DONNA AND MARVIN SCHWARTZ FOUNDATION: Form 990PF, tax year 2010

View the entire original 990 at ProPublica ↗

Organization: DONNA AND MARVIN SCHWARTZ FOUNDATION (EIN 13-7114848)
Tax period: 2010-05-01 to 2011-04-30
Filed: 2012-03-09
IRS object ID: 201210699349100006
Schema version: 2010v3.4
Source: Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header
Form 990-PF
Accounting Fees Schedule
Investments Corp Stock Schedule
Investments Other Schedule2
Other Assets Schedule
Other Expenses Schedule
Other Income Schedule2
Other Liabilities Schedule
Taxes Schedule

Return header ReturnHeader

Field	Value	IRS element (for citing)
Timestamp	2012-03-09T14:11:57-06:00	Timestamp
Tax Period End Date	2011-04-30	TaxPeriodEndDate

Preparer Firm PreparerFirm

Preparer Firm Business Name PreparerFirmBusinessName

Field	Value	IRS element (for citing)
Business Name Line1	FREEDMAN & CO CPA PC	BusinessNameLine1

Preparer Firm US Address PreparerFirmUSAddress

Field	Value	IRS element (for citing)
Address Line1	61 BROADWAY	AddressLine1
City	NEW YORK	City
State	NY	State
ZIP Code	10006	ZIPCode

Field	Value	IRS element (for citing)
Return Type	990PF	ReturnType
Tax Period Begin Date	2010-05-01	TaxPeriodBeginDate

Filer Filer

Field	Value	IRS element (for citing)
EIN	137114848	EIN

Name Name

Field	Value	IRS element (for citing)
Business Name Line1	THE DONNA AND MARVIN SCHWARTZ FOUNDATION	BusinessNameLine1

Field	Value	IRS element (for citing)
Name Control	DONN	NameControl
Phone	2125096700	Phone

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	C/O NEUBERGER BERMAN 605 THIRD	AddressLine1
Address Line2	AVENUE	AddressLine2
City	NEW YORK	City
State	NY	State
ZIP Code	101583698	ZIPCode

Officer Officer

Field	Value	IRS element (for citing)
Name	MARVIN SCHWARTZ	Name
Title	TRUSTEE	Title
Phone	2125096700	Phone
Date Signed	2012-03-07	DateSigned
Authorize Third Party	1	AuthorizeThirdParty

Preparer Preparer

Field	Value	IRS element (for citing)
Name	PAUL J FREEDMAN	Name
Phone	2125096700	Phone
Date Prepared	2012-03-07	DatePrepared

Field	Value	IRS element (for citing)
Tax Year	2010	TaxYear
Build TS	2016-02-24 21:20:13Z	BuildTS

Form 990-PF IRS990PF

Field	Value	IRS element (for citing)
Exempt PF	X	ExemptPF
FMV Assets EOY	100126713	FMVAssetsEOY
Method Of Accounting Cash	X	MethodOfAccountingCash

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

Field	Value	IRS element (for citing)
Not Required To Attach Schedule B	X	NotRequiredToAttachScheduleB
Dividends Rev And Expnss	1273359	DividendsRevAndExpnss
Dividends Net Invst Incm	1273359	DividendsNetInvstIncm
Net Gain Sale Assets Rev And Expnss	6412335	NetGainSaleAssetsRevAndExpnss
Gross Sales Price	22242229	GrossSalesPrice
Capital Gain Net Incm Net Invst Incm	6412335	CapitalGainNetIncmNetInvstIncm
Other Income Rev And Expnss	79268	OtherIncomeRevAndExpnss
Other Income Net Invst Incm	12314	OtherIncomeNetInvstIncm
Total Revenue And Expenses	7764962	TotalRevenueAndExpenses
Total Net Investment Income	7698008	TotalNetInvestmentIncome
Comp Ofcr Dir Trst Rev And Expnss	0	CompOfcrDirTrstRevAndExpnss
Comp Ofcr Dir Trst Net Invst Incm	0	CompOfcrDirTrstNetInvstIncm
Comp Ofcr Dir Trst Dsbrs Chrtbl Prps	0	CompOfcrDirTrstDsbrsChrtblPrps
Accounting Fees Rev And Expnss	66713	AccountingFeesRevAndExpnss
Accounting Fees Net Invst Incm	66713	AccountingFeesNetInvstIncm
Accounting Fees Dsbrs Chrtbl Prps	0	AccountingFeesDsbrsChrtblPrps
Interest Rev And Expnss	10983	InterestRevAndExpnss
Interest Net Invst Incm	10983	InterestNetInvstIncm
Interest Dsbrs Chrtbl Prps	0	InterestDsbrsChrtblPrps
Taxes Rev And Expnss	96569	TaxesRevAndExpnss
Taxes Net Invst Incm	20985	TaxesNetInvstIncm
Taxes Dsbrs Chrtbl Prps	0	TaxesDsbrsChrtblPrps
Other Expenses Rev And Expnss	30045	OtherExpensesRevAndExpnss
Other Expenses Net Invst Incm	5017	OtherExpensesNetInvstIncm
Other Expenses Dsbrs Chrtbl Prps	0	OtherExpensesDsbrsChrtblPrps
Tot Opr Expenses Rev And Expnss	204310	TotOprExpensesRevAndExpnss
Tot Opr Expenses Net Invst Incm	103698	TotOprExpensesNetInvstIncm
Tot Opr Expenses Dsbrs Chrtbl Prps	0	TotOprExpensesDsbrsChrtblPrps
Contri Gifts Paid Rev And Expnss	4433101	ContriGiftsPaidRevAndExpnss
Contri Gifts Paid Dsbrs Chrtbl Prps	4433101	ContriGiftsPaidDsbrsChrtblPrps
Total Expenses Rev And Expnss	4637411	TotalExpensesRevAndExpnss
Total Expenses Net Invst Incm	103698	TotalExpensesNetInvstIncm
Total Expenses Dsbrs Chrtbl Prps	4433101	TotalExpensesDsbrsChrtblPrps
Excess Of Revenue Over Expenses	3127551	ExcessOfRevenueOverExpenses
Net Investment Income	7594310	NetInvestmentIncome

Balance Sheets BalanceSheets

Field	Value	IRS element (for citing)
Cash BOY	98165	CashBOY
Cash EOY	268586	CashEOY
Cash EOYFMV	268586	CashEOYFMV
Accounts Receivable BOY	243	AccountsReceivableBOY
Investments Corp Stock BOY	58889254	InvestmentsCorpStockBOY
Investments Corp Stock EOY	62625364	InvestmentsCorpStockEOY
Investments Corp Stock EOYFMV	95187013	InvestmentsCorpStockEOYFMV
Investments Other BOY	2697482	InvestmentsOtherBOY
Investments Other EOY	1817214	InvestmentsOtherEOY
Investments Other EOYFMV	1910625	InvestmentsOtherEOYFMV
Other Assets BOY	0	OtherAssetsBOY
Other Assets EOY	2760489	OtherAssetsEOY
Other Assets EOYFMV	2760489	OtherAssetsEOYFMV
Total Assets BOY	61685144	TotalAssetsBOY
Total Assets EOY	67471653	TotalAssetsEOY
Total Assets EOYFMV	100126713	TotalAssetsEOYFMV
Other Liabilities BOY	0	OtherLiabilitiesBOY
Other Liabilities EOY	2658958	OtherLiabilitiesEOY
Total Liabilities BOY	0	TotalLiabilitiesBOY
Total Liabilities EOY	2658958	TotalLiabilitiesEOY
Org That Do Not Follow SFAS117	X	OrgThatDoNotFollowSFAS117
Capital Stock BOY	0	CapitalStockBOY
Capital Stock EOY	0	CapitalStockEOY
Paid In Or Capital Surplus BOY	0	PaidInOrCapitalSurplusBOY
Paid In Or Capital Surplus EOY	0	PaidInOrCapitalSurplusEOY
Retained Earnings BOY	61685144	RetainedEarningsBOY
Retained Earnings EOY	64812695	RetainedEarningsEOY
Total Net Assets BOY	61685144	TotalNetAssetsBOY
Total Net Assets EOY	64812695	TotalNetAssetsEOY
Total Liabilities Net Assets BOY	61685144	TotalLiabilitiesNetAssetsBOY
Total Liabilities Net Assets EOY	67471653	TotalLiabilitiesNetAssetsEOY

Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances

Field	Value	IRS element (for citing)
Total Net Assets Fund Balances BOY	61685144	TotalNetAssetsFundBalancesBOY
Excess Of Revenue Over Expenses	3127551	ExcessOfRevenueOverExpenses
Other Increases	0	OtherIncreases
Subtotal	64812695	Subtotal
Other Decreases	0	OtherDecreases
Total Net Assets Fund Balances EOY	64812695	TotalNetAssetsFundBalancesEOY

Capital Gains And Losses CapitalGainsAndLosses

Capital Gains And Losses Info CapitalGainsAndLossesInfo (46 entries)

Description Of AssetDescriptionOfAsset	How AcquiredHowAcquired	Date AcquiredDateAcquired	Date SoldDateSold	Gross Sales PriceGrossSalesPrice	Gain Or LossGainOrLoss	Gains Minus Excess Or LossesGainsMinusExcessOrLosses	Cost Or Other BasisCostOrOtherBasis
FROM PASS THRU ACTIVITY	P	2010-01-01	2010-12-31	1628	1628	1628
FROM PASS THRU ACTIVITY	P	2009-12-31	2010-12-31	3818	3818	3818
LITIGATION SETTLEMENT	P	2009-12-31	2010-12-31	14440	14440	14440
FROM PASS THRU ACTIVITY-COST BASIS ADJ	P	2009-12-31	2010-12-31	8592	8592	8592
DREAMWORKS ANIMATION INCCL A	P	2010-06-17	2010-11-02	2089796	561837	561837	1527959
***ENCANA CORP	P	2011-01-07	2011-04-27	323389	33155	33155	290234
***ENCANA CORP	P	2011-01-06	2011-04-27	161694	17360	17360	144334
***ENCANA CORP	P	2011-01-11	2011-04-27	323389	33077	33077	290312
EOG RES INC	P	2010-02-12	2010-06-07	2998026	426393	426393	2571633
GLG PARTNERS INC	P	2010-01-04	2010-05-17	214492	45180	45180	169312
***IMAX CORPORATION	P	2010-07-15	2010-10-15	535708	140267	140267	395441
LABORATORY CORP AMER HLDGS	P	2010-01-29	2010-05-26	264559	13336	13336	251223
LABORATORY CORP AMER HLDGS	P	2010-01-29	2010-05-21	604017	29792	29792	574225
***NAVIOS MARITIME HOLDINGSINC	P	2010-06-03	2011-01-25	143120	-32204	-32204	175324
**NEUBERGER BERMAN INCOME FDSNEW HIGH INCOME BD FD INV CL	P	2010-11-02	2011-01-05	1577	-27	-27	1604
PROSHARES TRULTRA FINANCIALS NEW	P	2009-09-02	2010-05-10	164985	35528	35528	129457
***VALIDUS HOLDINGS LTD	P	2009-09-04	2010-06-15	137500	3294	3294	134206
***VALIDUS HOLDINGS LTD	P	2009-09-02	2010-06-15	750000	9599	9599	740401
***VALIDUS HOLDINGS LTD	P	2009-09-04	2010-06-15	1112500	18678	18678	1093822
VANTAGE DRILLING COMPANY	P	2010-07-07	2010-07-12	5635	-719	-719	6354
VANTAGE DRILLING COMPANY	P	2010-07-07	2010-07-13	357530	-41678	-41678	399208
VANTAGE DRILLING COMPANY	P	2010-07-01	2010-07-12	111860	-19676	-19676	131536
ANADARKO PETROLEUM CORP	P	2003-06-09	2010-12-30	709767	496986	496986	212781
ANADARKO PETROLEUM CORP	P	2004-08-18	2010-06-01	481057	171621	171621	309436
ANADARKO PETROLEUM CORP	P	2003-06-18	2010-12-30	3570690	2487158	2487158	1083532
ANADARKO PETROLEUM CORP	P	2003-12-04	2010-06-30	761296	254142	254142	507154
ANADARKO PETROLEUM CORP	P	2004-01-12	2010-06-30	53865	14752	14752	39113
ANADARKO PETROLEUM CORP	P	2003-06-18	2010-06-30	82593	30347	30347	52246
ANADARKO PETROLEUM CORP	P	2003-06-09	2010-12-30	209600	146886	146886	62714
ANADARKO PETROLEUM CORP	P	2004-01-12	2010-06-01	1434345	586907	586907	847438
ANADARKO PETROLEUM CORP	P	2004-01-09	2010-06-01	70614	28339	28339	42275
DIAMOND OFFSHORE DRILLING INC	P	2006-09-12	2011-01-18	746343	45183	45183	701160
**NEUBERGER BERMAN INCOME FDSNEW HIGH INCOME BD FD INV CL	P	2004-12-02	2011-01-05	6226	-114	-114	6340
**NEUBERGER BERMAN INCOME FDSNEW HIGH INCOME BD FD INV CL	P	2004-11-02	2011-01-05	5775	-130	-130	5905
**NEUBERGER BERMAN INCOME FDSNEW HIGH INCOME BD FD INV CL	P	2005-01-04	2011-01-05	5721	-111	-111	5832
**NEUBERGER BERMAN INCOME FDSNEW HIGH INCOME BD FD INV CL	P	2005-03-02	2011-01-05	5963	-115	-115	6078
PROSHARES TRULTRA FINANCIALS NEW	P	2009-03-25	2010-05-10	659940	392807	392807	267133
PULTE HOMES INC	P	2010-04-05	2011-04-28	248311	-94665	-94665	342976
SYMANTEC CORP	P	2010-04-15	2011-04-27	443030	59839	59839	383191
***TALISMAN ENERGY INC	P	2008-02-28	2011-02-04	69021	15381	15381	53640
***TALISMAN ENERGY INC	P	2008-02-28	2011-04-27	1208927	314934	314934	893993
***VALIDUS HOLDINGS LTD	P	2009-04-27	2010-06-15	891875	82068	82068	809807
***VALIDUS HOLDINGS LTD	P	2009-04-27	2011-04-19	96266	28167	28167	68099
***VALIDUS HOLDINGS LTD	P	2009-04-27	2010-12-15	135420	32954	32954	102466
ROUNDING	P	2011-04-30	2011-04-30	7	7	7
CAPITAL GAINS DIVIDENDS	P			17322	17322	17322

Field	Value	IRS element (for citing)
Capital Gain Net Income	6412335	CapitalGainNetIncome

Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax

Field	Value	IRS element (for citing)
Liable For4942 Tax	0	LiableFor4942Tax
Qualifying Distributions Year1	3908125	QualifyingDistributionsYear1
Noncharitable Assets Year1	78341871	NoncharitableAssetsYear1
Distribution Ratio Year1	0.049886	DistributionRatioYear1
Qualifying Distributions Year2	3336889	QualifyingDistributionsYear2
Noncharitable Assets Year2	78575563	NoncharitableAssetsYear2
Distribution Ratio Year2	0.042467	DistributionRatioYear2
Qualifying Distributions Year3	5232028	QualifyingDistributionsYear3
Noncharitable Assets Year3	113843899	NoncharitableAssetsYear3
Distribution Ratio Year3	0.045958	DistributionRatioYear3
Qualifying Distributions Year4	4622535	QualifyingDistributionsYear4
Noncharitable Assets Year4	108643593	NoncharitableAssetsYear4
Distribution Ratio Year4	0.042548	DistributionRatioYear4
Qualifying Distributions Year5	2601100	QualifyingDistributionsYear5
Noncharitable Assets Year5	114635204	NoncharitableAssetsYear5
Distribution Ratio Year5	0.022690	DistributionRatioYear5
Total Distribution Ratio	0.203549	TotalDistributionRatio
Average Distribution Ratio	0.040710	AverageDistributionRatio
Net Noncharitable Assets	84431384	NetNoncharitableAssets
Adjusted Noncharitable Assets	3437202	AdjustedNoncharitableAssets
One Percent Net Investment Income	75943	OnePercentNetInvestmentIncome
Adj Nonchrtbl Assets And One	3513145	AdjNonchrtblAssetsAndOnePct
Qualifying Distributions	4433101	QualifyingDistributions

Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm

Field	Value	IRS element (for citing)
Domestic Org Meeting Sect4940e	X	DomesticOrgMeetingSect4940e
Investment Income Excise Tax	75943	InvestmentIncomeExciseTax
Tax Under Section511	0	TaxUnderSection511
Subtotal	75943	Subtotal
Subtitle A Tax	0	SubtitleATax
Tax Based On Investment Income	75943	TaxBasedOnInvestmentIncome
Est Tax Payments And Overpayment	6683	EstTaxPaymentsAndOverpayment
Tax Paid With Extension	100000	TaxPaidWithExtension
Total Credits And Payments	106683	TotalCreditsAndPayments
Form2220 Attached	X	Form2220Attached
Overpayment	30740	Overpayment
Amount Credited To Next Year	30740	AmountCreditedToNextYear
Amount To Be Refunded	0	AmountToBeRefunded

Statements Regarding Activities StatementsRegardingActivities

Field	Value	IRS element (for citing)
Legislative Political Activities	0	LegislativePoliticalActivities
More Than100 Spent	0	MoreThan100Spent
Form1120 POL Filed	0	Form1120POLFiled
Sect4955 Tax On Organization	0	Sect4955TaxOnOrganization
Sect4955 Tax On Managers	0	Sect4955TaxOnManagers
Reimbursement Of Tax	0	ReimbursementOfTax
Activities Not Prev Reported	0	ActivitiesNotPrevReported
Changes To Articles Or Bylaws	0	ChangesToArticlesOrBylaws
Unrelated Bus Income Over1000	1	UnrelatedBusIncomeOver1000
Form990 T Filed	1	Form990TFiled
Termination Etc	0	TerminationEtc
Requirements Of Sect508e	1	RequirementsOfSect508e
At Least5000 In Assets	1	AtLeast5000InAssets
States Filed With	NY	StatesFiledWith
Form990 PF Filed With AG	1	Form990PFFiledWithAG
Private Operating Foundation	0	PrivateOperatingFoundation
New Substantial Contributors	0	NewSubstantialContributors
Interest In Controlled Entity	0	InterestInControlledEntity
Applicable Insurance Contract	0	ApplicableInsuranceContract
Comply With Public Inspection Rqr	1	ComplyWithPublicInspectionRqr
Website Address	N/A	WebsiteAddress
Books In Care Of Person Name	FREEDMAN CO CPA PC	BooksInCareOfPersonName
Books In Care Of Phone Number	2125096700	BooksInCareOfPhoneNumber

Books In Care Of US Address BooksInCareOfUSAddress

Field	Value	IRS element (for citing)
Address Line1	61 BROADWAY SUITE 1405	AddressLine1
City	NEW YORL	City
State	NY	State
ZIP Code	100062704	ZIPCode

Field	Value	IRS element (for citing)
Foreign Bank	0	ForeignBank

Statements Regarding Acty4720 StatementsRegardingActy4720

Field	Value	IRS element (for citing)
Sale Or Exchange With Dsqfly Person	0	SaleOrExchangeWithDsqflyPerson
Borrow Or Lend With Dsqfly Person	0	BorrowOrLendWithDsqflyPerson
Furnished Goods With Dsqfly Person	0	FurnishedGoodsWithDsqflyPerson
Pay Compensation To Dsqfly Person	0	PayCompensationToDsqflyPerson
Transfer Assets To Dsqfly Person	0	TransferAssetsToDsqflyPerson
Payment To Government Offical	0	PaymentToGovernmentOffical
Uncorrected Prior Acts	0	UncorrectedPriorActs
Undistributed Income Prior Years	0	UndistributedIncomePriorYears
Business Holdings	0	BusinessHoldings
Jeopardy Investments	0	JeopardyInvestments
Uncorrected Jeopardy Investments	0	UncorrectedJeopardyInvestments
Influence Legislation	0	InfluenceLegislation
Influence Election	0	InfluenceElection
Grants To Individuals	0	GrantsToIndividuals
Grants To Organizations	0	GrantsToOrganizations
Noncharitable Purpose	0	NoncharitablePurpose
Rcv Funds To Pay Prsnl Bnft Contract	0	RcvFundsToPayPrsnlBnftContract
Pay Premiums Prsnl Bnft Contract	0	PayPremiumsPrsnlBnftContract
Prohibited Tax Shelter Transactn	0	ProhibitedTaxShelterTransactn

Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo

Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (2 entries)

Address Line1USAddress/AddressLine1	CityUSAddress/City	StateUSAddress/State	ZIP CodeUSAddress/ZIPCode	TitleTitle	Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition	CompensationCompensation	Contri To Empl Benefit Plans EtcContriToEmplBenefitPlansEtc	Expense Account Other AllowancesExpenseAccountOtherAllowances
MARVIN C SCHWARTZ
2 EAST 88TH ST	NEW YORK	NY	10128	TRUSTEE	0.00	0	0	0
DONNA SCHWARTZ
2 EAST 88TH ST	NEW YORK	NY	10128	TRUSTEE	0.00	0	0	0

Field	Value	IRS element (for citing)
Comp Of Highest Paid Empl NONE	NONE	CompOfHighestPaidEmplNONE
Tot Number Of Oth Empl Paid Over50k	0	TotNumberOfOthEmplPaidOver50k
Comp Of Hghst Paid Cntrct NONE	NONE	CompOfHghstPaidCntrctNONE
Tot Number Of Cntrct Paid Over50k	0	TotNumberOfCntrctPaidOver50k

Sum Of Program Related Investments SumOfProgramRelatedInvestments

Field	Value	IRS element (for citing)
Total	0	Total

Minimum Investment Return MinimumInvestmentReturn

Field	Value	IRS element (for citing)
Avg Monthly FMV Of Securities	85475211	AvgMonthlyFMVOfSecurities
Avg Monthly Cash Balances	-34561	AvgMonthlyCashBalances
FMV All Other Noncharitable Assets	276491	FMVAllOtherNoncharitableAssets
Total FMV Of Unused Assets	85717141	TotalFMVOfUnusedAssets
Reduction Claimed	0	ReductionClaimed
Acquisition Indebtedness	0	AcquisitionIndebtedness
Adj Total FMV Of Unused Assets	85717141	AdjTotalFMVOfUnusedAssets
Cash Deemed Charitable	1285757	CashDeemedCharitable
Net Noncharitable Assets	84431384	NetNoncharitableAssets
Minimum Investment Return	4221569	MinimumInvestmentReturn

Distributable DistributableAmount

Field	Value	IRS element (for citing)
Minimum Investment Return	4221569	MinimumInvestmentReturn
Tax Based On Investment Income	75943	TaxBasedOnInvestmentIncome
Income Tax For This Year	22059	IncomeTaxForThisYear
Total Tax	98002	TotalTax
Distributable Amount Before Adj	4123567	DistributableAmountBeforeAdj
Recoveries Qlfy Distributions	0	RecoveriesQlfyDistributions
Distributable Amount Before Ded	4123567	DistributableAmountBeforeDed
Deduction Fr Distributable	$0	DeductionFrDistributableAmount
Distributable Amount As Adjusted	4123567	DistributableAmountAsAdjusted

Qualifying Distributions QualifyingDistributions

Field	Value	IRS element (for citing)
Expenses And Contributions	4433101	ExpensesAndContributions
Program Related Investments Total	0	ProgramRelatedInvestmentsTotal
Qualifying Distributions	4433101	QualifyingDistributions
One Pct Sect4940e Org Net Invst Incm	75943	OnePctSect4940eOrgNetInvstIncm
Adj Qualifying Distributions	4357158	AdjQualifyingDistributions

Undistributed Income UndistributedIncome

Field	Value	IRS element (for citing)
Distributable Amount As Adjusted	4123567	DistributableAmountAsAdjusted
Undistributed Income Prior Year	0	UndistributedIncomePriorYear
Total For Prior Years	0	TotalForPriorYears
Excess Distri Carryover Year3	75120	ExcessDistriCarryoverYear3
Excess Distri Carryover Year1	111489	ExcessDistriCarryoverYear1
Total Excess Distri Carryover	186609	TotalExcessDistriCarryover
Qualifying Distributions	4433101	QualifyingDistributions
Applied To Year1	0	AppliedToYear1
Applied To Prior Years	0	AppliedToPriorYears
Treated As Distri From Corpus	0	TreatedAsDistriFromCorpus
Applied To Current Year	4123567	AppliedToCurrentYear
Remaining Distri From Corpus	309534	RemainingDistriFromCorpus
Excess Distri Cyov App CY Corpus	0	ExcessDistriCyovAppCYCorpus
Excess Distri Cyov Applied CY	0	ExcessDistriCyovAppliedCY
Total Corpus	496143	TotalCorpus
Prior Year Undistributed Income	0	PriorYearUndistributedIncome
Prior Year Deficiency Or Tax	0	PriorYearDeficiencyOrTax
Taxable Amount1	0	TaxableAmount1
Taxable Amount2	0	TaxableAmount2
Undistributed Income CY	0	UndistributedIncomeCY
Distri From Corpus170b1 E Or4942g3	0	DistriFromCorpus170b1EOr4942g3
Excess Distri Cyov From Year5	0	ExcessDistriCyovFromYear5
Excess Distri Cyov To Next Year	496143	ExcessDistriCyovToNextYear
Excess From Year3	75120	ExcessFromYear3
Excess From Year1	111489	ExcessFromYear1
Excess From Current Year	309534	ExcessFromCurrentYear

Supplementary Information SupplementaryInformation

Field	Value	IRS element (for citing)
Contributing Manager	MARVIN C SCHWARTZ	ContributingManager
Contributing Manager	DONNA SCHWARTZ	ContributingManager
Only Contributes To Preselected	X	OnlyContributesToPreselected

Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (96 entries)

Address Line1RecipientUSAddress/AddressLine1	CityRecipientUSAddress/City	StateRecipientUSAddress/State	ZIP CodeRecipientUSAddress/ZIPCode	Recipient RelationshipRecipientRelationship	Recipient Foundation StatusRecipientFoundationStatus	Purpose Of Grant Or ContributionPurposeOfGrantOrContribution	AmountAmount
ADULT CONGENITAL HEART ASSN
6757 GREEN ST - STE 335	PHILADELPHIA	PA	19119	NONE	OTHER PUBLIC CHARITY	CHARITABLE CONTRIBUTION TO PUBLIC CHARITY	$2,500
ALLIANCE FOR CHILDREN FDN
464 HILLSIDE AVE - STE 300	NEEDHAM	MA	02494	NONE	OTHER PUBLIC CHARITY	CHARITABLE CONTRIBUTION TO PUBLIC CHARITY	$2,500
AMERICAN COMMITTEE -WEIZMAN INST SCIENCE
633 THIRD AVE	NEW YORK	NY	10017	NONE	OTHER PUBLIC CHARITY	CHARITABLE CONTRIBUTION TO PUBLIC CHARITY	$15,000
AMERICAN FOLK ART MUSEUM
2 LINCOLN SQUARE	NEW YORK	NY	10023	NONE	OTHER PUBLIC CHARITY	CHARITABLE CONTRIBUTION TO PUBLIC CHARITY	$49,950
AMERICAN FRIENDS OF THE ISRAEL MUSEUM
500 FIFTH AVE - STE 2540	NEW YORK	NY	10110	NONE	OTHER PUBLIC CHARITY	CHARITABLE CONTRIBUTION TO PUBLIC CHARITY	$5,000
AMERICAN MUSEUM OF NATURAL HISTORY
200 CENTRAL PARK WEST	NEW YORK	NY	10024	NONE	OTHER PUBLIC CHARITY	CHARITABLE CONTRIBUTION TO PUBLIC CHARITY	$25,000
AN ORPHAN SMILES INC
PO BOX 175	KIMBERTON	PA	19442	NONE	OTHER PUBLIC CHARITY	CHARITABLE CONTRIBUTION TO PUBLIC CHARITY	$2,500
ASPCA
424 E 92 ST	NEW YORK	NY	10128	NONE	OTHER PUBLIC CHARITY	CHARITABLE CONTRIBUTION TO PUBLIC CHARITY	$9,500
BEDFORD FIRE DEPT
34 VILLAGE GREEN - PO BOX 230	BEDFORD	NY	10506	NONE	OTHER PUBLIC CHARITY	CHARITABLE CONTRIBUTION TO PUBLIC CHARITY	$4,000
BEDFORD HISTORICAL SOCIETY
612 OLD POST RD - PO BOX 491	BEDFORD	NY	10506	NONE	OTHER PUBLIC CHARITY	CHARITABLE CONTRIBUTION TO PUBLIC CHARITY	$150
BEDFORD PBA
307 BEDFORD RD	BEDFORD HILLS	NY	10507	NONE	OTHER PUBLIC CHARITY	CHARITABLE CONTRIBUTION TO PUBLIC CHARITY	$2,500
BEDFORD RIDING LANES ASSN INC
PO BOX 178	BEDFORD	NY	10506	NONE	OTHER PUBLIC CHARITY	CHARITABLE CONTRIBUTION TO PUBLIC CHARITY	$10,500
BETH ISRAEL FOUNDATION
555 W 57 ST - STE 5-23	NEW YORK	NY	10019	NONE	OTHER PUBLIC CHARITY	CHARITABLE CONTRIBUTION TO PUBLIC CHARITY	$35,000
BIDEAWEE
410 E 38 ST	NEW YORK	NY	10016	NONE	OTHER PUBLIC CHARITY	CHARITABLE CONTRIBUTION TO PUBLIC CHARITY	$24,380
BOTTOMLESS CLOSET
15 PENN PLAZA - STE 40	NEW YORK	NY	10001	NONE	OTHER PUBLIC CHARITY	CHARITABLE CONTRIBUTION TO PUBLIC CHARITY	$2,500
BUSCH WILDLIFE SANCTUARY INC
2500 JUPITER PARK DR	JUPITER	FL	33458	NONE	OTHER PUBLIC CHARITY	CHARITABLE CONTRIBUTION TO PUBLIC CHARITY	$25,000
CAMPAIGN STORE
8795 FOLSOM BLVD - STE 103	SACRAMENTO	CA	95826	NONE	OTHER PUBLIC CHARITY	CHARITABLE CONTRIBUTION TO PUBLIC CHARITY	$5,000
CCFA (CROHN'S & COLITIS FDN OF AMERICA)
386 PARK AVENUE SOUTH - FL 17	NEW YORK	NY	10016	NONE	OTHER PUBLIC CHARITY	CHARITABLE CONTRIBUTION TO PUBLIC CHARITY	$7,500
CENTRAL PARK CONSERVANCY
14 E 60 ST	NEW YORK	NY	10022	NONE	OTHER PUBLIC CHARITY	CHARITABLE CONTRIBUTION TO PUBLIC CHARITY	$598,000
CHESS IN THE SCHOOLS
520 EIGHTH AVE - FL 2	NEW YORK	NY	10018	NONE	OTHER PUBLIC CHARITY	CHARITABLE CONTRIBUTION TO PUBLIC CHARITY	$5,000
CHILDREN'S' HOSPITAL OF PITTSBURGH
4401 PENN AVE	PITTSBURGH	PA	15224	NONE	OTHER PUBLIC CHARITY	CHARITABLE CONTRIBUTION TO PUBLIC CHARITY	$2,500
CONCERT ARTISTS GUILD
850 SEVENTH AVE PH-A	NEW YORK	NY	10019	NONE	OTHER PUBLIC CHARITY	CHARITABLE CONTRIBUTION TO PUBLIC CHARITY	$10,000
CROTON FALLS VOLUNTEER FIRE DEPT
620 RTE 22	CROTON FALLS	NY	10519	NONE	OTHER PUBLIC CHARITY	CHARITABLE CONTRIBUTION TO PUBLIC CHARITY	$500
DAMON RUNYON CANCER RESEARCH FUND
55 BROADWAY - STE 302	NEW YORK	NY	10006	NONE	OTHER PUBLIC CHARITY	CHARITABLE CONTRIBUTION TO PUBLIC CHARITY	$3,616
DIABETES RESEARCH INSTITUTE FOUNDATION
200 S PARK RD - STE 100	HOLLYWOOD	FL	33021	NONE	OTHER PUBLIC CHARITY	CHARITABLE CONTRIBUTION TO PUBLIC CHARITY	$3,000
EAST SIDE SETTLEMENT
337 ALEXANDER AVE	BRONX	NY	10454	NONE	OTHER PUBLIC CHARITY	CHARITABLE CONTRIBUTION TO PUBLIC CHARITY	$1,850
EASTPORT VOLUNTEER FIRE DEPT
21 UNION AVE	EASTPORT	NY	11941	NONE	OTHER PUBLIC CHARITY	CHARITABLE CONTRIBUTION TO PUBLIC CHARITY	$2,700
EMORY UNIVERSITY
201 DOWMAN DR	ATLANTA	GA	30322	NONE	OTHER PUBLIC CHARITY	CHARITABLE CONTRIBUTION TO PUBLIC CHARITY	$10,000
FEGS
315 HUDSON ST	NEW YORK	NY	10013	NONE	OTHER PUBLIC CHARITY	CHARITABLE CONTRIBUTION TO PUBLIC CHARITY	$12,000
FAMILY COUNSELING SERVICES
120 WASHINGTON ST - STE 510	WATERTOWN	NY	13601	NONE	OTHER PUBLIC CHARITY	CHARITABLE CONTRIBUTION TO PUBLIC CHARITY	$17,000
FIDELITY CHARITABLE SERVICES
PO BOX 770001	CINCINNATI	OH	45277	NONE	OTHER PUBLIC CHARITY	CHARITABLE CONTRIBUTION TO PUBLIC CHARITY	$2,000,000
FLORENCE GRISWOLD MUSEUM
96 LYME ST	OLD LYME	CT	06371	NONE	OTHER PUBLIC CHARITY	CHARITABLE CONTRIBUTION TO PUBLIC CHARITY	$10,000
FRIENDS OF THE WEST HAMPTON AMBULANCE
3 HAZELWOOD AVE	W HAMPTON BEACH	NY	11978	NONE	OTHER PUBLIC CHARITY	CHARITABLE CONTRIBUTION TO PUBLIC CHARITY	$100
FULL MOON ARTS CENTER
63 TUTHILL POINT RD	EAST MORICHES	NY	11940	NONE	OTHER PUBLIC CHARITY	CHARITABLE CONTRIBUTION TO PUBLIC CHARITY	$10,000
GILDER LEHRMAN INST OF AMERICAN HISTORY
19 W 44 ST	NEW YORK	NY	10036	NONE	OTHER PUBLIC CHARITY	CHARITABLE CONTRIBUTION TO PUBLIC CHARITY	$25,500
GLOBAL SPORTS DEVELOPMENT
333 S HOPE ST - STE 3500	LOS ANGELES	CA	90071	NONE	OTHER PUBLIC CHARITY	CHARITABLE CONTRIBUTION TO PUBLIC CHARITY	$10,000
HISTORIC HUDSON VALLEY
639 BEDFORD RD	POCANTICO HILLS	NY	10591	NONE	OTHER PUBLIC CHARITY	CHARITABLE CONTRIBUTION TO PUBLIC CHARITY	$5,000
JAIN CENTER OF AMERICA
43-11 ITHACA ST	ELMHURST	NY	11373	NONE	OTHER PUBLIC CHARITY	CHARITABLE CONTRIBUTION TO PUBLIC CHARITY	$2,500
JANE GOODALL INSTITUTE
4245 NORTH FAIRFAX DR - STE 600	ARLINGTON	VA	22203	NONE	OTHER PUBLIC CHARITY	CHARITABLE CONTRIBUTION TO PUBLIC CHARITY	$2,000
JUVENILE DIABETES RESEARCH FDN - JDRF
26 BROADWAY	NEW YORK	NY	10004	NONE	OTHER PUBLIC CHARITY	CHARITABLE CONTRIBUTION TO PUBLIC CHARITY	$5,000
MAKE A WISH FOUNDATION - HUDSON VALLEY
832 SOUTH BROADWAY	TARRYTOWN	NY	10591	NONE	OTHER PUBLIC CHARITY	CHARITABLE CONTRIBUTION TO PUBLIC CHARITY	$1,000
MANHATTAN INSTITUTE
52 VANDERBILT AVE	NEW YORK	NY	10017	NONE	OTHER PUBLIC CHARITY	CHARITABLE CONTRIBUTION TO PUBLIC CHARITY	$22,800
MOUNT SINAI CRYSTAL PARTY
ONE GUSTAVE L LEVY PLACE	NEW YORK	NY	10029	NONE	OTHER PUBLIC CHARITY	CHARITABLE CONTRIBUTION TO PUBLIC CHARITY	$10,000
MUSEUM OF ARTS AND DESIGN
2 COLUMBUS CIRCLE	NEW YORK	NY	10019	NONE	OTHER PUBLIC CHARITY	CHARITABLE CONTRIBUTION TO PUBLIC CHARITY	$10,000
NATIONAL DANCE INSTITUTE
217 W 147 ST	NEW YORK	NY	10039	NONE	OTHER PUBLIC CHARITY	CHARITABLE CONTRIBUTION TO PUBLIC CHARITY	$1,000
NATIONAL WILDLIFE FEDERATION
11100 WILDLIFE CENTER DR	RESTON	VA	20190	NONE	OTHER PUBLIC CHARITY	CHARITABLE CONTRIBUTION TO PUBLIC CHARITY	$5,000
NEUBERGER MUSEUM OF ART
735 ANDERSON HILL ROAD	PURCHASE	NY	10577	NONE	OTHER PUBLIC CHARITY	CHARITABLE CONTRIBUTION TO PUBLIC CHARITY	$54,000
NEW YORK BOTANICAL GARDEN
2900 SOUTHERN BLVD	BRONX	NY	10458	NONE	OTHER PUBLIC CHARITY	CHARITABLE CONTRIBUTION TO PUBLIC CHARITY	$60,000
NEW YORK CITY OPERA
75 BROAD ST	NEW YORK	NY	10004	NONE	OTHER PUBLIC CHARITY	CHARITABLE CONTRIBUTION TO PUBLIC CHARITY	$19,500
NEW YORK HISTORICAL SOCIETY
170 CENTRAL PARK WEST	NEW YORK	NY	10024	NONE	OTHER PUBLIC CHARITY	CHARITABLE CONTRIBUTION TO PUBLIC CHARITY	$27,050
NEW YORK PHILHARMONIC
10 LINCOLN CENTER PLAZA	NEW YORK	NY	10023	NONE	OTHER PUBLIC CHARITY	CHARITABLE CONTRIBUTION TO PUBLIC CHARITY	$134,600
NEW YORKERS FOR PARKS
55 BROAD ST - FL 23	NEW YORK	NY	10004	NONE	OTHER PUBLIC CHARITY	CHARITABLE CONTRIBUTION TO PUBLIC CHARITY	$2,000
NORTH SALEM OPEN LAND FOUNDATION
PO BOX 176	NORTH SALEM	NY	10560	NONE	OTHER PUBLIC CHARITY	CHARITABLE CONTRIBUTION TO PUBLIC CHARITY	$2,000
NORTH SHORE UNIVERSITY HOSPITAL AUXILIARY
300 COMMUNITY DR	MANHASSET	NY	11030	NONE	OTHER PUBLIC CHARITY	CHARITABLE CONTRIBUTION TO PUBLIC CHARITY	$5,100
NYJTL - NY JUNIOR TENNIS LEAGUE
58-12 QUEENS BLVD - STE 1	WOODSIDE	NY	11377	NONE	OTHER PUBLIC CHARITY	CHARITABLE CONTRIBUTION TO PUBLIC CHARITY	$3,416
ORT AMERICA
75 MAIDEN LANE - FL 10	NEW YORK	NY	10038	NONE	OTHER PUBLIC CHARITY	CHARITABLE CONTRIBUTION TO PUBLIC CHARITY	$2,500
PARK AVENUE ARMORY
643 PARK AVE	NEW YORK	NY	10065	NONE	OTHER PUBLIC CHARITY	CHARITABLE CONTRIBUTION TO PUBLIC CHARITY	$325,000
PARKINSON'S UNITY WALK
PO BOX 275	KINGSTON	NJ	08528	NONE	OTHER PUBLIC CHARITY	CHARITABLE CONTRIBUTION TO PUBLIC CHARITY	$1,000
PAWLING FIRE DEPARTMENT INC
PO BOX 132	PAWLING	NY	12564	NONE	OTHER PUBLIC CHARITY	CHARITABLE CONTRIBUTION TO PUBLIC CHARITY	$1,000
PEF ISRAEL ENDOWMENT FUNDS INC
317 MADISON AVE - STE 607	NEW YORK	NY	10017	NONE	OTHER PUBLIC CHARITY	CHARITABLE CONTRIBUTION TO PUBLIC CHARITY	$25,000
REMSENBURG ACADEMY ASSOCIATION INC
PO BOX 171	REMSENBURG	NY	11960	NONE	OTHER PUBLIC CHARITY	CHARITABLE CONTRIBUTION TO PUBLIC CHARITY	$2,000
RUBIN MUSEUM OF ART
150 W 17 ST	NEW YORK	NY	10011	NONE	OTHER PUBLIC CHARITY	CHARITABLE CONTRIBUTION TO PUBLIC CHARITY	$13,000
RUDOLF STEINER SCHOOL
15 E 79 ST	NEW YORK	NY	10075	NONE	OTHER PUBLIC CHARITY	CHARITABLE CONTRIBUTION TO PUBLIC CHARITY	$2,500
RUTH KEELER MEMORIAL LIBRARY
276 TTITICUS RD	NORTH SALEM	NY	10560	NONE	OTHER PUBLIC CHARITY	CHARITABLE CONTRIBUTION TO PUBLIC CHARITY	$1,000
SABIN VACCINE INSTITUTE
2000 PENNSYLVANIA AVE NW - STE 7100	WASHINGTON	DC	20006	NONE	OTHER PUBLIC CHARITY	CHARITABLE CONTRIBUTION TO PUBLIC CHARITY	$25,000
SARGENT SHRIVER NAT CENT OF POVERTY LAW
50 E WASHINGTON ST - STE 500	CHICAGO	IL	60602	NONE	OTHER PUBLIC CHARITY	CHARITABLE CONTRIBUTION TO PUBLIC CHARITY	$10,000
SHELBURNE MUSEUM
6000 SHELBURNE RD - PO BOX 10	SHELBURNE	VT	05482	NONE	OTHER PUBLIC CHARITY	CHARITABLE CONTRIBUTION TO PUBLIC CHARITY	$67,000
SKIDMORE COLLEGE
815 NORTH BROADWAY	SARATOGA SPRINGS	NY	12866	NONE	OTHER PUBLIC CHARITY	CHARITABLE CONTRIBUTION TO PUBLIC CHARITY	$6,000
SMITHSONIAN INSTITUTION
PO BOX 9016	PITTSFIELD	MA	01202	NONE	OTHER PUBLIC CHARITY	CHARITABLE CONTRIBUTION TO PUBLIC CHARITY	$50,000
STANLEY M ISAACS NEIGHBORHOOD CENTER
415 E 93 ST	NEW YORK	NY	10128	NONE	OTHER PUBLIC CHARITY	CHARITABLE CONTRIBUTION TO PUBLIC CHARITY	$3,000
THE ACTOR'S FUND OF AMERICA
729 SEVENTH AVE - FL 10	NEW YORK	NY	10019	NONE	OTHER PUBLIC CHARITY	CHARITABLE CONTRIBUTION TO PUBLIC CHARITY	$11,000
THE BARUCH COLLEGE FUND
ONE BERNARD BARUCH WAY	NEW YORK	NY	10010	NONE	OTHER PUBLIC CHARITY	CHARITABLE CONTRIBUTION TO PUBLIC CHARITY	$297,800
THE CHILDREN'S AID SOCIETY
105 E 22 ST	NEW YORK	NY	10010	NONE	OTHER PUBLIC CHARITY	CHARITABLE CONTRIBUTION TO PUBLIC CHARITY	$2,500
THE DOE FUND INC
232 E 84 ST	NEW YORK	NY	10028	NONE	OTHER PUBLIC CHARITY	CHARITABLE CONTRIBUTION TO PUBLIC CHARITY	$97,800
THE FRIENDS OF THE NEUBERGER MUSEUM OF ART
735 ANDERSON HILL ROAD	PURCHASE	NY	10577	NONE	OTHER PUBLIC CHARITY	CHARITABLE CONTRIBUTION TO PUBLIC CHARITY	$250
THE GLAUCOMA FOUNDATION
80 MAIDEN LANE - STE 700	NEW YORK	NY	10038	NONE	OTHER PUBLIC CHARITY	CHARITABLE CONTRIBUTION TO PUBLIC CHARITY	$25,000
THE JEWISH FOUNDATION FOR THE RIGHTEOUS
305 7TH AVE - FL 19	NEW YORK	NY	10001	NONE	OTHER PUBLIC CHARITY	CHARITABLE CONTRIBUTION TO PUBLIC CHARITY	$18,000
THE LUSTGARTEN FOUNDATION
1111 STEWART AVE	BETHPAGE	NY	11714	NONE	OTHER PUBLIC CHARITY	CHARITABLE CONTRIBUTION TO PUBLIC CHARITY	$250
THE METROPOLITAN MUSEUM OF ART
1000 FIFTH AVE	NEW YORK	NY	10028	NONE	OTHER PUBLIC CHARITY	CHARITABLE CONTRIBUTION TO PUBLIC CHARITY	$8,932
THE METROPOLITAN OPERA ASSOCIATION INC
LINCOLN CENTER	NEW YORK	NY	10023	NONE	OTHER PUBLIC CHARITY	CHARITABLE CONTRIBUTION TO PUBLIC CHARITY	$30,380
THE MUNICIPAL ART SOCIETY OF NEW YORK
111 W 57 ST	NEW YORK	NY	10019	NONE	OTHER PUBLIC CHARITY	CHARITABLE CONTRIBUTION TO PUBLIC CHARITY	$20,000
THE NEW YORK BOTANICAL GARDEN
2900 SOUTHERN BLVD	BRONX	NY	10458	NONE	OTHER PUBLIC CHARITY	CHARITABLE CONTRIBUTION TO PUBLIC CHARITY	$10,870
THE SALVATION ARMY
615 SLATERS LANE - PO BOX 269	ALEXANDRIA	VA	22313	NONE	OTHER PUBLIC CHARITY	CHARITABLE CONTRIBUTION TO PUBLIC CHARITY	$2,000
THE SCHOOL FOR STRINGS
419 W 54 ST	NEW YORK	NY	10019	NONE	OTHER PUBLIC CHARITY	CHARITABLE CONTRIBUTION TO PUBLIC CHARITY	$2,000
TRUSTEES OF THE UNIVERSITY OF PENN
1 COLLEGE ALL - ROOM 211	PHILADELPHIA	PA	19104	NONE	OTHER PUBLIC CHARITY	CHARITABLE CONTRIBUTION TO PUBLIC CHARITY	$1,000
UJA FEDERATION OF NEW YORK
130 E 59 ST	NEW YORK	NY	10022	NONE	OTHER PUBLIC CHARITY	CHARITABLE CONTRIBUTION TO PUBLIC CHARITY	$2,500
UJA OF METROWEST NJ
901 ROUTE 10 - PO BOX 929	WHIPPANY	NJ	07981	NONE	OTHER PUBLIC CHARITY	CHARITABLE CONTRIBUTION TO PUBLIC CHARITY	$10,000
UNCF - UNITED NEGRO COLLEGE FUND
PO BOX 10444	FAIRFAX	VA	22031	NONE	OTHER PUBLIC CHARITY	CHARITABLE CONTRIBUTION TO PUBLIC CHARITY	$2,500
UNITED WAY OF WESTCHESTER & PUTNAM
336 CENTRAL PARK AVE	WHITE PLAINS	NY	10606	NONE	OTHER PUBLIC CHARITY	CHARITABLE CONTRIBUTION TO PUBLIC CHARITY	$2,000
USET FDN - US EQUESTRIAN TEAM FDN
1040 POTTERSVILLE RD - PO 3	GLADSTONE	NJ	07934	NONE	OTHER PUBLIC CHARITY	CHARITABLE CONTRIBUTION TO PUBLIC CHARITY	$200
WALL STREET SYNAGOGUE
47 BEEKMAN ST	NEW YORK	NY	10038	NONE	OTHER PUBLIC CHARITY	CHARITABLE CONTRIBUTION TO PUBLIC CHARITY	$300
WESTCHESTER LAND TRUST
403 HARRIS RD	BEDFORD HILLS	NY	10507	NONE	OTHER PUBLIC CHARITY	CHARITABLE CONTRIBUTION TO PUBLIC CHARITY	$8,500
WHITNEY MUSEUM OF AMERICAN ART
945 MADISON AVE	NEW YORK	NY	10021	NONE	OTHER PUBLIC CHARITY	CHARITABLE CONTRIBUTION TO PUBLIC CHARITY	$9,515
YES 2010
27 W 44 ST	NEW YORK	NY	10036	NONE	OTHER PUBLIC CHARITY	CHARITABLE CONTRIBUTION TO PUBLIC CHARITY	$3,000
ZERO TO THREE
1255 23 ST NW - STE 350	WASHINGTON	DC	20037	NONE	OTHER PUBLIC CHARITY	CHARITABLE CONTRIBUTION TO PUBLIC CHARITY	$10,000
MISC - FROM PASS THRU ACTIVITY
VARIOUS	VARIOUS	NY	10105	NONE	OTHER PUBLIC CHARITY	CHARITABLE CONTRIBUTION TO PUBLIC CHARITY	$592

Field	Value	IRS element (for citing)
Tot Grant Or Contri Paid During Year	4433101	TotGrantOrContriPaidDuringYear
Tot Grant Or Contri Approved Future	0	TotGrantOrContriApprovedFuture

Analysis Income Producing Acty AnalysisIncomeProducingActy

Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII

Field	Value	IRS element (for citing)
Related Or Exempt Function Income	1273359	RelatedOrExemptFunctionIncome

Other Investment Income Part VII OtherInvestmentIncomePartVII

Field	Value	IRS element (for citing)
Business Code	523000	BusinessCode
Unrelated Business Income	$66,954	UnrelatedBusinessIncomeAmount
Related Or Exempt Function Income	12314	RelatedOrExemptFunctionIncome

Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry

Field	Value	IRS element (for citing)
Related Or Exempt Function Income	6412335	RelatedOrExemptFunctionIncome

Subtotals Part XVIA SubtotalsPartXVIA

Field	Value	IRS element (for citing)
Unrelated Business Income	$66,954	UnrelatedBusinessIncomeAmount
Exclusion	$0	ExclusionAmount
Related Or Exempt Function Income	7698008	RelatedOrExemptFunctionIncome

Field	Value	IRS element (for citing)
Total Part XVIA	7764962	TotalPartXVIA

Rln Of Acty To Accom Of Exempt Prps RlnOfActyToAccomOfExemptPrps

Rln Of Acty To Accom Of Exempt Prps RlnOfActyToAccomOfExemptPrps (3 entries)

Line NumberLineNumber	Relationship StatementRelationshipStatement
4	THROUGH NEUBERGER & BERMAN
8	SEE PART IV LINE 2 CAPITAL GAIN NET INCOME
7	THROUGH K1 INVESTMENTS

Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO

Field	Value	IRS element (for citing)
Trnsfr Of Cash To Noncharitable EO	0	TrnsfrOfCashToNoncharitableEO
Trnsfr Oth Assets Noncharitable EO	0	TrnsfrOthAssetsNoncharitableEO
Sales Or Exchanges Of Assets	0	SalesOrExchangesOfAssets
Purchase Assets Noncharitable EO	0	PurchaseAssetsNoncharitableEO
Rental Of Facilities Etc	0	RentalOfFacilitiesEtc
Reimbursement Arrangements	0	ReimbursementArrangements
Loans Or Loan Guarantees	0	LoansOrLoanGuarantees
Performance Of Services Etc	0	PerformanceOfServicesEtc
Sharing Of Facilities Etc	0	SharingOfFacilitiesEtc
Relationships Noncharitable E Os	0	RelationshipsNoncharitableEOs

Accounting Fees Schedule AccountingFeesSchedule

Accounting Fees AccountingFees

Field	Value	IRS element (for citing)
Category	PROFESSIONAL FEES	Category
Amount	$66,713	Amount
Net Investment Income	66713	NetInvestmentIncome
Disbursements Charitable Prps	0	DisbursementsCharitablePrps

Investments Corp Stock Schedule InvestmentsCorpStockSchedule

Investments Corp Stock InvestmentsCorpStock (43 entries)

Name Of StockNameOfStock	EOY Book ValueEOYBookValue	EOYFMVEOYFMV
67500 SHS ABBOTT LABORATORIES	2999987	3512700
70000 SHS ALLIANCEBERNSTEIN HOLDING LP	1180170	1554000
50000 SHS AMGEN INC	2685903	2842500
115000 SHS ANADARKO PETROLEUM CORP	2521931	9078100
25000 SHS ANNALY CAPITAL MANAGEMENT INC	433231	446000
30000 SHS AON CORP	1152025	1565100
71000 SHS ASSURANT INC	2362947	2818700
25000 SHS BANK OF NEW YORK MELLON CORP	643228	724000
85000 SHS BARCLAYS PLC-ADR	1499840	1619250
10000 SHS BARRICK GOLD CORP	496338	510100
2000 SHS BP PLC SPONSORED ADR	89440	92280
70000 SHS COMCAST CORP	1141425	1718500
9500 SHS COMPUTER SCIENCES CORP	442335	484310
110000 SHS D R HORTON INC *	1011191	1368400
50000 SHS DEEP SEA SUPPLY PLC	77301	135095
20000 SHS DELPHI FINANCIAL GROUP INC	420064	639000
20000 SHS DENBURY RESOURCES INC NEW	378404	451400
136520 SHS DEVON ENERGY CORPORATION NEW	1734744	12423320
25000 SHS ENCANA CORP	721668	838250
70000 SHS ENSCO INTERNATIONAL INC	4507781	4173400
10000 SHS EOG RES INC	934418	1129100
188400 SHS FORTRESS INVT GROUP LLC	626886	1162428
1005 SHS GOLDMAN SACHS GROUP INC	118498	151765
90500 SHS HEWLETT PACKARD CO	3172203	3653485
45000 SHS INTERNATIONAL BUSINESS MACHINES CORP	5405222	7676100
40000 SHS JPMORGAN CHASE & CO	1538112	1825200
40000 SHS LENNAR CORP	603792	759600
10000 SHS LOEWS CORPORATION	351939	442600
29500 SHS METHANEX CORP	526042	952260
28630 SHS METLIFE INC	1100168	1339598
100000 SHS NORTHERN OFFSHORE	121873	263507
16500 SHS OCCIDENTAL PETE CORP	1203974	1885785
25000 SHS PIONEER NATURAL RESOURCES CO	792383	2555750
385000 SHS PULTEGROUP INC	4080501	3130050
70000 SHS SYMANTEC CORPORATION	1041304	1375500
400650 SHS TALISMAN ENERGY INC	6643954	9655665
5000 SHS TOLL BROTHERS INC	89509	105050
4500 SHS TORCHMARK CORP	156630	301140
48000 SHS TRAVELERS COMPANIES INC THE	1807350	3037440
26500 SHS TSAKOS ENERGY NAVIG USD1	405614	275335
10811 SHS VALIDUS HOLDINGS LTD	245405	351790
46000 SHS WHITING PETROLEUM CORPORATION	808349	3197000
294000 SHS XEROX CORP	4351285	2966460

Investments Other Schedule2 InvestmentsOtherSchedule2

Investments Other InvestmentsOther

Field	Value	IRS element (for citing)
Category Or Item	198816 SHS NEUBERGER BERMAN HIGH INCOME BD FD INSTL CL	CategoryOrItem
Listed At Cost Or FMV	AT COST	ListedAtCostOrFMV
Book Value	1817214	BookValue
EOYFMV	1910625	EOYFMV

Other Assets Schedule OtherAssetsSchedule

Other Assets OtherAssets (2 entries)

DescriptionDescription	BOY Book ValueBOYBookValue	EOY Book ValueEOYBookValue	EOYFMVEOYFMV
PENDING TRADES RECEIVABLE	0	2708739	2708739
ACCRUED DIVIDENDS	0	51750	51750

Other Expenses Schedule OtherExpensesSchedule

Other Expenses OtherExpenses (2 entries)

DescriptionDescription	Revenue And Expenses Per BooksRevenueAndExpensesPerBooks	Net Investment IncomeNetInvestmentIncome	Disbursements Charitable PrpsDisbursementsCharitablePrps
OTHER EXPENSES FROM PASS THRU ACTIVITY	25028	0	0
FILING FEE	5017	5017	0

Other Income Schedule2 OtherIncomeSchedule2

Other Income OtherIncome (2 entries)

DescriptionDescription	Revenue And Expenses Per BooksRevenueAndExpensesPerBooks	Net Investment IncomeNetInvestmentIncome	Adjusted Net IncomeAdjustedNetIncome
ORDINARY INCOME FROM PASS THRU ACTIVITY	12314	12314	12314
ORDINARY INCOME FROM PASS THRU ACTIVITY	66954	0	66954

Other Liabilities Schedule OtherLiabilitiesSchedule

Other Liabilities OtherLiabilities

Field	Value	IRS element (for citing)
Description	DUE TO BROKER	Description
BOY Book Value	0	BOYBookValue
EOY Book Value	2658958	EOYBookValue

Taxes Schedule TaxesSchedule

Taxes Taxes (2 entries)

CategoryCategory	AmountAmount	Net Investment IncomeNetInvestmentIncome	Disbursements Charitable PrpsDisbursementsCharitablePrps
FEDERAL EXCISE TAX	$75,584	0	0
FOREIGN TAX	$20,985	20985	0