ARIZONA STATE UNIVERSITY FOUNDATION FOR A NEW AMERICAN UNIVERSITY: Form 990, tax year 2010
View the entire original 990 at ProPublica ↗
- Organization
- ARIZONA STATE UNIVERSITY FOUNDATION FOR A NEW AMERICAN UNIVERSITY (EIN 86-6051042)
- Tax period
- 2010-07-01 to 2011-06-30
- Filed
- 2012-03-02
- IRS object ID
- 201200629349302010
- Schema version
- 2010v3.7
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990
- Schedule A
- Schedule B
- Schedule C
- Schedule D
- Schedule F
- Schedule G
- Schedule I
- Schedule J
- Schedule K
- Schedule L
- Schedule M
- Schedule O
- Schedule R
- Affiliated Group Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2012-03-02T19:45:29-06:00 | Timestamp |
| Tax Period End Date | 2011-06-30 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | GRANT THORNTON LLP | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | ONE CALIFORNIA STREET SUITE 2300 | AddressLine1 |
| City | SAN FRANCISCO | City |
| State | CA | State |
| ZIP Code | 94111 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990 | ReturnType |
| Tax Period Begin Date | 2010-07-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 866051042 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Arizona State University Foundation For A New | BusinessNameLine1 |
| Business Name Line2 | American University | BusinessNameLine2 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | ARIZ | NameControl |
| Phone | 4809653759 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO Box 2260 | AddressLine1 |
| City | Tempe | City |
| State | AZ | State |
| ZIP Code | 85280 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | Virginia Foltz | Name |
| Title | VP, CFO & Treasurer | Title |
| Phone | 4809653759 | Phone |
| Date Signed | 2012-02-27 | DateSigned |
| Authorize Third Party | true | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | JOE DETRANE | Name |
| Phone | 4159863900 | Phone |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2010 | TaxYear |
| Build TS | 2016-02-24 21:20:13Z | BuildTS |
Form 990 IRS990
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Of Principal Officer Person | Rick Shangraw | NameOfPrincipalOfficerPerson |
Address Principal Officer US AddressPrincipalOfficerUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 300 E University Dr | AddressLine1 |
| City | Tempe | City |
| State | AZ | State |
| ZIP Code | 85281 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Gross Receipts | 521971047 | GrossReceipts |
| Group Return For Affiliates | false | GroupReturnForAffiliates |
| Organization501c3 | X | Organization501c3 |
| Web Site | www.asufoundation.org | WebSite |
| Type Of Organization Corporation | X | TypeOfOrganizationCorporation |
| Year Formation | 1955 | YearFormation |
| State Legal Domicile | AZ | StateLegalDomicile |
| Activity Or Mission Description | See Schedule O | ActivityOrMissionDescription |
| Nbr Voting Members Governing Body | 18 | NbrVotingMembersGoverningBody |
| Nbr Independent Voting Members | 17 | NbrIndependentVotingMembers |
| Total Nbr Employees | 240 | TotalNbrEmployees |
| Total Gross UBI | 67429 | TotalGrossUBI |
| Net Unrelated Business Txbl Income | 0 | NetUnrelatedBusinessTxblIncome |
| Contributions Grants Prior Year | 42033850 | ContributionsGrantsPriorYear |
| Contributions Grants Current Year | 54069576 | ContributionsGrantsCurrentYear |
| Program Service Revenue Prior Year | 4380314 | ProgramServiceRevenuePriorYear |
| Program Service Revenue CY | 4415817 | ProgramServiceRevenueCY |
| Investment Income Prior Year | 11846615 | InvestmentIncomePriorYear |
| Investment Income Current Year | 9911060 | InvestmentIncomeCurrentYear |
| Other Revenue Prior Year | 26712047 | OtherRevenuePriorYear |
| Other Revenue Current Year | 4592632 | OtherRevenueCurrentYear |
| Total Revenue Prior Year | 84972826 | TotalRevenuePriorYear |
| Total Revenue Current Year | 72989085 | TotalRevenueCurrentYear |
| Grants And Similar Amnts Prior Year | 42723510 | GrantsAndSimilarAmntsPriorYear |
| Grants And Similar Amnts CY | 50030862 | GrantsAndSimilarAmntsCY |
| Benefits Paid To Members Prior Year | 0 | BenefitsPaidToMembersPriorYear |
| Benefits Paid To Members CY | 0 | BenefitsPaidToMembersCY |
| Salaries Etc Prior Year | 19714538 | SalariesEtcPriorYear |
| Salaries Etc Current Year | 3783899 | SalariesEtcCurrentYear |
| Total Prof Fundrsng Exp Prior Year | 0 | TotalProfFundrsngExpPriorYear |
| Total Prof Fundrsng Exp CY | 90000 | TotalProfFundrsngExpCY |
| Total Fundrsng Exp Current Year | 3563948 | TotalFundrsngExpCurrentYear |
| Other Expense Prior Year | 23474118 | OtherExpensePriorYear |
| Other Expenses Current Year | 16931156 | OtherExpensesCurrentYear |
| Total Expenses Prior Year | 85912166 | TotalExpensesPriorYear |
| Total Expenses Current Year | 70835917 | TotalExpensesCurrentYear |
| Revenues Less Expenses Prior Year | -939340 | RevenuesLessExpensesPriorYear |
| Revenues Less Expenses CY | 2153168 | RevenuesLessExpensesCY |
| Total Assets BOY | 695114593 | TotalAssetsBOY |
| Total Assets EOY | 780191467 | TotalAssetsEOY |
| Total Liabilities BOY | 193487124 | TotalLiabilitiesBOY |
| Total Liabilities EOY | 205541866 | TotalLiabilitiesEOY |
| Net Assets Or Fund Balances BOY | 501627469 | NetAssetsOrFundBalancesBOY |
| Net Assets Or Fund Balances EOY | 574649601 | NetAssetsOrFundBalancesEOY |
| Mission Description | See Schedule O | MissionDescription |
| Significant New Program Services | false | SignificantNewProgramServices |
| Significant Change | false | SignificantChange |
| Expense | 61647025 | Expense |
| Grants | 50030862 | Grants |
| Revenue | 7590000 | Revenue |
| Description | All program expenses support the education, research, public service and other acitivities of Arizona State University. | Description |
| Total Program Service Expense | 61647025 | TotalProgramServiceExpense |
| Described In501 C3 | true | DescribedIn501C3 |
| Schedule B Required | true | ScheduleBRequired |
| Political Activities | false | PoliticalActivities |
| Lobbying Activities | true | LobbyingActivities |
| Donor Advised Funds | false | DonorAdvisedFunds |
| Conservation Easements | false | ConservationEasements |
| Collections Of Art | false | CollectionsOfArt |
| Credit Counseling | true | CreditCounseling |
| Term Or Permanent Endowments | true | TermOrPermanentEndowments |
| Report Land Bldg Equip | true | ReportLandBldgEquip |
| Report Invest Oth Securities | true | ReportInvestOthSecurities |
| Report Prog Rel Invest | false | ReportProgRelInvest |
| Report Other Assets | false | ReportOtherAssets |
| Report Other Liabilities | true | ReportOtherLiabilities |
| Report Fin48 Footnote | true | ReportFin48Footnote |
| Independent Audit Financial Stmt | false | IndependentAuditFinancialStmt |
| Consolidated Audit Financial Stmt | true | ConsolidatedAuditFinancialStmt |
| School | false | School |
| Foreign Office | false | ForeignOffice |
| Foreign Activities | true | ForeignActivities |
| More Than5000 K To Organizations | false | MoreThan5000KToOrganizations |
| More Than5000 K To Individuals | false | MoreThan5000KToIndividuals |
| Professional Fundraising | true | ProfessionalFundraising |
| Fundraising Activities | false | FundraisingActivities |
| Gaming | false | Gaming |
| Hospital | false | Hospital |
| Grants To Organizations | true | GrantsToOrganizations |
| Grants To Individuals | false | GrantsToIndividuals |
| Schedule J Required | true | ScheduleJRequired |
| Tax Exempt Bonds | true | TaxExemptBonds |
| Invest Tax Exempt Bonds | true | InvestTaxExemptBonds |
| Escrow Account | false | EscrowAccount |
| On Behalf Of Issuer | false | OnBehalfOfIssuer |
| Excess Benefit Transaction | false | ExcessBenefitTransaction |
| Prior Excess Benefit Transaction | false | PriorExcessBenefitTransaction |
| Loan To Officer Or DQP | false | LoanToOfficerOrDQP |
| Grant To Related Person | false | GrantToRelatedPerson |
| Bsnss Rltnshp With Organization | false | BsnssRltnshpWithOrganization |
| Bsnss Rltnshp Thru Family Member | true | BsnssRltnshpThruFamilyMember |
| Officer Entity With Bsnss Rltnshp | false | OfficerEntityWithBsnssRltnshp |
| Deductible Non Cash Contributions | true | DeductibleNonCashContributions |
| Deductible Contributions Of Art | false | DeductibleContributionsOfArt |
| Terminated | false | Terminated |
| Partial Liquidation | false | PartialLiquidation |
| Disregarded Entity | true | DisregardedEntity |
| Related Entity | true | RelatedEntity |
| Related Org Controlled Entity | true | RelatedOrgControlledEntity |
| Transaction Related Entity | false | TransactionRelatedEntity |
| Transfers To Exempt Non Chrtbl Org | false | TransfersToExemptNonChrtblOrg |
| Activities Conducted Partnership | false | ActivitiesConductedPartnership |
| Schedule O Required | true | ScheduleORequired |
| Number Forms Transmitted With1096 | 172 | NumberFormsTransmittedWith1096 |
| Number W2 G Included | 0 | NumberW2GIncluded |
| Compliance With Backup Witholding | true | ComplianceWithBackupWitholding |
| Number Of Employees | 240 | NumberOfEmployees |
| Employment Tax Returns Filed | true | EmploymentTaxReturnsFiled |
| Unrelated Business Income | true | UnrelatedBusinessIncome |
| Form990-T Filed | true | Form990-TFiled |
| Foreign Financial Account | false | ForeignFinancialAccount |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTrans |
| Taxable Party Notification | false | TaxablePartyNotification |
| Non Deductible Contributions | false | NonDeductibleContributions |
| Quid Pro Quo Contributions | false | QuidProQuoContributions |
| Form8282 Property Disposed Of | false | Form8282PropertyDisposedOf |
| Funds To Pay Premiums | false | FundsToPayPremiums |
| Premiums Paid | false | PremiumsPaid |
| Indoor Tanning Services | false | IndoorTanningServices |
| Info In Schedule O Part VI | X | InfoInScheduleOPartVI |
| Nbr Voting Governing Body Members | 18 | NbrVotingGoverningBodyMembers |
| Number Independent Voting Members | 17 | NumberIndependentVotingMembers |
| Family Or Business Relationship | false | FamilyOrBusinessRelationship |
| Delegation Of Management Duties | false | DelegationOfManagementDuties |
| Changes To Organizing Docs | false | ChangesToOrganizingDocs |
| Material Diversion Or Misuse | false | MaterialDiversionOrMisuse |
| Members Or Stockholders | false | MembersOrStockholders |
| Election Of Board Members | false | ElectionOfBoardMembers |
| Decisions Subject To Approval | false | DecisionsSubjectToApproval |
| Minutes Of Governing Body | true | MinutesOfGoverningBody |
| Minutes Of Committees | true | MinutesOfCommittees |
| Officer Mailing Address | false | OfficerMailingAddress |
| Local Chapters | true | LocalChapters |
| Policies Reference Chapters | true | PoliciesReferenceChapters |
| Form990 Provided To Governing Body | true | Form990ProvidedToGoverningBody |
| Conflict Of Interest Policy | true | ConflictOfInterestPolicy |
| Annual Disclosure Covered Persons | true | AnnualDisclosureCoveredPersons |
| Regular Monitoring Enforcement | true | RegularMonitoringEnforcement |
| Whistleblower Policy | true | WhistleblowerPolicy |
| Document Retention Policy | true | DocumentRetentionPolicy |
| Compensation Process CEO | true | CompensationProcessCEO |
| Compensation Process Other | true | CompensationProcessOther |
| Investment In Joint Venture | true | InvestmentInJointVenture |
| Written Policy Or Procedure | true | WrittenPolicyOrProcedure |
| States Where Copy Of Return Is Filed | AZ | StatesWhereCopyOfReturnIsFiled |
| Own Website | X | OwnWebsite |
| Upon Request | X | UponRequest |
The Books Are In Care Of TheBooksAreInCareOf
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Person | VIRGINIA E FOLTZ CPA | NamePerson |
| Telephone Number | 4809651791 | TelephoneNumber |
Address US AddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 300 EAST UNIVERSITY DRIVE | AddressLine1 |
| City | Tempe | City |
| State | AZ | State |
| ZIP Code | 85281 | ZIPCode |
Form990 Part VII Section A Form990PartVIISectionA (26 entries)
| TitleTitle | Average Hours Per WeekAverageHoursPerWeek | Individual Trustee Or DirectorIndividualTrusteeOrDirector | OfficerOfficer | Reportable Comp From OrganizationReportableCompFromOrganization | Reportable Comp From Related OrgsReportableCompFromRelatedOrgs | Other CompensationOtherCompensation | Highest Compensated EmployeeHighestCompensatedEmployee |
|---|---|---|---|---|---|---|---|
| William Post | |||||||
| Chairman | 1.0 | X | X | 0 | 0 | 0 | |
| Tony Corey | |||||||
| Director | 1.0 | X | 0 | 0 | 0 | ||
| Scott Crozier | |||||||
| Chair, Nominating Com | 1.0 | X | 0 | 0 | 0 | ||
| Wayne Doran | |||||||
| Director | 1.0 | X | 0 | 0 | 0 | ||
| Stephen Evans | |||||||
| Director | 2.0 | X | 0 | 0 | 0 | ||
| Juanita Francis | |||||||
| Director | 1.0 | X | 0 | 0 | 0 | ||
| Ira Fulton | |||||||
| Director | 1.0 | X | 0 | 0 | 0 | ||
| John Graham | |||||||
| Director | 1.0 | X | 0 | 0 | 0 | ||
| Bob Johnson | |||||||
| Director | 1.0 | X | 0 | 0 | 0 | ||
| Anne Mariucci | |||||||
| Director | 1.0 | X | 0 | 0 | 0 | ||
| Morgan Olsen | |||||||
| Director | 1.0 | X | 0 | 0 | 0 | ||
| Harry Papp | |||||||
| Chair, Investment Committee | 1.0 | X | 0 | 0 | 0 | ||
| Gary Trujillo | |||||||
| Chair, Audit Committee | 1.0 | X | 0 | 0 | 0 | ||
| Craig Weatherup | |||||||
| Former Chair | 1.0 | X | 0 | 0 | 0 | ||
| Kenneth Van Winkle | |||||||
| Director | 1.0 | X | 0 | 0 | 0 | ||
| Greg Vogel | |||||||
| Director | 1.0 | X | 0 | 0 | 0 | ||
| Scott Wald | |||||||
| Director | 1.0 | X | 0 | 0 | 0 | ||
| Angelina Yin Cesal | |||||||
| Director | 1.0 | X | 0 | 0 | 0 | ||
| Johnnie Ray | |||||||
| President and CEO | 60.0 | X | 433632 | 0 | 7387 | ||
| Virginia Foltz | |||||||
| VP, CFO, Treasurer | 50.0 | X | 151270 | 0 | 19749 | ||
| Julie Lim | |||||||
| General Counsel | 40.0 | X | 210911 | 0 | 17801 | ||
| Jacqueline Norton | |||||||
| VP- Leadership Giving | 50.0 | 244783 | 0 | 15344 | X | ||
| Augustine Cheng AZTE | |||||||
| CEO AZTE | 40.0 | 454867 | 0 | 11708 | X | ||
| John Geltosky AZTE | |||||||
| Sr VP Business Devlpmt AZTE | 40.0 | 235273 | 0 | 16072 | X | ||
| Jill Uhl AZTE | |||||||
| VP Legal Affair/Corp Dev AZTE | 40.0 | 231128 | 0 | 16559 | X | ||
| Jane DiFolco Parker | |||||||
| COO & SVP | 40.0 | 137955 | 0 | 1853 | X | ||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Reportable Comp From Org | 2099819 | TotalReportableCompFromOrg |
| Total Reportable Comp Frm Rltd Orgs | 0 | TotalReportableCompFrmRltdOrgs |
| Total Other Compensation | 106473 | TotalOtherCompensation |
| Number Individuals GT100 K | 35 | NumberIndividualsGT100K |
| Formers Listed | false | FormersListed |
| Total Comp GT150 K | true | TotalCompGT150K |
| Compensation From Other Sources | false | CompensationFromOtherSources |
Contractor Compensation ContractorCompensation (5 entries)
| Address Line1AddressOfContractor/AddressUS/AddressLine1 | CityAddressOfContractor/AddressUS/City | StateAddressOfContractor/AddressUS/State | ZIP CodeAddressOfContractor/AddressUS/ZIPCode | Description Of ServicesDescriptionOfServices | CompensationCompensation |
|---|---|---|---|---|---|
| McDonnell Boehnen Hulbert Berghoff | |||||
| 300 South Wacker Drive | CHICAGO | IL | 606066709 | LEGAL services | 567260 |
| Fulbright and Jaworski LLP | |||||
| 600 CONGRESS AVE STE 2400 | AUSTIN | TX | 78701 | LEGAL services | 264641 |
| CAMBRIDGE ASSOCIATES LLC | |||||
| PO BOX 10317 | UNIONDALE | NY | 115550317 | Investment CONSULT | 1006943 |
| CITADEL PATENT LAW | |||||
| 9124 GRAVELLY LAKE DR SW STE 102 | LAKEWOOD | WA | 98499 | LEGAL services | 287842 |
| BRYAN CAVE LLP | |||||
| PO BOX 503089 | ST LOUIS | MO | 631503089 | LEGAL services | 255110 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Number Of Contractors GT100 K | 14 | NumberOfContractorsGT100K |
| All Other Contributions | 54069576 | AllOtherContributions |
| Noncash Contributions | 6714049 | NoncashContributions |
| Total Contributions | 54069576 | TotalContributions |
Program Service Revenue ProgramServiceRevenue (2 entries)
| DescriptionDescription | Business CodeBusinessCode | Total Revenue ColumnTotalRevenueColumn | Related Or Exempt Function IncomeRelatedOrExemptFunctionIncome | Unrelated Business RevenueUnrelatedBusinessRevenue |
|---|---|---|---|---|
| PROGRAM SUPPORT | 541800 | 1315112 | 1312862 | 2250 |
| BRICKYARD RENTAL | 531120 | 3100705 | 3100705 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Program Service Revenue | 4415817 | TotalProgramServiceRevenue |
Investment Income InvestmentIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 7709663 | TotalRevenueColumn |
| Unrelated Business Revenue | 65179 | UnrelatedBusinessRevenue |
| Exclusion | $7,644,484 | ExclusionAmount |
Income From Invest Bond Proceeds IncomeFromInvestBondProceeds
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 0 | TotalRevenueColumn |
Royalties Revenue RoyaltiesRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 0 | TotalRevenueColumn |
Gross Rents GrossRents
| Field | Value | IRS element (for citing) |
|---|---|---|
| Real | 1416199 | Real |
Rental Income Or Loss RentalIncomeOrLoss
| Field | Value | IRS element (for citing) |
|---|---|---|
| Real | 1416199 | Real |
Net Rental Income Or Loss NetRentalIncomeOrLoss
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 1416199 | TotalRevenueColumn |
| Exclusion | $1,416,199 | ExclusionAmount |
Gross Amount Sales Assets GrossAmountSalesAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | 451183359 | Securities |
Less Cost Oth Basis Sales Expenses LessCostOthBasisSalesExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | 448981962 | Securities |
Gain Or Loss GainOrLoss
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | 2201397 | Securities |
Net Gain Or Loss Investments NetGainOrLossInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 2201397 | TotalRevenueColumn |
| Exclusion | $2,201,397 | ExclusionAmount |
Net Income From Fundraising Events NetIncomeFromFundraisingEvents
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 0 | TotalRevenueColumn |
Net Income From Gaming NetIncomeFromGaming
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 0 | TotalRevenueColumn |
Net Income Or Loss NetIncomeOrLoss
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 0 | TotalRevenueColumn |
Other Revenue Misc OtherRevenueMisc (2 entries)
| DescriptionDescription | Business CodeBusinessCode | Total Revenue ColumnTotalRevenueColumn | Related Or Exempt Function IncomeRelatedOrExemptFunctionIncome |
|---|---|---|---|
| ASSET MANAGEMENT FEES REVENUE | 900099 | 1937752 | 1937752 |
| MISCELLANEOUS | 900099 | 1238681 | 1238681 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Other Revenue | 3176433 | TotalOtherRevenue |
Total Revenue TotalRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 72989085 | TotalRevenueColumn |
| Related Or Exempt Function Income | 7590000 | RelatedOrExemptFunctionIncome |
| Unrelated Business Revenue | 67429 | UnrelatedBusinessRevenue |
| Exclusion | $11,262,080 | ExclusionAmount |
Grants To Domestic Orgs GrantsToDomesticOrgs
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 50030862 | Total |
| Program Services | 50030862 | ProgramServices |
Grants To Domestic Individuals GrantsToDomesticIndividuals
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Foreign Grants ForeignGrants
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Benefits To Members BenefitsToMembers
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Comp Current Officers Directors CompCurrentOfficersDirectors
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 243689 | Total |
| Program Services | 62140 | ProgramServices |
| Management And General | 136334 | ManagementAndGeneral |
| Fundraising | 45215 | Fundraising |
Comp Disqual Persons CompDisqualPersons
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Other Salaries And Wages OtherSalariesAndWages
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 2870537 | Total |
| Program Services | 518145 | ProgramServices |
| Management And General | 1077996 | ManagementAndGeneral |
| Fundraising | 1274396 | Fundraising |
Pension Plan Contributions PensionPlanContributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 145317 | Total |
| Program Services | 29491 | ProgramServices |
| Management And General | 42319 | ManagementAndGeneral |
| Fundraising | 73507 | Fundraising |
Other Employee Benefits OtherEmployeeBenefits
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 334466 | Total |
| Program Services | 46652 | ProgramServices |
| Management And General | 136243 | ManagementAndGeneral |
| Fundraising | 151571 | Fundraising |
Payroll Taxes PayrollTaxes
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 189890 | Total |
| Program Services | 27024 | ProgramServices |
| Management And General | 62161 | ManagementAndGeneral |
| Fundraising | 100705 | Fundraising |
Fees For Services Management FeesForServicesManagement
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Fees For Services Legal FeesForServicesLegal
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 615088 | Total |
| Program Services | 606164 | ProgramServices |
| Management And General | 8853 | ManagementAndGeneral |
| Fundraising | 71 | Fundraising |
Fees For Services Accounting FeesForServicesAccounting
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 229367 | Total |
| Program Services | 60731 | ProgramServices |
| Management And General | 168636 | ManagementAndGeneral |
Fees For Services Lobbying FeesForServicesLobbying
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 496951 | Total |
| Program Services | 496951 | ProgramServices |
Fees For Services Prof Fundraising FeesForServicesProfFundraising
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 90000 | Total |
| Fundraising | 90000 | Fundraising |
Fees For Services Invst Mgmnt Fees FeesForServicesInvstMgmntFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 892481 | Total |
| Program Services | 444279 | ProgramServices |
| Management And General | 448202 | ManagementAndGeneral |
Fees For Services Other FeesForServicesOther
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 662263 | Total |
| Program Services | 288783 | ProgramServices |
| Management And General | 141480 | ManagementAndGeneral |
| Fundraising | 232000 | Fundraising |
Advertising Advertising
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 666422 | Total |
| Program Services | 67719 | ProgramServices |
| Management And General | 18079 | ManagementAndGeneral |
| Fundraising | 580624 | Fundraising |
Office Expenses OfficeExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 1005822 | Total |
| Program Services | 471164 | ProgramServices |
| Management And General | 283700 | ManagementAndGeneral |
| Fundraising | 250958 | Fundraising |
Information Technology InformationTechnology
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 354586 | Total |
| Program Services | 40646 | ProgramServices |
| Management And General | 302635 | ManagementAndGeneral |
| Fundraising | 11305 | Fundraising |
Royalties Royalties
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Occupancy Occupancy
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 613640 | Total |
| Program Services | 409670 | ProgramServices |
| Management And General | 203970 | ManagementAndGeneral |
Travel Travel
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 443673 | Total |
| Program Services | 308318 | ProgramServices |
| Management And General | 57736 | ManagementAndGeneral |
| Fundraising | 77619 | Fundraising |
Travel Entrtnmnt Public Officials TravelEntrtnmntPublicOfficials
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Conferences Meetings ConferencesMeetings
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 163377 | Total |
| Program Services | 62088 | ProgramServices |
| Management And General | 84869 | ManagementAndGeneral |
| Fundraising | 16420 | Fundraising |
Interest Interest
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 2207410 | Total |
| Program Services | 1441925 | ProgramServices |
| Management And General | 765485 | ManagementAndGeneral |
Payments To Affiliates PaymentsToAffiliates
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 1200000 | Total |
| Program Services | 1200000 | ProgramServices |
Depreciation Depletion DepreciationDepletion
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 1842973 | Total |
| Program Services | 532264 | ProgramServices |
| Management And General | 1310709 | ManagementAndGeneral |
Insurance Insurance
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 246090 | Total |
| Program Services | 79116 | ProgramServices |
| Management And General | 166974 | ManagementAndGeneral |
Other Expenses OtherExpenses (4 entries)
| DescriptionDescription | TotalTotal | Program ServicesProgramServices | Management And GeneralManagementAndGeneral | FundraisingFundraising |
|---|---|---|---|---|
| FEES & SUBSCRIPTIONS | 303925 | 121776 | 79180 | 102969 |
| MEALS AND CULTIVATION | 2675896 | 2009583 | 109725 | 556588 |
| BRICKYARD RENTAL EXPENSES | 2196419 | 2196419 | ||
| MISCELLANEOUS | 114773 | 95115 | 19658 |
Total Functional Expenses TotalFunctionalExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 70835917 | Total |
| Program Services | 61647025 | ProgramServices |
| Management And General | 5624944 | ManagementAndGeneral |
| Fundraising | 3563948 | Fundraising |
Savings And Temp Cash Investments SavingsAndTempCashInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 9618705 | BOY |
| EOY | 13101147 | EOY |
Pledges And Grants Receivable PledgesAndGrantsReceivable
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 92580392 | BOY |
| EOY | 76639936 | EOY |
Accounts Receivable AccountsReceivable
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 2258404 | BOY |
| EOY | 1140489 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Land Buildings Equipment Basis | 69240460 | LandBuildingsEquipmentBasis |
| Land Bldg Equipment Accum Deprec | 7726287 | LandBldgEquipmentAccumDeprec |
Land Buildings Equipment Basis Net LandBuildingsEquipmentBasisNet
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 57902848 | BOY |
| EOY | 61514173 | EOY |
Investments Pub Traded Securities InvestmentsPubTradedSecurities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 279312490 | BOY |
| EOY | 353961123 | EOY |
Investments Other Securities InvestmentsOtherSecurities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 214719271 | BOY |
| EOY | 235501044 | EOY |
Investments Program Related InvestmentsProgramRelated
| Field | Value | IRS element (for citing) |
|---|---|---|
| EOY | 1500000 | EOY |
Other Assets Total OtherAssetsTotal
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 38722483 | BOY |
| EOY | 36833555 | EOY |
Total Assets TotalAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 695114593 | BOY |
| EOY | 780191467 | EOY |
Accounts Payable Accrued Expenses AccountsPayableAccruedExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 9617245 | BOY |
| EOY | 8517176 | EOY |
Tax Exempt Bond Liabilities TaxExemptBondLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 69698572 | BOY |
| EOY | 68363095 | EOY |
Escrow Account Liability EscrowAccountLiability
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 92818110 | BOY |
| EOY | 108437308 | EOY |
Mort Notes Pybl Secured Invest Prop MortNotesPyblSecuredInvestProp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 10855000 | BOY |
| EOY | 10315000 | EOY |
Other Liabilities OtherLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 10498197 | BOY |
| EOY | 9909287 | EOY |
Total Liabilities TotalLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 193487124 | BOY |
| EOY | 205541866 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Follow SFAS117 | X | FollowSFAS117 |
Unrestricted Net Assets UnrestrictedNetAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | -12930463 | BOY |
| EOY | 15920760 | EOY |
Temporarily Restricted Net Assets TemporarilyRestrictedNetAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 170114893 | BOY |
| EOY | 203631864 | EOY |
Permanently Restricted Net Assets PermanentlyRestrictedNetAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 344443039 | BOY |
| EOY | 355096977 | EOY |
Total Net Assets Fund Balances TotalNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 501627469 | BOY |
| EOY | 574649601 | EOY |
Total Liab Net Assets Fund Balances TotalLiabNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 695114593 | BOY |
| EOY | 780191467 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Info In Schedule O Part XI | X | InfoInScheduleOPartXI |
| Reconcilation Revenue Expenses | 2153168 | ReconcilationRevenueExpenses |
| Reconcilation Other Changes | 70868964 | ReconcilationOtherChanges |
| Method Of Accounting Accrual | X | MethodOfAccountingAccrual |
| Accountant Compile Or Review | false | AccountantCompileOrReview |
| FS Audited | true | FSAudited |
| Audit Committee | true | AuditCommittee |
| Financial Statement Consolidated | X | FinancialStatementConsolidated |
| Federal Grant Audit Required | false | FederalGrantAuditRequired |
Schedule A IRS990ScheduleA
| Field | Value | IRS element (for citing) |
|---|---|---|
| College Support Org170b1 Aiv | X | CollegeSupportOrg170b1Aiv |
| Contrib By Controlling Individual | false | ContribByControllingIndividual |
| Contribution By Related Party | false | ContributionByRelatedParty |
| Contrib By35 Controlled Entity | false | ContribBy35ControlledEntity |
Gifts Grants Contrib Received170 GiftsGrantsContribReceived170
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 62595321 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 100100891 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 23815614 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 42033850 | CurrentTaxYearMinus1Year |
| Current Tax Year | 54069576 | CurrentTaxYear |
| Total | 282615252 | Total |
Total170 Total170
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 62595321 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 100100891 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 23815614 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 42033850 | CurrentTaxYearMinus1Year |
| Current Tax Year | 54069576 | CurrentTaxYear |
| Total | 282615252 | Total |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Amounts Subst Contributors Total | 43025752 | AmountsSubstContributorsTotal |
| Public Support Total170 | 239589500 | PublicSupportTotal170 |
Gross Investment Income170 GrossInvestmentIncome170
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 14128831 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 13564555 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 14538008 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 9275550 | CurrentTaxYearMinus1Year |
| Current Tax Year | 9125862 | CurrentTaxYear |
| Total | 60632806 | Total |
Other Income170 OtherIncome170
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 0 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 1898248 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 0 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 0 | CurrentTaxYearMinus1Year |
| Current Tax Year | 0 | CurrentTaxYear |
| Total | 1898248 | Total |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Support | 345146306 | TotalSupport |
| Gross Receipts From Admissions Etc | 103449338 | GrossReceiptsFromAdmissionsEtc |
| Public Support Pertcentage170 | 0.69417 | PublicSupportPertcentage170 |
| Public Support Pertcent Prior Year | 0.63020 | PublicSupportPertcentPriorYear |
| Thirty Three Percnt Tests CY170 | X | ThirtyThreePercntTestsCY170 |
Schedule B IRS990ScheduleB
Contributor Info ContributorInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor Number | RESTRICTED | ContributorNumber |
Contributor Name Business ContributorNameBusiness
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RESTRICTED | BusinessNameLine1 |
Contributor Address US ContributorAddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | RESTRICTED | AddressLine1 |
| Address Line2 | RESTRICTED | AddressLine2 |
| City | RESTRICTED | City |
| State | RESTRICTED | State |
| ZIP Code | RESTRICTED | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Aggregate Contributions | RESTRICTED | AggregateContributions |
Schedule C IRS990ScheduleC
| Field | Value | IRS element (for citing) |
|---|---|---|
| Org Belongs To Affiliated Group | X | OrgBelongsToAffiliatedGroup |
Total Grassroots Lobbying TotalGrassrootsLobbying
| Field | Value | IRS element (for citing) |
|---|---|---|
| Affiliated Group Totals | 59081 | AffiliatedGroupTotals |
Total Direct Lobbying TotalDirectLobbying
| Field | Value | IRS element (for citing) |
|---|---|---|
| Affiliated Group Totals | 437870 | AffiliatedGroupTotals |
Total Lobbying Expenditures TotalLobbyingExpenditures
| Field | Value | IRS element (for citing) |
|---|---|---|
| Affiliated Group Totals | 496951 | AffiliatedGroupTotals |
Other Exempt Purpose Expenditures OtherExemptPurposeExpenditures
| Field | Value | IRS element (for citing) |
|---|---|---|
| Affiliated Group Totals | 61150074 | AffiliatedGroupTotals |
Total Exempt Purpose Expenditures TotalExemptPurposeExpenditures
| Field | Value | IRS element (for citing) |
|---|---|---|
| Affiliated Group Totals | 61647025 | AffiliatedGroupTotals |
Lobbying Nontaxable LobbyingNontaxableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Affiliated Group Totals | 1000000 | AffiliatedGroupTotals |
Grassroots Nontaxable GrassrootsNontaxableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Affiliated Group Totals | 250000 | AffiliatedGroupTotals |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Lobbying Grassroot Minus Non Tx | TotLobbyingGrassrootMinusNonTx | |
| Tot Lobby Expend Mns Lobbying Nontx | TotLobbyExpendMnsLobbyingNontx |
Lobbying Nontaxable Amount2 LobbyingNontaxableAmount2
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year Minus3 | 1000000 | CurrentYearMinus3 |
| Current Year Minus2 | 1000000 | CurrentYearMinus2 |
| Current Year Minus1 | 1000000 | CurrentYearMinus1 |
| Current Year | 1000000 | CurrentYear |
| Total | 4000000 | Total |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Lobbying Ceiling | $6,000,000 | LobbyingCeilingAmount |
Total Lobbying Expenditures2 TotalLobbyingExpenditures2
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year Minus3 | 0 | CurrentYearMinus3 |
| Current Year Minus2 | 0 | CurrentYearMinus2 |
| Current Year Minus1 | 542087 | CurrentYearMinus1 |
| Current Year | 437870 | CurrentYear |
| Total | 979957 | Total |
Grassroots Nontaxable Amount2 GrassrootsNontaxableAmount2
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year Minus3 | 250000 | CurrentYearMinus3 |
| Current Year Minus2 | 250000 | CurrentYearMinus2 |
| Current Year Minus1 | 250000 | CurrentYearMinus1 |
| Current Year | 250000 | CurrentYear |
| Total | 1000000 | Total |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Grassroots Ceiling | $1,500,000 | GrassrootsCeilingAmount |
Grassroots Lobbying Expenditures GrassrootsLobbyingExpenditures
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year Minus3 | 0 | CurrentYearMinus3 |
| Current Year Minus2 | 0 | CurrentYearMinus2 |
| Current Year Minus1 | 94117 | CurrentYearMinus1 |
| Current Year | 59081 | CurrentYear |
| Total | 153198 | Total |
Form990 Schedule C Part IV Form990ScheduleCPartIV
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | As part of its mission, ASU Foundation contributes to lobbying activities | Identifier |
| Explanation | that support higher education in Arizona and the need for adequate funding to provide excellent educational opportunities for Arizona residents. | Explanation |
Schedule D IRS990ScheduleD
| Field | Value | IRS element (for citing) |
|---|---|---|
| Art Public Exhibition Amts | ArtPublicExhibitionAmts | |
| Held Works Of Art Amts | HeldWorksOfArtAmts | |
| Agent Trustee Etc | false | AgentTrusteeEtc |
| Included On FS | true | IncludedOnFS |
Current Year CurrentYear
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Of Year Balance | 337853340 | BeginningOfYearBalance |
| Contributions | 20682854 | Contributions |
| Investment Earnings Or Losses | 65270036 | InvestmentEarningsOrLosses |
| Other Expenditures | 12769824 | OtherExpenditures |
| Administrative Expenses | 7453488 | AdministrativeExpenses |
| End Of Year Balance | 403582918 | EndOfYearBalance |
Current Year Minus1 Year CurrentYearMinus1Year
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Of Year Balance | 309160513 | BeginningOfYearBalance |
| Contributions | 18146275 | Contributions |
| Investment Earnings Or Losses | 28608138 | InvestmentEarningsOrLosses |
| Other Expenditures | 11558372 | OtherExpenditures |
| Administrative Expenses | 6503214 | AdministrativeExpenses |
| End Of Year Balance | 337853340 | EndOfYearBalance |
Current Year Minus2 Years CurrentYearMinus2Years
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Of Year Balance | 364119943 | BeginningOfYearBalance |
| Contributions | 27311927 | Contributions |
| Investment Earnings Or Losses | -65128525 | InvestmentEarningsOrLosses |
| Other Expenditures | 10606480 | OtherExpenditures |
| Administrative Expenses | 6536352 | AdministrativeExpenses |
| End Of Year Balance | 309160513 | EndOfYearBalance |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Board Designated EOY Balance | 0.19750 | BoardDesignatedEOYBalance |
| Permanent Endowment EOY Balance | 0.80250 | PermanentEndowmentEOYBalance |
| Endowments Held By Unrelated Orgs | false | EndowmentsHeldByUnrelatedOrgs |
| Endowments Held By Related Orgs | false | EndowmentsHeldByRelatedOrgs |
Land Land
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Cost Or Other Basis | 7194353 | InvestmentCostOrOtherBasis |
| Book Value | 7194353 | BookValue |
Buildings Buildings
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Cost Or Other Basis | 37000000 | InvestmentCostOrOtherBasis |
| Other Cost Or Other Basis | 19413544 | OtherCostOrOtherBasis |
| Depreciation | 3607419 | Depreciation |
| Book Value | 52806125 | BookValue |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Leasehold Improvements | LeaseholdImprovements |
Equipment Equipment
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 5632563 | OtherCostOrOtherBasis |
| Depreciation | 4118868 | Depreciation |
| Book Value | 1513695 | BookValue |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Land Buildings | OtherLandBuildings | |
| Total Of Book Value Land Buildings | 61514173 | TotalOfBookValueLandBuildings |
| Financial Derivatives | FinancialDerivatives | |
| Closely Held Equity Interests | CloselyHeldEquityInterests |
Other Securities OtherSecurities (42 entries)
| DescriptionDescription | Book ValueBookValue | Method Of ValuationMethodOfValuation |
|---|---|---|
| ADAGE CAPITAL PARTNERS | 38939054 | F |
| GARDNER RUSSO SEMPER VIC PRTN | 19356802 | F |
| AXIOM | 16294921 | F |
| SILCHESTER INTL VALUE EQUITY | 21132026 | F |
| TIFF REAL ESTATE PARTNERS II | 2071008 | F |
| PARK ST. NATURAL RESOURCES II | 4042035 | F |
| KAYNE ANDERSON ENERGY FUND V | 168492 | F |
| COVENTRY RE FUND III-A | 2097620 | F |
| BERKSHIRE MULTIFAMILY FUND III | 1787785 | F |
| RESOURCE CAPITAL | 784851 | F |
| DAVIDSON KEMPNER INST PARTNERS | 6437259 | F |
| STARK-SHEPHERD INTERNATIONAL | 594698 | F |
| MASON CAPITAL | 7726325 | F |
| TACONIC OFFSHORE | 6058489 | F |
| CONTRARIAN FUND I OFFSHORE | 1304799 | F |
| INDUS JAPAN | 2013046 | F |
| YORK SELECT UNIT TRUST | 2509959 | F |
| SATELLITE OVERSEAS | 6815 | F |
| OWL CREEK OVERSEAS | 4042957 | F |
| OCTAVIAN OFFSHORE FUND | 3519050 | F |
| GRUSS GLOBAL INVESTORS | 6102013 | F |
| HIGHSIDE OFFSHORE | 3890675 | F |
| BENNETT RESTRUCTURING OFFSHORE | 2529696 | F |
| VALINOR OFFSHORE | 4839027 | F |
| ROYAL CAPITAL VALUE FUND | 3627184 | F |
| NORTH RUN CAPITAL | 3479326 | F |
| YORK EUROPEAN OPPORTUNITIES | 3669710 | F |
| TIFF PARTNERS V | 3873281 | F |
| PARK ST PRIVATE EQUITY VI | 4299756 | F |
| PARK ST PRIVATE EQUITY VII | 3648750 | F |
| SVB STRATEGIC INVESTORS III | 2709698 | F |
| VARDE FUND X | 2146686 | F |
| MERGANSER CAPITAL SHORT TERM | 28486622 | F |
| TIFF REALTY & RESOURCES II | 3010866 | F |
| INDUS ASIA PACIFIC | 3981986 | F |
| GCM LITTLE ARBOR PARTNERS | 26454 | F |
| KNIGHTHEAD OFFSHORE FUND | 4502492 | F |
| FLUIDIC FUEL CELL | 1555018 | F |
| ENERVEST | 499237 | F |
| SCOPIA | 2946758 | F |
| SCOUT CAPITAL | 4390069 | F |
| TUV RHEINLAND PTL LLC | 397749 | F |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Book Value Securities | 235501044 | TotalOfBookValueSecurities |
| Federal Income Tax Liability | 0 | FederalIncomeTaxLiability |
Other Liabilities OtherLiabilities (2 entries)
| DescriptionDescription | AmountAmount |
|---|---|
| OBLIGATIONS UNDER SPLIT INTEREST | $3,388,863 |
| UNREALIZED SWAP LIABILITIES | $6,520,424 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Amounts | 9909287 | TotalOfAmounts |
| Total Revenue | 72989085 | TotalRevenue |
| Total Expenses | 70835917 | TotalExpenses |
| Excess Or Deficit For Year | 2153168 | ExcessOrDeficitForYear |
| Net Unrealized GL On Investments | 88394719 | NetUnrealizedGLOnInvestments |
| Other | -$18,030,510 | OtherAmount |
| Total Adjustments | 70364209 | TotalAdjustments |
| Excess Or Deficit Per FS | 72517377 | ExcessOrDeficitPerFS |
| Tot Revenue Etc Audited Fincl Stmt | 161844412 | TotRevenueEtcAuditedFinclStmt |
| Net Unrealized Gains Investments | 88394719 | NetUnrealizedGainsInvestments |
| Other Revenues | 1179478 | OtherRevenues |
| Revenue Not Rptd F990 | 89574197 | RevenueNotRptdF990 |
| Revenue Subtotal | 72270215 | RevenueSubtotal |
| Investment Expenses Not Included | 718870 | InvestmentExpensesNotIncluded |
| Revenue Not Rptd On Fin Stmt | 718870 | RevenueNotRptdOnFinStmt |
| Total Revenue Per Form990 | 72989085 | TotalRevenuePerForm990 |
| Tot Expenses Etc Audited Fincl Stmt | 89327035 | TotExpensesEtcAuditedFinclStmt |
| Expenses Subtotal | 89327035 | ExpensesSubtotal |
| Investment Expenses Not Included2 | 718870 | InvestmentExpensesNotIncluded2 |
| Other Expenses Not Included | -19209988 | OtherExpensesNotIncluded |
| Expenses Not Rptd On Fin Stmt | -18491118 | ExpensesNotRptdOnFinStmt |
| Total Expenses Per Form990 | 70835917 | TotalExpensesPerForm990 |
Form990 Schedule D Part XIV Form990ScheduleDPartXIV (6 entries)
| IdentifierIdentifier | Return ReferenceReturnReference | ExplanationExplanation |
|---|---|---|
| Custodial Accounts | Schedule D, Part IV, Line 2b | The Arizona State University Foundation For A New American University holds assets as the trustee of a grantor trust for ASU and holds assets under an investment agreement with ASU Alumni Association. |
| Endowment Use Description | Schedule D, Part V, Line 4 | All endowment expenditures support the education, research, public service and other activities of Arizona State University. |
| Schedule D, Part XI, Line 8 | Change in value of split interest agreements $199,259 Change in assets due to other entities (18,391,928) Income attributed to Taylor Trust reported on separate tax return 162,159 --------------- $(18,030,510) | |
| Schedule D, Part XII, Line 2d | Change in value of split interest agreements $199,259 Change in assets due to other entities (18,391,928) Income attributed to Taylor Trust reported on separate tax return 162,159 Brickyard Rental Expenses (2,196,419) ASU Expense Recovery 21,406,409 --------------- $1,179,478 | |
| Schedule D, Part XIII, Line 4b | ASU Expense Recovery $(21,406,407) Brickyard Rental Expenses 2,196,419 -------------- $(19,209,988) | |
| Income Taxes | Schedule D, Part X, Line 2 | The Arizona State University Foundation for a New American University has not recorded any estimates for uncertainty in income tax amounts. |
Schedule F IRS990ScheduleF
Accts Actvs Out US Table AcctsActvsOutUSTable
| Field | Value | IRS element (for citing) |
|---|---|---|
| Region | Central America and the Caribbean | Region |
| Type Of Activities Conducted | Investments | TypeOfActivitiesConducted |
| Total Expenditures | 71761527 | TotalExpenditures |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Subtotal Amount Spent | 71761527 | SubtotalAmountSpent |
| Total Amount Spent | 71761527 | TotalAmountSpent |
| Transfer To Foreign Corp | true | TransferToForeignCorp |
| Interest In Foreign Trust | false | InterestInForeignTrust |
| Own Foreign Corp | true | OwnForeignCorp |
| Passive Foreign Invest Co | true | PassiveForeignInvestCo |
| Foreign Partnership | true | ForeignPartnership |
| Boycott Countries | false | BoycottCountries |
Schedule G IRS990ScheduleG
| Field | Value | IRS element (for citing) |
|---|---|---|
| Mail Solicitations | X | MailSolicitations |
| Email Solicitations | X | EmailSolicitations |
| Phone Solicitations | X | PhoneSolicitations |
| In Person Solicitations | X | InPersonSolicitations |
| Solicitation Of Non Govt Grants | X | SolicitationOfNonGovtGrants |
| Agreement Ref Fundraising | true | AgreementRefFundraising |
Fundraiser Activity Information FundraiserActivityInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Of Individual | The Eudy Company LTD | NameOfIndividual |
Address US AddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 4200 Massachusetts Ave NW 312 | AddressLine1 |
| City | Washington | City |
| State | DC | State |
| ZIP Code | 20016 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Activity | Consulting | Activity |
| Fundraiser Control Of Funds | false | FundraiserControlOfFunds |
| Gross Receipts | 0 | GrossReceipts |
| Amount Retained By Contractor | 90000 | AmountRetainedByContractor |
| Net To Organization | 0 | NetToOrganization |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Gross Receipts | 0 | TotalGrossReceipts |
| Total Retained By Contractors | 90000 | TotalRetainedByContractors |
| Total Net To Organization | 0 | TotalNetToOrganization |
| Licensed States | AL | LicensedStates |
| Licensed States | AK | LicensedStates |
| Licensed States | AZ | LicensedStates |
| Licensed States | AR | LicensedStates |
| Licensed States | CA | LicensedStates |
| Licensed States | CT | LicensedStates |
| Licensed States | DE | LicensedStates |
| Licensed States | DC | LicensedStates |
| Licensed States | FL | LicensedStates |
| Licensed States | GA | LicensedStates |
| Licensed States | ID | LicensedStates |
| Licensed States | IL | LicensedStates |
| Licensed States | IN | LicensedStates |
| Licensed States | IA | LicensedStates |
| Licensed States | KS | LicensedStates |
| Licensed States | KY | LicensedStates |
| Licensed States | LA | LicensedStates |
| Licensed States | ME | LicensedStates |
| Licensed States | MA | LicensedStates |
| Licensed States | MI | LicensedStates |
| Licensed States | MN | LicensedStates |
| Licensed States | MS | LicensedStates |
| Licensed States | MO | LicensedStates |
| Licensed States | MT | LicensedStates |
| Licensed States | NE | LicensedStates |
| Licensed States | NV | LicensedStates |
| Licensed States | NH | LicensedStates |
| Licensed States | NJ | LicensedStates |
| Licensed States | NM | LicensedStates |
| Licensed States | NY | LicensedStates |
| Licensed States | NC | LicensedStates |
| Licensed States | ND | LicensedStates |
| Licensed States | OH | LicensedStates |
| Licensed States | OK | LicensedStates |
| Licensed States | OR | LicensedStates |
| Licensed States | PA | LicensedStates |
| Licensed States | RI | LicensedStates |
| Licensed States | SC | LicensedStates |
| Licensed States | SD | LicensedStates |
| Licensed States | TN | LicensedStates |
| Licensed States | TX | LicensedStates |
| Licensed States | UT | LicensedStates |
| Licensed States | VT | LicensedStates |
| Licensed States | VA | LicensedStates |
| Licensed States | WA | LicensedStates |
| Licensed States | WV | LicensedStates |
| Licensed States | WY | LicensedStates |
Schedule I IRS990ScheduleI
| Field | Value | IRS element (for citing) |
|---|---|---|
| Records Maintained | true | RecordsMaintained |
Recipient Table RecipientTable (5 entries)
| Address Line1AddressUS/AddressLine1 | CityAddressUS/City | StateAddressUS/State | ZIP CodeAddressUS/ZIPCode | EIN Of RecipientEINOfRecipient | IRC SectionIRCSection | Amount Of Cash GrantAmountOfCashGrant | Purpose Of GrantPurposeOfGrant |
|---|---|---|---|---|---|---|---|
| Arizona State University | |||||||
| PO Box 870502 | Tempe | AZ | 85287 | 860196696 | 115 | 47961981 | Program Support Program Support Program Support Program Support Program Support |
| ASU Alumni Association | |||||||
| PO Box 873702 | Tempe | AZ | 85287 | 866053009 | 501 (c)(3) | 55350 | PROGRAM SUPPORT |
| Sun Angel Foundation | |||||||
| PO Box 872505 | Tempe | AZ | 85287 | 860138459 | 501 (c)(3) | 84990 | PROGRAM SUPPORT |
| University of Arkansas | |||||||
| 1 University of Arkansas | Fayetteville | AR | 72701 | 716056774 | 501 (c)(3) | 1000000 | PROGRAM SUPPORT |
| ASU Preparatory Academy | |||||||
| PO Box 878405 | Tempe | AZ | 85287 | 260664313 | 501(C)(3) | 96078 | Program Support |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Nbr Of501 C3 And Govt Grants | 3 | TotalNbrOf501C3AndGovtGrants |
| Total Nbr Of Other Organizations | 2 | TotalNbrOfOtherOrganizations |
Form990 Schedule I Part IV Form990ScheduleIPartIV
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | Procedure for Monitoring Use of Grant Funds Inside U.S. | Identifier |
| Return Reference | Schedule I, Part I, Line 2 | ReturnReference |
| Explanation | Grants paid consist of funds provided to Arizona State University, its affiliates and other non-profits for ASU related initiatives, which are accounted for and monitored through the use of accounts and account purposes at the time of each disbursement. | Explanation |
Schedule J IRS990ScheduleJ
| Field | Value | IRS element (for citing) |
|---|---|---|
| Travel For Companions | X | TravelForCompanions |
| Idemnification Gross Up Payments | X | IdemnificationGrossUpPayments |
| Housing Allowance Or Residence | X | HousingAllowanceOrResidence |
| Written Policy Re T And E Expenses | true | WrittenPolicyReTAndEExpenses |
| Substantiation Required | true | SubstantiationRequired |
| Compensation Committee | X | CompensationCommittee |
| Independent Consultant | X | IndependentConsultant |
| Written Employment Contract | X | WrittenEmploymentContract |
| Board Or Committee Approval | X | BoardOrCommitteeApproval |
| Severance Payment | false | SeverancePayment |
| Supplemental Nonqual Retire Plan | false | SupplementalNonqualRetirePlan |
| Equity Based Comp Arrangement | false | EquityBasedCompArrangement |
| Comp Based On Revenue Of Filing Org | false | CompBasedOnRevenueOfFilingOrg |
| Comp Based On Revenue Related Orgs | false | CompBasedOnRevenueRelatedOrgs |
| Comp Based Net Earnings Filing Org | false | CompBasedNetEarningsFilingOrg |
| Comp Based Net Earnings Relate Orgs | false | CompBasedNetEarningsRelateOrgs |
| Any Non Fixed Payments | true | AnyNonFixedPayments |
| Initial Contract Exception | false | InitialContractException |
Form990 Schedule J Part II Form990ScheduleJPartII (7 entries)
| Base Compensation Filing OrgBaseCompensationFilingOrg | Comp Based On Related OrgsCompBasedOnRelatedOrgs | Bonus Filing OrgBonusFilingOrg | Bonus Related OrgsBonusRelatedOrgs | Other Compensation Filing OrgOtherCompensationFilingOrg | Other Compensation Related OrgsOtherCompensationRelatedOrgs | Deferred Comp Filing OrgDeferredCompFilingOrg | Deferred Comp Related OrgsDeferredCompRelatedOrgs | Nontaxable Benefits Filing OrgNontaxableBenefitsFilingOrg | Nontaxable Benefits Related OrgsNontaxableBenefitsRelatedOrgs | Total Compensation Filing OrgTotalCompensationFilingOrg | Total Compensation Related OrgsTotalCompensationRelatedOrgs | Comp Report Prior990 Filing OrgCompReportPrior990FilingOrg | Comp Report Prior990 Related OrgsCompReportPrior990RelatedOrgs |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Johnnie Ray | |||||||||||||
| 431911 | 0 | 0 | 0 | 1721 | 0 | 0 | 0 | 7387 | 0 | 441019 | 0 | 0 | 0 |
| Virginia Foltz | |||||||||||||
| 151270 | 0 | 0 | 0 | 0 | 0 | 4513 | 0 | 15236 | 0 | 171019 | 0 | 0 | 0 |
| Jacqueline Norton | |||||||||||||
| 244783 | 0 | 0 | 0 | 0 | 0 | 7326 | 0 | 8018 | 0 | 260127 | 0 | 0 | 0 |
| Augustine Cheng AZTE | |||||||||||||
| 347077 | 0 | 107250 | 0 | 540 | 0 | 8250 | 0 | 3458 | 0 | 466575 | 0 | 0 | 0 |
| John Geltosky AZTE | |||||||||||||
| 232783 | 0 | 0 | 0 | 2490 | 0 | 5625 | 0 | 10447 | 0 | 251345 | 0 | 0 | 0 |
| Jill Uhl AZTE | |||||||||||||
| 208628 | 0 | 22500 | 0 | 0 | 0 | 6675 | 0 | 9884 | 0 | 247687 | 0 | 0 | 0 |
| Julie Lim | |||||||||||||
| 196491 | 0 | 14420 | 0 | 0 | 0 | 4000 | 0 | 13801 | 0 | 228712 | 0 | 0 | 0 |
Form990 Schedule J Part III Form990ScheduleJPartIII (5 entries)
| IdentifierIdentifier | Return ReferenceReturnReference | ExplanationExplanation |
|---|---|---|
| Housing allowance | Schedule J, Part I, Line 1a | The Sr VP of Business Dev of AZTE and VP of Legal Affairs/Corp Dev of AZTE receive housing allowances. The payments are reported as taxable compensation and reported on Form W-2. |
| Travel for companions | Schedule J, Part I, Line 1a | The CEO of AZTE receives travel reimbursements for himself and his spouse. The payments are reported as taxable compensation and reported on Form W-2. |
| Tax indemnification and gross-up payments | Schedule J, Part I, Line 1a | The CEO of AZTE receives tax gross up payments. The payments are reported as taxable compensation and reported on Form W-2. |
| Non-fixed payments | Schedule J, Part I, Line 7 | For Arizona State University Foundation For A New American University, non-fixed payments are based on compensation agreements and success benchmarks stated in employment contracts. The compensation contract for the CEO of Arizona Science and Technology Enterprises (AZTE) allows for the Board of Directors of AZTE to approve discretionary bonuses without fixed amount calculations based on the Board's overall satisfaction of the CEO's performance. |
| Schedule J, Part II | ARIZONA STATE UNIVERSITY FOUNDATION FOR A NEW AMERICAN UNIVERSITY'S FIVE HIGHEST PAID EMPLOYEES INCLUDE THREE MEMBERS OF THE MANAGEMENT TEAM OF ITS SUBSIDIARY, ARIZONA SCIENCE AND TECHNOLOGY ENTERPRISES (AZTE). THESE AZTE EMPLOYEES ARE NOT DIRECTLY INVOLVED IN THE FUNDRAISING ACTIVITIES OF THE ARIZONA STATE UNIVERSITY FOUNDATION FOR A NEW AMERICAN UNIVERSITY. AZTE IS A LIMITED LIABILITY CORPORATION IN WHICH THE ARIZONA STATE UNIVERSITY FOUNDATION FOR A NEW AMERICAN UNIVERSITY IS THE SOLE MEMBER AND PROVIDES TECHNOLOGY TRANSFER SERVICES FOR ARIZONA STATE UNIVERSITY. AS THE SOLE MEMBER, THE ARIZONA STATE UNIVERSITY FOUNDATION FOR A NEW AMERICAN UNIVERSITY HAS DELEGATED RESPONSIBILITY FOR MANAGEMENT OF AZTE TO THE SEVEN-MEMBER BOARD OF DIRECTORS FOR AZTE, INCLUDING OPERATIONAL ACTIVITIES AND COMPENSATION. |
Schedule K IRS990ScheduleK
Form990 Schedule K Part I Form990ScheduleKPartI (3 entries)
| Issuer EINIssuerEIN | CUSIP NumberCUSIPNumber | Date IssuedDateIssued | Issue PriceIssuePrice | Description Of PurposeDescriptionOfPurpose | DefeasedDefeased | On Behalf Of IssuerOnBehalfOfIssuer | Pool FinancingPoolFinancing |
|---|---|---|---|---|---|---|---|
| Industrial Devlpmt Auth of City of Tempe AZ | |||||||
| 860439481 | 87972MAB8 | 2004-07-01 | 22420000 | Acquire Improve and Equip Facility | false | false | false |
| Industrial Devlpmt Auth of the county of Maricopa | |||||||
| 860445263 | 2006-11-16 | 3300000 | lease computer system | false | false | false | |
| Industrial Devlpment Auth of the City of Tempe AZ | |||||||
| 860439481 | 87972FBD8 | 2003-10-28 | 47673436 | construct and equip facility | false | false | false |
Form990 Schedule K Part II Form990ScheduleKPartII (3 entries)
| Amount RetiredAmountRetired | Amount Bond DefeasedAmountBondDefeased | Total ProceedsTotalProceeds | Amount In Reserve FundAmountInReserveFund | Capitalized InterestCapitalizedInterest | Refunding EscrowRefundingEscrow | Issuance Costs From ProceedsIssuanceCostsFromProceeds | Credit EnhancementCreditEnhancement | Working Capital ExpendituresWorkingCapitalExpenditures | Capital ExpendituresCapitalExpenditures | Other Spent ProceedsOtherSpentProceeds | Amount UnspentAmountUnspent | Year Of Subst CompletionYearOfSubstCompletion | Current RefundingCurrentRefunding | Advance RefundingAdvanceRefunding | Final Allocation MadeFinalAllocationMade | Adequate Books And Recds MaintaindAdequateBooksAndRecdsMaintaind |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 22175437 | 650000 | 0 | 0 | 277740 | 0 | 0 | 21247697 | 0 | 0 | 2004 | false | false | true | true |
| 2536905 | 0 | 3374309 | 0 | 0 | 0 | 0 | 0 | 66000 | 3308309 | 0 | 0 | 2007 | false | false | true | true |
| 2420000 | 0 | 48251327 | 0 | 4695143 | 0 | 659122 | 518817 | 0 | 42378245 | 0 | 0 | 2005 | false | false | true | true |
Form990 Schedule K Part III Form990ScheduleKPartIII (3 entries)
| Owning Bond Financed PropertyOwningBondFinancedProperty | Any Lease ArrangementsAnyLeaseArrangements | Mngment Cntrct Bond Financd PrprtyMngmentCntrctBondFinancdPrprty | Any Research AgreementsAnyResearchAgreements | Prcntge Prvt Business Use By OthersPrcntgePrvtBusinessUseByOthers | Percentage Of Prvt Business Re UBIPercentageOfPrvtBusinessReUBI | Total Private Business UseTotalPrivateBusinessUse | Post Issuance Compliance ProcdrsPostIssuanceComplianceProcdrs |
|---|---|---|---|---|---|---|---|
| false | false | false | false | 0.00000 | 0.00000 | 0.00000 | true |
| false | false | false | false | 0.00000 | 0.00000 | 0.00000 | true |
| false | true | false | false | 0.02950 | 0.00000 | 0.02950 | true |
Form990 Schedule K Part IV Form990ScheduleKPartIV (3 entries)
| Form8038 T FiledForm8038TFiled | Variable Rate IssueVariableRateIssue | Hedge Identified In Books And RecdsHedgeIdentifiedInBooksAndRecds | Term Of HedgeTermOfHedge | Superintegrated HedgeSuperintegratedHedge | Hedge TerminatedHedgeTerminated | Gross Proceeds Invested In GICGrossProceedsInvestedInGIC | Gross Proceeds InvestedGrossProceedsInvested | Exception To RebateExceptionToRebate | Term Of GICTermOfGIC | Regulatory Safe Harbor SatisfiedRegulatorySafeHarborSatisfied |
|---|---|---|---|---|---|---|---|---|---|---|
| Bank of America | ||||||||||
| false | true | true | 30. | false | false | false | true | false | ||
| (no name) | ||||||||||
| false | false | false | false | false | true | |||||
| AIG Matched Funding | ||||||||||
| false | false | false | true | true | false | 3.3 | true | |||
Schedule L IRS990ScheduleL
Form990 Schedule L Part IV Form990ScheduleLPartIV
Name Of Interested Person NameOfInterestedPerson
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Person | Mark Corey | NamePerson |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Relationship | Family member of director | Relationship |
| Amount Of Transaction | 14328 | AmountOfTransaction |
| Description Of Transaction | Compensation | DescriptionOfTransaction |
| Sharing Of Revenues | false | SharingOfRevenues |
Schedule M IRS990ScheduleM
| Field | Value | IRS element (for citing) |
|---|---|---|
| Works Of Art | WorksOfArt | |
| Art Historical Treasures | ArtHistoricalTreasures | |
| Art Fractional Interest | ArtFractionalInterest | |
| Books And Publications | BooksAndPublications | |
| Clothing And Household Goods | ClothingAndHouseholdGoods | |
| Cars And Other Vehicles | CarsAndOtherVehicles | |
| Boats And Planes | BoatsAndPlanes | |
| Intellectual Property | IntellectualProperty |
Securities Publicly Traded SecuritiesPubliclyTraded
| Field | Value | IRS element (for citing) |
|---|---|---|
| Non Cash Checkbox | X | NonCashCheckbox |
| Number Of Contributions | 40 | NumberOfContributions |
| Noncash Contribs Rptd F990 | 6714049 | NoncashContribsRptdF990 |
| Method Of Determining Revenues | FMV | MethodOfDeterminingRevenues |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities Closely Held Stock | SecuritiesCloselyHeldStock | |
| Securities Prtnrshp Trust Intrsts | SecuritiesPrtnrshpTrustIntrsts | |
| Securities Miscellaneous | SecuritiesMiscellaneous | |
| Qualified Contrib Hist Struct | QualifiedContribHistStruct | |
| Qualified Contrib Other | QualifiedContribOther | |
| Real Estate Residential | RealEstateResidential | |
| Real Estate Commercial | RealEstateCommercial | |
| Real Estate Other | RealEstateOther | |
| Collectibles | Collectibles | |
| Food Inventory | FoodInventory | |
| Drugs And Medical Supplies | DrugsAndMedicalSupplies | |
| Taxidermy | Taxidermy | |
| Historical Artifacts | HistoricalArtifacts | |
| Scientific Specimens | ScientificSpecimens | |
| Archaeological Artifacts | ArchaeologicalArtifacts | |
| Number Of8283 Received | 0 | NumberOf8283Received |
| Any Property That Must Be Held | false | AnyPropertyThatMustBeHeld |
| Review Process Unusual NC Gifts | true | ReviewProcessUnusualNCGifts |
| Third Parties Used | false | ThirdPartiesUsed |
Schedule O IRS990ScheduleO
General Explanation GeneralExplanation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | ARIZONA STATE UNIVERSITY FOUNDATION FOR A NEW AMERICAN UNIVERSITY IS | Identifier |
| Return Reference | REFERRED TO AS "ASUF" OR "THE FOUNDATION" IN THIS SCHEDULE | ReturnReference |
| Explanation | Form 990, Part I and Part III, Line 1 THE MISSION OF ASUF IS TO MOBILIZE THE ASU COMMUNITY AS AN ENGINE FOR POSITIVE CHANGE THAT, THROUGH PHILANTHROPIC INVESTMENT, WILL MEASURABLY AFFECT SOCIETY'S PRESSING ISSUES THROUGH THE UNIVERSITY'S VAST CONSTELLATION OF INTELLECTUAL CAPITAL, RESEARCH INFRASTRUCTURE, STUDENTS, ALUMNI AND FRIENDS. TO DO THIS, ASUF RAISES, INVESTS AND MANAGES PRIVATE FUNDS TO BENEFIT ARIZONA STATE UNIVERSITY AND SERVES AS THE UNIVERSITY'S ENTREPRENEURIAL ARM IN TECHNOLOGY COMMERCIALIZATION, REAL ESTATE INVESTMENT AND OTHER EMERGING INITIATIVES. Form 990, Part IV, Line 18 and Schedule G: ASUF conducts fundraising events in concert with Arizona State University. The Foundation's systems do not track individual fundraising events and detail is not readily available. Form 990, Part VI, Line 11b: ASUF's Form 990, Return of Organization Exempt From Income Tax, is prepared by an accounting firm. The draft is submitted to the ASU Foundation for review by management for accuracy of reporting. The board of directors has delegated review of the Form 990 to the Audit Committee. Management and a representative of the accounting firm review the Form 990 with the Audit Committee. Once approved and accepted by the Audit Committee, the form is signed by the CFO and submitted electronically to the IRS. Form 990, Part VI, Line 12c: Upon hire and on an annual basis, officers, directors, trustees and key employees are required to disclose any conflicts or potential conflicts relating to their involvement with ASUF. In addition, any time the individuals referred to above become aware of a new conflict, they are required to submit an updated conflict of interest/commitment form to the ASUF General Counsel. Form 990, Part VI, Line 15a: For ASUF, the Board of Directors approves the compensation package for the CEO based on current market comparisons provided by the foundation's Employee Relations Department obtained from an independent compensation firm, responsibilites of the position, goals of the foundation and negotiations with the CEO. All other compensation decisions have been delegated to the CEO from the Board of Directors and a similar process is followed for obtaining CEO approval of key employees COMPENSATION. For Arizona Science and Technology Enterprises (AZTE), a single member limited liability company controlled by ASUF, the CEO's compensation contract was reviewed through general counsel of ASUF and general counsel of ASU. It included a compensation comparison performed by a third party service provider and was approved by AZTE's Board of Directors. Form 990, Part VI, Line 19: The ASUF financial statements and Conflict of Interest Policy are available to the public on the organization's website. The organization's governing documents are not available to the public. Form 990, Part VII, Section B, Line 1 and Attachment 1: All of the legal services disclosed in attachment 1 were performed in support of AzTE's technology transfer services to the University and are not related to the primary fundraising services of the Foundation. Form 990, Part IX, Line 24d: In its effort to support ASU, the Foundation and Affiliates perform a broad scope of services that include: fundraising, investment management, technology transfer, advocacy, university branding and marketing, educational awareness, and property financing and management. Certain elements of management and general expenses are driven by the broad scope of the Foundation's role in support of ASU. The ASU Foundation's fundraising expenses support activities that generate contributions that go directly to entities other than itself, such as ASU and other ASU affiliates; thus, not all fundraising results generated through the Foundation's efforts are reflected in the contribution totals on the Foundation's 990. Form 990, Part XI, Line 5: Net Unrealized gains (losses) on investments 88,394,719 Change in Assets due to Other Entities (18,391,928) Change in Value of Split Interest Agreements 199,259 Change in Value of Unrealized Swap 666,914 __________________ Total Other Changes in Net Assets 70,868,964 Form 990, Schedule R, Part IV, Column H: The Trusts reflected on Part IV are charitable trusts for which ASUF is a remainder beneficiary. If ASUF is the sole remainder beneficiary, column H reflects 100% and their share of the end of the year assets in column G is the net assets of the Trust after a reduction for the portion of the assets representing the income beneficiary's interest. | Explanation |
Schedule R IRS990ScheduleR
Form990 Schedule R Part I Form990ScheduleRPartI (8 entries)
| Address Line1AddressUS/AddressLine1 | CityAddressUS/City | StateAddressUS/State | ZIP CodeAddressUS/ZIPCode | EINEIN | Primary ActivitiesPrimaryActivities | Legal Domicile StateLegalDomicileState | Total IncomeTotalIncome | EOY AssetsEOYAssets | Business Name Line1DirectControllingEntityName/BusinessNameLine1 |
|---|---|---|---|---|---|---|---|---|---|
| AZ Science and Technology Enterprises | |||||||||
| PO Box 2260 | Tempe | AZ | 85280 | 866051042 | Intellec Prop | AZ | 1016041 | 5345513 | NA |
| ASUF LLC | |||||||||
| PO Box 2260 | Tempe | AZ | 85280 | 866051042 | Real Estate | AZ | 12412 | 41228701 | NA |
| ASUF Brickyard LLC | |||||||||
| PO Box 2260 | Tempe | AZ | 85280 | 866051042 | Real Estate | AZ | 6178947 | 40202029 | NA |
| ASUF Scottsdale LLC | |||||||||
| PO Box 2260 | Tempe | AZ | 85280 | 866051042 | Real Estate | AZ | 1750 | 338959 | NA |
| ASUF Dupont LLC | |||||||||
| PO Box 2260 | Tempe | AZ | 85280 | 866051042 | Real Estate | AZ | -1367 | 18023 | NA |
| ISW Technologies LLC | |||||||||
| PO Box 2260 | Tempe | AZ | 85280 | 866051042 | Intellec Prop | AZ | 0 | 0 | AZ Sci Tech |
| RH Technologies LLC | |||||||||
| PO Box 2260 | Tempe | AZ | 85280 | 866051042 | Intellec prop | AZ | 0 | 0 | AZ Sci Tech |
| 3D Cell Technologies LLC | |||||||||
| PO Box 2260 | Tempe | AZ | 85280 | 866051042 | Intellec Prop | AZ | 0 | 0 | AZ Sci Tech |
Form990 Schedule R Part II Form990ScheduleRPartII
Name Of Disregarded Entity NameOfDisregardedEntity
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Taylor Trust FBO Asu Foundation | BusinessNameLine1 |
Address US AddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO Box 2260 | AddressLine1 |
| City | Tempe | City |
| State | AZ | State |
| ZIP Code | 85280 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 866252445 | EIN |
| Primary Activities | Support | PrimaryActivities |
| Legal Domicile State | AZ | LegalDomicileState |
| Exempt Code Section | 501(c)(3) | ExemptCodeSection |
| Public Charity Status | 11(A) | PublicCharityStatus |
Direct Controlling Entity Name DirectControllingEntityName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | NA | BusinessNameLine1 |
Form990 Schedule R Part IV Form990ScheduleRPartIV (24 entries)
| Address Line1AddressUS/AddressLine1 | CityAddressUS/City | StateAddressUS/State | ZIP CodeAddressUS/ZIPCode | EINEIN | Primary ActivityPrimaryActivity | Legal Domicile StateLegalDomicileState | Business Name Line1DirectControllingEntityName/BusinessNameLine1 | Type Of EntityTypeOfEntity | Share Of Total IncomeShareOfTotalIncome | Share Of EOY AssetsShareOfEOYAssets | Percentage OwnershipPercentageOwnership |
|---|---|---|---|---|---|---|---|---|---|---|---|
| AZTE Ventures Co | |||||||||||
| 1475 N Scottsdale Rd Ste 200 | Scottsdale | AZ | 85257 | 270151042 | Solar Energy | AZ | NA | C Corp | 22736 | 416354 | 1.00000 |
| Alice O Quesada CRUT | |||||||||||
| US Bank PO Box 3168 | Portland | OR | 97208 | 860903478 | Charit REM TR | OR | NA | Trust | 88803 | 1.00000 | |
| Betsy A Bloechl CRUT | |||||||||||
| US Bank PO Box 3168 | Portland | OR | 97208 | 860959260 | Charit REM TR | OR | NA | Trust | 2887 | 1.00000 | |
| Bridget C Hunsiger CRUT | |||||||||||
| US Bank PO Box 3168 | Portland | OR | 97208 | 860959262 | Charit REM TR | OR | NA | Trust | 2312 | 1.00000 | |
| Clyde Jean Owen CRUT | |||||||||||
| US Bank PO Box 3168 | Portland | OR | 97208 | 860854564 | Charit REM TR | OR | NA | Trust | 108651 | 1.00000 | |
| Dora O Quesada CRUT | |||||||||||
| US Bank PO Box 3168 | Portland | OR | 97208 | 860903476 | Charit REM TR | OR | NA | Trust | 23811 | 1.00000 | |
| Edward M Bloechl CRUT | |||||||||||
| US Bank PO Box 3168 | Portland | OR | 97208 | 860959263 | Charit REM TR | OR | NA | Trust | 1911 | 1.00000 | |
| Eleanor Ann Robb CRUT | |||||||||||
| US Bank PO Box 3168 | Portland | OR | 97208 | 860999057 | Charit REM TR | OR | NA | Trust | 58318 | 1.00000 | |
| Eleanor Ann Robb CRUT | |||||||||||
| US Bank PO Box 3168 | Portland | OR | 97208 | 426639208 | Charit REM TR | OR | NA | Trust | 75473 | 1.00000 | |
| Ernest E & Betsy G Roberts A | |||||||||||
| US Bank PO Box 3168 | Portland | OR | 97208 | 860827414 | Charit REM TR | OR | NA | Trust | 23077 | 1.00000 | |
| Eugene R Charitable CRUT | |||||||||||
| US Bank PO Box 3168 | Portland | OR | 97208 | 860903459 | Charit REM TR | OR | NA | Trust | 88702 | 1.00000 | |
| F Richard & Eileen A Bloechl | |||||||||||
| US Bank PO Box 3168 | Portland | OR | 97208 | 866218057 | Charit REM TR | OR | NA | Trust | 58640 | 1.00000 | |
| Gene Gamble CRUT | |||||||||||
| US Bank PO Box 3168 | Portland | OR | 97208 | 846389804 | Charit REM TR | OR | NA | Trust | 95769 | 1.00000 | |
| Howard & Jacki Bowers CRUT | |||||||||||
| US Bank PO Box 3168 | Portland | OR | 97208 | 686211554 | Charit REM TR | OR | NA | Trust | 162961 | 1.00000 | |
| Kathleen S Wegner CRUT | |||||||||||
| US Bank PO Box 3168 | Portland | OR | 97208 | 860959261 | Charit REM TR | OR | NA | Trust | 2653 | 1.00000 | |
| Lillian McFarland Baklarz | |||||||||||
| US Bank PO Box 3168 | Portland | OR | 97208 | 860973787 | Charit REM TR | OR | NA | Trust | 37832 | 1.00000 | |
| Mary M Bloechl CRUT | |||||||||||
| US Bank PO Box 3168 | Portland | OR | 97208 | 860959400 | Charit REM TR | OR | NA | Trust | 1744 | 1.00000 | |
| Mason Family CRUT | |||||||||||
| US Bank PO Box 3168 | Portland | OR | 97208 | 266146207 | Charit REM TR | OR | NA | Trust | 42795 | 1.00000 | |
| Pasquale & Jean Ferrara CRUT | |||||||||||
| TD Ameritrade PO Box 2209 | Omaha | NE | 61803 | 866226540 | Charit REM TR | NE | NA | Trust | 4029 | 1.00000 | |
| Robert G & B Jean Binder CRT | |||||||||||
| US Bank PO Box 3168 | Portland | OR | 97208 | 866212207 | Charit REM TR | OR | NA | Trust | 231578 | 1.00000 | |
| Robert P Gambill CRUT | |||||||||||
| US Bank PO Box 3168 | Portland | OR | 97208 | 866218144 | Charit REM TR | OR | NA | Trust | 95599 | 1.00000 | |
| Roger J Meara CRUT | |||||||||||
| US Bank PO Box 3168 | Portland | OR | 97208 | 861012674 | Charit REM TR | OR | NA | Trust | 47702 | 1.00000 | |
| Rose M Peters CRT | |||||||||||
| US Bank PO Box 3168 | Portland | OR | 97208 | 866192055 | Charit REM TR | OR | NA | Trust | 31192 | 1.00000 | |
| The Bloechl Family CRUT | |||||||||||
| US Bank PO Box 3168 | Portland | OR | 97208 | 866225657 | Charit REM TR | OR | NA | Trust | 10886 | 1.00000 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Receipt Of Int Ann Rents Royalties | false | ReceiptOfIntAnnRentsRoyalties |
| Gift Grant Or Cap Contr To Other Org | true | GiftGrantOrCapContrToOtherOrg |
| Gift Grant Or Cap Contr Fr Other Org | false | GiftGrantOrCapContrFrOtherOrg |
| Loans Or Guarantees To Other Org | false | LoansOrGuaranteesToOtherOrg |
| Loans Or Guarantees From Other Org | false | LoansOrGuaranteesFromOtherOrg |
| Sale Of Assets To Other Org | false | SaleOfAssetsToOtherOrg |
| Purchase Of Assets From Other Org | false | PurchaseOfAssetsFromOtherOrg |
| Exchange Of Assets | false | ExchangeOfAssets |
| Rental Of Facilities To Other Orgs | false | RentalOfFacilitiesToOtherOrgs |
| Rental Of Facilities Fr Other Orgs | false | RentalOfFacilitiesFrOtherOrgs |
| Perform Of Services For Other Orgs | true | PerformOfServicesForOtherOrgs |
| Perform Of Services By Other Orgs | false | PerformOfServicesByOtherOrgs |
| Sharing Of Facilities | false | SharingOfFacilities |
| Sharing Of Paid Employees | false | SharingOfPaidEmployees |
| Reimbursement Paid To Other Org | false | ReimbursementPaidToOtherOrg |
| Reimbursement Paid By Other Org | false | ReimbursementPaidByOtherOrg |
| Other Transfer To Other Org | false | OtherTransferToOtherOrg |
| Other Transfer From Other Org | false | OtherTransferFromOtherOrg |
Affiliated Group Schedule AffiliatedGroupSchedule
Affiliated Schedule AffiliatedSchedule (2 entries)
| Address Line1AddressUS/AddressLine1 | CityAddressUS/City | StateAddressUS/State | ZIP CodeAddressUS/ZIPCode | EINEIN | Total Grassroots LobbyingTotalGrassrootsLobbying | Total Direct LobbyingTotalDirectLobbying | Total Lobbying ExpendituresTotalLobbyingExpenditures | Other Exempt Purpose ExpendituresOtherExemptPurposeExpenditures | Total Exempt Purpose ExpendituresTotalExemptPurposeExpenditures | Lobbying NontaxableLobbyingNontaxableAmount | Grassroots NontaxableGrassrootsNontaxableAmount | Tot Lobbying Grassroot Minus NontxTotLobbyingGrassrootMinusNontx | Tot Lobby Expend Mns Lobbying NontxTotLobbyExpendMnsLobbyingNontx | Share Of Excess Lobbying ExpendtrsShareOfExcessLobbyingExpendtrs |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| AZTE VENTURES CO | ||||||||||||||
| 1475 North Scottsdale Road Suite 20 | Scottsdale | AZ | 852579908 | 270151042 | 0 | 0 | 0 | 0 | 0 | $0 | $0 | 0 | 0 | 0 |
| ASU Foundation for a New Ame | ||||||||||||||
| PO Box 2260 | Tempe | AZ | 852802260 | 866051042 | 59081 | 437870 | 496951 | 61150074 | 61647025 | $1,000,000 | $250,000 | 0 | 0 | 0 |