THE SAMUEL AND JEAN FRANKEL HEALTH AND RESEARCH FOUNDATION: Form 990PF, tax year 2011
View the entire original 990 at ProPublica ↗
- Organization
- THE SAMUEL AND JEAN FRANKEL HEALTH AND RESEARCH FOUNDATION (EIN 30-0095044)
- Tax period
- 2011-01-01 to 2011-12-31
- Filed
- 2012-06-12
- IRS object ID
- 201201649349100315
- Schema version
- 2011v1.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Other Expenses Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2012-06-12T14:06:25-05:00 | Timestamp |
| Tax Period End Date | 2011-12-31 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 382322726 | EIN |
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | TAMA BUDAJ & RAAB PC | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 32783 MIDDLEBELT ROAD | AddressLine1 |
| City | FARMINGTON HILLS | City |
| State | MI | State |
| ZIP Code | 483341726 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnType |
| Tax Period Begin Date | 2011-01-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 300095044 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE SAMUEL AND JEAN FRANKEL | BusinessNameLine1 |
| Business Name Line2 | HEALTH AND RESEARCH FOUNDATION | BusinessNameLine2 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | SAMU | NameControl |
| Phone | 2486451307 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1004 BROOKWOOD | AddressLine1 |
| City | BIRMINGHAM | City |
| State | MI | State |
| ZIP Code | 48009 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | JO ELYN NYMAN | Name |
| Title | VICE PRESIDENT | Title |
| Phone | 2486451307 | Phone |
| Date Signed | 2012-05-29 | DateSigned |
| Authorize Third Party | 1 | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | JOHN W WEIPERT | Name |
| PTIN | P00013175 | PTIN |
| Phone | 2486263800 | Phone |
| Date Prepared | 2012-05-29 | DatePrepared |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2011 | TaxYear |
| Build TS | 2016-02-24 21:20:13Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exempt PF | X | ExemptPF |
| FMV Assets EOY | 21375755 | FMVAssetsEOY |
| Method Of Accounting Cash | X | MethodOfAccountingCash |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Not Required To Attach Schedule B | X | NotRequiredToAttachScheduleB |
| Interest On Savings Rev And Expnss | 425950 | InterestOnSavingsRevAndExpnss |
| Interest On Savings Net Invst Incm | 425950 | InterestOnSavingsNetInvstIncm |
| Dividends Rev And Expnss | 415777 | DividendsRevAndExpnss |
| Dividends Net Invst Incm | 394464 | DividendsNetInvstIncm |
| Net Gain Sale Assets Rev And Expnss | 47696 | NetGainSaleAssetsRevAndExpnss |
| Gross Sales Price | 1291089 | GrossSalesPrice |
| Capital Gain Net Incm Net Invst Incm | 47696 | CapitalGainNetIncmNetInvstIncm |
| Total Revenue And Expenses | 889423 | TotalRevenueAndExpenses |
| Total Net Investment Income | 868110 | TotalNetInvestmentIncome |
| Comp Ofcr Dir Trst Rev And Expnss | 0 | CompOfcrDirTrstRevAndExpnss |
| Comp Ofcr Dir Trst Net Invst Incm | 0 | CompOfcrDirTrstNetInvstIncm |
| Comp Ofcr Dir Trst Dsbrs Chrtbl Prps | 0 | CompOfcrDirTrstDsbrsChrtblPrps |
| Accounting Fees Rev And Expnss | 2500 | AccountingFeesRevAndExpnss |
| Accounting Fees Net Invst Incm | 0 | AccountingFeesNetInvstIncm |
| Accounting Fees Dsbrs Chrtbl Prps | 0 | AccountingFeesDsbrsChrtblPrps |
| Other Prof Fees Rev And Expnss | 68164 | OtherProfFeesRevAndExpnss |
| Other Prof Fees Net Invst Incm | 68164 | OtherProfFeesNetInvstIncm |
| Other Prof Fees Dsbrs Chrtbl Prps | 0 | OtherProfFeesDsbrsChrtblPrps |
| Taxes Rev And Expnss | 16504 | TaxesRevAndExpnss |
| Taxes Net Invst Incm | 1504 | TaxesNetInvstIncm |
| Taxes Dsbrs Chrtbl Prps | 0 | TaxesDsbrsChrtblPrps |
| Other Expenses Rev And Expnss | 2137 | OtherExpensesRevAndExpnss |
| Other Expenses Net Invst Incm | 2117 | OtherExpensesNetInvstIncm |
| Other Expenses Dsbrs Chrtbl Prps | 0 | OtherExpensesDsbrsChrtblPrps |
| Tot Opr Expenses Rev And Expnss | 89305 | TotOprExpensesRevAndExpnss |
| Tot Opr Expenses Net Invst Incm | 71785 | TotOprExpensesNetInvstIncm |
| Tot Opr Expenses Dsbrs Chrtbl Prps | 0 | TotOprExpensesDsbrsChrtblPrps |
| Contri Gifts Paid Rev And Expnss | 1025000 | ContriGiftsPaidRevAndExpnss |
| Contri Gifts Paid Dsbrs Chrtbl Prps | 1025000 | ContriGiftsPaidDsbrsChrtblPrps |
| Total Expenses Rev And Expnss | 1114305 | TotalExpensesRevAndExpnss |
| Total Expenses Net Invst Incm | 71785 | TotalExpensesNetInvstIncm |
| Total Expenses Dsbrs Chrtbl Prps | 1025000 | TotalExpensesDsbrsChrtblPrps |
| Excess Of Revenue Over Expenses | -224882 | ExcessOfRevenueOverExpenses |
| Net Investment Income | 796325 | NetInvestmentIncome |
Balance Sheets BalanceSheets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Savings And Temp Cash Invst BOY | 3706812 | SavingsAndTempCashInvstBOY |
| Savings And Temp Cash Invst EOY | 2390410 | SavingsAndTempCashInvstEOY |
| Savings And Temp Cash Invst EOYFMV | 2403782 | SavingsAndTempCashInvstEOYFMV |
| Accounts Receivable | 14958 | AccountsReceivable |
| Accounts Receivable BOY | 35103 | AccountsReceivableBOY |
| Accounts Receivable EOY | 14958 | AccountsReceivableEOY |
| Investments Govt Oblig BOY | 5066234 | InvestmentsGovtObligBOY |
| Investments Govt Oblig EOY | 5274992 | InvestmentsGovtObligEOY |
| Investments Govt Oblig EOYFMV | 5836562 | InvestmentsGovtObligEOYFMV |
| Investments Corp Stock BOY | 1674734 | InvestmentsCorpStockBOY |
| Investments Corp Stock EOY | 1827571 | InvestmentsCorpStockEOY |
| Investments Corp Stock EOYFMV | 1814355 | InvestmentsCorpStockEOYFMV |
| Investments Corp Bonds BOY | 1812179 | InvestmentsCorpBondsBOY |
| Investments Corp Bonds EOY | 1690138 | InvestmentsCorpBondsEOY |
| Investments Corp Bonds EOYFMV | 1553909 | InvestmentsCorpBondsEOYFMV |
| Investments Other BOY | 8917235 | InvestmentsOtherBOY |
| Investments Other EOY | 9789346 | InvestmentsOtherEOY |
| Investments Other EOYFMV | 9767147 | InvestmentsOtherEOYFMV |
| Total Assets BOY | 21212297 | TotalAssetsBOY |
| Total Assets EOY | 20987415 | TotalAssetsEOY |
| Total Assets EOYFMV | 21375755 | TotalAssetsEOYFMV |
| Total Liabilities BOY | 0 | TotalLiabilitiesBOY |
| Total Liabilities EOY | 0 | TotalLiabilitiesEOY |
| Org That Do Not Follow SFAS117 | X | OrgThatDoNotFollowSFAS117 |
| Capital Stock BOY | 0 | CapitalStockBOY |
| Capital Stock EOY | 0 | CapitalStockEOY |
| Paid In Or Capital Surplus BOY | 0 | PaidInOrCapitalSurplusBOY |
| Paid In Or Capital Surplus EOY | 0 | PaidInOrCapitalSurplusEOY |
| Retained Earnings BOY | 21212297 | RetainedEarningsBOY |
| Retained Earnings EOY | 20987415 | RetainedEarningsEOY |
| Total Net Assets BOY | 21212297 | TotalNetAssetsBOY |
| Total Net Assets EOY | 20987415 | TotalNetAssetsEOY |
| Total Liabilities Net Assets BOY | 21212297 | TotalLiabilitiesNetAssetsBOY |
| Total Liabilities Net Assets EOY | 20987415 | TotalLiabilitiesNetAssetsEOY |
Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Net Assets Fund Balances BOY | 21212297 | TotalNetAssetsFundBalancesBOY |
| Excess Of Revenue Over Expenses | -224882 | ExcessOfRevenueOverExpenses |
| Other Increases | 0 | OtherIncreases |
| Subtotal | 20987415 | Subtotal |
| Other Decreases | 0 | OtherDecreases |
| Total Net Assets Fund Balances EOY | 20987415 | TotalNetAssetsFundBalancesEOY |
Capital Gains And Losses CapitalGainsAndLosses
Capital Gains And Losses Info CapitalGainsAndLossesInfo (9 entries)
| Description Of AssetDescriptionOfAsset | How AcquiredHowAcquired | Date SoldDateSold | Gross Sales PriceGrossSalesPrice | Cost Or Other BasisCostOrOtherBasis | Gain Or LossGainOrLoss | Gains Minus Excess Or LossesGainsMinusExcessOrLosses | Date AcquiredDateAcquired |
|---|---|---|---|---|---|---|---|
| 875.25 SHS DELAWARE LIMITED TERM DIV | P | 2011-02-07 | 7746 | 7835 | -89 | -89 | |
| 2469.988 SHS JOHN HANCOCK HIGH YIELD | P | 2011-08-16 | 8571 | 9500 | -929 | -929 | |
| 200000 SHS BARCLAYS BANK PLC CLD SER MTN | P | 2011-07-27 | 200000 | 198500 | 1500 | 1500 | 2010-07-21 |
| 28526 SHS DELAWARE LIMITED TERM DIV | P | 2011-02-07 | 252455 | 252983 | -528 | -528 | |
| 29120 SHS JOHN HANCOCK HIGH YIELD | P | 2011-08-16 | 101046 | 104035 | -2989 | -2989 | |
| 25000 SHS EKSPORT STARS SPX | P | 2011-03-01 | 265875 | 250000 | 15875 | 15875 | 2010-08-25 |
| 247000 SHS CD METLIFE BANK | P | 2011-10-14 | 247000 | 247000 | 0 | 0 | 2009-10-05 |
| 17354 SHS TORTOISE ENERGY CAP CLD | P | 2011-03-14 | 175275 | 173540 | 1735 | 1735 | 2009-11-24 |
| CAPITAL GAINS DIVIDENDS | P | 33121 | 33121 | 33121 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | 47696 | CapitalGainNetIncome |
Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable For4942 Tax | 0 | LiableFor4942Tax |
| Qualifying Distributions Year1 | 1044096 | QualifyingDistributionsYear1 |
| Noncharitable Assets Year1 | 21354958 | NoncharitableAssetsYear1 |
| Distribution Ratio Year1 | 0.048892 | DistributionRatioYear1 |
| Qualifying Distributions Year2 | 377554 | QualifyingDistributionsYear2 |
| Noncharitable Assets Year2 | 20391552 | NoncharitableAssetsYear2 |
| Distribution Ratio Year2 | 0.018515 | DistributionRatioYear2 |
| Qualifying Distributions Year3 | 58242 | QualifyingDistributionsYear3 |
| Noncharitable Assets Year3 | 8769663 | NoncharitableAssetsYear3 |
| Distribution Ratio Year3 | 0.006641 | DistributionRatioYear3 |
| Total Distribution Ratio | 0.074048 | TotalDistributionRatio |
| Average Distribution Ratio | 0.024683 | AverageDistributionRatio |
| Net Noncharitable Assets | 21237148 | NetNoncharitableAssets |
| Adjusted Noncharitable Assets | 524197 | AdjustedNoncharitableAssets |
| One Percent Net Investment Income | 7963 | OnePercentNetInvestmentIncome |
| Adj Nonchrtbl Assets And One | 532160 | AdjNonchrtblAssetsAndOnePct |
| Qualifying Distributions | 1025000 | QualifyingDistributions |
Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | X | DomesticOrgMeetingSect4940e |
| Investment Income Excise Tax | 7963 | InvestmentIncomeExciseTax |
| Tax Under Section511 | 0 | TaxUnderSection511 |
| Subtotal | 7963 | Subtotal |
| Subtitle A Tax | 0 | SubtitleATax |
| Tax Based On Investment Income | 7963 | TaxBasedOnInvestmentIncome |
| Est Tax Payments And Overpayment | 11610 | EstTaxPaymentsAndOverpayment |
| Total Credits And Payments | 11610 | TotalCreditsAndPayments |
| Overpayment | 3647 | Overpayment |
| Amount Credited To Next Year | 3647 | AmountCreditedToNextYear |
| Amount To Be Refunded | 0 | AmountToBeRefunded |
Statements Regarding Activities StatementsRegardingActivities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Activities | 0 | LegislativePoliticalActivities |
| More Than100 Spent | 0 | MoreThan100Spent |
| Form1120 POL Filed | 0 | Form1120POLFiled |
| Sect4955 Tax On Organization | 0 | Sect4955TaxOnOrganization |
| Sect4955 Tax On Managers | 0 | Sect4955TaxOnManagers |
| Reimbursement Of Tax | 0 | ReimbursementOfTax |
| Activities Not Prev Reported | 0 | ActivitiesNotPrevReported |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylaws |
| Unrelated Bus Income Over1000 | 0 | UnrelatedBusIncomeOver1000 |
| Termination Etc | 0 | TerminationEtc |
| Requirements Of Sect508e | 1 | RequirementsOfSect508e |
| At Least5000 In Assets | 1 | AtLeast5000InAssets |
| States Filed With | MI | StatesFiledWith |
| Form990 PF Filed With AG | 1 | Form990PFFiledWithAG |
| Private Operating Foundation | 0 | PrivateOperatingFoundation |
| New Substantial Contributors | 0 | NewSubstantialContributors |
| Interest In Controlled Entity | 0 | InterestInControlledEntity |
| Applicable Insurance Contract | 0 | ApplicableInsuranceContract |
| Comply With Public Inspection Rqr | 1 | ComplyWithPublicInspectionRqr |
| Website Address | N/A | WebsiteAddress |
| Books In Care Of Person Name | JO ELYN NYMAN | BooksInCareOfPersonName |
| Books In Care Of Phone Number | 2486451307 | BooksInCareOfPhoneNumber |
Books In Care Of US Address BooksInCareOfUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1004 BROOKWOOD | AddressLine1 |
| City | BIRMINGHAM | City |
| State | MI | State |
| ZIP Code | 48009 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Bank | 0 | ForeignBank |
Statements Regarding Acty4720 StatementsRegardingActy4720
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exchange With Dsqfly Person | 0 | SaleOrExchangeWithDsqflyPerson |
| Borrow Or Lend With Dsqfly Person | 0 | BorrowOrLendWithDsqflyPerson |
| Furnished Goods With Dsqfly Person | 0 | FurnishedGoodsWithDsqflyPerson |
| Pay Compensation To Dsqfly Person | 0 | PayCompensationToDsqflyPerson |
| Transfer Assets To Dsqfly Person | 0 | TransferAssetsToDsqflyPerson |
| Payment To Government Offical | 0 | PaymentToGovernmentOffical |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActs |
| Undistributed Income Prior Years | 1 | UndistributedIncomePriorYears |
| Undistributed Income Prior Year1 | 2010 | UndistributedIncomePriorYear1 |
| Undistr Income4942a2 Not Applied | 1 | UndistrIncome4942a2NotApplied |
| Business Holdings | 0 | BusinessHoldings |
| Jeopardy Investments | 0 | JeopardyInvestments |
| Uncorrected Jeopardy Investments | 0 | UncorrectedJeopardyInvestments |
| Influence Legislation | 0 | InfluenceLegislation |
| Influence Election | 0 | InfluenceElection |
| Grants To Individuals | 0 | GrantsToIndividuals |
| Grants To Organizations | 0 | GrantsToOrganizations |
| Noncharitable Purpose | 0 | NoncharitablePurpose |
| Rcv Funds To Pay Prsnl Bnft Contract | 0 | RcvFundsToPayPrsnlBnftContract |
| Pay Premiums Prsnl Bnft Contract | 0 | PayPremiumsPrsnlBnftContract |
| Prohibited Tax Shelter Transactn | 0 | ProhibitedTaxShelterTransactn |
Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo
Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (4 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitle | Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition | CompensationCompensation | Contri To Empl Benefit Plans EtcContriToEmplBenefitPlansEtc | Expense Account Other AllowancesExpenseAccountOtherAllowances |
|---|---|---|---|---|---|---|---|---|
| BRUCE FRANKEL | ||||||||
| 700 ARDMOOR DRIVE | BLOOMFIELD | MI | 48301 | PRESIDENT AND TRUSTEE | 2.00 | 0 | 0 | 0 |
| JO ELYN NYMAN | ||||||||
| 1004 BROOKWOOD | BIRMINGHAM | MI | 48009 | VICE PRESIDENT, TREASURER AND TRUSTEE | 2.00 | 0 | 0 | 0 |
| GEORGE NYMAN | ||||||||
| 1004 BROOKWOOD | BIRMINGHAM | MI | 48009 | SECRETARY AND TRUSTEE | 2.00 | 0 | 0 | 0 |
| JEAN FRANKEL | ||||||||
| 700 ARDMOOR DRIVE | BLOOMFIELD | MI | 48301 | MANAGER | 0.00 | 0 | 0 | 0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Highest Paid Empl NONE | NONE | CompOfHighestPaidEmplNONE |
| Tot Number Of Oth Empl Paid Over50k | 0 | TotNumberOfOthEmplPaidOver50k |
| Comp Of Hghst Paid Cntrct NONE | NONE | CompOfHghstPaidCntrctNONE |
| Tot Number Of Cntrct Paid Over50k | 0 | TotNumberOfCntrctPaidOver50k |
Sum Of Program Related Investments SumOfProgramRelatedInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Minimum Investment Return MinimumInvestmentReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Avg Monthly FMV Of Securities | 18511945 | AvgMonthlyFMVOfSecurities |
| Avg Monthly Cash Balances | 3048611 | AvgMonthlyCashBalances |
| FMV All Other Noncharitable Assets | 0 | FMVAllOtherNoncharitableAssets |
| Total FMV Of Unused Assets | 21560556 | TotalFMVOfUnusedAssets |
| Reduction Claimed | 0 | ReductionClaimed |
| Acquisition Indebtedness | 0 | AcquisitionIndebtedness |
| Adj Total FMV Of Unused Assets | 21560556 | AdjTotalFMVOfUnusedAssets |
| Cash Deemed Charitable | 323408 | CashDeemedCharitable |
| Net Noncharitable Assets | 21237148 | NetNoncharitableAssets |
| Minimum Investment Return | 1061857 | MinimumInvestmentReturn |
Distributable DistributableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | 1061857 | MinimumInvestmentReturn |
| Tax Based On Investment Income | 7963 | TaxBasedOnInvestmentIncome |
| Total Tax | 7963 | TotalTax |
| Distributable Amount Before Adj | 1053894 | DistributableAmountBeforeAdj |
| Recoveries Qlfy Distributions | 0 | RecoveriesQlfyDistributions |
| Distributable Amount Before Ded | 1053894 | DistributableAmountBeforeDed |
| Deduction Fr Distributable | $0 | DeductionFrDistributableAmount |
| Distributable Amount As Adjusted | 1053894 | DistributableAmountAsAdjusted |
Qualifying Distributions QualifyingDistributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | 1025000 | ExpensesAndContributions |
| Program Related Investments Total | 0 | ProgramRelatedInvestmentsTotal |
| Qualifying Distributions | 1025000 | QualifyingDistributions |
| One Pct Sect4940e Org Net Invst Incm | 7963 | OnePctSect4940eOrgNetInvstIncm |
| Adj Qualifying Distributions | 1017037 | AdjQualifyingDistributions |
Undistributed Income UndistributedIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable Amount As Adjusted | 1053894 | DistributableAmountAsAdjusted |
| Undistributed Income Prior Year | 1025701 | UndistributedIncomePriorYear |
| Total For Prior Years | 0 | TotalForPriorYears |
| Total Excess Distri Carryover | 0 | TotalExcessDistriCarryover |
| Qualifying Distributions | 1025000 | QualifyingDistributions |
| Applied To Year1 | 1025000 | AppliedToYear1 |
| Applied To Prior Years | 0 | AppliedToPriorYears |
| Treated As Distri From Corpus | 0 | TreatedAsDistriFromCorpus |
| Applied To Current Year | 0 | AppliedToCurrentYear |
| Remaining Distri From Corpus | 0 | RemainingDistriFromCorpus |
| Excess Distri Cyov App CY Corpus | 0 | ExcessDistriCyovAppCYCorpus |
| Excess Distri Cyov Applied CY | 0 | ExcessDistriCyovAppliedCY |
| Total Corpus | 0 | TotalCorpus |
| Prior Year Undistributed Income | 0 | PriorYearUndistributedIncome |
| Prior Year Deficiency Or Tax | 0 | PriorYearDeficiencyOrTax |
| Taxable Amount1 | 0 | TaxableAmount1 |
| Taxable Amount2 | 701 | TaxableAmount2 |
| Undistributed Income CY | 1053894 | UndistributedIncomeCY |
| Distri From Corpus170b1 E Or4942g3 | 0 | DistriFromCorpus170b1EOr4942g3 |
| Excess Distri Cyov From Year5 | 0 | ExcessDistriCyovFromYear5 |
| Excess Distri Cyov To Next Year | 0 | ExcessDistriCyovToNextYear |
Supplementary Information SupplementaryInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | BRUCE FRANKEL | ContributingManager |
| Contributing Manager | JEAN FRANKEL | ContributingManager |
| Only Contributes To Preselected | X | OnlyContributesToPreselected |
Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (10 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient RelationshipRecipientRelationship | Recipient Foundation StatusRecipientFoundationStatus | Purpose Of Grant Or ContributionPurposeOfGrantOrContribution | AmountAmount | Address Line2RecipientUSAddress/AddressLine2 |
|---|---|---|---|---|---|---|---|---|
| GILDA'S CLUB | ||||||||
| 3517 ROCHESTER ROAD | ROYAL OAK | MI | 48073 | NONE | 501(C)(3) | ASSISTANCE FOR SUPPORT GROUPS, EDUCATION AND WORKSHOPS | $10,000 | |
| CARE HOUSE OF OAKLAND COUNTY | ||||||||
| 44765 WOODWARD AVENUE | PONTIAC | MI | 48341 | NONE | 501(C)(3) | ASSISTANCE FOR ABUSED AND NEGLECTED CHILDREN | $110,000 | |
| CHRONS & COLITIS FOUNDATION | ||||||||
| 31313 NORTHWESTERN HIGHWAY SUITE | FARMINGTON HILLS | MI | 48334 | NONE | 501(C)(3) | MEDICAL RESEARCH | $40,000 | 204 |
| DETROIT INSTITUTE FOR CHILDREN | ||||||||
| 5447 WOODWARD AVENUE | DETROIT | MI | 48202 | NONE | 501(C)(3) | ASSISTANCE FOR CHILDREN WITH DISABILITIES | $100,000 | |
| FAR CONSERVATORY | ||||||||
| 1669 WEST MAPLE ROAD | BIRMINGHAM | MI | 48009 | NONE | 501(C)(3) | ASSISTANCE FOR PEOPLE WITH DISABILITIES | $25,000 | |
| JARC | ||||||||
| 30301 NORTHWESTERN HIGHWAY SUITE | FARMINGTON HILLS | MI | 48334 | NONE | 501(C)(3) | ASSISTANCE FOR PEOPLE WITH DISABILITIES | $100,000 | 100 |
| HOSPICE OF MICHIGAN | ||||||||
| 400 MACK AVENUE | DETROIT | MI | 48201 | NONE | 501(C)(3) | ASSISTANCE FOR GRIEF SUPPORT PROGRAM FOR CHILDREN. | $75,000 | |
| RONALD MCDONALD HOUSE | ||||||||
| 3911 BEAUBIEN STREET | DETROIT | MI | 48201 | NONE | 501(C)(3) | SUPPORT SERVICES FOR PARENTS OF HOSPITALIZED CHILDRE | $15,000 | |
| UNITED JEWISH FEDERATION | ||||||||
| 6735 TELEGRAPH ROAD | BLOOMFIELD HILLS | MI | 48303 | NONE | 501(C)(3) | ELDERCARE SERVICES | $200,000 | |
| UNIVERSITY OF MICHIGAN DEPRESSION CENTER | ||||||||
| 4250 PLYMOUTH ROAD | ANN ARBOR | MI | 48109 | NONE | 501(C)(3) | ASSISTANCE FOR PERSONS WITH DEPRESSIVE DISORDERS | $350,000 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Grant Or Contri Paid During Year | 1025000 | TotGrantOrContriPaidDuringYear |
| Tot Grant Or Contri Approved Future | 0 | TotGrantOrContriApprovedFuture |
Analysis Income Producing Acty AnalysisIncomeProducingActy
Int On Savings And Temp Cash Invst IntOnSavingsAndTempCashInvst
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $425,950 | ExclusionAmount |
Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $415,777 | ExclusionAmount |
Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $47,696 | ExclusionAmount |
Subtotals Part XVIA SubtotalsPartXVIA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Income | $0 | UnrelatedBusinessIncomeAmount |
| Exclusion | $889,423 | ExclusionAmount |
| Related Or Exempt Function Income | 0 | RelatedOrExemptFunctionIncome |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Part XVIA | 889423 | TotalPartXVIA |
Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Noncharitable EO | 0 | TrnsfrOfCashToNoncharitableEO |
| Trnsfr Oth Assets Noncharitable EO | 0 | TrnsfrOthAssetsNoncharitableEO |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssets |
| Purchase Assets Noncharitable EO | 0 | PurchaseAssetsNoncharitableEO |
| Rental Of Facilities Etc | 0 | RentalOfFacilitiesEtc |
| Reimbursement Arrangements | 0 | ReimbursementArrangements |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuarantees |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtc |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtc |
| Relationships Noncharitable E Os | 0 | RelationshipsNoncharitableEOs |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees AccountingFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | PROFESSIONAL FEES | Category |
| Amount | $2,500 | Amount |
| Net Investment Income | 0 | NetInvestmentIncome |
| Disbursements Charitable Prps | 0 | DisbursementsCharitablePrps |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corp Bonds InvestmentsCorpBonds (18 entries)
| Name Of BondNameOfBond | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| 100000 SHS MORGAN STANLEY SER MTN | 98000 | 89786 |
| 100000 SHS MORGAN STANLEY SER MTN | 98000 | 91568 |
| 150000 SHS GENERAL ELEC CAP CORP | 150000 | 146435 |
| 1721 SHS SANTANDER FIN PFD | 48620 | 45211 |
| 17354 SHS TORTOISE ENERGY CAP CORP | 0 | 0 |
| 200000 BANK OF AMERICA CORP | 200000 | 156750 |
| 200000 SHS BANK OF AMERICA CORP | 200000 | 143750 |
| 200000 SHS BARCLAYS BANK PLC | 0 | 0 |
| 2279 SHS SANTANDER FIN PFD | 64450 | 59869 |
| 3000 SHS BARCLAYS BANK PLC | 73499 | 63240 |
| 3000 SHS HSBC HLDGS PLC | 60919 | 71700 |
| 3290 SHS SANTANDER FINANCE SER 6 | 58384 | 45632 |
| 37 SHS WACHOVIA CAPITAL TR IX | 773 | 929 |
| 4000 SHS ING GROUP NV | 70916 | 74800 |
| 4963 SHS WACHOVIA CAPITAL TR IX | 104576 | 124571 |
| 5000 SHS DB CAPITAL FDG VIII | 92563 | 91600 |
| 6710 SHS SANTANDER FINANCE | 119438 | 93068 |
| 10000 SHS KAYNE ANDERSON MLP | 250000 | 255000 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corp Stock InvestmentsCorpStock (20 entries)
| Name Of StockNameOfStock | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| 1000 SHS COCA COLA | 50157 | 69970 |
| 1000 SHS EMERSON ELEC CO | 44240 | 46590 |
| 1200 SHS NESTLE S A REP | 52152 | 69252 |
| 1500 SHS SYSCO CORP | 42792 | 43995 |
| 1500 SHS WASTE MANGEMENT | 47441 | 49065 |
| 15000 SHS DJIA MITTS ISSUER BAC | 162054 | 148500 |
| 15000 SHS MSCIWRL MITTS ISSUER BAC | 164277 | 137850 |
| 15000 SHS SP500 MITTS ISSUER BAC | 165700 | 156450 |
| 2000 SHS MICROSOFT CORP | 51018 | 51920 |
| 2000 SHS UNILEVER PLC | 51538 | 67040 |
| 20000 SHS DJIA MITTS ISSUER BAC | 215198 | 188000 |
| 20000 SHS DJIA MITTS ISSUER BAC | 207843 | 181800 |
| 25000 SHS EKSPORTS STARS SPX | 0 | 0 |
| 3000 SHS INTEL CORP | 59310 | 72750 |
| 850 SHS DIAGEO PLC SPSD | 50222 | 74307 |
| 850 SHS JOHNSON AND JOHNSON | 50633 | 55743 |
| 900 SHS KELLOGG CO | 47469 | 45513 |
| 10000 SHS SP500 STEPUP ISSUER BAC | 100000 | 80300 |
| 15000 SHS DJIA MITTS ISSUER BAC | 155672 | 132450 |
| 6000 SHS NISOURCE INC | 109855 | 142860 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Securities EOY Book Value | 0 | USGovtSecuritiesEOYBookValue |
| US Govt Securities EOYFMV | 0 | USGovtSecuritiesEOYFMV |
| State Local Securities EOY Book Val | 5274992 | StateLocalSecuritiesEOYBookVal |
| State Local Securities EOYFMV | 5836562 | StateLocalSecuritiesEOYFMV |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOther (52 entries)
| Category Or ItemCategoryOrItem | Listed At Cost Or FMVListedAtCostOrFMV | Book ValueBookValue | EOYFMVEOYFMV |
|---|---|---|---|
| 10000 SHS DJUBS MITTS ISSUER BAC | AT COST | 110329 | 102300 |
| 10000 SHS CLEARBRIDGE ENERGY | AT COST | 200000 | 224400 |
| 10176 SHS EATON VANCE RCHRD BRSTN | AT COST | 100843 | 100849 |
| 10384 SHS IVY ASSET STRATEGY | AT COST | 230189 | 233123 |
| 10851 SHS JENSEN QUALITY GROWTH | AT COST | 258044 | 287780 |
| 11117 SHS UAM FPA CRESCENT PORT | AT COST | 269830 | 297728 |
| 11322 SHS BLACKROCK BASIC VALUE FUND | AT COST | 262198 | 275477 |
| 11536 SHS LM PERMAL TACTICAL | AT COST | 159966 | 158044 |
| 12492 SHS NUVEEN PREFERRED | AT COST | 187217 | 187269 |
| 12363 SHS PRINCIPAL GLOBAL DIVERSIFIED INCOME | AT COST | 162704 | 158374 |
| 14525 SHS AQR DIVERSIFIED | AT COST | 157533 | 158187 |
| 140679 SHS OZOFII ACCESS LTD LP | AT COST | 150000 | 145842 |
| 142585 MONARCH DEBT RECOVERY | AT COST | 150000 | 152495 |
| 14778 SHS MANAGERS AMG FQ GLOBAL ALT | AT COST | 150000 | 133153 |
| 150000 PV NUVEEN MORTGAGE OPPOR | AT COST | 150000 | 122100 |
| 15105 SHS HUSSMAN STRATEGIC GROWTH | AT COST | 200418 | 187762 |
| 16269 SHS THORNBURG INVEST INCOME | AT COST | 288452 | 293825 |
| 16565 SHS BLACKROCK GLOBAL | AT COST | 291831 | 302157 |
| 18195 SHS THIRD AVENUE FOCUSED | AT COST | 185557 | 172853 |
| 16943 SHS BLACKROCK STRATEGIC INCOME | AT COST | 162583 | 161135 |
| 18930 SHS IVA WORLDWIDE | AT COST | 281838 | 290773 |
| 18690 SHS ALLIANZ | AT COST | 189891 | 214004 |
| 22834 SHS WELLS FARGO ADVANTAGE | AT COST | 258371 | 273782 |
| 23682 SHS JP MORGAN STRATEGIC | AT COST | 271715 | 268325 |
| 2450 SHS ISHARES BARCLAYS TIPS BO | AT COST | 251958 | 285890 |
| 26215 SHS PIMCO LOW DURATION FD | AT COST | 268003 | 269757 |
| 29087 SHS PIMCO UNCONSTRAINED | AT COST | 315760 | 316764 |
| 31594 SHS PIMCO GLOBAL MULTI | AT COST | 357779 | 339327 |
| 29333 SHS DELAWARE LTD TERM | AT COST | 0 | 0 |
| 3020 SHS THIRD AVENUE VALUE FD | AT COST | 133043 | 121255 |
| 3000 SHS ISHARES TR S&P GLOBAL | AT COST | 139350 | 125700 |
| 88 SHS JOHN HANCOCK HIGH YIELD | AT COST | 309 | 284 |
| 34433 SHS PIMCO ALL ASSET | AT COST | 365178 | 345023 |
| 32815 SHS T ROWE PRICE SHORT TERM | AT COST | 158547 | 157844 |
| 3501 SHS THE ENDOWMENT TEI FUND | AT COST | 199945 | 195310 |
| 36666 SHS LORD ABBETT SHORT | AT COST | 166645 | 166468 |
| 48090 SHS PRUDENTIAL SHORT TERM | AT COST | 548272 | 546789 |
| 5000 SHS WESTERN ASSET MTG | AT COST | 100000 | 98050 |
| 5402 SHS RS CAPITAL APPRECIATION | AT COST | 100000 | 115127 |
| 59154 SHS FRANKLIN INCOME FD | AT COST | 118048 | 123040 |
| 6733 SHS FAIRHOLME FUND | AT COST | 194584 | 155890 |
| 73275 SHS YORK TOTAL ACCESS LTD | AT COST | 100000 | 91074 |
| 83118 SHS PAULSON RECOVERY | AT COST | 100000 | 82262 |
| 9318 SHS WEITZ PARTNERS VALUE FD | AT COST | 150000 | 196055 |
| 93786 SHS ROBECO-SAGE ACCESS LTD | AT COST | 100000 | 94499 |
| 9942 SHS THE MERGER FUND CL RETAIL | AT COST | 157116 | 154999 |
| 201842 SHS CLOUGH ACCESS LTD | AT COST | 200000 | 166056 |
| 5000 SHS NUVEEN BUILD AMERICA | AT COST | 92048 | 108100 |
| 8138 SHS ALTON/LAKE PARTNERS | AT COST | 101640 | 96040 |
| 23302 SHS JOHN HANCOCK STRATEGIC INCOME | AT COST | 157124 | 148903 |
| 25379 SHS LOOMIS SAYLES ABSOLUTE STRATEGIES | AT COST | 258344 | 236787 |
| 14235 SHS LORD ABBETT FLOATING RATE FUND | AT COST | 126144 | 128117 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses OtherExpenses (2 entries)
| DescriptionDescription | Revenue And Expenses Per BooksRevenueAndExpensesPerBooks | Net Investment IncomeNetInvestmentIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|
| STATE FILING FEE | 20 | 0 | 0 |
| BOND PREMIUM AMORTIZATION | 2117 | 2117 | 0 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees OtherProfessionalFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | INVESTMENT AND ADVISORY FEES | Category |
| Amount | $68,164 | Amount |
| Net Investment Income | 68164 | NetInvestmentIncome |
| Disbursements Charitable Prps | 0 | DisbursementsCharitablePrps |
Taxes Schedule TaxesSchedule
Taxes Taxes (3 entries)
| CategoryCategory | AmountAmount | Net Investment IncomeNetInvestmentIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|
| FOREIGN TAX WITHHELD | $1,322 | 1322 | 0 |
| FEDERAL EXCISE TAX | $15,000 | 0 | 0 |
| FEDERAL TAX WITHHELD - BOA | $182 | 182 | 0 |