WHITAKER FOUNDATION INC: Form 990PF, tax year 2011
View the entire original 990 at ProPublica ↗
- Organization
- WHITAKER FOUNDATION INC (EIN 30-0262001)
- Tax period
- 2011-01-01 to 2011-12-31
- Filed
- 2012-05-16
- IRS object ID
- 201201379349100720
- Schema version
- 2011v1.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Other Expenses Schedule
- Other Increases Schedule
- Other Professional Fees Schedule
- Substantial Contributors Sch
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2012-05-16T12:40:46-07:00 | Timestamp |
| Tax Period End Date | 2011-12-31 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | DUNCAN SMITH & STILZ PSC | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 824 E EUCLID AVE STE 200 | AddressLine1 |
| City | LEXINGTON | City |
| State | KY | State |
| ZIP Code | 405021792 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnType |
| Tax Period Begin Date | 2011-01-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 300262001 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | WHITAKER FOUNDATION INC | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | WHIT | NameControl |
| Phone | 8592995246 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | POB 14037 2937 PARIS PIKE | AddressLine1 |
| City | LEXINGTON | City |
| State | KY | State |
| ZIP Code | 40512 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | JACK E WHITAKER | Name |
| Title | Secretary | Title |
| Date Signed | 2012-05-16 | DateSigned |
| Authorize Third Party | true | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | Stewart A Smith | Name |
| Phone | 8592682221 | Phone |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2011 | TaxYear |
| Build TS | 2016-02-24 21:20:13Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exempt PF | X | ExemptPF |
| FMV Assets EOY | 870046 | FMVAssetsEOY |
| Method Of Accounting Accrual | X | MethodOfAccountingAccrual |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Received Rev And Expnss | 3750 | ContriReceivedRevAndExpnss |
| Not Required To Attach Schedule B | X | NotRequiredToAttachScheduleB |
| Dividends Rev And Expnss | 32937 | DividendsRevAndExpnss |
| Dividends Net Invst Incm | 32937 | DividendsNetInvstIncm |
| Dividends Adj Net Incm | 32937 | DividendsAdjNetIncm |
| Net Gain Sale Assets Rev And Expnss | -40179 | NetGainSaleAssetsRevAndExpnss |
| Gross Sales Price | 166893 | GrossSalesPrice |
| Total Revenue And Expenses | -3492 | TotalRevenueAndExpenses |
| Total Net Investment Income | 32937 | TotalNetInvestmentIncome |
| Total Adjusted Net Income | 32937 | TotalAdjustedNetIncome |
| Accounting Fees Rev And Expnss | 4575 | AccountingFeesRevAndExpnss |
| Accounting Fees Dsbrs Chrtbl Prps | 4575 | AccountingFeesDsbrsChrtblPrps |
| Other Prof Fees Rev And Expnss | 4179 | OtherProfFeesRevAndExpnss |
| Other Prof Fees Net Invst Incm | 4179 | OtherProfFeesNetInvstIncm |
| Other Expenses Rev And Expnss | 15 | OtherExpensesRevAndExpnss |
| Tot Opr Expenses Rev And Expnss | 8769 | TotOprExpensesRevAndExpnss |
| Tot Opr Expenses Net Invst Incm | 4179 | TotOprExpensesNetInvstIncm |
| Tot Opr Expenses Dsbrs Chrtbl Prps | 4575 | TotOprExpensesDsbrsChrtblPrps |
| Contri Gifts Paid Rev And Expnss | 40334 | ContriGiftsPaidRevAndExpnss |
| Contri Gifts Paid Dsbrs Chrtbl Prps | 40334 | ContriGiftsPaidDsbrsChrtblPrps |
| Total Expenses Rev And Expnss | 49103 | TotalExpensesRevAndExpnss |
| Total Expenses Net Invst Incm | 4179 | TotalExpensesNetInvstIncm |
| Total Expenses Dsbrs Chrtbl Prps | 44909 | TotalExpensesDsbrsChrtblPrps |
| Excess Of Revenue Over Expenses | -52595 | ExcessOfRevenueOverExpenses |
| Net Investment Income | 28758 | NetInvestmentIncome |
| Adjusted Net Income | 32937 | AdjustedNetIncome |
Balance Sheets BalanceSheets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | 45577 | CashBOY |
| Cash EOY | 4403 | CashEOY |
| Cash EOYFMV | 4403 | CashEOYFMV |
| Savings And Temp Cash Invst BOY | 9699 | SavingsAndTempCashInvstBOY |
| Savings And Temp Cash Invst EOY | 35538 | SavingsAndTempCashInvstEOY |
| Savings And Temp Cash Invst EOYFMV | 35538 | SavingsAndTempCashInvstEOYFMV |
| Investments Corp Stock BOY | 536154 | InvestmentsCorpStockBOY |
| Investments Corp Stock EOY | 436626 | InvestmentsCorpStockEOY |
| Investments Corp Stock EOYFMV | 436626 | InvestmentsCorpStockEOYFMV |
| Investments Corp Bonds BOY | 206844 | InvestmentsCorpBondsBOY |
| Investments Corp Bonds EOY | 194504 | InvestmentsCorpBondsEOY |
| Investments Corp Bonds EOYFMV | 194504 | InvestmentsCorpBondsEOYFMV |
| Investments Other BOY | 71128 | InvestmentsOtherBOY |
| Investments Other EOY | 198975 | InvestmentsOtherEOY |
| Investments Other EOYFMV | 198975 | InvestmentsOtherEOYFMV |
| Total Assets BOY | 869402 | TotalAssetsBOY |
| Total Assets EOY | 870046 | TotalAssetsEOY |
| Total Assets EOYFMV | 870046 | TotalAssetsEOYFMV |
| Total Liabilities EOY | 0 | TotalLiabilitiesEOY |
| Org That Follow SFAS117 | X | OrgThatFollowSFAS117 |
| Unrestricted BOY | 869402 | UnrestrictedBOY |
| Unrestricted EOY | 870046 | UnrestrictedEOY |
| Total Net Assets BOY | 869402 | TotalNetAssetsBOY |
| Total Net Assets EOY | 870046 | TotalNetAssetsEOY |
| Total Liabilities Net Assets BOY | 869402 | TotalLiabilitiesNetAssetsBOY |
| Total Liabilities Net Assets EOY | 870046 | TotalLiabilitiesNetAssetsEOY |
Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Net Assets Fund Balances BOY | 869402 | TotalNetAssetsFundBalancesBOY |
| Excess Of Revenue Over Expenses | -52595 | ExcessOfRevenueOverExpenses |
| Other Increases | 53239 | OtherIncreases |
| Subtotal | 870046 | Subtotal |
| Total Net Assets Fund Balances EOY | 870046 | TotalNetAssetsFundBalancesEOY |
Capital Gains And Losses CapitalGainsAndLosses
Capital Gains And Losses Info CapitalGainsAndLossesInfo (11 entries)
| Description Of AssetDescriptionOfAsset | How AcquiredHowAcquired | Date AcquiredDateAcquired | Date SoldDateSold | Gross Sales PriceGrossSalesPrice | Cost Or Other BasisCostOrOtherBasis | Gain Or LossGainOrLoss | Gains Minus Excess Or LossesGainsMinusExcessOrLosses |
|---|---|---|---|---|---|---|---|
| 288.18 SH ROYCE OPPORTUNITY | P | 2008-09-05 | 2011-04-13 | 3594 | 3000 | 594 | 594 |
| 188.15 SH ROYCE OPPORTUNITY | P | 2008-06-24 | 2011-04-13 | 2346 | 2000 | 346 | 346 |
| 466.85 SH ROYCE OPPORTUNITY | P | 2008-05-16 | 2011-04-13 | 5822 | 5000 | 822 | 822 |
| 24.70 SH ROYCE OPPORTUNITY | P | 2008-03-06 | 2011-04-13 | 308 | 245 | 63 | 63 |
| 2269.00 SH REGIONS FINANCIAL | P | 1999-04-27 | 2011-04-13 | 16495 | 69123 | -52628 | -52628 |
| 229.00 SH MONSANTO | P | 2002-06-27 | 2011-04-13 | 15867 | 6748 | 9119 | 9119 |
| 4.00 SH KINDER MORGAN MANAGEMENT | P | 2008-08-15 | 2011-01-03 | 269 | 269 | 269 | |
| 50000.00 SH GOLDMAN SACHS BOND | P | 2008-07-29 | 2011-01-15 | 50000 | 50073 | -73 | -73 |
| 150.00 SH DIAGEO PLC ADR | P | 2008-08-21 | 2011-04-13 | 11713 | 11079 | 634 | 634 |
| 350.00 SH CINTAS | P | 2008-04-03 | 2011-04-13 | 10479 | 9804 | 675 | 675 |
| 50000.00 SH CATERPILLAR FINANCIAL BOND | P | 2008-05-15 | 2011-05-15 | 50000 | 50000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | -40179 | CapitalGainNetIncome |
Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable For4942 Tax | false | LiableFor4942Tax |
| Qualifying Distributions Year1 | 66609 | QualifyingDistributionsYear1 |
| Noncharitable Assets Year1 | 797027 | NoncharitableAssetsYear1 |
| Distribution Ratio Year1 | 0.08357 | DistributionRatioYear1 |
| Qualifying Distributions Year2 | 79487 | QualifyingDistributionsYear2 |
| Noncharitable Assets Year2 | 721500 | NoncharitableAssetsYear2 |
| Distribution Ratio Year2 | 0.11017 | DistributionRatioYear2 |
| Qualifying Distributions Year3 | 69866 | QualifyingDistributionsYear3 |
| Noncharitable Assets Year3 | 934662 | NoncharitableAssetsYear3 |
| Distribution Ratio Year3 | 0.07475 | DistributionRatioYear3 |
| Qualifying Distributions Year4 | 58975 | QualifyingDistributionsYear4 |
| Noncharitable Assets Year4 | 1055552 | NoncharitableAssetsYear4 |
| Distribution Ratio Year4 | 0.05587 | DistributionRatioYear4 |
| Qualifying Distributions Year5 | 74610 | QualifyingDistributionsYear5 |
| Noncharitable Assets Year5 | 1012921 | NoncharitableAssetsYear5 |
| Distribution Ratio Year5 | 0.07366 | DistributionRatioYear5 |
| Total Distribution Ratio | 0.39802 | TotalDistributionRatio |
| Average Distribution Ratio | 0.07960 | AverageDistributionRatio |
| Net Noncharitable Assets | 835791 | NetNoncharitableAssets |
| Adjusted Noncharitable Assets | 66532 | AdjustedNoncharitableAssets |
| One Percent Net Investment Income | 288 | OnePercentNetInvestmentIncome |
| Adj Nonchrtbl Assets And One | 66820 | AdjNonchrtblAssetsAndOnePct |
| Qualifying Distributions | 44909 | QualifyingDistributions |
Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | 575 | InvestmentIncomeExciseTax |
| Subtotal | 575 | Subtotal |
| Tax Based On Investment Income | 575 | TaxBasedOnInvestmentIncome |
| Est Tax Payments And Overpayment | 229 | EstTaxPaymentsAndOverpayment |
| Total Credits And Payments | 229 | TotalCreditsAndPayments |
| Form2220 Attached | X | Form2220Attached |
| Penalty For Underpayment | 1 | PenaltyForUnderpayment |
| Tax Due | 347 | TaxDue |
Statements Regarding Activities StatementsRegardingActivities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Activities | false | LegislativePoliticalActivities |
| More Than100 Spent | false | MoreThan100Spent |
| Form1120 POL Filed | false | Form1120POLFiled |
| Activities Not Prev Reported | false | ActivitiesNotPrevReported |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylaws |
| Unrelated Bus Income Over1000 | false | UnrelatedBusIncomeOver1000 |
| Form990 T Filed | false | Form990TFiled |
| Termination Etc | false | TerminationEtc |
| Requirements Of Sect508e | true | RequirementsOfSect508e |
| At Least5000 In Assets | true | AtLeast5000InAssets |
| Form990 PF Filed With AG | true | Form990PFFiledWithAG |
| Private Operating Foundation | false | PrivateOperatingFoundation |
| New Substantial Contributors | true | NewSubstantialContributors |
| Interest In Controlled Entity | false | InterestInControlledEntity |
| Applicable Insurance Contract | false | ApplicableInsuranceContract |
| Comply With Public Inspection Rqr | true | ComplyWithPublicInspectionRqr |
| Website Address | N/A | WebsiteAddress |
Books In Care Of Business Name BooksInCareOfBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ELMER WHITAKER | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Books In Care Of Phone Number | 8592995246 | BooksInCareOfPhoneNumber |
Books In Care Of US Address BooksInCareOfUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | POB 14037 2937 PARIS PIKE | AddressLine1 |
| City | LEXINGTON | City |
| State | KY | State |
| ZIP Code | 405124037 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Bank | false | ForeignBank |
Statements Regarding Acty4720 StatementsRegardingActy4720
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exchange With Dsqfly Person | false | SaleOrExchangeWithDsqflyPerson |
| Borrow Or Lend With Dsqfly Person | false | BorrowOrLendWithDsqflyPerson |
| Furnished Goods With Dsqfly Person | false | FurnishedGoodsWithDsqflyPerson |
| Pay Compensation To Dsqfly Person | false | PayCompensationToDsqflyPerson |
| Transfer Assets To Dsqfly Person | false | TransferAssetsToDsqflyPerson |
| Payment To Government Offical | false | PaymentToGovernmentOffical |
| Acts Fail To Qualify As Exceptions | false | ActsFailToQualifyAsExceptions |
| Uncorrected Prior Acts | false | UncorrectedPriorActs |
| Undistributed Income Prior Years | false | UndistributedIncomePriorYears |
| Undistr Income4942a2 Not Applied | false | UndistrIncome4942a2NotApplied |
| Business Holdings | false | BusinessHoldings |
| Excess Business Holdings | false | ExcessBusinessHoldings |
| Jeopardy Investments | false | JeopardyInvestments |
| Uncorrected Jeopardy Investments | false | UncorrectedJeopardyInvestments |
| Influence Legislation | false | InfluenceLegislation |
| Influence Election | false | InfluenceElection |
| Grants To Individuals | false | GrantsToIndividuals |
| Grants To Organizations | false | GrantsToOrganizations |
| Noncharitable Purpose | false | NoncharitablePurpose |
| Tr Fail To Qualify As Exceptions | false | TrFailToQualifyAsExceptions |
| Maint Expend Responsibility | false | MaintExpendResponsibility |
| Rcv Funds To Pay Prsnl Bnft Contract | false | RcvFundsToPayPrsnlBnftContract |
| Pay Premiums Prsnl Bnft Contract | false | PayPremiumsPrsnlBnftContract |
| Prohibited Tax Shelter Transactn | false | ProhibitedTaxShelterTransactn |
| Proceeds Or Net Income | false | ProceedsOrNetIncome |
Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo
Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (4 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitle | Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition | CompensationCompensation |
|---|---|---|---|---|---|---|
| WALLACE WARFIELD | ||||||
| POB 14037 2937 PARIS PIKE | LEXINGTON | KY | 405124037 | Treasurer | 0.00 | 0 |
| JACK E WHITAKER | ||||||
| POB 14037 2937 PARIS PIKE | LEXINGTON | KY | 405124037 | Secretary | 0.00 | 0 |
| BEVERLY R WHITAKER | ||||||
| POB 14037 2937 PARIS PIKE | LEXINGTON | KY | 405124037 | Director | 0.00 | 0 |
| ELMER WHITAKER | ||||||
| POB 14037 2937 PARIS PIKE | LEXINGTON | KY | 405124037 | President | 0.00 | 0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Highest Paid Empl NONE | NONE | CompOfHighestPaidEmplNONE |
| Comp Of Hghst Paid Cntrct NONE | NONE | CompOfHghstPaidCntrctNONE |
Minimum Investment Return MinimumInvestmentReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Avg Monthly FMV Of Securities | 819783 | AvgMonthlyFMVOfSecurities |
| Avg Monthly Cash Balances | 28736 | AvgMonthlyCashBalances |
| FMV All Other Noncharitable Assets | 0 | FMVAllOtherNoncharitableAssets |
| Total FMV Of Unused Assets | 848519 | TotalFMVOfUnusedAssets |
| Reduction Claimed | 0 | ReductionClaimed |
| Adj Total FMV Of Unused Assets | 848519 | AdjTotalFMVOfUnusedAssets |
| Cash Deemed Charitable | 12728 | CashDeemedCharitable |
| Net Noncharitable Assets | 835791 | NetNoncharitableAssets |
| Minimum Investment Return | 41790 | MinimumInvestmentReturn |
Distributable DistributableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | 41790 | MinimumInvestmentReturn |
| Tax Based On Investment Income | 575 | TaxBasedOnInvestmentIncome |
| Total Tax | 575 | TotalTax |
| Distributable Amount Before Adj | 41215 | DistributableAmountBeforeAdj |
| Distributable Amount Before Ded | 41215 | DistributableAmountBeforeDed |
| Distributable Amount As Adjusted | 41215 | DistributableAmountAsAdjusted |
Qualifying Distributions QualifyingDistributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | 44909 | ExpensesAndContributions |
| Qualifying Distributions | 44909 | QualifyingDistributions |
| Adj Qualifying Distributions | 44909 | AdjQualifyingDistributions |
Undistributed Income UndistributedIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable Amount As Adjusted | 41215 | DistributableAmountAsAdjusted |
| Excess Distri Carryover Year5 | 24694 | ExcessDistriCarryoverYear5 |
| Excess Distri Carryover Year4 | 6968 | ExcessDistriCarryoverYear4 |
| Excess Distri Carryover Year3 | 24509 | ExcessDistriCarryoverYear3 |
| Excess Distri Carryover Year2 | 43946 | ExcessDistriCarryoverYear2 |
| Excess Distri Carryover Year1 | 27390 | ExcessDistriCarryoverYear1 |
| Total Excess Distri Carryover | 127507 | TotalExcessDistriCarryover |
| Qualifying Distributions | 44909 | QualifyingDistributions |
| Treated As Distri From Corpus | 0 | TreatedAsDistriFromCorpus |
| Applied To Current Year | 41215 | AppliedToCurrentYear |
| Remaining Distri From Corpus | 3694 | RemainingDistriFromCorpus |
| Total Corpus | 131201 | TotalCorpus |
| Undistributed Income CY | 0 | UndistributedIncomeCY |
| Excess Distri Cyov From Year5 | 24694 | ExcessDistriCyovFromYear5 |
| Excess Distri Cyov To Next Year | 106507 | ExcessDistriCyovToNextYear |
| Excess From Year4 | 6968 | ExcessFromYear4 |
| Excess From Year3 | 24509 | ExcessFromYear3 |
| Excess From Year2 | 43946 | ExcessFromYear2 |
| Excess From Year1 | 27390 | ExcessFromYear1 |
| Excess From Current Year | 3694 | ExcessFromCurrentYear |
Supplementary Information SupplementaryInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | ELMER WHITAKER | ContributingManager |
| Only Contributes To Preselected | X | OnlyContributesToPreselected |
Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (15 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient RelationshipRecipientRelationship | Recipient Foundation StatusRecipientFoundationStatus | Purpose Of Grant Or ContributionPurposeOfGrantOrContribution | AmountAmount |
|---|---|---|---|---|---|---|---|
| AMERICAN INDIAN EDUCATION FOUNDATIO | |||||||
| POB 27491 | ALBUQUERQUE | NM | 87125 | PUBLIC | PUBLIC | SUPPORT OF FOUNDATION PROGRAM | $100 |
| THE SHEPHERDS HOUSE | |||||||
| 154 BONNIE BRAE DRIVE | LEXINGTON | KY | 40508 | PUBLIC | N/A | SUPPORT OF RECOVERY CENTER | $5,000 |
| SCOTT ROSE FOUNDATION | |||||||
| POB 5001 | LONDON | KY | 40745 | PUBLIC | PUBLIC | SUPPORT OF FOUNDATION PROGRAMS | $200 |
| UNIVERSITY OF KY DEPART OF MINING E | |||||||
| 1 DEVELOPMENT BUILDING | LEXINGTON | KY | 40506 | PUBLIC | N/A | SUPPORT OF THE UNIVERSITY DEPARTMENT | $1,000 |
| BUCKHORN CREEK MENNONITE CHURCH | |||||||
| 2600 BETHEL CHURCH ROAD | CLAYHOLE | KY | 41721 | PUBLIC | N/A | SUPPORT OF CHURCH PROGRAMS | $3,500 |
| FRATERNAL ORDER OF POLICE | |||||||
| 224 NORTH MARTIN LUTHER KING BLVD | LEXINGTON | KY | 40507 | PUBLIC | N/A | SUPPORT OF PROGRAM FOR SUPPORTING LAW ENFORCEMENT OFFICERS AND THE COMMUNITY SERVED. | $500 |
| BOY SCOUTS OF AMERICA | |||||||
| 3473 YORKSHIRE MEDICAL PARK | LEXINGTON | KY | 40509 | PUBLIC | N/A | SUPPORT OF PROGRAM FOR MENTAL AND PHYSICAL DEVELOPMENT OF YOUNG MEN. | $1,000 |
| LEXINGTON RESCUE MISSION | |||||||
| POB 1050 | LEXINGTON | KY | 40588 | PUBLIC | N/A | SUPPORT OF RECOVERY CENTER | $105 |
| SOUTHWEST INDIAN RELIEF COUNCI | |||||||
| POB 16777 | MESA | AZ | 85211 | PUBLIC | N/A | SUPPORT OF NONPROFIT PROGRAM FOR NATIONAL RELIEF CHARITIES | $1,000 |
| GALILEAN CHILDRENS HOME | |||||||
| POB 880 | LIBERTY | KY | 42539 | PUBLIC | N/A | SUPPORT OF CHILDREN'S HOME & SCHOOL | $1,000 |
| CUMBERLAND COLLEGE | |||||||
| 6191 COLLEGE STATION DR | WILLIAMSBURG | KY | 40769 | PUBLIC | N/A | SUPPORT OF COLLEGE | $14,000 |
| SALVATION ARMY | |||||||
| 736 WEST MAIN ST | LEXINGTON | KY | 40508 | PUBLIC | N/A | SUPPORT TO THE HOMELESS | $12,229 |
| HOPE CENTER | |||||||
| 360 WEST LOUDON AVE | LEXINGTON | KY | 40592 | PUBLIC | N/A | SUPPORT OF RECOVERY CENTER | $100 |
| ST JOSEPH HOSPITAL FOUNDATION | |||||||
| ONE SAINT JOSEPH DR | LEXINGTON | KY | 40504 | PUBLIC | PUBLIC | SUPPORT OF PATIENTS & THEIR FAMILIES | $500 |
| BUCKHORN CHILDRENS FOUNDATION | |||||||
| 116 BUCKHORN LANE | BUCKHORN | KY | 41721 | PUBLIC | PUBLIC | SUPPORT OF CHILD WELFARE AGENCY | $100 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Grant Or Contri Paid During Year | 40334 | TotGrantOrContriPaidDuringYear |
Analysis Income Producing Acty AnalysisIncomeProducingActy
Int On Savings And Temp Cash Invst IntOnSavingsAndTempCashInvst
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $32,937 | ExclusionAmount |
Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry
| Field | Value | IRS element (for citing) |
|---|---|---|
| Related Or Exempt Function Income | -40179 | RelatedOrExemptFunctionIncome |
Subtotals Part XVIA SubtotalsPartXVIA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $32,937 | ExclusionAmount |
| Related Or Exempt Function Income | -40179 | RelatedOrExemptFunctionIncome |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Part XVIA | -7242 | TotalPartXVIA |
Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Noncharitable EO | false | TrnsfrOfCashToNoncharitableEO |
| Trnsfr Oth Assets Noncharitable EO | false | TrnsfrOthAssetsNoncharitableEO |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssets |
| Purchase Assets Noncharitable EO | false | PurchaseAssetsNoncharitableEO |
| Rental Of Facilities Etc | false | RentalOfFacilitiesEtc |
| Reimbursement Arrangements | false | ReimbursementArrangements |
| Loans Or Loan Guarantees | false | LoansOrLoanGuarantees |
| Performance Of Services Etc | false | PerformanceOfServicesEtc |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtc |
| Relationships Noncharitable E Os | false | RelationshipsNoncharitableEOs |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees AccountingFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Duncan, Smith & Stilz, PSC | Category |
| Amount | $4,575 | Amount |
| Net Investment Income | 0 | NetInvestmentIncome |
| Adjusted Net Income | 0 | AdjustedNetIncome |
| Disbursements Charitable Prps | 4575 | DisbursementsCharitablePrps |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corp Bonds InvestmentsCorpBonds (6 entries)
| Name Of BondNameOfBond | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| GOLDMAN SACHS BOND | 39170 | 39170 |
| GENERAL ELECTRIC CAPITAL | 51173 | 51173 |
| PROTECTIVE LIFE SECONDARY BOND | 51163 | 51163 |
| GOLDMAN SACHS BOND | ||
| FIFTH THIRD BANK BOND | 52998 | 52998 |
| CATERPILLAR FIN SERVICES BOND |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corp Stock InvestmentsCorpStock (23 entries)
| Name Of StockNameOfStock | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| ABBOTT LABS | 22492 | 22492 |
| SPECTRA ENERGY | 18450 | 18450 |
| RAYONIER INC | 20084 | 20084 |
| PROCTOR & GAMBLE | 20013 | 20013 |
| PAYCHEX INC | 18066 | 18066 |
| EXELON CORP | 26022 | 26022 |
| SYSCO | 11732 | 11732 |
| NOVARTIS AG ADR | 17151 | 17151 |
| MMM COMPANY | 12260 | 12260 |
| LOWES COMPANIES | 10152 | 10152 |
| JOHNSON & JOHNSON | 32790 | 32790 |
| DIAGEO PLC SPONSORED ADR | ||
| CINTAS CORP | ||
| AMERICAN EXPRESS | 9434 | 9434 |
| WAL-MART STORES, INC. | 29402 | 29402 |
| REGIONS FINANCIAL CORP | ||
| PFIZER, INC. | 30599 | 30599 |
| MONSANTO COMPANY | ||
| MERCK & COMPANY, INC. | 28275 | 28275 |
| GENERAL ELECTRIC COMPANY | 24107 | 24107 |
| EXXON MOBIL CORP | 67808 | 67808 |
| CITIGROUP, INC. | 4525 | 4525 |
| AT&T, INC. | 33264 | 33264 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOther (17 entries)
| Category Or ItemCategoryOrItem | Listed At Cost Or FMVListedAtCostOrFMV | Book ValueBookValue | EOYFMVEOYFMV |
|---|---|---|---|
| FIDELITY REAL ESTATE INCOME | FMV | 4785 | 4785 |
| ISHARES TR S & P US PREFERED | FMV | 14248 | 14248 |
| HARBOR REAL RETURN | FMV | 15253 | 15253 |
| FIDELITY FLOATING RATE HI INCOME | FMV | 19927 | 19927 |
| VANGUARD REIT INDEX | FMV | 6857 | 6857 |
| THIRD AVENUE REIT VALUE | FMV | 9303 | 9303 |
| T ROWE PRICE MID CAP VALUE | FMV | 14880 | 14880 |
| ROYCE OPPORTUNITY | FMV | ||
| T ROWE PRICE EMERGING MARKETS | FMV | 8282 | 8282 |
| T ROWE PRICE INTL DISCOVERY | FMV | 6932 | 6932 |
| KINDER MORGAN MANAGEMENT LLC | FMV | ||
| FIDELITY DIVERSIFIED INTERNATIONAL | FMV | 9154 | 9154 |
| DODGE & COX INTERNATIONAL | FMV | 12573 | 12573 |
| BUFFALO SMALL CAP | FMV | 11940 | 11940 |
| COLUMBIA ACORN Z | FMV | 15015 | 15015 |
| VANGUARD HIGH YIELD CORPORATE | FMV | 24793 | 24793 |
| T ROWE PRICE HIGH YIELD | FMV | 25033 | 25033 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses OtherExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | CORP FILING FEE | Description |
| Revenue And Expenses Per Books | 15 | RevenueAndExpensesPerBooks |
Other Increases Schedule OtherIncreasesSchedule
Other Increases OtherIncreases
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | INVESTMENTS INCREASE IN VALUE | Description |
| Amount | $53,239 | Amount |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees OtherProfessionalFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Kentucky Trust Company | Category |
| Amount | $4,179 | Amount |
| Net Investment Income | 4179 | NetInvestmentIncome |
| Adjusted Net Income | 0 | AdjustedNetIncome |
| Disbursements Charitable Prps | 0 | DisbursementsCharitablePrps |
Substantial Contributors Sch SubstantialContributorsSch
Substantial Contributor SubstantialContributor (3 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode |
|---|---|---|---|
| JACK E WHITAKER | |||
| 2750 PARIS PIKE | LEXINGTON | KY | 40505 |
| ELMER WHITAKER | |||
| 2750 PARIS PIKE | LEXINGTON | KY | 40505 |
| ELMER WHITAKER REVOCABLE TRUST | |||
| POB 14037 2937 PARIS PIKE | LEXINGTON | KY | 405124037 |