ROGER & VIOLET NOREEN CHAR TRUST: Form 990PF, tax year 2012

View the entire original 990 at ProPublica ↗

Organization: ROGER & VIOLET NOREEN CHAR TRUST (EIN 41-6309355)
Tax period: 2012-01-01 to 2012-12-31
Filed: 2013-10-30
IRS object ID: 201333039349100213
Schema version: 2012v2.1
Source: Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header
Form 990-PF
Investments Corp Bonds Schedule
Investments Corp Stock Schedule
Other Assets Schedule
Other Decreases Schedule
Other Expenses Schedule
Other Liabilities Schedule
Taxes Schedule

Return header ReturnHeader

Field	Value	IRS element (for citing)
Timestamp	2013-10-30T17:36:12-06:00	Timestamp
Tax Period End Date	2012-12-31	TaxPeriodEndDate
Return Type	990PF	ReturnType
Tax Period Begin Date	2012-01-01	TaxPeriodBeginDate

Filer Filer

Field	Value	IRS element (for citing)
EIN	416309355	EIN

Name Name

Field	Value	IRS element (for citing)
Business Name Line1	ROGER & VIOLET NOREEN CHAR TRUST 25293360	BusinessNameLine1

Field	Value	IRS element (for citing)
Name Control	NORE	NameControl
Phone	6514668722	Phone

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	P O BOX 64713 TRUST TAX SERVICES	AddressLine1
City	ST PAUL	City
State	MN	State
ZIP Code	551640713	ZIPCode

Officer Officer

Field	Value	IRS element (for citing)
Name	KAREN BASSETT	Name
Title	CORP. TRUSTEE	Title
Phone	6514668722	Phone
Date Signed	2013-10-29	DateSigned

Field	Value	IRS element (for citing)
Tax Year	2012	TaxYear
Build TS	2016-02-25 16:41:14Z	BuildTS

Form 990-PF IRS990PF

Field	Value	IRS element (for citing)
Exempt PF	X	ExemptPF
FMV Assets EOY	5277631	FMVAssetsEOY

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

Field	Value	IRS element (for citing)
Not Required To Attach Schedule B	X	NotRequiredToAttachScheduleB
Dividends Rev And Expnss	177566	DividendsRevAndExpnss
Dividends Net Invst Incm	177566	DividendsNetInvstIncm
Net Gain Sale Assets Rev And Expnss	54631	NetGainSaleAssetsRevAndExpnss
Gross Sales Price	1076945	GrossSalesPrice
Capital Gain Net Incm Net Invst Incm	54631	CapitalGainNetIncmNetInvstIncm
Net STCG Adj Net Incm	0	NetSTCGAdjNetIncm
Total Revenue And Expenses	232197	TotalRevenueAndExpenses
Total Net Investment Income	232197	TotalNetInvestmentIncome
Comp Ofcr Dir Trst Rev And Expnss	88550	CompOfcrDirTrstRevAndExpnss
Comp Ofcr Dir Trst Net Invst Incm	70390	CompOfcrDirTrstNetInvstIncm
Comp Ofcr Dir Trst Dsbrs Chrtbl Prps	18160	CompOfcrDirTrstDsbrsChrtblPrps
Oth Empl Slrs Wgs Net Invst Incm	0	OthEmplSlrsWgsNetInvstIncm
Oth Empl Slrs Wgs Adj Net Incm	0	OthEmplSlrsWgsAdjNetIncm
Oth Empl Slrs Wgs Dsbrs Chrtbl Prps	0	OthEmplSlrsWgsDsbrsChrtblPrps
Pension Empl Bnft Net Invst Incm	0	PensionEmplBnftNetInvstIncm
Pension Empl Bnft Adj Net Incm	0	PensionEmplBnftAdjNetIncm
Legal Fees Dsbrs Chrtbl Prps	0	LegalFeesDsbrsChrtblPrps
Other Prof Fees Dsbrs Chrtbl Prps	0	OtherProfFeesDsbrsChrtblPrps
Interest Dsbrs Chrtbl Prps	0	InterestDsbrsChrtblPrps
Taxes Rev And Expnss	12408	TaxesRevAndExpnss
Taxes Net Invst Incm	3532	TaxesNetInvstIncm
Taxes Dsbrs Chrtbl Prps	0	TaxesDsbrsChrtblPrps
Deprec And Depletion Rev And Expnss	0	DeprecAndDepletionRevAndExpnss
Deprec And Depletion Net Invst Incm	0	DeprecAndDepletionNetInvstIncm
Trav Conf Meeting Net Invst Incm	0	TravConfMeetingNetInvstIncm
Trav Conf Meeting Adj Net Incm	0	TravConfMeetingAdjNetIncm
Printing And Pub Net Invst Incm	0	PrintingAndPubNetInvstIncm
Printing And Pub Adj Net Incm	0	PrintingAndPubAdjNetIncm
Other Expenses Rev And Expnss	521	OtherExpensesRevAndExpnss
Other Expenses Net Invst Incm	496	OtherExpensesNetInvstIncm
Other Expenses Dsbrs Chrtbl Prps	25	OtherExpensesDsbrsChrtblPrps
Tot Opr Expenses Rev And Expnss	101479	TotOprExpensesRevAndExpnss
Tot Opr Expenses Net Invst Incm	74418	TotOprExpensesNetInvstIncm
Tot Opr Expenses Adj Net Incm	0	TotOprExpensesAdjNetIncm
Tot Opr Expenses Dsbrs Chrtbl Prps	18185	TotOprExpensesDsbrsChrtblPrps
Contri Gifts Paid Rev And Expnss	340196	ContriGiftsPaidRevAndExpnss
Contri Gifts Paid Dsbrs Chrtbl Prps	340196	ContriGiftsPaidDsbrsChrtblPrps
Total Expenses Rev And Expnss	441675	TotalExpensesRevAndExpnss
Total Expenses Net Invst Incm	74418	TotalExpensesNetInvstIncm
Total Expenses Adj Net Incm	0	TotalExpensesAdjNetIncm
Total Expenses Dsbrs Chrtbl Prps	358381	TotalExpensesDsbrsChrtblPrps
Excess Of Revenue Over Expenses	-209478	ExcessOfRevenueOverExpenses
Net Investment Income	157779	NetInvestmentIncome
Adjusted Net Income	0	AdjustedNetIncome

Balance Sheets BalanceSheets

Field	Value	IRS element (for citing)
Cash BOY	722	CashBOY
Cash EOY	2208	CashEOY
Cash EOYFMV	2208	CashEOYFMV
Savings And Temp Cash Invst BOY	246175	SavingsAndTempCashInvstBOY
Savings And Temp Cash Invst EOY	74002	SavingsAndTempCashInvstEOY
Savings And Temp Cash Invst EOYFMV	74002	SavingsAndTempCashInvstEOYFMV
Accounts Receivable EOY	0	AccountsReceivableEOY
Accounts Receivable EOYFMV	0	AccountsReceivableEOYFMV
Allwnc For Dbtfl Acct Other Rcvbl	0	AllwncForDbtflAcctOtherRcvbl
Investments Corp Stock BOY	2638005	InvestmentsCorpStockBOY
Investments Corp Stock EOY	2837843	InvestmentsCorpStockEOY
Investments Corp Stock EOYFMV	3338432	InvestmentsCorpStockEOYFMV
Investments Corp Bonds BOY	1987999	InvestmentsCorpBondsBOY
Investments Corp Bonds EOY	1743378	InvestmentsCorpBondsEOY
Investments Corp Bonds EOYFMV	1852863	InvestmentsCorpBondsEOYFMV
Investments Other EOYFMV	0	InvestmentsOtherEOYFMV
Other Assets BOY	4112	OtherAssetsBOY
Other Assets EOY	10126	OtherAssetsEOY
Other Assets EOYFMV	10126	OtherAssetsEOYFMV
Total Assets BOY	4877013	TotalAssetsBOY
Total Assets EOY	4667557	TotalAssetsEOY
Total Assets EOYFMV	5277631	TotalAssetsEOYFMV
Other Liabilities BOY	65	OtherLiabilitiesBOY
Other Liabilities EOY	98	OtherLiabilitiesEOY
Total Liabilities BOY	65	TotalLiabilitiesBOY
Total Liabilities EOY	98	TotalLiabilitiesEOY
Org That Do Not Follow SFAS117	X	OrgThatDoNotFollowSFAS117
Capital Stock BOY	6144554	CapitalStockBOY
Capital Stock EOY	6144554	CapitalStockEOY
Retained Earnings BOY	-1267606	RetainedEarningsBOY
Retained Earnings EOY	-1477095	RetainedEarningsEOY
Total Net Assets BOY	4876948	TotalNetAssetsBOY
Total Net Assets EOY	4667459	TotalNetAssetsEOY
Total Liabilities Net Assets BOY	4877013	TotalLiabilitiesNetAssetsBOY
Total Liabilities Net Assets EOY	4667557	TotalLiabilitiesNetAssetsEOY

Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances

Field	Value	IRS element (for citing)
Total Net Assets Fund Balances BOY	4876948	TotalNetAssetsFundBalancesBOY
Excess Of Revenue Over Expenses	-209478	ExcessOfRevenueOverExpenses
Other Increases	0	OtherIncreases
Subtotal	4667470	Subtotal
Other Decreases	11	OtherDecreases
Total Net Assets Fund Balances EOY	4667459	TotalNetAssetsFundBalancesEOY

Capital Gains And Losses CapitalGainsAndLosses

Capital Gains And Losses Info CapitalGainsAndLossesInfo (446 entries)

Description Of AssetDescriptionOfAsset	Date AcquiredDateAcquired	Date SoldDateSold	Gross Sales PriceGrossSalesPrice	Cost Or Other BasisCostOrOtherBasis	Gain Or LossGainOrLoss	Gains Minus Excess Or LossesGainsMinusExcessOrLosses	How AcquiredHowAcquired
82. DOVER CORP	2010-03-04	2012-01-11	4857	3411	1446	1446
256. TOKIO MARINE HOLDINGS A D R	2010-03-05	2012-01-11	5830	7053	-1223	-1223
31. UNION PACIFIC CORP	2008-11-06	2012-01-11	3466	1925	1541	1541
62. TRANSOCEAN LTD	2012-01-11	2012-01-12	2513	2526	-13	-13
17. APACHE CORP	2009-08-03	2012-01-13	1574	1477	97	97
20. CONOCOPHILLIPS	2010-04-22	2012-01-13	1404	1123	281	281
89. FIFTH THIRD BANCORP	2010-09-27	2012-01-13	1246	1078	168	168
34. FRANKLIN RES INC	2011-08-25	2012-01-13	3270	3965	-695	-695
13. GOLDMAN SACHS GROUP INC	2009-09-09	2012-01-13	1285	1956	-671	-671
40. MCDONALDS CORP	2009-05-18	2012-01-13	4008	2160	1848	1848
20. NESTLE SA SPONSORED A D R	2010-09-14	2012-01-13	1119	1075	44	44
33. P N C FINANCIAL SERVICES GROUP INC	2009-04-23	2012-01-13	2035	1319	716	716
23. P P G INDS INC	2011-08-10	2012-01-13	2012	1726	286	286
17. PEPSICO INC	2009-03-11	2012-01-13	1094	805	289	289
30. PRUDENTIAL FINANCIAL INC	2009-05-18	2012-01-13	1660	1230	430	430
29. TARGET CORPORATION	2009-08-03	2012-01-13	1444	1235	209	209
42. TIME WARNER CABLE INC	2011-04-06	2012-01-13	2744	3034	-290	-290
43. WAL MART STORES INC	2010-07-14	2012-01-13	2559	2189	370	370
49. ACCENTURE PLC CL A	2011-06-21	2012-01-13	2606	2675	-69	-69
3. ACCENTURE PLC CL A	2010-04-22	2012-01-13	160	131	29	29
21. ACE LTD	2011-05-10	2012-01-13	1465	1438	27	27
54. TYCO INTERNATIONAL LTD	2011-08-25	2012-01-13	2617	2160	457	457
117. COMPANHIA DE BEBIDAS P R A D R	2008-06-10	2012-01-24	4321	1524	2797	2797
145. NOVARTIS AG A D R	2008-05-09	2012-01-26	7952	7387	565	565
26. ABB LTD A D R	2007-06-15	2012-01-27	551	580	-29	-29
24. AFLAC INC	2011-03-22	2012-01-27	1168	1283	-115	-115
3. ATT INC	2012-01-13	2012-01-27	88	90	-2	-2
31. ATT INC	2011-06-21	2012-01-27	907	965	-58	-58
7. ALLERGAN INC	2010-04-09	2012-01-27	622	445	177	177
4. AMAZON COM INC	2011-02-08	2012-01-27	777	725	52	52
18. AMERICAN ELECTRIC POWER CO INC	2009-04-17	2012-01-27	718	485	233	233
18. AMERICAN EXPRESS CO	2010-09-27	2012-01-27	896	782	114	114
11. AMERIPRISE FINL INC	2010-04-05	2012-01-27	590	512	78	78
5. AMERIPRISE FINL INC	2012-01-13	2012-01-27	268	257	11	11
11. AMGEN INC	2010-06-22	2012-01-27	756	626	130	130
6. ANADARKO PETROLEUM CORP	2010-05-21	2012-01-27	476	324	152	152
6. ANADARKO PETROLEUM CORP	2011-10-25	2012-01-27	477	471	6	6
10. AON CORP	2011-10-25	2012-01-27	478	493	-15	-15
3. APACHE CORP	2009-08-03	2012-01-27	293	261	32	32
12. APPLE INC	2010-12-22	2012-01-27	5350	2487	2863	2863
1. APPLE INC	2011-02-07	2012-01-27	446	350	96	96
5. AVALONBAY CMNTYS INC	2009-01-14	2012-01-27	673	263	410	410
8. B H P BILLITON LIMITED A D R	2008-12-23	2012-01-27	640	315	325	325
8. BOEING CO	2010-01-22	2012-01-27	597	470	127	127
20. BORG WARNER INC	2010-06-23	2012-01-27	1486	802	684	684
8. BOSTON PPTYS INC	2008-11-21	2012-01-27	831	333	498	498
27. BROADCOM CORP CL A	2011-02-08	2012-01-27	948	1190	-242	-242
3. CNOOC LTD A D R	2010-06-23	2012-01-27	608	526	82	82
21. CVS CAREMARK CORP	2010-06-14	2012-01-27	885	671	214	214
40. CAMERON INTL CORP	2007-06-15	2012-01-27	2126	1472	654	654
73. CARNIVAL CORP	2009-07-10	2012-01-27	2218	1804	414	414
33. CARNIVAL CORP	2011-10-25	2012-01-27	1003	1172	-169	-169
1. CARNIVAL CORP	2010-11-01	2012-01-27	30	43	-13	-13
5. CATERPILLAR INC	2010-12-06	2012-01-27	554	447	107	107
8. CELANESE CORP SER A	2012-01-13	2012-01-27	396	372	24	24
6. CELGENE CORP	2010-04-09	2012-01-27	438	373	65	65
1. CERNER CORPORATION	2007-06-08	2012-01-27	60	28	32	32
3. CHEVRON CORPORATION	2011-08-17	2012-01-27	312	297	15	15
2.00087 CHEVRON CORPORATION	2012-01-13	2012-01-27	208	212	-4	-4
9.99913 CHEVRON CORPORATION	2012-01-13	2012-01-27	1042	1061	-19	-19
18. CITIGROUP INC	2011-10-25	2012-01-27	547	556	-9	-9
9. COGNIZANT TECH SOLUTIONS CL A	2007-06-08	2012-01-27	642	336	306	306
16. COMCAST CORP CL A	2011-04-29	2012-01-27	420	419	1	1
21. COMPANHIA DE BEBIDAS P R A D R	2008-06-10	2012-01-27	769	274	495	495
13. CONOCOPHILLIPS	2010-04-22	2012-01-27	899	730	169	169
16. DANAHER CORP	2009-11-03	2012-01-27	836	550	286	286
7. DEERE & CO	2011-12-21	2012-01-27	614	534	80	80
5. DEERE & CO	2012-01-13	2012-01-27	439	424	15	15
6. DIAGEO PLC SPONSORED A D R	2011-05-05	2012-01-27	535	489	46	46
14. DISNEY WALT CO	2011-02-28	2012-01-27	548	613	-65	-65
12. DOVER CORP	2009-11-12	2012-01-27	764	496	268	268
20. DU PONT E I DE NEMOURS & CO	2011-08-17	2012-01-27	1017	953	64	64
102. E M C CORPORATION	2010-10-04	2012-01-27	2618	2037	581	581
26. E BAY INC	2011-03-22	2012-01-27	824	789	35	35
10. EQUINIX INC	2011-10-19	2012-01-27	1206	962	244	244
10. EXPRESS SCRIPTS INC	2007-12-17	2012-01-27	511	355	156	156
12. EXXON MOBIL CORP	2008-10-20	2012-01-27	1030	879	151	151
26. FIFTH THIRD BANCORP	2010-09-27	2012-01-27	342	309	33	33
14. FLUOR CORP	2011-03-31	2012-01-27	802	1053	-251	-251
3. FLOWSERVE CORP	2008-05-20	2012-01-27	326	379	-53	-53
15. FREEPORT MCMORAN COPPER GOLD	2010-02-26	2012-01-27	694	510	184	184
7. GENERAL DYNAMICS CORP	2009-10-20	2012-01-27	493	474	19	19
18. GENERAL ELECTRIC CO	2011-04-11	2012-01-27	342	364	-22	-22
52. GENERAL ELECTRIC CO	2010-02-26	2012-01-27	987	837	150	150
3. GOLDMAN SACHS GROUP INC	2009-04-13	2012-01-27	332	386	-54	-54
9. HALLIBURTON CO	2011-04-06	2012-01-27	333	436	-103	-103
38. HALLIBURTON CO	2010-11-18	2012-01-27	1404	1395	9	9
7. HESS CORP	2009-07-23	2012-01-27	385	372	13	13
9. HEWLETT PACKARD CO	2012-01-13	2012-01-27	251	239	12	12
5. HUMANA INC	2011-03-16	2012-01-27	441	319	122	122
10. INTERNATIONAL BUSINESS MACHINES CORP	2007-01-25	2012-01-27	1902	976	926	926
4. INTERNATIONAL BUSINESS MACHINES CORP	2009-03-11	2012-01-27	761	368	393	393
20. ISHARES DOW JONES US REGIONAL ETF	2011-08-10	2012-01-27	443	374	69	69
34. J P MORGAN CHASE CO	2011-01-27	2012-01-27	1264	1537	-273	-273
3. J P MORGAN CHASE CO	2008-07-17	2012-01-27	112	119	-7	-7
20. JOHNSON JOHNSON	2011-06-21	2012-01-27	1312	1331	-19	-19
2. JOHNSON JOHNSON	2010-04-14	2012-01-27	131	131
7. JOHNSON CONTROLS INC	2012-01-13	2012-01-27	221	246	-25	-25
49. KEYCORP NEW	2011-01-04	2012-01-27	389	437	-48	-48
56. KOHLS CORP	2011-04-06	2012-01-27	2600	3019	-419	-419
14. KRAFT FOODS INC CL A	2010-08-25	2012-01-27	538	410	128	128
12. LAUDER ESTEE COS INC CL A	2011-05-11	2012-01-27	695	598	97	97
12. MCDONALDS CORP	2007-06-08	2012-01-27	1184	612	572	572
19. METLIFE INC	2010-01-27	2012-01-27	668	675	-7	-7
3. METLIFE INC	2011-04-11	2012-01-27	105	134	-29	-29
38. MICROSOFT CORP	2007-06-08	2012-01-27	1110	1134	-24	-24
35. MICROSOFT CORP	2009-07-23	2012-01-27	1021	809	212	212
7. NESTLE SA SPONSORED A D R	2010-09-14	2012-01-27	406	298	108	108
17. NETEASE INC A D R	2011-04-11	2012-01-27	829	906	-77	-77
27. NIKE INC	2009-10-07	2012-01-27	2746	1713	1033	1033
11. OCCIDENTAL PETROLEUM CORPORATION	2007-06-08	2012-01-27	1102	623	479	479
23. ORACLE CORPORATION	2011-06-13	2012-01-27	653	733	-80	-80
33. ORACLE CORPORATION	2011-03-25	2012-01-27	939	1098	-159	-159
18. P G E CORP	2009-10-20	2012-01-27	733	772	-39	-39
21. P G E CORP	2011-10-25	2012-01-27	856	897	-41	-41
20. P P L CORPORATION	2011-08-25	2012-01-27	556	557	-1	-1
5. PEABODY ENERGY CORP	2011-08-10	2012-01-27	182	229	-47	-47
6. PEABODY ENERGY CORP	2010-03-12	2012-01-27	218	293	-75	-75
10. PEPSICO INC	2007-06-08	2012-01-27	657	659	-2	-2
5. PEPSICO INC	2009-03-11	2012-01-27	328	237	91	91
66. PFIZER INC	2010-09-14	2012-01-27	1415	1138	277	277
4. PIONEER NAT RES CO	2010-05-21	2012-01-27	387	234	153	153
4. PRAXAIR INC	2007-06-08	2012-01-27	422	274	148	148
2. PRICELINE COM INC	2009-01-22	2012-01-27	1052	133	919	919
9. PRUDENTIAL FINANCIAL INC	2009-05-18	2012-01-27	511	369	142	142
52. PUBLIC SVC ENTERPRISE GROUP INC	2011-10-25	2012-01-27	1575	1775	-200	-200
5. RALPH LAUREN CORP	2010-11-01	2012-01-27	755	485	270	270
17. REYNOLDS AMERICAN INC	2012-01-13	2012-01-27	672	703	-31	-31
18. SCHEIN HENRY INC	2007-06-08	2012-01-27	1275	947	328	328
17. SCHLUMBERGER LTD	2007-06-08	2012-01-27	1307	1335	-28	-28
5. SCHLUMBERGER LTD	2011-02-17	2012-01-27	384	468	-84	-84
11. SEMPRA ENERGY	2010-05-04	2012-01-27	631	544	87	87
5. SIMON PROPERTY GROUP INC	2012-01-13	2012-01-27	679	634	45	45
6. STATE STR CORP	2012-01-13	2012-01-27	234	259	-25	-25
15. TJX COMPANIES INC	2010-10-28	2012-01-27	1011	692	319	319
5. TARGET CORPORATION	2009-07-23	2012-01-27	250	213	37	37
9. TEVA PHARMACEUTICAL INDS LTD A D R	2011-05-26	2012-01-27	402	444	-42	-42
35. TEXAS INSTRUMENTS INC	2007-06-08	2012-01-27	1141	1254	-113	-113
13. THERMO FISHER SCIENTIFIC INC	2008-03-10	2012-01-27	683	695	-12	-12
5. THERMO FISHER SCIENTIFIC INC	2008-12-16	2012-01-27	263	152	111	111
14. UNILEVER N V A D R	2011-05-10	2012-01-27	467	467
8. UNION PACIFIC CORP	2009-07-27	2012-01-27	916	469	447	447
9. UNION PACIFIC CORP	2009-11-11	2012-01-27	1031	566	465	465
8. UNITED TECHNOLOGIES CORP	2012-01-11	2012-01-27	620	609	11	11
9. UNITED TECHNOLOGIES CORP	2008-06-30	2012-01-27	697	553	144	144
3. UNITED TECHNOLOGIES CORP	2011-03-16	2012-01-27	232	238	-6	-6
22. UNITED HEALTH GROUP INCORPORATED	2011-06-21	2012-01-27	1122	1141	-19	-19
1. VARIAN MED SYS INC	2008-08-06	2012-01-27	66	63	3	3
15. VERIZON COMMUNICATIONS INC	2006-07-14	2012-01-27	559	428	131	131
28. VODAFONE GROUP PLC A D R	2011-02-16	2012-01-27	759	833	-74	-74
4. WAL MART STORES INC	2010-07-14	2012-01-27	243	201	42	42
56. WELLS FARGO CO	2009-04-30	2012-01-27	1642	1291	351	351
11. ACCENTURE PLC CL A	2008-05-07	2012-01-27	620	416	204	204
43. ACCENTURE PLC CL A	2010-04-22	2012-01-27	2429	1875	554	554
10. COVIDIEN PLC	2010-06-22	2012-01-27	520	431	89	89
7. ACE LTD	2011-05-10	2012-01-27	486	479	7	7
219. FUJIFILM HOLDINGS A D R	2009-12-10	2012-02-03	5149	5274	-125	-125
130. MTN GROUP LTD A D R	2011-04-21	2012-02-09	2291	2785	-494	-494
70. AON CORP	2012-01-13	2012-02-13	3413	3356	57	57
9. BOSTON PPTYS INC	2008-11-21	2012-02-13	937	374	563	563
19. GENERAL DYNAMICS CORP	2009-10-20	2012-02-13	1331	1171	160	160
25. P G E CORP	2009-10-20	2012-02-13	1031	1073	-42	-42
32. PEABODY ENERGY CORP	2010-06-22	2012-02-13	1138	1478	-340	-340
12. UNITED TECHNOLOGIES CORP	2008-06-30	2012-02-13	1011	721	290	290
96. VERIZON COMMUNICATIONS INC	2009-09-18	2012-02-13	3648	2716	932	932
24. AGILENT TECHNOLOGIES INC	2011-06-20	2012-02-15	1058	1156	-98	-98
2. ALLIANCE DATA SYSTEMS CORP	2011-09-30	2012-02-15	244	186	58	58
252. ANNALY CAP MGMT INC	2011-04-25	2012-02-15	4160	4435	-275	-275
157. BRISTOL MYERS SQUIBB CO	2011-09-06	2012-02-15	5004	4575	429	429
16. CVS CAREMARK CORP	2011-09-30	2012-02-15	700	541	159	159
14. CUMMINS INC	2011-09-30	2012-02-15	1713	1158	555	555
14. DEERE & CO	2011-04-25	2012-02-15	1207	1327	-120	-120
35. GENERAL ELECTRIC CO	2011-04-25	2012-02-15	658	701	-43	-43
128. HALLIBURTON CO	2011-09-30	2012-02-15	4596	6170	-1574	-1574
95. HELMERICH PAYNE INC	2011-09-30	2012-02-15	5646	6110	-464	-464
15. INTERNATIONAL PAPER CO	2011-09-30	2012-02-15	495	353	142	142
70. KIMBERLY CLARK CORP	2011-11-30	2012-02-15	4999	4999
9. LOCKHEED MARTIN CORP	2011-09-30	2012-02-15	783	656	127	127
26. MACYS INC	2011-04-25	2012-02-15	914	626	288	288
22. MARATHON PETROLEUM CORP	2011-04-25	2012-02-15	980	933	47	47
35. MATTEL INC	2011-06-20	2012-02-15	1138	937	201	201
157. ORACLE CORPORATION	2011-04-25	2012-02-15	4426	5471	-1045	-1045
85. P N C FINANCIAL SERVICES GROUP INC	2011-04-25	2012-02-15	5080	5200	-120	-120
76. PEPSICO INC	2011-11-30	2012-02-15	4817	4853	-36	-36
7. PHILIP MORRIS INTL	2011-04-25	2012-02-15	572	474	98	98
2. PRUDENTIAL FINANCIAL INC	2011-04-25	2012-02-15	120	122	-2	-2
91. QUALCOMM INC	2011-11-30	2012-02-15	5622	4986	636	636
30. ROSS STORES INC	2011-04-25	2012-02-15	1546	1087	459	459
8. UNION PACIFIC CORP	2011-04-25	2012-02-15	898	776	122	122
3. UNITED HEALTH GROUP INCORPORATED	2011-04-25	2012-02-15	164	143	21	21
197. UNUM GROUP	2011-04-25	2012-02-15	4472	5051	-579	-579
16. VIACOM INC CLASS B	2011-04-25	2012-02-15	782	771	11	11
7. WAL MART STORES INC	2009-04-29	2012-02-15	433	352	81	81
37. WYNDHAM WORLDWIDE CORP	2011-09-06	2012-02-15	1615	1100	515	515
93. ASTRAZENECA P L C SPSD A D R	2008-07-21	2012-02-16	4186	4254	-68	-68
36. DASSAULT SYSTEMES SA A D R	2011-04-21	2012-02-16	2931	2931
19. CELANESE CORP SER A	2012-01-13	2012-02-23	909	884	25	25
27. CONOCOPHILLIPS	2010-06-22	2012-02-23	2010	1507	503	503
10. DEERE & CO	2012-01-13	2012-02-23	839	847	-8	-8
45. METLIFE INC	2010-01-27	2012-02-23	1706	1579	127	127
35. PEPSICO INC	2009-03-11	2012-02-23	2199	1658	541	541
39. PUBLIC SVC ENTERPRISE GROUP INC	2011-10-25	2012-02-23	1188	1301	-113	-113
30. AMERICAN ELECTRIC POWER CO INC	2011-10-25	2012-02-29	1129	1171	-42	-42
17. AMERICAN ELECTRIC POWER CO INC	2009-04-17	2012-02-29	640	458	182	182
28. WAL MART STORES INC	2010-07-14	2012-02-29	1655	1290	365	365
111. PEPSICO INC	2007-06-08	2012-03-01	6938	7320	-382	-382
89. PRAXAIR INC	2007-06-08	2012-03-01	9706	6102	3604	3604
3. APPLE INC	2011-02-07	2012-03-21	1820	1050	770	770
732. ENEL SOCIETA A D R	2011-06-01	2012-03-21	2706	5050	-2344	-2344
62. HALLIBURTON CO	2011-01-27	2012-03-21	2114	2719	-605	-605
1. HALLIBURTON CO	2011-04-06	2012-03-21	34	48	-14	-14
55. PUBLIC SVC ENTERPRISE GROUP INC	2011-08-25	2012-03-21	1631	1832	-201	-201
42. TIME WARNER INC	2012-01-27	2012-03-21	1503	1491	12	12
44. VODAFONE GROUP PLC A D R	2011-04-06	2012-03-21	1197	1289	-92	-92
37. WELLS FARGO CO	2009-04-30	2012-03-21	1262	749	513	513
191. ABB LTD A D R	2007-08-20	2012-03-26	3910	4253	-343	-343
212. CARNIVAL CORP	2010-11-01	2012-03-28	6826	7376	-550	-550
65. ORACLE CORPORATION	2011-06-13	2012-03-28	1911	2071	-160	-160
93. ORACLE CORPORATION	2010-11-01	2012-03-28	2734	2563	171	171
166. CHINA RES ENTERPRISE LTD A D R	2011-04-21	2012-04-03	1116	1403	-287	-287
93. CHINA RES ENTERPRISE LTD A D R	2011-04-21	2012-04-04	614	786	-172	-172
70. CHINA RES ENTERPRISE LTD A D R	2011-04-21	2012-04-05	476	592	-116	-116
232. KEPPEL CORP LTD SPONS A D R	2007-06-08	2012-04-18	4225	3181	1044	1044
54. NETEASE INC A D R	2011-04-11	2012-04-18	3179	2877	302	302
105. TEVA PHARMACEUTICAL INDS LTD A D R	2011-05-26	2012-04-18	4752	5179	-427	-427
27. AMGEN INC	2010-06-22	2012-04-19	1808	1482	326	326
14. ANADARKO PETROLEUM CORP	2011-10-25	2012-04-19	1008	1100	-92	-92
2. APPLE INC	2011-02-07	2012-04-19	1176	700	476	476
15. B H P BILLITON LIMITED A D R	2008-12-23	2012-04-19	1090	591	499	499
28. MACYS INC	2012-02-29	2012-04-19	1100	1066	34	34
131. P P L CORPORATION	2011-09-12	2012-04-19	3508	3521	-13	-13
8. SIMON PROPERTY GROUP INC	2011-02-16	2012-04-19	1180	861	319	319
99. WAL MART DE MEXICO SAB DE CV A D R	2011-04-21	2012-04-25	2724	3012	-288	-288
99. ASTRAZENECA P L C SPSD A D R	2010-03-05	2012-04-27	4299	4519	-220	-220
2673.797 PIMCO TOTAL RETURN FUND INST	2009-03-16	2012-04-30	30000	26631	3369	3369
40. E M C CORPORATION	2010-10-04	2012-05-03	1138	799	339	339
159. ORACLE CORPORATION	2010-02-23	2012-05-03	4684	3917	767	767
24. SIEMENS AG A D R	2010-09-28	2012-05-04	2123	2415	-292	-292
72. CARNIVAL CORP	2011-04-21	2012-05-10	2275	2709	-434	-434
.5 PHILLIPS 66	2010-06-22	2012-05-10	16	13	3	3
92. WAL MART DE MEXICO SAB DE CV A D R	2011-04-21	2012-05-10	2359	2799	-440	-440
22. AMGEN INC	2008-07-10	2012-05-15	1547	1130	417	417
11. AVALONBAY CMNTYS INC	2009-01-14	2012-05-15	1588	579	1009	1009
45. HESS CORP	2009-09-09	2012-05-15	2088	2375	-287	-287
18. HESS CORP	2012-02-13	2012-05-15	835	1122	-287	-287
8. REYNOLDS AMERICAN INC	2012-01-13	2012-05-15	325	331	-6	-6
112. REYNOLDS AMERICAN INC	2011-02-25	2012-05-15	4548	3602	946	946
8. SIMON PROPERTY GROUP INC	2011-02-16	2012-05-15	1225	861	364	364
40. TJX COMPANIES INC	2010-10-28	2012-05-15	1692	673	1019	1019
323. ABB LTD A D R	2010-03-04	2012-05-18	5179	6655	-1476	-1476
55. MCDONALDS CORP	2007-06-08	2012-05-18	4958	2805	2153	2153
46. JUPITER TELECOM A D R	2011-04-21	2012-05-24	3095	3079	16	16
1. APPLE INC	2011-02-07	2012-05-25	561	350	211	211
35. MICROSOFT CORP	2011-02-07	2012-05-25	1017	985	32	32
40. ORACLE CORPORATION	2011-06-21	2012-05-25	1044	1282	-238	-238
46. PEABODY ENERGY CORP	2010-06-22	2012-05-29	1143	1927	-784	-784
79. TJX COMPANIES INC	2009-01-26	2012-05-29	3268	808	2460	2460
10. UNION PACIFIC CORP	2009-11-11	2012-05-29	1119	629	490	490
13. UNITED TECHNOLOGIES CORP	2012-04-19	2012-05-29	970	1043	-73	-73
23. UNITED TECHNOLOGIES CORP	2004-03-04	2012-05-29	1716	1037	679	679
9. ABBOTT LABORATORIES	2007-06-08	2012-06-12	555	487	68	68
3. ALLIANCE DATA SYSTEMS CORP	2011-09-30	2012-06-12	369	279	90	90
17. AMERICAN CAPITAL AGENCY CORP	2012-02-15	2012-06-12	564	526	38	38
2. APPLE INC	2011-04-25	2012-06-12	1144	707	437	437
4. CHEVRON CORPORATION	2012-02-15	2012-06-12	401	422	-21	-21
19. DEERE & CO	2011-09-30	2012-06-12	1389	1247	142	142
40. DEERE & CO	2011-04-25	2012-06-12	2924	3791	-867	-867
22. DISCOVER FINL SVCS	2011-09-06	2012-06-12	718	522	196	196
2. DU PONT E I DE NEMOURS & CO	2011-04-25	2012-06-12	99	110	-11	-11
1. EXXON MOBIL CORP	2011-04-25	2012-06-12	81	86	-5	-5
16. FOOT LOCKER INC	2012-02-15	2012-06-12	485	449	36	36
23. GENERAL ELECTRIC CO	2011-04-25	2012-06-12	444	460	-16	-16
1. INTERNATIONAL BUSINESS MACHINES CORP	2009-07-01	2012-06-12	194	106	88	88
14. J P MORGAN CHASE CO	2011-09-30	2012-06-12	468	429	39	39
121. J P MORGAN CHASE CO	2011-04-25	2012-06-12	4043	5422	-1379	-1379
3. MACYS INC	2011-04-25	2012-06-12	109	72	37	37
2. NEXTERA ENERGY INC	2011-09-06	2012-06-12	133	110	23	23
33. PHILLIPS 66	2011-04-25	2012-06-12	1103	1215	-112	-112
100. ROSS STORES INC	2011-04-25	2012-06-12	6430	3622	2808	2808
2. TORCHMARK CORP	2012-02-15	2012-06-12	95	96	-1	-1
2. UNION PACIFIC CORP	2011-04-25	2012-06-12	222	194	28	28
3. UNITED HEALTH GROUP INCORPORATED	2011-04-25	2012-06-12	173	143	30	30
5. VERIZON COMMUNICATIONS INC	2011-04-25	2012-06-12	213	185	28	28
3. WAL MART STORES INC	2009-04-29	2012-06-12	202	151	51	51
5. WELLS FARGO CO	2011-04-25	2012-06-12	155	143	12	12
14. WYNDHAM WORLDWIDE CORP	2011-09-06	2012-06-12	700	416	284	284
1. XCEL ENERGY INC	2011-09-06	2012-06-12	28	24	4	4
295. PETROLEO BRASILEIRO SPON A D R	2007-06-08	2012-06-18	5377	6997	-1620	-1620
78. ATT INC	2011-06-07	2012-06-19	2767	2551	216	216
56. CELANESE CORP SER A	2012-04-19	2012-06-19	2190	2644	-454	-454
122. HEWLETT PACKARD CO	2012-02-23	2012-06-19	2549	3303	-754	-754
37. JOHNSON JOHNSON	2010-04-22	2012-06-19	2473	2408	65	65
47. TJX COMPANIES INC	2009-01-26	2012-06-19	2041	481	1560	1560
36. TJX COMPANIES INC	2011-10-25	2012-06-19	1564	1069	495	495
39. KONINKLIJKE (ROYAL) KPN NV SP ADR	2007-06-08	2012-06-25	351	646	-295	-295
241. KONINKLIJKE (ROYAL) KPN NV SP ADR	2011-11-14	2012-06-25	2167	3216	-1049	-1049
41. ATT INC	2009-09-18	2012-06-27	1441	1062	379	379
27. AMGEN INC	2008-07-10	2012-06-27	1953	1386	567	567
24. DISNEY WALT CO	2011-02-07	2012-06-27	1149	987	162	162
.7 AIR LIQUIDE S A A D R	2011-04-21	2012-07-03	16	18	-2	-2
204. ABB LTD A D R	2010-03-05	2012-07-10	3255	4389	-1134	-1134
10. CHEVRON CORPORATION	2012-02-09	2012-07-10	1042	1103	-61	-61
13. EXXON MOBIL CORP	2012-04-19	2012-07-10	1085	1109	-24	-24
250. FORD MOTOR CO	2012-02-29	2012-07-10	2341	3098	-757	-757
52. GENERAL ELECTRIC CO	2011-03-28	2012-07-10	1032	909	123	123
10. SIMON PROPERTY GROUP INC	2011-02-16	2012-07-10	1579	1076	503	503
1. SIMON PROPERTY GROUP INC	2012-01-13	2012-07-10	158	127	31	31
60. BARCLAYS PLC A D R	2009-08-21	2012-07-11	606	1408	-802	-802
222. BARCLAYS PLC A D R	2012-02-21	2012-07-11	2244	3485	-1241	-1241
86. CANON INC SPONS A D R	2010-05-10	2012-07-13	3228	3511	-283	-283
236. INTERCONTINENTAL HTLS GRP PLSPONS	2010-08-06	2012-07-13	5494	4254	1240	1240
48. ERSTE GROUP BANK AG A D R	2011-04-21	2012-07-17	430	1242	-812	-812
141. ERSTE GROUP BANK AG A D R	2012-01-04	2012-07-18	1271	1262	9	9
271. ERSTE GROUP BANK AG A D R	2011-04-21	2012-07-18	2443	7011	-4568	-4568
56. CERNER CORPORATION	2007-06-08	2012-07-20	4339	1545	2794	2794
199. COMPANHIA DE BEBIDAS P R A D R	2008-06-10	2012-07-20	7384	2593	4791	4791
151. HALLIBURTON CO	2010-11-18	2012-07-20	4624	5285	-661	-661
228. ANGLO AMERICAN PLC A D R	2010-03-05	2012-07-23	3411	6315	-2904	-2904
124. CANON INC SPONS A D R	2011-04-21	2012-07-31	4141	5361	-1220	-1220
76. MCDONALDS CORP	2007-06-08	2012-07-31	6802	3876	2926	2926
838.926 NUVEEN INFLATION PRO SEC CL I	2012-01-27	2012-07-31	10067	9757	310	310
231. MICROSOFT CORP	2007-06-08	2012-08-07	6987	6893	94	94
47. VARIAN MED SYS INC	2008-08-06	2012-08-07	2650	2971	-321	-321
41. PIONEER NAT RES CO	2010-05-21	2012-08-14	3988	2401	1587	1587
114. CANON INC SPONS A D R	2009-07-16	2012-08-16	3986	3791	195	195
349. KONINKLIJKE (ROYAL) KPN NV SP ADR	2009-09-11	2012-08-20	2898	5744	-2846	-2846
118. DU PONT E I DE NEMOURS & CO	2011-08-17	2012-08-21	5983	5625	358	358
.9375 POSTNL NV ADR	2012-06-25	2012-08-27	3	3
12. ATT INC	2012-05-15	2012-08-28	441	400	41	41
39. ATT INC	2009-06-18	2012-08-28	1434	947	487	487
24. AMERIPRISE FINL INC	2012-02-13	2012-08-28	1311	1302	9	9
20. APACHE CORP	2009-08-03	2012-08-28	1732	1641	91	91
27. BED BATH & BEYOND INC	2012-03-21	2012-08-28	1817	1789	28	28
27. CENTURYLINK INC	2012-02-13	2012-08-28	1134	1026	108	108
54. GENERAL ELECTRIC CO	2011-08-25	2012-08-28	1124	853	271	271
35. HUMANA INC	2011-03-16	2012-08-28	2451	2235	216	216
50. JOHNSON CONTROLS INC	2012-01-13	2012-08-28	1351	1757	-406	-406
37. ORACLE CORPORATION	2011-03-25	2012-08-28	1174	1230	-56	-56
24. PACCAR INC	2012-02-23	2012-08-28	959	1100	-141	-141
27. TIME WARNER INC	2011-10-25	2012-08-28	1116	926	190	190
28. UNITED HEALTH GROUP INCORPORATED	2011-08-10	2012-08-28	1530	1322	208	208
16. ACE LTD	2011-05-10	2012-08-28	1182	1086	96	96
3. SIMON PROPERTY GROUP INC	2012-01-13	2012-08-30	472	380	92	92
8. SIMON PROPERTY GROUP INC	2011-08-25	2012-08-30	1260	907	353	353
250000. GOLDMAN SACHS 5.700% 9/01/12	2005-12-22	2012-09-01	250000	258233	-8233	-8233
13. CNOOC LTD A D R	2011-12-09	2012-09-04	2414	2502	-88	-88
17. CNOOC LTD A D R	2010-06-23	2012-09-04	3156	2979	177	177
150. AFLAC INC	2011-03-22	2012-09-06	7086	8517	-1431	-1431
336. CISCO SYS INC	2012-03-28	2012-09-06	6538	7022	-484	-484
7. PRICELINE COM INC	2009-01-22	2012-09-06	4252	466	3786	3786
46. BRITISH AMERN TOB PLC ADR	2010-03-05	2012-09-13	4646	3189	1457	1457
47. NIKE INC	2009-10-07	2012-09-19	4704	2905	1799	1799
50. NOVARTIS AG A D R	2011-04-21	2012-09-24	3065	2853	212	212
90. AGILENT TECHNOLOGIES INC	2011-06-20	2012-09-25	3482	4335	-853	-853
56. AGILENT TECHNOLOGIES INC	2012-06-12	2012-09-25	2167	1922	245	245
42. APACHE CORP	2011-04-25	2012-09-25	3626	5158	-1532	-1532
12. APACHE CORP	2012-06-12	2012-09-25	1036	977	59	59
114. CARDINAL HEALTH INC	2011-04-25	2012-09-25	4431	4901	-470	-470
23. CARDINAL HEALTH INC	2012-06-12	2012-09-25	894	961	-67	-67
52. CUMMINS INC	2012-06-12	2012-09-25	4857	4414	443	443
481. DELTA AIR LINES INC	2012-06-12	2012-09-25	4358	4873	-515	-515
38. DU PONT E I DE NEMOURS & CO	2011-09-30	2012-09-25	1938	1542	396	396
62. DU PONT E I DE NEMOURS & CO	2011-04-25	2012-09-25	3163	3413	-250	-250
14. FOOT LOCKER INC	2012-02-15	2012-09-25	509	393	116	116
210. INTEL CORP	2011-06-20	2012-09-25	4786	4502	284	284
5. INTEL CORP	2012-06-12	2012-09-25	114	132	-18	-18
141. KRAFT FOODS INC CL A	2012-06-12	2012-09-25	5874	5101	773	773
8. KROGER CO	2012-02-15	2012-09-25	189	191	-2	-2
8. MERCK AND CO INC	2012-06-12	2012-09-25	362	305	57	57
105. TIMKEN CO	2012-06-12	2012-09-25	3978	5526	-1548	-1548
107. TORCHMARK CORP	2012-02-15	2012-09-25	5563	5136	427	427
7. VIACOM INC CLASS B	2011-04-25	2012-09-25	386	337	49	49
3. WAL MART STORES INC	2009-04-29	2012-09-25	224	151	73	73
12. COVIDIEN PLC	2012-06-12	2012-09-25	721	627	94	94
98. COVIDIEN PLC	2011-04-25	2012-09-25	5887	5420	467	467
50. SEAGATE TECHNOLOGY	2012-02-15	2012-09-25	1591	1317	274	274
184. TEXAS INSTRUMENTS INC	2007-06-08	2012-10-02	5076	6591	-1515	-1515
106. VODAFONE GROUP PLC A D R	2011-03-10	2012-10-02	3011	2955	56	56
150. PETROLEO BRASILEIRO SPON A D R	2011-04-21	2012-10-04	3261	5136	-1875	-1875
74. DOVER CORP	2009-11-12	2012-10-09	4165	3061	1104	1104
.3333 KRAFT FOODS GROUP INC	2011-04-11	2012-10-18	16	11	5	5
81. HITACHI LTD ADR 10 COM	2011-07-15	2012-10-23	4192	4911	-719	-719
39. AMERICAN EXPRESS CO	2011-08-25	2012-10-24	2170	1836	334	334
18. AMERICAN EXPRESS CO	2012-04-19	2012-10-24	1002	1033	-31	-31
39. B H P BILLITON LIMITED A D R	2008-12-23	2012-10-24	2765	1536	1229	1229
101. METLIFE INC	2011-08-25	2012-10-24	3554	3156	398	398
42. P G E CORP	2009-10-20	2012-10-24	1764	1802	-38	-38
70. VODAFONE GROUP PLC A D R	2011-04-06	2012-10-24	1934	2051	-117	-117
. NET SETTLEMENT FROM CLASS ACTION SUIT		2012-10-25	106		106	106
269. MICROSOFT CORP	2011-07-11	2012-10-26	7553	7153	400	400
54. NIKE INC	2007-06-08	2012-10-26	4920	2829	2091	2091
83. BAIDU COM INC A D R	2012-09-26	2012-11-06	8742	11010	-2268	-2268
35. BAIDU COM INC A D R	2012-02-07	2012-11-19	3242	4560	-1318	-1318
. NET SETTLEMENT FROM CLASS ACTION SUIT		2012-11-19	252		252	252
78. NETEASE INC A D R	2011-10-19	2012-11-20	3484	3673	-189	-189
21. AGCO CORP	2012-09-25	2012-11-27	960	986	-26	-26
3. ALLIANCE DATA SYSTEMS CORP	2011-09-30	2012-11-27	419	279	140	140
6. AMERICAN CAPITAL AGENCY CORP	2012-09-25	2012-11-27	188	211	-23	-23
3. AMGEN INC	2012-09-25	2012-11-27	262	252	10	10
2. BCE INC	2011-04-25	2012-11-27	85	74	11	11
239. CA INC	2012-09-25	2012-11-27	5268	6419	-1151	-1151
43. CATERPILLAR INC	2010-12-06	2012-11-27	3631	3847	-216	-216
33. CISCO SYS INC	2011-11-30	2012-11-27	625	615	10	10
4. CONOCOPHILLIPS	2012-09-25	2012-11-27	226	231	-5	-5
30. DISCOVER FINL SVCS	2011-09-06	2012-11-27	1221	712	509	509
9. EASTMAN CHEM CO	2012-09-25	2012-11-27	533	511	22	22
17. FIFTH THIRD BANCORP	2012-02-15	2012-11-27	248	229	19	19
29. GENERAL ELECTRIC CO	2012-09-25	2012-11-27	606	658	-52	-52
3. GENERAL ELECTRIC CO	2011-04-25	2012-11-27	63	60	3	3
13. HOME DEPOT INC	2012-06-12	2012-11-27	834	674	160	160
21. INGREDION INC	2012-02-15	2012-11-27	1370	1200	170	170
15. INTERNATIONAL PAPER CO	2011-09-30	2012-11-27	544	353	191	191
3. KLA TENCOR CORPORATION	2012-09-25	2012-11-27	134	142	-8	-8
1. KIMBERLY CLARK CORP	2012-09-25	2012-11-27	86	86
16. KROGER CO	2012-02-15	2012-11-27	397	381	16	16
14. LOCKHEED MARTIN CORP	2011-09-30	2012-11-27	1304	1020	284	284
1. MACYS INC	2011-04-25	2012-11-27	40	24	16	16
20. MARATHON PETROLEUM CORP	2011-09-06	2012-11-27	1181	826	355	355
11. MATTEL INC	2011-06-20	2012-11-27	401	295	106	106
139. MERCK AND CO INC	2012-02-15	2012-11-27	6113	5296	817	817
4. NEXTERA ENERGY INC	2011-09-06	2012-11-27	272	219	53	53
11. ORACLE CORPORATION	2012-09-25	2012-11-27	344	350	-6	-6
88. PRUDENTIAL FINANCIAL INC	2011-04-25	2012-11-27	4501	5381	-880	-880
20. PRUDENTIAL FINANCIAL INC	2012-06-12	2012-11-27	1023	945	78	78
10. UNION PACIFIC CORP	2011-04-25	2012-11-27	1225	970	255	255
5. VIACOM INC CLASS B	2012-06-12	2012-11-27	253	238	15	15
98. VIACOM INC CLASS B	2011-04-25	2012-11-27	4952	4723	229	229
10. WELLS FARGO CO	2012-09-25	2012-11-27	326	356	-30	-30
30. INGERSOLL RAND PLC	2012-09-25	2012-11-27	1435	1374	61	61
2. SEADRILL LIMITED	2012-09-25	2012-11-27	77	80	-3	-3
13. ACE LTD	2012-09-25	2012-11-27	1020	994	26	26
16. CELGENE CORP	2012-07-10	2012-11-28	1250	1032	218	218
19. FED EX CORP	2012-05-29	2012-11-28	1684	1725	-41	-41
24. GENERAL DYNAMICS CORP	2009-06-26	2012-11-28	1571	1327	244	244
120. MARATHON OIL CORPORATION	2012-05-15	2012-11-28	3710	3639	71	71
35. MICROSOFT CORP	2011-06-21	2012-11-28	950	868	82	82
39. ORACLE CORPORATION	2011-03-11	2012-11-28	1230	1266	-36	-36
26. PHILLIPS 66	2010-06-22	2012-11-28	1325	624	701	701
13. PHILLIPS 66	2012-08-28	2012-11-28	662	547	115	115
63. PRUDENTIAL FINANCIAL INC	2009-06-26	2012-11-28	3237	2445	792	792
67. VODAFONE GROUP PLC A D R	2010-10-28	2012-11-28	1690	1833	-143	-143
41. EATON CORP	2012-08-28	2012-12-03	2139	1884	255	255
203. HOYA CORP A D R	2011-04-21	2012-12-04	3886	4281	-395	-395
55. HOYA CORP A D R	2012-08-01	2012-12-04	1053	1245	-192	-192
37. ARM HLDGS PLC A D R	2011-04-21	2012-12-13	1331	1145	186	186
CAPITAL GAIN DIVIDENDS					220		P

Field	Value	IRS element (for citing)
Capital Gain Net Income	54631	CapitalGainNetIncome

Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax

Field	Value	IRS element (for citing)
Liable For4942 Tax	false	LiableFor4942Tax
Qualifying Distributions Year1	309816	QualifyingDistributionsYear1
Noncharitable Assets Year1	5332820	NoncharitableAssetsYear1
Distribution Ratio Year1	0.058096	DistributionRatioYear1
Qualifying Distributions Year2	312381	QualifyingDistributionsYear2
Noncharitable Assets Year2	5260092	NoncharitableAssetsYear2
Distribution Ratio Year2	0.059387	DistributionRatioYear2
Qualifying Distributions Year3	224749	QualifyingDistributionsYear3
Noncharitable Assets Year3	4933270	NoncharitableAssetsYear3
Distribution Ratio Year3	0.045558	DistributionRatioYear3
Qualifying Distributions Year4	360314	QualifyingDistributionsYear4
Noncharitable Assets Year4	6177701	NoncharitableAssetsYear4
Distribution Ratio Year4	0.058325	DistributionRatioYear4
Qualifying Distributions Year5	591175	QualifyingDistributionsYear5
Noncharitable Assets Year5	7061690	NoncharitableAssetsYear5
Distribution Ratio Year5	0.083716	DistributionRatioYear5
Total Distribution Ratio	0.305082	TotalDistributionRatio
Average Distribution Ratio	0.061016	AverageDistributionRatio
Net Noncharitable Assets	5192971	NetNoncharitableAssets
Adjusted Noncharitable Assets	316854	AdjustedNoncharitableAssets
One Percent Net Investment Income	1578	OnePercentNetInvestmentIncome
Adj Nonchrtbl Assets And One	318432	AdjNonchrtblAssetsAndOnePct
Qualifying Distributions	358381	QualifyingDistributions

Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm

Field	Value	IRS element (for citing)
Domestic Org Meeting Sect4940e	X	DomesticOrgMeetingSect4940e
Investment Income Excise Tax	1578	InvestmentIncomeExciseTax
Tax Under Section511	0	TaxUnderSection511
Subtotal	1578	Subtotal
Subtitle A Tax	0	SubtitleATax
Tax Based On Investment Income	1578	TaxBasedOnInvestmentIncome
Est Tax Payments And Overpayment	5592	EstTaxPaymentsAndOverpayment
Tax Paid With Extension	0	TaxPaidWithExtension
Total Credits And Payments	5592	TotalCreditsAndPayments
Penalty For Underpayment	0	PenaltyForUnderpayment
Overpayment	4014	Overpayment
Amount Credited To Next Year	1580	AmountCreditedToNextYear
Amount To Be Refunded	2434	AmountToBeRefunded

Statements Regarding Activities StatementsRegardingActivities

Field	Value	IRS element (for citing)
Legislative Political Activities	false	LegislativePoliticalActivities
More Than100 Spent	false	MoreThan100Spent
Form1120 POL Filed	false	Form1120POLFiled
Activities Not Prev Reported	false	ActivitiesNotPrevReported
Changes To Articles Or Bylaws	false	ChangesToArticlesOrBylaws
Unrelated Bus Income Over1000	false	UnrelatedBusIncomeOver1000
Termination Etc	false	TerminationEtc
Requirements Of Sect508e	true	RequirementsOfSect508e
At Least5000 In Assets	true	AtLeast5000InAssets
States Filed With	MN	StatesFiledWith
Form990 PF Filed With AG	true	Form990PFFiledWithAG
Private Operating Foundation	false	PrivateOperatingFoundation
New Substantial Contributors	false	NewSubstantialContributors
Interest In Controlled Entity	false	InterestInControlledEntity
Applicable Insurance Contract	false	ApplicableInsuranceContract
Comply With Public Inspection Rqr	true	ComplyWithPublicInspectionRqr

Books In Care Of Business Name BooksInCareOfBusinessName

Field	Value	IRS element (for citing)
Business Name Line1	US BANK NATIONAL ASSOCIATION	BusinessNameLine1

Field	Value	IRS element (for citing)
Books In Care Of Phone Number	6514668722	BooksInCareOfPhoneNumber

Books In Care Of US Address BooksInCareOfUSAddress

Field	Value	IRS element (for citing)
Address Line1	101 E FIFTH ST	AddressLine1
City	ST PAUL	City
State	MN	State
ZIP Code	55101	ZIPCode

Field	Value	IRS element (for citing)
Foreign Bank	false	ForeignBank

Statements Regarding Acty4720 StatementsRegardingActy4720

Field	Value	IRS element (for citing)
Sale Or Exchange With Dsqfly Person	false	SaleOrExchangeWithDsqflyPerson
Borrow Or Lend With Dsqfly Person	false	BorrowOrLendWithDsqflyPerson
Furnished Goods With Dsqfly Person	false	FurnishedGoodsWithDsqflyPerson
Pay Compensation To Dsqfly Person	true	PayCompensationToDsqflyPerson
Transfer Assets To Dsqfly Person	false	TransferAssetsToDsqflyPerson
Payment To Government Offical	false	PaymentToGovernmentOffical
Acts Fail To Qualify As Exceptions	false	ActsFailToQualifyAsExceptions
Uncorrected Prior Acts	false	UncorrectedPriorActs
Undistributed Income Prior Years	false	UndistributedIncomePriorYears
Business Holdings	false	BusinessHoldings
Jeopardy Investments	false	JeopardyInvestments
Uncorrected Jeopardy Investments	false	UncorrectedJeopardyInvestments
Influence Legislation	false	InfluenceLegislation
Influence Election	false	InfluenceElection
Grants To Individuals	false	GrantsToIndividuals
Grants To Organizations	false	GrantsToOrganizations
Noncharitable Purpose	false	NoncharitablePurpose
Rcv Funds To Pay Prsnl Bnft Contract	false	RcvFundsToPayPrsnlBnftContract
Pay Premiums Prsnl Bnft Contract	false	PayPremiumsPrsnlBnftContract
Prohibited Tax Shelter Transactn	false	ProhibitedTaxShelterTransactn

Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo

Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee

Field	Value	IRS element (for citing)
Person Name	US BANK NA	PersonName

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	800 NICOLLET MALL	AddressLine1
City	MINNEAPOLIS	City
State	MN	State
ZIP Code	55402	ZIPCode

Field	Value	IRS element (for citing)
Title	TRUSTEE	Title
Avg Hours Per Wk Devoted To Position	8	AvgHoursPerWkDevotedToPosition
Compensation	88550	Compensation

Field	Value	IRS element (for citing)
Comp Of Highest Paid Empl NONE	NONE	CompOfHighestPaidEmplNONE
Tot Number Of Oth Empl Paid Over50k	0	TotNumberOfOthEmplPaidOver50k
Comp Of Hghst Paid Cntrct NONE	NONE	CompOfHghstPaidCntrctNONE
Tot Number Of Cntrct Paid Over50k	0	TotNumberOfCntrctPaidOver50k

Field	Value	IRS element (for citing)
Summary Of Direct Charitable Acty		SummaryOfDirectCharitableActy
Sum Of Program Related Investments		SumOfProgramRelatedInvestments

Minimum Investment Return MinimumInvestmentReturn

Field	Value	IRS element (for citing)
Avg Monthly FMV Of Securities	5168636	AvgMonthlyFMVOfSecurities
Avg Monthly Cash Balances	103416	AvgMonthlyCashBalances
FMV All Other Noncharitable Assets	0	FMVAllOtherNoncharitableAssets
Total FMV Of Unused Assets	5272052	TotalFMVOfUnusedAssets
Reduction Claimed	0	ReductionClaimed
Acquisition Indebtedness	0	AcquisitionIndebtedness
Adj Total FMV Of Unused Assets	5272052	AdjTotalFMVOfUnusedAssets
Cash Deemed Charitable	79081	CashDeemedCharitable
Net Noncharitable Assets	5192971	NetNoncharitableAssets
Minimum Investment Return	259649	MinimumInvestmentReturn

Distributable DistributableAmount

Field	Value	IRS element (for citing)
Minimum Investment Return	259649	MinimumInvestmentReturn
Tax Based On Investment Income	1578	TaxBasedOnInvestmentIncome
Total Tax	1578	TotalTax
Distributable Amount Before Adj	258071	DistributableAmountBeforeAdj
Recoveries Qlfy Distributions	0	RecoveriesQlfyDistributions
Distributable Amount Before Ded	258071	DistributableAmountBeforeDed
Deduction Fr Distributable	$0	DeductionFrDistributableAmount
Distributable Amount As Adjusted	258071	DistributableAmountAsAdjusted

Qualifying Distributions QualifyingDistributions

Field	Value	IRS element (for citing)
Expenses And Contributions	358381	ExpensesAndContributions
Program Related Investments Total	0	ProgramRelatedInvestmentsTotal
Amounts Paid Acq Charitable Assets	0	AmountsPaidAcqCharitableAssets
Amounts Set Aside Suitability Test	0	AmountsSetAsideSuitabilityTest
Amounts Set Aside Cash Distri Test	0	AmountsSetAsideCashDistriTest
Qualifying Distributions	358381	QualifyingDistributions
One Pct Sect4940e Org Net Invst Incm	1578	OnePctSect4940eOrgNetInvstIncm
Adj Qualifying Distributions	356803	AdjQualifyingDistributions

Undistributed Income UndistributedIncome

Field	Value	IRS element (for citing)
Distributable Amount As Adjusted	258071	DistributableAmountAsAdjusted
Undistributed Income Prior Year	0	UndistributedIncomePriorYear
Total For Prior Years	0	TotalForPriorYears
Excess Distri Carryover Year5	260846	ExcessDistriCarryoverYear5
Excess Distri Carryover Year4	55254	ExcessDistriCarryoverYear4
Excess Distri Carryover Year3	0	ExcessDistriCarryoverYear3
Excess Distri Carryover Year2	51682	ExcessDistriCarryoverYear2
Excess Distri Carryover Year1	48767	ExcessDistriCarryoverYear1
Total Excess Distri Carryover	416549	TotalExcessDistriCarryover
Qualifying Distributions	358381	QualifyingDistributions
Applied To Year1	0	AppliedToYear1
Applied To Prior Years	0	AppliedToPriorYears
Treated As Distri From Corpus	0	TreatedAsDistriFromCorpus
Applied To Current Year	258071	AppliedToCurrentYear
Remaining Distri From Corpus	100310	RemainingDistriFromCorpus
Excess Distri Cyov App CY Corpus	0	ExcessDistriCyovAppCYCorpus
Excess Distri Cyov Applied CY	0	ExcessDistriCyovAppliedCY
Total Corpus	516859	TotalCorpus
Prior Year Undistributed Income	0	PriorYearUndistributedIncome
Prior Year Deficiency Or Tax	0	PriorYearDeficiencyOrTax
Taxable Amount1	0	TaxableAmount1
Taxable Amount2	0	TaxableAmount2
Undistributed Income CY	0	UndistributedIncomeCY
Distri From Corpus170b1 E Or4942g3	0	DistriFromCorpus170b1EOr4942g3
Excess Distri Cyov From Year5	260846	ExcessDistriCyovFromYear5
Excess Distri Cyov To Next Year	256013	ExcessDistriCyovToNextYear
Excess From Year4	55254	ExcessFromYear4
Excess From Year3	0	ExcessFromYear3
Excess From Year2	51682	ExcessFromYear2
Excess From Year1	48767	ExcessFromYear1
Excess From Current Year	100310	ExcessFromCurrentYear

Supplementary Information SupplementaryInformation

Field	Value	IRS element (for citing)
Contributing Manager	NONE	ContributingManager
Shareholder Manager	NONE	ShareholderManager

Appication Submission Info AppicationSubmissionInfo

Field	Value	IRS element (for citing)
Recipient Name	LISA HINIKER	RecipientName

Recipient US Address RecipientUSAddress

Field	Value	IRS element (for citing)
Address Line1	101 E FIFTH ST	AddressLine1
City	ST PAUL	City
State	MN	State
ZIP Code	55101	ZIPCode

Field	Value	IRS element (for citing)
Recipient Phone Number	6514668722	RecipientPhoneNumber
Form And Info And Materials	LETTER FORMAT	FormAndInfoAndMaterials
Submission Deadlines	APPLICATIONS ACCEPTED AT ANY TIME	SubmissionDeadlines
Restrictions On Awards	THE TRUST PRIMARILY MAKES GRANTS FOR CHARITABLE, EDUCATIONAL, AND RELIGIOUS OR SCIENTIFIC PURPOSES.	RestrictionsOnAwards

Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (12 entries)

Address Line1RecipientUSAddress/AddressLine1	CityRecipientUSAddress/City	StateRecipientUSAddress/State	ZIP CodeRecipientUSAddress/ZIPCode	Recipient RelationshipRecipientRelationship	Recipient Foundation StatusRecipientFoundationStatus	Purpose Of Grant Or ContributionPurposeOfGrantOrContribution	AmountAmount	Business Name Line2RecipientBusinessName/BusinessNameLine2
LOAVES AND FISHES
1917 LOGAN AVE S	MINNEAPOLIS	MN	55403	NONE	N/A	GENERAL	$5,000
MINNEAPOLIS INSTITUTE OF
2400 THIRD AVE S	MINNEAPOLIS	MN	55401	NONE	N/A	GENERAL	$2,500	ARTS
ST STEPHEN'S LUTHERAN
1575 CHARLTON ST	WEST ST PAUL	MN	55118	NONE	N/A	GENERAL & SCHOLARSHIPS FOR	$24,000	CHURCH
BREAKING FREE
P O BOX 4366	ST PAUL	MN	55104	NONE	N/A	GENERAL	$11,000
LUTHERAN MIDEAST DEVELOPMENT
1575 CHARLTON ST	WEST ST PAUL	MN	55118	NONE	N/A	GENERAL	$95,955	C/O ST STEPHEN'S LUTHERAN CHURCH
ST STEPHEN'S HUMAN SERVICES
2211 CLINTON AVE S	MINNEAPOLIS	MN	55404	NONE	N/A	GENERAL OPERATING SUPPORT	$3,000
NEIGHBORS INC
218 13TH AVENUE SOUTH	SOUTH ST PAUL	MN	55075	NONE	N/A	GENERAL	$45,000
NC LITTLE MEMORIAL HOSPICE INC
7019 LYNMAR LANE	EDINA	MN	55435	NONE	N/A	GENERAL	$1,000
INDEPENDENT SCHOOL DISTRICT #197
1897 DELAWARE AVE	MENDOTA HEIGHTS	MN	55118	NONE	N/A	ENCORE SCHOOL AGE CARE	$741
360 COMMUNITIES
501 E HIGHWAY 13 SUITE 102	BURNSVILLE	MN	553372877	NONE	N/A	PARTNERS FOR SUCCESS MATCH	$100,000
THE CHILDREN'S THEATER
2400 THIRD AVE S	MINNEAPOLIS	MN	55404	NONE	N/A	GENERAL	$50,000	COMPANY
GUTHRIE THEATER FOUNDATION
818 SOUTH 2ND STREET	MINNEAPOLIS	MN	55415	NONE	N/A	GENERAL	$2,000

Field	Value	IRS element (for citing)
Tot Grant Or Contri Paid During Year	340196	TotGrantOrContriPaidDuringYear

Analysis Income Producing Acty AnalysisIncomeProducingActy

Field	Value	IRS element (for citing)
Fees Contracts From Govt Agencies		FeesContractsFromGovtAgencies
Membership Dues And Assessments		MembershipDuesAndAssessments
Int On Savings And Temp Cash Invst		IntOnSavingsAndTempCashInvst

Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII

Field	Value	IRS element (for citing)
Exclusion Code	14	ExclusionCode
Exclusion	$177,566	ExclusionAmount

Field	Value	IRS element (for citing)
Net Rental Incm Re Debt Fincd Prop		NetRentalIncmReDebtFincdProp
Net Rntl Incm Re Not Debt Fincd Prop		NetRntlIncmReNotDebtFincdProp
Net Rental Incm Personal Property		NetRentalIncmPersonalProperty
Other Investment Income Part VII		OtherInvestmentIncomePartVII

Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry

Field	Value	IRS element (for citing)
Exclusion Code	18	ExclusionCode
Exclusion	$54,631	ExclusionAmount

Field	Value	IRS element (for citing)
Net Income Loss From Special Events		NetIncomeLossFromSpecialEvents
Gross Profit Loss Sales Of Invntry		GrossProfitLossSalesOfInvntry

Subtotals Part XVIA SubtotalsPartXVIA

Field	Value	IRS element (for citing)
Exclusion	$232,197	ExclusionAmount

Field	Value	IRS element (for citing)
Total Part XVIA	232197	TotalPartXVIA

Field	Value	IRS element (for citing)
Rln Of Acty To Accom Of Exempt Prps		RlnOfActyToAccomOfExemptPrps

Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO

Field	Value	IRS element (for citing)
Trnsfr Of Cash To Noncharitable EO	false	TrnsfrOfCashToNoncharitableEO
Trnsfr Oth Assets Noncharitable EO	false	TrnsfrOthAssetsNoncharitableEO
Sales Or Exchanges Of Assets	false	SalesOrExchangesOfAssets
Purchase Assets Noncharitable EO	false	PurchaseAssetsNoncharitableEO
Rental Of Facilities Etc	false	RentalOfFacilitiesEtc
Reimbursement Arrangements	false	ReimbursementArrangements
Loans Or Loan Guarantees	false	LoansOrLoanGuarantees
Performance Of Services Etc	false	PerformanceOfServicesEtc
Sharing Of Facilities Etc	false	SharingOfFacilitiesEtc
Relationships Noncharitable E Os	false	RelationshipsNoncharitableEOs

Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule

Investments Corp Bonds InvestmentsCorpBonds (11 entries)

Name Of BondNameOfBond	EOY Book ValueEOYBookValue	EOYFMVEOYFMV
GOLDMAN SACHS 09/01/2012
J P MORGAN CHASE 10/01/2015	249603	274788
CS FIRST BOSTON USA 01/15/2014	246880	261135
MORGAN STANLEY 03/01/2013	249318	251365
PIMCO TOTAL RETURN FD	174844	197314
AMERICAN CENTY INTL BD FD	87463	87520
DRIEHAUS ACTIVE INCOME FD	165000	167671
DRIEHAUS SELECT CREDIT FD	165000	165167
ISHARES JP MORGAN EM BOND FD	80027	92093
NUVEEN HIGH INCOME BOND FD	160000	182732
NUVEEN INFLATION PRO SEC	165243	173078

Investments Corp Stock Schedule InvestmentsCorpStockSchedule

Investments Corp Stock InvestmentsCorpStock (312 entries)

Name Of StockNameOfStock	EOY Book ValueEOYBookValue	EOYFMVEOYFMV
ISHARES DOW JONES REGIONAL BK	16285	17492
CISCO SYS INC	5598	6032
EXXON MOBIL CORP	14881	16271
GENERAL ELECTRIC CO	11973	14756
JOHNSON & JOHNSON	6163	7290
MCDONALD'S CORP
MICROSOFT CORP	9503	10070
PFIZER INC	6971	10960
VERIZON COMUNICATIONS	4043	4716
SCHLUMBERGER LTD	22210	19612
PRAXAIR INC
QUALCOMM INC	13695	13609
UNITED TECHNOLOGIES CORP	11156	13286
PEPSICO INC
AMGEN INC	6051	6206
APACHE CORP
CONOCOPHILLIPS	13597	14555
MYLAN INC	6238	6286
PUBLIC STORAGE INC	3457	3479
WELLS FARGO & CO	11381	17022
ACCENTURE PLC	3438	6052
GILEAD SCIENCES INC	3146	4407
INTEL CORP
TEXAS INSTRUMENTS INC
HOME DEPOT INC	4511	5381
GOLDMAN SACHS GROUP INC	4105	4465
APPLE INC	20820	46299
ABBOTT LABORATORIES	4583	6354
AFLAC INC	8960	9190
DEUTSCHE TELEKOM AG ADR	1855	1943
CHEVRON CORPORATION	20858	22709
LOWES CO INC	2045	2593
MONSANTO CO	9113	9560
V F CORP	4821	4529
AGCO CORP	5445	5698
BOEING CO	3419	3843
CAMERON INTL CORP	5926	9090
COGNIZANT TECH SOLUTIONS CL A	3585	7093
DANAHER CORP	4023	7826
E O G RES INC	4192	4590
EXPRESS SCRIPTS INC	3833	5832
GOOGLE INC CL A	16816	21929
HALLIBURTON CO
IBM CORP	13350	23752
NIKE INC
SCHEIN HENRY INC	6996	10696
TARGET CORP	3389	3964
ABB LTD A D R
AIA GROUP LTD	6222	6949
AT&T INC	2779	3202
AVALONBAY CMNTYS INC	3522	4339
CVS/CAREMARK CORP	10588	14698
DISNEY WALT CO	10449	12995
FREEPORT MCMORAN COPPER GOLD	3538	4309
GENERAL DYNAMICS CORP
HESS CORP
J P MORGN CHASE & CO	8615	11344
KIMBERLY CLARK CORP	5681	5572
AGRIUM INC	3103	8289
ANGLO AMERICAN PLC ADR
B H P BILLITON LTD ADR
ATLAS COPCO AB ADR	5515	8471
KEPPEL CORP LTD SPONS ADR
OCCIDENTAL PETROLEUM CORP	7736	8810
PETROLEO BRASILEIRO SPON ADR	3373	2901
TOTAL S A ADR	16583	12950
HONDA MOTOR CO LTD ADR	6867	7499
T J X COS INC
BRITISH AMERN TOB PLC ADR	11540	20452
DIAGEO PLC SPNS ADR	8811	12124
NESTLE S A SPONS ADR	26324	37342
NOVARTIS A G ADR	5427	6963
ROCHE HLDG LTD ADR	14446	17675
DBS GROUP HLDGS LTD	14671	16435
PRUDENTIAL FINANCIAL INC
TRAVELERS COS INC	4887	6895
WILLIAMS SONOMA INC	4553	5209
PUBLIC SVC ENTERPRISE GROUP
KONINKLIJKE ROYAL KPN NV ADR
THE GAP INC	6981	8226
FOMENTO ECONOMICO MEX SP ADR	3502	9264
CATERPILLAR INC
FLOWSERVE CORP	5938	6900
UNION PACIFIC CORP	11908	21247
WALGREEN CO	7031	7439
KAO CORP ADR	4728	4415
MICHAEL KORS HOLDINGS	7022	8930
DIRECTV CL A	3098	5819
SNAP ON INC	5305	5371
ANADARKO PETROLEUM CORP	8317	9735
COMPANHIA DE BEBIDAS P R ADR
UNILEVER PLC SPSD ADR	6917	8480
WAL MART STORES INC	4148	5527
ASTRAZENECA P L C SPSD ADR
CERNER CORP	2015	5658
FOOT LOCKER INC	4550	5171
NATIONAL OILWELL VARCO INC	5353	5263
MERCK & CO INC	8536	9826
SANOFI ADR	13525	18004
THERMO FISHER SCIENTIFIC INC	6593	9312
VARIAN MED SYS INC	5211	6743
ACE LTD	9137	10374
BOC HONG KONG HLDGS LTD ADR	4460	6431
BOSTON PPTYS INC	2996	4021
METLIFE INC
OIL STATES INTL INC	6695	6081
P N C FINANCIAL SERVICES GROUP	3430	4490
TOKIO MARINE HOLDINGS ADR
ZURICH FINANCIAL SERVICES ADR	3012	4502
NATIONAL GRID PLC SP ADR	8036	9707
P G E CORP
KINDER MORGAN MGMT FRACT CUSIP
AMERICAN CENTY VISTA FD INSTIT	103748	144532
NEUBERGER BERMAN GENESIS INSTL	117636	163591
T ROWE PRICE MID CAP VALUE FD	121855	154660
AMERICAN ELECTRIC POWER CO	3682	5079
AMERICAN EXPRESS CO	2705	4598
ASSA ABLOY AB ADR	4325	5553
BRISTOL-MEYERS SQUIBB CO
CANADIAN PACIFIC RAILWAY	4340	5996
CAPITAL ONE FINANCIAL CORP	4757	4576
DOLLAR GENERAL CORP	7021	5996
DEUTSCHE BANK AG	4188	5403
DOVER CORP
FIFTH THIRD BANCORP	6759	8406
INGERSOLL RAND PLC	5037	5276
KROGER CO	5348	5933
ORACLE CORPORATION	9517	11029
MONDELEZ INTERNATIONAL W I	2944	3538
PACCAR INC	1955	2034
PRICELINE COM INC	665	6204
QUEST DIAGNOSTICS INC	6848	6351
TARGET CORPORATION
UNITED HEALTH GROUP INC	9580	13289
URBAN OUTFITTERS INC	4594	5038
VMWARE INC CL A	6925	5743
YAHOO INC	5829	6089
BARCLAYS PLC ADR	5569	5023
CANON INC SPONS ADR
COVIDIEN PLC	2613	3753
CARNIVAL CORP
FUJIFILM HOLDINGS ADR
COPA HOLDINGS SA CL A	4683	5967
EASTMAN CHEM CO	5397	6465
LUKOIL SPON ADR	8224	11407
MITSUI & CO LTD SPSD ADR	6689	9015
MTN GROUP LTD ADR	3170	3175
NISSAN MOTOR LTD SPONS ADR	8220	9278
ORIX CORP SPONS ADR	7242	10478
PHILLIPS 66	3951	5841
SAP AG ADR	14142	17684
ROCKWELL AUTOMATION INC	9627	9911
TYCO INTERNATIONAL LTD
VALE SA SP ADR	3958	3713
ISHARES MSCI EMERGING MKTS ETF	252915	302023
CBS CORP CLASS B NON VOTING	5639	6126
ALLERGAN INC	5530	7981
AMERIPRISE FINL INC	6518	8205
BORG WARNER INC	5095	9096
BROADCOM CORP	6910	6476
CELGENE CORP	7896	9887
CITIGROUP INC	7820	9178
CENTURYLINK INC	2851	2934
EMC CORP	17326	18494
EDISON INTL	1874	1808
KEYCORP NEW	2283	2644
KRAFT FOODS INC	1580	2092
KEPPEL CORP LTD SPONS ADR	10346	14718
LULULEMON ATHLETICA INC	4249	5107
NEXTERA ENERGY INC	9146	10655
NOKIAN TYRES OYJ UNSPON ADR	4334	3990
LYONDELLBASELL INDUSTRIES CL A	3886	5024
PEABODY ENERGY CORP
PIONEER NAT RES CO	4099	7461
PRECISION CASTPARTS CORP	4704	5493
REYNOLDS AMERICAN INC
SEMPRA ENERGY	3610	5179
TRIMBLE NAV LTD	4586	5022
EATON CORP PIC	2130	2221
ANHEUSER BUSCH INBEV NV ADR	18043	21852
BASF AG ADR	14086	18240
B H P BILLITON PLC SPSD ADR	14273	13652
BT GROUP PLC ADR	13145	17912
BAYERISCHE MOTOREN WERKE ADR	7809	12486
CAREFUSION CORP	6342	6373
CNOOC LTD ADR
EQUINIX INC	5771	12372
HSBC HOLDINGS PLC SPONS ADR	11549	11782
HONEYWELL INTERNATIONAL INC	3511	3808
INTERCONTINENTAL HTLS PLSPONS
LVMH MOET HENNESSY LOU VUI ADR	7112	7953
REGIONS FINL CORP	4401	4970
ROYAL DUTCH SHELL PLC ADR	9068	9239
SIEMENS AG ADR	3877	4269
STATE STR CORP	2834	3150
NOVO NORDISK AS ADR	8974	10282
VODAFONE GROUP PLC ADR	5573	5743
VOLVO AB SPONSORED ADR	4210	4579
INGREDION INC	4841	5605
AGILENT TECHNOLOGIES INC
ALLIANCE DATA SYSTEMS CORP	3902	6080
AMAZON COM INC	3990	5519
ANNALY CAP MGMT INC
AON CORP
CARDINAL HEALTH INC
COMCAST CORP CL A	3837	5455
CUMMINS INC
DEERE & CO	11440	12272
DISCOVER FINL SVCS	3400	5281
DU PONT E I DE NEMOURS & CO
E BAY INC	6985	11780
EQUINIX INC
FLUOR CORP	6746	6579
FRANKLIN RES INC
HELMERICH PAYNE INC
HUMANA INC
INTERNATIONAL PAPER CO	3728	6215
KLA TENCOR CORP	6015	6209
KOHLS CORP
LAUDER ESTEE COS INC CL A	8863	10655
LOCKHEED MARTIN CORP	4286	5168
MACYS INC	7195	9677
MARATHON PETROLEUM CORP	3188	6048
MATTEL INC	4128	5603
P P G INDS INC
P P L CORPORATION
PHILIP MORRIS INTL	8949	9870
RALPH LAUREN CORP	3883	5997
ROSS STORES INC
SIMON PROPERTY GROUP
TIME WARNER CABLE INC	1509	2105
TIME WARNER INC
UNUM GROUP
VIACOM INC CL B
WYNDHAM WORLDWIDE CORP	3583	6066
XCEL ENERGY INC	4630	5155
AIR LIQUIDE SA ADR	10460	10256
ALLIANZ SE ADR	17053	16017
AMERICA MOVIL ADR	5898	4813
ARM HLDGS PLC ADR	13702	17704
ATLAS COPCO AB SPONS ADR	5130	5015
B A E SYSTEMS PLC ADR	4161	5347
B G GROUP PLC ADR	6749	4428
BCE INC	4197	4809
BROOKFIELD ASSET MANAGE CL A	4991	5571
BUNGE LIMITED	3095	3053
CANADIAN NATL RY CO	4119	5097
CARNIVAL PLC ADR	4986	4456
CHINA MOBILE LIMITED ADR	4140	4698
CHINA RES ENTERPRISE LTD ADR
COCHLEAR LTD UNSPON ADR	4820	4433
CSL LIMITED ADR	3384	4933
DASSAULT SYSTEMES SA ADR	7164	9952
ENEL SOCIETA ADR
ERSTE GROUP BANK AG ADR
FANUC CORPORATION ADR	7666	8855
FRESENIUS MED CARE SPONS ADR	7311	6791
HITACHI LTD	4334	4773
HOYA CORP ADR
I C I C I BANK LIMITED ADR	7714	6760
IMPERIAL OIL LTD	5203	4214
ITAU UNIBANCO HOLDINGS SA ADR	8327	7160
JGC CORP UNSPONS ADR	4699	5132
JUPITER TELECOM ADR
LI FUNG LTD ADR	10034	8019
LONZA GROUP AG UNSPONS ADR	4233	3062
LOREAL CO UNSPONS ADR	6055	6771
NETEASE COM INC ADR
NIPPON TELEGRAPH TELE ADR	4133	3449
OAO GAZPROM SPON ADR	3238	1868
QIAGEN NV	3985	3521
REPSOL SA SPONS ADR	4873	3051
SASOL LTD SPONS ADR	2974	2294
SBERBANK SPONS ADR	9869	8918
SCHNEIDER ELECT SA UNSP ADR	7678	6537
SHIRE PLC ADR	4918	4701
SONOVA HOLDING UNSPON ADR	4010	4872
SWATCH GROUP AG ADR	4944	5232
TAIWAN SEMICONDUCTOR ADR	5758	7036
TESCO PLC ADR	4107	3482
TEVA PHARMACEUTICAL INDS ADR
TURKIYE GARANTI BANKASI AS ADR	6379	6354
UNICHARM CORPORATION ADR	4587	6206
UNILEVER NV ADR	2970	3409
WAL MART DE MEXICO SAB ADR
WPP PLC SPONS ADR	5995	7071
HIGHLAND LONG SHORT EQUITY Z
NUVEEN REAL ESTATE SECURIT	100000	112249
SPDR DJ WILSHIRE INTERNATIONAL	175598	182560
TFS MARKET NEUTRAL FD	150000	150482
AMERICAN CAPITAL AGENCY CORP	5606	5144
ANALOG DEVICES INC	6881	7234
BLACKROCK INC	5662	5995
YUM BRANDS INC	5725	5843
POSTNL NV ADR	3965	4333
POTASH CORP OF SASKATCHEWAN	5459	5208
REXAM PLC ADR	4458	4610
ROGERS COMMUNICATIONS INC	3867	4233
SANDS CHINA LTD UNSPONS ADR	4160	5421
SEADRILL LIMITED	5776	5446
SEAGATE TECHNOLOGY	5785	6814
SEVEN & HLDGS UNSPN ADR	4454	3775
SUNCOR ENERGY	4196	4914
SVENSKA HANDELSBANKEN A UNSP A	2358	2578
SWEDBANK AB ADR	4601	5029
SYNGENTA AG ADR	4352	5414
SYSMEX CORP UNSPON ADR	4089	4623
TRANSOCEAN LTD	4278	4689
VALEOSA SPON ADR	9521	9432
XINYI GLASS HOLDINGS LTS	2052	2255
PYXIS LONG SHORT EQUITY Z	200000	198760
SPDR GOLD TRUST	54106	51036

Other Assets Schedule OtherAssetsSchedule

Other Assets OtherAssets (2 entries)

DescriptionDescription	BOY Book ValueBOYBookValue	EOY Book ValueEOYBookValue	EOYFMVEOYFMV
ACCRUED INCOME	4112	10072	10072
RETURN OF CAPITAL CORRECTION		54	54

Other Decreases Schedule OtherDecreasesSchedule

Other Decreases OtherDecreases

Field	Value	IRS element (for citing)
Description	ROUNDING DIFFERENCES	Description
Amount	$11	Amount

Other Expenses Schedule OtherExpensesSchedule

Other Expenses OtherExpenses (2 entries)

DescriptionDescription	Revenue And Expenses Per BooksRevenueAndExpensesPerBooks	Net Investment IncomeNetInvestmentIncome	Disbursements Charitable PrpsDisbursementsCharitablePrps
OTHER NONALLOCABLE EXPENSES -	496	496	0
FILING FEES	25	0	25

Other Liabilities Schedule OtherLiabilitiesSchedule

Other Liabilities OtherLiabilities

Field	Value	IRS element (for citing)
Description	RETURN OF CAPITAL ADJ	Description
BOY Book Value	65	BOYBookValue
EOY Book Value	98	EOYBookValue

Taxes Schedule TaxesSchedule

Taxes Taxes (6 entries)

CategoryCategory	AmountAmount	Net Investment IncomeNetInvestmentIncome
FOREIGN TAXES	$2,400	2400
FEDERAL TAX PAYMENT - PRIOR YE	$5,500	0
FEDERAL TAX	$1,978	0
FEDERAL TAX	$1,398	0
FOREIGN TAXES ON QUALIFIED FOR	$706	706
FOREIGN TAXES ON NONQUALIFIED	$426	426