THOMAS L KEMPNER JR FOUNDATION INC: Form 990PF, tax year 2012
View the entire original 990 at ProPublica ↗
- Organization
- THOMAS L KEMPNER JR FOUNDATION INC (EIN 13-3407819)
- Tax period
- 2012-01-01 to 2012-12-31
- Filed
- 2013-11-06
- IRS object ID
- 201333109349100308
- Schema version
- 2012v2.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Legal Fees Schedule
- Other Assets Schedule
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Other Liabilities Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2013-11-06T11:00:41-06:00 | Timestamp |
| Tax Period End Date | 2012-12-31 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 221478099 | EIN |
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | COHNREZNICK LLP | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1212 6TH AVENUE | AddressLine1 |
| City | NEW YORK | City |
| State | NY | State |
| ZIP Code | 10036 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnType |
| Tax Period Begin Date | 2012-01-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 133407819 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THOMAS L KEMPNER JR FOUNDATION | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | THOM | NameControl |
| Phone | 2124464000 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 65 EAST 55TH STREET 19TH FLOOR | AddressLine1 |
| City | NEW YORK | City |
| State | NY | State |
| ZIP Code | 10022 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | THOMAS L KEMPNER | Name |
| Title | PRESIDENT | Title |
| Phone | 2124464000 | Phone |
| Date Signed | 2013-11-05 | DateSigned |
| Authorize Third Party | 1 | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | STEVE KREINIK CPA | Name |
| PTIN | P00839914 | PTIN |
| Phone | 2122970400 | Phone |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2012 | TaxYear |
| Build TS | 2016-03-07 17:11:31Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exempt PF | X | ExemptPF |
| FMV Assets EOY | 49004002 | FMVAssetsEOY |
| Method Of Accounting Accrual | X | MethodOfAccountingAccrual |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Received Rev And Expnss | 1683334 | ContriReceivedRevAndExpnss |
| Dividends Rev And Expnss | 37243 | DividendsRevAndExpnss |
| Dividends Net Invst Incm | 37243 | DividendsNetInvstIncm |
| Net Gain Sale Assets Rev And Expnss | 2745017 | NetGainSaleAssetsRevAndExpnss |
| Gross Sales Price | 3639745 | GrossSalesPrice |
| Capital Gain Net Incm Net Invst Incm | 2744048 | CapitalGainNetIncmNetInvstIncm |
| Other Income Rev And Expnss | 277292 | OtherIncomeRevAndExpnss |
| Other Income Net Invst Incm | 307330 | OtherIncomeNetInvstIncm |
| Other Income Adj Net Incm | 0 | OtherIncomeAdjNetIncm |
| Total Revenue And Expenses | 4742886 | TotalRevenueAndExpenses |
| Total Net Investment Income | 3088621 | TotalNetInvestmentIncome |
| Total Adjusted Net Income | 0 | TotalAdjustedNetIncome |
| Comp Ofcr Dir Trst Rev And Expnss | 0 | CompOfcrDirTrstRevAndExpnss |
| Comp Ofcr Dir Trst Net Invst Incm | 0 | CompOfcrDirTrstNetInvstIncm |
| Comp Ofcr Dir Trst Adj Net Incm | 0 | CompOfcrDirTrstAdjNetIncm |
| Comp Ofcr Dir Trst Dsbrs Chrtbl Prps | 0 | CompOfcrDirTrstDsbrsChrtblPrps |
| Legal Fees Rev And Expnss | 4338 | LegalFeesRevAndExpnss |
| Legal Fees Net Invst Incm | 0 | LegalFeesNetInvstIncm |
| Legal Fees Adj Net Incm | 0 | LegalFeesAdjNetIncm |
| Legal Fees Dsbrs Chrtbl Prps | 4338 | LegalFeesDsbrsChrtblPrps |
| Accounting Fees Rev And Expnss | 13500 | AccountingFeesRevAndExpnss |
| Accounting Fees Net Invst Incm | 6750 | AccountingFeesNetInvstIncm |
| Accounting Fees Adj Net Incm | 0 | AccountingFeesAdjNetIncm |
| Accounting Fees Dsbrs Chrtbl Prps | 6750 | AccountingFeesDsbrsChrtblPrps |
| Taxes Rev And Expnss | 35000 | TaxesRevAndExpnss |
| Taxes Net Invst Incm | 0 | TaxesNetInvstIncm |
| Taxes Adj Net Incm | 0 | TaxesAdjNetIncm |
| Taxes Dsbrs Chrtbl Prps | 0 | TaxesDsbrsChrtblPrps |
| Other Expenses Rev And Expnss | 26436 | OtherExpensesRevAndExpnss |
| Other Expenses Net Invst Incm | 25686 | OtherExpensesNetInvstIncm |
| Other Expenses Adj Net Incm | 0 | OtherExpensesAdjNetIncm |
| Other Expenses Dsbrs Chrtbl Prps | 750 | OtherExpensesDsbrsChrtblPrps |
| Tot Opr Expenses Rev And Expnss | 79274 | TotOprExpensesRevAndExpnss |
| Tot Opr Expenses Net Invst Incm | 32436 | TotOprExpensesNetInvstIncm |
| Tot Opr Expenses Adj Net Incm | 0 | TotOprExpensesAdjNetIncm |
| Tot Opr Expenses Dsbrs Chrtbl Prps | 11838 | TotOprExpensesDsbrsChrtblPrps |
| Contri Gifts Paid Rev And Expnss | 1996272 | ContriGiftsPaidRevAndExpnss |
| Contri Gifts Paid Dsbrs Chrtbl Prps | 1996272 | ContriGiftsPaidDsbrsChrtblPrps |
| Total Expenses Rev And Expnss | 2075546 | TotalExpensesRevAndExpnss |
| Total Expenses Net Invst Incm | 32436 | TotalExpensesNetInvstIncm |
| Total Expenses Adj Net Incm | 0 | TotalExpensesAdjNetIncm |
| Total Expenses Dsbrs Chrtbl Prps | 2008110 | TotalExpensesDsbrsChrtblPrps |
| Excess Of Revenue Over Expenses | 2667340 | ExcessOfRevenueOverExpenses |
| Net Investment Income | 3056185 | NetInvestmentIncome |
| Adjusted Net Income | 0 | AdjustedNetIncome |
Balance Sheets BalanceSheets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | 3640062 | CashBOY |
| Cash EOY | 756764 | CashEOY |
| Cash EOYFMV | 756764 | CashEOYFMV |
| Investments Corp Stock BOY | 1516395 | InvestmentsCorpStockBOY |
| Investments Corp Stock EOY | 1806895 | InvestmentsCorpStockEOY |
| Investments Corp Stock EOYFMV | 2003188 | InvestmentsCorpStockEOYFMV |
| Investments Corp Bonds BOY | 51274 | InvestmentsCorpBondsBOY |
| Investments Corp Bonds EOY | 51274 | InvestmentsCorpBondsEOY |
| Investments Corp Bonds EOYFMV | 0 | InvestmentsCorpBondsEOYFMV |
| Investments Other BOY | 38057655 | InvestmentsOtherBOY |
| Investments Other EOY | 43382480 | InvestmentsOtherEOY |
| Investments Other EOYFMV | 42732870 | InvestmentsOtherEOYFMV |
| Other Assets BOY | 558793 | OtherAssetsBOY |
| Other Assets EOY | 3511180 | OtherAssetsEOY |
| Other Assets EOYFMV | 3511180 | OtherAssetsEOYFMV |
| Total Assets BOY | 43824179 | TotalAssetsBOY |
| Total Assets EOY | 49508593 | TotalAssetsEOY |
| Total Assets EOYFMV | 49004002 | TotalAssetsEOYFMV |
| Other Liabilities BOY | 7690 | OtherLiabilitiesBOY |
| Other Liabilities EOY | 6060 | OtherLiabilitiesEOY |
| Total Liabilities BOY | 7690 | TotalLiabilitiesBOY |
| Total Liabilities EOY | 6060 | TotalLiabilitiesEOY |
| Org That Do Not Follow SFAS117 | X | OrgThatDoNotFollowSFAS117 |
| Capital Stock BOY | 0 | CapitalStockBOY |
| Capital Stock EOY | 0 | CapitalStockEOY |
| Paid In Or Capital Surplus BOY | 0 | PaidInOrCapitalSurplusBOY |
| Paid In Or Capital Surplus EOY | 0 | PaidInOrCapitalSurplusEOY |
| Retained Earnings BOY | 43816489 | RetainedEarningsBOY |
| Retained Earnings EOY | 49502533 | RetainedEarningsEOY |
| Total Net Assets BOY | 43816489 | TotalNetAssetsBOY |
| Total Net Assets EOY | 49502533 | TotalNetAssetsEOY |
| Total Liabilities Net Assets BOY | 43824179 | TotalLiabilitiesNetAssetsBOY |
| Total Liabilities Net Assets EOY | 49508593 | TotalLiabilitiesNetAssetsEOY |
Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Net Assets Fund Balances BOY | 43816489 | TotalNetAssetsFundBalancesBOY |
| Excess Of Revenue Over Expenses | 2667340 | ExcessOfRevenueOverExpenses |
| Other Increases | 3244718 | OtherIncreases |
| Subtotal | 49728547 | Subtotal |
| Other Decreases | 226014 | OtherDecreases |
| Total Net Assets Fund Balances EOY | 49502533 | TotalNetAssetsFundBalancesEOY |
Capital Gains And Losses CapitalGainsAndLosses
Capital Gains And Losses Info CapitalGainsAndLossesInfo (14 entries)
| Description Of AssetDescriptionOfAsset | How AcquiredHowAcquired | Date AcquiredDateAcquired | Date SoldDateSold | Gross Sales PriceGrossSalesPrice | Cost Or Other BasisCostOrOtherBasis | Gain Or LossGainOrLoss | Gains Minus Excess Or LossesGainsMinusExcessOrLosses |
|---|---|---|---|---|---|---|---|
| 1359 SHS, MAPP PHARMACEUTICALS | P | 2012-01-01 | 2012-12-31 | 22080 | 11929 | 10151 | 10151 |
| 3714 SHS, AMERICAN CAPITAL LTD | P | 2012-01-01 | 2012-12-31 | 36212 | 15466 | 20746 | 20746 |
| 6117 SHS, DELPHI AUTOMOTIVE | P | 2012-01-01 | 2012-12-31 | 160971 | 108054 | 52917 | 52917 |
| 665 SHS, MAPP PHARMACEUTICALS | P | 2012-01-01 | 2012-12-31 | 10427 | 5949 | 4478 | 4478 |
| 3181 SHS, WILLIAMS PARTNERS | P | 2012-01-01 | 2012-12-31 | 169007 | 22730 | 146277 | 146277 |
| 10000 SHS, GABRIEL RESOURCES LTD | P | 2012-01-01 | 2012-12-31 | 24564 | 38591 | -14027 | -14027 |
| STCG - THROUGH K-1S | P | 2012-01-01 | 2012-12-31 | 181529 | 181529 | 181529 | |
| LTCG - THROUGH K-1S | P | 2012-01-01 | 2012-12-31 | 2229458 | 2229458 | 2229458 | |
| SECTION 1231 - THROUGH K-1S | P | 2012-01-01 | 2012-12-31 | 10158 | 10158 | 10158 | |
| SECTION 1256 - THROUGH K-1S | P | 2012-01-01 | 2012-12-31 | 60962 | -60962 | -60962 | |
| GAIN/LOSS PICKED UP ON 990T | P | 2012-01-01 | 2012-12-31 | 969 | -969 | -969 | |
| PUBLICLY TRADED SECURITIES | P | 2012-01-01 | 2012-12-31 | 210940 | 224214 | -13274 | -13274 |
| PUBLICLY TRADED SECURITIES | P | 2012-01-01 | 2012-12-31 | 584351 | 406833 | 177518 | 177518 |
| PUBLICLY TRADED SECURITIES | P | 2012-01-01 | 2012-12-31 | 48 | 48 | 48 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | 2744048 | CapitalGainNetIncome |
Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable For4942 Tax | 0 | LiableFor4942Tax |
| Qualifying Distributions Year1 | 1862109 | QualifyingDistributionsYear1 |
| Noncharitable Assets Year1 | 40582654 | NoncharitableAssetsYear1 |
| Distribution Ratio Year1 | 0.045884 | DistributionRatioYear1 |
| Qualifying Distributions Year2 | 1275324 | QualifyingDistributionsYear2 |
| Noncharitable Assets Year2 | 34387200 | NoncharitableAssetsYear2 |
| Distribution Ratio Year2 | 0.037087 | DistributionRatioYear2 |
| Qualifying Distributions Year3 | 1139516 | QualifyingDistributionsYear3 |
| Noncharitable Assets Year3 | 24211327 | NoncharitableAssetsYear3 |
| Distribution Ratio Year3 | 0.047065 | DistributionRatioYear3 |
| Qualifying Distributions Year4 | 921221 | QualifyingDistributionsYear4 |
| Noncharitable Assets Year4 | 24989071 | NoncharitableAssetsYear4 |
| Distribution Ratio Year4 | 0.036865 | DistributionRatioYear4 |
| Qualifying Distributions Year5 | 1108179 | QualifyingDistributionsYear5 |
| Noncharitable Assets Year5 | 25724456 | NoncharitableAssetsYear5 |
| Distribution Ratio Year5 | 0.043079 | DistributionRatioYear5 |
| Total Distribution Ratio | 0.209980 | TotalDistributionRatio |
| Average Distribution Ratio | 0.041996 | AverageDistributionRatio |
| Net Noncharitable Assets | 46826583 | NetNoncharitableAssets |
| Adjusted Noncharitable Assets | 1966529 | AdjustedNoncharitableAssets |
| One Percent Net Investment Income | 30562 | OnePercentNetInvestmentIncome |
| Adj Nonchrtbl Assets And One | 1997091 | AdjNonchrtblAssetsAndOnePct |
| Qualifying Distributions | 2008110 | QualifyingDistributions |
Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | X | DomesticOrgMeetingSect4940e |
| Investment Income Excise Tax | 30562 | InvestmentIncomeExciseTax |
| Tax Under Section511 | 0 | TaxUnderSection511 |
| Subtotal | 30562 | Subtotal |
| Subtitle A Tax | 0 | SubtitleATax |
| Tax Based On Investment Income | 30562 | TaxBasedOnInvestmentIncome |
| Est Tax Payments And Overpayment | 40901 | EstTaxPaymentsAndOverpayment |
| Tax Paid With Extension | 80000 | TaxPaidWithExtension |
| Total Credits And Payments | 120901 | TotalCreditsAndPayments |
| Overpayment | 90339 | Overpayment |
| Amount Credited To Next Year | 90339 | AmountCreditedToNextYear |
| Amount To Be Refunded | 0 | AmountToBeRefunded |
Statements Regarding Activities StatementsRegardingActivities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Activities | 0 | LegislativePoliticalActivities |
| More Than100 Spent | 0 | MoreThan100Spent |
| Form1120 POL Filed | 0 | Form1120POLFiled |
| Sect4955 Tax On Organization | 0 | Sect4955TaxOnOrganization |
| Sect4955 Tax On Managers | 0 | Sect4955TaxOnManagers |
| Reimbursement Of Tax | 0 | ReimbursementOfTax |
| Activities Not Prev Reported | 0 | ActivitiesNotPrevReported |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylaws |
| Unrelated Bus Income Over1000 | 0 | UnrelatedBusIncomeOver1000 |
| Termination Etc | 0 | TerminationEtc |
| Requirements Of Sect508e | 1 | RequirementsOfSect508e |
| At Least5000 In Assets | 1 | AtLeast5000InAssets |
| States Filed With | NY | StatesFiledWith |
| Form990 PF Filed With AG | 1 | Form990PFFiledWithAG |
| Private Operating Foundation | 0 | PrivateOperatingFoundation |
| New Substantial Contributors | 0 | NewSubstantialContributors |
| Interest In Controlled Entity | 0 | InterestInControlledEntity |
| Applicable Insurance Contract | 0 | ApplicableInsuranceContract |
| Comply With Public Inspection Rqr | 1 | ComplyWithPublicInspectionRqr |
| Website Address | WWW.GUIDESTAR.ORG | WebsiteAddress |
| Books In Care Of Person Name | THOMAS KEMPNER JR | BooksInCareOfPersonName |
| Books In Care Of Phone Number | 2124464000 | BooksInCareOfPhoneNumber |
Books In Care Of US Address BooksInCareOfUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 65 EAST 55TH STREET 19TH FLOOR | AddressLine1 |
| City | NEW YORK | City |
| State | NY | State |
| ZIP Code | 10022 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Bank | 1 | ForeignBank |
| Name Of Foreign Country | OC | NameOfForeignCountry |
Statements Regarding Acty4720 StatementsRegardingActy4720
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exchange With Dsqfly Person | 0 | SaleOrExchangeWithDsqflyPerson |
| Borrow Or Lend With Dsqfly Person | 0 | BorrowOrLendWithDsqflyPerson |
| Furnished Goods With Dsqfly Person | 0 | FurnishedGoodsWithDsqflyPerson |
| Pay Compensation To Dsqfly Person | 0 | PayCompensationToDsqflyPerson |
| Transfer Assets To Dsqfly Person | 0 | TransferAssetsToDsqflyPerson |
| Payment To Government Offical | 0 | PaymentToGovernmentOffical |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActs |
| Undistributed Income Prior Years | 0 | UndistributedIncomePriorYears |
| Business Holdings | 0 | BusinessHoldings |
| Jeopardy Investments | 0 | JeopardyInvestments |
| Uncorrected Jeopardy Investments | 0 | UncorrectedJeopardyInvestments |
| Influence Legislation | 0 | InfluenceLegislation |
| Influence Election | 0 | InfluenceElection |
| Grants To Individuals | 0 | GrantsToIndividuals |
| Grants To Organizations | 0 | GrantsToOrganizations |
| Noncharitable Purpose | 0 | NoncharitablePurpose |
| Rcv Funds To Pay Prsnl Bnft Contract | 0 | RcvFundsToPayPrsnlBnftContract |
| Pay Premiums Prsnl Bnft Contract | 0 | PayPremiumsPrsnlBnftContract |
| Prohibited Tax Shelter Transactn | 0 | ProhibitedTaxShelterTransactn |
Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo
Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (4 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitle | Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition | CompensationCompensation | Contri To Empl Benefit Plans EtcContriToEmplBenefitPlansEtc | Expense Account Other AllowancesExpenseAccountOtherAllowances |
|---|---|---|---|---|---|---|---|---|
| THOMAS KEMPNER JR | ||||||||
| 65 EAST 55TH STREET 19TH FLOOR | NEW YORK | NY | 10022 | PRESIDENT | 2.00 | 0 | 0 | 0 |
| KATHERYN C PATTERSON | ||||||||
| 65 EAST 55TH STREET 19TH FLOOR | NEW YORK | NY | 10022 | SECRETARY | 0.50 | 0 | 0 | 0 |
| TREVOR KEMPNER | ||||||||
| 65 EAST 55TH STREET 19TH FLOOR | NEW YORK | NY | 10022 | DIRECTOR | 0.50 | 0 | 0 | 0 |
| THOMAS N KEMPNER | ||||||||
| 65 EAST 55TH STREET 19TH FLOOR | NEW YORK | NY | 10022 | DIRECTOR | 0.50 | 0 | 0 | 0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Highest Paid Empl NONE | NONE | CompOfHighestPaidEmplNONE |
| Tot Number Of Oth Empl Paid Over50k | 0 | TotNumberOfOthEmplPaidOver50k |
| Comp Of Hghst Paid Cntrct NONE | NONE | CompOfHghstPaidCntrctNONE |
| Tot Number Of Cntrct Paid Over50k | 0 | TotNumberOfCntrctPaidOver50k |
Summary Of Direct Charitable Acty SummaryOfDirectCharitableActy
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | NOT APPLICABLE | Description1 |
| Expenses1 | 0 | Expenses1 |
Sum Of Program Related Investments SumOfProgramRelatedInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | NOT APPLICABLE | Description1 |
| Amount1 | 0 | Amount1 |
| Total | 0 | Total |
Minimum Investment Return MinimumInvestmentReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Avg Monthly FMV Of Securities | 2665288 | AvgMonthlyFMVOfSecurities |
| Avg Monthly Cash Balances | 1943699 | AvgMonthlyCashBalances |
| FMV All Other Noncharitable Assets | 42930691 | FMVAllOtherNoncharitableAssets |
| Total FMV Of Unused Assets | 47539678 | TotalFMVOfUnusedAssets |
| Reduction Claimed | 0 | ReductionClaimed |
| Acquisition Indebtedness | 0 | AcquisitionIndebtedness |
| Adj Total FMV Of Unused Assets | 47539678 | AdjTotalFMVOfUnusedAssets |
| Cash Deemed Charitable | 713095 | CashDeemedCharitable |
| Net Noncharitable Assets | 46826583 | NetNoncharitableAssets |
| Minimum Investment Return | 2341329 | MinimumInvestmentReturn |
Distributable DistributableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | 2341329 | MinimumInvestmentReturn |
| Tax Based On Investment Income | 30562 | TaxBasedOnInvestmentIncome |
| Total Tax | 30562 | TotalTax |
| Distributable Amount Before Adj | 2310767 | DistributableAmountBeforeAdj |
| Recoveries Qlfy Distributions | 0 | RecoveriesQlfyDistributions |
| Distributable Amount Before Ded | 2310767 | DistributableAmountBeforeDed |
| Deduction Fr Distributable | $0 | DeductionFrDistributableAmount |
| Distributable Amount As Adjusted | 2310767 | DistributableAmountAsAdjusted |
Qualifying Distributions QualifyingDistributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | 2008110 | ExpensesAndContributions |
| Program Related Investments Total | 0 | ProgramRelatedInvestmentsTotal |
| Qualifying Distributions | 2008110 | QualifyingDistributions |
| One Pct Sect4940e Org Net Invst Incm | 30562 | OnePctSect4940eOrgNetInvstIncm |
| Adj Qualifying Distributions | 1977548 | AdjQualifyingDistributions |
Undistributed Income UndistributedIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable Amount As Adjusted | 2310767 | DistributableAmountAsAdjusted |
| Undistributed Income Prior Year | 1653897 | UndistributedIncomePriorYear |
| Total For Prior Years | 0 | TotalForPriorYears |
| Total Excess Distri Carryover | 0 | TotalExcessDistriCarryover |
| Qualifying Distributions | 2008110 | QualifyingDistributions |
| Applied To Year1 | 1653897 | AppliedToYear1 |
| Applied To Prior Years | 0 | AppliedToPriorYears |
| Treated As Distri From Corpus | 0 | TreatedAsDistriFromCorpus |
| Applied To Current Year | 354213 | AppliedToCurrentYear |
| Remaining Distri From Corpus | 0 | RemainingDistriFromCorpus |
| Excess Distri Cyov App CY Corpus | 0 | ExcessDistriCyovAppCYCorpus |
| Excess Distri Cyov Applied CY | 0 | ExcessDistriCyovAppliedCY |
| Total Corpus | 0 | TotalCorpus |
| Prior Year Undistributed Income | 0 | PriorYearUndistributedIncome |
| Prior Year Deficiency Or Tax | 0 | PriorYearDeficiencyOrTax |
| Taxable Amount1 | 0 | TaxableAmount1 |
| Taxable Amount2 | 0 | TaxableAmount2 |
| Undistributed Income CY | 1956554 | UndistributedIncomeCY |
| Distri From Corpus170b1 E Or4942g3 | 0 | DistriFromCorpus170b1EOr4942g3 |
| Excess Distri Cyov From Year5 | 0 | ExcessDistriCyovFromYear5 |
| Excess Distri Cyov To Next Year | 0 | ExcessDistriCyovToNextYear |
Supplementary Information SupplementaryInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | THOMAS KEMPNER JR | ContributingManager |
| Only Contributes To Preselected | X | OnlyContributesToPreselected |
Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (8 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient RelationshipRecipientRelationship | Recipient Foundation StatusRecipientFoundationStatus | Purpose Of Grant Or ContributionPurposeOfGrantOrContribution | AmountAmount |
|---|---|---|---|---|---|---|---|
| COLUMBIA UNIVERSITY | |||||||
| 630 WEST 168TH STREET | NEW YORK | NY | 10032 | NONE | 501(C)(3) | UNRESTRICTED GRANT FOR EXEMPT PURPOSES | $450,000 |
| CENTRAL PARK CONSERVANCY | |||||||
| 14 E 60TH ST | NEW YORK | NY | 10022 | NONE | 501(C)(3) | UNRESTRICTED GRANT FOR EXEMPT PURPOSES | $600,000 |
| GRAMEEN AMERICA | |||||||
| 135 POST AVENUE | NEW YORK | NY | 10034 | NONE | 501(C)(3) | UNRESTRICTED GRANT FOR EXEMPT PURPOSES | $50,000 |
| STANFORD UNIVERSITY | |||||||
| 295 GALVEZ STREET | STANFORD | CA | 94305 | NONE | 501(C)(3) | UNRESTRICTED GRANT FOR EXEMPT PURPOSES | $250,000 |
| WILDLIFE CONSERVATION | |||||||
| 602 SURF AVENUE | NEW YORK | NY | 11224 | NONE | 501(C)(3) | UNRESTRICTED GRANT FOR EXEMPT PURPOSES | $36,272 |
| YALE UNIVERSITY | |||||||
| 38 HILLHOUSE AVENUE | NEW HAVEN | CT | 06511 | NONE | 501(C)(3) | UNRESTRICTED GRANT FOR EXEMPT PURPOSES | $100,000 |
| UNIVERSITY SETTLEMENT | |||||||
| 189 ALLEN ST 1 | NEW YORK | NY | 10002 | NONE | 501(C)(3) | UNRESTRICTED GRANT FOR EXEMPT PURPOSES | $10,000 |
| HARLEM VILLAGE ACADEMIES | |||||||
| 74 WEST 124TH STREET | NEW YORK | NY | 10027 | NONE | 501(C)(3) | UNRESTRICTED GRANT FOR EXEMPT PURPOSES | $500,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Grant Or Contri Paid During Year | 1996272 | TotGrantOrContriPaidDuringYear |
| Tot Grant Or Contri Approved Future | 0 | TotGrantOrContriApprovedFuture |
Analysis Income Producing Acty AnalysisIncomeProducingActy
Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Code | 900000 | BusinessCode |
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $37,243 | ExclusionAmount |
Other Investment Income Part VII OtherInvestmentIncomePartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Code | 900000 | BusinessCode |
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $277,292 | ExclusionAmount |
Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Code | 900000 | BusinessCode |
| Unrelated Business Income | $969 | UnrelatedBusinessIncomeAmount |
| Exclusion Code | 18 | ExclusionCode |
| Exclusion | $2,744,048 | ExclusionAmount |
Subtotals Part XVIA SubtotalsPartXVIA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Income | $969 | UnrelatedBusinessIncomeAmount |
| Exclusion | $3,058,583 | ExclusionAmount |
| Related Or Exempt Function Income | 0 | RelatedOrExemptFunctionIncome |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Part XVIA | 3059552 | TotalPartXVIA |
Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Noncharitable EO | 0 | TrnsfrOfCashToNoncharitableEO |
| Trnsfr Oth Assets Noncharitable EO | 0 | TrnsfrOthAssetsNoncharitableEO |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssets |
| Purchase Assets Noncharitable EO | 0 | PurchaseAssetsNoncharitableEO |
| Rental Of Facilities Etc | 0 | RentalOfFacilitiesEtc |
| Reimbursement Arrangements | 0 | ReimbursementArrangements |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuarantees |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtc |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtc |
| Relationships Noncharitable E Os | 0 | RelationshipsNoncharitableEOs |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | X | Organization501c3ExemptPF |
| General Rule | X | GeneralRule |
Contributor Info ContributorInfo (3 entries)
| Contributor NumberContributorNumber | Contributor Name IndividualContributorNameIndividual | Address Line1ContributorAddressUS/AddressLine1 | CityContributorAddressUS/City | StateContributorAddressUS/State | ZIP CodeContributorAddressUS/ZIPCode | Aggregate ContributionsAggregateContributions | Person Contribution TypePersonContributionType | Noncash Contribution TypeNoncashContributionType |
|---|---|---|---|---|---|---|---|---|
| 1 | THOMAS L KEMPNER | 65 EAST 55TH STREET 19TH FLOOR | NEW YORK | NY | 10022 | 1500000 | X | |
| 2 | THOMAS L KEMPNER | 65 EAST 55TH STREET 19TH FLOOR | NEW YORK | NY | 10022 | 174029 | X | |
| 3 | THOMAS L KEMPNER | 65 EAST 55TH STREET 19TH FLOOR | NEW YORK | NY | 10022 | 9305 | X |
Noncash Property NoncashProperty (2 entries)
| Contributor Number From Part IContributorNumberFromPartI | Noncash Property DescriptionNoncashPropertyDescription | Fair Market ValueFairMarketValue | Date ReceivedDateReceived |
|---|---|---|---|
| 2 | 6,117 SHS, DELPHI AUTOMOTIVE | 174029 | 2012-05-25 |
| 3 | 566 SHS, MAPP PHARMACEUTICALS | 9305 | 2012-03-28 |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees AccountingFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | PROFESSIONAL FEES | Category |
| Amount | $13,500 | Amount |
| Net Investment Income | 6750 | NetInvestmentIncome |
| Adjusted Net Income | 0 | AdjustedNetIncome |
| Disbursements Charitable Prps | 6750 | DisbursementsCharitablePrps |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corp Bonds InvestmentsCorpBonds
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Of Bond | VARIOUS BONDS - JPM | NameOfBond |
| EOY Book Value | 51274 | EOYBookValue |
| EOYFMV | 0 | EOYFMV |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corp Stock InvestmentsCorpStock (2 entries)
| Name Of StockNameOfStock | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| VARIOUS COMMON STOCK - JPM | 533204 | 390427 |
| VARIOUS STOCKS - BRAVE WARRIOR | 1273691 | 1612761 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOther (41 entries)
| Category Or ItemCategoryOrItem | Listed At Cost Or FMVListedAtCostOrFMV | Book ValueBookValue | EOYFMVEOYFMV |
|---|---|---|---|
| MHD MANAGEMENT COMPANY | AT COST | 7659481 | 7659481 |
| M H DAVIDSON & CO. | AT COST | 14804286 | 14804286 |
| AMERICAN REAL ESTATE PART(PREF | AT COST | 49243 | 49243 |
| SKYLINE VENTURE PARTNERS | AT COST | 18315 | 18315 |
| SKYLINE VENTURE PARTNERS II | AT COST | 16208 | 16280 |
| ARBITER PARTNERS | AT COST | 4647379 | 4847378 |
| SKYLINE VENTURE FUND III - PFD | AT COST | 448 | 248 |
| DRAWBRIDGE SPECIAL FUND | AT COST | 88226 | 88226 |
| SKYLINE VENTURE FUND III | AT COST | 43805 | 24288 |
| HEARTLAND PARTNERS LP | AT COST | 72370 | 72370 |
| FOREIGN CORP.-VAR. HEDGE FUNDS | AT COST | 1884053 | 1411184 |
| SKYLINE VENTURE FUND IV | AT COST | 218725 | 143237 |
| AQUILINE FINANCIAL | AT COST | 914824 | 930332 |
| NEW CENTURY HOLDINGS XI | AT COST | 52273 | 39507 |
| DK PRESIDIO | AT COST | 0 | 0 |
| FOREIGN CURRENCY CONTRACTS | AT COST | 63692 | 37115 |
| AQUILINE DRAGON FUND OFFSHORE | AT COST | 166715 | 169541 |
| AQUILINE REAL ESTATE FUND LP | AT COST | 1099871 | 1099873 |
| ABRAMS CAPITAL PARTNERS II | AT COST | 1232615 | 1232615 |
| SKYLINE VENTURE PARTNERS V LP | AT COST | 174554 | 158114 |
| MKW | AT COST | 372891 | 202457 |
| AMERICAN SECURITIES PARTNERS | AT COST | 1703234 | 1703234 |
| NCH AGRIBUSINESS PARTNERS | AT COST | 481333 | 481333 |
| JCF III AIV I LP | AT COST | 210799 | 210799 |
| ASP V ALTERNATE INVESTMENTS LP | AT COST | 42629 | 42628 |
| HAWKEYE CAPITAL INSTITUTIONAL LP | AT COST | 1209698 | 1209698 |
| JCF III AIV SRV | AT COST | 4458 | 4382 |
| ASP FML CO-INVEST I | AT COST | 220927 | 220927 |
| JCF III AIV II LP | AT COST | 530024 | 530024 |
| MKW VENTURES LIMITED | AT COST | 24719 | 123653 |
| DK GROUP | AT COST | 971877 | 971877 |
| FINE CAPITAL | AT COST | 1030777 | 1030777 |
| ROBOTTI GLOBAL FUND | AT COST | 454137 | 454139 |
| AMERICAN SECURITIES PARTNERS VI | AT COST | 444222 | 444222 |
| CROSSHARBOR INSTITUTIONAL PARTNERS II | AT COST | 459869 | 723532 |
| HIGHBROOK INCOME PROPERTY FUND | AT COST | 417965 | 413257 |
| HOLT DISTRESSED PROPERTY FUND 2010 | AT COST | 551597 | 551597 |
| HOLT DISTRESSED PROPERTY FUND (PARALLEL 1) 2010 | AT COST | 51352 | 51352 |
| CIP II OHIO HOTELS | AT COST | 255457 | 255457 |
| HARBOR LITIGATION TRUST | AT COST | 119520 | 85347 |
| PENNYBACKER REAL ESTATE FUND | AT COST | 617912 | 220545 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | PROFESSIONAL FEES | Category |
| Amount | $4,338 | Amount |
| Net Investment Income | 0 | NetInvestmentIncome |
| Adjusted Net Income | 0 | AdjustedNetIncome |
| Disbursements Charitable Prps | 4338 | DisbursementsCharitablePrps |
Other Assets Schedule OtherAssetsSchedule
Other Assets OtherAssets (2 entries)
| DescriptionDescription | BOY Book ValueBOYBookValue | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|---|
| DUE FROM PARTNERSHIPS | 558793 | -988820 | -988820 |
| LOAN TO HVA | 0 | 4500000 | 4500000 |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases OtherDecreases
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | UNREALIZED APPRECIATION OF CONTRIBUTED SECURITIES | Description |
| Amount | $226,014 | Amount |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses OtherExpenses (3 entries)
| DescriptionDescription | Revenue And Expenses Per BooksRevenueAndExpensesPerBooks | Net Investment IncomeNetInvestmentIncome | Adjusted Net IncomeAdjustedNetIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|---|
| MARGIN INTEREST | 193 | 193 | 0 | 0 |
| NY DEPT OF LAW | 750 | 0 | 0 | 750 |
| INVESTMENT MANAGEMENT FEES | 25493 | 25493 | 0 | 0 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income OtherIncome (3 entries)
| DescriptionDescription | Revenue And Expenses Per BooksRevenueAndExpensesPerBooks | Net Investment IncomeNetInvestmentIncome |
|---|---|---|
| OTHER INCOME THROUGH K-1'S | 307330 | 307330 |
| UBTI TAXES ON 990T | -30112 | 0 |
| RETURN OF CAPITAL | 74 | 0 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases OtherIncreases (2 entries)
| DescriptionDescription | AmountAmount |
|---|---|
| UNREALIZED GAIN/LOSS & BOOK ADJ FROM K-1S | $3,240,307 |
| PRIOR PERIOD ADJUSTMENT | $4,411 |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities OtherLiabilities (2 entries)
| DescriptionDescription | BOY Book ValueBOYBookValue | EOY Book ValueEOYBookValue |
|---|---|---|
| JC FLOWERS - NEGATIVE BASIS | 7690 | 5626 |
| DK PRESIDIO | 0 | 434 |
Taxes Schedule TaxesSchedule
Taxes Taxes
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | EXCISE TAXES - 2011 EXTENSION PAYMENT | Category |
| Amount | $35,000 | Amount |
| Net Investment Income | 0 | NetInvestmentIncome |
| Adjusted Net Income | 0 | AdjustedNetIncome |
| Disbursements Charitable Prps | 0 | DisbursementsCharitablePrps |