EDUCATIONAL PURPOSES AND ARE NOT DISPOSED OF FOR FINANCIAL GAIN OR OTHERWISE ENCUMBERED IN ANY MANNER.
PART III, LINE 4:COLLECTIONS AT THE UNIVERSITY INCLUDE WORKS OF ART, LITERARY WORKS, HISTORICAL TREASURES, AND ARTIFACTS THAT ARE MAINTAINED IN THE UNIVERSITY'S GALLERIES, LIBRARIES, AND BUILDINGS. THESE COLLECTIONS ARE PROTECTED AND PRESERVED FOR PUBLIC EXHIBITION, EDUCATION, RESEARCH, AND THE FURTHERANCE OF PUBLIC SERVICE AND, THEREFORE, ARE NOT RECOGNIZED AS ASSETS ON THE CONSOLIDATED BALANCE SHEET. COSTS ASSOCIATED WITH ACQUISITION AND MAINTENANCE OF THESE COLLECTIONS ARE RECORDED AS EXPENSES IN THE PERIOD IN WHICH THEY ARE INCURRED.
PART V, LINE 4:NYU'S ENDOWMENT CONSISTS OF INDIVIDUAL FUNDS ESTABLISHED FOR A VARIETY OF PURPOSES SUCH AS: PROGRAM SUPPORT, FACULTY AND STAFF SALARIES, SCHOLARSHIPS AND FELLOWSHIPS, LIBRARY BOOKS, RESEARCH, BUILDINGS AND EQUIPMENT, AND STUDENT LOANS.DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS:

Schedule E IRS990ScheduleE

FieldValueIRS element (for citing)
Nondiscriminatory Policy Stmt1NondiscriminatoryPolicyStmt
Policy Statement In Brochures Etc1PolicyStatementInBrochuresEtc
Policy Publ Via Broadcast Media1PolicyPublViaBroadcastMedia
Maint Racial Composition Records1MaintRacialCompositionRecords
Maint Scholarships Records1MaintScholarshipsRecords
Maint Copies Of Brochures Etc1MaintCopiesOfBrochuresEtc
Maint Copies Of All Solicitations1MaintCopiesOfAllSolicitations
Discriminate Race Students Rights0DiscriminateRaceStudentsRights
Discriminate Race Admiss Policies0DiscriminateRaceAdmissPolicies
Discriminate Race Emplmn Faculty0DiscriminateRaceEmplmnFaculty
Discriminate Race Scholarships0DiscriminateRaceScholarships
Discriminate Race Educ Policies0DiscriminateRaceEducPolicies
Discriminate Race Use Of Fclts0DiscriminateRaceUseOfFclts
Discriminate Race Athletic Prog0DiscriminateRaceAthleticProg
Discriminate Race Other Acty0DiscriminateRaceOtherActy
Government Financial Aid Received1GovernmentFinancialAidReceived
Government Financial Aid Revoked0GovernmentFinancialAidRevoked
Compliance With Rev Proc75501ComplianceWithRevProc7550

Form990 Schedule E Part II Form990ScheduleEPartII (2 entries)

IdentifierIdentifierReturn ReferenceReturnReferenceExplanationExplanation
EXPLANATION OF NONDISCRIMINATORY POLICY PUBLICATIONSCHEDULE E, PART I, LINE 3ALL ADVERTISEMENTS AND MARKETING MATERIALS, INCLUDING ADVERTISEMENTS IN NEWSPAPERS, CONTAIN THE NYU NONDISCRIMINATORY POLICY STATEMENT. ADDITIONALLY, THE UNIVERSITY'S WEB-SITE (WWW.NYU.EDU) PROMINENTLY FEATURES INSTITUTIONAL POLICIES ON NONDISCRIMINATION AND EQUAL OPPORTUNITY.
EXPLANATION OF GOVERNMENT FINANCIAL ASSISTANCESCHEDULE E, PART I, LINE 6THE UNIVERSITY RECEIVES FINANCIAL ASSISTANCE FROM VARIOUS FEDERAL, STATE & LOCAL AGENCIES.

Schedule F IRS990ScheduleF

FieldValueIRS element (for citing)
Grant Records Maintained1GrantRecordsMaintained

Accts Actvs Out US Table AcctsActvsOutUSTable (11 entries)

RegionRegionNumber Of OfficesNumberOfOfficesNumber Of EmployeesNumberOfEmployeesType Of Activities ConductedTypeOfActivitiesConductedSpecific Services ProvidedSpecificServicesProvidedTotal ExpendituresTotalExpenditures
CENTRAL AMERICA11EDUCATION/RESEARCHINSTRUCTION185727
EAST ASIA AND THE PACIFIC563EDUCATION/RESEARCHINSTRUCTION15801952
EUROPE7115EDUCATION/RESEARCHINSTRUCTION53807431
MIDDLE EAST AND NORTH AFRICA4330EDUCATION/RESEARCHINSTRUCTION76368095
SOUTH AMERICA18EDUCATION/RESEARCHINSTRUCTION2074860
SUB-SAHARAN AFRICA18EDUCATION/RESEARCHINSTRUCTION2049481
SOUTH ASIA10EDUCATION/RESEARCHINSTRUCTION26586
CENTRAL AMERICA00INVESTMENTS1233602869
EAST ASIA AND THE PACIFIC00INVESTMENTS72580772
EUROPE00INVESTMENTS68166534
SUB-SAHARAN AFRICA00INVESTMENTS21770004
FieldValueIRS element (for citing)
Subtotal Number Of Offices20SubtotalNumberOfOffices
Subtotal Number Of Employees525SubtotalNumberOfEmployees
Cont Number Of Offices0ContNumberOfOffices
Cont Number Of Employees0ContNumberOfEmployees
Total Number Of Offices20TotalNumberOfOffices
Total Number Of Employees525TotalNumberOfEmployees
Subtotal Amount Spent1383917001SubtotalAmountSpent
Cont Amount Spent162517310ContAmountSpent
Total Amount Spent1546434311TotalAmountSpent

Grants To Ind Outside US GrantsToIndOutsideUS (9 entries)

Type Of AssistanceTypeOfAssistanceRegionRegionNumber Of RecipientsNumberOfRecipientsAmount Of Cash GrantAmountOfCashGrantManner Of Cash DisbursementMannerOfCashDisbursement
SCHOLARSHIPS, FELLOWSHIPS, GRANTSCENTRAL AMERICA AND THE CARIBBEAN46762941CREDIT TO BURSAR ACCOUNTS
SCHOLARSHIPS, FELLOWSHIPS, GRANTSEAST ASIA AND THE PACIFIC52013042988CREDIT TO BURSAR ACCOUNTS
SCHOLARSHIPS, FELLOWSHIPS, GRANTSEUROPE3539113642CREDIT TO BURSAR ACCOUNTS
SCHOLARSHIPS, FELLOWSHIPS, GRANTSMIDDLE EAST & NORTH AFRICA962959236CREDIT TO BURSAR ACCOUNTS
SCHOLARSHIPS, FELLOWSHIPS, GRANTSNORTH AMERICA1563346775CREDIT TO BURSAR ACCOUNTS
SCHOLARSHIPS, FELLOWSHIPS, GRANTSRUSSIA-NEWLY INDEPENDENT511523358CREDIT TO BURSAR ACCOUNTS
SCHOLARSHIPS, FELLOWSHIPS, GRANTSSOUTH AMERICA1513570745CREDIT TO BURSAR ACCOUNTS
SCHOLARSHIPS, FELLOWSHIPS. GRANTSSOUTH ASIA1633831703CREDIT TO BURSAR ACCOUNTS
SCHOLARSHIPS, FELLOWSHIPS, GRANTSSUB-SAHARAN AFRICA721960776CREDIT TO BURSAR ACCOUNTS
FieldValueIRS element (for citing)
Transfer To Foreign Corp1TransferToForeignCorp
Interest In Foreign Trust0InterestInForeignTrust
Own Foreign Corp1OwnForeignCorp
Passive Foreign Invest Co0PassiveForeignInvestCo
Foreign Partnership1ForeignPartnership
Boycott Countries1BoycottCountries

Form990 Schedule F Part V Form990ScheduleFPartV

FieldValueIRS element (for citing)
IdentifierPROCEDURE FOR MONITORING GRANTS OUTSIDE THE U.S.:Identifier
ExplanationSCHEDULE F, PART I, LINE 2: GRANTS AND OTHER ASSISTANCE AWARDED TO INDIVIDUALS OUTSIDE THE UNITED STATES REPRESENT STUDENT FINANCIAL AID. STUDENTS RECEIVING FINANCIAL AID ARE DETERMINED TO BE WORTHY BY THE UNIVERSITY'S ASSESSMENT ON THE BASIS OF ACADEMIC ACHIEVEMENT, FINANCIAL NEED AND OTHER SIMILAR STANDARDS. THE OFFICE OF FINANCIAL AID AND THE FINANCE OFFICE FOR EACH COLLEGE CONTINUOUSLY MONITOR STUDENT ELIGIBILITY FOR THESE AWARDS.Explanation

Schedule G IRS990ScheduleG

FieldValueIRS element (for citing)
Mail SolicitationsXMailSolicitations
Email SolicitationsXEmailSolicitations
Phone SolicitationsXPhoneSolicitations
In Person SolicitationsXInPersonSolicitations
Solicitation Of Non Govt GrantsXSolicitationOfNonGovtGrants
Solicitation Of Govt GrantsXSolicitationOfGovtGrants
Special Fundraising EventsXSpecialFundraisingEvents
Agreement Ref Fundraising1AgreementRefFundraising

Fundraiser Activity Information FundraiserActivityInformation

Name Of Organization NameOfOrganization

FieldValueIRS element (for citing)
Business Name Line1RUFFALOCODYBusinessNameLine1

Address US AddressUS

FieldValueIRS element (for citing)
Address Line165 KIRKWOOD N RDAddressLine1
CityCEDAR RAPIDSCity
StateIAState
ZIP Code52406ZIPCode
FieldValueIRS element (for citing)
ActivityPHONATHONActivity
Fundraiser Control Of Funds0FundraiserControlOfFunds
Gross Receipts1560153GrossReceipts
Amount Retained By Contractor753341AmountRetainedByContractor
Net To Organization806812NetToOrganization
FieldValueIRS element (for citing)
Total Gross Receipts1560153TotalGrossReceipts
Total Retained By Contractors753341TotalRetainedByContractors
Total Net To Organization806812TotalNetToOrganization
Licensed StatesALLicensedStates
Licensed StatesAKLicensedStates
Licensed StatesAZLicensedStates
Licensed StatesARLicensedStates
Licensed StatesCALicensedStates
Licensed StatesCOLicensedStates
Licensed StatesCTLicensedStates
Licensed StatesFLLicensedStates
Licensed StatesGALicensedStates
Licensed StatesHILicensedStates
Licensed StatesILLicensedStates
Licensed StatesKSLicensedStates
Licensed StatesKYLicensedStates
Licensed StatesLALicensedStates
Licensed StatesMALicensedStates
Licensed StatesMELicensedStates
Licensed StatesMDLicensedStates
Licensed StatesMILicensedStates
Licensed StatesMNLicensedStates
Licensed StatesMOLicensedStates
Licensed StatesMSLicensedStates
Licensed StatesNCLicensedStates
Licensed StatesNDLicensedStates
Licensed StatesNHLicensedStates
Licensed StatesNJLicensedStates
Licensed StatesNMLicensedStates
Licensed StatesNYLicensedStates
Licensed StatesOHLicensedStates
Licensed StatesOKLicensedStates
Licensed StatesORLicensedStates
Licensed StatesPALicensedStates
Licensed StatesRILicensedStates
Licensed StatesSCLicensedStates
Licensed StatesTNLicensedStates
Licensed StatesUTLicensedStates
Licensed StatesVALicensedStates
Licensed StatesWALicensedStates
Licensed StatesWILicensedStates
Licensed StatesWVLicensedStates
Licensed StatesDCLicensedStates

Events Information EventsInformation

FieldValueIRS element (for citing)
Name Of Event1VIOLET BALLNameOfEvent1
Gross Receipts Event14250935GrossReceiptsEvent1
Charitable Contributions Event14069685CharitableContributionsEvent1
Gross Revenue Event1181250GrossRevenueEvent1
Other Direct Expenses Event1285145OtherDirectExpensesEvent1
Name Of Event2HOSPITALITY LND INVEST CONF-NameOfEvent2
Gross Receipts Event21806450GrossReceiptsEvent2
Charitable Contributions Event2517450CharitableContributionsEvent2
Gross Revenue Event21289000GrossRevenueEvent2
Other Direct Expenses Event2518502OtherDirectExpensesEvent2
Total Number Of Other Events25TotalNumberOfOtherEvents
Gross Receipts Other Events1404240GrossReceiptsOtherEvents
Charitable Contrib Other Events265714CharitableContribOtherEvents
Gross Revenue Other Events1138526GrossRevenueOtherEvents
Other Direct Expenses Other Events403057OtherDirectExpensesOtherEvents
Gross Receipts Total7461625GrossReceiptsTotal
Charitable Contributions Total4852849CharitableContributionsTotal
Gross Revenue Total Events2608776GrossRevenueTotalEvents
Other Direct Expenses Total Events1206704OtherDirectExpensesTotalEvents
Direct Expense Summary Events1206704DirectExpenseSummaryEvents
Net Income Summary1402072NetIncomeSummary

Schedule I IRS990ScheduleI

FieldValueIRS element (for citing)
Records Maintained1RecordsMaintained

Recipient Table RecipientTable (13 entries)

Address Line1AddressUS/AddressLine1CityAddressUS/CityStateAddressUS/StateZIP CodeAddressUS/ZIPCodeEIN Of RecipientEINOfRecipientIRC SectionIRCSectionAmount Of Cash GrantAmountOfCashGrantPurpose Of GrantPurposeOfGrantAddress Line2AddressUS/AddressLine2
UNITED WAY OF NEW YORK CITY
2 PARK AVENUENEW YORKNY10016132617681501(C)(3)24756SUPPORT
NATIONAL CENTER ON PHILANTHROPY AND THE LAW
110 WEST 3RD STREET - DAGOSTINONEW YORKNY10012133954405501(C)(3)270000SUPPORTHALL
CARING COMMUNITY INC
20 WASHINGTON SQUARE NORTHNEW YORKNY10011132980755501(C)(3)24000SUPPORT AND COMMUNITY GALA
LOWER EASTSIDE GIRLS CLUB
56 EAST 1ST STREETNEW YORKNY10003272354919501(C)(3)5000SUPPORT AND WALK-A-THON
UNION SQUARE PARTNERSHIP
4 IRVING PLNEW YORKNY10003133004730501(C)(3)18000HARVEST IN THE SQUARE/SUMMER IN THE SQUARE
VILLAGE ALLIANCE
8 EAST 8TH STREETNEW YORKNY10003133743340501(C)(3)7500TASTE OF THE VILLAGE
VILLAGE CENTER FOR CARE FUND
154 CHRISTOPHER STNEW YORKNY10014133471553501(C)(3)15000VILLAGE CARE AND NEW YORK LEGENDS OF THE VILLAGE SPONSORSHIP
NEW YORK BUILDING CONGRESS
44 WEST 28TH STREETNEW YORKNY10001131097030501(C)(3)8250LEADERSHIP AWARDS LUNCHEON, RECOGNITION BUILDING
BOWERY RESIDENTS COMMITTEE
131 WEST 25TH STREETNEW YORKNY10001132736659501(C)(3)14877SUPPORT
ASIAN AMERICAN FOR EQUALITY
111 DIVISION STREETNEW YORKNY10002133187792501(C)(3)7500SUPPORT
ANDREW GLOVER YOUTH PROGRAM INC
100 CENTRE STREET RM 1541NEW YORKNY10013133267496501(C)(3)5000SUPPORT
NEW YORKER FOR PARKS
55 BROAD STREETNEW YORKNY10004136167879501(C)(3)15000ANNUAL GALA
CAPITOL PUBLISHING LLC
79 MADISON AVENUENEW YORKNY10016264331728501(C)(3)5000STATE OF THE CITY SPONSORSHIP
FieldValueIRS element (for citing)
Total Nbr Of501 C3 And Govt Grants13TotalNbrOf501C3AndGovtGrants
Total Nbr Of Other Organizations0TotalNbrOfOtherOrganizations

Form990 Schedule I Part III Form990ScheduleIPartIII

FieldValueIRS element (for citing)
Type Of GrantSTUDENT FINANCIAL AIDTypeOfGrant
Number Of Recipients17300NumberOfRecipients
Amount Of Cash Grant320802836AmountOfCashGrant

Form990 Schedule I Part IV Form990ScheduleIPartIV

FieldValueIRS element (for citing)
IdentifierPROCEDURE FOR MONITORING GRANTS IN THE U.S.:Identifier
Return ReferencePART I, LINE 2:ReturnReference
ExplanationSCHEDULE I, PART I, LINE 2: GRANTS AND OTHER ASSISTANCE AWARDED TO INDIVIDUALS IN THE UNITED STATES REPRESENT STUDENT FINANCIAL AID. STUDENTS RECEIVING FINANCIAL AID ARE DETERMINED TO BE WORTHY BY THE UNIVERSITY'S ASSESSMENT ON THE BASIS OF ACADEMIC ACHIEVEMENT, FINANCIAL NEED AND OTHER SIMILAR STANDARDS. THE OFFICE OF FINANCIAL AID AND THE FINANCE OFFICE FOR EACH COLLEGE CONTINUOUSLY MONITOR STUDENT ELIGIBILITY FOR THESE AWARDS.Explanation

Schedule J IRS990ScheduleJ

FieldValueIRS element (for citing)
First Class Or Charter TravelXFirstClassOrCharterTravel
Travel For CompanionsXTravelForCompanions
Idemnification Gross Up PaymentsXIdemnificationGrossUpPayments
Housing Allowance Or ResidenceXHousingAllowanceOrResidence
Personal ServicesXPersonalServices
Written Policy Re T And E Expenses1WrittenPolicyReTAndEExpenses
Substantiation Required1SubstantiationRequired
Compensation CommitteeXCompensationCommittee
Independent ConsultantXIndependentConsultant
Form990 Of Other OrganizationsXForm990OfOtherOrganizations
Compensation SurveyXCompensationSurvey
Board Or Committee ApprovalXBoardOrCommitteeApproval
Severance Payment0SeverancePayment
Supplemental Nonqual Retire Plan1SupplementalNonqualRetirePlan
Equity Based Comp Arrangement0EquityBasedCompArrangement
Comp Based On Revenue Of Filing Org1CompBasedOnRevenueOfFilingOrg
Comp Based On Revenue Related Orgs0CompBasedOnRevenueRelatedOrgs
Comp Based Net Earnings Filing Org0CompBasedNetEarningsFilingOrg
Comp Based Net Earnings Relate Orgs0CompBasedNetEarningsRelateOrgs
Any Non Fixed Payments1AnyNonFixedPayments
Initial Contract Exception0InitialContractException

Form990 Schedule J Part II Form990ScheduleJPartII (21 entries)

Base Compensation Filing OrgBaseCompensationFilingOrgComp Based On Related OrgsCompBasedOnRelatedOrgsBonus Filing OrgBonusFilingOrgBonus Related OrgsBonusRelatedOrgsOther Compensation Filing OrgOtherCompensationFilingOrgOther Compensation Related OrgsOtherCompensationRelatedOrgsDeferred Comp Filing OrgDeferredCompFilingOrgDeferred Comp Related OrgsDeferredCompRelatedOrgsNontaxable Benefits Filing OrgNontaxableBenefitsFilingOrgNontaxable Benefits Related OrgsNontaxableBenefitsRelatedOrgsTotal Compensation Filing OrgTotalCompensationFilingOrgTotal Compensation Related OrgsTotalCompensationRelatedOrgsComp Report Prior990 Filing OrgCompReportPrior990FilingOrgComp Report Prior990 Related OrgsCompReportPrior990RelatedOrgs
JOHN E SEXTON
124108400060536010170007043401473754000
MICHAEL ALFANO
54652905744900003550001152101168040000
ROBERT BERNE
1201982000002450001190501238387000
BONNIE BRIER
57097300000245000119050607378000
MARTIN DORPH
500271000209250245000170170562713000
DAVID W MCLAUGHLIN
573463000194620245000119050629330000
THOMAS J CAREW START 7111
19401100028210010792047290237742000
ANDREW BROTMAN
4665124665122000002000000012250122500067876267876200
ROBERT GROSSMAN
103638410363843500003500003840873840872966882966886425642520735842073584224293224293
ALISON LEARY
3185120000024500013870344399000
TINA SURH
4685850339444000245000245570857086000
DEBRA LAMORTE
50090000000245000107890536189000
LINDA MILLS
428266013500000245000162250482491000
MARILYN MCMILLAN
3078860000024500063730338759000
JAMES GRIFO MD
212986021435530002200001327702391816000
JOHN G GOLFINOS
414409022981050002450001727702754291000
ANTHONY K FREMPONG-BOADU
227717032700000002340701327703534401000
STEVEN KOBREN
224114018381490386050530801327702119453000
CHANDRANATH SEN
20599901874583000001217102092753000
ROSEMARIE LOFFREDO END 83111
249073016900000024500047800447353000
JESS BENHABIB END 7111
3295490769710174000245000119050460325000

Form990 Schedule J Part III Form990ScheduleJPartIII (5 entries)

Return ReferenceReturnReferenceExplanationExplanationIdentifierIdentifier
PART I, LINE 1AONE OFFICER RECEIVED REIMBURSEMENT FOR ACCOUNTING, FINANCIAL PLANNING AND LEGAL EXPENSES. ONE OFFICER, ONE KEY EMPLOYEE, AND ONE HIGHEST COMPENSATED EMPLOYEE TRAVELED FIRST CLASS. ONE KEY EMPLOYEE WAS PROVIDED TRAVEL FOR COMPANIONS, ON WHICH TAX WAS IMPUTED. ONE KEY EMPLOYEE RECEIVED A TAX GROSS-UP PAYMENT. ONE OFFICER AND ONE KEY EMPLOYEE RECEIVED UNIVERSITY HOUSING WITHOUT CHARGE. IN ONE CASE, THE HOUSING QUALIFIED FOR EXCLUSION FROM INCOME UNDER IRC 119. IN THE OTHER, TAX IN ITS ENTIRETY, WAS IMPUTED. ONE KEY EMPLOYEE HAD A CAR AND DRIVER AVAILABLE FOR USE, AND TAX WAS IMPUTED ON THE PERSONAL USE OF THE VEHICLE AND DRIVER.
PART I, LINE 4BROBERT GROSSMAN, MD - DEAN OF NYU SCHOOL OF MEDICINE- PARTICIPATED IN A SUPPLEMENTAL NON-QUALIFIED RETIREMENT PLAN DURING CALENDAR YEAR 2011. THE EMPLOYER CONTRIBUTION TO THIS PLAN WAS $568,875 FOR CALENDAR YEAR 2011. THIS AMOUNT IS REPORTED AS A SHARED COST BETWEEN NYU HOSPITALS CENTER AND NYU SCHOOL OF MEDICINE. THE SUPPLEMENTAL NON-QUALIFIED RETIREMENT PLAN CONTRIBUTIONS WERE MADE PURSUANT TO A NEGOTIATED AGREEMENT WITH DR. GROSSMAN. PRESIDENT SEXTON IS ENTITLED TO RECEIVE A LENGTH OF SERVICE BONUS ON JANUARY 15, 2015, SUBJECT TO A SUBSTANTIAL RISK OF FORFEITURE, EQUAL TO $77,200 TIMES THE NUMBER OF YEARS HE HAS SERVED AS A FULL-TIME MEMBER OF THE NYU SCHOOL OF LAW (INCLUDING HIS SERVICES AS DEAN OF THE SCHOOL OF LAW AND AS PRESIDENT OF THE UNIVERSITY). THE $77,200 ALLOCABLE TO CALENDAR YEAR 2011 IS INCLUDED IN PART II, ABOVE, IN COLUMN C. IN ADDITION, COMMENCING ON SEPTEMBER 1, 2011, SUBJECT TO A SUBSTANTIAL RISK OF FORFEITURE, PRESIDENT SEXTON WILL BE ENTITLED TO RECEIVE PAYMENTS FOR THE REMAINDER OF HIS LIFE (THE "SERP ANNUAL PAYMENTS") EQUAL TO $800,000 PER YEAR, ADJUSTED BY THE LOCAL CONSUMER PRICE INDEX SINCE SEPTEMBER 1, 2008, REDUCED BY RETIREMENT BENEFITS OTHERWISE PROVIDED BY THE UNIVERSITY. THE OBLIGATION TO MAKE THE SERP ANNUAL PAYMENTS HAS BEEN PREVIOUSLY DESCRIBED ON THE UNIVERSITY'S FORMS 990. PRESIDENT SEXTON'S SALARY - WHILE PRESIDENT OR IN ANY POST-PRESIDENT EMPLOYMENT WITH NYU - IS REDUCED BY THE SERP ANNUAL PAYMENTS. FOR EXAMPLE, SO LONG AS PRESIDENT SEXTON REMAINS AS PRESIDENT, HE WILL NOT RECEIVE ANY ECONOMIC BENEFIT FROM THE SERP ANNUAL PAYMENTS BECAUSE EVERY DOLLAR HE RECEIVES FROM THE SERP ANNUAL PAYMENTS WILL REDUCE HIS SALARY AS PRESIDENT. EXECUTIVE VICE PRESIDENT ALFANO IS ENTITLED TO RECEIVE A LENGTH OF SERVICE BONUS ON JANUARY 15, 2013, SUBJECT TO A SUBSTANTIAL RISK OF FORFEITURE, EQUAL TO $11,000 TIMES THE NUMBER OF YEARS HE HAS SERVED AS A FULL-TIME MEMBER OF THE NYU COLLEGE OF DENTISTRY (INCLUDING HIS SERVICES AS DEAN OF THE NYU COLLEGE OF DENTISTRY, A MEMBER OF THE FACULTY OF THE NYU COLLEGE OF DENTISTRY, AND/OR EVP OF NYU). THE $11,000 ALLOCABLE TO CALENDAR YEAR 2011 IS INCLUDED IN PART II, ABOVE, IN COLUMN C.
PART I, LINE 5ONE HIGHEST COMPENSATED EMPLOYEE RECEIVED COMPENSATION OVER A BASE SALARY BASED ON THE SURPLUS OF REVENUES AFTER EXPENSES FOR THE IVF FACULTY PRACTICE GROUP.
PART I, LINE 7TWO KEY EMPLOYEES RECEIVED COMPENSATION OVER BASE SALARY INCLUDING THE BONUS DETERMINED BY THE ORGANIZATION'S COMPENSATION COMMITTEE, DETERMINED AS REASONABLE.
PART IIIFORM 990, SCHEDULE J, PART II, COL. (F): DR. GROSSMAN'S OTHER REPORTABLE COMPENSATION (COL. (B)(III)) INCLUDES AMOUNTS THAT WERE REPORTED AS DEFERRED COMPENSATION IN A PRIOR FORM 990.SUPPLEMENTAL INFORMATION

Schedule K IRS990ScheduleK

Form990 Schedule K Part I Form990ScheduleKPartI (4 entries)

Issuer EINIssuerEINCUSIP NumberCUSIPNumberDate IssuedDateIssuedIssue PriceIssuePriceDescription Of PurposeDescriptionOfPurposeDefeasedDefeasedOn Behalf Of IssuerOnBehalfOfIssuerPool FinancingPoolFinancing
DORMITORY AUTHORITY OF THE STATE OF NEW YORK
14600029364983TF242004-09-09154646150SEE SUPPLEMENTAL INFORMATION000
DORMITORY AUTHORITY OF THE STATE OF NEW YORK
146000293649903QP92007-07-12129995163SEE SUPPLEMENTAL INFORMATION000
DORMITORY AUTHORITY OF THE STATE OF NEW YORK
146000293649903U662008-07-18616076776SEE SUPPLEMENTAL INFORMATION000
DORMITORY AUTHORITY OF THE STATE OF NEW YORK
146000293649905VF02009-12-10419957678SEE SUPPLEMENTAL INFORMATION000

Form990 Schedule K Part II Form990ScheduleKPartII (4 entries)

Amount RetiredAmountRetiredTotal ProceedsTotalProceedsCapitalized InterestCapitalizedInterestIssuance Costs From ProceedsIssuanceCostsFromProceedsCredit EnhancementCreditEnhancementCapital ExpendituresCapitalExpendituresOther Spent ProceedsOtherSpentProceedsYear Of Subst CompletionYearOfSubstCompletionCurrent RefundingCurrentRefundingAdvance RefundingAdvanceRefundingFinal Allocation MadeFinalAllocationMadeAdequate Books And Recds MaintaindAdequateBooksAndRecdsMaintaindAmount UnspentAmountUnspentRefunding EscrowRefundingEscrow
985250001729373561307526111261371604166155744844138694920100011
138199597137688301043964970225116684628977182201000014754767
1258500061872221828000894396638648403961241903262009101198525000
42048551225185683529047343356478000161705733

Form990 Schedule K Part III Form990ScheduleKPartIII (4 entries)

Owning Bond Financed PropertyOwningBondFinancedPropertyAny Lease ArrangementsAnyLeaseArrangementsMngment Cntrct Bond Financd PrprtyMngmentCntrctBondFinancdPrprtyEngage Bond Counsel ContractsEngageBondCounselContractsAny Research AgreementsAnyResearchAgreementsEngage Bond Counsel ResearchEngageBondCounselResearchPrcntge Prvt Business Use By OthersPrcntgePrvtBusinessUseByOthersPercentage Of Prvt Business Re UBIPercentageOfPrvtBusinessReUBITotal Private Business UseTotalPrivateBusinessUsePost Issuance Compliance ProcdrsPostIssuanceComplianceProcdrs
0111100.000100.008900.009001
0111100.034400.017700.052101
0111100.019200.003000.022201
0111100.003400.003500.006901

Form990 Schedule K Part IV Form990ScheduleKPartIV (4 entries)

Form8038 T FiledForm8038TFiledVariable Rate IssueVariableRateIssueHedge Identified In Books And RecdsHedgeIdentifiedInBooksAndRecdsGross Proceeds Invested In GICGrossProceedsInvestedInGICGross Proceeds InvestedGrossProceedsInvestedException To RebateExceptionToRebate
010010
000010
000001
000010
FieldValueIRS element (for citing)
Fed Tax Requirements ComplianceXFedTaxRequirementsCompliance

Form990 Schedule K Part VI Form990ScheduleKPartVI (10 entries)

IdentifierIdentifierReturn ReferenceReturnReferenceExplanationExplanation
PART I (F) - DESCRIPTION OF PURPOSEBOND NUMBER 1 (CUSIP # 64983TF24):TO: (I) PAY THE COSTS OF THE 2004 PROJECT, CONSISTING OF THE FINANCING OR REIMBURSEMENT OF THE COSTS OF ACQUISITION, CONSTRUCTION, CAPITAL IMPROVEMENTS AND EQUIPMENT RELATING TO PROJECTS AT VARIOUS CAMPUS LOCATIONS OF THE UNIVERSITY, (II) PAY CAPITALIZED INTEREST AND CAPITALIZED BROKER-DEALER FEES ON THE SERIES 2004 BONDS AND (III) PAY THE COSTS OF ISSUANCE OF THE SERIES 2004 BONDS.
BOND NUMBER 2 (CUSIP # 649903QP9):TO: (I) PAY THE COSTS OF THE 2007A PROJECT, CONSISTING OF THE FINANCING OR REIMBURSEMENT OF THE COSTS OF ACQUISITION, CONSTRUCTION, CAPITAL IMPROVEMENTS AND EQUIPMENT RELATING TO PROJECTS AT VARIOUS CAMPUS LOCATIONS OF THE UNIVERSITY, (II) PAY CAPITALIZED INTEREST ON THE SERIES 2007A BONDS, AND (III) PAY THE COSTS OF ISSUANCE OF THE SERIES 2007A BONDS.
BOND NUMBER 3 (CUSIP # 649903U66):TO: (I) PAY THE COSTS OF THE 2008 PROJECT, CONSISTING OF THE FINANCING OR REIMBURSEMENT OF THE COSTS OF ACQUISITION, CONSTRUCTION, CAPITAL IMPROVEMENTS AND EQUIPMENT RELATING TO PROJECTS AT VARIOUS CAMPUS LOCATIONS OF THE UNIVERSITY (II) REPAY A LINE OF CREDIT USED TO CURRENT REFUND THE DORMITORY AUTHORITY OF THE STATE OF NEW YORK, NEW YORK UNIVERSITY INSURED REVENUE BONDS, SERIES 2004B1 AND SERIES 2004B2 ISSUED ON 9/9/2004 (III) PAY CAPITALIZED INTEREST ON THE SERIES 2008 BONDS AND (IV) PAY THE COSTS OF ISSUANCE OF THE SERIES 2008 BONDS.
BOND NUMBER 4 (CUSIP # 649905VF0):TO (I) PAY THE COSTS OF THE 2009 PROJECT, CONSISTING OF THE FINANCING, REIMBURSEMENT OF THE COSTS OF CONSTRUCTION, ACQUISITION, CAPITAL IMPROVEMENTS AND EQUIPMENT RELATING TO PROJECTS AT VARIOUS CAMPUS LOCATIONS OF THE UNIVERSITY AND (II) PAY THE COSTS OF ISSUANCE OF THE SERIES 2009A BONDS.
BOND NUMBER 5 (CUSIP # 649905WC6):TO (I) REPAY A LINE OF CREDIT USED TO REPAY TAXABLE INDEBTEDNESS INCURRED IN CONNECTION WITH A FACILITY FOR THE SCHOOL OF MEDICINE, AND (II) PAY THE COST OF ISSUANCE OF THE 2009B BONDS.
BOND NUMBER 6 (CUSIP # 649906TN4):TO (I) PAY, OR REIMBURSE THE UNIVERSITY FOR THE PAYMENT OF, COSTS OF THE 2012A PROJECT, (II) REFUND OR REIMBURSE THE UNIVERSITY FOR THE REFUNDING OF ALL OR A PORTION OF THE NEW YORK CITY INDUSTRIAL DEVELOPMENT AGENCY CIVIC FACILITY REVENUE BONDS, SERIES 2001 AND THE AUTHORITY'S NEW YORK UNIVERSITY INSURED REVENUE BONDS, 2001 SERIES 2, (III) REPAY A LINE OF CREDIT THAT WAS USED TO PAY THE AUTHORITY'S NEW YORK UNIVERSITY INSURED REVENUE BONDS, SERIES 2003B, AND (IV) PAY CERTAIN COSTS OF ISSUANCE OF THE SERIES 2012A BONDS.
BOND NUMBER 1 (CUSIP # 649906VS0):TO (I) FINANCE OR REFINANCE THE COST OF THE ACQUISITION, CONSTRUCTION, FURNISHING AND EQUIPPING OF THE SERIES 2012 PROJECT AND (II) TO PAY CERTAIN COSTS OF ISSUANCE OF THE SERIES 2012 BONDS.
PART III - "PRIVATE BUSINESS USE;" BONDS NUMBER 1, 2, 3, 4, 5 & 6; LINE 3C:NEW YORK UNIVERSITY (THE "UNIVERSITY") OBTAINED A PRIVATE LETTER RULING IN 2001 REGARDING RESEARCH AGREEMENTS AND USES THE GUIDANCE IT OBTAINED TO MEASURE THE PERCENTAGE OF FINANCED PROPERTY TREATED AS USED IN A PRIVATE BUSINESS USE.
PART III - "PRIVATE BUSINESS USE;" BONDS NUMBER 1, 2, 3, 4, 5 & 6; LINE 3C:THE UNIVERSITY IS ALLOCATING EQUITY ON A PRO-RATA BASIS FOR PURPOSES OF THIS TAX YEAR'S FORM 990, BUT THIS ALLOCATION DOES NOT PRECLUDE THE UNIVERSITY'S ABILITY TO USE OTHER EQUITY ALLOCATION METHODS IN THE FUTURE.
PART IV - "ARBITRAGE;" BONDS NUMBER 1 & 3; LINE 2:THE SERIES 2004 BONDS ISSUED IN VARIABLE RATE FORM WERE REPAID WITH FUNDS DRAWN UNDER A LINE OF CREDIT IN 2008 AND THE LINE OF CREDIT WAS THEN REFINANCED BY THE 2008 SERIES BONDS. THE SERIES 2004 BONDS ISSUED IN FIXED RATE FORM WERE NOT REFINANCED AND ARE CURRENTLY OUTSTANDING.

Schedule K IRS990ScheduleK

Form990 Schedule K Part I Form990ScheduleKPartI (3 entries)

Issuer EINIssuerEINCUSIP NumberCUSIPNumberDate IssuedDateIssuedIssue PriceIssuePriceDescription Of PurposeDescriptionOfPurposeDefeasedDefeasedOn Behalf Of IssuerOnBehalfOfIssuerPool FinancingPoolFinancing
DORMITORY AUTHORITY OF THE STATE OF NEW YORK
146000293649905WC62009-12-1065343341SEE SUPPLEMENTAL INFORMATION000
DORMITORY AUTHORITY OF THE STATE OF NEW YORK
146000293649906TN42012-04-26232921461SEE SUPPLEMENTAL INFORMATION000
DORMITORY AUTHORITY OF THE STATE OF NEW YORK
146000293649906VS02012-05-1761224691SEE SUPPLEMENTAL INFORMATION000

Form990 Schedule K Part II Form990ScheduleKPartII (3 entries)

Total ProceedsTotalProceedsRefunding EscrowRefundingEscrowIssuance Costs From ProceedsIssuanceCostsFromProceedsOther Spent ProceedsOtherSpentProceedsYear Of Subst CompletionYearOfSubstCompletionCurrent RefundingCurrentRefundingAdvance RefundingAdvanceRefundingFinal Allocation MadeFinalAllocationMadeAdequate Books And Recds MaintaindAdequateBooksAndRecdsMaintaindCapital ExpendituresCapitalExpendituresAmount UnspentAmountUnspent
653394886440000040257553691320090011
23292168918318000016537491001461440131943927
612256884585700001550351045732013

Form990 Schedule K Part III Form990ScheduleKPartIII (3 entries)

Owning Bond Financed PropertyOwningBondFinancedPropertyAny Lease ArrangementsAnyLeaseArrangementsMngment Cntrct Bond Financd PrprtyMngmentCntrctBondFinancdPrprtyAny Research AgreementsAnyResearchAgreementsEngage Bond Counsel ResearchEngageBondCounselResearchPrcntge Prvt Business Use By OthersPrcntgePrvtBusinessUseByOthersPercentage Of Prvt Business Re UBIPercentageOfPrvtBusinessReUBITotal Private Business UseTotalPrivateBusinessUsePost Issuance Compliance ProcdrsPostIssuanceComplianceProcdrs
010100.000000.000000.000001
000100.000000.000000.000001
00000.000000.000000.000001

Form990 Schedule K Part IV Form990ScheduleKPartIV (3 entries)

Form8038 T FiledForm8038TFiledVariable Rate IssueVariableRateIssueHedge Identified In Books And RecdsHedgeIdentifiedInBooksAndRecdsGross Proceeds Invested In GICGrossProceedsInvestedInGICGross Proceeds InvestedGrossProceedsInvestedException To RebateExceptionToRebate
000001
000001
000001

Schedule L IRS990ScheduleL

Loan Table LoanTable (8 entries)

Loan From OrganizationLoanFromOrganizationOriginal PrincipalOriginalPrincipalAmountBalance DueBalanceDueDefaultDefaultApproved By BoardApprovedByBoardWritten AgreementWrittenAgreement
JOHN E SEXTON
X$549,020555800011
MARTIN DORPH
X$200,000105833011
RICHARD REVESZ
X$5,525,6706421335011
ANDREW BROTMAN
X$100,000100000011
CAROL A MANDEL
X$100,000100000011
MARY M BRABECK
X$500,000500000011
PETER HENRY
X$150,000133333011
JESS BENHABIB
X$400,000400000011
FieldValueIRS element (for citing)
Total Balance Due8316301TotalBalanceDue

Form990 Schedule L Part III Form990ScheduleLPartIII

FieldValueIRS element (for citing)
Amount Of Grant7722AmountOfGrant
Type Of AssistanceSCHOLARSHIPTypeOfAssistance

Form990 Schedule L Part IV Form990ScheduleLPartIV (9 entries)

RelationshipRelationshipAmount Of TransactionAmountOfTransactionDescription Of TransactionDescriptionOfTransactionSharing Of RevenuesSharingOfRevenues
LAURENCE D FINK
TRUSTEE284183INV. MGT.0
EROSENFIELD DAUGHTER
OFFICER B.BRIER11015STUDENT EMP.0
JOHN SAUNDERS SON IN LAW
TRUSTEE B. BERKLEY239651EMPLOYEE0
WILLIAM RUDIN
TRUSTEE1381440LEASE SPACE0
HARVEY DALE SPOUSE
KEY EMPL. D.LAMORTE201022EMPLOYEE0
CONSTANCE MILLSTEIN
TRUSTEE2103296LEASE SPACE0
R SALK DAUGHTER IN LAW
OFFICER R. BERNE53300EMPLOYEE0
LEONARD WILF
TRUSTEE370000LEASE SPACE0
(no name)
0

Schedule M IRS990ScheduleM

Works Of Art WorksOfArt

FieldValueIRS element (for citing)
Non Cash CheckboxXNonCashCheckbox
Number Of Contributions6NumberOfContributions
Noncash Contribs Rptd F99083251NoncashContribsRptdF990
Method Of Determining RevenuesSEE SCHEDULE OMethodOfDeterminingRevenues

Books And Publications BooksAndPublications

FieldValueIRS element (for citing)
Non Cash CheckboxXNonCashCheckbox
Noncash Contribs Rptd F990637678NoncashContribsRptdF990
Method Of Determining RevenuesSEE SCHEDULE OMethodOfDeterminingRevenues

Clothing And Household Goods ClothingAndHouseholdGoods

FieldValueIRS element (for citing)
Non Cash CheckboxXNonCashCheckbox
Noncash Contribs Rptd F99034876NoncashContribsRptdF990
Method Of Determining RevenuesSEE SCHEDULE OMethodOfDeterminingRevenues

Real Estate Commercial RealEstateCommercial

FieldValueIRS element (for citing)
Non Cash CheckboxXNonCashCheckbox
Number Of Contributions1NumberOfContributions
Noncash Contribs Rptd F9903000000NoncashContribsRptdF990

Collectibles Collectibles

FieldValueIRS element (for citing)
Non Cash CheckboxXNonCashCheckbox
Number Of Contributions40NumberOfContributions
Noncash Contribs Rptd F990246604NoncashContribsRptdF990
Method Of Determining RevenuesSEE SCHEDULE OMethodOfDeterminingRevenues

Food Inventory FoodInventory

FieldValueIRS element (for citing)
Non Cash CheckboxXNonCashCheckbox
Number Of Contributions5NumberOfContributions
Noncash Contribs Rptd F99022617NoncashContribsRptdF990
Method Of Determining RevenuesSEE SCHEDULE OMethodOfDeterminingRevenues

Drugs And Medical Supplies DrugsAndMedicalSupplies

FieldValueIRS element (for citing)
Non Cash CheckboxXNonCashCheckbox
Number Of Contributions20NumberOfContributions
Noncash Contribs Rptd F9904590526NoncashContribsRptdF990
Method Of Determining RevenuesSEE SCHEDULE OMethodOfDeterminingRevenues

Other Non Cash Contributions Table OtherNonCashContributionsTable

FieldValueIRS element (for citing)
Non Cash CheckboxXNonCashCheckbox
DescriptionCERTIFICATESDescription
Number Of Contributions65NumberOfContributions
Noncash Contribs Rptd F990239723NoncashContribsRptdF990
Method Of Determining RevenuesSEE SCHEDULE OMethodOfDeterminingRevenues
FieldValueIRS element (for citing)
Number Of8283 Received10NumberOf8283Received
Any Property That Must Be Held0AnyPropertyThatMustBeHeld
Review Process Unusual NC Gifts1ReviewProcessUnusualNCGifts
Third Parties Used0ThirdPartiesUsed

Schedule O IRS990ScheduleO

General Explanation GeneralExplanation (10 entries)

Return ReferenceReturnReferenceExplanationExplanationIdentifierIdentifier
FORM 990, PART VI, SECTION A, LINE 21) MICHAEL STEINHARDT (TRUSTEE) AND JUDY STEINHARDT (TRUSTEE) HAD A FAMILY RELATIONSHIP DURING THE YEAR ENDED AUGUST 31, 2012. 2) H. DALE HEMMERDINGER (TRUSTEE) AND SURESH SANI (TRUSTEE) HAD A BUSINESS RELATIONSHIP DURING THE YEAR ENDED AUGUST 31, 2012. 3) JAY FURMAN (TRUSTEE) AND JOHN SEXTON (TRUSTEE) HAD A BUSINESS RELATIONSHIP DURING THE YEAR ENDED AUGUST 31, 2012.
FORM 990, PART VI, SECTION A, LINE 6THE VOTING TRUSTEES ARE MEMBERS OF THE UNIVERSITY WHO HAVE THE POWER TO DECLARE OR APPOINT ONE OR MORE MEMBERS OF THE GOVERNING BODY AND CERTAIN OTHER POWERS PURSUANT TO NYU LAW.
FORM 990, PART VI, SECTION A, LINE 7ATHE VOTING TRUSTEES ARE MEMBERS OF THE UNIVERSITY WHO HAVE THE POWER TO DECLARE OR APPOINT ONE OR MORE MEMBERS OF THE GOVERNING BODY AND CERTAIN OTHER POWERS PURSUANT TO NYU LAW.
FORM 990, PART VI, SECTION A, LINE 7BTHE VOTING TRUSTEES ARE MEMBERS OF THE UNIVERSITY WHO HAVE THE POWER TO DECLARE OR APPOINT ONE OR MORE MEMBERS OF THE GOVERNING BODY AND CERTAIN OTHER POWERS PURSUANT TO NYU LAW.
FORM 990, PART VI, SECTION B, LINE 11THE FOLLOWING STEPS WERE TAKEN TO REVIEW THIS IRS FORM 990: 1. THE FORM 990 WAS REVIEWED AND APPROVED BY THE UNIVERSITY CONTROLLER. 2. THE FORM 990 WAS THEN REVIEWED AND APPROVED BY THE UNIVERSITY'S CHIEF FINANCIAL OFFICER AND GENERAL COUNSEL. 3. THE FORM 990 WAS THEN PRESENTED TO THE UNIVERSITY'S AUDIT COMMITTEE FOR REVIEW. 4. THE FORM 990 WAS DISTRIBUTED TO THE FULL BOARD OF TRUSTEES FOR REVIEW. 5. THE COMPENSATION COMMITTEE OF BOARD OF TRUSTEES REVIEWED THE COMPENSATION SECTIONS OF THE FORM 990. 6. FOLLOWING THE REVIEW PERIOD, THE FORM 990 WAS ELECTRONICALLY FILED WITH THE IRS.
FORM 990, PART VI, SECTION B, LINE 12CTHE OFFICE OF GENERAL COUNSEL ANNUALLY SENDS OUT CONFLICT OF INTEREST QUESTIONNAIRES TO OFFICERS, TRUSTEES AND KEY EMPLOYEES, REVIEWS COMPLETED QUESTIONNAIRES AND CONSULTS WITH THOSE COMPLETING FORMS AS APPROPRIATE. IN ADDITION, QUESTIONS ARISE PERIODICALLY THROUGHOUT THE YEAR AND ARE HANDLED BY THE OFFICE OF GENERAL COUNSEL AS APPROPRIATE.
FORM 990, PART VI, SECTION B, LINE 15THE PROPOSED COMPENSATION OF OFFICERS, TRUSTEES, KEY EMPLOYEES, DISQUALIFIED PERSONS AND CERTAIN OTHERS (EXCEPT THE PRESIDENT) IS REVIEWED ANNUALLY BY AN OUTSIDE CONSULTING FIRM AND THAT FIRM'S ANALYSIS IS PRESENTED TO THE COMPENSATION COMMITTEE OF THE BOARD FOR ITS REVIEW AND APPROVAL. WHEN IT IS PROPOSED TO CHANGE THE COMPENSATION OF THE PRESIDENT, THE BOARD CHAIRMAN ENGAGES A COMPENSATION CONSULTANT TO PREPARE A CUSTOM SURVEY FOR CONSIDERATION BY THE COMPENSATION COMMITTEE OF THE BOARD, WHICH THEN SETS HIS COMPENSATION.
FORM 990, PART VI, SECTION C, LINE 19THE GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE AVAILABLE ON NYU'S WEBSITE (WWW.NYU.EDU).
FORM 990, PART XI, LINE 5:NET UNREALIZED LOSSES ON INVESTMENTS: -2,923,000. ADJUSTMENT TO BEGINNING OF YEAR NET ASSETS: -18,869,764. TOTAL TO FORM 990, PART XI, LINE 5: -21,792,764.CHANGES IN NET ASSETS OR FUND BALANCES:
FORM 990 PART III, LINE 1 - (CONTINUED FROM PAGE 2)AND IS A MEMBER OF THE DISTINGUISHED ASSOCIATION OF AMERICAN UNIVERSITIES. THE UNIVERSITY'S SCHOOLS AND INSTITUTES, EACH WITH ITS OWN TRADITIONS, PROGRAMS AND FACULTY, ARE IN ORDER OF FOUNDING DATE: COLLEGE OF ARTS AND SCIENCE, SCHOOL OF LAW, SCHOOL OF MEDICINE, COLLEGE OF DENTISTRY, GRADUATE SCHOOL OF ARTS AND SCIENCE, STEINHARDT SCHOOL OF CULTURE EDUCATION AND HUMAN DEVELOPMENT, LEONARD N. STERN SCHOOL OF BUSINESS, COURANT INSTITUTE OF MATHEMATICAL SCIENCES, SCHOOL OF CONTINUING AND PROFESSIONAL STUDIES, INSTITUTE OF FINE ARTS, ROBERT F.WAGNER GRADUATE SCHOOL OF PUBLIC SERVICE, POST-GRADUATE MEDICAL SCHOOL, SILVER SCHOOL OF SOCIAL WORK, TISCH SCHOOL OF THE ARTS, GALLATIN SCHOOL OF INDIVIDUALIZED STUDY, COLLEGE OF NURSING, AND THE INSTITUTE FOR THE STUDY OF THE ANCIENT WORLD. IN ADDITION, NYU OPERATES A DEGREE-GRANTING RESEARCH UNIVERSITY WITH A HIGHLY SELECTIVE UNDERGRADUATE LIBERAL ARTS AND SCIENCES COLLEGE IN ABU DHABI - NYU ABU DHABI - AS PART OF ITS GLOBAL NETWORK OF ACADEMIC PROGRAM SITES AND RESEARCH PROGRAMS IN OTHER PARTS OF THE U.S. AND ABROAD, AND WILL BE OPENING A DEGREE-GRANTING RESEARCH UNIVERSITY IN CHINA AS PART OF THE NETWORK IN FALL 2013 - NYU SHANGHAI.

Schedule R IRS990ScheduleR

Form990 Schedule R Part II Form990ScheduleRPartII (23 entries)

Address Line1AddressUS/AddressLine1CityAddressUS/CityStateAddressUS/StateZIP CodeAddressUS/ZIPCodeEINEINPrimary ActivitiesPrimaryActivitiesLegal Domicile StateLegalDomicileStateExempt Code SectionExemptCodeSectionPublic Charity StatusPublicCharityStatusBusiness Name Line1DirectControllingEntityName/BusinessNameLine1Controlled OrgControlledOrgAddress Line1AddressForeign/AddressLine1CityAddressForeign/CityProvince Or StateAddressForeign/ProvinceOrStateCountryAddressForeign/CountryPostal CodeAddressForeign/PostalCodeLegal Domicile Foreign CountryLegalDomicileForeignCountry
INSTITUTE OF FINE ARTS FOUNDATION
1 EAST 78TH STREETNEW YORKNY10021237184242SUPPORT NYU'S INSTITUTE OF FINE ARTSNY501 (C) (3)LINE 11A, INEW YORK UNIVERSITY0
NATIONAL CENTER ON PHILANTHROPY AND THE LAW
110 WEST 3RD STREET - DAGOSTINO HALNEW YORKNY10012133954405STUDY, RESEARCH, EDUCATION ON PHILANTHROPY & THE LAWNY501 (C) (3)LINE 11A, INEW YORK UNIVERSITY0
NEW YORK UNIVERSITY REAL ESTATE CORPORATION
105 EAST 17TH STREET 4TH FLNEW YORKNY10003134141728OWNS REAL PROPERTYNY501 (C) (25)NEW YORK UNIVERSITY0
NYU SCHOOL OF BUSINESS FOUNDATION
C/O KAUFMAN MGMT CENTER-44 WEST 4THNEW YORKNY10022134168015SUPPORT NYU'S L.N. STERN SCHOOL OF BUSINESSNY501 (C) (3)LINE 7NEW YORK UNIVERSITY0
NEW YORK UNIVERSITY SCHOOL OF LAW FOUNDATION
110 WEST 3RD STREET 2ND FLNEW YORKNY10012136161036SUPPORT NYU'S SCHOOL OF LAWNY501 (C) (3)LINE 9NEW YORK UNIVERSITY0
NYU IMAGING INC
545 FIRST AVENUENEW YORKNY10016134000622PERFORMS MEDICAL ACTIVITIESNY501 (C) (3)LINE 11A, INEW YORK UNIVERSITY0
NYU SCHOOL OF LAW RETENTION ASSISTANCE CORP
110 WEST 3RD STREET 2ND FLNEW YORKNY10012134047911SUPPORT NYU'S SCHOOL OF LAWNY501 (C) (3)LINE 11A, INYU'S SCHOOL OF LAW FOUNDATION0
NYU SCHOOL OF LAW HOUSING ASSISTANCE CORP
110 WEST 3RD STREET 2ND FLNEW YORKNY10012134043221SUPPORT NYU'S SCHOOL OF LAWNY501 (C) (3)LINE 11A, INYU'S SCHOOL OF LAW FOUNDATION0
NYU SCHOOL OF LAW RECRUITMENT ASSISTANCE CORPORATION
110 WEST 3RD STREET 2ND FLNEW YORKNY10012134043182SUPPORT NYU'S SCHOOL OF LAWNY501 (C) (3)LINE 11A, INYU'S SCHOOL OF LAW FOUNDATION0
HAROLD ACTON TRUST
105 EAST 17TH STREET 4TH FLNEW YORKNY10003137050560SUPPORT OF NYU'S CAMPUS IN FLORENCE, ITLAYNY501 (C) (3)LINE 11A, INEW YORK UNIVERSITY0
WASHINGTON SQUARE LEGAL SERVICES INC
110 WEST 3RD STREET 2ND FLNEW YORKNY10012237392120CERTAIN PUBLIC INTEREST ACTIVITIES OF NYU'S SCHOOL OF LAWNY501 (C) (3)LINE 11A, INEW YORK UNIVERSITY0
NYU IN ABU DHABI CORP
262652713SUPPORT NYU COLLEGE IN ABU DHABINY501 (C) (3)LINE 11A, INEW YORK UNIVERSITY0C/O NYU - 105 EAST 17TH STREET 4THNEW YORKABU DHABIAE10003
HORTENSE ACTON TRUST
70 WASHINGTON SQUARE SOUTHNEW YORKNY10013367110976SUPPORT NYU'S CAMPUS IN FLORENCE, ITLAYNY501 (C) (3)LINE 11A, INEW YORK UNIVERSITY0
NYU HOSPITALS CENTER
70 WASHINGTON SQUARE SOUTHNEW YORKNY10013133971298OPERATES NYU'S HOSPITALSNY501 (C) (3)LINE 3NEW YORK UNIVERSITY0
POLYTECHNIC INSTITUTE OF NEW YORK UNIVERSITY
70 WASHINGTON SQUARE SOUTHNEW YORKNY10013111630820ENGINEERING COLLEGENY501 (C) (3)LINE 2NEW YORK UNIVERSITY0
34TH STREET CANCER CENTER INC
70 WASHINGTON SQUARE SOUTHNEW YORKNY10013300262470CANCER CARENY501 (C) (3)LINE 11A, INYU HOSPITALS CENTER0
JURODIN FUND INC
PO BOX 6089NEWARKDE197146089136169166DONOR FUNDSDE501 (C) (3)PFNEW YORK UNIVERSITY0
NEW YORK UNIVERSITY VEBA TRUST
105 EAST 17TH STREET 4TH FLNEW YORKNY10003016274657POSTRETIREMENT HEALTH CARE BENEFITSNY501 (C) (9)NEW YORK UNIVERSITY0
NYU IN LONDON
SUPPORT NYU'S PROGRAM IN LONDONNEW YORK UNIVERSITY06 BEDFORD SQUARELONDONUKWC1B 3RAUK
NYU TISCH SCHOOL OF ARTS ASIA LTD
SUPPORTS NYU'S TSOA'S PROGRAM IN SINGAPORENEW YORK UNIVERSITY03 KAY SIANG ROADSN248923SN
NYU IN TEL-AVIV LTD
SUPPORT NYU'S PROGRAM IN TEL-AVIVNEW YORK UNIVERSITY0TUVAL 13RAMAT GANIS52522IS
NEW YORK UNIVERSITY IN FRANCE
SUPPORTS NYU'S PROGRAM IN FRANCENEW YORK UNIVERSITY056 RUE DE PASSYPARISFR75016FR
NEW YORK UNIVERSITY SCHOOL OF MEDICINE VEBA TRUST
550 1ST AVENUENEW YORKNY10016371592643POSTRETIREMENT HEALTH CARE BENEFITSNY501 (C) (9)NEW YORK UNIVERSITY0

Form990 Schedule R Part IV Form990ScheduleRPartIV (7 entries)

Address Line1AddressForeign/AddressLine1CityAddressForeign/CityCountryAddressForeign/CountryPostal CodeAddressForeign/PostalCodePrimary ActivityPrimaryActivityLegal Domicile Foreign CountryLegalDomicileForeignCountryBusiness Name Line1DirectControllingEntityName/BusinessNameLine1Type Of EntityTypeOfEntityShare Of Total IncomeShareOfTotalIncomeShare Of EOY AssetsShareOfEOYAssetsPercentage OwnershipPercentageOwnershipProvince Or StateAddressForeign/ProvinceOrStateAddress Line1AddressUS/AddressLine1CityAddressUS/CityStateAddressUS/StateZIP CodeAddressUS/ZIPCodeLegal Domicile StateLegalDomicileState
CCC 550 INSURANCE SCC
550 FIRST AVENUENEW YORKBB10016EXCESS PROF. LIAB. INSURANCEBBNYU HOSPITALS CENTERC672060003335810001.00000
INTERNATIONAL ART FUND
C/O NYU105 E17TH STREET 4TH FLNEW YORKPM10003HOLDS STOCK IN LA PIETRA CORPPMNEW YORK UNIVERSITYC10614598061.00000
LA PIETRA CORPORATION
VIA BOLOGNESE 120IT50139HOLDS PROPERTY COMPRISING NYU'S FLORENCE CAMPUSITINTERNATIONAL ART FUNDC2234755293423541.00000FIRENZE
NIU DA EDUCATIONAL INFORMATION CONSULTING (SHANGHAI) CO LTD
3663 ZHONG SHAN BEI RD SCIENCE BUICH200062SUPPORTS NYU'S PROGRAM IN CHINACHNEW YORK UNIVERSITYC19233214704071.00000SHANGHAI
NYU TISCH INSTITUTE (LONDON) LIMITED
SENATE HOUSE SOUTH BLOCK RM 26MALET STREETUKWC1E7HUSUPPORTS NYU'S TSOA'S PROGRAM IN LONDONUKNEW YORK UNIVERSITYC2886075990251.00000LONDON
NYU PRO FRANCE
57 BOULEVARDSAINT GERMAINFR75005SUPPORTS NYU'S PROGRAM IN FRANCEFRNEW YORK UNIVERSITYC1.00000PARIS
KENT AVENUE PROPERTY 4 LLC
HOUSINGNEW YORK UNIVERSITYC4250000.99000105 EAST 17TH STREET 4TH FLOORNEW YORKNY10003NY
FieldValueIRS element (for citing)
Receipt Of Int Ann Rents Royalties1ReceiptOfIntAnnRentsRoyalties
Gift Grant Or Cap Contr To Other Org1GiftGrantOrCapContrToOtherOrg
Gift Grant Or Cap Contr Fr Other Org1GiftGrantOrCapContrFrOtherOrg
Loans Or Guarantees To Other Org1LoansOrGuaranteesToOtherOrg
Loans Or Guarantees From Other Org0LoansOrGuaranteesFromOtherOrg
Sale Of Assets To Other Org0SaleOfAssetsToOtherOrg
Purchase Of Assets From Other Org0PurchaseOfAssetsFromOtherOrg
Exchange Of Assets0ExchangeOfAssets
Rental Of Facilities To Other Orgs1RentalOfFacilitiesToOtherOrgs
Rental Of Facilities Fr Other Orgs1RentalOfFacilitiesFrOtherOrgs
Perform Of Services For Other Orgs1PerformOfServicesForOtherOrgs
Perform Of Services By Other Orgs1PerformOfServicesByOtherOrgs
Sharing Of Facilities1SharingOfFacilities
Sharing Of Paid Employees1SharingOfPaidEmployees
Reimbursement Paid To Other Org1ReimbursementPaidToOtherOrg
Reimbursement Paid By Other Org1ReimbursementPaidByOtherOrg
Other Transfer To Other Org1OtherTransferToOtherOrg
Other Transfer From Other Org1OtherTransferFromOtherOrg

Transactions Related Orgs Table TransactionsRelatedOrgsTable (24 entries)

Transaction TypeTransactionTypeAmount InvolvedAmountInvolvedMethod Of Amt DeterminationMethodOfAmtDetermination
INSTITUTE OF FINE ARTS FOUNDATION
C534752FAIR MARKET VALUE
LA PIETRA CORPORATION
D2340610FAIR MARKET VALUE
LA PIETRA CORPORATION
J1252017FAIR MARKET VALUE
LA PIETRA CORPORATION
L689495FAIR MARKET VALUE
LA PIETRA CORPORATION
M313270FAIR MARKET VALUE
LA PIETRA CORPORATION
A13186FAIR MARKET VALUE
NATIONAL CENTER ON PHILANTHROPY AND THE LAW INC
B270000FAIR MARKET VALUE
NEW YORK UNIVERSITY SCHOOL OF BUSINESS FOUNDATION
C1291967FAIR MARKET VALUE
NEW YORK UNIVERSITY SCHOOL OF LAW FOUNDATION
C4242380FAIR MARKET VALUE
NEW YORK UNIVERSITY SCHOOL OF LAW FOUNDATION
Q12586929FAIR MARKET VALUE
NEW YORK UNIVERSITY VEBA TRUST
Q9000000FAIR MARKET VALUE
NYU DA EDUCATION INFORMATION CONSULTING (SHANGHAI)
R1968981FAIR MARKET VALUE
NYU HOSPITALS CENTER
O2469802FAIR MARKET VALUE
NYU HOSPITALS CENTER
P27877697FAIR MARKET VALUE
NYU IN FRANCE
Q6589398FAIR MARKET VALUE
NYU IN LONDON
Q1376819FAIR MARKET VALUE
NYU IN TEL AVIV LTD
Q1748556FAIR MARKET VALUE
NYU REAL ESTATE CORPORATION
C128154FAIR MARKET VALUE
POLYTECHNIC INSTITUTE OF NEW YORK UNIVERSITY
D23955254FAIR MARKET VALUE
POLYTECHNIC INSTITUTE OF NEW YORK UNIVERSITY
O2503600FAIR MARKET VALUE
POLYTECHNIC INSTITUTE OF NEW YORK UNIVERSITY
P3215261FAIR MARKET VALUE
SIR HAROLD ACTON CHARITABLE TRUST
C747177FAIR MARKET VALUE
WASHINGTON SQUARE LEGAL SERVICES
Q168727FAIR MARKET VALUE
HORTENSE ACTON CHARITABLE TRUST
C1032769FAIR MARKET VALUE