NORTON HEALTHCARE INC: Form 990, tax year 2012

View the entire original 990 at ProPublica ↗

Organization: NORTON HEALTHCARE INC (EIN 61-1028725)
Tax period: 2012-01-01 to 2012-12-31
Filed: 2013-11-15
IRS object ID: 201333199349304123
Schema version: 2012v2.1
Source: Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header
Form 990
Schedule A
Schedule B
Schedule C
Schedule D
Schedule F
Schedule I
Schedule J
Schedule K
Schedule K
Schedule L
Schedule O
Schedule R

Return header ReturnHeader

Field	Value	IRS element (for citing)
Timestamp	2013-11-15T10:56:23-06:00	Timestamp
Tax Period End Date	2012-12-31	TaxPeriodEndDate

Preparer Firm PreparerFirm

Preparer Firm Business Name PreparerFirmBusinessName

Field	Value	IRS element (for citing)
Business Name Line1	CROWE HORWATH LLP	BusinessNameLine1

Preparer Firm US Address PreparerFirmUSAddress

Field	Value	IRS element (for citing)
Address Line1	9600 Brownsboro Road	AddressLine1
Address Line2	Suite 400	AddressLine2
City	Louisville	City
State	KY	State
ZIP Code	402411122	ZIPCode

Field	Value	IRS element (for citing)
Return Type	990	ReturnType
Tax Period Begin Date	2012-01-01	TaxPeriodBeginDate

Filer Filer

Field	Value	IRS element (for citing)
EIN	611028725	EIN

Name Name

Field	Value	IRS element (for citing)
Business Name Line1	NORTON HEALTHCARE INC	BusinessNameLine1

Field	Value	IRS element (for citing)
Name Control	NORT	NameControl
Phone	5026298249	Phone

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	224 E BROADWAY- 5TH FLOOR	AddressLine1
City	LOUISVILLE	City
State	KY	State
ZIP Code	40202	ZIPCode

Officer Officer

Field	Value	IRS element (for citing)
Name	MICHAEL W GOUGH	Name
Title	TREASURER	Title
Date Signed	2013-11-15	DateSigned
Authorize Third Party	true	AuthorizeThirdParty

Preparer Preparer

Field	Value	IRS element (for citing)
Name	Rachel Spurlock	Name
PTIN	P00520729	PTIN
Phone	5023263996	Phone

Field	Value	IRS element (for citing)
Tax Year	2012	TaxYear
Build TS	2016-02-25 16:41:14Z	BuildTS

Form 990 IRS990

Name Of Principal Officer Business NameOfPrincipalOfficerBusiness

Field	Value	IRS element (for citing)
Business Name Line1	STEPHEN A WILLIAMS	BusinessNameLine1

Address Principal Officer US AddressPrincipalOfficerUS

Field	Value	IRS element (for citing)
Address Line1	4967 US Highway 42 Suite 100	AddressLine1
City	LOUISVILLE	City
State	KY	State
ZIP Code	40222	ZIPCode

Field	Value	IRS element (for citing)
Gross Receipts	248920296	GrossReceipts
Group Return For Affiliates	false	GroupReturnForAffiliates
Organization501c3	X	Organization501c3
Web Site	WWW.NORTONHEALTHCARE.COM	WebSite
Type Of Organization Corporation	X	TypeOfOrganizationCorporation
Year Formation	1983	YearFormation
State Legal Domicile	KY	StateLegalDomicile
Activity Or Mission Description	NORTON HEALTHCARE'S PURPOSE IS TO PROVIDE QUALITY HEALTH CARE TO ALL THOSE WE SERVE, IN A MANNER THAT RESPONDS TO THE NEEDS OF OUR COMMUNITIES AND HONORS OUR FAITH HERITAGE.	ActivityOrMissionDescription
Nbr Voting Members Governing Body	22	NbrVotingMembersGoverningBody
Nbr Independent Voting Members	20	NbrIndependentVotingMembers
Total Nbr Employees	1688	TotalNbrEmployees
Total Nbr Volunteers	10	TotalNbrVolunteers
Total Gross UBI	0	TotalGrossUBI
Net Unrelated Business Txbl Income	0	NetUnrelatedBusinessTxblIncome
Contributions Grants Prior Year	774068	ContributionsGrantsPriorYear
Contributions Grants Current Year	970147	ContributionsGrantsCurrentYear
Program Service Revenue Prior Year	161532098	ProgramServiceRevenuePriorYear
Program Service Revenue CY	163066375	ProgramServiceRevenueCY
Investment Income Prior Year	15292702	InvestmentIncomePriorYear
Investment Income Current Year	14573651	InvestmentIncomeCurrentYear
Other Revenue Prior Year	-1499080	OtherRevenuePriorYear
Other Revenue Current Year	1623084	OtherRevenueCurrentYear
Total Revenue Prior Year	176099788	TotalRevenuePriorYear
Total Revenue Current Year	180233257	TotalRevenueCurrentYear
Grants And Similar Amnts Prior Year	3527307	GrantsAndSimilarAmntsPriorYear
Grants And Similar Amnts CY	1839274	GrantsAndSimilarAmntsCY
Benefits Paid To Members Prior Year	0	BenefitsPaidToMembersPriorYear
Benefits Paid To Members CY	0	BenefitsPaidToMembersCY
Salaries Etc Prior Year	98020887	SalariesEtcPriorYear
Salaries Etc Current Year	113423699	SalariesEtcCurrentYear
Total Prof Fundrsng Exp Prior Year	0	TotalProfFundrsngExpPriorYear
Total Prof Fundrsng Exp CY	0	TotalProfFundrsngExpCY
Total Fundrsng Exp Current Year	0	TotalFundrsngExpCurrentYear
Other Expense Prior Year	92569466	OtherExpensePriorYear
Other Expenses Current Year	118837763	OtherExpensesCurrentYear
Total Expenses Prior Year	194117660	TotalExpensesPriorYear
Total Expenses Current Year	234100736	TotalExpensesCurrentYear
Revenues Less Expenses Prior Year	-18017872	RevenuesLessExpensesPriorYear
Revenues Less Expenses CY	-53867479	RevenuesLessExpensesCY
Total Assets BOY	935991735	TotalAssetsBOY
Total Assets EOY	941573437	TotalAssetsEOY
Total Liabilities BOY	1107645355	TotalLiabilitiesBOY
Total Liabilities EOY	1127687311	TotalLiabilitiesEOY
Net Assets Or Fund Balances BOY	-171653620	NetAssetsOrFundBalancesBOY
Net Assets Or Fund Balances EOY	-186113874	NetAssetsOrFundBalancesEOY
Info In Schedule O Part III	X	InfoInScheduleOPartIII
Mission Description	NORTON HEALTHCARE'S PURPOSE IS TO PROVIDE QUALITY HEALTH CARE TO ALL THOSE WE SERVE, IN A MANNER THAT RESPONDS TO THE NEEDS OF OUR COMMUNITIES AND HONORS OUR FAITH HERITAGE.	MissionDescription
Significant New Program Services	false	SignificantNewProgramServices
Significant Change	false	SignificantChange
Expense	189576650	Expense
Grants	1839274	Grants
Revenue	164234626	Revenue
Description	NORTON HEALTHCARE, INC. (NHI) IS A NOT-FOR-PROFIT CORPORATION BASED IN LOUISVILLE, KY. IN 2012, NHI, THROUGH ITS AFFILIATE, NORTON HOSPITALS, INC., HAD A TOTAL OF 1,837 LICENSED BEDS: NORTON HOSPITAL - 642 BEDS; KOSAIR CHILDREN'S HOSPITAL - 263 BEDS; NORTON AUDUBON HOSPITAL - 432 BEDS; NORTON SUBURBAN HOSPITAL - 373 BEDS; AND NORTON BROWNSBORO HOSPITAL - 127 BEDS. THESE FIVE HOSPITALS OPERATE 24 HOURS A DAY, SEVEN DAYS A WEEK. NHI, THROUGH ITS AFFILIATE, COMMUNITY MEDICAL ASSOCIATES, INC. HAD A TOTAL OF 105 PHYSICIAN PRACTICE LOCATIONS AND 12 IMMEDIATE CARE CENTERS OPERATING IN EIGHT COUNTIES IN KENTUCKY AND SOUTHERN INDIANA. (CONTINUED IN SCHEDULE O)	Description
Total Program Service Expense	189576650	TotalProgramServiceExpense
Described In501 C3	true	DescribedIn501C3
Schedule B Required	true	ScheduleBRequired
Political Activities	false	PoliticalActivities
Lobbying Activities	true	LobbyingActivities
Donor Advised Funds	false	DonorAdvisedFunds
Conservation Easements	false	ConservationEasements
Collections Of Art	false	CollectionsOfArt
Credit Counseling	false	CreditCounseling
Term Or Permanent Endowments	false	TermOrPermanentEndowments
Report Land Bldg Equip	true	ReportLandBldgEquip
Report Invest Oth Securities	true	ReportInvestOthSecurities
Report Prog Rel Invest	false	ReportProgRelInvest
Report Other Assets	true	ReportOtherAssets
Report Other Liabilities	true	ReportOtherLiabilities
Report Fin48 Footnote	true	ReportFin48Footnote
Independent Audit Financial Stmt	false	IndependentAuditFinancialStmt
Consolidated Audit Financial Stmt	true	ConsolidatedAuditFinancialStmt
School	false	School
Foreign Office	false	ForeignOffice
Foreign Activities	true	ForeignActivities
More Than5000 K To Organizations	false	MoreThan5000KToOrganizations
More Than5000 K To Individuals	false	MoreThan5000KToIndividuals
Professional Fundraising	false	ProfessionalFundraising
Fundraising Activities	false	FundraisingActivities
Gaming	false	Gaming
Hospital	false	Hospital
Grants To Organizations	true	GrantsToOrganizations
Grants To Individuals	true	GrantsToIndividuals
Schedule J Required	true	ScheduleJRequired
Tax Exempt Bonds	true	TaxExemptBonds
Invest Tax Exempt Bonds	false	InvestTaxExemptBonds
Escrow Account	true	EscrowAccount
On Behalf Of Issuer	false	OnBehalfOfIssuer
Excess Benefit Transaction	false	ExcessBenefitTransaction
Prior Excess Benefit Transaction	false	PriorExcessBenefitTransaction
Loan To Officer Or DQP	true	LoanToOfficerOrDQP
Grant To Related Person	false	GrantToRelatedPerson
Bsnss Rltnshp With Organization	false	BsnssRltnshpWithOrganization
Bsnss Rltnshp Thru Family Member	true	BsnssRltnshpThruFamilyMember
Officer Entity With Bsnss Rltnshp	true	OfficerEntityWithBsnssRltnshp
Deductible Non Cash Contributions	false	DeductibleNonCashContributions
Deductible Contributions Of Art	false	DeductibleContributionsOfArt
Terminated	false	Terminated
Partial Liquidation	false	PartialLiquidation
Disregarded Entity	false	DisregardedEntity
Related Entity	true	RelatedEntity
Related Org Controlled Entity	true	RelatedOrgControlledEntity
Transaction Related Entity	true	TransactionRelatedEntity
Transfers To Exempt Non Chrtbl Org	false	TransfersToExemptNonChrtblOrg
Activities Conducted Partnership	false	ActivitiesConductedPartnership
Schedule O Required	true	ScheduleORequired
Info In Schedule O Part V	X	InfoInScheduleOPartV
Number Forms Transmitted With1096	528	NumberFormsTransmittedWith1096
Number W2 G Included	2	NumberW2GIncluded
Compliance With Backup Witholding	true	ComplianceWithBackupWitholding
Number Of Employees	1688	NumberOfEmployees
Employment Tax Returns Filed	true	EmploymentTaxReturnsFiled
Unrelated Business Income	false	UnrelatedBusinessIncome
Foreign Financial Account	true	ForeignFinancialAccount
Name Of Foreign Country	AS	NameOfForeignCountry
Name Of Foreign Country	BR	NameOfForeignCountry
Name Of Foreign Country	CA	NameOfForeignCountry
Name Of Foreign Country	FR	NameOfForeignCountry
Name Of Foreign Country	HK	NameOfForeignCountry
Name Of Foreign Country	JA	NameOfForeignCountry
Name Of Foreign Country	MY	NameOfForeignCountry
Name Of Foreign Country	SN	NameOfForeignCountry
Name Of Foreign Country	SP	NameOfForeignCountry
Name Of Foreign Country	SZ	NameOfForeignCountry
Name Of Foreign Country	UK	NameOfForeignCountry
Prohibited Tax Shelter Trans	false	ProhibitedTaxShelterTrans
Taxable Party Notification	false	TaxablePartyNotification
Non Deductible Contributions	false	NonDeductibleContributions
Quid Pro Quo Contributions	false	QuidProQuoContributions
Form8282 Property Disposed Of	false	Form8282PropertyDisposedOf
Funds To Pay Premiums	false	FundsToPayPremiums
Premiums Paid	false	PremiumsPaid
Indoor Tanning Services	false	IndoorTanningServices
Info In Schedule O Part VI	X	InfoInScheduleOPartVI
Nbr Voting Governing Body Members	22	NbrVotingGoverningBodyMembers
Number Independent Voting Members	20	NumberIndependentVotingMembers
Family Or Business Relationship	true	FamilyOrBusinessRelationship
Delegation Of Management Duties	false	DelegationOfManagementDuties
Changes To Organizing Docs	false	ChangesToOrganizingDocs
Material Diversion Or Misuse	false	MaterialDiversionOrMisuse
Members Or Stockholders	false	MembersOrStockholders
Election Of Board Members	false	ElectionOfBoardMembers
Decisions Subject To Approval	false	DecisionsSubjectToApproval
Minutes Of Governing Body	true	MinutesOfGoverningBody
Minutes Of Committees	true	MinutesOfCommittees
Officer Mailing Address	false	OfficerMailingAddress
Local Chapters	false	LocalChapters
Form990 Provided To Governing Body	true	Form990ProvidedToGoverningBody
Conflict Of Interest Policy	true	ConflictOfInterestPolicy
Annual Disclosure Covered Persons	true	AnnualDisclosureCoveredPersons
Regular Monitoring Enforcement	true	RegularMonitoringEnforcement
Whistleblower Policy	true	WhistleblowerPolicy
Document Retention Policy	true	DocumentRetentionPolicy
Compensation Process CEO	true	CompensationProcessCEO
Compensation Process Other	true	CompensationProcessOther
Investment In Joint Venture	false	InvestmentInJointVenture
Upon Request	X	UponRequest

The Books Are In Care Of TheBooksAreInCareOf

Name Business NameBusiness

Field	Value	IRS element (for citing)
Business Name Line1	HELENA SCHULZ	BusinessNameLine1

Field	Value	IRS element (for citing)
Telephone Number	5026298263	TelephoneNumber

Address US AddressUS

Field	Value	IRS element (for citing)
Address Line1	224 E BROADWAY- 5TH FLOOR	AddressLine1
City	LOUISVILLE	City
State	KY	State
ZIP Code	402022025	ZIPCode

Field	Value	IRS element (for citing)
Info In Schedule O Part VII	X	InfoInScheduleOPartVII

Form990 Part VII Section A Form990PartVIISectionA (52 entries)

TitleTitle	Average Hours Per WeekAverageHoursPerWeek	Average Hours Per Week RelatedAverageHoursPerWeekRelated	Individual Trustee Or DirectorIndividualTrusteeOrDirector	OfficerOfficer	Reportable Comp From OrganizationReportableCompFromOrganization	Reportable Comp From Related OrgsReportableCompFromRelatedOrgs	Other CompensationOtherCompensation	Key EmployeeKeyEmployee	Highest Compensated EmployeeHighestCompensatedEmployee	FormerFormer
STEPHEN A WILLIAMS
President/Trustee	30.00	20.00	X	X	4686492	0	287592
CAROLYN GATZ
Chair Emeritus	1.00	2.50	X		1500	0	0
CHERYL BALKENHOL
Trustee (partial year)	1.00	2.50	X		0	0	0
CRAIG D GRANT
Trustee	1.00	2.50	X		1500	0	0
DONALD H ROBINSON
Trustee	4.00	2.50	X		0	0	0
EDIE NIXON
Trustee	1.00	2.50	X		1500	0	0
G H NIXON
Chair Emeritus (Ex-Officio)	1.00	2.50	X		1500	0	0
G HUNT ROUSAVALL
Trustee	3.00	3.50	X		1500	0	0
GAIL LYTTLE
Trustee	1.00	2.50	X		1500	0	0
GARY L STEWART
Trustee	2.00	3.50	X		1500	0	0
GREGORY E MAYES
Trustee (partial year)	5.00	2.50	X		1500	0	0
JAMES L SUBLETT MD
Trustee	1.00	2.50	X		1500	0	0
JOSEPH J MCGOWAN ED D
Trustee	1.00	2.50	X		1500	0	0
JOSEPH PARADIS III
Chairman	10.00	2.50	X		0	0	0
KEVIN J HABLE
Trustee	1.00	2.50	X		0	0	0
LOUIS S HEUSER MD
Trustee	1.00	2.50	X		1500	0	0
MARIA GERWING HAMPTON
Vice Chair	6.00	2.50	X		1500	0	0
MARIA L BOUVETTE
Trustee	1.00	2.50	X		1500	0	0
MARTHA K HEYBURN MD
Trustee	2.00	2.50	X		1500	0	0
MITCH NICHOLS
Trustee	1.00	2.50	X		0	0	0
R K GUILLAUME
Trustee	3.00	2.50	X		1500	0	0
REV WILLIAM J SCHULTZ
Trustee	3.00	2.50	X		1500	0	0
RICHARD R IVEY
Trustee	1.00	2.50	X		1500	0	0
RICHARD S WOLF MD
Trustee	1.00	3.50	X		1500	0	0
ROBERT R GOODIN MD
Trustee (partial year)	1.00	2.50	X		1500	0	0
RONALD LEHOCKY MD
Trustee (partial year)	3.00	2.50	X		1500	0	0
WENDELL P WRIGHT
Trustee	1.00	2.50	X		0	0	0
MICHAEL W GOUGH
Treasurer	30.00	20.00		X	1621334	0	542150
ROBERT B AZAR
Secretary	30.00	20.00		X	537060	0	94939
RUSSELL F COX
Vice President	30.00	20.00		X	1984644	0	876355
CHARLES BOHN
VP Chief HR Officer	50.00	0			498778	0	91080	X
DOUGLAS WINKELHAKE
Division President Adult Services	41.50	8.50			437184	181938	128806	X
JAMES FRAZIER
VP Medical Affairs	50.00	0			404227	0	86760	X
KENNETH WILSON
VP Clinical Effectiveness	50.00	0			408476	0	84381	X
MARY CORBETT
VP Hlth Policy & Government	50.00	0			365635	0	61140	X
MARY JO BEAN
VP Planning & Bus Analysis	50.00	0			396493	0	107021	X
MARY LYNN MEYER
VP and CDO	25.00	25.00			152996	328296	130850	X
MICHAEL ESPOSITO
VP Business Development	50.00	1.00			413283	0	86916	X
SANDRA BROOKS
VP Research & Prevention	50.00	0			448869	0	161561	X
SCOTT WATKINS
Division VP COO	50.00	0			627400	0	112829	X
STEVE HEILMAN
Chief Medical Information	50.00	0			422898	0	126459	X
STEVE HESTER
Sr VP, CMO	50.00	0			717997	0	449107	X
STEVE READY
VP Information Sys	50.00	0			390456	0	90367	X
TRACY WILLIAMS
Sr VP, CNO	50.00	0			475895	0	83849	X
ALFONSO CORNISH
VP Education & Development	50.00	0			315489	0	63522		X
GEORGE HERSCH
VP Material Mgmt	50.00	0			304972	0	72527		X
JON COOPER
VP Surgical Services	37.50	12.50			308567	55256	72453		X
MAUREEN CAPALBO
Sys VP/CNIO	50.00	0			356317	0	69484		X
WILLIAM RITCHIE
Sys VP Outpatient/ICC	50.00	1.00			374999	0	110923		X
J BRYAN HILDRETH
Former VP Service Excellence	1.00	0			248137	0	127633			X
KAREN BOLIN
Former VP Women's Services	50.00	0			293056	0	238095			X
KIMBERLY THARP-BARRIE
Former VP Institute of Nursing	50.00	0			299343	0	74820			X

Field	Value	IRS element (for citing)
Total Reportable Comp From Org	17520998	TotalReportableCompFromOrg
Total Reportable Comp Frm Rltd Orgs	565490	TotalReportableCompFrmRltdOrgs
Total Other Compensation	4431621	TotalOtherCompensation
Number Individuals GT100 K	175	NumberIndividualsGT100K
Formers Listed	true	FormersListed
Total Comp GT150 K	true	TotalCompGT150K
Compensation From Other Sources	false	CompensationFromOtherSources

Contractor Compensation ContractorCompensation (5 entries)

Address Line1AddressOfContractor/AddressUS/AddressLine1	CityAddressOfContractor/AddressUS/City	StateAddressOfContractor/AddressUS/State	ZIP CodeAddressOfContractor/AddressUS/ZIPCode	Description Of ServicesDescriptionOfServices	CompensationCompensation
EPIC SYSTEMS CORPORATION
PO BOX 88314	MILWAUKEE	WI	532880314	SOFTWARE AND SERVICES	16159445
PARTNER PROFESSIONAL STAFFING
4605 GALBRAIGH RD STE 200	CINCINNATI	OH	45236	PROFESSIONAL SERVICES	8727972
THE CSI COMPANIES INC
PO BOX 890841	CHARLOTTE	NC	282890841	PROFESSIONAL SERVICES	6977666
CUMBERLAND CONSULTING GROUP
720 COOL SPRINGS BLVD STE 550	FRANKLIN	TN	37067	PROFESSIONAL SERVICES	5263704
FIRSTSOURCE SOLUTIONS USA LLC
6455 RELIABLE PKWY	CHICAGO	IL	60686	PROFESSIONAL SERVICES	4776984

Field	Value	IRS element (for citing)
Number Of Contractors GT100 K	93	NumberOfContractorsGT100K
Related Organizations	922672	RelatedOrganizations
Government Grants	47475	GovernmentGrants
Total Contributions	970147	TotalContributions

Program Service Revenue ProgramServiceRevenue (5 entries)

DescriptionDescription	Business CodeBusinessCode	Total Revenue ColumnTotalRevenueColumn	Related Or Exempt Function IncomeRelatedOrExemptFunctionIncome
CLINICAL RESEARCH TRIALS	900099	1188026	1188026
EDUCATION PROGRAMS	900099	60301	60301
MANAGEMENT FEES	900099	157522567	157522567
INSURANCE ALLOCATION	900099	564476	564476
CENTRAL SERVICE ALLOCATION	900099	3731005	3731005

Total Oth Program Service Revenue TotalOthProgramServiceRevenue

Field	Value	IRS element (for citing)
Total Revenue Column	0	TotalRevenueColumn
Related Or Exempt Function Income	0	RelatedOrExemptFunctionIncome
Unrelated Business Revenue	0	UnrelatedBusinessRevenue
Exclusion	$0	ExclusionAmount

Field	Value	IRS element (for citing)
Total Program Service Revenue	163066375	TotalProgramServiceRevenue

Investment Income InvestmentIncome

Field	Value	IRS element (for citing)
Total Revenue Column	11634371	TotalRevenueColumn
Exclusion	$11,634,371	ExclusionAmount

Income From Invest Bond Proceeds IncomeFromInvestBondProceeds

Field	Value	IRS element (for citing)
Total Revenue Column	120275	TotalRevenueColumn
Exclusion	$120,275	ExclusionAmount

Royalties Revenue RoyaltiesRevenue

Field	Value	IRS element (for citing)
Total Revenue Column	0	TotalRevenueColumn

Gross Rents GrossRents

Field	Value	IRS element (for citing)
Real	314804	Real

Rental Income Or Loss RentalIncomeOrLoss

Field	Value	IRS element (for citing)
Real	314804	Real
Personal	0	Personal

Net Rental Income Or Loss NetRentalIncomeOrLoss

Field	Value	IRS element (for citing)
Total Revenue Column	314804	TotalRevenueColumn
Exclusion	$314,804	ExclusionAmount

Gross Amount Sales Assets GrossAmountSalesAssets

Field	Value	IRS element (for citing)
Securities	71504918	Securities
Other	1126	Other

Less Cost Oth Basis Sales Expenses LessCostOthBasisSalesExpenses

Field	Value	IRS element (for citing)
Securities	68044478	Securities
Other	642561	Other

Gain Or Loss GainOrLoss

Field	Value	IRS element (for citing)
Securities	3460440	Securities
Other	-641435	Other

Net Gain Or Loss Investments NetGainOrLossInvestments

Field	Value	IRS element (for citing)
Total Revenue Column	2819005	TotalRevenueColumn
Exclusion	$2,819,005	ExclusionAmount

Net Income From Fundraising Events NetIncomeFromFundraisingEvents

Field	Value	IRS element (for citing)
Total Revenue Column	0	TotalRevenueColumn

Net Income From Gaming NetIncomeFromGaming

Field	Value	IRS element (for citing)
Total Revenue Column	0	TotalRevenueColumn

Net Income Or Loss NetIncomeOrLoss

Field	Value	IRS element (for citing)
Total Revenue Column	0	TotalRevenueColumn

Other Revenue Misc OtherRevenueMisc (3 entries)

DescriptionDescription	Business CodeBusinessCode	Total Revenue ColumnTotalRevenueColumn	Related Or Exempt Function IncomeRelatedOrExemptFunctionIncome
CREDIT CARD REBATE	900099	1272449	1272449
EMPLOYEE EMERGENCY FUND	900099	145973	145973
DEBT REFINANCING	900099	-541835	-541835

Miscellaneous Revenue MiscellaneousRevenue

Field	Value	IRS element (for citing)
Total Revenue Column	431693	TotalRevenueColumn
Related Or Exempt Function Income	291664	RelatedOrExemptFunctionIncome
Unrelated Business Revenue	0	UnrelatedBusinessRevenue
Exclusion	$140,029	ExclusionAmount

Field	Value	IRS element (for citing)
Total Other Revenue	1308280	TotalOtherRevenue

Total Revenue TotalRevenue

Field	Value	IRS element (for citing)
Total Revenue Column	180233257	TotalRevenueColumn
Related Or Exempt Function Income	164234626	RelatedOrExemptFunctionIncome
Unrelated Business Revenue	0	UnrelatedBusinessRevenue
Exclusion	$15,028,484	ExclusionAmount

Grants To Domestic Orgs GrantsToDomesticOrgs

Field	Value	IRS element (for citing)
Total	1728274	Total
Program Services	1728274	ProgramServices

Grants To Domestic Individuals GrantsToDomesticIndividuals

Field	Value	IRS element (for citing)
Total	111000	Total
Program Services	111000	ProgramServices

Foreign Grants ForeignGrants

Field	Value	IRS element (for citing)
Total	0	Total

Benefits To Members BenefitsToMembers

Field	Value	IRS element (for citing)
Total	0	Total

Comp Current Officers Directors CompCurrentOfficersDirectors

Field	Value	IRS element (for citing)
Total	11481811	Total
Program Services	6830519	ProgramServices
Management And General	4651292	ManagementAndGeneral

Comp Disqual Persons CompDisqualPersons

Field	Value	IRS element (for citing)
Total	158727	Total
Program Services	141267	ProgramServices
Management And General	17460	ManagementAndGeneral

Other Salaries And Wages OtherSalariesAndWages

Field	Value	IRS element (for citing)
Total	80699073	Total
Program Services	70797822	ProgramServices
Management And General	9901251	ManagementAndGeneral

Pension Plan Contributions PensionPlanContributions

Field	Value	IRS element (for citing)
Total	3167005	Total
Program Services	2932834	ProgramServices
Management And General	234170	ManagementAndGeneral

Other Employee Benefits OtherEmployeeBenefits

Field	Value	IRS element (for citing)
Total	9939385	Total
Program Services	9393054	ProgramServices
Management And General	546331	ManagementAndGeneral

Payroll Taxes PayrollTaxes

Field	Value	IRS element (for citing)
Total	7977698	Total
Program Services	7005130	ProgramServices
Management And General	972568	ManagementAndGeneral

Fees For Services Management FeesForServicesManagement

Field	Value	IRS element (for citing)
Total	0	Total

Fees For Services Legal FeesForServicesLegal

Field	Value	IRS element (for citing)
Total	2960040	Total
Program Services	2631607	ProgramServices
Management And General	328433	ManagementAndGeneral

Fees For Services Accounting FeesForServicesAccounting

Field	Value	IRS element (for citing)
Total	587100	Total
Program Services	234840	ProgramServices
Management And General	352260	ManagementAndGeneral

Fees For Services Lobbying FeesForServicesLobbying

Field	Value	IRS element (for citing)
Total	247904	Total
Program Services	216149	ProgramServices
Management And General	31755	ManagementAndGeneral

Fees For Services Prof Fundraising FeesForServicesProfFundraising

Field	Value	IRS element (for citing)
Total	0	Total

Fees For Services Invst Mgmnt Fees FeesForServicesInvstMgmntFees

Field	Value	IRS element (for citing)
Total	1918168	Total
Management And General	1918168	ManagementAndGeneral

Fees For Services Other FeesForServicesOther

Field	Value	IRS element (for citing)
Total	56844069	Total
Program Services	47144582	ProgramServices
Management And General	9699487	ManagementAndGeneral
Fundraising	0	Fundraising

Advertising Advertising

Field	Value	IRS element (for citing)
Total	0	Total

Office Expenses OfficeExpenses

Field	Value	IRS element (for citing)
Total	3686777	Total
Program Services	3228553	ProgramServices
Management And General	458224	ManagementAndGeneral

Information Technology InformationTechnology

Field	Value	IRS element (for citing)
Total	0	Total

Royalties Royalties

Field	Value	IRS element (for citing)
Total	0	Total

Occupancy Occupancy

Field	Value	IRS element (for citing)
Total	6345099	Total
Program Services	5225846	ProgramServices
Management And General	1119253	ManagementAndGeneral

Travel Travel

Field	Value	IRS element (for citing)
Total	2501807	Total
Program Services	2255400	ProgramServices
Management And General	246407	ManagementAndGeneral

Travel Entrtnmnt Public Officials TravelEntrtnmntPublicOfficials

Field	Value	IRS element (for citing)
Total	0	Total

Conferences Meetings ConferencesMeetings

Field	Value	IRS element (for citing)
Total	0	Total

Interest Interest

Field	Value	IRS element (for citing)
Total	29262624	Total
Management And General	29262624	ManagementAndGeneral

Payments To Affiliates PaymentsToAffiliates

Field	Value	IRS element (for citing)
Total	0	Total

Depreciation Depletion DepreciationDepletion

Field	Value	IRS element (for citing)
Total	16800765	Total
Program Services	10972	ProgramServices
Management And General	16789793	ManagementAndGeneral

Insurance Insurance

Field	Value	IRS element (for citing)
Total	0	Total

Other Expenses OtherExpenses (4 entries)

DescriptionDescription	TotalTotal	Program ServicesProgramServices	Management And GeneralManagementAndGeneral
EQUIPMENT RENTAL & REPAIR	29765187	27727536	2037650
RECRUITMENT	1146854	952526	194328
DUES & SUBCRIPTIONS	903856	537554	366302
INTEREST ALLOCATION	-34684029		-34684029

All Other Expenses AllOtherExpenses

Field	Value	IRS element (for citing)
Total	551542	Total
Program Services	471184	ProgramServices
Management And General	80358	ManagementAndGeneral
Fundraising	0	Fundraising

Total Functional Expenses TotalFunctionalExpenses

Field	Value	IRS element (for citing)
Total	234100736	Total
Program Services	189576650	ProgramServices
Management And General	44524085	ManagementAndGeneral
Fundraising	0	Fundraising

Total Joint Costs TotalJointCosts

Field	Value	IRS element (for citing)
Total	0	Total

Cash Non Interest Bearing CashNonInterestBearing

Field	Value	IRS element (for citing)
BOY	-11944428	BOY
EOY	-4873834	EOY

Savings And Temp Cash Investments SavingsAndTempCashInvestments

Field	Value	IRS element (for citing)
BOY	178215907	BOY
EOY	111858689	EOY

Accounts Receivable AccountsReceivable

Field	Value	IRS element (for citing)
BOY	5756630	BOY
EOY	6164390	EOY

Receivables From Officers Etc ReceivablesFromOfficersEtc

Field	Value	IRS element (for citing)
EOY	0	EOY

Receivables From Disqual Persons ReceivablesFromDisqualPersons

Field	Value	IRS element (for citing)
BOY	9646	BOY
EOY	3528	EOY

Inventories For Sale Or Use InventoriesForSaleOrUse

Field	Value	IRS element (for citing)
BOY	1710128	BOY
EOY	1732586	EOY

Prepaid Expenses Deferred Charges PrepaidExpensesDeferredCharges

Field	Value	IRS element (for citing)
BOY	14808111	BOY
EOY	19172013	EOY

Field	Value	IRS element (for citing)
Land Buildings Equipment Basis	355099007	LandBuildingsEquipmentBasis
Land Bldg Equipment Accum Deprec	265419654	LandBldgEquipmentAccumDeprec

Land Buildings Equipment Basis Net LandBuildingsEquipmentBasisNet

Field	Value	IRS element (for citing)
BOY	71684333	BOY
EOY	89679353	EOY

Investments Pub Traded Securities InvestmentsPubTradedSecurities

Field	Value	IRS element (for citing)
BOY	495775669	BOY
EOY	540237484	EOY

Investments Other Securities InvestmentsOtherSecurities

Field	Value	IRS element (for citing)
BOY	118024677	BOY
EOY	117879552	EOY

Investments Program Related InvestmentsProgramRelated

Field	Value	IRS element (for citing)
BOY	0	BOY
EOY	0	EOY

Other Assets Total OtherAssetsTotal

Field	Value	IRS element (for citing)
BOY	61951062	BOY
EOY	59719676	EOY

Total Assets TotalAssets

Field	Value	IRS element (for citing)
BOY	935991735	BOY
EOY	941573437	EOY

Accounts Payable Accrued Expenses AccountsPayableAccruedExpenses

Field	Value	IRS element (for citing)
BOY	162537941	BOY
EOY	169946781	EOY

Grants Payable GrantsPayable

Field	Value	IRS element (for citing)
BOY	4217690	BOY
EOY	2676479	EOY

Tax Exempt Bond Liabilities TaxExemptBondLiabilities

Field	Value	IRS element (for citing)
BOY	746081500	BOY
EOY	734744899	EOY

Escrow Account Liability EscrowAccountLiability

Field	Value	IRS element (for citing)
BOY	9608924	BOY

Loans From Officers Directors LoansFromOfficersDirectors

Field	Value	IRS element (for citing)
EOY	0	EOY

Other Liabilities OtherLiabilities

Field	Value	IRS element (for citing)
BOY	185199300	BOY
EOY	220319152	EOY

Total Liabilities TotalLiabilities

Field	Value	IRS element (for citing)
BOY	1107645355	BOY
EOY	1127687311	EOY

Field	Value	IRS element (for citing)
Follow SFAS117	X	FollowSFAS117

Unrestricted Net Assets UnrestrictedNetAssets

Field	Value	IRS element (for citing)
BOY	-172100406	BOY
EOY	-186503895	EOY

Temporarily Restricted Net Assets TemporarilyRestrictedNetAssets

Field	Value	IRS element (for citing)
BOY	446786	BOY
EOY	390021	EOY

Total Net Assets Fund Balances TotalNetAssetsFundBalances

Field	Value	IRS element (for citing)
BOY	-171653620	BOY
EOY	-186113874	EOY

Total Liab Net Assets Fund Balances TotalLiabNetAssetsFundBalances

Field	Value	IRS element (for citing)
BOY	935991735	BOY
EOY	941573437	EOY

Field	Value	IRS element (for citing)
Info In Schedule O Part XI	X	InfoInScheduleOPartXI
Reconcilation Revenue Expenses	-53867479	ReconcilationRevenueExpenses
Reconciliation Unrealized Invest	33989294	ReconciliationUnrealizedInvest
Reconcilation Other Changes	5417932	ReconcilationOtherChanges
Method Of Accounting Accrual	X	MethodOfAccountingAccrual
Accountant Compile Or Review	false	AccountantCompileOrReview
FS Audited	true	FSAudited

FS Audited Basis FSAuditedBasis

Field	Value	IRS element (for citing)
Financial Statement Consolidated	X	FinancialStatementConsolidated

Field	Value	IRS element (for citing)
Audit Committee	true	AuditCommittee
Federal Grant Audit Required	true	FederalGrantAuditRequired
Federal Grant Audit Performed	true	FederalGrantAuditPerformed

Schedule A IRS990ScheduleA

Field	Value	IRS element (for citing)
Supporting Organization509a3	X	SupportingOrganization509a3
Supporting Org509a3 Type2	X	SupportingOrg509a3Type2
Certification Checkbox	X	CertificationCheckbox
Contrib By Controlling Individual	false	ContribByControllingIndividual
Contribution By Related Party	false	ContributionByRelatedParty
Contrib By35 Controlled Entity	false	ContribBy35ControlledEntity

Supported Org Information SupportedOrgInformation (4 entries)

EINEIN	Type Of OrganizationTypeOfOrganization	Listed In Governing DocListedInGoverningDoc	Supported Organization NotifiedSupportedOrganizationNotified	Organized In USOrganizedInUS	AmountAmount
NORTON HOSPITAL INC
610703799	3	true	true	true	$1,240,222,751
COMMUNITY MEDICAL ASSOCIATE
611276316	9	true	true	true	$286,030,393
NORTON HEALTHCARE FOUNDATION
310914919	7	true	true	true	$1,302,081
CHILDREN'S HOSPITAL FND
616027530	7	true	true	true	$4,441,753

Field	Value	IRS element (for citing)
Total Number Of Supported Orgs	4	TotalNumberOfSupportedOrgs
Sum Of Amounts	1531996978	SumOfAmounts

Schedule B IRS990ScheduleB

Contributor Info ContributorInfo

Field	Value	IRS element (for citing)
Contributor Number	RESTRICTED	ContributorNumber

Contributor Name Business ContributorNameBusiness

Field	Value	IRS element (for citing)
Business Name Line1	RESTRICTED	BusinessNameLine1

Contributor Address US ContributorAddressUS

Field	Value	IRS element (for citing)
Address Line1	RESTRICTED	AddressLine1
Address Line2	RESTRICTED	AddressLine2
City	RESTRICTED	City
State	RESTRICTED	State
ZIP Code	RESTRICTED	ZIPCode

Field	Value	IRS element (for citing)
Aggregate Contributions	RESTRICTED	AggregateContributions

Schedule C IRS990ScheduleC

Field	Value	IRS element (for citing)
Volunteers	false	Volunteers
Paid Staff Or Management	true	PaidStaffOrManagement
Media Advertisements	false	MediaAdvertisements
Mailings Members	false	MailingsMembers
Publications Or Broadcast	false	PublicationsOrBroadcast
Grants Other Organizations	false	GrantsOtherOrganizations
Direct Contact Legislators	true	DirectContactLegislators
Direct Contact Legislators	$4,170	DirectContactLegislatorsAmount
Rallies Demonstrations	true	RalliesDemonstrations
Rallies Demonstrations	$674	RalliesDemonstrationsAmount
Other Activities	true	OtherActivities
Other Activities	$247,904	OtherActivitiesAmount
Total Lobbying Expenditures IIB	252748	TotalLobbyingExpendituresIIB
Not Described In501c3	false	NotDescribedIn501c3

Form990 Schedule C Part IV Form990ScheduleCPartIV

Field	Value	IRS element (for citing)
Identifier	Description of the activities reported on Lines 1a through 1i	Identifier
Return Reference	Schedule C, Part II-B, Line 1	ReturnReference
Explanation	PART II-B, LINE 1(I), OTHER LOBBYING ACTIVITIES: PAYMENTS MADE TO THE FOLLOWING ENTITIES FOR GOVERNMENT AFFAIRS REPRESENTATION TO FOCUS ON GOALS AND PRIORITIES TO ADVOCATE, EDUCATE AND PROMOTE THE INTEREST OF NORTON HEALTHCARE, INC. AND REGISTERED AS APPROPRIATE WITH THE LEGISLATIVE AND/OR EXECUTIVE BRANCH ETHICS COMMISSION AS AGENTS/LOBBYISTS: GOVERNMENT STRATEGIES TOTALING $125,000, ROTUNDA GROUP, LLC TOTALING $113,750, KENTUCKY COALITION FOR EDUCATION REFORM INC. $7,500 AND GREATER LOUISVILLE, INC. TOTALING $1,654. PART II-B, LINE 1(G) AND (H): EMPLOYEES OF NORTON HEALTHCARE, INC. ARE ENGAGED IN LOBBYING HEALTH POLICY ISSUES AT THE STATE LEVEL TO LOBBY THE EXECUTIVE AND LEGISLATIVE BRANCHES OF KENTUCKY'S GOVERNMENT. NORTON HEATLHCARE, INC. IS NOT REGISTERED TO LOBBY AT THE FEDERAL LEVEL. LOBBYING COMPENSATION PAID AS REPORTED TO THE KENTUCKY LEGISLATIVE ETHICS COMMITTEE IS $4,170 AND OTHER EXPENSES FOR EVENTS IS $674.	Explanation

Schedule D IRS990ScheduleD

Land Land

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	2125807	OtherCostOrOtherBasis
Book Value	2125807	BookValue

Buildings Buildings

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	48236198	OtherCostOrOtherBasis
Depreciation	32804484	Depreciation
Book Value	15431714	BookValue

Leasehold Improvements LeaseholdImprovements

Field	Value	IRS element (for citing)
Book Value	0	BookValue

Equipment Equipment

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	253328499	OtherCostOrOtherBasis
Depreciation	231953258	Depreciation
Book Value	21375241	BookValue

Other Land Buildings OtherLandBuildings

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	51408503	OtherCostOrOtherBasis
Depreciation	661912	Depreciation
Book Value	50746591	BookValue

Field	Value	IRS element (for citing)
Total Of Book Value Land Buildings	89679353	TotalOfBookValueLandBuildings

Financial Derivatives FinancialDerivatives

Field	Value	IRS element (for citing)
Book Value	0	BookValue

Closely Held Equity Interests CloselyHeldEquityInterests

Field	Value	IRS element (for citing)
Book Value	0	BookValue

Other Securities OtherSecurities (2 entries)

DescriptionDescription	Book ValueBookValue	Method Of ValuationMethodOfValuation
ALTERNATIVE INVESTMENTS MASTER TRUST UNITS	78928069	F
REAL ESTATE MASTER TRUST UNITS	38951483	F

Field	Value	IRS element (for citing)
Total Of Book Value Securities	117879552	TotalOfBookValueSecurities

Other Assets OtherAssets (10 entries)

DescriptionDescription	Book ValueBookValue
INVESTMENTS IN HEALTHCARE & OTHER RELATED ORGANIZATIONS	629817
DEPOSIT - PFG EQUIPMENT LEASE	68557
OTHER LT ASSETS	14001634
2006 BOND ISSUE COST	2281489
2000 BOND ISSUE COST	8455759
REFUNDABLE ADVANCE	4320602
PENSION	25068720
2011 BOND ISSUE COST	1158340
2012 BOND ISSUE COST	166815
INTEREST RATE SWAP ASSET	3567943

Field	Value	IRS element (for citing)
Total Book Value Other Assets	59719676	TotalBookValueOtherAssets
Federal Income Tax Liability	0	FederalIncomeTaxLiability

Other Liabilities OtherLiabilities (5 entries)

DescriptionDescription	AmountAmount
SELF INSURANCE TRUST	$109,960,466
OTHER INSURANCE	$2,581,325
CAPITAL LEASE	$750,000
OTHER LIABILITIES	$27,753,417
PAYABLE TO AFFILIATES	$79,273,944

Field	Value	IRS element (for citing)
Total Of Amounts	220319152	TotalOfAmounts
Footnote In Part XIII	X	FootnoteInPartXIII

Form990 Schedule D Part XIII Form990ScheduleDPartXIII (2 entries)

IdentifierIdentifier	Return ReferenceReturnReference	ExplanationExplanation
FIN 48 (ASC 740) footnote	Schedule D, Part X, Line 2	THE CORPORATION COMPLETED AN ANALYSIS OF ITS TAX POSITION AT DECEMBER 2012 AND 2011 AND DETERMINED THAT NO MATERIAL AMOUNTS WERE REQUIRED TO BE RECOGNIZED UNDER ASC 740, INCOME TAXES IN THE COMBINED FINANCIAL STATEMENTS AT DECEMBER 31, 2012 AND 2011.
OTHER ASSETS	SCHEDULE D, PART IX	REFUNDABLE ADVANCES OF $4,320,602 REPRESENT ASSETS TRANSFERRED FROM THE NORTON HEALTHCARE JAMES R PETERSDORF FUND (COMMUNITY TRUST FUND) TO THE CHILDREN'S HOSPITAL FOUNDATION AND NORTON HEALTHCARE FOUNDATION OF 2,126,602 AND 2,194,000 RESPECTIVELY. THE PRINCIPAL OF THESE FUNDS IS RESTRICTED AND IF THE RESTRICTED PURPOSE CANNOT BE FULFILLED OR NO LONGER ACCORDS WITH THE STRATEGIC PLAN OF NORTON HEALTHCARE, THE FUNDS ASSETS SHALL REVERT BACK TO THE TRUST.

Schedule F IRS990ScheduleF

Accts Actvs Out US Table AcctsActvsOutUSTable (5 entries)

RegionRegion	Type Of Activities ConductedTypeOfActivitiesConducted	Total ExpendituresTotalExpenditures
CENTRAL AMERICA AND THE CARIBBEAN	INVESTMENTS	95773000
EAST ASIA AND THE PACIFIC	INVESTMENTS	4826000
EUROPE (INCLUDING ICELAND AND GREENLAND)	INVESTMENTS	8349000
NORTH AMERICA (CANADA & MEXICO ONLY)	INVESTMENTS	7358000
SOUTH AMERICA	INVESTMENTS	509000

Field	Value	IRS element (for citing)
Total Number Of Offices	0	TotalNumberOfOffices
Total Number Of Employees	0	TotalNumberOfEmployees
Total Amount Spent	116815000	TotalAmountSpent
Transfer To Foreign Corp	true	TransferToForeignCorp
Interest In Foreign Trust	false	InterestInForeignTrust
Own Foreign Corp	true	OwnForeignCorp
Passive Foreign Invest Co	false	PassiveForeignInvestCo
Foreign Partnership	false	ForeignPartnership
Boycott Countries	false	BoycottCountries

Schedule I IRS990ScheduleI

Field	Value	IRS element (for citing)
Records Maintained	true	RecordsMaintained

Recipient Table RecipientTable (77 entries)

Address Line1AddressUS/AddressLine1	CityAddressUS/City	StateAddressUS/State	ZIP CodeAddressUS/ZIPCode	EIN Of RecipientEINOfRecipient	IRC SectionIRCSection	Amount Of Cash GrantAmountOfCashGrant	Purpose Of GrantPurposeOfGrant	Address Line2AddressUS/AddressLine2
A WOMEN'S CHOICE RESOURCE CENTER
101 WEST MARKET	LOUISVILLE	KY	40202	611142823	501(C)(3)	25000	GENERAL SUPPORT OF SERVICES FOR EXPECTANT MOTHERS
AMERICAN CANCER SOCIETY
701 W MUHAMMAD ALI BLVD	LOUISVILLE	KY	40203	131788491	501(C)(3)	14000	GENERAL SUPPORT
AMERICAN DIABETES ASSOCIATION
161 ST MATTHEWS AVE 3	LOUISVILLE	KY	40207	131623888	501(C)(3)	10000	GENERAL SUPPOR FOR EDUCATION, PREVENTION AND SCREENINGS FOR DIABETES
AMERICAN HEART ASSOCIATION
240 WHITTINGTON PKWY	LOUISVILLE	KY	40222	135613797	501(C)(3)	46000	GENERAL SUPPORT CARDIOVASCULAR HEALTH SCREENINGS AND WOMEN'S CARDIOVASCULAR HEALTH
AMERICAN LUNG ASSOCIATION OF KENTUCKY
PO BOX 9067	LOUISVILLE	KY	40209	610444714	501(C)(3)	10000	GENERAL SUPPORT FOR LUNG HEALTH OUTREACH
AMERICAN RED CROSS DISASTER RELIEF
PO BOX 1675	LOUISVILLE	KY	40201	610444647	501(C)(3)	10000	GENERAL SUPPORT FOR INDIVIDUALS AND FAMILIES DISPLACED BY NATURAL DISASTERS
ARTHRITIS FOUNDATION KY CHAPTER
2908 BROWNSBORO RD	LOUISVILLE	KY	40206	610492349	501(C)(3)	5000	GENERAL SUPPORT PREVENTION FOR ARTHRITIS AND JOINT RELATED DISEASES	SUITE 117
BELLARMINE UNIVERSITY
2001 NEWBURG ROAD	LOUISVILLE	KY	40205	610482955	501(C)(3)	20500	GENERAL SUPPORT HIGHER EDUCATION
BRAIN INJURY ASSOCIATION OF KY
7431 NEW LAGRANGE RD	LOUISVILLE	KY	40222	611128496	501(C)(3)	15000	GENERAL SUPPORT EDUCATION FOR BRAIN INJURIES AND DISEASE	SUITE 100
CATHOLIC EDUC FOUNDATION INC
401 W MAIN ST	LOUISVILLE	KY	40202	611294640	501(C)(3)	25000	GENERAL SUPPORT EDUCATION	SUITE 806
CEREBRAL PALSY KIDS CENTER
982 EASTERN PKWY	LOUISVILLE	KY	40217	610492378	501(C)(3)	5000	GENERAL SUPPORT FOR SERVICES FOR CHILDREN WITH CEREBRAL PALSY
CLOUT
1112 S 4TH ST	LOUISVILLE	KY	40203	611202173	501(C)(3)	7500	GENERAL SUPPORT OF INTERFAITH RELATIONS
COLON CANCER PREVENTION PROJECT
PO BOX 4039	LOUISVILLE	KY	40204	201510713	501(C)(3)	13500	GENERAL SUPPORT OF COLON CANCER PREVENTION AND OUTREACH
COMMONWEALTH FUND FOR KET
600 E COOPER DRIVE	LEXINGTON	KY	40502	610722558	501(C)(3)	5000	GENERAL SUPPORT
CORE COMMITTEE INC
PO BOX 1621	ELIZABETHTOWN	KY	42702	208105293	501(C)(3)	7500	GENERAL SUPPORT OF EFFORTS AT FORT KNOX BASE REALIGNMENT
CTR FOR ADOLESCENT PREGNANCY PREVENTION
332 WEST BROADWAY	LOUISVILLE	KY	40202	611421413	501(C)(3)	5000	GENERAL SUPPORT FOR ADOLESCENT PREGNANCY	SUITE 404
CURESEARCH FOR CHILDREN'S CANCER
300 SOUTH CARLTON AVE	WHEATON	IL	60187	954132414	501(C)(3)	5000	GENERAL SUPPORT FOR CHILDREN'S CANCER RESEARCH	SUITE 150
CYSTIC FIBROSIS FOUNDATION
1230 S HURSTBOURNE PKWY	LOUISVILLE	KY	40222	131930701	501(C)(3)	10000	GENERAL SUPPORT FOR CYSTIC FIBROSIS RESEARCH AND OUTREACH	SUITE 255
DOWNTOWN DEVELOPMENT CORP
401 W MAIN ST STE 1702	LOUISVILLE	KY	40202	310992627	501(C)(3)	20000	GENERAL SUPPORT
EKAL VIDYLAYA FOUNDATION
11838 LAKE STONE WAY	PROSPECT	KY	40059	770554248	501(C)(3)	5475	GENERAL SUPPORT FOR HOLISTIC LIVING
EPILEPSY FOUNDATION KENTUCKIAN
982 EASTERN PKWY	LOUISVILLE	KY	40217	611314540	501(C)(3)	10000	GENERAL SUPPORT OF EPILEPSY EDUCATION AND OUTREACH
FAMILY SCHOLAR HOUSE
403 REG SMITH CIRCLE	LOUISVILLE	KY	40208	611285124	501(C)(3)	10000	GENERAL SUPPORT OF SINGLE PARENTS SEEKING COLLEGE EDUCATION
FRIEND FOR LIFE
4007 KRESGE WAY	LOUISVILLE	KY	40207	611139410	501(C)(3)	5000	GENERAL SUPPORT CANCER SUPPORT NETWORK
GIRL SCOUTS OF KENTUCKIANA
PO BOX 32335	LOUISVILLE	KY	40232	610444698	501(C)(3)	5000	GENERAL SUPPORT OF GIRL SCOUTS AND LEADERSHIP FOR GIRLS AND YOUNG WOMEN
GREATER LOUISVILLE FOUNDATION
614 W MAIN ST	LOUISVILLE	KY	40202	611131064	501(C)(3)	37500	GENERAL SUPPORT	SUITE 6000
HABITAT FOR HUMANITY METRO LOUISVILLE
2777 S FLOYD ST	LOUISVILLE	KY	40209	581735528	501(C)(3)	45000	GENERAL SUPPORT OF COSTS TO BUILD A HABITAT HOME
HEUSER HEARING INSTITUTE
115 E KENTUCKY ST	LOUISVILLE	KY	40203	610492369	501(C)(3)	15000	GENERAL SUPPORT FOR NEWBORN HEARING TESTING AND TREATMENT
HOSPARUS
3532 EPHRAIM MCDOWELL DR	LOUISVILLE	KY	40205	610921718	501(C)(3)	10000	GENERAL SUPPORT KOURAGEOUS KIDS PEDIATRIC PROGRAM
HOSPITAL HOSPITALITY HOUSE
120 W BROADWAY	LOUISVILLE	KY	40202	611256969	501(C)(3)	6000	GENERAL SUPPORT TO HELP HOUSE FAMILIES AND PATIENTS WITH LONG-TERM TREATMENTS/HOSPITAL STAY
INDIAN COMMUNITY OF KENTUCKY
9709 WHITE BLOSSOM BLVD	LOUISVILLE	KY	40241	000769349	501(C)(3)	15000	GENERAL SUPPORT CULTURAL AWARENESS
JUNIOR ACHIEVEMENT
1401 W MUHAMMAD ALI BLVD	LOUISVILLE	KY	40203	610476694	501(C)(3)	13800	GENERAL SUPPORT OF YOUTH LEADERSHIP DEVELOPMENT
KENTUCKY PEDIATRIC SOCIETY
420 CAPITAL AVE	LOUISVILLE	KY	40601	611125554	501(C)(3)	5000	GENERAL SUPPORT OF PROFESSIONAL DEVELOPMENT FOR PEDIATRICIANS AT ANNUAL MEETING
KENTUCKY PHYSICIANS HLTH FOUNDATION
9000 WESSEX PL	LOUISVILLE	KY	40222	611242062	501(C)(3)	21500	GENERAL SUPPORT OF INTERVENTION, THERAPY, ETC. FOR IMPAIRED PHYSICIANS	SUITE 305
KENTUCKY YOUTH ADVOCATES
2034 FRANKFORT AVE	LOUISVILLE	KY	40206	610929390	501(C)(3)	7500	GENERAL SUPPORT OF RESEARCH AND DATA COLLECTION FOR KIDS COUNT DATA BOOK
KOSAIR CHARITIES
982 EASTERN PKWY	LOUISVILLE	KY	40233	610514703	501(C)(3)	12000	GENERAL SUPPORT OF KOSAIR CHARITIES	PO BOX 37370
LEADERSHIP KENTUCKY FOUNDATION
464 CHENAULT RD	FRANKFORT	KY	40601	311096215	501(C)(3)	9000	GENERAL SUPPORT OF LEADERSHIP DEVELOPMENT
LEADERSHIP LOUISVILLE CENTER
732 W MAIN ST	LOUISVILLE	KY	40202	310958491	501(C)(3)	30000	GENERAL SUPPORT OF LEADERSHIP DEVELOPMENT
LEADERSHIP SOUTHERN INDIANA
8204 HWY 311	SELLERSBURG	IN	47172	311644080	501(C)(3)	10000	GENERAL SUPPORT OF LEADERSHIP DEVELOPMENT
LIFEHOUSE INC
2710 RIEDLING DR	LOUISVILLE	KY	40206	208514733	501(C)(3)	50000	GENERAL SUPPORT OF MATERNITY HOME AND PRENATAL CARE
LINCOLN HERITAGE COUNCIL
PO BOX 36273	LOUISVILLE	KY	40233	610445839	501(C)(3)	5000	GENERAL SUPPORT OF BOY SCOUTS AND LEADERSHIP FOR BOYS AND YOUNG MEN
LOUISVILLE METRO GOVERNMENT
531 COURT PLACE 9TH FLOOR	LOUISVILLE	KY	40202	204372292	501(C)(3)	20000	GENERAL SUPPORT MAYOR'S HEALTH INITIATIVES - HIKE, BIKE & PADDLE	SUITE 900
LOUISVILLE URBAN LEAGUE
1535 W BROADWAY	LOUISVILLE	KY	40203	610444771	501(C)(3)	5000	GENERAL SUPPORT OF WORKFORCE DEVELOPMENT THROUGH LUL	C/O CAREER EXPOS
LOUISVILLE YOUTH TRAINING CENT
2040 METAL LN	LOUISVILLE	KY	40206	611380344	501(C)(3)	7000	GENERAL SUPPORT OF YOUTH FITNESS INITIATIVES
MARCH OF DIMES
P O BOX 932852	ATLANTA	GA	31193	131846366	501(C)(3)	10000	GENERAL SUPPORT OF PRE-AND-POSTNATAL EDUCATION FOR FAMILIES WITH PREMATURE BABIES
MARYHURST
1015 DORSEY LANE	LOUISVILLE	KY	40223	311542209	501(C)(3)	10000	GENERAL SUPPORT
MEDICAL FDTNOF GR LOU MED SOC
546 S FIRST ST	LOUISVILLE	KY	40202	610598020	501(C)(3)	6500	GENERAL SUPPORT FOR HEALTH PROMOTION SCHOOLS OF EXCELLENCE	ROOM 311
METRO UNITED WAY INC
PO BOX 950148	LOUISVILLE	KY	40295	610444680	501(C)(3)	53000	GENERAL SUPPORT	DEPT 52860
MORTON CENTER
1028 BARRETT AVE	LOUISVILLE	KY	40204	311068020	501(C)(3)	5000	GENERAL SUPPORT OF INDIVIDUALS IN THERAPY FOR ADDICTION RECOVERY
NATIONAL MULTIPLE SCLEROSIS SOCIETY
1201 STORY AVE	LOUISVILLE	KY	40208	610702202	501(C)(3)	10000	GENERAL SUPPORT OF MULTIPLE SCLEROSIS RESEARCH	SUITE 200
NATIVITY ACADEMY AT ST BONIFACE
529 E LIBERTY ST	LOUISVILLE	KY	40202	510450314	501(C)(3)	7500	GENERAL SUPPORT OF SCHOLASTICS FOR UNDERSERVED CHILDREN
NAWBO - LOUISVILLE CHAPTER
P O BOX 826157	PHILADELPHIA	PA	19182	611228189	501(C)(6)	10000	GENERAL SUPPORT
OVARIAN AWARENESS OF KENTUCKY
4010 DUPONT CIRCLE	LOUISVILLE	KY	40207	611393292	501(C)(3)	5000	GENERAL SUPPORT OF OVARIAN CANCER EDUCATION AND OUTREACH	SUITE 275
PARKINSON'S SUPPORT CENTER OF
315 TOWNEPARK CIR	LOUISVILLE	KY	40243	611367576	501(C)(3)	7500	GENERAL SUPPORT OF PARKINSON'S DISEASE EDUCATION AND SUPPORT EFFORTS	SUITE 100
PENTECOSTAL FIRE CONF AMERICA
1710 CAMPBELLSVILLE RD	HODGENVILLE	KY	42748	261301145	501(C)(3)	10000	GENERAL SUPPORT
PROJECT ONE
2600 W BROADWAY	LOUISVILLE	KY	40211	611314577	501(C)(3)	5000	GENERAL SUPPORT	SUITE 301
PRP ALUMNI ASSOCIATION
PO BOX 58051	LOUISVILLE	KY	40268	320087730	501(C)(3)	5000	GENERAL SUPPORT FOR SCHOLARSHIPS AT PLEASURE RIDGE PARK HIGH SCHOOL
REGIONAL LEADERSHIP COALITION
4100 CHARLESTOWN RD	NEW ALBANY	IN	47150	522436968	501(C)(3)	5000	GENERAL SUPPORT OF REGIONAL LEADERSHIP DEVELOPMENT FOR ECONOMIC GROWTH
RONALD MCDONALD HOUSE
550 S 1ST ST	LOUISVILLE	KY	40202	311053467	501(C)(3)	10000	GENERAL SUPPORT TO HELP HOUSE FAMILIES AND PATIENTS WITH LONG-TERM TREATMENTS/HOSPITAL STAY
SHIVELY AREA MINISTRIES
4415 DIXIE HWY	LOUISVILLE	KY	40216	611134579	501(C)(3)	10000	GENERAL SUPPORT OF EMERGENCY ASSISTANCE FOR RESIDENTS OF SHIVELY AREA
SUPPLIES OVER SEAS
1500 ARLINGTON AVE	LOUISVILLE	KY	40206	272624272	501(C)(3)	20000	GENERAL SUPPORT OF MEDICAL SURPLUS SERVICES TO SEND OVERSEAS
SUSAN G KOMEN FOR THE CURE
2301 HURSTBOURNE VILLAGE DR	LOUISVILLE	KY	40299	752855046	501(C)(3)	5000	GENERAL SUPPORT	SUITE 700
THE ALS ASSOCIATION KY CHAPTER
2807 AMSTERDAM RD	VILLA HILLS	KY	41017	943124729	501(C)(3)	5000	GENERAL SUPPORT ALS EDUCATION AND OUTREACH
THE CENTER FOR COURAGEOUS KIDS
1501 BURNLEY RD	SCOTTSVILLE	KY	42164	201789905	501(C)(3)	30000	GENERAL SUPPORT OF CAMP FOR PEDIATRIC PATIENTS
THE HEALING PLACE
1020 W MARKET ST	LOUISVILLE	KY	40202	611164775	501(C)(3)	8800	GENERAL SUPPORT OF INDIVIDUALS IN THERAPY FOR ADDICTION RECOVERY
UK COLLEGE OF HEALTH SERVICES
900 S LIMESTONE ST	LEXINGTON	KY	40536	616001218	501(C)(3)	5000	GENERAL SUPPORT OF EDUCATION PROGRAM	ROOM 123H
UNIVERSITY OF LOUISVILLE - ATHLETICS
CONTROLLERS OFFICE-SERVICE COMPLEX	LOUISVILLE	KY	40292	311106941	501(C)(3)	6700	GENERAL SUPPORT UL CARDINAL ATHLETIC FUND
WOMEN 4 WOMEN INC
323 W BROADWAY	LOUISVILLE	KY	40202	611240049	501(C)(3)	12000	GENERAL SUPPORT FOR YOUNG WOMEN LEADERSHIP DEVELOPMENT OF SELF SUFFICIENCY	SUITE 502
YMCA OF GREATER LOUISVILLE
545 S 2ND ST	LOUISVILLE	KY	40202	610444843	501(C)(3)	10000	GENERAL SUPPORT OF SAFE PLACE
YOUNG PROFESSIONALS
550 S 4TH ST	LOUISVILLE	KY	40202	450483455	501(C)(3)	10000	GENERAL SUPPORT OF LEADERSHIP DEVELOPMENT AND NETWORKING FOR YOUNG PROFESSIONALS	SUITE 200
YOUNG WOMEN LEAD
4344 MT STERLING RD	WINCHESTER	KY	40391	460776398	501(C)(3)	10000	GENERAL SUPPORT OF LEADERSHIP DEVELOPMENT AND NETWORKING FOR HIGH SCHOOL GIRLS AND YOUNG WOMEN
ST CATHARINE COLLEGE
2735 BARDSTOWN RD	ST CATHARINE	KY	40061	610846809	501(C)(3)	300000	TO HELP ESTABLISH A BACHELOR-LEVEL RADIATION THERAPY PROGRAM AT ST. CATHARINE COLLEGE
UNIVERSITY OF KENTUCKY
OFFICE OF DEVELOPMENT	LEXINGTON	KY	40506	616001218	501(C)(3)	40000	TO PROVIDE PROGRAM SUPPORT VIA SCHOLARSHIP FOR TWO UK MHA STUDENTS	WILLIAM B STURGIL BLDG
UNIVERSITY OF KENTUCKY
OFFICE OF DEVELOPMENT	LEXINGTON	KY	40506	616001218	501(C)(3)	250000	TO PROVIDE PROGRAM SUPPORT TO HELP ESTABLISH AN ENDOWED PROFESSORSHIP IN HEALTHCARE LEADERSHIP	WILLIAM B STURGIL BLDG
LOUISVILLE COMPREHENSIVE CARE MS CENTER
3991 DUTCHMANS LANE	LOUISVILLE	KY	40207	201512570	501(C)(3)	100000	TO PROVIDE PROGRAM SUPPORT TO HELP MS CENTER PROVIDE COUNSELING, SUPPORT, ETC. TO MS PATIENTS
UNIVERSITY OF LOUISVILLE
571 S FLOYD ST 432	LOUISVILLE	KY	40202	611014882	501(C)(3)	67499	TO SUPPORT U OF L FOR PEDIATRIC SUBSPECIALTY FELLOWSHIP
WHAS CRUSADE FOR CHILDREN INC
520 W CHESTNUT ST	LOUISVILLE	KY	40202	237075524	501(C)(3)	20000	GENERAL SUPPORT
FUND FOR THE ARTS
623 W MAIN ST	LOUISVILLE	KY	40202	610479626	501(C)(3)	40000	GENERAL SUPPORT

Field	Value	IRS element (for citing)
Total Nbr Of501 C3 And Govt Grants	77	TotalNbrOf501C3AndGovtGrants

Form990 Schedule I Part III Form990ScheduleIPartIII

Field	Value	IRS element (for citing)
Type Of Grant	UNDERGRADUATE SCHOLARSHIPS FOR STUDENTS PURSUING EDUCATION FOR A CAREER IN THE HEALTHCARE FIELD	TypeOfGrant
Number Of Recipients	80	NumberOfRecipients
Amount Of Cash Grant	111000	AmountOfCashGrant

Form990 Schedule I Part IV Form990ScheduleIPartIV (2 entries)

IdentifierIdentifier	Return ReferenceReturnReference	ExplanationExplanation
Procedures for monitoring use of grant funds	Schedule I, Part I, Line 2	ALL GRANT APPLICANTS ARE REQUIRED TO SUBMIT A GRANT APPLICATION TO THE MANAGER OF STEWARDSHIP. THE GRANT IS REVIEWED AND APPROVED BY NORTON HEALTHCARE MANAGEMENT. ALL GRANT REQUESTS GREATER THAN $250,000 REQUIRE THE APPROVAL OF THE NORTON HEALTHCARE BOARD OF DIRECTORS. SELECTION CRITERIA INCLUDES APPROPRIATENESS OF THE REQUEST, LEVEL OF NEED AND WHETHER THE REQUEST IS IN ALIGNMENT WITH THE ORGANIZATION'S GOALS AND OBJECTIVES. UPON APPROVAL, THE GRANT IS ENTERED INTO THE GRANT DATABASE AND THE FINANCIAL SYSTEM. THE ORGANIZATION REQUIRES THAT A PROGRESS REPORT BE SUBMITTED MIDWAY THROUGH THE PROJECT, AND A FINAL REPORT IS REQUIRED AT THE END OF THE PROJECT FOR WHICH FUNDING IS RECEIVED. GRANT REPORT DEADLINES AND GUIDELINES THAT EXPLAIN WHAT TO INCLUDE IN REPORTS WILL BE SENT TO THE PROJECT DIRECTOR/GRANTEE UPON GRANT AWARD NOTIFICATION. GRANT REPORTS MUST INCLUDE AN ACCOUNTING OF FUNDS EXPENDED AND ENCUMBERED, INCLUDING SUPPORTING DOCUMENTATION. GRANT RECIPIENTS WHO FAIL TO SUBMIT REPORTS OR ACCOUNT FOR THE EXPENSE OF GRANT FUNDS WILL NOT BE ALLOWED TO APPLY FOR FUTURE FUNDING UNTIL THE REPORTING REQUIREMENTS ARE MET. GRANTS WILL BE AWARDED FROM THE BOARD-DESIGNED FUND TO ADVANCE INITIATIVES THAT ARE ALIGNED WITH OR A DIRECT PART OF NORTON HEALTHCARE STRATEGIC PLAN. AWARDS ARE GRANTED FOR EDUCATION, RESEARCH, WORKFORCE DEVELOPMENT, COMMUNITY HEALTH AND/OR TECHNOLOGY OR EQUIPMENT OF SPECIAL NATURE. CASH ASSISTANCE IS AWARDED THROUGH THE COMMUNITY INITIATIVE COMMITTEE AND EXPENSED IN THE YEAR THAT THE CASH ASSISTANCE IS AWARDED. A REQUEST PROCESS IS IN PLACE TO ENSURE THAT THE REQUEST IS IN ALIGNMENT WITH THE NORTON HEALTHCARE VALUES AND STRATEGIC PLAN.
Purpose of grant or assistance	Schedule I, Part II, Column H	ST. CATHARINE COLLEGE, 61-0846809:TO HELP ESTABLISH A BACHELOR-LEVEL RADIATION THERAPY PROGRAM AT ST. CATHARINE COLLEGE;UNIVERSITY OF KENTUCKY, 61-6001218:TO PROVIDE PROGRAM SUPPORT TO HELP ESTABLISH AN ENDOWED PROFESSORSHIP IN HEALTHCARE LEADERSHIP;LOUISVILLE COMPREHENSIVE CARE MS CENTER, 20-1512570:TO PROVIDE PROGRAM SUPPORT TO HELP MS CENTER PROVIDE COUNSELING, SUPPORT, ETC. TO MS PATIENTS;AMERICAN HEART ASSOCIATION, 13-5613797:GENERAL SUPPORT CARDIOVASCULAR HEALTH SCREENINGS AND WOMEN'S CARDIOVASCULAR HEALTH;MARCH OF DIMES, 13-1846366:GENERAL SUPPORT OF PRE-AND-POSTNATAL EDUCATION FOR FAMILIES WITH PREMATURE BABIES;RONALD MCDONALD HOUSE, 31-1053467:GENERAL SUPPORT TO HELP HOUSE FAMILIES AND PATIENTS WITH LONG-TERM TREATMENTS/HOSPITAL STAY;YOUNG WOMEN L.E.A.D., 46-0776398:GENERAL SUPPORT OF LEADERSHIP DEVELOPMENT AND NETWORKING FOR HIGH SCHOOL GIRLS AND YOUNG WOMEN;HOSPITAL HOSPITALITY HOUSE, 61-1256969:GENERAL SUPPORT TO HELP HOUSE FAMILIES AND PATIENTS WITH LONG-TERM TREATMENTS/HOSPITAL STAY;

Schedule J IRS990ScheduleJ

Field	Value	IRS element (for citing)
Idemnification Gross Up Payments	X	IdemnificationGrossUpPayments
Discretionary Spending Account	X	DiscretionarySpendingAccount
Written Policy Re T And E Expenses	true	WrittenPolicyReTAndEExpenses
Substantiation Required	true	SubstantiationRequired
Compensation Committee	X	CompensationCommittee
Independent Consultant	X	IndependentConsultant
Written Employment Contract	X	WrittenEmploymentContract
Compensation Survey	X	CompensationSurvey
Board Or Committee Approval	X	BoardOrCommitteeApproval
Severance Payment	true	SeverancePayment
Supplemental Nonqual Retire Plan	true	SupplementalNonqualRetirePlan
Equity Based Comp Arrangement	false	EquityBasedCompArrangement
Comp Based On Revenue Of Filing Org	false	CompBasedOnRevenueOfFilingOrg
Comp Based On Revenue Related Orgs	false	CompBasedOnRevenueRelatedOrgs
Comp Based Net Earnings Filing Org	false	CompBasedNetEarningsFilingOrg
Comp Based Net Earnings Relate Orgs	false	CompBasedNetEarningsRelateOrgs
Any Non Fixed Payments	false	AnyNonFixedPayments
Initial Contract Exception	false	InitialContractException

Form990 Schedule J Part II Form990ScheduleJPartII (26 entries)

TitleTitle	Base Compensation Filing OrgBaseCompensationFilingOrg	Comp Based On Related OrgsCompBasedOnRelatedOrgs	Bonus Filing OrgBonusFilingOrg	Bonus Related OrgsBonusRelatedOrgs	Other Compensation Filing OrgOtherCompensationFilingOrg	Other Compensation Related OrgsOtherCompensationRelatedOrgs	Deferred Comp Filing OrgDeferredCompFilingOrg	Deferred Comp Related OrgsDeferredCompRelatedOrgs	Nontaxable Benefits Filing OrgNontaxableBenefitsFilingOrg	Nontaxable Benefits Related OrgsNontaxableBenefitsRelatedOrgs	Total Compensation Filing OrgTotalCompensationFilingOrg	Total Compensation Related OrgsTotalCompensationRelatedOrgs	Comp Report Prior990 Filing OrgCompReportPrior990FilingOrg	Comp Report Prior990 Related OrgsCompReportPrior990RelatedOrgs
ALFONSO CORNISH
VP EDUCATION & DEVELOPMENT	205016	0	62100	0	48373	0	55803	0	7719	0	379011	0	24840	0
CHARLES BOHN
VP CHIEF HR OFFICER	318537	0	97605	0	82636	0	70667	0	20414	0	589858	0	42280	0
DOUGLAS WINKELHAKE
DIVISION PRESIDENT ADULT SERVICES	361582	74024	0	94914	75601	12999	87778	17970	18549	4509	543511	204417	47040	0
GEORGE HERSCH
VP MATERIAL MGMT	206427	0	60175	0	38370	0	50718	0	21809	0	377500	0	25332	0
J BRYAN HILDRETH
FORMER VP SERVICE EXCELLENCE	23250	0	38447	0	186440	0	111827	0	15806	0	375770	0	0	0
JAMES FRAZIER
VP MEDICAL AFFAIRS	338233	0	37500	0	28494	0	60607	0	26153	0	490987	0	0	0
JON COOPER
VP SURGICAL SERVICES	155309	53288	99976	0	53283	1968	39120	13423	15401	4509	363088	73188	24576	0
KAREN BOLIN
FORMER VP WOMEN'S SERVICES	136758	0	37036	0	119261	0	235575	0	2519	0	531150	0	22980	0
KENNETH WILSON
VP CLINICAL EFFECTIVENESS	302092	0	66465	0	39919	0	67326	0	17055	0	492857	0	5800	0
KIMBERLY THARP-BARRIE
FORMER VP INSTITUTE OF NURSING	201954	0	57188	0	40201	0	69743	0	5077	0	374163	0	25644	0
MARY LYNN MEYER
VP AND CDO	152996	156902	0	112004	0	59391	0	114000	0	16851	152996	459146	0	39200
MARY CORBETT
VP HLTH POLICY & GOVERNMENT	260073	0	58983	0	46579	0	46159	0	14981	0	426775	0	26400	0
MARY JO BEAN
VP PLANNING & BUS ANALYSIS	175161	0	166038	0	55294	0	100138	0	6882	0	503513	0	26712	0
MAUREEN CAPALBO
SYS VP/CNIO	234322	0	52438	0	69558	0	53938	0	15546	0	425801	0	0	0
MICHAEL ESPOSITO
VP BUSINESS DEVELOPMENT	275172	0	73002	0	65109	0	67508	0	19408	0	500199	0	33240	0
MICHAEL W GOUGH
TREASURER	586193	0	824521	0	210620	0	517448	0	24702	0	2163484	0	83860	0
ROBERT B AZAR
SECRETARY	359568	0	140001	0	37492	0	86668	0	8271	0	631999	0	0	0
RUSSELL F COX
VICE PRESIDENT	738791	0	1000020	0	245833	0	853982	0	22373	0	2861000	0	99540	0
SANDRA BROOKS
VP RESEARCH & PREVENTION	264161	0	97219	0	87489	0	139936	0	21625	0	610430	0	63576	0
SCOTT WATKINS
DIVISION VP COO	303742	0	256952	0	66706	0	91172	0	21657	0	740228	0	33240	0
STEPHEN A WILLIAMS
PRESIDENT/TRUSTEE	906721	0	541463	0	3238307	0	268751	0	18842	0	4974084	0	2047208	0
STEVE HEILMAN
CHIEF MEDICAL INFORMATION	314520	0	91228	0	17150	0	103784	0	22675	0	549357	0	6082	0
STEVE HESTER
SR VP, CMO	473095	0	135542	0	109360	0	425763	0	23344	0	1167105	0	63000	0
STEVE READY
VP INFORMATION SYS	293959	0	76500	0	19997	0	69202	0	21164	0	480822	0	0	0
TRACY WILLIAMS
SR VP, CNO	243948	0	83731	0	148216	0	67728	0	16122	0	559745	0	115466	0
WILLIAM RITCHIE
SYS VP OUTPATIENT/ICC	216042	0	74730	0	84227	0	94623	0	16300	0	485923	0	26904	0

Form990 Schedule J Part III Form990ScheduleJPartIII (4 entries)

IdentifierIdentifier	Return ReferenceReturnReference	ExplanationExplanation
Tax indemnification and gross-up payments	Schedule J, Part I, Line 1a	TAX INDEMNIFICATION AND GROSS-UP PAYMENTS ARE TREATED AS TAXABLE COMPENSATION TO THE INTERESTED PERSONS LISTED BELOW AT TIME OF PAYMENT. PAYMENTS ARE IN ACCORDANCE WITH EXISTING COMPENSATION POLICY. GROSS-UP PAYMENTS SHALL BE MADE ONLY WHEN SPECIFIED IN AN EMPLOYEE'S EMPLOYMENT CONTRACT, OR AS APPROVED IN WRITING BY THE PRESIDENT AND CEO OF NORTON HEALTHCARE, EXECUTIVE VICE PRESIDENT OR CFO. DURING 2012, GROSS-UP PAYMENTS WERE PROCESSED AS OUTLINED IN THE EMPLOYMENT CONTRACT FOR THE CEO. SEE NARRATIVE PROVIDED IN SCHEDULE O, REFERENCING PART VI, LINE 15, WHICH DESCRIBES THE PROCESS FOR DETERMINING COMPENSATION FOR THE CEO, OFFICERS AND KEY EMPLOYEES OF THE ORGANIZATION. ANNUITY - THE TAX GROSS-UP ASSOCIATED WITH THE ANNUITY BENEFIT IS $279,327. THIS PURCHASED ANNUITY REPRESENTS ACCUMULATED BENEFITS EARNED IN PRIOR YEARS RELATED TO A NON-QUALIFIED DEFINED BENEFIT PENSION RESTORATION PLAN IN EFFECT SINCE 1990. CONTRIBUTIONS TO THIS PLAN WERE MADE IN 2005, 2006, 2007, 2008, 2009, 2010, 2011 AND 2012. INCLUDED IN MR. WILLIAMS COMPENSATION IN 2012 IS $356,953 WHICH IS THE COST OF THE PURCHASED ANNUITY. THE TOTAL COST OF THE PURCHASED ANNUITY AND THE ASSOCIATED TAX GROSS-UP IS $636,280, WHICH WAS INCLUDED IN TAXABLE COMPENSATION. TEMPORARY TOTAL DISABILITY COVERAGE AND LONG TERM DISABILITY- THIS COMBINED TRANSACTION CONSIST OF PARTIAL REFUND FOR PAYMENT PAID ON BEHALF OF MR. WILLIAMS DURING THE 2011 TAX YEAR FOR TEMPORARY TOTAL DISABILITY AND ONE YEAR PREMIUM FOR LONG TERM DISABILITY. THE TAX GROSS-UP CREDIT ASSOCIATED WITH THE REFUND AND PURCHASE OF THIS COVERAGE IS ($9,480). INCLUDED IN MR. WILLIAMS COMPENSATION IN 2012 IS $(12,115) WHICH IS THE COST OF THE PURCHASED COVERAGE OF $6,911 AND REFUND OF $19,026. THE TOTAL COST /CREDIT AND THE ASSOCIATED TAX GROSS-UP IS CREDIT $21,595, WHICH WAS INCLUDED IN TAXABLE COMPENSATION.
Discretionary spending account	Schedule J, Part I, Line 1a	DISCRETIONARY SPENDING ACCOUNTS ARE TREATED AS TAXABLE COMPENSATION. THE ORGANIZATION PROVIDES A DISCRETIONARY SPENDING ACCOUNT FOR ELIGIBLE NORTON HEALTHCARE EXECUTIVES, EFFECTIVE OCTOBER 1, 2007. NORTON HEALTHCARE PROVIDES BENEFITS TO ITS IDENTIFIED EXECUTIVE STAFF TO PROVIDE A TOTAL COMPENSATION PACKAGE THAT IS COMPETITIVE WITH THE MARKET AND WHICH CONFORMS TO THE PHILOSOPHY AND GUIDELINES SET OUT BY THE BOARD OF TRUSTEES, THROUGH THE EXECUTIVE COMPENSATION PHILOSOPHY AND PROGRAMS. THROUGH THE DISCRETIONARY SPENDING ACCOUNT POLICY, EXECUTIVES ARE FREE TO CHOOSE WHATEVER BENEFITS THEY FIND MOST USEFUL OR IMPORTANT TO THEM AND NORTON HEALTHCARE DOES NOT REIMBURSE FOR THE COST OF THOSE BENEFITS, AS THEY ARE PART OF THE DISCRETIONARY SPENDING ACCOUNT. THE INTERESTED PERSONS LISTED BELOW RECEIVED THE BENEFIT OF A DISCRETIONARY SPENDING ACCOUNT IN 2012: STEPHEN A. WILLIAMS - $57,229 RUSSELL F. COX - 59,434 MICHAEL G. GOUGH - 52,208 ROBERT B. AZAR - 17,500 TRACY WILLIAMS - 17,500 STEVE HESTER - 17,500 SCOTT WATKINS - 10,000 MICHAEL ESPOSITO - 10,000 MARY JO BEAN - 10,000 CHARLES BOHN - 17,500 KAREN BOLIN - 10,000 MARY CORBETT - 15,000 STEVE READY - 10,000 JAMES FRAZIER - 10,000 STEVE HEILMAN - 10,000 KENNETH WILSON - 10,000 KIMBERLY THARP-BARRIE - 10,000 JON COOPER - 10,000 DOUGLAS WINKELHAKE - 17,500 WILLIAM RITCHIE - 10,000 MARY LYNN MEYER - 17,500
Severance or change-of-control payment	Schedule J, Part I, Line 4a	SEVERANCE PAYMENT WAS RECEIVED DURING 2012 BY FORMER KEY EMPLOYEES: J. BRYAN HILDRETH IN THE AMOUNT OF $186,298, OTHER COMPENSATION, INCLUDED IN SCHEDULE J COLUMN B(III). MR. HILDRETH WILL CONTINUE TO RECEIVE SEVERANCE PAYMENTS THROUGH APRIL 16, 2013; THEREFORE INCLUDED IN SCHEDULE J, COLUMN C $75,406 IS INCLUDED AS THE ESTIMATED PAYMENT TO BE PAID IN 2013. KAREN BOLIN IN THE AMOUNT OF $62,957, OTHER COMPENSATION, INCLUDED IN SCHEDULE J COLUMN B(III). MS. BOLIN WILL CONTINUE TO RECEIVE SEVERANCE PAYMENT THROUGH OCTOBER 30, 2013; THEREFORE INCLUDED IN SCHEDULE J, COLUMN C, $201,178 IS INCLUDED AS THE ESTIMATED PAYMENT TO BE PAID IN 2013.
Supplemental nonqualified retirement plan	Schedule J, Part I, Line 4b	THE FOLLOWING INTERESTED PERSONS PARTICIPATED IN OR RECEIVED PAYMENT FROM SUPPLEMENTAL NONQUALIFIED RETIREMENT PLANS AS DESCRIBED IN IRC SECTION 457(F). THE INTERESTED PERSONS BELOW MAY HAVE PARTICIPATED IN ONE OR MORE OF THE FOLLOWING PLANS: THE EXECU-FLEX BENEFIT PLAN, THE EXECU-PLUS BENEFIT PLAN, DEFINED BENEFIT AND DEFINED CONTRIBUTION RESTORATION PLANS, AND THE PHYSICIAN DEFERRED PLAN. THE "PAY CREDIT" OUTLINED BELOW REPRESENTS A REASONABLE ESTIMATE OF THE ANNUAL INCREASE IN ACTUARIAL VALUE OF THE PLANS; AND THEREFORE, REPRESENTS THE ORGANIZATION'S CONTRIBUTION TO THE VALUE OF THE BENEFITS. NAME - PAY CREDIT STEPHEN A. WILLIAMS -$ 130,924 RUSSELL F. COX - 829,613 MICHAEL W. GOUGH - 493,579 ROBERT AZAR - 70,050 MARY LYNN MEYER - 59,406 MARY JO BEAN - 40,678 CHARLES BOHN - 58,167 KAREN BOLIN - 20,877 SANDRA BROOKS - 58,870 MAUREEN CAPALBO - 35,636 JON COOPER - 33,266 MARY CORBETT - 33,258 ALFONSO CORNISH - 29,322 MICHAEL ESPOSITO - 46,099 JAMES FRAZIER - 47,757 STEVEN HEILMAN - 48,719 GEORGE HERSCH - 29,904 STEVEN HESTER - 107,889 J. BRYAN HILDRETH - 16,147 STEVE READY - 43,010 WILLIAM RICHIE - 37,892 KIMBERLY THARP-BARRIE - 31,421 SCOTT WATKINS - 66,483 TRACY WILLIAMS - 51,320 KENNETH WILSON - 47,703 DOUGLAS WINKELHAKE - 80,742 THE "PAYMENT RECEIVED" OUTLINED BELOW REPRESENTS CASH PAYMENTS THAT THE EMPLOYEE RECEIVED DURING 2012 AND CAN BE COMPRISED OF PRIOR YEARS EMPLOYEE AND EMPLOYER CONTRIBUTIONS. NAME - PAYMENT RECEIVED STEPHEN A. WILLIAMS - $2,540,883 RUSSELL F. COX - 108,074 MICHAEL W. GOUGH - 93,007 ROBERT AZAR - 0 MARY LYNN MEYER - 39,205 MARY JO BEAN - 26,715 CHARLES BOHN - 44,669 KAREN BOLIN - 26,018 SANDRA BROOKS - 107,078 MAUREEN CAPALBO - 56,472 JON COOPER - 25,548 MARY CORBETT - 27,924 ALFONSO CORNISH - 38,345 MICHAEL ESPOSITO - 35,860 JAMES FRAZIER - 0 STEVEN HEILMAN - 6,324 GEORGE HERSCH - 26,704 STEVEN HESTER - 71,921 J. BRYAN HILDRETH - 0 STEVE READY - 0 WILLIAM RICHIE - 28,257 KIMBERLY THARP-BARRIE - 44,221 SCOTT WATKINS - 38,656 TRACY WILLIAMS - 120,525 KENNETH WILSON - 5,736 DOUGLAS WINKELHAKE - 52,587

Schedule K IRS990ScheduleK

Form990 Schedule K Part I Form990ScheduleKPartI (4 entries)

Bond ReferenceBondReferenceCd	Issuer EINIssuerEIN	CUSIP NumberCUSIPNumber	Date IssuedDateIssued	Issue PriceIssuePrice	Description Of PurposeDescriptionOfPurpose	DefeasedDefeased	On Behalf Of IssuerOnBehalfOfIssuer	Pool FinancingPoolFinancing
LOUISVILLEJEFFERSON COUNTY METRO GOVERNMENT
A	320049006	54659LAC8	2006-10-12	315474736	SEE SUPPLEMENTAL INFORMATION	false	false	false
LOUISVILLEJEFFERSON COUNTY METRO GOVERNMENT
B	320049006	54659LAL8	2011-08-10	75000000	SEE SUPPLEMENTAL INFORMATION	false	false	false
LOUISVILLEJEFFERSON COUNTY METRO GOVERNMENT
C	320049006		2011-08-24	23775000	SEE SUPPLEMENTAL INFORMATION	false	false	false
LOUISVILLEJEFFERSON COUNTY METRO GOVERNMENT
D	320049006		2012-10-31	21100000	SEE SUPPLEMENTAL INFORMATION	false	false	false

Form990 Schedule K Part II Form990ScheduleKPartII (4 entries)

Bond ReferenceBondReferenceCd	Amount RetiredAmountRetired	Total ProceedsTotalProceeds	Capitalized InterestCapitalizedInterest	Refunding EscrowRefundingEscrow	Issuance Costs From ProceedsIssuanceCostsFromProceeds	Credit EnhancementCreditEnhancement	Working Capital ExpendituresWorkingCapitalExpenditures	Capital ExpendituresCapitalExpenditures	Other Spent ProceedsOtherSpentProceeds	Year Of Subst CompletionYearOfSubstCompletion	Current RefundingCurrentRefunding	Advance RefundingAdvanceRefunding	Final Allocation MadeFinalAllocationMade	Adequate Books And Recds MaintaindAdequateBooksAndRecdsMaintaind
A	1525000	330185271	958005	62337730	2885257	0	5900000	183389691	105925754	2009	false	true	true	true
B	0	75000300	0	0	953000	2000	0	74045259	41	2011	false	false	true	true
C	1390000	23775000	0	0	150000	0	0	0	23625000		true	false	true	true
D	0	21100000	0	0	171313	0	0	0	20928687		true	false	true	true

Form990 Schedule K Part III Form990ScheduleKPartIII (4 entries)

Bond ReferenceBondReferenceCd	Owning Bond Financed PropertyOwningBondFinancedProperty	Any Lease ArrangementsAnyLeaseArrangements	Mngment Cntrct Bond Financd PrprtyMngmentCntrctBondFinancdPrprty	Engage Bond Counsel ContractsEngageBondCounselContracts	Any Research AgreementsAnyResearchAgreements	Engage Bond Counsel ResearchEngageBondCounselResearch	Prcntge Prvt Business Use By OthersPrcntgePrvtBusinessUseByOthers	Percentage Of Prvt Business Re UBIPercentageOfPrvtBusinessReUBI	Total Private Business UseTotalPrivateBusinessUse	Bond Iss Meet Prvt Security Pay TestBondIssMeetPrvtSecurityPayTest	Change In Use Bond Financed PropChangeInUseBondFinancedProp	Remedial Action TakenRemedialActionTaken	Non Qualified Bond Remed ProcdrsNonQualifiedBondRemedProcdrs
A	false	true	true	true	true	true	0.0183	0.0074	0.0257	false	false	false	true
B	false	true	true	true	true	true	0.0220	0.0074	0.0294	false	false	false	true
C	false	false	false	false	false	false	0.0000	0.0000	0.0000	false	false	false	false
D	false	false	false	false	false	false	0.0000	0.0000	0.0000	false	false	false	false

Form990 Schedule K Part IV Form990ScheduleKPartIV (4 entries)

Bond ReferenceBondReferenceCd	Form8038 T FiledForm8038TFiled	Rebate Not Due YetRebateNotDueYet	Exception To RebateExceptionToRebate	No Rebate DueNoRebateDue	Variable Rate IssueVariableRateIssue	Hedge Identified In Books And RecdsHedgeIdentifiedInBooksAndRecds	Term Of HedgeTermOfHedge	Superintegrated HedgeSuperintegratedHedge	Hedge TerminatedHedgeTerminated	Gross Proceeds Invested In GICGrossProceedsInvestedInGIC	Term Of GICTermOfGIC	Regulatory Safe Harbor SatisfiedRegulatorySafeHarborSatisfied	Gross Proceeds InvestedGrossProceedsInvested	Written Proc To Monitor ReqsWrittenProcToMonitorReqs
MORGAN STANLEY
A	true	false	false	false	false	false	0.0	false	false	true	3.2	true	false	true
(no name)
B	false	true	false	false	true	false	0.0	false	false	false	0.0	false	false	true
(no name)
C	false	true	false	false	true	false	0.0	false	false	false	0.0	false	false	true
(no name)
D	false	true	false	false	false	false	0	false	false	false	0	false	false	true

Form990 Schedule K Part V Form990ScheduleKPartV (4 entries)

Bond ReferenceBondReferenceCd	Proc To Undertk Corrective ActionProcToUndertkCorrectiveAction
A	true
B	true
C	true
D	true

Form990 Schedule K Part VI Form990ScheduleKPartVI (5 entries)

IdentifierIdentifier	Return ReferenceReturnReference	ExplanationExplanation
AND SCHEDULE, K, PART II, LINE 3	SCHEDULE K, PART I, COLUMN (E)	DIFFERENCE BETWEEN SERIES 2006 ISSUE PRICE (ISSUE DATE 10/12/2006) IN PART I, COLUMN E AND TOTAL PROCEEDS OF ISSUE IN PART II, LINE 3 IS INVESTMENT EARNINGS DURING THE PROJECT PERIOD. ADDITIONALLY THE BONDS ISSUED 10/12/2006 PROCEEDS ARE IMPACTED BY AN ARBITRAGE REBATE PAYMENT MADE IN 2011. DIFFERENCE BETWEEN SERIES 2011 ISSUE PRICE (ISSUE DATE 8/10/11) IN PART I, COLUMN E AND TOTAL PROCEEDS OF ISSUE IN PART II, LINE 3 IS INVESTMENT EARNINGS DURING THE PROJECT PERIOD.
ISSUER NAME: LOUISVILLE/JEFFERSON COUNTY METRO GOVERNMENT	SCHEDULE K, PART I, COLUMN (F)	TO REFINANCE, IN AN ADVANCE REFUNDING TRANSACTION, A PORTION OF THE OUTSTANDING KENTUCKY ECONOMIC DEVELOPMENT FINANCE AUTHORITY HEALTH SYSTEM REVENUE BONDS, SERIES 2000A, AND SERIES 2000C, TO FINANCE OR REIMBURSE THE CORPORATION FOR THE COSTS OF CONSTRUCTING AND EQUIPPING A NEW HOSPITAL FACILITY TO BE OWNED AND OPERATED BY NORTON HOSPITALS, TO FINANCE OR REIMBURSE THE CORPORATION FOR THE COSTS OF RENOVATION AND EXPANSION OF VARIOUS PATIENT CARE AREAS AND THE ACQUISITIONS OF EQUIPMENT AND TO PAY CERTAIN COSTS OF ISSUANCE.
ISSUER NAME: LOUISVILLE/JEFFERSON COUNTY METRO GOVERNMENT	SCHEDULE K, PART I, COLUMN (F)	TO REIMBURSE THE CORPORATION FOR THE COSTS OF CONSTRUCTING AND EQUIPPING THE NORTON CANCER INSTITUTE DOWNTOWN RADIATION CENTER, CONSTRUCTING AND EQUIPPING A PEDIATRIC AMBULATORY CARE CENTER (KOSAIR CHILDREN'S MEDICAL CENTER - BROWNSBORO) AND RENOVATING, EXPANDING AND EQUIPPING OTHER PATIENT CARE RELATED PROJECTS AND HOSPITAL PROJECTS AND ITS AFFILIATES AND PAY CERTAIN COSTS OF ISSUANCE OF THE BONDS.
ISSUER NAME: LOUISVILLE/JEFFERSON COUNTY METRO GOVERNMENT	SCHEDULE K, PART I, COLUMN (F)	TO REFUND A PORTION OF THE COUNTY OF JEFFERSON, KENTUCKY HEALTH SYSTEM REVENUE BONDS, SERIES 1997 (ALLIANT HEALTH SYSTEM, INC.) AND PAY CERTAIN COSTS OF ISSUANCE OF THE BONDS.
ISSUER NAME: LOUISVILLE/JEFFERSON COUNTY METRO GOVERNMENT	SCHEDULE K, PART I, COLUMN (F)	TO REFUND THE REMAINDER OF THE COUNTY OF JEFFERSON, KENTUCKY HEALTH SYSTEM REVENUE BONDS, SERIES 1997 (ALLIANT HEALTH SYSTEM, INC.) AND PAY CERTAIN COSTS OF ISSUANCE OF THE BONDS.

Schedule K IRS990ScheduleK

Schedule L IRS990ScheduleL

Loan Table LoanTable

Name Business NameBusiness

Field	Value	IRS element (for citing)
Business Name Line1	KAYCEE THARP NICKELL	BusinessNameLine1

Field	Value	IRS element (for citing)
Relationship With Organization	DAUGHTER OF KIMBERLY THARP-BARRIE, FORMER KEY EMPLOYEE	RelationshipWithOrganization
Purpose Of Loan	NORTON HEALTHCARE SCHOLARS PROGRAM	PurposeOfLoan
Loan From Organization	X	LoanFromOrganization
Original Principal	$20,144	OriginalPrincipalAmount
Balance Due	3528	BalanceDue
Default	false	Default
Approved By Board	true	ApprovedByBoard
Written Agreement	true	WrittenAgreement

Field	Value	IRS element (for citing)
Total Balance Due	3528	TotalBalanceDue

Form990 Schedule L Part IV Form990ScheduleLPartIV (2 entries)

RelationshipRelationship	Amount Of TransactionAmountOfTransaction	Description Of TransactionDescriptionOfTransaction	Sharing Of RevenuesSharingOfRevenues
PATRICIA TRASATTI
FAMILY MEMBER OF CHARLES BOHN, KEY EMPLOYEE	103872	COMPENSATION	false
CHELSEA R MAYES
FAMILY MEMBER GREGORY MAYES, TRUSTEE	54855	COMPENSATION	false

Form990 Schedule L Part V Form990ScheduleLPartV (2 entries)

IdentifierIdentifier	Return ReferenceReturnReference	ExplanationExplanation
LOANS TO AND FROM INTERESTED PERSONS	SCHEDULE L, PART II	(A) NAME OF INTERESTED PERSON: KAYCEE THARP DAUGHTER OF KIMBERLY THARP-BARRIE, FORMER KEY EMPLOYEE (A) PURPOSE OF LOAN: NORTON HEALTHCARE SCHOLARS PROGRAM (DISCLOSURE CONTINUED BELOW) (A) NAME OF INTERESTED PERSON: CHERYL RITCHIE DAUGHTER OF WILLIAM RITCHIE, HIGHLY COMPENSATED EMPLOYEE (A) PURPOSE OF LOAN: NORTON HEALTHCARE SCHOLARS PROGRAM (DISCLOSURE CONTINUED BELOW)
PURPOSE OF LOAN	SCHEDULE L, PART II, COLUMN (A)	NORTON HEALTHCARE SCHOLARS PROGRAM IS A STUDENT LOAN PROGRAM THAT PROVIDES EDUCATIONAL FUNDING TO STUDENTS INTERESTED IN PURSUING DESIGNATED HEALTHCARE CAREERS. IT IS AN AFFILIATION BETWEEN NORTON HEALTHCARE AND OVER 100 COLLEGES AND UNIVERSITIES NATIONALLY. THIS PROGRAM WAS STARTED BY NORTON HEALTHCARE AS A RESULT OF THE HEALTHCARE WORKER SHORTAGE AND WAS BEGUN AS A WORKFORCE DEVELOPMENT INITIATIVE TO ENSURE THE COMMUNITY HAS ENOUGH HEALTHCARE WORKERS. UPON GRADUATION, NORTON HEALTHCARE SCHOLARS BEGIN CAREERS WITH NORTON HEALTHCARE AND ARE ELIGIBLE TO HAVE THEIR LOAN FORGIVEN. CURRENTLY NORTON HEALTHCARE HAS 271 SCHOLARS IN SCHOOL. THIS PROGRAM HAS 1,885 GRADUATES AND 1,411 OF THESE GRADUATES HAVE CONTINUED THEIR CAREERS WITH NORTON HEALTHCARE. APPLICANTS ARE REVIEWED EACH YEAR FOR THIS PROGRAM. FOR 2012, 146 APPLICANTS WERE GRANTED ENROLLMENT INTO THE NORTON HEALTHCARE SCHOLARS PROGRAM. SCHOLARS WHO FAIL TO GRADUATE OR FULFILL THEIR COMMITMENT WITH NORTON HEALTHCARE ARE REQUIRED TO REPAY THE LOAN AT THE TIME OF WITHDRAWAL FROM THE PROGRAM.

Schedule O IRS990ScheduleO

General Explanation GeneralExplanation (20 entries)

IdentifierIdentifier	Return ReferenceReturnReference	ExplanationExplanation
CURRENT YEAR TOTAL EXPENSES	FORM 990, PART I, LINE 18	DURING 2012, THE CORPORATION BEGAN THE IMPLEMENTATION OF AN ELECTRONIC MEDICAL RECORD SYSTEM (EMR). THE SYSTEM IS AN INTEGRATED EMR SYSTEM THAT ALLOWS SEAMLESS SHARING OF PATIENT INFORMATION AMONG CAREGIVERS, PATIENTS AND FAMILIES. ALL OF THE CORPORATION'S PHYSICIAN PRACTICES, IMMEDIATE CARE CENTERS AND HOSPITALS WILL BE CONNECTED AND ABLE TO VIEW ELECTRONIC MEDICAL RECORDS USING ONE SYSTEM, RATHER THAN A VARIETY OF DISPARATE SYSTEMS. DUE TO THE SIGNIFICANT NON-CAPITAL IMPLEMENTATION COSTS IN 2012 ($42.1 MILLIONS) AND ALSO ANTICIPATED COSTS FOR 2013, WHICH INCLUDE: LABOR AND BENEFITS, TRAINING, SUPPLIES, FEES AND SPECIAL SERVICES AND OTHER; THE CORPORATION HAS BROKEN OUT THESE OPERATING COSTS IN THE COMBINED STATEMENT OF OPERATIONS AND CHANGES IN NET ASSETS INTO A SEPARATE LINE TITLED ELECTRONIC MEDICAL RECORDS IMPLEMENTATION. DURING 2012 IMPLEMENTATION ENCOMPASSED 105 PHYSICIAN PRACTICE LOCATIONS, 12 IMMEDIATE CARE CENTERS AND TWO HOSPITALS. DURING 2013 THE REMAINING THREE HOSPITALS WILL BE IMPLEMENTED. AS THE IMPLEMENTATION WILL BE CONCLUDED BY THE END OF 2013, ONGOING COSTS OF MAINTAINING THE SYSTEM WILL BE INCURRED AND WILL BE RECORDED IN THE OPERATING EXPENSES BY THEIR NATURAL CLASS. FOR PURPOSES OF THE 990 WE HAVE BROKEN OUT THE LINE TITLED ELECTRONIC MEDICAL RECORDS IMPLEMENTATION FROM THE AUDITED FINANCIAL STATEMENTS AND RECLASSED THE EXPENSES BY THEIR NATURAL CLASS.
PROGRAM SERVICE ACCOMPLISHMENTS	FORM 990, PART III, LINE 4A	(CONTINUED FROM PART III) IN 2012, NORTON'S HOSPITALS AND DIAGNOSTIC CENTERS SERVED 62,486 INPATIENTS, 418,102 OUTPATIENTS AND 210,617 EMERGENCY ROOM VISITS. IN ADDITION, NORTON HEALTHCARE HOSPITALS' OPERATING ROOMS CARED FOR 18,773 INPATIENT SURGICAL PATIENTS AND 32,333 OUTPATIENT SURGICAL PATIENTS. ADDITIONALLY, 7,982 DELIVERIES WERE PERFORMED AT NORTON HEALTHCARE BIRTHING CENTERS AT NORTON HOSPITAL AND NORTON SUBURBAN HOSPITAL. UNDER ITS CHARITY CARE PROGRAM, NORTON PROVIDED FREE CARE TO 7,634 PATIENTS, AT A COST OF $11.2 MILLION, ALSO NORTON GRANTS PATIENTS A DISCOUNT FROM BILLED CHARGES TO ANY INDIVIDUALS THAT HAVE NO ACCESS TO PRIVATE HEALTH INSURANCE OR DO NOT QUALIFY FOR GOVERNMENT ASSISTANCE OR CHARITY CARE. UNDER THIS PROGRAM, 37,597 PATIENTS' CARE WAS PROVIDED AT DISCOUNTED RATES. OTHER CONTRIBUTIONS TO THE COMMUNITY WERE THE UNPAID COST OF MEDICAID AND THE KENTUCKY DISPROPORTIONATE SHARE PROGRAM SERVICES TOTALING $80.4 MILLION AND EDUCATIONAL SUPPORT OF $23.7 MILLION, PRIMARILY TO THE UNIVERSITY OF LOUISVILLE'S SCHOOL OF MEDICINE. ALSO COMMUNITY HEALTH IMPROVEMENT SERVICES TOTALED $10.2M, CONTRIBUTIONS TO COMMUNITY GROUPS WERE $976,000, PASTORAL CARE AND COUNSELING PROGRAMS WERE $1.8 MILLION. KENTUCKY POISON CONTROL CENTER WAS $1.9 MILLION AND THE CHILD GUIDANCE AND ADVOCACY PROGRAM WAS $958,000. NORTON HEALTHCARE'S EMPLOYEES PROVIDED MORE THAN 8,358 HOURS, EQUALING $974,519 MILLION IN SALARIES, OF SERVICE AS BOARD AND COMMITTEE MEMBERS AND ACTIVE PARTICIPANTS TO OVER 100 COMMUNITY, STATE AND NATIONAL NON-PROFIT ORGANIZATIONS THAT ENDEAVOR TO IMPROVE THE HEALTH STATUS OF INDIVIDUALS. ADDITIONALLY, EMPLOYEES ALSO PERSONALLY REPORTED 8,197 COMMUNITY SERVICE HOURS IN SUPPORT OF THEIR FAITH COMMUNITIES, CIVIC ORGANIZATIONS AND OTHER IMPORTANT COMMUNITY GROUPS. COMMUNITY EDUCATION AND WORKFORCE DEVELOPMENT: * NORTON HEALTHCARE PROVIDES PROGRAMMATIC SUPPORT TO THE UNIVERSITY OF LOUISVILLE SCHOOL OF MEDICINE THROUGH FUNDS AND FACILITIES. DURING THE 2012 CALENDAR YEAR, 424 RESIDENTS COMPLETED CLINICAL ROTATIONS IN 17 SPECIALTIES AT NORTON HEALTHCARE FACILITIES. RESIDENCY PROGRAMS ARE PART OF $23.7M SUPPORT PROVIDED FOR OVERALL EDUCATIONAL SUPPORT. * IN 2012, 174,809 LEARNING EVENTS WERE COMPLETED THROUGH NORTON UNIVERSITY, WHICH IS AN AVERAGE OF 13.44 CLASSES PER EMPLOYEE. AN ADDITIONAL 949 NURSING STUDENTS RECEIVED EDUCATIONAL TRAINING THROUGH NORTON UNIVERSITY. CLERGY MEMBERS FROM OUR FAITH HISTORY ARE INVITED TO ATTEND COURSES RELEVANT TO THEIR MINISTRY, THESE ARE FREE COURSES. OFFICE OF CHURCH AND HEALTH MINISTRIES: * THE OFFICE OF CHURCH AND HEALTH MINISTRIES PROVIDES FREE EDUCATION, RESOURCES AND SERVICES TO FAITH COMMUNITY NURSES AND OTHERS WORKING IN CONGREGATIONAL HEALTH MINISTRIES. IN 2012, THE OFFICE SERVED 172 FAITH COMMUNITIES WITH ACTIVE HEALTH AND WELLNESS PROGRAMS. DONATIONS TO THE COMMUNITY: * NORTON EMPLOYEES AND PHYSICIANS GAVE OVER $1.1 MILLION THROUGH THE 2012 COMBINED GIVING CAMPAIGN TO HELP SUPPORT THE WHAS CRUSADE FOR CHILDREN, METRO UNITED WAY, FUND FOR THE ARTS, KOSAIR CHARITIES, THE CHILDREN'S HOSPITAL FOUNDATION, AND NORTON HEALTHCARE FOUNDATION. * NORTON HEALTHCARE EMPLOYEES RAISED THE ROOF ON A HABITAT FOR HUMANITY HOUSE IN THE LOW-INCOME SMOKETOWN NEIGHBORHOOD IN LOUISVILLE, KY. THIS IS THE SIXTH HABITAT HOME NORTON HEALTHCARE EMPLOYEES HAVE BUILT. * IN 2012 NORTON HEALTHCARE EMPLOYEES DONATED 1,470 POUNDS OF SHOES TO WATERSTEP (FORMERLY EDGE OUTREACH) AND APPROXIMATELY 600 PAIRS OF EYE GLASSES TO KENDALL OPTOMETRY MINISTRY INC. NORTON HEART CARE * NORTON HEART CARE PROVIDES THE REGION'S MOST COMPREHENSIVE SCREENING, EDUCATION AND PREVENTION PROGRAM AND IS COMMITTED TO EDUCATING OUR COMMUNITY ABOUT HEART HEALTH AND RISK FACTOR MANAGEMENT. IN 2012 THE CENTERS FOR PREVENTION & WELLNESS SCREENED 5,390 PEOPLE FOR HIGH BLOOD PRESSURE, DIABETES, HIGH CHOLESTEROL AND OSTEOPOROSIS AND PROVIDED INFORMATION ABOUT SMOKING CESSATION, DIET AND EXERCISE. THIS WORK WAS ACCOMPLISHED IN PARTNERSHIP WITH THE AMERICAN HEART ASSOCIATION AND NORTON HEART CARE THROUGH LOCAL BUSINESS AND COMMUNITY GROUPS. * HEART RISK ASSESSMENTS AND EDUCATION ALSO WERE PROVIDED THROUGH THE NORTON WOMEN'S HEART CENTER, THE REGION'S ONLY CENTER DEDICATED SOLELY TO EDUCATION, PREVENTION AND TREATMENT OF HEART DISEASE. * NORTON WOMEN'S HEART CENTER OFFERED ITS FREE CIRCLE OF HEARTS PROGRAM, A MONTHLY HEART DISEASE AND PREVENTION CLASS THAT FOCUSES ON HEART HEALTH EDUCATION AND OTHER WELLNESS ISSUES OF INTEREST TO WOMEN. NORTON CANCER INSTITUTE * IN 2012, SCREENING STAFF TRAVELED TO MORE THAN 130 UNIQUE LOCATIONS, 42 PERCENT OF WHICH WERE IN UNDERSERVED COMMUNITIES. THIS OUTREACH RESULTED IN 2,537 PEOPLE BEING SCREENED FOR CANCER. OF THESE, APPROXIMATELY 30 PERCENT EITHER HAD NEVER BEEN SCREENED FOR CANCER OR HAD NOT BEEN SCREENED IN THE PAST FIVE YEARS. IN 2012, 15 INDIVIDUALS WERE DIAGNOSED AND TREATED FOR PRE-INVASIVE AND INVASIVE CANCER. SINCE THE INCEPTION OF THE PROGRAM, 86 INDIVIDUALS HAVE BEEN DIAGNOSED AND TREATED FOR PRE-INVASIVE AND INVASIVE CANCER. * ASSISTED INDIVIDUALS IN KICKING THE SMOKING HABIT THROUGH SMOKING CESSATION CLASSES IN 2012. * PROVIDED NORTON CANCER INSTITUTE GENETIC COUNSELING SERVICES, THE ONLY DEDICATED SERVICE CENTER OF ITS KIND IN THE REGION, STAFFED BY AN ONCOLOGIST AND TWO GENETIC COUNSELORS SPECIALIZING IN CANCER GENETICS AND HEREDITARY CANCER SYNDROMES. IN 2012, THE PROGRAM PROVIDED SERVICES TO 293 NEW PATIENTS. WOMEN'S SERVICES * NORTON WOMEN'S PAVILION BIRTHING CENTERS DELIVERED 7,982 BABIES. * PROVIDED FREE EDUCATIONAL CLASSES TO WOMEN IN THE COMMUNITY THROUGH THE MARSHALL WOMEN'S HEALTH & EDUCATION CENTER AT NORTON SUBURBAN HOSPITAL. THE CENTER OFFERS FREE PREVENTION AND WELLNESS CLASSES, CHILDBIRTH EDUCATION CLASSES AND TOURS, EDUCATIONAL MATERIALS AND CLINICAL NAVIGATION SERVICES. PEDIATRIC SERVICES * SPECIALISTS AT KOSAIR CHILDREN'S HOSPITAL AND KOSAIR CHILDREN'S MEDICAL CENTER - BROWNSBORO SERVE CHILDREN THROUGHOUT KENTUCKY AND SOUTHERN INDIANA. * KOSAIR CHILDREN'S HOSPITAL IS HOME TO THE KENTUCKY REGIONAL POISON CONTROL CENTER. IN 2012 THE CENTER RECEIVED 69,783 CALLS FROM CONCERNED INDIVIDUALS FROM ALL 120 COUNTIES IN KENTUCKY TO LEARN HOW TO CORRECTLY HANDLE EXPOSURES TO POISONS AND FOR TREATMENT ADVICE. * CHILD PASSENGER SAFETY TECHNICIANS FROM KOSAIR CHILDREN'S HOSPITAL CHECKED 684 CAR AND BOOSTER SEATS AND PROVIDED 171 CAR SEATS AT FREE CHECKUP CLINICS STATEWIDE. * KOSAIR CHILDREN'S HOSPITAL LEADS SAFE KIDS LOUISVILLE AND JEFFERSON COUNTY, A PROGRAM THAT CONDUCTS SAFETY EVENTS AT SCHOOLS AND IN THE COMMUNITY. IN 2012, 20,750 THIRD- THROUGH FIFTH-GRADERS THROUGHOUT KENTUCKY PARTICIPATED IN 148 BIKE SAFETY "RODEOS." * APPROXIMATELY 480 AREA ELEMENTARY STUDENTS, 12 TEACHERS AND 10 TEACHER'S AIDES PARTICIPATED IN "SAFE KIDS WALK THIS WAY," A PROGRAM LED BY KOSAIR CHILDREN'S HOSPITAL. THE PROGRAM IS DESIGNED TO POINT OUT DANGEROUS AREAS AND TEACH CHILDREN SAFE PEDESTRIAN HABITS. * KOSAIR CHILDREN'S "JUST FOR KIDS" TRANSPORT TEAM ASSISTED IN THE TRANSPORT OF 1,848 BABIES AND CHILDREN FROM ACROSS THE REGION TO KOSAIR CHILDREN'S HOSPITAL IN 2012 BY WAY OF MOBILE INTENSIVE CARE UNITS, AND THEIR AIR TRAVEL SERVICES. * KOSAIR CHILDREN'S HOSPITAL (DOWNTOWN CAMPUS) BECAME VERIFIED AS A LEVEL I PEDIATRIC TRAUMA CENTER BY THE VERIFICATION REVIEW COMMITTEE (VRC), AN AD HOC COMMITTEE OF THE COMMITTEE ON TRAUMA OF THE AMERICAN COLLEGE OF SURGEONS (ACOS). THIS ACCREDITATION IS A NATIONAL DESIGNATION THAT REQUIRES BOTH HIGH-QUALITY CLINICAL CARE AND RESEARCH IN THE FIELD OF TRAUMA WITH CONTINUED INNOVATION. THE ACOS COMMITTEE ON TRAUMA'S VERIFICATION PROGRAM CONFIRMED THROUGH A RIGOROUS AUDIT OF FACILITIES AND PROCESSES THAT KOSAIR CHILDREN'S HOSPITAL HAS DEMONSTRATED ITS COMMITMENT TO PROVIDING THE HIGHEST QUALITY TRAUMA CARE FOR ALL INJURED PEDIATRIC PATIENTS. KOSAIR CHILDREN'S HOSPITAL JOINS THE UNIVERSITY OF LOUISVILLE HOSPITAL AND UNIVERSITY OF KENTUCKY HOSPITAL IN BEING THE ONLY THREE DESIGNATED LEVEL I TRAUMA CENTERS IN THE STATE. AN IMPORTANT DISTINCTION TO NOTE, KOSAIR CHILDREN'S IS ALSO THE ONLY FREE-STANDING LEVEL I PEDIATRIC TRAUMA CENTER IN KENTUCKY AND IS AMONG AN ELITE GROUP OF CHILDREN'S HOSPITALS WITH THIS STATUS IN THE COUNTRY.
ACCOMPLISHMENTS CONTINUED	FORM 990, PART III, LINE 4A	PEDIATRIC SERVICES (CONTINUED) * NEARLY 3,900 KINDERGARTEN STUDENTS, 176 TEACHERS, 529 CHAPERONES AND 203 VOLUNTEERS ATTENDED THE 30TH ANNUAL CHILDREN AND HOSPITALS WEEK; AN EVENT LED BY KOSAIR CHILDREN'S HOSPITAL. THE WEEKLONG PROGRAM WAS HELD AT A NEW VENUE - LOUISVILLE SLUGGER FIELD - AND SUPPORTED BY A KOHL'S CARES GRANT. CHILDREN AND HOSPITALS WEEK IS HELD EVERY MARCH AND IS DESIGNED TO HELP LESSEN THE FEAR AND ANXIETY CHILDREN MAY HAVE ABOUT HOSPITALS. ORTHO/NEURO/SPINE SERVICES * NORTON NEUROSCIENCE INSTITUTE CONTINUED ITS $100 MILLION, 10-YEAR INVESTMENT IN THE COMMUNITY. THE INSTITUTE IS POISED TO BE THE FUTURE REGIONAL AND NATIONAL LEADER IN TREATMENT, RESEARCH AND ACADEMIC TRAINING FOR ALL ADULT AND PEDIATRIC NEUROSCIENCE DISCIPLINES. THE INSTITUTE ALLOWS THESE PATIENTS TO BE TREATED FOR THEIR NEUROLOGICAL DISORDERS WITHOUT HAVING TO LEAVE THE STATE FOR CARE - AS WAS SOMETIMES NECESSARY IN THE PAST. NEARLY TWO DOZEN SUBSPECIALTY FELLOWSHIP-TRAINED NEUROSURGEONS, NEUROLOGISTS AND OTHER NEUROLOGICAL RELATED SPECIALISTS HAVE JOINED THE GROWING PRACTICE. THESE PHYSICIANS PROVIDE EXPERTISE IN STROKE CARE, EPILEPSY, PARKINSON'S DISEASE, MULTIPLE SCLEROSIS, BRAIN TUMORS AND CONCUSSIONS. ALSO AS A RESULT OF NORTON HEALTHCARE'S $100 MILLION COMMITMENT, THE FOLLOWING SERVICES ARE AVAILABLE TO OUR COMMUNITY: * THE NEUROENDOVASCULAR PROGRAM BECAME AVAILABLE AT TWO NORTON HEALTHCARE ADULT FACILITIES MAKING ADVANCED STROKE, ANEURYSM AND ARTERIOVENOUS MALFORMATION (RANDOM BRAIN HEMORRHAGE OR RUPTURE) TREATMENT POSSIBLE - WHEN IT WAS NOT PREVIOUSLY AVAILABLE IN THE REGION. * AS PART OF NORTON NEUROSCIENCE INSTITUTE'S MULTIDISCIPLINARY APPROACH TO EPILEPSY CARE, THE NORTON BROWNSBORO HOSPITAL EPILEPSY MONITORING UNIT IS A SPECIALIZED INPATIENT UNIT DESIGNED TO EVALUATE AND DIAGNOSE SEIZURE DISORDERS. THIS STATE-OF-THE ART EPILEPSY CENTER PROVIDES THE REGION'S MOST ADVANCED EPILEPSY MONITORING UNIT. * A CENTRALIZED MULTIPLE SCLEROSIS CENTER IS AVAILABLE AT NORTON SUBURBAN HOSPITAL, PROVIDING MS PATIENTS DEDICATED PROVIDERS THAT OFFER COMPREHENSIVE CARE, ENHANCED PATIENT RESOURCES, AND SUPPORT SERVICES ALL IN ONE CENTRALIZED LOCATION. IN ADDITION, MS PATIENTS HAVE ACCESS TO NATIONAL INSTITUTES OF HEALTH CLINICAL TRIALS THROUGH THE CENTER. * THE REGION'S FIRST REHABILITATION PROGRAM FOCUSED SOLELY ON TREATING PATIENTS WITH NEUROLOGICAL AND SPINE DISORDERS AND THE ONLY "LOKOMAT" SYSTEM SERVES LOUISVILLE SERVES AREA PATIENTS. THE SYSTEM HELPS PARALYZED PATIENTS OR THOSE WITH MOVEMENT DISORDERS STAND AND WALK. COMMUNITY MEDICAL ASSOCIATES * NETWORK OF PHYSICIAN PRACTICES LOCATED THROUGHOUT KENTUCKY AND SOUTHERN INDIANA. * THIS NETWORK CONSISTS OF 117 PRACTICE LOCATIONS AND IMMEDIATE CARE CENTERS, TREATING APPROXIMATELY 1,297,900 PATIENTS IN 2012. * PROVIDE PHYSICIANS AND A CHAPLAIN WHO MAKE HOUSE CALLS FOR PATIENTS WHO HAVE DIFFICULTY LEAVING THEIR HOME FOR MEDICAL CARE. * PHYSICIANS ARE INVOLVED IN MEDICAL SCREENING, COMMUNITY OUTREACH, AND COMMUNITY EDUCATION ACTIVITIES TO PROMOTE WELLNESS AND EARLY INTERVENTIONS. RESEARCH * IN 2012, NORTON HEALTHCARE PARTICIPATED IN MORE THAN 600 RESEARCH PROJECTS THAT BENEFIT THE COMMUNITY. OUR RESEARCH GIVES NORTON HEALTHCARE PATIENTS ACCESS TO NEW INNOVATIVE TREATMENTS AND HELPS EXPAND THE MEDICAL COMMUNITY'S KNOWLEDGE. THESE EFFORTS IMPROVE THE QUALITY OF MEDICAL CARE AND WILL CONTINUE TO DO SO FOR FUTURE GENERATIONS. * NORTON HEALTHCARE OFFICE OF RESEARCH ADMINISTRATION PARTNERED WITH NORTON UNIVERSITY TO OFFER RESEARCH EDUCATION TO ALL RESEARCHERS IN THE LOUISVILLE METRO AREA AND BEYOND. IN 2012, EIGHT PROGRAMS WERE OFFERED. ATTENDEES INCLUDED: NORTON HEALTHCARE, JEWISH HOSPITAL & ST. MARY'S HEALTHCARE/KENTUCKYONE HEALTH, UNIVERSITY OF LOUISVILLE HOSPITAL, FLOYD MEMORIAL HOSPITAL, UNIVERSITY OF CINCINNATI CHILDREN'S HOSPITAL, CENTRAL BAPTIST HOSPITAL, UNIVERSITY OF KENTUCKY, UNIVERSITY OF LOUISVILLE AND VARIOUS COMMUNITY-BASED PRACTICES. THE CHILDREN'S HOSPITAL FOUNDATION THE CHILDREN'S HOSPITAL FOUNDATION RAISES FUNDS TO SUPPORT PROGRAMS, EQUIPMENT AND FACILITIES, RESEARCH, ADVOCACY AND EDUCATION FOR KOSAIR CHILDREN'S HOSPITAL. THE CHILDREN'S HOSPITAL FOUNDATION IS PLEASED TO BE ABLE TO PLAY SUCH A LARGE ROLE IN ENSURING THAT CHILDREN IN THE LOUISVILLE AREA HAVE THE MEDICAL CARE THEY NEED WHEN THEY NEED IT, WHILE KEEPING KIDS AS CLOSE TO HOME AS POSSIBLE. THANKS TO SUPPORT FROM THE COMMUNITY, KOSAIR CHILDREN'S HOSPITAL HAS SOME OF THE MOST TALENTED AND DEDICATED PEDIATRIC SPECIALISTS AND CLINICAL AND CAREGIVING TEAMS IN THE COUNTRY READY TO CARE FOR CHILDREN. THIS SUPPORT ENABLED THEM TO PROVIDE CARE TO MORE THAN 156,000 CHILDREN IN 2012. IN 2012 THE HOSPITAL WAS RANKED AMONG AMERICA'S BEST CHILDREN'S HOSPITALS BY U.S. NEWS & WORLD REPORT FOR THE FIFTH CONSECUTIVE YEAR. THIS 263-BED HOSPITAL IS THE ONLY FULL-SERVICE, FREE-STANDING PEDIATRIC HOSPITAL IN KENTUCKY AND THE PRIMARY TEACHING FACILITY FOR THE UNIVERSITY OF LOUISVILLE SCHOOL OF MEDICINE DEPARTMENT OF PEDIATRICS. IN ORDER TO CONTINUE TO EXCEED THE COMMUNITY'S NEED FOR SPECIALIZED PEDIATRIC CARE AND TO MEET THE EVER-GROWING NEEDS AT KOSAIR CHILDREN'S HOSPITAL, 2012 BROUGHT SEVERAL SERVICE-LINE SPECIFIC FUNDRAISING INITIATIVES - PEDIATRIC CANCER, NEONATAL INTENSIVE CARE AND TYPE 1 DIABETES - FORWARD TO DONORS AND THE COMMUNITY AT LARGE. WHILE THE FOUNDATION'S "JUST FOR KIDS" CAMPAIGN CONCLUDED IN 2011, THE THREE GENERAL AREAS OF DEVELOPMENT FROM THE CAMPAIGN - WORKFORCE, RESEARCH AND FACILITIES - CONTINUE TO GUIDE FUNDRAISING GROWTH IN EACH OF THE AFOREMENTIONED PEDIATRIC SERVICES. ADDITIONALLY, ONGOING AREAS OF NEED, SUCH AS CHILD ADVOCACY, PEDIATRIC PASTORAL CARE AND BEREAVEMENT PROGRAMS, ENDOWED RESEARCH CHAIRS AND SPECIALTY THERAPIES SUCH AS CHILD LIFE, EXPRESSIVE AND MUSIC THERAPIES CONTINUE TO BE AREAS OF FUNDING AND PRIORITY FOR THE CHILDREN'S HOSPITAL FOUNDATION TO ENSURE A TRULY "JUST FOR KIDS" EXPERIENCE FOR PATIENTS AND FAMILIES. THE FOUNDATION CONTINUES TO EXPAND PARTNERSHIPS WITHIN THE COMMUNITY AND ENHANCE THE HOSPITAL'S ABILITY TO SERVE ALL CHILDREN REGARDLESS OF THEIR FAMILIES' ABILITY TO PAY. THE STRENGTH AND VALUE OF THE COMMUNITY'S SUPPORT FOR THE HOSPITAL ARE VISIBLE THROUGH FUNDING AND SUPPORT OF PROGRAMS AND SERVICES IN 2012, INCLUDING: THE OFFICE OF CHILD ADVOCACY OF KOSAIR CHILDREN'S HOSPITAL, WHICH HELPS PROVIDE SAFETY AND OUTREACH INFORMATION AIMED AT KEEPING KIDS OUT OF THE HOSPITAL. PEDIATRIC CARDIOLOGY STUDY ON BASIC SCIENCE AND CLINICAL TRANSLATION. * SUPPORT PASTORAL CARE SERVICES FOR PATIENTS, THEIR FAMILIES AND STAFF MEMBERS AT KOSAIR CHILDREN'S HOSPITAL. ENDOWED RESEARCH CHAIRS IN PEDIATRIC HEMATOLOGY/ONCOLOGY, SLEEP MEDICINE AND ENDOCRINOLOGY. STAFF EDUCATIONAL OPPORTUNITIES AND ADVANCED CERTIFICATIONS THAT CAN LEAD TO IMPROVED PATIENT TREATMENT. SUPPORT FROM THE CHILDREN'S HOSPITAL FOUNDATION ALLOWS THE PEDIATRIC SPECIALISTS AT KOSAIR CHILDREN'S HOSPITAL TO CONTINUE TO RESPOND TO THE UNIQUE MEDICAL NEEDS OF CHILDREN FROM BIRTH TO AGE 18. THE PREVENTION AND WELLNESS PROGRAMS WORK TO KEEP CHILDREN HEALTHY AND OUT OF THE HOSPITAL. THE CHILDREN'S HOSPITAL FOUNDATION PROVIDES FUNDING FOR CAPITAL PROJECTS, IN ADDITION TO PROGRAMS, ADVOCACY, EDUCATION AND RESEARCH. IN 2012, THE FOUNDATION FUNDED THE FOLLOWING PROJECTS: $6.5 MILLION WAS GRANTED TO KOSAIR CHILDREN'S HOSPITAL FOR PHASE III NEONATAL INTENSIVE CARE UNIT EXPANSION. THE CONSTRUCTION IS CURRENTLY UNDERWAY TO PROVIDE ADDITIONAL PRIVACY WITH PRIVATE AND SEMI-PRIVATE ROOMS FOR FAMILIES AND THEIR INFANTS. A NEW FAMILY CENTER WITH AMENITIES TO MAKE THE HOSPITAL FEEL A LITTLE MORE LIKE HOME; MILK LAB, SEVERAL HIGH-TECH ROOMS AND ROOMS FOR MULTIPLE-BIRTH BABIES WILL ENHANCE THE UNIT AND PROVIDE A HEALING ENVIRONMENT FOR THE MOST VULNERABLE PATIENTS IN THE HOSPITAL'S CARE. CONSTRUCTION AND COMPLETION OF RENOVATIONS OF THE ADDISON JO BLAIR CANCER CARE CENTER TO GIVE PATIENTS AND THEIR FAMILIES A MORE HOME-LIKE ATMOSPHERE WHEN THEY ARE HOSPITALIZED FOR LONG PERIODS OF TIME. * TWO NEW MOBILE INTENSIVE CARE UNITS TO TRANSPORT THE MOST PREMATURE OF PATIENTS THROUGH TEENAGE PATIENTS TO LOUISVILLE FROM ACROSS THE REGION. THE NORTON HEALTHCARE FOUNDATION THE NORTON HEALTHCARE FOUNDATION IS THE PHILANTHROPIC ARM OF THE NOT-FOR-PROFIT NORTON HEALTHCARE ADULT-SERVICE HOSPITALS - NORTON HOSPITAL, NORTON AUDUBON HOSPITAL, NORTON BROWNSBORO HOSPITAL AND NORTON SUBURBAN HOSPITAL (FUTURE HOME OF THE NEW NORTON WOMEN'S AND KOSAIR CHILDREN'S HOSPITAL). THE FOUNDATION RAISES FUNDS EACH YEAR TO MAKE A DIFFERENCE FOR PROGRAMS, EQUIPMENT AND FACILITIES, RESEARCH AND EDUCATION, ENABLING THE HOSPITALS TO STAY UP-TO-DATE WITH MEDICAL ADVANCES AND TECHNOLOGY, AND MAINTAINING THE COMMUNITY'S ACCESS TO HEALTH CARE.
ACCOMPLISHMENTS CONTINUED	FORM 990, PART III, LINE 4A	NORTON HEALTHCARE FOUNDATION (CONTINUED) COMMUNITY SUPPORT THROUGH THE NORTON HEALTHCARE FOUNDATION ALLOWS CAREGIVERS TO CONTINUE MAKING A DIFFERENCE FOR PATIENTS SERVED BY NORTON HEALTHCARE, INC. IN 2012, THAT SUPPORT HELPED THE FOUNDATION PROVIDE FUNDING TO: PROVIDE ENHANCEMENTS FOR THE MARSHALL WOMEN'S HEALTH & EDUCATION CENTER, LOCATED AT THE FUTURE NORTON WOMEN'S AND KOSAIR CHILDREN'S HOSPITAL, WHICH PROVIDES A HEALING AND EDUCATIONAL GATHERING SPACE FOR EXPECTANT MOTHERS, WOMEN AT ALL STAGES OF LIFE AND THEIR FAMILIES TO LEARN HOW THEY CAN LIVE THEIR HEALTHIEST. SUPPORT NORTON CANCER INSTITUTE INITIATIVES THAT PROVIDE EARLY DETECTION SCREENINGS, EDUCATION AND CLINICAL RESEARCH. PROVIDE ENHANCEMENTS FOR NORTON WOMEN'S CARE AT NORTON HOSPITAL AND NORTON SUBURBAN HOSPITAL, HELPING FAMILIES WELCOME BABIES TO THEIR FAMILIES AS WELL AS SUPPORTING OUTREACH CARE FOR HIGH-RISK PREGNANT WOMEN. SUPPORT PASTORAL CARE SERVICES FOR PATIENTS, THEIR FAMILIES AND STAFF MEMBERS AT ALL NORTON HEALTHCARE ADULT-SERVICE FACILITIES. PROVIDE EDUCATIONAL OPPORTUNITIES FOR THE COMMUNITY AND CAREGIVERS, SUCH AS THE GAIL KLEIN GARLOVE LECTURESHIP AND NIXON LECTURESHIP, WHICH FOCUS ON TOPICS RELATED TO CANCER CARE, PREVENTION AND RESEARCH. SUPPORT NURSES OBTAINING ONCOLOGY-CERTIFIED NURSE DESIGNATION, ENABLING THEM TO PROVIDE THE MOST ADVANCED AND COMPREHENSIVE CARE TO CANCER PATIENTS. INSTALLATION OF TELEMEDICINE EQUIPMENT THROUGHOUT RURAL AREAS OF KENTUCKY AND SOUTHERN INDIANA TO PROVIDE ACCESS TO AND COMMUNICATION WITH NORTON HEALTHCARE PHYSICIANS FOR TIMELY DIAGNOSIS, TREATMENT PLANS AND FOLLOW UP. PROVIDE BABY-FRIENDLY HOSPITAL INITIATIVES AT BOTH NORTON HOSPITAL AND NORTON WOMEN'S AND KOSAIR CHILDREN'S HOSPITAL. PROVIDE BABY FRIENDLY HOSPITAL INITIATIVES AT BOTH NORTON HOSPITAL AND NORTON WOMEN'S AND KOSAIR CHILDREN'S HOSPITAL. PROVIDE SUPPORT FOR YOUNG BREAST CANCER SURVIVORS. THE NORTON HEALTHCARE FOUNDATION WILL CONTINUE TO SUPPORT: SCREENINGS AND EDUCATIONAL PROGRAMS FOR PREVENTION AND EARLY DETECTION OF CANCER IN HIGH-RISK AND MEDICALLY UNDERSERVED AREAS OF KENTUCKY AND SOUTHERN INDIANA. IMPROVING CARDIOVASCULAR CARE. WOMEN'S CARE FOR THOSE WELCOMING A NEW CHILD TO THE FAMILY, AS WELL AS FOR OTHER WOMEN'S ISSUES. ADVANCED CARE THROUGH NORTON NEUROSCIENCE INSTITUTE FOR PATIENTS REQUIRING TREATMENT OF NEUROLOGICAL DISORDERS. PREVENTION, SCREENING, CLINICAL RESEARCH AND PROGRAMS FOR NORTON CANCER INSTITUTE, PROVIDING ACCESS TO CARE AT EVERY STAGE OF CANCER. PHILANTHROPY PLAYS AN INCREASINGLY IMPORTANT ROLE AT NORTON HEALTHCARE AS CAREGIVERS STRIVE TO CONTINUOUSLY IMPROVE THE HEALTH OF THE COMMUNITY. CAPITAL PROJECTS ARE ALSO FUNDED BY THE NORTON HEALTHCARE FOUNDATION. IN 2012, THE FOUNDATION FUNDED THE FOLLOWING PROJECTS: INSTALLATION OF TELEMEDICINE EQUIPMENT THROUGHOUT RURAL AREAS OF KENTUCKY AND SOUTHERN INDIANA TO PROVIDE ACCESS TO AND COMMUNICATION WITH NORTON HEALTHCARE PHYSICIANS FOR TIMELY DIAGNOSIS, TREATMENT PLANS AND FOLLOW UP. * PROVIDED MONITORS AND A NEW VENTILATION SYSTEM FOR NORTON SUBURBAN HOSPITAL. * REMODELED AND PROVIDED NEW FURNISHINGS FOR THE MARSHALL WOMEN'S CENTER AT SUBURBAN HOSPITAL. * PURCHASED MATERNAL FETAL MEDICINE TELEMEDICINE EQUIPMENT AND PERINATAL BIRTHING MIRRORS * FUNDED RESEARCH EQUIPMENT FOR THE NORTON CANCER INSTITUTE. * FUNDED CAPITAL EXPANSION OF THE MUSIC THERAPY PROGRAM AT AUDUBON HOSPITAL. FUNDING OF CAPITAL PROJECTS TOTALED APPROXIMATELY $878,000 IN 2012.
COMMON PAYING AGENT 1099S	FORM 990, PART V, LINE 1A	NORTON HEALTHCARE, INC., EIN 61-1028725 IS THE COMMON PAYING AGENT FOR NORTON HOSPITALS, INC., NORTON HOSPITALS, INC., COMMUNITY MEDICAL ASSOCIATES, INC., NORTON PROPERTIES, INC., NORTON HEALTHCARE FOUNDATION, INC. AND THE CHILDREN'S HOSPITAL FOUNDATION. THEREFORE, ALL VENDORS, INCLUDING INDEPENDENT CONTRACTORS, ARE PAID AND REPORTED BY NORTON HEALTHCARE, INC. ON BEHALF OF THESE NAMED ENTITIES. FOR PURPOSES OF PART V, LINE 1, THE NUMBER OF 1099S REPORTED AND FILED FOR 2012 BY NORTON HEALTHCARE, INC., WAS APPROXIMATELY 528. NORTON HEALTHCARE, INC., HAS APPROXIMATELY 93 INDEPENDENT CONTRACTORS EXCEEDING $100,000 FOR 2012. NORTON HEALTHCARE, INC., THE COMMON PAYING AGENT, REPORTED 918 VENDORS ON FORM 1096 FOR 2012.
W-2 G COMMON PAYING AGENT	FORM 990, PART V, LINE 1B	NORTON HEALTHCARE INC., AS THE COMMON PAYING AGENT, FILED TWO FORM W-2G ON BEHALF OF THE CHILDREN'S HOSPITAL FOUNDATION.
COMMON PAYING AGENT FOR VENDORS	FORM 990, PART V, LINE 1C	NORTON HEALTHCARE, INC., EIN 61-1028725 IS THE COMMON PAYING AGENT FOR NORTON HEALTHCARE INC, AND ALL AFFILIATES. NORTON HEALTHCARE, INC. REQUIRES THAT ALL VENDORS PROVIDE AN ACCURATE TAXPAYER IDENTIFICATION NUMBER ON A FORM W-9, AS REQUIRED BY LAW, PRIOR TO ASSURANCE OF ANY PAYMENT.
COMMON PAYING AGENT FOR EMPLOYEES	FORM 990, PART V, LINE 2A	NORTON HEALTHCARE, INC EIN 61-1028725 IS THE COMMON PAYING AGENT FOR NORTON HOSPTIALS, INC., NORTON PROPERTIES, INC., COMMUNITY MEDICAL ASSOCIATES, INC., NORTON HEALTHCARE FOUNDATION, INC., AND THE CHILDREN'S HOSPITAL FOUNDATION. THEREFORE, ALL APPLICABLE IRS TAX COMPLIANCE FILINGS ARE REPORTED BY NORTON HEALTHCARE, INC. ON BEHALF OF THESE NAMED ENTITIES. NORTON HEALTHCARE, INC. HAS APPROXIMATELY 1,688 EMPLOYEES. NORTON HEALTHCARE, INC., THE COMMON PAYING AGENT, REPORTED 13,018 EMPLOYEES ON FORM W-3 FOR 2012.
Delegate broad authority to a committee	Form 990, Part VI, Section A, Line 1a	THE EXECUTIVE COMMITTEE SHALL POSSESS AND MAY EXERCISE ALL THE POWERS AND AUTHORITY OF THE BOARD OF TRUSTEES IN THE MANAGEMENT AND DIRECTION OF THE BUSINESS AND AFFAIRS OF THE CORPORATION. HOWEVER, THE EXECUTIVE COMMITTEE DOES NOT POSSESS THE AUTHORITY TO DO THE FOLLOWING: A)FILL VACANCIES ON THE BOARD; B)CHANGE THE MEMBERSHIP OF THE EXECUTIVE COMMITTEE; C)MAKE DECISIONS TO MERGE, LIQUIDATE, OR OTHERWISE MAKE DECISIONS OUTSIDE OF THE NORMAL COURSE OF BUSINESS; D)MAKE FINAL DETERMINATIONS OF LONG-TERM POLICY; E)HIRE OR FIRE THE CHIEF EXECUTIVE OFFICER; AND F)AMEND THE ARTICLES OF INCORPORATION OR BYLAWS.
Family/business relationships amongst interested persons	Form 990, Part VI, Section A, Line 2	MR. STEPHEN A. WILLIAMS, PRESIDENT AND CEO OF NORTON HEALTHCARE, INC., IS ALSO AN OFFICER FOR NORTON HEALTHCARE, INC., NORTON HOSPITALS, INC., COMMUNITY MEDICAL ASSOCIATES, INC., AND NORTON PROPERTIES, INC. MARIA L. BOUVETTE, PRESIDENT AND CEO OF PORTER BANCORP, INC. IS A TRUSTEE FOR NORTON HEALTHCARE, INC., NORTON HOSPITALS, INC., COMMUNITY MEDICAL ASSOCIATES, INC. AND NORTON PROPERTIES, INC. MR. WILLIAMS IS A BOARD MEMBER OF PORTER BANCORP, INC. - BUSINESS RELATIONSHIP
Review of form 990 by governing body	Form 990, Part VI, Section B, Line 11b	AT THE OCTOBER 3, 2013 FINANCE COMMITTEE MEETING OF NORTON HEALTHCARE, INC. (NORTON), THE 990S WERE DISCUSSED AND COMMITTEE MEMBERS HAD AN OPPORTUNITY TO ASK QUESTIONS. COINCIDING WITH THE FINANCE COMMITTEE MEETING, ELECTRONIC COPIES OF THE 990S WERE MADE AVAILABLE TO ALL MEMBERS OF THE FINANCE COMMITTEE AND THE BOARD OF TRUSTEES THROUGH THE DIRECTOR'S PORTAL SITE. NORTON IS THE PARENT OF COMMUNITY MEDICAL ASSOCIATES, INC., NORTON HOSPITALS, INC., NORTON PROPERTIES, INC., NORTON HEALTHCARE FOUNDATION, INC., AND THE CHILDREN'S HOSPITAL FOUNDATION, INC.
Conflict of interest policy	Form 990, Part VI, Section B, Line 12c	THE ORGANIZATION REGULARLY AND CONSISTENTLY MONITORS AND ENFORCES COMPLIANCE WITH THE CONFLICT OF INTEREST POLICY BY ANNUALLY DISTRIBUTING A QUESTIONNAIRE THAT REQUIRES OFFICERS, TRUSTEES, AND KEY EMPLOYEES TO DISCLOSE INTERESTS THAT MAY GIVE RISE TO CONFLICTS. IF A CONFLICT ARISES, THE POLICY PROVIDES PROCEDURES FOR ADDRESSING CONFLICTS TO ENSURE DECISIONS ARE MADE IN THE BEST INTEREST OF THE ORGANIZATION.
Process used to establish compensation of top management official	Form 990, Part VI, Section B, Line 15a	PLEASE SEE EXPLANATION PROVIDED FOR FORM 990, PART VI, LINE 15B
Process used to establish compensation of other officers/key employees	Form 990, Part VI, Section B, Line 15b	THE ORGANIZATION TAKES ALL NECESSARY STEPS TO ENSURE THAT COMPENSATION FOR ALL OFFICERS, DIRECTORS AND KEY EMPLOYEES IS REASONABLE AND APPROPRIATE FOR THE SERVICES PROVIDED TO THE ORGANIZATION. THE ORGANIZATION PROVIDES A TOTAL COMPENSATION PACKAGE THAT IS ON PAR WITH COMPENSATION PROVIDED BY SIMILAR ORGANIZATIONS AND WHICH CONFORMS TO THE POLICIES AND GUIDELINES SET OUT BY THE BOARD OF TRUSTEES. NORTON HEALTHCARE, INC. (NHI) ENGAGES AN OUTSIDE INDEPENDENT COMPENSATION CONSULTANT, INTEGRATED HEALTHCARE STRATEGIES (IHS), TO PROVIDE COMPARABILITY DATA FOR NHI'S OFFICERS AND KEY EMPLOYEES ON TOTAL COMPENSATION FOR SIMILAR POSITIONS AT HEALTH SYSTEMS AND HOSPITAL ORGANIZATIONS SIMILAR IN SIZE, SCOPE OF SERVICES, AND CIRCUMSTANCES. IN ADDITION, THE ORGANIZATION PARTICIPATES IN THIRD PARTY SURVEYS WHICH PROVIDE AGGREGATE, COMPARATIVE COMPENSATION DATA FOR OFFICERS AND KEY EMPLOYEES IN SIMILAR POSITIONS AT SIMILAR ORGANIZATIONS. IHS CONSULTANTS PRESENTED AND DISCUSSED THIS COMPARABILITY DATA IN 2011 FOR THE 2012 COMPENSATION REVIEW AND MET IN 2012 FOR THE 2013 COMPENSATION REVIEW WITH THE COMMITTEE OF BOARD LEADERSHIP (NOW EXECUTIVE COMMITTEE) OF THE BOARD OF TRUSTEES (BOARD) THE COMMITTEE REVIEWED THE EXECUTIVE COMPENSATION AND BENEFITS PROGRAM, DETERMINED TOTAL COMPENSATION FOR THE CEO, AND APPROVED COMPENSATION FOR OTHER OFFICERS AND KEY EMPLOYEES. THE COMMITTEE REVIEWED NHI'S VARIABLE COMPENSATION PROGRAM AND DETERMINED APPROPRIATE AWARDS FOR PERFORMANCE RELATIVE TO GOALS SET FOR THE YEAR. AFTER THE COMMITTEE DETERMINED APPROPRIATE COMPENSATION AND BENEFITS FOR OFFICERS AND KEY EMPLOYEES, THE BOARD APPROVED THEIR TOTAL COMPENSATION. EMPLOYMENT CONTRACTS FOR THE CEO, COO, AND CFO AND KEY EMPLOYEES ARE SIGNED, AND REVIEWED AS NECESSARY.
Governing documents, conflict of interest policy and financial statements available to the public	Form 990, Part VI, Section C, Line 19	FINANCIAL STATEMENTS, GOVERNING DOCUMENTS, AND CONFLICT OF INTEREST POLICIES ARE NOT REQUIRED DISCLOSURES PURSUANT TO INTERNAL REVENUE CODE (IRC) SECTION 6104. THESE DOCUMENTS ARE NOT AVAILABLE TO THE PUBLIC.
BOARD MEMBER STIPEND PAYMENTS	FORM 990, PART VII, SECTION A, LINE 1A, COLUMN (D)	NORTON HEALTHCARE, INC. (NHI) AND AFFILIATES (NORTON HOSPITALS, INC., COMMUNITY MEDICAL ASSOCIATES, INC., NORTON PROPERTIES, INC., NORTON HEALTHCARE FOUNDATION, INC., AND THE CHILDREN'S HOSPITAL FOUNDATION, INC.) ENCOURAGES AND FACILITATES BOARD MEMBER ATTENDANCE AT EDUCATIONAL PROGRAMS AND CONFERENCES ON SUBJECTS RELEVANT TO NHI. NHI'S TRAVEL POLICY FOR BOARD OF TRUSTEES PROVIDES THAT FOR EACH TRUSTEE THAT ATTENDS AT LEAST ONE OUT OF TOWN EDUCATIONAL CONFERENCE, A LUMP SUM STIPEND WILL BE PAID TO COVER UNREIMBURSED TRAVEL EXPENSE AND OTHER MISCELLANEOUS EXPENSES ASSOCIATED WITH CONFERENCE PREPARATION, ATTENDANCE OR FOLLOW UP. IN COMPLIANCE WITH IRS REGULATIONS, NHI PROVIDES A FORM 1099 TO ANY TRUSTEE THAT RECEIVES A STIPEND. THESE AMOUNTS HAVE BEEN REPORTED IN PART VII OR THE FORM 990 AS REPORTABLE COMPENSATION TO THE TRUSTEE RECEIVING STIPENDS IN 2012.
INTEREST EXPENSE LINE 20 AND INTEREST ALLOCATION LINE 24D	FORM 990, PART IX, LINE 20	FORM 990 PART IX LINE 20, INTEREST EXPENSE AND LINE 24D, INTEREST EXPENSE ALLOCATION: NORTON HEALTHCARE, INC.'S (NHI) METHODOLOGY FOR INTEREST EXPENSE ALLOCATION IS TO DETERMINE A BUDGET INTEREST EXPENSE AMOUNT BASED ON ANTICIPATED INTEREST EXPENSE TO BE RECORDED ON NHI'S OUTSTANDING DEBT. THE BUDGETED BOND INTEREST EXPENSE IS ALLOCATED TO ITS AFFILIATES MONTHLY THROUGHOUT THE FISCAL YEAR. FOR PURPOSES OF THE FORM 990 THE AMOUNT OF INTEREST EXPENSE ALLOCATED TO NHI'S AFFILIATES IS REPORTED ON PART IX, LINE 24D. ANY INCREASE OR DECREASE TO THE ACTUAL BOND INTEREST EXPENSE DURING THE FISCAL YEAR IS NOT ALLOCATED TO ITS AFFILIATES BUT IS REFLECTED IN NHI'S FINANCIAL STATEMENTS AND THE FORM 990, PART IX, LINE 20 ACCORDINGLY. IN 2012, THE AMOUNTS BUDGETED FOR THE INTEREST EXPENSE ALLOCATIONS WERE IN EXCESS OF THE ACTUAL AMOUNTS RECORDED. FACTORS CONTRIBUTING TO THE FAVORABLE INTEREST EXPENSE WERE: EARNINGS ON THE CASH FLOW ON THE SWAP AGREEMENTS EXCEEDED EXPECTATIONS, CONTINUATION OF LOW VARIABLE RATES THAT WERE LESS THAN EXPECTATIONS AND A BOND REFUNDING TO A MUCH LOWER INTEREST RATE.
Other Expenses	Form 990, Part IX, Line 11g	CONTRACT LABOR - TOTAL EXPENSE: 1820562, PROGRAM SERVICE EXPENSE: 1764561, MANAGEMENT AND GENERAL EXPENSES: 56001, FUNDRAISING EXPENSES: ; PROFESSIONAL FEES - TOTAL EXPENSE: 36027, PROGRAM SERVICE EXPENSE: 36027, MANAGEMENT AND GENERAL EXPENSES: , FUNDRAISING EXPENSES: ; OUTSIDE SERVICES - TOTAL EXPENSE: 54615310, PROGRAM SERVICE EXPENSE: 45143498, MANAGEMENT AND GENERAL EXPENSES: 9471812, FUNDRAISING EXPENSES: ; OTHER EXPENSE - TOTAL EXPENSE: 372170, PROGRAM SERVICE EXPENSE: 200496, MANAGEMENT AND GENERAL EXPENSES: 171674, FUNDRAISING EXPENSES: ;
Other changes in net assets or fund balances	Form 990 , Part XI, Line 9	AFFILIATE TRANSFER - 44437; SWAP MARK TO MARKET ADJUSTMENTS - 11820971; CHANGE IN MINIMUM PENSION LIABILITY - -6447476;
A-133 AUDITS PART XII LINE 3A AND 3B	FORM 990, PART XII, LINE 3A	AS REQUIRED BY THE U.S. OFFICE OF MANAGEMENT AND BUDGET CIRCULAR A-133, AUDITS OF STATES, LOCAL GOVERNMENTS, AND NON-PROFITS ORGANIZATIONS, IN 2012 NORTON HEALTHCARE, INC. AND AFFILIATES (NORTON HOSPITALS, INC., COMMUNITY MEDICAL ASSOCIATES, INC., NORTON PROPERTIES, INC., AND THE CHILDREN'S HOSPITAL FOUNDATION) RECEIVED AN AUDIT IN ACCORDANCE WITH THE SINGLE AUDIT ACT.

Schedule R IRS990ScheduleR

Form990 Schedule R Part II Form990ScheduleRPartII (5 entries)

Address Line1AddressUS/AddressLine1	CityAddressUS/City	StateAddressUS/State	ZIP CodeAddressUS/ZIPCode	Primary ActivitiesPrimaryActivities	Legal Domicile StateLegalDomicileState	Exempt Code SectionExemptCodeSection	Public Charity StatusPublicCharityStatus	Business Name Line1DirectControllingEntityName/BusinessNameLine1	Controlled OrgControlledOrg
NORTON HOSPITALS INC
224 E BORADWAY 5TH FLOOR	LOUISVILLE	KY	40202	PROVIDE HOSPITAL SERVICES	KY	501(C)(3)	3	NA	true
COMMUNITY MEDICAL ASSOCIATES
224 E BORADWAY 5TH FLOOR	LOUISVILLE	KY	40202	OPERATES A NETWORK OF PHYSICIAN PRACTICES	KY	501(C)(3)	9	NA	true
NORTON PROPERTIES INC
224 E BORADWAY 5TH FLOOR	LOUISVILLE	KY	40202	MAINTAINS OFFICE AND PARKING FACILITIES	KY	501(C)(3)	11 - Type I	NA	true
THE CHILDREN'S HOSPITAL FOUNDATION
224 E BORADWAY 5TH FLOOR	LOUISVILLE	KY	40202	GENERATE FUNDS TO SUPPORT PROGRAMS AND SERVICES	KY	501(C)(3)	7	NA	true
NORTON HEALTHCARE FOUNDATION INC
224 E BORADWAY 5TH FLOOR	LOUISVILLE	KY	40202	GENERATE FUNDS TO SUPPORT PROGRAMS AND SERVICES	KY	501(C)(3)	7	NA	true

Form990 Schedule R Part IV Form990ScheduleRPartIV

Name Of Related Org NameOfRelatedOrg

Field	Value	IRS element (for citing)
Business Name Line1	NORTON ENTERPRISES INC	BusinessNameLine1

Address US AddressUS

Field	Value	IRS element (for citing)
Address Line1	224 E BORADWAY 5TH FLOOR	AddressLine1
City	LOUISVILLE	City
State	KY	State
ZIP Code	40202	ZIPCode

Field	Value	IRS element (for citing)
EIN	611054301	EIN
Primary Activity	PROVIDE NURSING AND PATHOLOGY SERVICES	PrimaryActivity
Legal Domicile State	KY	LegalDomicileState

Direct Controlling Entity Name DirectControllingEntityName

Field	Value	IRS element (for citing)
Business Name Line1	NA	BusinessNameLine1

Field	Value	IRS element (for citing)
Type Of Entity	C CORPORATION	TypeOfEntity
Share Of Total Income	35456038	ShareOfTotalIncome
Share Of EOY Assets	24760886	ShareOfEOYAssets
Percentage Ownership	1	PercentageOwnership
Controlled Org	true	ControlledOrg

Field	Value	IRS element (for citing)
Receipt Of Int Ann Rents Royalties	false	ReceiptOfIntAnnRentsRoyalties
Gift Grant Or Cap Contr To Other Org	false	GiftGrantOrCapContrToOtherOrg
Gift Grant Or Cap Contr Fr Other Org	false	GiftGrantOrCapContrFrOtherOrg
Loans Or Guarantees To Other Org	false	LoansOrGuaranteesToOtherOrg
Loans Or Guarantees From Other Org	false	LoansOrGuaranteesFromOtherOrg
Dividends Related Organization	false	DividendsRelatedOrganization
Sale Of Assets To Other Org	false	SaleOfAssetsToOtherOrg
Purchase Of Assets From Other Org	false	PurchaseOfAssetsFromOtherOrg
Exchange Of Assets	false	ExchangeOfAssets
Rental Of Facilities To Other Orgs	false	RentalOfFacilitiesToOtherOrgs
Rental Of Facilities Fr Other Orgs	false	RentalOfFacilitiesFrOtherOrgs
Perform Of Services For Other Orgs	false	PerformOfServicesForOtherOrgs
Perform Of Services By Other Orgs	false	PerformOfServicesByOtherOrgs
Sharing Of Facilities	false	SharingOfFacilities
Sharing Of Paid Employees	false	SharingOfPaidEmployees
Reimbursement Paid To Other Org	false	ReimbursementPaidToOtherOrg
Reimbursement Paid By Other Org	false	ReimbursementPaidByOtherOrg
Other Transfer To Other Org	true	OtherTransferToOtherOrg
Other Transfer From Other Org	true	OtherTransferFromOtherOrg

Transactions Related Orgs Table TransactionsRelatedOrgsTable (12 entries)

Transaction TypeTransactionType	Amount InvolvedAmountInvolved	Method Of Amt DeterminationMethodOfAmtDetermination
NORTON HOSPITALS INC
R	1240222751	FMV
NORTON HOSPITALS INC
S	1335442254	FMV
COMMUNITY MEDICAL ASSOCIATES INC
R	286030393	FMV
COMMUNITY MEDICAL ASSOCIATES INC
S	228424183	FMV
NORTON PROPERTIES INC
R	24131707	FMV
NORTON PROPERTIES INC
S	23864879	FMV
THE CHILDREN'S HOSPITAL FOUNDATION
R	4441753	FMV
THE CHILDREN'S HOSPITAL FOUNDATION
S	4054305	FMV
NORTON HEALTHCARE FOUNDATION INC
R	1302081	FMV
NORTON HEALTHCARE FOUNDATION INC
S	1568279	FMV
NORTON ENTERPRISES INC
R	27010759	FMV
NORTON ENTERPRISES INC
S	21119506	FMV