ANTHONY & D H SORRENTINO CHARITABLE TR: Form 990PF, tax year 2011

View the entire original 990 at ProPublica ↗

Organization: ANTHONY & D H SORRENTINO CHARITABLE TR (EIN 31-6670758)
Tax period: 2011-01-01 to 2011-12-31
Filed: 2012-05-09
IRS object ID: 201211309349100501
Schema version: 2011v1.2
Source: Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header
Form 990-PF
Accounting Fees Schedule
Investments Other Schedule2
Legal Fees Schedule
Other Assets Schedule
Other Decreases Schedule
Other Expenses Schedule
Other Liabilities Schedule
Other Professional Fees Schedule
Taxes Schedule

Return header ReturnHeader

Field	Value	IRS element (for citing)
Timestamp	2012-05-09T06:50:47-05:00	Timestamp
Tax Period End Date	2011-12-31	TaxPeriodEndDate

Preparer Firm PreparerFirm

Field	Value	IRS element (for citing)
EIN	223546656	EIN

Preparer Firm Business Name PreparerFirmBusinessName

Field	Value	IRS element (for citing)
Business Name Line1	BRAD S HOOGSTRA CPA PC	BusinessNameLine1

Preparer Firm US Address PreparerFirmUSAddress

Field	Value	IRS element (for citing)
Address Line1	150 RIVER ROAD SUITE I-4A	AddressLine1
City	MONTVILLE	City
State	NJ	State
ZIP Code	07045	ZIPCode

Field	Value	IRS element (for citing)
Return Type	990PF	ReturnType
Tax Period Begin Date	2011-01-01	TaxPeriodBeginDate

Filer Filer

Field	Value	IRS element (for citing)
EIN	316670758	EIN

Name Name

Field	Value	IRS element (for citing)
Business Name Line1	ANTHONY AND DOROTHY H SORRENTINO CHARITABLE TRUST	BusinessNameLine1

Field	Value	IRS element (for citing)
Name Control	ANTH	NameControl
Phone	9738318700	Phone

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	2035 HAMBURG TURNPIKE	AddressLine1
City	WAYNE	City
State	NJ	State
ZIP Code	07470	ZIPCode

Officer Officer

Field	Value	IRS element (for citing)
Name	WILLIAM HANSE	Name
Title	TRUSTEE	Title
Phone	9738318700	Phone
Date Signed	2012-05-07	DateSigned
Authorize Third Party	1	AuthorizeThirdParty

Preparer Preparer

Field	Value	IRS element (for citing)
Name	Brad S Hoogstra	Name
PTIN	P00159321	PTIN
Phone	9732999443	Phone
Date Prepared	2012-05-07	DatePrepared

Field	Value	IRS element (for citing)
Tax Year	2011	TaxYear
Build TS	2016-02-24 21:20:13Z	BuildTS

Form 990-PF IRS990PF

Field	Value	IRS element (for citing)
Exempt PF	X	ExemptPF
FMV Assets EOY	242023	FMVAssetsEOY
Method Of Accounting Accrual	X	MethodOfAccountingAccrual

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

Field	Value	IRS element (for citing)
Not Required To Attach Schedule B	X	NotRequiredToAttachScheduleB
Dividends Rev And Expnss	8644	DividendsRevAndExpnss
Dividends Net Invst Incm	8475	DividendsNetInvstIncm
Net Gain Sale Assets Rev And Expnss	2132	NetGainSaleAssetsRevAndExpnss
Gross Sales Price	54454	GrossSalesPrice
Capital Gain Net Incm Net Invst Incm	2132	CapitalGainNetIncmNetInvstIncm
Total Revenue And Expenses	10776	TotalRevenueAndExpenses
Total Net Investment Income	10607	TotalNetInvestmentIncome
Comp Ofcr Dir Trst Rev And Expnss	2339	CompOfcrDirTrstRevAndExpnss
Comp Ofcr Dir Trst Net Invst Incm	657	CompOfcrDirTrstNetInvstIncm
Comp Ofcr Dir Trst Dsbrs Chrtbl Prps	0	CompOfcrDirTrstDsbrsChrtblPrps
Legal Fees Rev And Expnss	3573	LegalFeesRevAndExpnss
Legal Fees Net Invst Incm	0	LegalFeesNetInvstIncm
Legal Fees Dsbrs Chrtbl Prps	0	LegalFeesDsbrsChrtblPrps
Accounting Fees Rev And Expnss	13525	AccountingFeesRevAndExpnss
Accounting Fees Net Invst Incm	0	AccountingFeesNetInvstIncm
Accounting Fees Dsbrs Chrtbl Prps	0	AccountingFeesDsbrsChrtblPrps
Other Prof Fees Rev And Expnss	2679	OtherProfFeesRevAndExpnss
Other Prof Fees Net Invst Incm	0	OtherProfFeesNetInvstIncm
Other Prof Fees Dsbrs Chrtbl Prps	0	OtherProfFeesDsbrsChrtblPrps
Taxes Rev And Expnss	31	TaxesRevAndExpnss
Taxes Net Invst Incm	31	TaxesNetInvstIncm
Taxes Dsbrs Chrtbl Prps	0	TaxesDsbrsChrtblPrps
Other Expenses Rev And Expnss	184	OtherExpensesRevAndExpnss
Other Expenses Net Invst Incm	0	OtherExpensesNetInvstIncm
Other Expenses Dsbrs Chrtbl Prps	0	OtherExpensesDsbrsChrtblPrps
Tot Opr Expenses Rev And Expnss	22331	TotOprExpensesRevAndExpnss
Tot Opr Expenses Net Invst Incm	688	TotOprExpensesNetInvstIncm
Tot Opr Expenses Dsbrs Chrtbl Prps	0	TotOprExpensesDsbrsChrtblPrps
Contri Gifts Paid Rev And Expnss	37500	ContriGiftsPaidRevAndExpnss
Contri Gifts Paid Dsbrs Chrtbl Prps	37500	ContriGiftsPaidDsbrsChrtblPrps
Total Expenses Rev And Expnss	59831	TotalExpensesRevAndExpnss
Total Expenses Net Invst Incm	688	TotalExpensesNetInvstIncm
Total Expenses Dsbrs Chrtbl Prps	37500	TotalExpensesDsbrsChrtblPrps
Excess Of Revenue Over Expenses	-49055	ExcessOfRevenueOverExpenses
Net Investment Income	9919	NetInvestmentIncome

Balance Sheets BalanceSheets

Field	Value	IRS element (for citing)
Cash BOY	9687	CashBOY
Cash EOY	2668	CashEOY
Cash EOYFMV	2668	CashEOYFMV
Investments Other BOY	284771	InvestmentsOtherBOY
Investments Other EOY	241947	InvestmentsOtherEOY
Investments Other EOYFMV	238362	InvestmentsOtherEOYFMV
Other Assets BOY	572	OtherAssetsBOY
Other Assets EOY	993	OtherAssetsEOY
Other Assets EOYFMV	993	OtherAssetsEOYFMV
Total Assets BOY	295030	TotalAssetsBOY
Total Assets EOY	245608	TotalAssetsEOY
Total Assets EOYFMV	242023	TotalAssetsEOYFMV
Other Liabilities BOY	1683	OtherLiabilitiesBOY
Other Liabilities EOY	1415	OtherLiabilitiesEOY
Total Liabilities BOY	1683	TotalLiabilitiesBOY
Total Liabilities EOY	1415	TotalLiabilitiesEOY
Org That Do Not Follow SFAS117	X	OrgThatDoNotFollowSFAS117
Capital Stock BOY	0	CapitalStockBOY
Capital Stock EOY	0	CapitalStockEOY
Paid In Or Capital Surplus BOY	0	PaidInOrCapitalSurplusBOY
Paid In Or Capital Surplus EOY	0	PaidInOrCapitalSurplusEOY
Retained Earnings BOY	293347	RetainedEarningsBOY
Retained Earnings EOY	244193	RetainedEarningsEOY
Total Net Assets BOY	293347	TotalNetAssetsBOY
Total Net Assets EOY	244193	TotalNetAssetsEOY
Total Liabilities Net Assets BOY	295030	TotalLiabilitiesNetAssetsBOY
Total Liabilities Net Assets EOY	245608	TotalLiabilitiesNetAssetsEOY

Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances

Field	Value	IRS element (for citing)
Total Net Assets Fund Balances BOY	293347	TotalNetAssetsFundBalancesBOY
Excess Of Revenue Over Expenses	-49055	ExcessOfRevenueOverExpenses
Other Increases	0	OtherIncreases
Subtotal	244292	Subtotal
Other Decreases	99	OtherDecreases
Total Net Assets Fund Balances EOY	244193	TotalNetAssetsFundBalancesEOY

Capital Gains And Losses CapitalGainsAndLosses

Capital Gains And Losses Info CapitalGainsAndLossesInfo (12 entries)

Description Of AssetDescriptionOfAsset	How AcquiredHowAcquired	Date AcquiredDateAcquired	Date SoldDateSold	Gross Sales PriceGrossSalesPrice	Cost Or Other BasisCostOrOtherBasis	Gain Or LossGainOrLoss	Gains Minus Excess Or LossesGainsMinusExcessOrLosses
AMERICAN FUNDAMENTALINVESTORS CL F2	P	2010-10-22	2011-12-01	3975	3909	66	66
BOULDER TOTAL RETURNFD	P	2010-10-22	2011-01-28	4530	4367	163	163
BOULDER TOTAL RETURNFD	P	2010-10-22	2011-07-06	4701	4429	272	272
ISHARES TR RUSSELL 1000 GROWTH INDEX	P	2010-10-22	2011-01-28	6523	5902	621	621
ISHARES TR RUSSELL 1000 GROWTH INDEX	P	2010-10-22	2011-11-22	3551	3434	117	117
ISHARES TR S&P 500 VALUE INDEX	P	2010-10-22	2011-01-28	10363	9314	1049	1049
IVY GLOBAL NATURAL RESOURCES FD	P	2010-10-22	2011-11-22	1475	1628	-153	-153
PIMCO TOTAL RETURN INSTL	P	2010-10-22	2011-04-28	3975	4222	-247	-247
PRINCIPAL PREFERRED SECURITIES	P	2010-10-22	2011-11-22	4225	4506	-281	-281
THE HARTFORD FLOAT RATE FD CL1	P	2010-10-22	2011-10-21	8275	8531	-256	-256
VIRTUS FOREIGN OPPORTUNITIES CL	P	2010-10-22	2011-01-28	1975	2080	-105	-105
Capital Gains Dividends	P			886		886	886

Field	Value	IRS element (for citing)
Capital Gain Net Income	2132	CapitalGainNetIncome

Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax

Field	Value	IRS element (for citing)
Liable For4942 Tax	0	LiableFor4942Tax
Qualifying Distributions Year1	7500	QualifyingDistributionsYear1
Noncharitable Assets Year1	285364	NoncharitableAssetsYear1
Distribution Ratio Year1	0.026282	DistributionRatioYear1
Qualifying Distributions Year2	15000	QualifyingDistributionsYear2
Noncharitable Assets Year2	286738	NoncharitableAssetsYear2
Distribution Ratio Year2	0.052313	DistributionRatioYear2
Qualifying Distributions Year3	10000	QualifyingDistributionsYear3
Noncharitable Assets Year3	317732	NoncharitableAssetsYear3
Distribution Ratio Year3	0.031473	DistributionRatioYear3
Qualifying Distributions Year4	5000	QualifyingDistributionsYear4
Noncharitable Assets Year4	341194	NoncharitableAssetsYear4
Distribution Ratio Year4	0.014654	DistributionRatioYear4
Qualifying Distributions Year5	2000	QualifyingDistributionsYear5
Noncharitable Assets Year5	319467	NoncharitableAssetsYear5
Distribution Ratio Year5	0.006260	DistributionRatioYear5
Total Distribution Ratio	0.130982	TotalDistributionRatio
Average Distribution Ratio	0.026196	AverageDistributionRatio
Net Noncharitable Assets	268136	NetNoncharitableAssets
Adjusted Noncharitable Assets	7024	AdjustedNoncharitableAssets
One Percent Net Investment Income	99	OnePercentNetInvestmentIncome
Adj Nonchrtbl Assets And One	7123	AdjNonchrtblAssetsAndOnePct
Qualifying Distributions	37500	QualifyingDistributions

Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm

Field	Value	IRS element (for citing)
Domestic Org Meeting Sect4940e	X	DomesticOrgMeetingSect4940e
Investment Income Excise Tax	99	InvestmentIncomeExciseTax
Tax Under Section511	0	TaxUnderSection511
Subtotal	99	Subtotal
Subtitle A Tax	0	SubtitleATax
Tax Based On Investment Income	99	TaxBasedOnInvestmentIncome
Est Tax Payments And Overpayment	520	EstTaxPaymentsAndOverpayment
Total Credits And Payments	520	TotalCreditsAndPayments
Overpayment	421	Overpayment
Amount Credited To Next Year	421	AmountCreditedToNextYear
Amount To Be Refunded	0	AmountToBeRefunded

Statements Regarding Activities StatementsRegardingActivities

Field	Value	IRS element (for citing)
Legislative Political Activities	0	LegislativePoliticalActivities
More Than100 Spent	0	MoreThan100Spent
Form1120 POL Filed	0	Form1120POLFiled
Sect4955 Tax On Organization	0	Sect4955TaxOnOrganization
Sect4955 Tax On Managers	0	Sect4955TaxOnManagers
Reimbursement Of Tax	0	ReimbursementOfTax
Activities Not Prev Reported	0	ActivitiesNotPrevReported
Changes To Articles Or Bylaws	0	ChangesToArticlesOrBylaws
Unrelated Bus Income Over1000	0	UnrelatedBusIncomeOver1000
Termination Etc	0	TerminationEtc
Requirements Of Sect508e	0	RequirementsOfSect508e
At Least5000 In Assets	1	AtLeast5000InAssets
States Filed With	NJ	StatesFiledWith
Form990 PF Filed With AG	1	Form990PFFiledWithAG
Private Operating Foundation	0	PrivateOperatingFoundation
New Substantial Contributors	0	NewSubstantialContributors
Interest In Controlled Entity	0	InterestInControlledEntity
Applicable Insurance Contract	0	ApplicableInsuranceContract
Comply With Public Inspection Rqr	1	ComplyWithPublicInspectionRqr
Website Address	N/A	WebsiteAddress
Books In Care Of Person Name	HANSE HANSE	BooksInCareOfPersonName
Books In Care Of Phone Number	9738318700	BooksInCareOfPhoneNumber

Books In Care Of US Address BooksInCareOfUSAddress

Field	Value	IRS element (for citing)
Address Line1	2035 HAMBURG TURNPIKE	AddressLine1
City	WAYNE	City
State	NJ	State
ZIP Code	07470	ZIPCode

Field	Value	IRS element (for citing)
Foreign Bank	0	ForeignBank

Statements Regarding Acty4720 StatementsRegardingActy4720

Field	Value	IRS element (for citing)
Sale Or Exchange With Dsqfly Person	0	SaleOrExchangeWithDsqflyPerson
Borrow Or Lend With Dsqfly Person	0	BorrowOrLendWithDsqflyPerson
Furnished Goods With Dsqfly Person	0	FurnishedGoodsWithDsqflyPerson
Pay Compensation To Dsqfly Person	0	PayCompensationToDsqflyPerson
Transfer Assets To Dsqfly Person	0	TransferAssetsToDsqflyPerson
Payment To Government Offical	0	PaymentToGovernmentOffical
Uncorrected Prior Acts	0	UncorrectedPriorActs
Undistributed Income Prior Years	0	UndistributedIncomePriorYears
Business Holdings	0	BusinessHoldings
Jeopardy Investments	0	JeopardyInvestments
Uncorrected Jeopardy Investments	0	UncorrectedJeopardyInvestments
Influence Legislation	0	InfluenceLegislation
Influence Election	0	InfluenceElection
Grants To Individuals	0	GrantsToIndividuals
Grants To Organizations	0	GrantsToOrganizations
Noncharitable Purpose	0	NoncharitablePurpose
Rcv Funds To Pay Prsnl Bnft Contract	0	RcvFundsToPayPrsnlBnftContract
Pay Premiums Prsnl Bnft Contract	0	PayPremiumsPrsnlBnftContract
Prohibited Tax Shelter Transactn	0	ProhibitedTaxShelterTransactn

Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo

Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (2 entries)

Address Line1USAddress/AddressLine1	CityUSAddress/City	StateUSAddress/State	ZIP CodeUSAddress/ZIPCode	TitleTitle	Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition	CompensationCompensation	Contri To Empl Benefit Plans EtcContriToEmplBenefitPlansEtc	Expense Account Other AllowancesExpenseAccountOtherAllowances
WILLIAM C HANSE
2035 HAMBURG TURNPIKE	WAYNE	NJ	07470	TRUSTEE	2.00	2339	0	0
BRIAN HANSE
2035 HAMBURG TURNPIKE	WAYNE	NJ	07470	TRUSTEE	0.00	0	0	0

Field	Value	IRS element (for citing)
Comp Of Highest Paid Empl NONE	NONE	CompOfHighestPaidEmplNONE
Tot Number Of Oth Empl Paid Over50k	0	TotNumberOfOthEmplPaidOver50k
Comp Of Hghst Paid Cntrct NONE	NONE	CompOfHghstPaidCntrctNONE
Tot Number Of Cntrct Paid Over50k	0	TotNumberOfCntrctPaidOver50k

Sum Of Program Related Investments SumOfProgramRelatedInvestments

Field	Value	IRS element (for citing)
Total	0	Total

Minimum Investment Return MinimumInvestmentReturn

Field	Value	IRS element (for citing)
Avg Monthly FMV Of Securities	269499	AvgMonthlyFMVOfSecurities
Avg Monthly Cash Balances	2720	AvgMonthlyCashBalances
FMV All Other Noncharitable Assets	0	FMVAllOtherNoncharitableAssets
Total FMV Of Unused Assets	272219	TotalFMVOfUnusedAssets
Reduction Claimed	0	ReductionClaimed
Acquisition Indebtedness	0	AcquisitionIndebtedness
Adj Total FMV Of Unused Assets	272219	AdjTotalFMVOfUnusedAssets
Cash Deemed Charitable	4083	CashDeemedCharitable
Net Noncharitable Assets	268136	NetNoncharitableAssets
Minimum Investment Return	13407	MinimumInvestmentReturn

Distributable DistributableAmount

Field	Value	IRS element (for citing)
Minimum Investment Return	13407	MinimumInvestmentReturn
Tax Based On Investment Income	99	TaxBasedOnInvestmentIncome
Total Tax	99	TotalTax
Distributable Amount Before Adj	13308	DistributableAmountBeforeAdj
Recoveries Qlfy Distributions	0	RecoveriesQlfyDistributions
Distributable Amount Before Ded	13308	DistributableAmountBeforeDed
Deduction Fr Distributable	$0	DeductionFrDistributableAmount
Distributable Amount As Adjusted	13308	DistributableAmountAsAdjusted

Qualifying Distributions QualifyingDistributions

Field	Value	IRS element (for citing)
Expenses And Contributions	37500	ExpensesAndContributions
Program Related Investments Total	0	ProgramRelatedInvestmentsTotal
Qualifying Distributions	37500	QualifyingDistributions
One Pct Sect4940e Org Net Invst Incm	99	OnePctSect4940eOrgNetInvstIncm
Adj Qualifying Distributions	37401	AdjQualifyingDistributions

Undistributed Income UndistributedIncome

Field	Value	IRS element (for citing)
Distributable Amount As Adjusted	13308	DistributableAmountAsAdjusted
Undistributed Income Prior Year	0	UndistributedIncomePriorYear
Total For Prior Years	0	TotalForPriorYears
Excess Distri Carryover Year2	871	ExcessDistriCarryoverYear2
Total Excess Distri Carryover	871	TotalExcessDistriCarryover
Qualifying Distributions	37500	QualifyingDistributions
Applied To Year1	0	AppliedToYear1
Applied To Prior Years	0	AppliedToPriorYears
Treated As Distri From Corpus	0	TreatedAsDistriFromCorpus
Applied To Current Year	13308	AppliedToCurrentYear
Remaining Distri From Corpus	24192	RemainingDistriFromCorpus
Excess Distri Cyov App CY Corpus	0	ExcessDistriCyovAppCYCorpus
Excess Distri Cyov Applied CY	0	ExcessDistriCyovAppliedCY
Total Corpus	25063	TotalCorpus
Prior Year Undistributed Income	0	PriorYearUndistributedIncome
Prior Year Deficiency Or Tax	0	PriorYearDeficiencyOrTax
Taxable Amount1	0	TaxableAmount1
Taxable Amount2	0	TaxableAmount2
Undistributed Income CY	0	UndistributedIncomeCY
Distri From Corpus170b1 E Or4942g3	0	DistriFromCorpus170b1EOr4942g3
Excess Distri Cyov From Year5	0	ExcessDistriCyovFromYear5
Excess Distri Cyov To Next Year	25063	ExcessDistriCyovToNextYear
Excess From Year2	871	ExcessFromYear2
Excess From Current Year	24192	ExcessFromCurrentYear

Supplementary Information SupplementaryInformation

Appication Submission Info AppicationSubmissionInfo

Field	Value	IRS element (for citing)
Recipient Name	BRIAN HANSE	RecipientName

Recipient US Address RecipientUSAddress

Field	Value	IRS element (for citing)
Address Line1	2035 HAMBURG TURNPIKE	AddressLine1
City	WAYNE	City
State	NJ	State
ZIP Code	07470	ZIPCode

Field	Value	IRS element (for citing)
Recipient Phone Number	9738318700	RecipientPhoneNumber
Form And Info And Materials	GRANT REQUESTS DO NOT REQUIRE ANY PRESCRIBED FORMAT; HOWEVER, THERE SHOULD BE A DETAILED DESCRIPTION OF THE NEED AND PURPOSE FOR WHICH THE FUNDS WILL BE UTILIZED.	FormAndInfoAndMaterials
Submission Deadlines	APPLICATIONS ARE ACCEPTED AT ANY TIME. NOTICE OF APPROVAL, REJECTION, OR REQUESTS FOR ADDITIONAL INF	SubmissionDeadlines
Restrictions On Awards	GRANTS ARE ONLY MADE TO OTHER CHARITABLE ORGANIZATIONS.	RestrictionsOnAwards

Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (4 entries)

Address Line1RecipientUSAddress/AddressLine1	CityRecipientUSAddress/City	StateRecipientUSAddress/State	ZIP CodeRecipientUSAddress/ZIPCode	Recipient RelationshipRecipientRelationship	Recipient Foundation StatusRecipientFoundationStatus	Purpose Of Grant Or ContributionPurposeOfGrantOrContribution	AmountAmount
GRACE UNITED PRESBYTERIAN CHURCH
981 PREAKNESS AVENUE	WAYNE	NJ	07470	NONE	501(c)(3) Church	PROMOTE RELIGIOUS TEACHING	$12,500
IN NETWORK
10432 CHICAGO DRIVE STE 2	ZEELAND	MI	49464	NONE	501(c)(3)	PROMOTE RELIGIOUS TEACHING	$5,000
CROSSROADS COMMUNITY MINISTRIES
498 MADISON AVENUE	PATERSON	NJ	07514	NONE	501(c)(3) Church	PROMOTE RELIGIOUS TEACHING	$15,000
TEACH BEYOND
P O BOX 6248	BLOOMINGDALE	IL	60108	NONE	509(a)	PROMOTE CHRISTIAN EDUCATION	$5,000

Field	Value	IRS element (for citing)
Tot Grant Or Contri Paid During Year	37500	TotGrantOrContriPaidDuringYear
Tot Grant Or Contri Approved Future	0	TotGrantOrContriApprovedFuture

Analysis Income Producing Acty AnalysisIncomeProducingActy

Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII

Field	Value	IRS element (for citing)
Exclusion Code	14	ExclusionCode
Exclusion	$8,644	ExclusionAmount

Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry

Field	Value	IRS element (for citing)
Exclusion Code	18	ExclusionCode
Exclusion	$2,132	ExclusionAmount

Subtotals Part XVIA SubtotalsPartXVIA

Field	Value	IRS element (for citing)
Unrelated Business Income	$0	UnrelatedBusinessIncomeAmount
Exclusion	$10,776	ExclusionAmount
Related Or Exempt Function Income	0	RelatedOrExemptFunctionIncome

Field	Value	IRS element (for citing)
Total Part XVIA	10776	TotalPartXVIA

Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO

Field	Value	IRS element (for citing)
Trnsfr Of Cash To Noncharitable EO	0	TrnsfrOfCashToNoncharitableEO
Trnsfr Oth Assets Noncharitable EO	0	TrnsfrOthAssetsNoncharitableEO
Sales Or Exchanges Of Assets	0	SalesOrExchangesOfAssets
Purchase Assets Noncharitable EO	0	PurchaseAssetsNoncharitableEO
Rental Of Facilities Etc	0	RentalOfFacilitiesEtc
Reimbursement Arrangements	0	ReimbursementArrangements
Loans Or Loan Guarantees	0	LoansOrLoanGuarantees
Performance Of Services Etc	0	PerformanceOfServicesEtc
Sharing Of Facilities Etc	0	SharingOfFacilitiesEtc
Relationships Noncharitable E Os	0	RelationshipsNoncharitableEOs

Accounting Fees Schedule AccountingFeesSchedule

Accounting Fees AccountingFees

Field	Value	IRS element (for citing)
Category	ACCOUNTING FEES	Category
Amount	$13,525	Amount
Net Investment Income	0	NetInvestmentIncome
Disbursements Charitable Prps	0	DisbursementsCharitablePrps

Investments Other Schedule2 InvestmentsOtherSchedule2

Investments Other InvestmentsOther (22 entries)

Category Or ItemCategoryOrItem	Listed At Cost Or FMVListedAtCostOrFMV	Book ValueBookValue	EOYFMVEOYFMV
SECTOR SPDR TR SHS	AT COST	7649	8635
ARTISAN MID CAP	AT COST	11693	12646
DWS SHORT DURATION	AT COST	32347	31025
AMERICAN FUNDAMENTAL INVESTORS	AT COST	7361	7499
HARBOR CAPITAL APPRECIATION	AT COST	12670	13537
HARTFORD SHORT DURATION	AT COST	31683	31459
THE HARTFORD FLOAT RATE FD	AT COST	12484	12205
IVY GLOBAL NATURAL RESOURCES	AT COST	2976	2768
JOHN HANCOCK DISCIPLINED VALUE	AT COST	8391	8584
LORD ABBETT DEVELOPING GR	AT COST	3100	3269
MFS VALUE FD	AT COST	11982	12413
MAINSTAY LARGE CAP GROWTH	AT COST	11266	11811
MAINSTAY HIGH YIELD CORP BD FD	AT COST	13150	12873
OPPENHEIMER DEV MARKETS FD	AT COST	4408	3754
PIMCO TOTAL RETURN	AT COST	13734	12833
PIMCO COMMODITY REAL RETURN	AT COST	7654	5930
PRINCIPAL PREFERRED SEC	AT COST	21592	20108
PRINCIPAL INTRNL EMERG MKT	AT COST	2959	2517
ROYCE OPPORTUNITY FUND	AT COST	2957	2902
TWEEDY BROWNE GLOBAL VALUE	AT COST	3090	2892
VIRTUS FOREIGN OPPORTUNITIES	AT COST	6974	6898
CRM CAP VALUE INVESTOR	AT COST	11827	11804

Legal Fees Schedule LegalFeesSchedule

Legal Fees LegalFees

Field	Value	IRS element (for citing)
Category	LEGAL FEES	Category
Amount	$3,573	Amount
Net Investment Income	0	NetInvestmentIncome
Disbursements Charitable Prps	0	DisbursementsCharitablePrps

Other Assets Schedule OtherAssetsSchedule

Other Assets OtherAssets

Field	Value	IRS element (for citing)
Description	FEDERAL TAX PAYMENT	Description
BOY Book Value	572	BOYBookValue
EOY Book Value	993	EOYBookValue
EOYFMV	993	EOYFMV

Other Decreases Schedule OtherDecreasesSchedule

Other Decreases OtherDecreases

Field	Value	IRS element (for citing)
Description	CURRENT YEAR EXCISE TAX	Description
Amount	$99	Amount

Other Expenses Schedule OtherExpensesSchedule

Other Expenses OtherExpenses

Field	Value	IRS element (for citing)
Description	TRANSACTION COST	Description
Revenue And Expenses Per Books	184	RevenueAndExpensesPerBooks
Net Investment Income	0	NetInvestmentIncome
Disbursements Charitable Prps	0	DisbursementsCharitablePrps

Other Liabilities Schedule OtherLiabilitiesSchedule

Other Liabilities OtherLiabilities (5 entries)

DescriptionDescription	BOY Book ValueBOYBookValue	EOY Book ValueEOYBookValue
REFUND PAYABLE TO US TREASURY	520	520
2004 TAX LIABILITY	203	203
2005 TAX LIABILITY	170	170
REFUND PAYABLE TO US TREASURY	522	522
2010 TAX DUE	268	0

Other Professional Fees Schedule OtherProfessionalFeesSchedule

Other Professional Fees OtherProfessionalFees

Field	Value	IRS element (for citing)
Category	INVESTMENT MANAGEMENT FEES	Category
Amount	$2,679	Amount
Net Investment Income	0	NetInvestmentIncome
Disbursements Charitable Prps	0	DisbursementsCharitablePrps

Taxes Schedule TaxesSchedule

Taxes Taxes

Field	Value	IRS element (for citing)
Category	FOREIGN TAXES WITHHELD	Category
Amount	$31	Amount
Net Investment Income	31	NetInvestmentIncome
Disbursements Charitable Prps	0	DisbursementsCharitablePrps