MUNDY FAMILY FOUNDATION: Form 990PF, tax year 2012
View the entire original 990 at ProPublica ↗
- Organization
- MUNDY FAMILY FOUNDATION (EIN 76-0520888)
- Tax period
- 2012-01-01 to 2012-12-31
- Filed
- 2013-05-22
- IRS object ID
- 201341429349100109
- Schema version
- 2012v2.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Compensation Explanation
- Gain Loss Sale Other Assets Sch
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Legal Fees Schedule
- Other Assets Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2013-05-22T14:47:39-05:00 | Timestamp |
| Tax Period End Date | 2012-12-31 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | BENTON DUROY & IVEY PC | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 14505 TORREY CHASE BLVD STE 200 | AddressLine1 |
| City | HOUSTON | City |
| State | TX | State |
| ZIP Code | 77014 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnType |
| Tax Period Begin Date | 2012-01-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 760520888 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE MUNDY FAMILY FOUNDATION | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | MUND | NameControl |
| Phone | 2815308711 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 11150 SOUTH WILCREST DRIVE | AddressLine1 |
| Address Line2 | ROOM/SUITE 300 | AddressLine2 |
| City | HOUSTON | City |
| State | TX | State |
| ZIP Code | 77099 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | JOHN MUNDY | Name |
| Title | TRUSTEE | Title |
| Phone | 2815308711 | Phone |
| Date Signed | 2013-05-21 | DateSigned |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | M R BENTON | Name |
| Phone | 2815371000 | Phone |
| Date Prepared | 2013-05-22 | DatePrepared |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2012 | TaxYear |
| Build TS | 2016-02-25 16:41:14Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exempt PF | X | ExemptPF |
| FMV Assets EOY | 6542451 | FMVAssetsEOY |
| Method Of Accounting Accrual | X | MethodOfAccountingAccrual |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Not Required To Attach Schedule B | X | NotRequiredToAttachScheduleB |
| Interest On Savings Rev And Expnss | 50940 | InterestOnSavingsRevAndExpnss |
| Interest On Savings Net Invst Incm | 50939 | InterestOnSavingsNetInvstIncm |
| Dividends Rev And Expnss | 145746 | DividendsRevAndExpnss |
| Dividends Net Invst Incm | 145746 | DividendsNetInvstIncm |
| Net Gain Sale Assets Rev And Expnss | 148677 | NetGainSaleAssetsRevAndExpnss |
| Gross Sales Price | 1730984 | GrossSalesPrice |
| Capital Gain Net Incm Net Invst Incm | 8870 | CapitalGainNetIncmNetInvstIncm |
| Other Income Rev And Expnss | 606 | OtherIncomeRevAndExpnss |
| Total Revenue And Expenses | 345969 | TotalRevenueAndExpenses |
| Total Net Investment Income | 205555 | TotalNetInvestmentIncome |
| Legal Fees Rev And Expnss | 230 | LegalFeesRevAndExpnss |
| Taxes Rev And Expnss | 4295 | TaxesRevAndExpnss |
| Other Expenses Rev And Expnss | 46302 | OtherExpensesRevAndExpnss |
| Tot Opr Expenses Rev And Expnss | 50827 | TotOprExpensesRevAndExpnss |
| Tot Opr Expenses Net Invst Incm | 0 | TotOprExpensesNetInvstIncm |
| Tot Opr Expenses Dsbrs Chrtbl Prps | 0 | TotOprExpensesDsbrsChrtblPrps |
| Contri Gifts Paid Rev And Expnss | 110000 | ContriGiftsPaidRevAndExpnss |
| Contri Gifts Paid Dsbrs Chrtbl Prps | 110000 | ContriGiftsPaidDsbrsChrtblPrps |
| Total Expenses Rev And Expnss | 160827 | TotalExpensesRevAndExpnss |
| Total Expenses Net Invst Incm | 0 | TotalExpensesNetInvstIncm |
| Total Expenses Dsbrs Chrtbl Prps | 110000 | TotalExpensesDsbrsChrtblPrps |
| Excess Of Revenue Over Expenses | 185142 | ExcessOfRevenueOverExpenses |
| Net Investment Income | 205555 | NetInvestmentIncome |
Balance Sheets BalanceSheets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | 599133 | CashBOY |
| Cash EOY | 1105328 | CashEOY |
| Cash EOYFMV | 1105328 | CashEOYFMV |
| Investments Corp Stock BOY | 4003820 | InvestmentsCorpStockBOY |
| Investments Corp Stock EOY | 4001245 | InvestmentsCorpStockEOY |
| Investments Corp Stock EOYFMV | 4440092 | InvestmentsCorpStockEOYFMV |
| Investments Corp Bonds BOY | 1018478 | InvestmentsCorpBondsBOY |
| Investments Corp Bonds EOY | 700000 | InvestmentsCorpBondsEOY |
| Investments Corp Bonds EOYFMV | 692909 | InvestmentsCorpBondsEOYFMV |
| Other Assets BOY | 300000 | OtherAssetsBOY |
| Other Assets EOY | 300000 | OtherAssetsEOY |
| Other Assets EOYFMV | 304122 | OtherAssetsEOYFMV |
| Total Assets BOY | 5921431 | TotalAssetsBOY |
| Total Assets EOY | 6106573 | TotalAssetsEOY |
| Total Assets EOYFMV | 6542451 | TotalAssetsEOYFMV |
| Total Liabilities EOY | 0 | TotalLiabilitiesEOY |
| Org That Follow SFAS117 | X | OrgThatFollowSFAS117 |
| Unrestricted BOY | 5921431 | UnrestrictedBOY |
| Unrestricted EOY | 6106573 | UnrestrictedEOY |
| Total Net Assets BOY | 5921431 | TotalNetAssetsBOY |
| Total Net Assets EOY | 6106573 | TotalNetAssetsEOY |
| Total Liabilities Net Assets BOY | 5921431 | TotalLiabilitiesNetAssetsBOY |
| Total Liabilities Net Assets EOY | 6106573 | TotalLiabilitiesNetAssetsEOY |
Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Net Assets Fund Balances BOY | 5921431 | TotalNetAssetsFundBalancesBOY |
| Excess Of Revenue Over Expenses | 185142 | ExcessOfRevenueOverExpenses |
| Subtotal | 6106573 | Subtotal |
| Total Net Assets Fund Balances EOY | 6106573 | TotalNetAssetsFundBalancesEOY |
Capital Gains And Losses CapitalGainsAndLosses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | 8870 | CapitalGainNetIncome |
Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable For4942 Tax | false | LiableFor4942Tax |
| Qualifying Distributions Year1 | 1123566 | QualifyingDistributionsYear1 |
| Noncharitable Assets Year1 | 6608893 | NoncharitableAssetsYear1 |
| Distribution Ratio Year1 | 0.170008 | DistributionRatioYear1 |
| Qualifying Distributions Year2 | 1350787 | QualifyingDistributionsYear2 |
| Noncharitable Assets Year2 | 6678294 | NoncharitableAssetsYear2 |
| Distribution Ratio Year2 | 0.202265 | DistributionRatioYear2 |
| Qualifying Distributions Year3 | 1433982 | QualifyingDistributionsYear3 |
| Noncharitable Assets Year3 | 6844072 | NoncharitableAssetsYear3 |
| Distribution Ratio Year3 | 0.209522 | DistributionRatioYear3 |
| Qualifying Distributions Year4 | 1387863 | QualifyingDistributionsYear4 |
| Noncharitable Assets Year4 | 8205363 | NoncharitableAssetsYear4 |
| Distribution Ratio Year4 | 0.169141 | DistributionRatioYear4 |
| Qualifying Distributions Year5 | 1384000 | QualifyingDistributionsYear5 |
| Noncharitable Assets Year5 | 9803272 | NoncharitableAssetsYear5 |
| Distribution Ratio Year5 | 0.141177 | DistributionRatioYear5 |
| Total Distribution Ratio | 0.892113 | TotalDistributionRatio |
| Average Distribution Ratio | 0.178423 | AverageDistributionRatio |
| Net Noncharitable Assets | 5681543 | NetNoncharitableAssets |
| Adjusted Noncharitable Assets | 1013718 | AdjustedNoncharitableAssets |
| One Percent Net Investment Income | 2056 | OnePercentNetInvestmentIncome |
| Adj Nonchrtbl Assets And One | 1015774 | AdjNonchrtblAssetsAndOnePct |
| Qualifying Distributions | 110000 | QualifyingDistributions |
Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | 4111 | InvestmentIncomeExciseTax |
| Subtotal | 4111 | Subtotal |
| Tax Based On Investment Income | 4111 | TaxBasedOnInvestmentIncome |
| Est Tax Payments And Overpayment | 2936 | EstTaxPaymentsAndOverpayment |
| Total Credits And Payments | 2936 | TotalCreditsAndPayments |
| Form2220 Attached | X | Form2220Attached |
| Penalty For Underpayment | 1 | PenaltyForUnderpayment |
| Tax Due | 1176 | TaxDue |
Statements Regarding Activities StatementsRegardingActivities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Activities | false | LegislativePoliticalActivities |
| More Than100 Spent | false | MoreThan100Spent |
| Form1120 POL Filed | false | Form1120POLFiled |
| Activities Not Prev Reported | false | ActivitiesNotPrevReported |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylaws |
| Unrelated Bus Income Over1000 | false | UnrelatedBusIncomeOver1000 |
| Termination Etc | false | TerminationEtc |
| Requirements Of Sect508e | true | RequirementsOfSect508e |
| At Least5000 In Assets | true | AtLeast5000InAssets |
| States Filed With | TX | StatesFiledWith |
| Form990 PF Filed With AG | true | Form990PFFiledWithAG |
| Private Operating Foundation | false | PrivateOperatingFoundation |
| New Substantial Contributors | false | NewSubstantialContributors |
| Interest In Controlled Entity | false | InterestInControlledEntity |
| Applicable Insurance Contract | false | ApplicableInsuranceContract |
| Comply With Public Inspection Rqr | true | ComplyWithPublicInspectionRqr |
| Website Address | N/A | WebsiteAddress |
| Books In Care Of Person Name | SARA COLE | BooksInCareOfPersonName |
| Books In Care Of Phone Number | 2815308711 | BooksInCareOfPhoneNumber |
Books In Care Of US Address BooksInCareOfUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 11150 WILCREST | AddressLine1 |
| City | HOUSTON | City |
| State | TX | State |
| ZIP Code | 77099 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Bank | false | ForeignBank |
Statements Regarding Acty4720 StatementsRegardingActy4720
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exchange With Dsqfly Person | false | SaleOrExchangeWithDsqflyPerson |
| Borrow Or Lend With Dsqfly Person | false | BorrowOrLendWithDsqflyPerson |
| Furnished Goods With Dsqfly Person | false | FurnishedGoodsWithDsqflyPerson |
| Pay Compensation To Dsqfly Person | false | PayCompensationToDsqflyPerson |
| Transfer Assets To Dsqfly Person | false | TransferAssetsToDsqflyPerson |
| Payment To Government Offical | false | PaymentToGovernmentOffical |
| Undistributed Income Prior Years | false | UndistributedIncomePriorYears |
| Business Holdings | false | BusinessHoldings |
| Jeopardy Investments | false | JeopardyInvestments |
| Uncorrected Jeopardy Investments | false | UncorrectedJeopardyInvestments |
| Influence Legislation | false | InfluenceLegislation |
| Influence Election | false | InfluenceElection |
| Grants To Individuals | false | GrantsToIndividuals |
| Grants To Organizations | false | GrantsToOrganizations |
| Noncharitable Purpose | false | NoncharitablePurpose |
| Rcv Funds To Pay Prsnl Bnft Contract | false | RcvFundsToPayPrsnlBnftContract |
| Pay Premiums Prsnl Bnft Contract | false | PayPremiumsPrsnlBnftContract |
| Prohibited Tax Shelter Transactn | false | ProhibitedTaxShelterTransactn |
Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo
Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (3 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitle | Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition | CompensationCompensation | Contri To Empl Benefit Plans EtcContriToEmplBenefitPlansEtc | Expense Account Other AllowancesExpenseAccountOtherAllowances |
|---|---|---|---|---|---|---|---|---|
| JOHN T MUNDY | ||||||||
| 11150 WILCREST DR | HOUSTON | TX | 77099 | TRUSTEE | 50.00 | 0 | 0 | 0 |
| SUE E MUNDY | ||||||||
| 11150 WILCREST DR | HOUSTON | TX | 77099 | TRUSTEE | 12.00 | 0 | 0 | 0 |
| MARION E MUNDY | ||||||||
| 11150 WILCREST DR | HOUSTON | TX | 77099 | TRUSTEE | 12.00 | 0 | 0 | 0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Highest Paid Empl NONE | NONE | CompOfHighestPaidEmplNONE |
| Comp Of Hghst Paid Cntrct NONE | NONE | CompOfHghstPaidCntrctNONE |
Sum Of Program Related Investments SumOfProgramRelatedInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | N/A | Description1 |
Minimum Investment Return MinimumInvestmentReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Avg Monthly FMV Of Securities | 5318995 | AvgMonthlyFMVOfSecurities |
| Avg Monthly Cash Balances | 449069 | AvgMonthlyCashBalances |
| FMV All Other Noncharitable Assets | 0 | FMVAllOtherNoncharitableAssets |
| Total FMV Of Unused Assets | 5768064 | TotalFMVOfUnusedAssets |
| Adj Total FMV Of Unused Assets | 5768064 | AdjTotalFMVOfUnusedAssets |
| Cash Deemed Charitable | 86521 | CashDeemedCharitable |
| Net Noncharitable Assets | 5681543 | NetNoncharitableAssets |
| Minimum Investment Return | 284077 | MinimumInvestmentReturn |
Distributable DistributableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | 284077 | MinimumInvestmentReturn |
| Tax Based On Investment Income | 4111 | TaxBasedOnInvestmentIncome |
| Total Tax | 4111 | TotalTax |
| Distributable Amount Before Adj | 279966 | DistributableAmountBeforeAdj |
| Distributable Amount Before Ded | 279966 | DistributableAmountBeforeDed |
| Distributable Amount As Adjusted | 279966 | DistributableAmountAsAdjusted |
Qualifying Distributions QualifyingDistributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | 110000 | ExpensesAndContributions |
| Qualifying Distributions | 110000 | QualifyingDistributions |
| Adj Qualifying Distributions | 110000 | AdjQualifyingDistributions |
Undistributed Income UndistributedIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable Amount As Adjusted | 279966 | DistributableAmountAsAdjusted |
| Excess Distri Carryover Year5 | 905726 | ExcessDistriCarryoverYear5 |
| Excess Distri Carryover Year4 | 985869 | ExcessDistriCarryoverYear4 |
| Excess Distri Carryover Year3 | 1095814 | ExcessDistriCarryoverYear3 |
| Excess Distri Carryover Year2 | 1022298 | ExcessDistriCarryoverYear2 |
| Excess Distri Carryover Year1 | 798989 | ExcessDistriCarryoverYear1 |
| Total Excess Distri Carryover | 4808696 | TotalExcessDistriCarryover |
| Qualifying Distributions | 110000 | QualifyingDistributions |
| Applied To Current Year | 110000 | AppliedToCurrentYear |
| Excess Distri Cyov App CY Corpus | 169966 | ExcessDistriCyovAppCYCorpus |
| Excess Distri Cyov Applied CY | 169966 | ExcessDistriCyovAppliedCY |
| Total Corpus | 4638730 | TotalCorpus |
| Undistributed Income CY | 0 | UndistributedIncomeCY |
| Excess Distri Cyov From Year5 | 735760 | ExcessDistriCyovFromYear5 |
| Excess Distri Cyov To Next Year | 3902970 | ExcessDistriCyovToNextYear |
| Excess From Year4 | 985869 | ExcessFromYear4 |
| Excess From Year3 | 1095814 | ExcessFromYear3 |
| Excess From Year2 | 1022298 | ExcessFromYear2 |
| Excess From Year1 | 798989 | ExcessFromYear1 |
Supplementary Information SupplementaryInformation
Appication Submission Info AppicationSubmissionInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Name | JOHN MUNDY | RecipientName |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 11150 WILCREST | AddressLine1 |
| City | HOUSTON | City |
| State | TX | State |
| ZIP Code | 77099 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone Number | 2815308711 | RecipientPhoneNumber |
| Form And Info And Materials | WRITTEN REQUEST | FormAndInfoAndMaterials |
| Submission Deadlines | NONE | SubmissionDeadlines |
| Restrictions On Awards | NONE | RestrictionsOnAwards |
Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (2 entries)
| Business Name Line2RecipientBusinessName/BusinessNameLine2 | Address Line1RecipientUSAddress/AddressLine1 | Address Line2RecipientUSAddress/AddressLine2 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Purpose Of Grant Or ContributionPurposeOfGrantOrContribution | AmountAmount |
|---|---|---|---|---|---|---|---|
| CHURCH OF CHRIST | |||||||
| CHURCH OF CHRIST | PO BOX 236 | PO BOX 236 | PRAIRIE VIEW | TX | 77446 | DONATION | $10,000 |
| THE BROOKWOOD COMMUNITY | |||||||
| THE BROOKWOOD COMMUNITY | 1752 FM 1489 | 1752 FM 1489 | BROOKSHIRE | TX | 77423 | DONATION | $100,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Grant Or Contri Paid During Year | 110000 | TotGrantOrContriPaidDuringYear |
Analysis Income Producing Acty AnalysisIncomeProducingActy
Int On Savings And Temp Cash Invst IntOnSavingsAndTempCashInvst
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 25 | ExclusionCode |
| Exclusion | $50,940 | ExclusionAmount |
Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 25 | ExclusionCode |
| Exclusion | $145,746 | ExclusionAmount |
Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 25 | ExclusionCode |
| Exclusion | $8,870 | ExclusionAmount |
| Related Or Exempt Function Income | 139807 | RelatedOrExemptFunctionIncome |
Other Revenue Described OtherRevenueDescribed
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | SMITH BARNEY 624-14187 | Description |
| Exclusion Code | 25 | ExclusionCode |
| Exclusion | $606 | ExclusionAmount |
Subtotals Part XVIA SubtotalsPartXVIA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $206,162 | ExclusionAmount |
| Related Or Exempt Function Income | 139807 | RelatedOrExemptFunctionIncome |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Part XVIA | 345969 | TotalPartXVIA |
Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Noncharitable EO | false | TrnsfrOfCashToNoncharitableEO |
| Trnsfr Oth Assets Noncharitable EO | false | TrnsfrOthAssetsNoncharitableEO |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssets |
| Purchase Assets Noncharitable EO | false | PurchaseAssetsNoncharitableEO |
| Rental Of Facilities Etc | false | RentalOfFacilitiesEtc |
| Reimbursement Arrangements | false | ReimbursementArrangements |
| Loans Or Loan Guarantees | false | LoansOrLoanGuarantees |
| Performance Of Services Etc | false | PerformanceOfServicesEtc |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtc |
| Relationships Noncharitable E Os | false | RelationshipsNoncharitableEOs |
Compensation Explanation CompensationExplanation
Compensation Compensation (3 entries)
| JOHN T MUNDY |
| SUE E MUNDY |
| MARION E MUNDY |
Gain Loss Sale Other Assets Sch GainLossSaleOtherAssetsSch
Gain Loss Sale Other Asset GainLossSaleOtherAsset (7 entries)
| NameName | How AcquiredHowAcquired | Gross Sales PriceGrossSalesPrice | BasisBasis | Total NetTotalNet | Date AcquiredDateAcquired | Date SoldDateSold |
|---|---|---|---|---|---|---|
| UBS 09169 - LT | PURCHASE | 539602 | 524319 | 15283 | ||
| UBS 09169 - ST | PURCHASE | 4166 | 4001 | 165 | ||
| SMITH BARNEY 283-897481 - LT | PURCHASE | 102409 | 100000 | 2409 | 2009-08 | 2012-06 |
| UBS 06444 - ST | PURCHASE | 638452 | 575761 | 62691 | ||
| UBS 06444 - LT | PURCHASE | 398638 | 342733 | 55905 | ||
| SMITH BARNEY 624-73025 - LT | PURCHASE | 21713 | 23902 | -2189 | ||
| SMITH BARNEY 283-915088 - LT | PURCHASE | 17134 | 11591 | 5543 |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corp Bonds InvestmentsCorpBonds
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Of Bond | CORPORATE BONDS | NameOfBond |
| EOY Book Value | 700000 | EOYBookValue |
| EOYFMV | 692909 | EOYFMV |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corp Stock InvestmentsCorpStock
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Of Stock | CORPORATE STOCK AND MUTUAL FUNDS | NameOfStock |
| EOY Book Value | 4001245 | EOYBookValue |
| EOYFMV | 4440092 | EOYFMV |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | LEGAL FEES | Category |
| Amount | $230 | Amount |
Other Assets Schedule OtherAssetsSchedule
Other Assets OtherAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | MULTI-STRT SER G | Description |
| BOY Book Value | 300000 | BOYBookValue |
| EOY Book Value | 300000 | EOYBookValue |
| EOYFMV | 304122 | EOYFMV |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses OtherExpenses (2 entries)
| DescriptionDescription | Revenue And Expenses Per BooksRevenueAndExpensesPerBooks |
|---|---|
| EXPENSES | |
| BROKERAGE FEES | 46302 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income OtherIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | SMITH BARNEY 624-14187 | Description |
| Revenue And Expenses Per Books | 606 | RevenueAndExpensesPerBooks |
Taxes Schedule TaxesSchedule
Taxes Taxes (2 entries)
| CategoryCategory | AmountAmount |
|---|---|
| FEDERAL INCOME TAXES | $2,112 |
| FOREIGN TAXES | $2,183 |