D J MCMANUS FOUNDATION INC: Form 990PF, tax year 2012
View the entire original 990 at ProPublica ↗
- Organization
- D J MCMANUS FOUNDATION INC (EIN 13-4080144)
- Tax period
- 2012-01-01 to 2012-12-31
- Filed
- 2013-07-11
- IRS object ID
- 201331929349100403
- Schema version
- 2012v2.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Depreciation Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Land Etc Schedule2
- Other Expenses Schedule
- Other Income Schedule2
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2013-07-11T12:05:04-05:00 | Timestamp |
| Tax Period End Date | 2012-12-31 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | MAI Wealth Advisors LLC | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1360 E 9th St Ste 1100 | AddressLine1 |
| City | Cleveland | City |
| State | OH | State |
| ZIP Code | 441141717 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnType |
| Tax Period Begin Date | 2012-01-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 134080144 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE D J MCMANUS FOUNDATION INC | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| In Care Of Name | % JASON D MCMANUS | InCareOfName |
| Name Control | DJMC | NameControl |
| Phone | 2128747426 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 420 WEST BROADWAY PH A | AddressLine1 |
| Address Line2 | Suite | AddressLine2 |
| City | NEW YORK | City |
| State | NY | State |
| ZIP Code | 100123741 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | DEBORAH MCMANUS | Name |
| Title | PRESIDENT | Title |
| Phone | 2169204800 | Phone |
| Date Signed | 2013-05-08 | DateSigned |
| Authorize Third Party | true | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | Carla M Wainwright | Name |
| Phone | 2169204800 | Phone |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2012 | TaxYear |
| Build TS | 2016-02-24 21:20:13Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exempt PF | X | ExemptPF |
| FMV Assets EOY | 10379831 | FMVAssetsEOY |
| Method Of Accounting Cash | X | MethodOfAccountingCash |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Received Rev And Expnss | 0 | ContriReceivedRevAndExpnss |
| Interest On Savings Rev And Expnss | 100996 | InterestOnSavingsRevAndExpnss |
| Interest On Savings Net Invst Incm | 100996 | InterestOnSavingsNetInvstIncm |
| Dividends Rev And Expnss | 159619 | DividendsRevAndExpnss |
| Dividends Net Invst Incm | 159619 | DividendsNetInvstIncm |
| Net Gain Sale Assets Rev And Expnss | 80581 | NetGainSaleAssetsRevAndExpnss |
| Gross Sales Price | 842846 | GrossSalesPrice |
| Capital Gain Net Incm Net Invst Incm | 80581 | CapitalGainNetIncmNetInvstIncm |
| Other Income Rev And Expnss | 15834 | OtherIncomeRevAndExpnss |
| Other Income Net Invst Incm | -2466 | OtherIncomeNetInvstIncm |
| Total Revenue And Expenses | 357030 | TotalRevenueAndExpenses |
| Total Net Investment Income | 338730 | TotalNetInvestmentIncome |
| Comp Ofcr Dir Trst Rev And Expnss | 0 | CompOfcrDirTrstRevAndExpnss |
| Other Prof Fees Rev And Expnss | 79128 | OtherProfFeesRevAndExpnss |
| Other Prof Fees Net Invst Incm | 79128 | OtherProfFeesNetInvstIncm |
| Interest Rev And Expnss | 3888 | InterestRevAndExpnss |
| Interest Net Invst Incm | 3888 | InterestNetInvstIncm |
| Taxes Rev And Expnss | 6248 | TaxesRevAndExpnss |
| Taxes Net Invst Incm | 3008 | TaxesNetInvstIncm |
| Other Expenses Rev And Expnss | 4173 | OtherExpensesRevAndExpnss |
| Other Expenses Net Invst Incm | 4173 | OtherExpensesNetInvstIncm |
| Tot Opr Expenses Rev And Expnss | 93437 | TotOprExpensesRevAndExpnss |
| Tot Opr Expenses Net Invst Incm | 90197 | TotOprExpensesNetInvstIncm |
| Tot Opr Expenses Dsbrs Chrtbl Prps | 0 | TotOprExpensesDsbrsChrtblPrps |
| Contri Gifts Paid Rev And Expnss | 434265 | ContriGiftsPaidRevAndExpnss |
| Contri Gifts Paid Dsbrs Chrtbl Prps | 434265 | ContriGiftsPaidDsbrsChrtblPrps |
| Total Expenses Rev And Expnss | 527702 | TotalExpensesRevAndExpnss |
| Total Expenses Net Invst Incm | 90197 | TotalExpensesNetInvstIncm |
| Total Expenses Dsbrs Chrtbl Prps | 434265 | TotalExpensesDsbrsChrtblPrps |
| Excess Of Revenue Over Expenses | -170672 | ExcessOfRevenueOverExpenses |
| Net Investment Income | 248533 | NetInvestmentIncome |
Balance Sheets BalanceSheets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Savings And Temp Cash Invst BOY | 596230 | SavingsAndTempCashInvstBOY |
| Savings And Temp Cash Invst EOY | 138263 | SavingsAndTempCashInvstEOY |
| Savings And Temp Cash Invst EOYFMV | 138263 | SavingsAndTempCashInvstEOYFMV |
| Investments Corp Stock BOY | 8144285 | InvestmentsCorpStockBOY |
| Investments Corp Stock EOY | 8805572 | InvestmentsCorpStockEOY |
| Investments Corp Stock EOYFMV | 10041768 | InvestmentsCorpStockEOYFMV |
| Investments Corp Bonds BOY | 602582 | InvestmentsCorpBondsBOY |
| Investments Corp Bonds EOY | 200000 | InvestmentsCorpBondsEOY |
| Investments Corp Bonds EOYFMV | 196200 | InvestmentsCorpBondsEOYFMV |
| Investments Other BOY | 4560 | InvestmentsOtherBOY |
| Investments Other EOY | 3600 | InvestmentsOtherEOY |
| Investments Other EOYFMV | 3600 | InvestmentsOtherEOYFMV |
| Total Assets BOY | 9347657 | TotalAssetsBOY |
| Total Assets EOY | 9147435 | TotalAssetsEOY |
| Total Assets EOYFMV | 10379831 | TotalAssetsEOYFMV |
| Grants Payable BOY | 34350 | GrantsPayableBOY |
| Grants Payable EOY | 4800 | GrantsPayableEOY |
| Total Liabilities BOY | 34350 | TotalLiabilitiesBOY |
| Total Liabilities EOY | 4800 | TotalLiabilitiesEOY |
| Org That Follow SFAS117 | X | OrgThatFollowSFAS117 |
| Total Net Assets BOY | 9313307 | TotalNetAssetsBOY |
| Total Net Assets EOY | 9142635 | TotalNetAssetsEOY |
| Total Liabilities Net Assets BOY | 9347657 | TotalLiabilitiesNetAssetsBOY |
| Total Liabilities Net Assets EOY | 9147435 | TotalLiabilitiesNetAssetsEOY |
Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Net Assets Fund Balances BOY | 9313307 | TotalNetAssetsFundBalancesBOY |
| Excess Of Revenue Over Expenses | -170672 | ExcessOfRevenueOverExpenses |
| Subtotal | 9142635 | Subtotal |
| Total Net Assets Fund Balances EOY | 9142635 | TotalNetAssetsFundBalancesEOY |
Capital Gains And Losses CapitalGainsAndLosses
Capital Gains And Losses Info CapitalGainsAndLossesInfo (9 entries)
| Description Of AssetDescriptionOfAsset | How AcquiredHowAcquired | Date AcquiredDateAcquired | Date SoldDateSold | Gross Sales PriceGrossSalesPrice | Cost Or Other BasisCostOrOtherBasis | Gain Or LossGainOrLoss | Gains Minus Excess Or LossesGainsMinusExcessOrLosses |
|---|---|---|---|---|---|---|---|
| 200,000 ANHEUSER-BUSCH COS | P | 2000-04-06 | 2012-03-15 | 200000 | 200000 | ||
| 1,535.155 SHS DODGE & COX INTL STOCK FD | P | 2007-09-24 | 2012-09-27 | 50732 | 74005 | -23273 | -23273 |
| 1,852.538 SHS GATEWAY INDEX PLUS FUND | P | 2009-01-21 | 2012-06-20 | 50000 | 45850 | 4150 | 4150 |
| 3,164.557 SHS MERGER FUND | P | 2010-01-26 | 2012-06-20 | 50063 | 49525 | 538 | 538 |
| 200,000 MORGAN STANLEY | P | 2010-07-08 | 2012-10-09 | 200000 | 198659 | 1341 | 1341 |
| 100,000 PNC B PFD | P | 2010-07-09 | 2012-12-10 | 100003 | 110000 | -9997 | -9997 |
| 515.57 SHS THIRD AVENUE VALUE FUND | P | 2006-03-09 | 2012-09-27 | 25233 | 29135 | -3902 | -3902 |
| 968.504 SHS VANGUARD SM CAP STOCK FD | P | 2000-03-08 | 2012-09-27 | 75886 | 55091 | 20795 | 20795 |
| CAPITAL GAIN DIVIDENDS | P | 89781 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | 80581 | CapitalGainNetIncome |
Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable For4942 Tax | false | LiableFor4942Tax |
| Qualifying Distributions Year1 | 417754 | QualifyingDistributionsYear1 |
| Noncharitable Assets Year1 | 9676174 | NoncharitableAssetsYear1 |
| Distribution Ratio Year1 | 0.043173 | DistributionRatioYear1 |
| Qualifying Distributions Year2 | 357030 | QualifyingDistributionsYear2 |
| Noncharitable Assets Year2 | 9076310 | NoncharitableAssetsYear2 |
| Distribution Ratio Year2 | 0.039336 | DistributionRatioYear2 |
| Qualifying Distributions Year3 | 584090 | QualifyingDistributionsYear3 |
| Noncharitable Assets Year3 | 7551886 | NoncharitableAssetsYear3 |
| Distribution Ratio Year3 | 0.077344 | DistributionRatioYear3 |
| Qualifying Distributions Year4 | 624031 | QualifyingDistributionsYear4 |
| Noncharitable Assets Year4 | 8735053 | NoncharitableAssetsYear4 |
| Distribution Ratio Year4 | 0.07144 | DistributionRatioYear4 |
| Qualifying Distributions Year5 | 600278 | QualifyingDistributionsYear5 |
| Noncharitable Assets Year5 | 10538914 | NoncharitableAssetsYear5 |
| Distribution Ratio Year5 | 0.056958 | DistributionRatioYear5 |
| Total Distribution Ratio | 0.288251 | TotalDistributionRatio |
| Average Distribution Ratio | 0.05765 | AverageDistributionRatio |
| Net Noncharitable Assets | 9598606 | NetNoncharitableAssets |
| Adjusted Noncharitable Assets | 553360 | AdjustedNoncharitableAssets |
| One Percent Net Investment Income | 2485 | OnePercentNetInvestmentIncome |
| Adj Nonchrtbl Assets And One | 555845 | AdjNonchrtblAssetsAndOnePct |
| Qualifying Distributions | 434265 | QualifyingDistributions |
Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | 4971 | InvestmentIncomeExciseTax |
| Subtotal | 4971 | Subtotal |
| Tax Based On Investment Income | 4971 | TaxBasedOnInvestmentIncome |
| Est Tax Payments And Overpayment | 200 | EstTaxPaymentsAndOverpayment |
| Tax Paid With Extension | 10000 | TaxPaidWithExtension |
| Total Credits And Payments | 10200 | TotalCreditsAndPayments |
| Penalty For Underpayment | 91 | PenaltyForUnderpayment |
| Overpayment | 5138 | Overpayment |
| Amount Credited To Next Year | 5138 | AmountCreditedToNextYear |
Statements Regarding Activities StatementsRegardingActivities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Activities | false | LegislativePoliticalActivities |
| More Than100 Spent | false | MoreThan100Spent |
| Form1120 POL Filed | false | Form1120POLFiled |
| Activities Not Prev Reported | false | ActivitiesNotPrevReported |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylaws |
| Unrelated Bus Income Over1000 | false | UnrelatedBusIncomeOver1000 |
| Termination Etc | false | TerminationEtc |
| Requirements Of Sect508e | true | RequirementsOfSect508e |
| At Least5000 In Assets | true | AtLeast5000InAssets |
| States Filed With | NY | StatesFiledWith |
| Form990 PF Filed With AG | true | Form990PFFiledWithAG |
| Private Operating Foundation | false | PrivateOperatingFoundation |
| New Substantial Contributors | false | NewSubstantialContributors |
| Interest In Controlled Entity | false | InterestInControlledEntity |
| Applicable Insurance Contract | false | ApplicableInsuranceContract |
| Comply With Public Inspection Rqr | true | ComplyWithPublicInspectionRqr |
| Website Address | N/A | WebsiteAddress |
Books In Care Of Business Name BooksInCareOfBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | JASON D MCMANUS | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Books In Care Of Phone Number | 2128747426 | BooksInCareOfPhoneNumber |
Books In Care Of US Address BooksInCareOfUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 420 WEST BROADWAY PH A | AddressLine1 |
| City | NEW YORK | City |
| State | NY | State |
| ZIP Code | 100123741 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Bank | false | ForeignBank |
Statements Regarding Acty4720 StatementsRegardingActy4720
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exchange With Dsqfly Person | false | SaleOrExchangeWithDsqflyPerson |
| Borrow Or Lend With Dsqfly Person | false | BorrowOrLendWithDsqflyPerson |
| Furnished Goods With Dsqfly Person | false | FurnishedGoodsWithDsqflyPerson |
| Pay Compensation To Dsqfly Person | false | PayCompensationToDsqflyPerson |
| Transfer Assets To Dsqfly Person | false | TransferAssetsToDsqflyPerson |
| Payment To Government Offical | false | PaymentToGovernmentOffical |
| Uncorrected Prior Acts | false | UncorrectedPriorActs |
| Undistributed Income Prior Years | false | UndistributedIncomePriorYears |
| Undistr Income4942a2 Not Applied | false | UndistrIncome4942a2NotApplied |
| Business Holdings | false | BusinessHoldings |
| Jeopardy Investments | false | JeopardyInvestments |
| Uncorrected Jeopardy Investments | false | UncorrectedJeopardyInvestments |
| Influence Legislation | false | InfluenceLegislation |
| Influence Election | false | InfluenceElection |
| Grants To Individuals | false | GrantsToIndividuals |
| Grants To Organizations | false | GrantsToOrganizations |
| Noncharitable Purpose | false | NoncharitablePurpose |
| Rcv Funds To Pay Prsnl Bnft Contract | false | RcvFundsToPayPrsnlBnftContract |
| Pay Premiums Prsnl Bnft Contract | false | PayPremiumsPrsnlBnftContract |
| Prohibited Tax Shelter Transactn | false | ProhibitedTaxShelterTransactn |
| Proceeds Or Net Income | false | ProceedsOrNetIncome |
Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo
Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (3 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitle | Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition | CompensationCompensation | Contri To Empl Benefit Plans EtcContriToEmplBenefitPlansEtc | Expense Account Other AllowancesExpenseAccountOtherAllowances |
|---|---|---|---|---|---|---|---|---|
| JASON D MCMANUS | ||||||||
| 420 WEST BROADWAY PH A | NEW YORK | NY | 100123741 | SECRETARY | 0 | 0 | 0 | 0 |
| DEBORAH H M MCMANUS | ||||||||
| 420 WEST BROADWAY PH A | NEW YORK | NY | 100123741 | PRESIDENT | 0 | 0 | 0 | 0 |
| SOPHIE MCMANUS | ||||||||
| 420 WEST BROADWAY PH A | NEW YORK | NY | 100123741 | VICE PRESIDENT | 0 | 0 | 0 | 0 |
Summary Of Direct Charitable Acty SummaryOfDirectCharitableActy
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | THE D J MCMANUS FOUNDATION ENGAGED IN NO DIRECT CHARITABLE ACTIVITIES DURING 2012. | Description1 |
Sum Of Program Related Investments SumOfProgramRelatedInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | THE D J MCMANUS FOUNDATION MADE NO PROGRAM-RELATED INVESTMENTS DURING 2012. | Description1 |
Minimum Investment Return MinimumInvestmentReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Avg Monthly FMV Of Securities | 9506847 | AvgMonthlyFMVOfSecurities |
| Avg Monthly Cash Balances | 237931 | AvgMonthlyCashBalances |
| FMV All Other Noncharitable Assets | 0 | FMVAllOtherNoncharitableAssets |
| Total FMV Of Unused Assets | 9744778 | TotalFMVOfUnusedAssets |
| Acquisition Indebtedness | 0 | AcquisitionIndebtedness |
| Adj Total FMV Of Unused Assets | 9744778 | AdjTotalFMVOfUnusedAssets |
| Cash Deemed Charitable | 146172 | CashDeemedCharitable |
| Net Noncharitable Assets | 9598606 | NetNoncharitableAssets |
| Minimum Investment Return | 479930 | MinimumInvestmentReturn |
Distributable DistributableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | 479930 | MinimumInvestmentReturn |
| Tax Based On Investment Income | 4971 | TaxBasedOnInvestmentIncome |
| Total Tax | 4971 | TotalTax |
| Distributable Amount Before Adj | 474959 | DistributableAmountBeforeAdj |
| Distributable Amount Before Ded | 474959 | DistributableAmountBeforeDed |
| Distributable Amount As Adjusted | 474959 | DistributableAmountAsAdjusted |
Qualifying Distributions QualifyingDistributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | 434265 | ExpensesAndContributions |
| Program Related Investments Total | 0 | ProgramRelatedInvestmentsTotal |
| Amounts Paid Acq Charitable Assets | 0 | AmountsPaidAcqCharitableAssets |
| Amounts Set Aside Suitability Test | 0 | AmountsSetAsideSuitabilityTest |
| Amounts Set Aside Cash Distri Test | 0 | AmountsSetAsideCashDistriTest |
| Qualifying Distributions | 434265 | QualifyingDistributions |
| Adj Qualifying Distributions | 434265 | AdjQualifyingDistributions |
Undistributed Income UndistributedIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable Amount As Adjusted | 474959 | DistributableAmountAsAdjusted |
| Undistributed Income Prior Year | 0 | UndistributedIncomePriorYear |
| Prior Year1 | 2010 | PriorYear1 |
| Prior Year2 | 2009 | PriorYear2 |
| Prior Year3 | 2008 | PriorYear3 |
| Total For Prior Years | 0 | TotalForPriorYears |
| Excess Distri Carryover Year4 | 70891 | ExcessDistriCarryoverYear4 |
| Excess Distri Carryover Year3 | 208220 | ExcessDistriCarryoverYear3 |
| Total Excess Distri Carryover | 279111 | TotalExcessDistriCarryover |
| Qualifying Distributions | 434265 | QualifyingDistributions |
| Applied To Year1 | 0 | AppliedToYear1 |
| Applied To Current Year | 434265 | AppliedToCurrentYear |
| Remaining Distri From Corpus | 0 | RemainingDistriFromCorpus |
| Excess Distri Cyov App CY Corpus | 40694 | ExcessDistriCyovAppCYCorpus |
| Excess Distri Cyov Applied CY | 40694 | ExcessDistriCyovAppliedCY |
| Total Corpus | 238417 | TotalCorpus |
| Prior Year Undistributed Income | 0 | PriorYearUndistributedIncome |
| Taxable Amount1 | 0 | TaxableAmount1 |
| Taxable Amount2 | 0 | TaxableAmount2 |
| Undistributed Income CY | 0 | UndistributedIncomeCY |
| Excess Distri Cyov To Next Year | 238417 | ExcessDistriCyovToNextYear |
| Excess From Year4 | 30197 | ExcessFromYear4 |
| Excess From Year3 | 208220 | ExcessFromYear3 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Private Operating Foundations | PrivateOperatingFoundations |
Supplementary Information SupplementaryInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | JASON D MCMNUS | ContributingManager |
| Shareholder Manager | NONE | ShareholderManager |
Appication Submission Info AppicationSubmissionInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Name | DEBORAH MCMANUS | RecipientName |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 420 WEST BROADWAY PH A | AddressLine1 |
| City | NEW YORK | City |
| State | NY | State |
| ZIP Code | 100123741 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone Number | 2128747426 | RecipientPhoneNumber |
| Form And Info And Materials | REQUESTS SHOULD BE SUBMITTED ON CORPORATE LETTERHEAD WITH FUNDING REQUIREMENTS AND SPECIFIC USES FOR GRANTS. | FormAndInfoAndMaterials |
| Submission Deadlines | NONE | SubmissionDeadlines |
| Restrictions On Awards | NONE | RestrictionsOnAwards |
Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (91 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient RelationshipRecipientRelationship | Recipient Foundation StatusRecipientFoundationStatus | Purpose Of Grant Or ContributionPurposeOfGrantOrContribution | AmountAmount | Address Line2RecipientUSAddress/AddressLine2 |
|---|---|---|---|---|---|---|---|---|
| ARCHEOLOGIGICAL INSTITUTE OF AMERICA | ||||||||
| 657 BEACON STREET | BOSTON | MA | 02215 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $500 | |
| AUDUBON SOCIETY | ||||||||
| 225 VARICK ST 7TH FLOOR | NEW YORK | NY | 10014 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $250 | |
| BOSTON CHILDREN'S HOSPTIAL | ||||||||
| 300 LONGWOOD AVENUE | BOSTON | MA | 02115 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $1,000 | |
| BREAKTHROUGH COLLABORATIVE | ||||||||
| 454 SANSOME STREET SUITE 700 | SAN FRANCISCO | CA | 94111 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $1,000 | |
| CANAVAN FOUNDATION | ||||||||
| 110 RIVERSIDE DRIVE | NEW YORK | NY | 10024 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $750 | |
| CATS HAVEN | ||||||||
| PO BOX 30206 | INDIANAPOLIS | IN | 46230 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $250 | |
| CENTER FOR REPRODUCTIVE RIGHTS | ||||||||
| 120 WALL STREET | NEW YORK | NY | 10005 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $1,000 | |
| CENTRAL PARK CONSERVANCY | ||||||||
| 14 E 60 | NEW YORK | NY | 10022 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $500 | |
| CHILDREN'S AID SOCIETY | ||||||||
| 105 EAST 22ND STREET | NEW YORK | NY | 10010 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $500 | |
| CLEARWATER SLOOP | ||||||||
| 112 LITTLE MARKET ST | POUGHKEEPSIE | NY | 12601 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $250 | |
| COMMUNITY FUNDS INC | ||||||||
| 2 PARK AVENUE | NEW YORK | NY | 10016 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $15,000 | |
| CONSTITUTION MARSH SANCTUARY | ||||||||
| 127 WARREN LANDING ROAD | GARRISON | NY | 10524 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $500 | |
| DESMOND FISH LIBRARY | ||||||||
| 472 NEW YORK RD | GARRISON | NY | 10524 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $1,000 | |
| THE DOE FUND | ||||||||
| 232 EAST 84TH STREET | NEW YORK | NY | 10028 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $350 | |
| DOME | ||||||||
| 486 AMSTERDAM | NEW YORK | NY | 10024 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $300 | |
| DRAMA LEAGUE | ||||||||
| 359 WILLIS AVENUE | BRONX | NY | 10471 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $5,000 | |
| ETHS DISTRICT FOUNDATION | ||||||||
| 1600 DODGE AVENUE | EVANSTON | IL | 60201 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $250 | |
| FRESH AIR FUND | ||||||||
| 633 THIRD AVENUE | NEW YORK | NY | 10017 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $1,000 | |
| GAY MEN'S DOMESTIC VIOLENCE PROJECT | ||||||||
| 955 MASSACHUSETTS AVE PMB 131 | CAMBRIDGE | MA | 02139 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $500 | |
| GLYNWOOD CENTER INC | ||||||||
| PO BOX 157 | COLD SPRING | NY | 10516 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $37,700 | |
| GODDARD-RIVERSIDE | ||||||||
| 593 COLUMBUS AVENUE | NEW YORK | NY | 10024 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $10,000 | |
| GREENWICH HOUSE | ||||||||
| 27 BARRON STREET | NEW YORK | NY | 10014 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $14,100 | |
| HABITAT FOR HUMANITY | ||||||||
| 334 FURMAN STREET | BROOKLYN | NY | 11201 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $1,000 | |
| HARTLEY HOUSE | ||||||||
| 413 WEST 46TH STREET | NEW YORK | NY | 10036 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $34,350 | |
| HELPING HANDS | ||||||||
| PO BOX 332 | MEDFIELD | MA | 02052 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $500 | |
| HISTORIC HOUSE TRUST OF NYC | ||||||||
| 830 FIFTH AVE ROOM 203 | NEW YORK | NY | 10065 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $4,000 | |
| HUDSON GUILD | ||||||||
| 441 WEST 26TH STREET | NEW YORK | NY | 10001 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $10,000 | |
| HUDSON HIGHLANDS LAND TRUST | ||||||||
| PO BOX | GARRISON | NY | 10524 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $7,500 | |
| HUDSON HIGHLANDS NATURE MUSUEM | ||||||||
| PO BOX 451 | CORNWALL | NY | 12518 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $1,000 | |
| HUDSON VALLEY SHAKESPEARE FESTIVAL | ||||||||
| 155 MAIN STREET | COLD SPRING | NY | 10516 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $10,000 | |
| INTERNATIONAL RESCUE COMMITTEE | ||||||||
| 112 EAST 42ND STREET | NEW YORK | NY | 10168 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $1,000 | |
| JACKSON MEMORIAL LIBRARY | ||||||||
| 38 MAIN STREET | TENANTS HARBOR | ME | 04860 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $1,000 | |
| LANDMARKS WEST | ||||||||
| 331 EAST 70TH STREET | NEW YORK | NY | 10021 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $250 | |
| LEGAL AID SOCEITY | ||||||||
| ONE BATTERY PARK PLAZA | NEW YORK | NY | 10021 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $1,000 | |
| LENOX HILL NEIGHBORHOOD HOUSE | ||||||||
| 331 EAST 70TH STREET | NEW YORK | NY | 10021 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $10,000 | |
| LIBRARY OF AMERICA | ||||||||
| 14 EAST 60TH STREET | NEW YORK | NY | 10021 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $23,070 | |
| MANITOGA | ||||||||
| ROUTE 9D PO BOX 10524 | GARRISON | NY | 10524 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $1,000 | |
| MUNICPAL ART SOCIETY | ||||||||
| 111 W 57TH STREET | NEW YORK | NY | 10019 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $250 | |
| NATIONAL PSORIASIS FOUNDATION | ||||||||
| 6600 SW 92 AVE | PORTLAND | OR | 97223 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $500 | |
| NATIONAL TRUST FOR HISTORIC PRESERVATION | ||||||||
| 1785 MASS AVENUE NW | WASHINGTON | DC | 20036 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $300 | |
| NEUROPATHY ASSOCIATION | ||||||||
| 60 E 42 SUITE 942 | NEW YORK | NY | 10165 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $500 | |
| NEW DRAMATISTS | ||||||||
| 424 WEST 44TH STREET | NEW YORK | NY | 10036 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $500 | |
| NEW YORK NEEDIEST CASES FUND | ||||||||
| 4 CHASE METROTECH CENTER | BROOKLYN | NY | 11245 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $5,000 | 7TH FLOOR EAST LOCKBOX 5193 |
| NEW YORK WOMEN'S FOUNDATION | ||||||||
| 34 WEST 22ND STREET | NEW YORK | NY | 10010 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $500 | |
| PHILIPSTOWN DEPOT THEATRE | ||||||||
| PO BOX 221 GARRISON LANDING | GARRISON | NY | 10524 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $500 | |
| POLICE ATHLETIC LEAGUE | ||||||||
| 34 1/2 EAST 12TH STREET | NEW YORK | NY | 10003 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $300 | |
| PRESERVATION LEAGUE OF NEW YORK STATE | ||||||||
| 44 CENTRAL AVENUE | ALBANY | NY | 12206 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $300 | |
| PEN AMERICAN CENTER | ||||||||
| 588 BROADWAY SUITE 303 | NEW YORK | NY | 10012 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $2,000 | |
| PUTNAM COUNTY HISTORICAL SOCIETY | ||||||||
| 63 CHESTNUT | COLD SPRING | NY | 10516 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $350 | |
| RAFKIS | ||||||||
| PO BOX 711723 | SALT LAKE CITY | UT | 84171 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $10,000 | |
| RIVERKEEPER | ||||||||
| 828 SOUTH BROADWAY | FARRYTOWN | NY | 10591 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $1,500 | |
| SALVATION ARMY | ||||||||
| 615 SLATER LANE PO BOX 269 | ALEXANDRIA | VA | 22313 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $2,000 | |
| SCENIC HUDSON | ||||||||
| ONE CIVIC CENTER PLAZA SUITE 200 | POUGHKEEPSIE | NY | 12601 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $1,000 | |
| SPECIAL OLYMPICS | ||||||||
| 504 BALLTOWN ROAD | SCHENECTADY | NY | 12304 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $250 | |
| STANLEY M ISAACS NEIGHBORHOOD CENTER | ||||||||
| 415 EAST 93RD STREET | NEW YORK | NY | 101286904 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $10,000 | |
| THE METROPOLITAN MUSEUM OF ART | ||||||||
| 1000 FIFTH AVENUE | NEW YORK | NY | 10028 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $550 | |
| THORNE ECOLOGICAL INSTITUTE | ||||||||
| PO BOX 19107 | BOULDER | CO | 80308 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $1,000 | |
| VASSAR COLLEGE | ||||||||
| 124 RAYMOND AVENUE | POUGHKEEPSIE | NY | 12604 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $500 | |
| VOCAL EASE | ||||||||
| 240 WEST 73RD STREET SUITE 1403 | NEW YORK | NY | 10023 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $200 | |
| WNYC | ||||||||
| ONE CENTER STREET | NEW YORK | NY | 10007 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $30,000 | |
| WOMEN'S CAMPAIGN FUND | ||||||||
| 734 15TH STREET NW | WASHINGON | DC | 20005 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $6,639 | |
| WOMENS LAW | ||||||||
| 55 WASHINGTON ST SUITE 614 | BROOKLYN | NY | 11201 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $1,000 | |
| YOUNG PEOPLE CHORUS OF NEW YOUR CITY INC | ||||||||
| 1995 BROADWAY SUITE 305 | NEW YORK | NY | 10023 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $16,000 | |
| CITY HARVEST | ||||||||
| 575 EIGHTH AVENUE | NEW YORK | NY | 10018 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $1,000 | |
| HIGH LINE | ||||||||
| 529 WEST 20TH STREET SUITE 8W | NEW YORK | NY | 10011 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $1,000 | |
| HISTORIC PIANO CONCERTS INC | ||||||||
| 15 WATER STREET | ASHBURNHAM | MA | 01430 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $300 | |
| MUSEUM OF MODERN ART | ||||||||
| 11 WEST 53RD STREET | NEW YORK | NY | 10019 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $360 | |
| NATIONAL WOMEN'S MUSEUM | ||||||||
| 205 S WHITING STREET SUITE 254 | ALEXANDRIA | VA | 22304 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $500 | |
| NEW YORK'S WRITERS COALITION | ||||||||
| 80 HANSON PLACE 603 | BROOKLYN | NY | 11217 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $10,000 | |
| RIIS SETTLEMENT | ||||||||
| 10-25 41ST AVENUE | LONG ISLAND CITY | NY | 11101 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $10,000 | |
| ACLU | ||||||||
| 125 BROAD STREET 18TH FLOOR | NEW YORK | NY | 10004 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $1,500 | |
| APPLE HILL CENTER FOR CHAMBER MUSIC INC | ||||||||
| PO BOX 217 | SULLIVAN | NH | 03445 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $250 | |
| ARBOR BROTHERS INC | ||||||||
| 299 E 11TH STREET SUITE 4B | NEW YORK | NY | 10003 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $40,000 | |
| BRONXWORKS | ||||||||
| 66 E TREMONT AVENUE | BRONX | NY | 10453 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $10,000 | |
| EXPLORING THE METROPOLIS | ||||||||
| 61 W 23RD STREET 4TH FLOOR | NEW YORK | NY | 10010 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $500 | |
| FINE ART WORK CENTER | ||||||||
| 24 PEARL STREET | PROVINCETOWN | MA | 02657 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $1,000 | |
| FRIENDS OF THE HIGH SCHOOL FOR ENVIRONMENTAL STUDI | ||||||||
| 444 WEST 56TH STREET | NEW YORK | NY | 10019 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $10,000 | |
| LI 2 DAY BCW | ||||||||
| PO BOX 506 | NESCONSET | NY | 11767 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $150 | |
| MARIST COLLEGE | ||||||||
| 3399 NORTH ROAD | POUGHKEEPSIE | NY | 12601 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $5,000 | |
| DOCTORS WITHOUT BORDERS | ||||||||
| PO BOX 5030 | HAGERSTOWN | MD | 21741 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $1,000 | |
| PALISADES PARKS CONSERVANCY | ||||||||
| 3006 SEVEN LAKES DRIVE | BEAR MOUNTAIN | NY | 10911 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $5,000 | PO BOX 427 |
| PROSPECT PARK ALLIANCE | ||||||||
| 95 PROSPECT PARK WEST | BROOKLYN | NY | 11215 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $1,000 | |
| RELAY FOR LIFE | ||||||||
| 132 W 32ND STREET | NEW YORK | NY | 10001 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $500 | |
| QUEENS COMMUNITY HOUSE | ||||||||
| 108-25 62ND DRIVE | FOREST HILLS | NY | 11375 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $10,000 | |
| ROCKING THE BOAT | ||||||||
| 812 EDGEWATER DRIVE | NEW YORK | NY | 10474 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $1,500 | |
| SHE SHOULD RUN FOUNDATION | ||||||||
| 1900 L ST NEW STE 500 | WASHINGTON | DC | 20036 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $25,000 | |
| ST PHILIP'S CHURCH | ||||||||
| 204 WEST 134TH STREET | NEW YORK | NY | 10031 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $750 | |
| THE GARDEN CONSERVANCY | ||||||||
| PO BOX 219 | COLD SPRINGS | NY | 10516 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $45 | |
| THERAPEUTIC EQUESTRIAN CENTER | ||||||||
| 115 STONECROP LANE | COLD SPRING | NY | 10516 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $7,900 | |
| TRINITY BAPTIST CHURCH | ||||||||
| 250 EAST 61ST STREET | NEW YORK | NY | 10065 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $500 | |
| WORLD'S END THEATER | ||||||||
| 69 MAIN STREET | COLD SPRING | NY | 10516 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $501 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Grant Or Contri Paid During Year | 434265 | TotGrantOrContriPaidDuringYear |
Analysis Income Producing Acty AnalysisIncomeProducingActy
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Agencies | FeesContractsFromGovtAgencies | |
| Membership Dues And Assessments | MembershipDuesAndAssessments |
Int On Savings And Temp Cash Invst IntOnSavingsAndTempCashInvst
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $100,996 | ExclusionAmount |
Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $159,619 | ExclusionAmount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rental Incm Re Debt Fincd Prop | NetRentalIncmReDebtFincdProp | |
| Net Rntl Incm Re Not Debt Fincd Prop | NetRntlIncmReNotDebtFincdProp | |
| Net Rental Incm Personal Property | NetRentalIncmPersonalProperty | |
| Other Investment Income Part VII | OtherInvestmentIncomePartVII |
Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 18 | ExclusionCode |
| Exclusion | $80,581 | ExclusionAmount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Events | NetIncomeLossFromSpecialEvents | |
| Gross Profit Loss Sales Of Invntry | GrossProfitLossSalesOfInvntry |
Other Revenue Described OtherRevenueDescribed (2 entries)
| DescriptionDescription | ExclusionExclusionAmount |
|---|---|
| MISCELLANEOUS INCOME | $18,300 |
| MAI WEALTH OPPORTUNITY FUND K-1 | -$2,466 |
Subtotals Part XVIA SubtotalsPartXVIA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $357,030 | ExclusionAmount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Part XVIA | 357030 | TotalPartXVIA |
Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Noncharitable EO | false | TrnsfrOfCashToNoncharitableEO |
| Trnsfr Oth Assets Noncharitable EO | false | TrnsfrOthAssetsNoncharitableEO |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssets |
| Purchase Assets Noncharitable EO | false | PurchaseAssetsNoncharitableEO |
| Rental Of Facilities Etc | false | RentalOfFacilitiesEtc |
| Reimbursement Arrangements | false | ReimbursementArrangements |
| Loans Or Loan Guarantees | false | LoansOrLoanGuarantees |
| Performance Of Services Etc | false | PerformanceOfServicesEtc |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtc |
| Relationships Noncharitable E Os | false | RelationshipsNoncharitableEOs |
Depreciation Schedule DepreciationSchedule
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corp Bonds InvestmentsCorpBonds (3 entries)
| Name Of BondNameOfBond | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| 200,000 ANHEUSER-BUSCH NT 7.5% | ||
| 200,000 MORGAN STANLEY | ||
| 200,000 GOLDMAN SACHS 4.5% | 200000 | 196200 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corp Stock InvestmentsCorpStock (35 entries)
| Name Of StockNameOfStock | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| 9,084.365 SHS VANGUARD INDEX | 1155246 | 1193413 |
| 6,713.722 SHS HARBOR CAPITAL | 205015 | 285467 |
| 28,961.482 SHS COLUMBIA ACORN | 653814 | 881877 |
| 14,070.255 SHS VANGUARD SMALL | 314441 | 545082 |
| 4,001 SHS TIME WARNER INC | 82009 | 191368 |
| 15,550.679 FIDELITY DIV INTL | 326919 | 465587 |
| 14,792.731 FIDELITY DIS EQTY | 374481 | 360499 |
| 11,898.924 MATTHEW CHINA FD | 190642 | 279268 |
| 24,894.332 MUTUAL BEACON | 359058 | 330597 |
| 14,331.722 TROWE PRICE NW ASIA | 228091 | 240916 |
| 2,400 SHS ISHARES FTSE/XINHUA | 43560 | 97080 |
| 12,074.677 MATTHEWS INDIA FD | 176027 | 211428 |
| 11,003.473 T.ROWE PRICE GRWTH | 320965 | 415711 |
| 4,808.858 THIRD AVE VALUE FD | 267442 | 239673 |
| 3,000 CLAYMORE ETF SABRIENT IN | 74888 | 104259 |
| 7,052.137 SHS DODGE & COX INTL | 306493 | 244286 |
| 10,723.296 SSGA EMERGING MKTS | 302778 | 222401 |
| 8,000 ANNALY MORTGAGE MNMT INC | 138760 | 112320 |
| 1,800 SHS TIME WARNER CABLE | 49993 | 174942 |
| 5,203.994 SHS MAI WEALTH INC. | 502298 | 268323 |
| 18,000 SHS JP MORGAN ALERIAN | 429516 | 692280 |
| 10,900.220 SHS GATEWAY INDEX | 270620 | 295614 |
| 19,057.28 GOLDMAN SACHS GRWTH | 431402 | 470905 |
| 17,073.722 SHS MERGER FUND | 268311 | 270277 |
| 100,000 SHS PNC BANK | ||
| 20,260.091 SHS TEMPLETON GLOBA | 278884 | 270270 |
| 200,000 BARCLAYS BANK | 134000 | 191885 |
| 100,000 PNC BANK | 100000 | 113574 |
| 200,000 ENTERPRISE PRODUCTS | 215750 | 229000 |
| 100,000 GE CAP CORP | 105200 | 113029 |
| 4,539 SHS REINS GROUP | 122963 | 123052 |
| 7,646.705 FIDELITY FLOATING | 76006 | 75855 |
| 100,000 BARCLAYS BK STRUCTURED | 100000 | 107240 |
| 100,000 BARCLAYS BK STRUCTURED | 100000 | 114090 |
| 100,000 JP MORGAN STRUCTURED | 100000 | 110200 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOther (2 entries)
| Category Or ItemCategoryOrItem | Listed At Cost Or FMVListedAtCostOrFMV | Book ValueBookValue | EOYFMVEOYFMV |
|---|---|---|---|
| DIVIDENDS RECEIVABLE | AT COST | 3600 | 3600 |
| CAPITAL GAINS RECEIVABLE | AT COST | 0 | 0 |
Land Etc Schedule2 LandEtcSchedule2
Other Expenses Schedule OtherExpensesSchedule
Other Expenses OtherExpenses (2 entries)
| DescriptionDescription | Revenue And Expenses Per BooksRevenueAndExpensesPerBooks | Net Investment IncomeNetInvestmentIncome |
|---|---|---|
| NEW YORK STATE FILING FEES | 250 | 250 |
| BOND AMORTIZATION | 3923 | 3923 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income OtherIncome (3 entries)
| DescriptionDescription | Revenue And Expenses Per BooksRevenueAndExpensesPerBooks | Net Investment IncomeNetInvestmentIncome |
|---|---|---|
| MISCELLANEOUS INCOME | 18300 | |
| MAI WEALTH INCOME OPP FUND K-1 | -2231 | -2231 |
| MAI WEALTH INCOME OPP FUND K-1 1231 | -235 | -235 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees OtherProfessionalFees (3 entries)
| CategoryCategory | AmountAmount | Net Investment IncomeNetInvestmentIncome |
|---|---|---|
| INVESTMENT ADVISORY FEES | $72,484 | 72484 |
| MAI WEALTH INCOME OPP. FD | $3,919 | 3919 |
| SERVICE FEES | $2,725 | 2725 |
Taxes Schedule TaxesSchedule
Taxes Taxes (2 entries)
| CategoryCategory | AmountAmount | Net Investment IncomeNetInvestmentIncome |
|---|---|---|
| FOREIGN INCOME TAXES | $3,008 | 3008 |
| FEDERAL INVESTMENT INCOME TAX | $3,240 |