NEW YORK INDEPENDENT SYSTEM OPERATOR INC: Form 990, tax year 2012
View the entire original 990 at ProPublica ↗
- Organization
- NEW YORK INDEPENDENT SYSTEM OPERATOR INC (EIN 14-1815612)
- Tax period
- 2012-01-01 to 2012-12-31
- Filed
- 2013-08-09
- IRS object ID
- 201342219349301019
- Schema version
- 2012v2.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990
- Schedule A
- Schedule B
- Schedule C
- Schedule D
- Schedule J
- Schedule L
- Schedule O
- Schedule R
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2013-08-09T13:00:08-05:00 | Timestamp |
| Tax Period End Date | 2012-12-31 | TaxPeriodEndDate |
| Return Type | 990 | ReturnType |
| Tax Period Begin Date | 2012-01-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 141815612 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | NEW YORK INDEPENDENT SYSTEM OPERATOR INC | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | NEWY | NameControl |
| Phone | 5183566000 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 10 KREY BOULEVARD | AddressLine1 |
| City | RENSSELAER | City |
| State | NY | State |
| ZIP Code | 12144 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | CHERYL HUSSEY | Name |
| Title | VICE PRESIDENT AND CFO | Title |
| Date Signed | 2013-08-09 | DateSigned |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2012 | TaxYear |
| Build TS | 2016-02-24 21:20:13Z | BuildTS |
Form 990 IRS990
Name Of Principal Officer Business NameOfPrincipalOfficerBusiness
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | STEPHEN G WHITLEY | BusinessNameLine1 |
Address Principal Officer US AddressPrincipalOfficerUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 10 KREY BOULEVARD | AddressLine1 |
| City | RENSSELAER | City |
| State | NY | State |
| ZIP Code | 12144 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Gross Receipts | 163911185 | GrossReceipts |
| Group Return For Affiliates | false | GroupReturnForAffiliates |
| Organization501c3 | X | Organization501c3 |
| Web Site | WWW.NYISO.COM | WebSite |
| Type Of Organization Corporation | X | TypeOfOrganizationCorporation |
| Year Formation | 1997 | YearFormation |
| State Legal Domicile | NY | StateLegalDomicile |
| Activity Or Mission Description | NYISO'S MISSION, IN COLLABORATION WITH ITS STAKEHOLDERS, IS TO SERVE THE PUBLIC INTEREST AND PROVIDE BENEFIT TO CONSUMERS BY: - MAINTAINING AND ENHANCING REGIONAL RELIABILITY, - OPERATING OPEN, FAIR AND COMPETITIVE WHOLESALE ELECTRICITY MARKETS, - PLANNING THE POWER SYSTEM FOR THE FUTURE , AND - PROVIDING FACTUAL INFORMATION TO POLICY MAKERS, STAKEHOLDERS AND INVESTORS IN THE POWER SYSTEM. | ActivityOrMissionDescription |
| Nbr Voting Members Governing Body | 10 | NbrVotingMembersGoverningBody |
| Nbr Independent Voting Members | 9 | NbrIndependentVotingMembers |
| Total Nbr Employees | 579 | TotalNbrEmployees |
| Total Nbr Volunteers | 0 | TotalNbrVolunteers |
| Total Gross UBI | 0 | TotalGrossUBI |
| Net Unrelated Business Txbl Income | 0 | NetUnrelatedBusinessTxblIncome |
| Contributions Grants Prior Year | 3861203 | ContributionsGrantsPriorYear |
| Contributions Grants Current Year | 15554109 | ContributionsGrantsCurrentYear |
| Program Service Revenue Prior Year | 150803347 | ProgramServiceRevenuePriorYear |
| Program Service Revenue CY | 148353071 | ProgramServiceRevenueCY |
| Investment Income Prior Year | 7652 | InvestmentIncomePriorYear |
| Investment Income Current Year | -424210 | InvestmentIncomeCurrentYear |
| Other Revenue Prior Year | 0 | OtherRevenuePriorYear |
| Other Revenue Current Year | 0 | OtherRevenueCurrentYear |
| Total Revenue Prior Year | 154672202 | TotalRevenuePriorYear |
| Total Revenue Current Year | 163482970 | TotalRevenueCurrentYear |
| Grants And Similar Amnts Prior Year | 0 | GrantsAndSimilarAmntsPriorYear |
| Grants And Similar Amnts CY | 0 | GrantsAndSimilarAmntsCY |
| Benefits Paid To Members Prior Year | 0 | BenefitsPaidToMembersPriorYear |
| Benefits Paid To Members CY | 0 | BenefitsPaidToMembersCY |
| Salaries Etc Prior Year | 65114410 | SalariesEtcPriorYear |
| Salaries Etc Current Year | 71027036 | SalariesEtcCurrentYear |
| Total Prof Fundrsng Exp Prior Year | 0 | TotalProfFundrsngExpPriorYear |
| Total Prof Fundrsng Exp CY | 0 | TotalProfFundrsngExpCY |
| Total Fundrsng Exp Current Year | 0 | TotalFundrsngExpCurrentYear |
| Other Expense Prior Year | 89557792 | OtherExpensePriorYear |
| Other Expenses Current Year | 92455934 | OtherExpensesCurrentYear |
| Total Expenses Prior Year | 154672202 | TotalExpensesPriorYear |
| Total Expenses Current Year | 163482970 | TotalExpensesCurrentYear |
| Revenues Less Expenses Prior Year | 0 | RevenuesLessExpensesPriorYear |
| Revenues Less Expenses CY | 0 | RevenuesLessExpensesCY |
| Total Assets BOY | 504909926 | TotalAssetsBOY |
| Total Assets EOY | 520553377 | TotalAssetsEOY |
| Total Liabilities BOY | 504909926 | TotalLiabilitiesBOY |
| Total Liabilities EOY | 520553377 | TotalLiabilitiesEOY |
| Net Assets Or Fund Balances BOY | 0 | NetAssetsOrFundBalancesBOY |
| Net Assets Or Fund Balances EOY | 0 | NetAssetsOrFundBalancesEOY |
| Mission Description | NYISO'S MISSION, IN COLLABORATION WITH ITS STAKEHOLDERS, IS TO SERVE THE PUBLIC INTEREST AND PROVIDE BENEFIT TO CONSUMERS BY: - MAINTAINING AND ENHANCING REGIONAL RELIABILITY, - OPERATING OPEN, FAIR AND COMPETITIVE WHOLESALE ELECTRICITY MARKETS, - PLANNING THE POWER SYSTEM FOR THE FUTURE , AND - PROVIDING FACTUAL INFORMATION TO POLICY MAKERS, STAKEHOLDERS AND INVESTORS IN THE POWER SYSTEM. | MissionDescription |
| Significant New Program Services | false | SignificantNewProgramServices |
| Significant Change | false | SignificantChange |
| Expense | 123567484 | Expense |
| Revenue | 148353071 | Revenue |
| Description | NYISO, GOVERNED BY AN INDEPENDENT BOARD OF DIRECTORS AND A COMMITTEE STRUCTURE COMPRISED OF STAKEHOLDER REPRESENTATIVES, IS SUBJECT TO THE OVERSIGHT OF THE FEDERAL ENERGY REGULATORY COMMISSION, AND REGULATED IN CERTAIN ASPECTS BY THE NEW YORK STATE PUBLIC SERVICE COMMISSION. ITS OPERATIONS ARE ALSO OVERSEEN BY ELECTRIC SYSTEM RELIABILITY ORGANIZATIONS, INCLUDING THE NORTH AMERICAN ELECTRIC RELIABILITY CORPORATION, NORTHEAST POWER COORDINATING COUNCIL, AND THE NEW YORK STATE RELIABILITY COUNCIL. NYISO'S EFFORTS TO SERVE THE PUBLIC INTEREST AND PROVIDE BENEFIT TO CONSUMERS INCLUDE: * OPERATION OF THE BULK ELECTRICITY GRID IN NEW YORK STATE, MANAGING THE FLOW OF POWER ON OVER 11,000 CIRCUIT-MILES OF HIGH-VOLTAGE TRANSMISSION LINES, FROM MORE THAN 500 POWER GENERATING UNITS, ON A MINUTE-TO-MINUTE BASIS, 24 HOURS-A- DAY, SEVEN DAYS-A-WEEK * ADMINISTRATION AND MONITORING OF NEW YORK'S WHOLESALE ELECTRICITY MARKETS, INVOLVING APPROXIMATELY 360 MARKET PARTICIPANTS IN DAILY AND HOURLY AUCTIONS THAT MATCH THE BUYERS AND SELLERS OF POWER. * CONDUCTING LONG-TERM PLANNING ASSESSMENTS OF NEW YORK STATE'S ELECTRICITY RESOURCES AND POWER NEEDS, EVALUATING THE FEASIBILITY OF PROJECTS PROPOSED TO MEET THOSE NEEDS, AND PROVIDING INFORMATION AND ANALYSIS TO POLICY MAKERS ON ENERGY ISSUES. * DEVELOPMENT AND DEPLOYMENT OF COMMUNICATIONS AND DATA MANAGEMENT SYSTEMS TO OPTIMIZE THE DISPATCH OF POWER ON THE BULK POWER SYSTEM AND IMPLEMENT EVOLVING WHOLESALE ELECTRICITY MARKET DESIGN, AS WELL AS THE ADMINISTRATION OF SMART GRID INFRASTRUCTURE ENHANCEMENTS. | Description |
| Total Program Service Expense | 123567484 | TotalProgramServiceExpense |
| Described In501 C3 | true | DescribedIn501C3 |
| Schedule B Required | true | ScheduleBRequired |
| Political Activities | false | PoliticalActivities |
| Lobbying Activities | true | LobbyingActivities |
| Donor Advised Funds | false | DonorAdvisedFunds |
| Conservation Easements | false | ConservationEasements |
| Collections Of Art | false | CollectionsOfArt |
| Credit Counseling | true | CreditCounseling |
| Term Or Permanent Endowments | false | TermOrPermanentEndowments |
| Report Land Bldg Equip | true | ReportLandBldgEquip |
| Report Invest Oth Securities | false | ReportInvestOthSecurities |
| Report Prog Rel Invest | false | ReportProgRelInvest |
| Report Other Assets | false | ReportOtherAssets |
| Report Other Liabilities | true | ReportOtherLiabilities |
| Report Fin48 Footnote | false | ReportFin48Footnote |
| Independent Audit Financial Stmt | true | IndependentAuditFinancialStmt |
| Consolidated Audit Financial Stmt | false | ConsolidatedAuditFinancialStmt |
| School | false | School |
| Foreign Office | false | ForeignOffice |
| Foreign Activities | false | ForeignActivities |
| More Than5000 K To Organizations | false | MoreThan5000KToOrganizations |
| More Than5000 K To Individuals | false | MoreThan5000KToIndividuals |
| Professional Fundraising | false | ProfessionalFundraising |
| Fundraising Activities | false | FundraisingActivities |
| Gaming | false | Gaming |
| Hospital | false | Hospital |
| Grants To Organizations | false | GrantsToOrganizations |
| Grants To Individuals | false | GrantsToIndividuals |
| Schedule J Required | true | ScheduleJRequired |
| Tax Exempt Bonds | false | TaxExemptBonds |
| Excess Benefit Transaction | false | ExcessBenefitTransaction |
| Prior Excess Benefit Transaction | false | PriorExcessBenefitTransaction |
| Loan To Officer Or DQP | false | LoanToOfficerOrDQP |
| Grant To Related Person | false | GrantToRelatedPerson |
| Bsnss Rltnshp With Organization | false | BsnssRltnshpWithOrganization |
| Bsnss Rltnshp Thru Family Member | true | BsnssRltnshpThruFamilyMember |
| Officer Entity With Bsnss Rltnshp | false | OfficerEntityWithBsnssRltnshp |
| Deductible Non Cash Contributions | false | DeductibleNonCashContributions |
| Deductible Contributions Of Art | false | DeductibleContributionsOfArt |
| Terminated | false | Terminated |
| Partial Liquidation | false | PartialLiquidation |
| Disregarded Entity | false | DisregardedEntity |
| Related Entity | true | RelatedEntity |
| Related Org Controlled Entity | false | RelatedOrgControlledEntity |
| Transaction Related Entity | false | TransactionRelatedEntity |
| Transfers To Exempt Non Chrtbl Org | false | TransfersToExemptNonChrtblOrg |
| Activities Conducted Partnership | false | ActivitiesConductedPartnership |
| Schedule O Required | true | ScheduleORequired |
| Info In Schedule O Part V | X | InfoInScheduleOPartV |
| Number Forms Transmitted With1096 | 248 | NumberFormsTransmittedWith1096 |
| Number W2 G Included | 0 | NumberW2GIncluded |
| Compliance With Backup Witholding | true | ComplianceWithBackupWitholding |
| Number Of Employees | 579 | NumberOfEmployees |
| Employment Tax Returns Filed | true | EmploymentTaxReturnsFiled |
| Unrelated Business Income | false | UnrelatedBusinessIncome |
| Foreign Financial Account | false | ForeignFinancialAccount |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTrans |
| Taxable Party Notification | false | TaxablePartyNotification |
| Non Deductible Contributions | false | NonDeductibleContributions |
| Quid Pro Quo Contributions | false | QuidProQuoContributions |
| Form8282 Property Disposed Of | false | Form8282PropertyDisposedOf |
| Funds To Pay Premiums | false | FundsToPayPremiums |
| Premiums Paid | false | PremiumsPaid |
| Indoor Tanning Services | false | IndoorTanningServices |
| Info In Schedule O Part VI | X | InfoInScheduleOPartVI |
| Nbr Voting Governing Body Members | 10 | NbrVotingGoverningBodyMembers |
| Number Independent Voting Members | 9 | NumberIndependentVotingMembers |
| Family Or Business Relationship | false | FamilyOrBusinessRelationship |
| Delegation Of Management Duties | false | DelegationOfManagementDuties |
| Changes To Organizing Docs | false | ChangesToOrganizingDocs |
| Material Diversion Or Misuse | false | MaterialDiversionOrMisuse |
| Members Or Stockholders | false | MembersOrStockholders |
| Election Of Board Members | false | ElectionOfBoardMembers |
| Decisions Subject To Approval | false | DecisionsSubjectToApproval |
| Minutes Of Governing Body | true | MinutesOfGoverningBody |
| Officer Mailing Address | false | OfficerMailingAddress |
| Local Chapters | false | LocalChapters |
| Form990 Provided To Governing Body | true | Form990ProvidedToGoverningBody |
| Conflict Of Interest Policy | true | ConflictOfInterestPolicy |
| Annual Disclosure Covered Persons | true | AnnualDisclosureCoveredPersons |
| Regular Monitoring Enforcement | true | RegularMonitoringEnforcement |
| Whistleblower Policy | true | WhistleblowerPolicy |
| Document Retention Policy | true | DocumentRetentionPolicy |
| Compensation Process CEO | true | CompensationProcessCEO |
| Compensation Process Other | true | CompensationProcessOther |
| Investment In Joint Venture | false | InvestmentInJointVenture |
| States Where Copy Of Return Is Filed | NY | StatesWhereCopyOfReturnIsFiled |
| Upon Request | X | UponRequest |
The Books Are In Care Of TheBooksAreInCareOf
Name Business NameBusiness
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | CHERYL HUSSEY | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Telephone Number | 5183566000 | TelephoneNumber |
Address US AddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 10 KREY BLVD | AddressLine1 |
| City | RENSSELAER | City |
| State | NY | State |
| ZIP Code | 12144 | ZIPCode |
Form990 Part VII Section A Form990PartVIISectionA (37 entries)
| TitleTitle | Average Hours Per WeekAverageHoursPerWeek | Individual Trustee Or DirectorIndividualTrusteeOrDirector | OfficerOfficer | Reportable Comp From OrganizationReportableCompFromOrganization | Reportable Comp From Related OrgsReportableCompFromRelatedOrgs | Other CompensationOtherCompensation | Key EmployeeKeyEmployee | Highest Compensated EmployeeHighestCompensatedEmployee | FormerFormer |
|---|---|---|---|---|---|---|---|---|---|
| STEPHEN G WHITLEY | |||||||||
| PRESIDENT, CEO | 61.00 | X | X | 1041144 | 0 | 288990 | |||
| ALFRED F BOSCHULTE | |||||||||
| DIRECTOR | 17.00 | X | 97500 | 0 | 0 | ||||
| ANASTASIA M SONG | |||||||||
| DIRECTOR | 12.00 | X | 34583 | 0 | 0 | ||||
| AVE M BIE | |||||||||
| DIRECTOR | 15.00 | X | 87750 | 0 | 0 | ||||
| ERLAND E KAILBOURNE | |||||||||
| DIRECTOR | 12.00 | X | 80750 | 0 | 0 | ||||
| JAMES V MAHONEY | |||||||||
| DIRECTOR | 16.00 | X | 98750 | 0 | 0 | ||||
| KAREN ANTION | |||||||||
| DIRECTOR | 12.00 | X | 73250 | 0 | 0 | ||||
| MICHAEL B BEMIS | |||||||||
| DIRECTOR | 16.00 | X | 99167 | 0 | 0 | ||||
| RICHARD E SCHULER | |||||||||
| DIRECTOR | 12.00 | X | 52500 | 0 | 0 | ||||
| ROBERT A HINEY | |||||||||
| CHAIR, BOARD OF DIRECTORS | 15.00 | X | 135000 | 0 | 0 | ||||
| THOMAS F RYAN JR | |||||||||
| DIRECTOR | 12.00 | X | 86000 | 0 | 0 | ||||
| DIANE L EGAN | |||||||||
| CORP SECY & SECRETARY TO BOARD | 56.00 | X | 150227 | 0 | 103900 | ||||
| JENNIFER CHATT | |||||||||
| VP OF HUMAN RESOURCES | 43.00 | X | 190620 | 0 | 79984 | ||||
| MARY K MCGARVEY | |||||||||
| VP & CHIEF FINANCIAL OFFICER | 44.00 | X | 343963 | 0 | 106398 | ||||
| RANA MUKERJI | |||||||||
| SENIOR VP MARKET STRUCTURES | 45.00 | X | 379608 | 0 | 107103 | ||||
| RICARDO T GONZALES | |||||||||
| SENIOR VP OF OPERATIONS & COO | 49.00 | X | 569826 | 0 | 290485 | ||||
| RICHARD J DEWEY | |||||||||
| SENIOR VP & CIO | 52.00 | X | 363212 | 0 | 112070 | ||||
| ROBERT E FERNANDEZ | |||||||||
| VP & GENERAL COUNSEL | 48.00 | X | 363146 | 0 | 120658 | ||||
| THOMAS J RUMSEY | |||||||||
| VP EXTERNAL AFFAIRS | 54.00 | X | 304920 | 0 | 96020 | ||||
| WAYNE M BAILEY | |||||||||
| VP OF ENTERPRISE & CUSTOMER SERVICES | 41.00 | X | 157456 | 0 | 13299 | ||||
| WESLEY J YEOMANS | |||||||||
| VP OF OPERATIONS | 51.00 | X | 293541 | 0 | 92115 | ||||
| XINGYONG H CHAO | |||||||||
| VP SYST. & RESOURCES PLANNING | 60.00 | X | 299502 | 0 | 97092 | ||||
| BELINDA F THORNTON | |||||||||
| DIRECTOR, MARKET MITIGATION & ANALYSIS | 47.00 | 207018 | 0 | 48376 | X | ||||
| BRIAN ZINK | |||||||||
| SENIOR MGR, IT INFRASTRUCTURE & OPERATIONS | 45.00 | 227833 | 0 | 21825 | X | ||||
| EMILIE R N CHRAPOWITZKY | |||||||||
| DIRECTOR, OPERATIONS | 48.00 | 181014 | 0 | 62594 | X | ||||
| JACK BARSKY | |||||||||
| DIRECTOR IT SOFTWARE TECHNOLOGIES | 45.00 | 257245 | 0 | 64580 | X | ||||
| JANET S JOYCE | |||||||||
| DIRECTOR, PROD. & PROJ. MGMT. | 46.00 | 202160 | 0 | 62992 | X | ||||
| JOHN A RAVALLI | |||||||||
| MANAGER OF GRID OPERATIONS | 50.00 | 188432 | 0 | 124924 | X | ||||
| ROBERT A PIKE | |||||||||
| DIRECTOR OF MARKET DESIGN | 56.00 | 203783 | 0 | 76626 | X | ||||
| ZIAUDDIN AHMED | |||||||||
| DIRECTOR OF INTERNAL AUDIT | 41.00 | 195149 | 0 | 28157 | X | ||||
| DANA WALTERS | |||||||||
| DIRECTOR RELIABLITY & ECONOMIC PLANNING | 50.00 | 216760 | 0 | 79130 | X | ||||
| GLORIA KAVANAH | |||||||||
| SENIOR ATTORNEY | 56.00 | 216859 | 0 | 33341 | X | ||||
| JOHN M ADAMS | |||||||||
| PRINCIPAL ELECTRIC SYSTEMS PLANNER | 40.00 | 301900 | 0 | 105355 | X | ||||
| JOHN P BUECHLER | |||||||||
| EXECUTIVE REGULATORY POLICY ADVISOR | 46.00 | 470662 | 0 | 22741 | X | ||||
| KAREN G GACH | |||||||||
| DIRECTOR DEPUTY GENERAL COUNSEL | 48.00 | 224277 | 0 | 64981 | X | ||||
| NICOLE M BOUCHEZ | |||||||||
| PRINCIPAL ECONOMIST | 42.00 | 157653 | 0 | 25736 | X | ||||
| RYAN R SMITH | |||||||||
| MGR OF RELIABILITY & MARKETS TECHNOLOGIES | 44.00 | 200748 | 0 | 40886 | X | ||||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Reportable Comp From Org | 8753908 | TotalReportableCompFromOrg |
| Total Reportable Comp Frm Rltd Orgs | 0 | TotalReportableCompFrmRltdOrgs |
| Total Other Compensation | 2370358 | TotalOtherCompensation |
| Number Individuals GT100 K | 231 | NumberIndividualsGT100K |
| Formers Listed | true | FormersListed |
| Total Comp GT150 K | true | TotalCompGT150K |
| Compensation From Other Sources | false | CompensationFromOtherSources |
Contractor Compensation ContractorCompensation (5 entries)
| Address Line1AddressOfContractor/AddressUS/AddressLine1 | CityAddressOfContractor/AddressUS/City | StateAddressOfContractor/AddressUS/State | ZIP CodeAddressOfContractor/AddressUS/ZIPCode | Description Of ServicesDescriptionOfServices | CompensationCompensation |
|---|---|---|---|---|---|
| ABB INC | |||||
| 940 MAIN CAMPUS DRIVE | RALEIGH | NC | 27606 | CONSULTING SERVICES | 8723319 |
| HUNTON AND WILLIAMS | |||||
| 200 PARK AVE 43RD FLOOR | NEW YORK | NY | 10166 | LEGAL SERVICES | 4041601 |
| POTOMAC ECONOMICS | |||||
| 9900 FAIRFAX BOULEVARD SUITE 560 | FAIRFAX | VA | 22030 | CONSULTING SERVICES | 2943464 |
| QUANTA TECHNOLOGY LLC | |||||
| 4020 WESTCHASE BLVD STE 300 | RALEIGH | NC | 27807 | CONSULTING SERVICES | 2315306 |
| UTILICAST LLC | |||||
| 321 3RD STREET SUITE 402 | KIRKLAND | WA | 98083 | CONSULTING SERVICES | 2183808 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Number Of Contractors GT100 K | 41 | NumberOfContractorsGT100K |
| Government Grants | 15554109 | GovernmentGrants |
| Total Contributions | 15554109 | TotalContributions |
Program Service Revenue ProgramServiceRevenue (5 entries)
| DescriptionDescription | Business CodeBusinessCode | Total Revenue ColumnTotalRevenueColumn | Related Or Exempt Function IncomeRelatedOrExemptFunctionIncome |
|---|---|---|---|
| TRANSMISSION TARIFF | 221000 | 145159810 | 145159810 |
| PLANNING STUDY FEES | 221000 | 2252893 | 2252893 |
| GOVERNANCE COMMITTEE FEES | 221000 | 423400 | 423400 |
| MARKET TRAINING COURSE FEES | 221000 | 256505 | 256505 |
| WIND FORECASTING SUBSCRIPTION | 221000 | 226916 | 226916 |
Total Oth Program Service Revenue TotalOthProgramServiceRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 33547 | TotalRevenueColumn |
| Related Or Exempt Function Income | 33547 | RelatedOrExemptFunctionIncome |
| Unrelated Business Revenue | 0 | UnrelatedBusinessRevenue |
| Exclusion | $0 | ExclusionAmount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Program Service Revenue | 148353071 | TotalProgramServiceRevenue |
Investment Income InvestmentIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 4005 | TotalRevenueColumn |
| Exclusion | $4,005 | ExclusionAmount |
Income From Invest Bond Proceeds IncomeFromInvestBondProceeds
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 0 | TotalRevenueColumn |
Royalties Revenue RoyaltiesRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 0 | TotalRevenueColumn |
Rental Income Or Loss RentalIncomeOrLoss
| Field | Value | IRS element (for citing) |
|---|---|---|
| Real | 0 | Real |
| Personal | 0 | Personal |
Net Rental Income Or Loss NetRentalIncomeOrLoss
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 0 | TotalRevenueColumn |
Gross Amount Sales Assets GrossAmountSalesAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other | 0 | Other |
Less Cost Oth Basis Sales Expenses LessCostOthBasisSalesExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other | 428215 | Other |
Gain Or Loss GainOrLoss
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | 0 | Securities |
| Other | -428215 | Other |
Net Gain Or Loss Investments NetGainOrLossInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | -428215 | TotalRevenueColumn |
| Exclusion | -$428,215 | ExclusionAmount |
Net Income From Fundraising Events NetIncomeFromFundraisingEvents
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 0 | TotalRevenueColumn |
Net Income From Gaming NetIncomeFromGaming
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 0 | TotalRevenueColumn |
Net Income Or Loss NetIncomeOrLoss
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 0 | TotalRevenueColumn |
Other Revenue Misc OtherRevenueMisc (3 entries)
| Total Revenue ColumnTotalRevenueColumn |
|---|
| 0 |
| 0 |
| 0 |
Miscellaneous Revenue MiscellaneousRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 0 | TotalRevenueColumn |
| Related Or Exempt Function Income | 0 | RelatedOrExemptFunctionIncome |
| Unrelated Business Revenue | 0 | UnrelatedBusinessRevenue |
| Exclusion | $0 | ExclusionAmount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Other Revenue | 0 | TotalOtherRevenue |
Total Revenue TotalRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 163482970 | TotalRevenueColumn |
| Related Or Exempt Function Income | 148353071 | RelatedOrExemptFunctionIncome |
| Unrelated Business Revenue | 0 | UnrelatedBusinessRevenue |
| Exclusion | -$424,210 | ExclusionAmount |
Grants To Domestic Orgs GrantsToDomesticOrgs
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Grants To Domestic Individuals GrantsToDomesticIndividuals
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Foreign Grants ForeignGrants
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Benefits To Members BenefitsToMembers
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Comp Current Officers Directors CompCurrentOfficersDirectors
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 10232017 | Total |
| Program Services | 1202923 | ProgramServices |
| Management And General | 9029094 | ManagementAndGeneral |
Comp Disqual Persons CompDisqualPersons
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 261877 | Total |
| Program Services | 206944 | ProgramServices |
| Management And General | 54933 | ManagementAndGeneral |
Other Salaries And Wages OtherSalariesAndWages
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 46071766 | Total |
| Program Services | 31318384 | ProgramServices |
| Management And General | 14753382 | ManagementAndGeneral |
Pension Plan Contributions PensionPlanContributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 5606503 | Total |
| Program Services | 3243859 | ProgramServices |
| Management And General | 2362644 | ManagementAndGeneral |
Other Employee Benefits OtherEmployeeBenefits
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 4899500 | Total |
| Program Services | 3334887 | ProgramServices |
| Management And General | 1564613 | ManagementAndGeneral |
Payroll Taxes PayrollTaxes
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 3955373 | Total |
| Program Services | 2288534 | ProgramServices |
| Management And General | 1666839 | ManagementAndGeneral |
Fees For Services Management FeesForServicesManagement
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Fees For Services Legal FeesForServicesLegal
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 5936581 | Total |
| Program Services | 5442298 | ProgramServices |
| Management And General | 494283 | ManagementAndGeneral |
Fees For Services Accounting FeesForServicesAccounting
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 755737 | Total |
| Management And General | 755737 | ManagementAndGeneral |
Fees For Services Lobbying FeesForServicesLobbying
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 78169 | Total |
| Management And General | 78169 | ManagementAndGeneral |
Fees For Services Prof Fundraising FeesForServicesProfFundraising
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Fees For Services Invst Mgmnt Fees FeesForServicesInvstMgmntFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Fees For Services Other FeesForServicesOther
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 13040381 | Total |
| Program Services | 13040381 | ProgramServices |
| Management And General | 0 | ManagementAndGeneral |
| Fundraising | 0 | Fundraising |
Advertising Advertising
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 21291 | Total |
| Management And General | 21291 | ManagementAndGeneral |
Office Expenses OfficeExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 3223830 | Total |
| Program Services | 2103970 | ProgramServices |
| Management And General | 1119860 | ManagementAndGeneral |
Information Technology InformationTechnology
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 18827165 | Total |
| Program Services | 15611213 | ProgramServices |
| Management And General | 3215952 | ManagementAndGeneral |
Royalties Royalties
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Occupancy Occupancy
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 4436062 | Total |
| Program Services | 2982720 | ProgramServices |
| Management And General | 1453342 | ManagementAndGeneral |
Travel Travel
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 746515 | Total |
| Program Services | 355772 | ProgramServices |
| Management And General | 390743 | ManagementAndGeneral |
Travel Entrtnmnt Public Officials TravelEntrtnmntPublicOfficials
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Conferences Meetings ConferencesMeetings
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 801942 | Total |
| Program Services | 520763 | ProgramServices |
| Management And General | 281179 | ManagementAndGeneral |
Interest Interest
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 1425035 | Total |
| Program Services | 1425035 | ProgramServices |
Payments To Affiliates PaymentsToAffiliates
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Depreciation Depletion DepreciationDepletion
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 19573768 | Total |
| Program Services | 19573768 | ProgramServices |
Insurance Insurance
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 2673425 | Total |
| Management And General | 2673425 | ManagementAndGeneral |
Other Expenses OtherExpenses (4 entries)
| DescriptionDescription | TotalTotal | Program ServicesProgramServices |
|---|---|---|
| FERC FEES | 11007320 | 11007320 |
| GRANT EXPENSES-NEW YORK TRANSMISSION OWNERS | 10091002 | 10091002 |
| NPCC FEES | 240034 | 240034 |
| CHANGE IN FMV INTEREST RATE SWAPS | -422323 | -422323 |
All Other Expenses AllOtherExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
| Program Services | 0 | ProgramServices |
| Management And General | 0 | ManagementAndGeneral |
| Fundraising | 0 | Fundraising |
Total Functional Expenses TotalFunctionalExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 163482970 | Total |
| Program Services | 123567484 | ProgramServices |
| Management And General | 39915486 | ManagementAndGeneral |
| Fundraising | 0 | Fundraising |
Total Joint Costs TotalJointCosts
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Cash Non Interest Bearing CashNonInterestBearing
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 882354 | BOY |
| EOY | 738567 | EOY |
Savings And Temp Cash Investments SavingsAndTempCashInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 389433671 | BOY |
| EOY | 378310392 | EOY |
Pledges And Grants Receivable PledgesAndGrantsReceivable
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 841680 | BOY |
| EOY | 2172599 | EOY |
Accounts Receivable AccountsReceivable
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 4218950 | BOY |
| EOY | 4695010 | EOY |
Receivables From Officers Etc ReceivablesFromOfficersEtc
| Field | Value | IRS element (for citing) |
|---|---|---|
| EOY | 0 | EOY |
Receivables From Disqual Persons ReceivablesFromDisqualPersons
| Field | Value | IRS element (for citing) |
|---|---|---|
| EOY | 0 | EOY |
Prepaid Expenses Deferred Charges PrepaidExpensesDeferredCharges
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 7703793 | BOY |
| EOY | 7660497 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Land Buildings Equipment Basis | 265454013 | LandBuildingsEquipmentBasis |
| Land Bldg Equipment Accum Deprec | 163743602 | LandBldgEquipmentAccumDeprec |
Land Buildings Equipment Basis Net LandBuildingsEquipmentBasisNet
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 79701455 | BOY |
| EOY | 101710411 | EOY |
Investments Other Securities InvestmentsOtherSecurities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 0 | BOY |
| EOY | 0 | EOY |
Investments Program Related InvestmentsProgramRelated
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 0 | BOY |
| EOY | 0 | EOY |
Other Assets Total OtherAssetsTotal
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 22128023 | BOY |
| EOY | 25265901 | EOY |
Total Assets TotalAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 504909926 | BOY |
| EOY | 520553377 | EOY |
Accounts Payable Accrued Expenses AccountsPayableAccruedExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 95512918 | BOY |
| EOY | 119669932 | EOY |
Deferred Revenue DeferredRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 4671554 | BOY |
| EOY | 6506515 | EOY |
Escrow Account Liability EscrowAccountLiability
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 300438097 | BOY |
| EOY | 267083154 | EOY |
Loans From Officers Directors LoansFromOfficersDirectors
| Field | Value | IRS element (for citing) |
|---|---|---|
| EOY | 0 | EOY |
Mort Notes Pybl Secured Invest Prop MortNotesPyblSecuredInvestProp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 22794176 | BOY |
| EOY | 36239433 | EOY |
Unsecured Notes Loans Payable UnsecuredNotesLoansPayable
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 51171429 | BOY |
| EOY | 52252381 | EOY |
Other Liabilities OtherLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 30321752 | BOY |
| EOY | 38801962 | EOY |
Total Liabilities TotalLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 504909926 | BOY |
| EOY | 520553377 | EOY |
Total Net Assets Fund Balances TotalNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 0 | BOY |
| EOY | 0 | EOY |
Total Liab Net Assets Fund Balances TotalLiabNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 504909926 | BOY |
| EOY | 520553377 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Reconcilation Revenue Expenses | 0 | ReconcilationRevenueExpenses |
| Reconcilation Other Changes | 0 | ReconcilationOtherChanges |
| Method Of Accounting Accrual | X | MethodOfAccountingAccrual |
| Accountant Compile Or Review | false | AccountantCompileOrReview |
| FS Audited | true | FSAudited |
| Audit Committee | true | AuditCommittee |
| Federal Grant Audit Required | true | FederalGrantAuditRequired |
| Federal Grant Audit Performed | true | FederalGrantAuditPerformed |
Schedule A IRS990ScheduleA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Publicly Supported Org509a2 | X | PubliclySupportedOrg509a2 |
Gifts Grants Contrib Received509 GiftsGrantsContribReceived509
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus2 Years | 2554777 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 3861203 | CurrentTaxYearMinus1Year |
| Current Tax Year | 15554109 | CurrentTaxYear |
| Total | 21970089 | Total |
Gross Receipts From Admissions GrossReceiptsFromAdmissions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 143202331 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 139223156 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 146770657 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 150803347 | CurrentTaxYearMinus1Year |
| Current Tax Year | 148353071 | CurrentTaxYear |
| Total | 728352562 | Total |
Gross Receipts From Non UBI GrossReceiptsFromNonUBI
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Tax Rev Levied For Org Benefit509 TaxRevLeviedForOrgBenefit509
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Value Of Svcs Fclts Furnishd By Govt ValueOfSvcsFcltsFurnishdByGovt
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Total509 Total509
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 143202331 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 139223156 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 149325434 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 154664550 | CurrentTaxYearMinus1Year |
| Current Tax Year | 163907180 | CurrentTaxYear |
| Total | 750322651 | Total |
Amts Recd From Disqual Persons AmtsRecdFromDisqualPersons
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 0 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 0 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 0 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 0 | CurrentTaxYearMinus1Year |
| Current Tax Year | 0 | CurrentTaxYear |
| Total | 0 | Total |
Amts From Subst Contributors AmtsFromSubstContributors
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 52498954 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 54857195 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 58742250 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 56747746 | CurrentTaxYearMinus1Year |
| Current Tax Year | 69720162 | CurrentTaxYear |
| Total | 292566307 | Total |
Support From DQ Ps Etc SupportFromDQPsEtc
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 52498954 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 54857195 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 58742250 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 56747746 | CurrentTaxYearMinus1Year |
| Current Tax Year | 69720162 | CurrentTaxYear |
| Total | 292566307 | Total |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Public Support Total509 | 457756344 | PublicSupportTotal509 |
Gross Investment Income509 GrossInvestmentIncome509
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 1488580 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 49863 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 26830 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 7652 | CurrentTaxYearMinus1Year |
| Current Tax Year | 4005 | CurrentTaxYear |
| Total | 1576930 | Total |
Post1975 UBTI Post1975UBTI
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Investment Income And UBTI InvestmentIncomeAndUBTI
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 1488580 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 49863 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 26830 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 7652 | CurrentTaxYearMinus1Year |
| Current Tax Year | 4005 | CurrentTaxYear |
| Total | 1576930 | Total |
Net Income From Other UBI NetIncomeFromOtherUBI
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Other Income509 OtherIncome509
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 0 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 0 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 0 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 0 | CurrentTaxYearMinus1Year |
| Total | 0 | Total |
Total Support Total TotalSupportTotal
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 144690911 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 139273019 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 149352264 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 154672202 | CurrentTaxYearMinus1Year |
| Current Tax Year | 163911185 | CurrentTaxYear |
| Total | 751899581 | Total |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Public Support Percentage509 | 0.60880 | PublicSupportPercentage509 |
| Prior Year Support Percentage | 0.62230 | PriorYearSupportPercentage |
| Investment Income Percentage | 0.00200 | InvestmentIncomePercentage |
| Prior Yr Invest Income Percentage | 0.00720 | PriorYrInvestIncomePercentage |
| Thirty Three Percnt Tests CY509 | X | ThirtyThreePercntTestsCY509 |
Schedule B IRS990ScheduleB
Contributor Info ContributorInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor Number | RESTRICTED | ContributorNumber |
Contributor Name Business ContributorNameBusiness
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RESTRICTED | BusinessNameLine1 |
Contributor Address US ContributorAddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | RESTRICTED | AddressLine1 |
| Address Line2 | RESTRICTED | AddressLine2 |
| City | RESTRICTED | City |
| State | RESTRICTED | State |
| ZIP Code | RESTRICTED | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Aggregate Contributions | RESTRICTED | AggregateContributions |
Schedule C IRS990ScheduleC
Total Direct Lobbying TotalDirectLobbying
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Totals | 78169 | FilingOrganizationsTotals |
Total Lobbying Expenditures TotalLobbyingExpenditures
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Totals | 78169 | FilingOrganizationsTotals |
| Affiliated Group Totals | 0 | AffiliatedGroupTotals |
Other Exempt Purpose Expenditures OtherExemptPurposeExpenditures
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Totals | 123489315 | FilingOrganizationsTotals |
Total Exempt Purpose Expenditures TotalExemptPurposeExpenditures
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Totals | 123567484 | FilingOrganizationsTotals |
| Affiliated Group Totals | 0 | AffiliatedGroupTotals |
Lobbying Nontaxable LobbyingNontaxableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Totals | 1000000 | FilingOrganizationsTotals |
| Affiliated Group Totals | 0 | AffiliatedGroupTotals |
Grassroots Nontaxable GrassrootsNontaxableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Totals | 250000 | FilingOrganizationsTotals |
| Affiliated Group Totals | 0 | AffiliatedGroupTotals |
Tot Lobby Expend Mns Lobbying Nontx TotLobbyExpendMnsLobbyingNontx
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Totals | 0 | FilingOrganizationsTotals |
| Affiliated Group Totals | 0 | AffiliatedGroupTotals |
Lobbying Nontaxable Amount2 LobbyingNontaxableAmount2
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year Minus3 | 1000000 | CurrentYearMinus3 |
| Current Year Minus2 | 1000000 | CurrentYearMinus2 |
| Current Year Minus1 | 1000000 | CurrentYearMinus1 |
| Current Year | 1000000 | CurrentYear |
| Total | 4000000 | Total |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Lobbying Ceiling | $6,000,000 | LobbyingCeilingAmount |
Total Lobbying Expenditures2 TotalLobbyingExpenditures2
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year Minus3 | 12801 | CurrentYearMinus3 |
| Current Year Minus2 | 46159 | CurrentYearMinus2 |
| Current Year Minus1 | 61331 | CurrentYearMinus1 |
| Current Year | 78169 | CurrentYear |
| Total | 198460 | Total |
Grassroots Nontaxable Amount2 GrassrootsNontaxableAmount2
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year Minus3 | 250000 | CurrentYearMinus3 |
| Current Year Minus2 | 250000 | CurrentYearMinus2 |
| Current Year Minus1 | 250000 | CurrentYearMinus1 |
| Current Year | 250000 | CurrentYear |
| Total | 1000000 | Total |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Grassroots Ceiling | $1,500,000 | GrassrootsCeilingAmount |
Grassroots Lobbying Expenditures GrassrootsLobbyingExpenditures
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year | 0 | CurrentYear |
| Total | 0 | Total |
Schedule D IRS990ScheduleD
| Field | Value | IRS element (for citing) |
|---|---|---|
| Agent Trustee Etc | false | AgentTrusteeEtc |
| Included On FS | true | IncludedOnFS |
Land Land
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 1803400 | OtherCostOrOtherBasis |
| Book Value | 1803400 | BookValue |
Buildings Buildings
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 26935340 | OtherCostOrOtherBasis |
| Depreciation | 3286128 | Depreciation |
| Book Value | 23649212 | BookValue |
Leasehold Improvements LeaseholdImprovements
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 25893397 | OtherCostOrOtherBasis |
| Depreciation | 8576256 | Depreciation |
| Book Value | 17317141 | BookValue |
Equipment Equipment
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 59564930 | OtherCostOrOtherBasis |
| Depreciation | 45458738 | Depreciation |
| Book Value | 14106192 | BookValue |
Other Land Buildings OtherLandBuildings
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 151256946 | OtherCostOrOtherBasis |
| Depreciation | 106422480 | Depreciation |
| Book Value | 44834466 | BookValue |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Book Value Land Buildings | 101710411 | TotalOfBookValueLandBuildings |
| Federal Income Tax Liability | 0 | FederalIncomeTaxLiability |
Other Liabilities OtherLiabilities (6 entries)
| DescriptionDescription | AmountAmount |
|---|---|
| REGULATORY LIABILITIES | $16,724,266 |
| CHANGE IN FMV OF INTEREST RATE | $6,253,142 |
| DEFERRED COMPENSATION | $5,192,936 |
| ACCRUED PENSION LIABILITY | $5,031,926 |
| ACCRUED POSTRETIREMENT LIABILITY | $5,027,984 |
| VOLTAGE RESERVE NET OF ACCRUED INT | $571,708 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Amounts | 38801962 | TotalOfAmounts |
Schedule J IRS990ScheduleJ
| Field | Value | IRS element (for citing) |
|---|---|---|
| Club Dues Or Fees | X | ClubDuesOrFees |
| Written Policy Re T And E Expenses | true | WrittenPolicyReTAndEExpenses |
| Substantiation Required | true | SubstantiationRequired |
| Compensation Committee | X | CompensationCommittee |
| Independent Consultant | X | IndependentConsultant |
| Form990 Of Other Organizations | X | Form990OfOtherOrganizations |
| Written Employment Contract | X | WrittenEmploymentContract |
| Compensation Survey | X | CompensationSurvey |
| Board Or Committee Approval | X | BoardOrCommitteeApproval |
| Severance Payment | true | SeverancePayment |
| Supplemental Nonqual Retire Plan | false | SupplementalNonqualRetirePlan |
| Equity Based Comp Arrangement | false | EquityBasedCompArrangement |
| Comp Based On Revenue Of Filing Org | false | CompBasedOnRevenueOfFilingOrg |
| Comp Based On Revenue Related Orgs | false | CompBasedOnRevenueRelatedOrgs |
| Comp Based Net Earnings Filing Org | false | CompBasedNetEarningsFilingOrg |
| Comp Based Net Earnings Relate Orgs | false | CompBasedNetEarningsRelateOrgs |
| Any Non Fixed Payments | true | AnyNonFixedPayments |
| Initial Contract Exception | true | InitialContractException |
| Rebuttable Presumption Procedure | true | RebuttablePresumptionProcedure |
Form990 Schedule J Part II Form990ScheduleJPartII (27 entries)
| TitleTitle | Base Compensation Filing OrgBaseCompensationFilingOrg | Comp Based On Related OrgsCompBasedOnRelatedOrgs | Bonus Filing OrgBonusFilingOrg | Bonus Related OrgsBonusRelatedOrgs | Other Compensation Filing OrgOtherCompensationFilingOrg | Other Compensation Related OrgsOtherCompensationRelatedOrgs | Deferred Comp Filing OrgDeferredCompFilingOrg | Deferred Comp Related OrgsDeferredCompRelatedOrgs | Nontaxable Benefits Filing OrgNontaxableBenefitsFilingOrg | Nontaxable Benefits Related OrgsNontaxableBenefitsRelatedOrgs | Total Compensation Filing OrgTotalCompensationFilingOrg | Total Compensation Related OrgsTotalCompensationRelatedOrgs | Comp Report Prior990 Filing OrgCompReportPrior990FilingOrg | Comp Report Prior990 Related OrgsCompReportPrior990RelatedOrgs |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| STEPHEN G WHITLEY | ||||||||||||||
| PRESIDENT, CEO | 667719 | 0 | 289414 | 0 | 84011 | 0 | 274160 | 0 | 14830 | 0 | 1330134 | 0 | 321571 | 0 |
| WAYNE M BAILEY | ||||||||||||||
| VP OF ENTERPRISE & CUSTOMER SERVICES | 75938 | 0 | 67188 | 0 | 14330 | 0 | 9219 | 0 | 4080 | 0 | 170755 | 0 | 67188 | 0 |
| XINGYONG H CHAO | ||||||||||||||
| VP SYST. & RESOURCES PLANNING | 229690 | 0 | 67243 | 0 | 2569 | 0 | 80223 | 0 | 16869 | 0 | 396594 | 0 | 67243 | 0 |
| RICHARD J DEWEY | ||||||||||||||
| SENIOR VP & CIO | 274126 | 0 | 82000 | 0 | 7086 | 0 | 92801 | 0 | 19269 | 0 | 475282 | 0 | 80363 | 0 |
| DIANE L EGAN | ||||||||||||||
| CORP SECY & SECRETARY TO BOARD | 130574 | 0 | 18888 | 0 | 765 | 0 | 103300 | 0 | 600 | 0 | 254127 | 0 | 18653 | 0 |
| ROBERT E FERNANDEZ | ||||||||||||||
| VP & GENERAL COUNSEL | 273381 | 0 | 82501 | 0 | 7264 | 0 | 100845 | 0 | 19813 | 0 | 483804 | 0 | 81092 | 0 |
| RICARDO T GONZALES | ||||||||||||||
| SENIOR VP OF OPERATIONS & COO | 318876 | 0 | 109839 | 0 | 141111 | 0 | 277333 | 0 | 13152 | 0 | 860311 | 0 | 107647 | 0 |
| MARY K MCGARVEY | ||||||||||||||
| VP & CHIEF FINANCIAL OFFICER | 261727 | 0 | 76373 | 0 | 5863 | 0 | 95863 | 0 | 10535 | 0 | 450361 | 0 | 75470 | 0 |
| RANA MUKERJI | ||||||||||||||
| SENIOR VP MARKET STRUCTURES | 286893 | 0 | 85786 | 0 | 6929 | 0 | 87890 | 0 | 19213 | 0 | 486711 | 0 | 84520 | 0 |
| THOMAS J RUMSEY | ||||||||||||||
| VP EXTERNAL AFFAIRS | 233344 | 0 | 71576 | 0 | 0 | 0 | 78573 | 0 | 17447 | 0 | 400940 | 0 | 69148 | 0 |
| WESLEY J YEOMANS | ||||||||||||||
| VP OF OPERATIONS | 245416 | 0 | 48125 | 0 | 0 | 0 | 72511 | 0 | 19604 | 0 | 385656 | 0 | 48125 | 0 |
| ZIAUDDIN AHMED | ||||||||||||||
| DIRECTOR OF INTERNAL AUDIT | 169529 | 0 | 25620 | 0 | 0 | 0 | 9543 | 0 | 18614 | 0 | 223306 | 0 | 0 | 0 |
| EMILIE R N CHRAPOWITZKY | ||||||||||||||
| DIRECTOR, OPERATIONS | 161759 | 0 | 19255 | 0 | 0 | 0 | 45157 | 0 | 17437 | 0 | 243608 | 0 | 0 | 0 |
| JANET S JOYCE | ||||||||||||||
| DIRECTOR, PROD. & PROJ. MGMT. | 174799 | 0 | 27361 | 0 | 0 | 0 | 44555 | 0 | 18437 | 0 | 265152 | 0 | 0 | 0 |
| ROBERT A PIKE | ||||||||||||||
| DIRECTOR OF MARKET DESIGN | 176150 | 0 | 27633 | 0 | 0 | 0 | 57269 | 0 | 19357 | 0 | 280409 | 0 | 0 | 0 |
| JOHN A RAVALLI | ||||||||||||||
| MANAGER OF GRID OPERATIONS | 170061 | 0 | 18371 | 0 | 0 | 0 | 117364 | 0 | 7560 | 0 | 313356 | 0 | 0 | 0 |
| RYAN R SMITH | ||||||||||||||
| MGR OF RELIABILITY & MARKETS TECHNOLOGIES | 152819 | 0 | 47929 | 0 | 0 | 0 | 23448 | 0 | 17438 | 0 | 241634 | 0 | 15000 | 0 |
| BELINDA F THORNTON | ||||||||||||||
| DIRECTOR, MARKET MITIGATION & ANALYSIS | 190227 | 0 | 16041 | 0 | 750 | 0 | 45581 | 0 | 2795 | 0 | 255394 | 0 | 0 | 0 |
| BRIAN ZINK | ||||||||||||||
| SENIOR MGR, IT INFRASTRUCTURE & OPERATIONS | 109677 | 0 | 28766 | 0 | 89390 | 0 | 8742 | 0 | 13083 | 0 | 249658 | 0 | 0 | 0 |
| JOHN M ADAMS | ||||||||||||||
| PRINCIPAL ELECTRIC SYSTEMS PLANNER | 164696 | 0 | 137204 | 0 | 0 | 0 | 90624 | 0 | 14731 | 0 | 407255 | 0 | 0 | 0 |
| JOHN P BUECHLER | ||||||||||||||
| EXECUTIVE REGULATORY POLICY ADVISOR | 469912 | 0 | 0 | 0 | 750 | 0 | 20659 | 0 | 2082 | 0 | 493403 | 0 | 0 | 0 |
| KAREN G GACH | ||||||||||||||
| DIRECTOR DEPUTY GENERAL COUNSEL | 193842 | 0 | 30435 | 0 | 0 | 0 | 47044 | 0 | 17937 | 0 | 289258 | 0 | 0 | 0 |
| JENNIFER CHATT | ||||||||||||||
| VP OF HUMAN RESOURCES | 190546 | 0 | 0 | 0 | 74 | 0 | 66393 | 0 | 13591 | 0 | 270604 | 0 | 0 | 0 |
| NICOLE M BOUCHEZ | ||||||||||||||
| PRINCIPAL ECONOMIST | 143534 | 0 | 14119 | 0 | 0 | 0 | 18724 | 0 | 7012 | 0 | 183389 | 0 | 0 | 0 |
| GLORIA KAVANAH | ||||||||||||||
| SENIOR ATTORNEY | 200663 | 0 | 16196 | 0 | 0 | 0 | 19229 | 0 | 14112 | 0 | 250200 | 0 | 0 | 0 |
| DANA WALTERS | ||||||||||||||
| DIRECTOR RELIABLITY & ECONOMIC PLANNING | 163180 | 0 | 17585 | 0 | 35995 | 0 | 60333 | 0 | 18797 | 0 | 295890 | 0 | 0 | 0 |
| JACK BARSKY | ||||||||||||||
| DIRECTOR IT SOFTWARE TECHNOLOGIES | 180792 | 0 | 12233 | 0 | 64220 | 0 | 47951 | 0 | 16629 | 0 | 321825 | 0 | 0 | 0 |
Form990 Schedule J Part III Form990ScheduleJPartIII (6 entries)
| IdentifierIdentifier | Return ReferenceReturnReference | ExplanationExplanation |
|---|---|---|
| Health or social club dues or initiation fees | Schedule J, Part I, Line 1a | THOMAS RUMSEY, VP-EXTERNAL AFFAIRS, WAS REIMBURSED IN ACCORDANCE WITH NYISO'S EXPENSE REIMBURSEMENT POLICY FOR A CLUB MEMBERSHIP THAT IS USED TO CONDUCT NYISO BUSINESS. THESE PAYMENTS WERE NOT TREATED AS TAXABLE COMPENSATION BECAUSE THOMAS RUMSEY SOLEY USES HIS CLUB MEMBERSHIP FOR NYISO BUSINESS PURPOSES. |
| COMPENSATION OF CEO | SCHEDULE J, PART I, LINE 3 | TO DETERMINE THE COMPENSATION OF NYISO'S PRESIDENT AND CHIEF EXECUTIVE OFFICER, NYISO, THROUGH COLLABORATION WITH OTHER INDEPENDENT SYSTEM OPERATORS AND REGIONAL TRANSMISSION ORGANIZATIONS, ENGAGES AN INDEPENDENT EXECUTIVE COMPENSATION FIRM TO PERFORM A BENCHMARK COMPENSATION ASSESSMENT TO AID NYISO'S BOARD OF DIRECTORS IN THEIR REVIEW OF THE PRESIDENT AND CHIEF EXECUTIVE OFFICER'S COMPENSATION. AS PART OF THIS COMPENSATION ASSESSMENT, THE FORM 990 OF OTHER RELEVANT ORGANIZATIONS ( INCLUDING OTHER INDEPENDENT SYSTEM OPERATORS AND REGIONAL TRANSMISSION ORGANIZATIONS ) ARE REVIEWED. THE RESULTS OF THIS ASSESSMENT ARE PROVIDED TO THE COMMERCE AND COMPENSATION COMMITTEE OF NYISO'S BOARD OF DIRECTORS FOR REVIEW ANNUALLY. THE COMMERCE AND COMPENSATION COMMITTEE MAKES A RECOMMENDATION REGARDING THE PRESIDENT AND CHIEF EXECUTIVE OFFICER'S COMPENSATION TO THE BOARD OF DIRECTORS, AND THE BOARD OF DIRECTORS AUTHORIZES THE PRESIDENT AND CHIEF EXECUTIVE OFFICER'S COMPENSATION ANNUALLY. THE PRESIDENT AND CHIEF EXECUTIVE OFFICER HAS A WRITTEN EMPLOYMENT CONTRACT WITH CONDITIONS APPROVED BY THE BOARD OF DIRECTORS. |
| Severance or change-of-control payment | Schedule J, Part I, Line 4a | BRIAN ZINK RECEIVED $85,000 SEVERANCE PAY DURING 2012 PER HIS SEVERANCE AGREEMENT AT HIS TIME OF TERMINATION IN 2012. |
| Non-fixed payments | Schedule J, Part I, Line 7 | AMOUNTS LISTED ON FORM 990, PART VII, FOR NYISO OFFICERS AND EMPLOYEES INCLUDE PAYMENTS MADE AND ACCRUED PURSUANT TO NYISO'S ANNUAL INCENTIVE PROGRAM AND LONG-TERM INCENTIVE PLAN FOR NYISO OFFICERS AND CERTAIN EMPLOYEES. |
| Payments on contract that is subject to the initial contract exception | Schedule J, Part I, Line 8 | COMPENSATION REPORTED ON FORM 990, PART VII FOR STEPHEN G. WHITLEY INCLUDES SALARY AND AT RISK COMPENSATION PAYMENTS PAID PURSUANT TO A WRITTEN EMPLOYMENT CONTRACT DATED AS OF JULY 5,2008 BY WHICH MR. WHITLEY BECAME PRESIDENT AND CHIEF EXECUTIVE OFFICER. MR. WHITLEY HAD NOT PREVIOUSLY BEEN A DISQUALIFIED PERSON WITH RESPECT TO NYISO, AND THE CONTRACT WAS IN EFFECT BEFORE HE RENDERED ANY SERVICES TO NYISO. HIS CONTRACT WAS RENEWED OCTOBER 16, 2012 . |
| OFFICERS, DIRECTORS, KEY EMPLOYEES, AND HIGHEST COMPENSATED EMPLOYEES | SCHEDULE J, PART II | - COLUMN C REFLECTS " DEFERRED COMPENSATION", WHICH INCLUDES THE ANNUAL INCREASE IN ACTUARIAL VALUE OF ACCRUED PENSION BENEFITS AND ACCRUED POST RETIREMENT BENEFITS. DEPENDING ON AGE, YEARS OF SERVICE, AND OTHER ACTUARIAL ASSUMPTIONS, CERTAIN INDIVIDUALS MAY REFLECT SIGNIFICANT CHANGES IN THE ACTUARIALLY-COMPUTED VALUE OF THEIR RESPECTIVE PENSION AND POST RETIREMENT BENEFITS. - COLUMN D REFLECTS " NONTAXABLE BENEFITS", WHICH FOR NYISO CONSISTS PRIMARILY OF MEDICAL, DENTAL, AND RELATED BENEFITS. |
Schedule L IRS990ScheduleL
Form990 Schedule L Part IV Form990ScheduleLPartIV (2 entries)
| RelationshipRelationship | Amount Of TransactionAmountOfTransaction | Description Of TransactionDescriptionOfTransaction | Sharing Of RevenuesSharingOfRevenues |
|---|---|---|---|
| MICHAEL EGAN | |||
| SPOUSE | 152011 | SEE SUPPLEMENTAL INFORMATION | false |
| LAURA GRIBBIN | |||
| SISTER | 109866 | SEE SUPPLEMENTAL INFORMATION | false |
Form990 Schedule L Part V Form990ScheduleLPartV (2 entries)
| IdentifierIdentifier | Return ReferenceReturnReference | ExplanationExplanation |
|---|---|---|
| DESCRIPTION OF TRANSACTION - MICHAEL EGAN | SCHEDULE L, PART IV, COLUMN (D) | MICHAEL EGAN, A SHIFT SUPERVISOR IN NYISO OPERATIONS CONTROL ROOM, IS NOT AN OFFICER AND DOES NOT MEET THE INTERNAL REVENUE SERVICE DEFINITION OF A " KEY EMPLOYEE." DIANE EGAN, NYISO'S CORPORATE SECRETARY AND BOARD SECRETARY, IS AN OFFICER OF THE COMPANY AND IS MARRIED TO MICHAEL EGAN, ANOTHER NYISO EMPLOYEE. |
| DESCRIPTION OF TRANSACTION - LAURA GRIBBIN | SCHEDULE L, PART IV, COLUMN (D) | LAURA GRIBBIN, A PRODUCT BUSINESS SENIOR ANALYST AT NYISO, IS NOT AN OFFICER AND DOES NOT MEET THE INTERNAL REVENUE SERVICE DEFINITION OF A " KEY EMPLOYEE". WESLEY YEOMANS, NYISO'S VICE PRESIDENT OF OPERATIONS, IS AN OFFICER OF THE COMPANY AND IS LAURA GRIBBIN'S BROTHER, ANOTHER NYISO EMPLOYEE. |
Schedule O IRS990ScheduleO
General Explanation GeneralExplanation (9 entries)
| IdentifierIdentifier | Return ReferenceReturnReference | ExplanationExplanation |
|---|---|---|
| TOTAL NUMBER OF INDIVIDUALS EMPLOYED IN CALENDAR YEAR 2012 | FORM 990, PART V, LINE 2A | NYISO'S RESPONSES TO THESE QUESTIONS INDICATE 579 AS THE TOTAL NUMBER OF EMPLOYEES. AS PER THE FORM 990 INSTRUCTIONS, THIS TOTAL REPRESENTS THE NUMBER OF WAGE FORMS FOR EMPLOYEES ( INCLUDING STUDENT INTERNS AND PART- TIME EMPLOYEES) ON NYISO'S PAYROLL AT ANY POINT DURING 2012. THE TOTAL NUMBER OF NYISO EMPLOYEES AT DECEMBER 31, 2012 WAS 514, MANY OF WHOM ARE PROFESSIONAL POWER SYSTEM ENGINEERS, NERC CERTIFIED SYSTEM OPERATORS, ACCOUNTANTS, ECONOMISTS AND ATTORNEYS. THE TOTAL OF EMPLOYEES WITH BACHELORS AND/OR POSTGRADUATE DEGREES WAS AT AROUND 395. ALL NYISO EMPLOYEES HAVE BEEN SUBJECTED TO EXTENSIVE SECURITY REVIEWS, IN COOPERATION WITH THE UNITED STATES DEPARTMENTS OF ENERGY AND HOMELAND SECURITY. |
| MEMBERS OR STOCKHOLDERS | FORM 990, PART VI, LINE 6 | NYISO DOES NOT HAVE ANY MEMBERS OR STOCKHOLDERS WITH OWNERSHIP RIGHTS IN NYISO OR ITS ASSETS. IN ACCORDANCE WITH NYISO'S GOVERNING DOCUMENTS, ENTITIES THAT PARTICIPATE IN THE NYISO-ADMINISTERED MARKETS MAY TAKE PART IN A COMMITTEE PROCESS TO DEVELOP NYISO'S BUDGET AND MODIFICATIONS TO NYISO'S TARIFFS AND PROCEDURES, WHICH ARE THEN RECOMMENDED TO NYISO'S BOARD FOR ITS APPROVAL. NYISO'S BOARD MAINTAINS THE ULTIMATE RESPONSIBILITY FOR THE GOVERNANCE DECISIONS OF NYISO. |
| ELECT MEMBERS OF THE GOVERNING BODY | FORM 990, PART VI, LINE 7A | NYISO'S BOARD OF DIRECTORS MAKES FINAL DETERMINATIONS TO FILL VACANCIES ON THE BOARD. NYISO STAKEHOLDERS PARTICIPATING IN THE MANAGEMENT COMMITTEE ( NYISO'S HIGHEST RANKING STAKEHOLDER COMMITTEE WITH REPRESENTATIVES FROM GENERATION OWNERS, TRANSMISSION OWNERS, END-USE CONSUMERS, PUBLIC POWER/ENVIRONMENTAL PARTIES, AND OTHER SUPPLIERS ) ASSIST IN THIS PROCESS BY CONDUCTING A SEARCH TO IDENTIFY AT LEAST THREE BOARD CANDIDATES FOR EACH VACANCY THAT MEET THE QUALIFICATIONS SPECIFIED IN NYISO'S GOVERNING DOCUMENTS. NYISO'S BOARD MAY SELECT A DIRECTOR FROM THIS LIST, OR IT MAY SEEK A CANDIDATE IDENTIFIED THROUGH ANOTHER SOURCE, SUCH AS AN EXECUTIVE SEARCH FIRM. |
| DECISIONS OF THE GOVERNING BODY | FORM 990, PART VI, LINE 7B | AS A GENERAL RULE, THE DECISIONS OF NYISO'S BOARD ARE NOT SUBJECT TO THE APPROVAL OF NYISO STAKEHOLDERS. NOTE THAT IN ACCORDANCE WITH NYISO'S GOVERNING DOCUMENTS, NYISO STAKEHOLDERS THAT PARTICIPATE IN NYISO'S HIGHEST RANKING STAKEHOLDER COMMITTEE, THE MANAGEMENT COMMITTEE, HAVE TO ENDORSE CHANGES SOUGHT BY NYISO'S BOARD TO NYISO'S TARIFFS AND GOVERNING DOCUMENTS TO BE FILED PURSUANT TO SECTION 205 OF THE FEDERAL POWER ACT WITH NYISO'S CHIEF REGULATOR - THE FEDERAL ENERGY REGULATORY COMMISSION. HOWEVER, NYISO'S BOARD MAY PURSUE SUCH CHANGES WITHOUT THE MANGEMENT COMMITTEE'S CONCURRENCE BY FILING PURSUANT TO SECTION 206 OF THE FEDERAL POWER ACT. |
| Review of form 990 by governing body | Form 990, Part VI, Section B, Line 11b | PRIOR TO FILING, NYISO'S FORM 990 IS REVIEWED BY THE CONTROLLER & ASSISTANT TREASURER, VICE PRESIDENT & CHIEF FINANCIAL OFFICER, PRESIDENT & CHIEF EXECUTIVE OFFICER, AS WELL AS, LEGAL COUNSEL. FOLLOWING THE COMPLETION OF REVIEWS BY THESE PARTIES, NYISO'S FORM 990 IS PROVIDED TO THE COMMERCE AND COMPENSATION COMMITTEE OF NYISO'S BOARD OF DIRECTORS ALONG WITH THE REST OF THE BOARD OF DIRECTORS FOR THEIR REVIEW. A COMPLETE COPY OF THE FORM 990 (INCLUDING ALL REQUIRED SCHEDULES), AS ULTIMATELY FILED WITH THE IRS, IS PROVIDED TO THE BOARD OF DIRECTORS BEFORE BEING FILED WITH THE IRS. |
| Conflict of interest policy | Form 990, Part VI, Section B, Line 12c | NYSIO PROVIDES TRAINING FOR NEW EMPLOYEES ON A VARIETY OF COMPLIANCE ISSUES, INCLUDING ITS CONFLICTS OF INTEREST POLICY, AND CONDUCTS ANNUAL REFRESHER TRAINING FOR ALL EMPLOYEES, MANAGEMENT AND BOARD MEMBERS. NYISO ALSO PUBLISHES A PROHIBITED INVESTMENT LIST AT LEAST ANNUALLY AND REQUIRES THAT EMPLOYEES SIGN AN ANNUAL COMPLIANCE CERTIFICATE ACKNOWLEDGING THEIR OBLIGATIONS UNDER THE CODE OF CONDUCT AND CERTIFYING THAT THEY HAVE NO PROHIBITED INVESTMENTS OR BUSINESS OR FINANCIAL CONFLICTS OF INTEREST. FURTHER, NYISO PERIODICALLY CONDUCTS A CONFLICTS OF INTEREST SURVEY TO ENSURE EMPLOYEES ARE IN COMPLIANCE WITH THE CONFLICTS OF INTEREST POLICY AND REQUIRE THAT THEY DISCLOSE ANY POSSIBLE CONCERNS TO THE COMPLIANCE OFFICE. EMPLOYEES ALSO HAVE ACCESS TO A COMPLIANCE HOTLINE AND AN EXTERNAL WHISTLEBLOWER SERVICE SHOULD THEY HAVE A COMPLIANCE QUESTION OR WISH TO REPORT A COMPLIANCE CONCERN. THE COMPLIANCE OFFICE FOLLOWS UP ON REPORTED COMPLIANCE CONCERNS AND ENSURES THAT IDENTIFIED ISSUES ARE HANDLED IN ACCORDANCE WITH NYISO'S POLICIES. |
| Process used to establish compensation of top management official | Form 990, Part VI, Section B, Line 15a | TO DETERMINE THE COMPENSATION OF NYISO'S PRESIDENT AND CHIEF EXECUTIVE OFFICER, NYISO, THROUGH COLLABORATION WITH OTHER INDEPENDENT SYSTEM OPERATORS AND REGIONAL TRANSMISSION ORGANIZATIONS, ENGAGES AN INDEPENDENT EXECUTIVE COMPENSATION FIRM TO PERFORM A BENCHMARK COMPENSATION ASSESSMENT TO AID NYISO'S BOARD OF DIRECTORS IN THEIR REVIEW OF THE PRESIDENT AND CHIEF EXECUTIVE OFFICER'S COMPENSATION. AS PART OF THIS COMPENSATION ASSESSMENT, THE FORM 990 OF OTHER RELEVANT ORGANIZATIONS ( INCLUDING OTHER INDEPENDENT SYSTEM OPERATORS AND REGIONAL TRANSMISSION ORGANIZATIONS ) ARE REVIEWED. THE RESULTS OF THIS ASSESSMENT ARE PROVIDED TO THE COMMERCE AND COMPENSATION COMMITTEE OF NYISO. |
| Process used to establish compensation of other officers/key employees | Form 990, Part VI, Section B, Line 15b | NYISO ENGAGED AN INDEPENDENT EXECUTIVE COMPENSATION FIRM TO CONDUCT A BENCHMARK COMPENSATION ASSESSMENT TO AID NYISO'S BOARD OF DIRECTORS IN THEIR REVIEW OF COMPENSATION FOR ALL NYISO OFFICERS. THE COMPENSATION FIRM REVIEWS THE SCOPE OF RESPONSIBILITY FOR EACH NYISO OFFICER AND THEN DETERMINES THE COMPENSATION RATES FOR COMPARABLE POSITIONS AT OTHER INDEPENDENT SYSTEM OPERATORS AND ELECTRIC UTILITY COMPANIES OF SIMILAR SIZE. THE REPORT WAS USED TO FACILITATE A REVIEW BY THE COMMERCE AND COMPENSATION COMMITTEE AND APPROVAL BY NYISO'S BOARD OF DIRECTORS OF CURRENT COMPENSATION FOR THESE POSITIONS. THIS REVIEW IS PERFORMED ANNUALLY AND INCLUDES CONTEMPORANEOUS DOCUMENTATION OF DELIBERATIONS AND DECISIONS REGARDING THE COMPENSATION ARRANGEMENTS. SIMILARLY, KEY EMPLOYEE POSITIONS ARE BENCHMARKED BY INDEPENDENT COMPENSATION FIRMS AND/OR AGAINST SIMILAR POSITIONS IN OTHER ORGANIZATIONS AND INDUSTRIES. |
| Governing documents, conflict of interest policy and financial statements available to the public | Form 990, Part VI, Section C, Line 19 | NYISO'S GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY ARE PART OF ITS FEDERALLY-APPROVED TARIFFS. THESE DOCUMENTS ARE ON FILE AT FERC AND ARE PUBLISHED ON NYISO'S WEBSITE. NYISO'S FINANCIAL STATEMENTS ARE INCLUDED IN AN ANNUAL REPORT, PUBLISHED ON NYISO'S WEBSITE. |
Schedule R IRS990ScheduleR
Form990 Schedule R Part II Form990ScheduleRPartII
Name Of Disregarded Entity NameOfDisregardedEntity
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | NEW YORK INDEPENDENT SYSTEM OPERATOR MED DENTAL & LIFE | BusinessNameLine1 |
Address US AddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 10 KREY BLVD | AddressLine1 |
| City | RENSSELAER | City |
| State | NY | State |
| ZIP Code | 12144 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Primary Activities | POSTRTRMT INS | PrimaryActivities |
| Legal Domicile State | NY | LegalDomicileState |
| Exempt Code Section | 501(C)(9) | ExemptCodeSection |
| Public Charity Status | N/A | PublicCharityStatus |
Direct Controlling Entity Name DirectControllingEntityName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | NYISO | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Controlled Org | false | ControlledOrg |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Receipt Of Int Ann Rents Royalties | false | ReceiptOfIntAnnRentsRoyalties |
| Gift Grant Or Cap Contr To Other Org | false | GiftGrantOrCapContrToOtherOrg |
| Gift Grant Or Cap Contr Fr Other Org | false | GiftGrantOrCapContrFrOtherOrg |
| Loans Or Guarantees To Other Org | false | LoansOrGuaranteesToOtherOrg |
| Loans Or Guarantees From Other Org | false | LoansOrGuaranteesFromOtherOrg |
| Sale Of Assets To Other Org | false | SaleOfAssetsToOtherOrg |
| Purchase Of Assets From Other Org | false | PurchaseOfAssetsFromOtherOrg |
| Exchange Of Assets | false | ExchangeOfAssets |
| Rental Of Facilities To Other Orgs | false | RentalOfFacilitiesToOtherOrgs |
| Rental Of Facilities Fr Other Orgs | false | RentalOfFacilitiesFrOtherOrgs |
| Perform Of Services For Other Orgs | false | PerformOfServicesForOtherOrgs |
| Perform Of Services By Other Orgs | false | PerformOfServicesByOtherOrgs |
| Sharing Of Facilities | false | SharingOfFacilities |
| Sharing Of Paid Employees | false | SharingOfPaidEmployees |
| Reimbursement Paid To Other Org | false | ReimbursementPaidToOtherOrg |
| Reimbursement Paid By Other Org | false | ReimbursementPaidByOtherOrg |
| Other Transfer To Other Org | false | OtherTransferToOtherOrg |
| Other Transfer From Other Org | false | OtherTransferFromOtherOrg |