SAUER-LEWIS FOUNDATION: Form 990PF, tax year 2011

View the entire original 990 at ProPublica ↗

Organization: SAUER-LEWIS FOUNDATION (EIN 20-0059321)
Tax period: 2011-01-01 to 2011-12-31
Filed: 2012-05-14
IRS object ID: 201211359349101921
Schema version: 2011v1.2
Source: Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header
Form 990-PF
Accounting Fees Schedule
Investments Corp Bonds Schedule
Investments Corp Stock Schedule
Investments Other Schedule2
Other Expenses Schedule
Other Income Schedule2
Other Professional Fees Schedule
Taxes Schedule

Return header ReturnHeader

Field	Value	IRS element (for citing)
Timestamp	2012-05-14T14:06:11-05:00	Timestamp
Tax Period End Date	2011-12-31	TaxPeriodEndDate

Preparer Firm PreparerFirm

Field	Value	IRS element (for citing)
EIN	541149263	EIN

Preparer Firm Business Name PreparerFirmBusinessName

Field	Value	IRS element (for citing)
Business Name Line1	YOUNT HYDE & BARBOUR PC	BusinessNameLine1

Preparer Firm US Address PreparerFirmUSAddress

Field	Value	IRS element (for citing)
Address Line1	4405 COX ROAD SUITE 225	AddressLine1
City	GLEN ALLEN	City
State	VA	State
ZIP Code	23060	ZIPCode

Field	Value	IRS element (for citing)
Return Type	990PF	ReturnType
Tax Period Begin Date	2011-01-01	TaxPeriodBeginDate

Filer Filer

Field	Value	IRS element (for citing)
EIN	200059321	EIN

Name Name

Field	Value	IRS element (for citing)
Business Name Line1	SAUER LEWIS FOUNDATION CO JANET LEWIS SAUER	BusinessNameLine1

Field	Value	IRS element (for citing)
Name Control	SAUE	NameControl
Phone	8045531900	Phone

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	204 S ERLWOOD COURT	AddressLine1
City	RICHMOND	City
State	VA	State
ZIP Code	23229	ZIPCode

Officer Officer

Field	Value	IRS element (for citing)
Name	JANET L SAUER	Name
Title	PRESIDENT	Title
Phone	8045531900	Phone
Date Signed	2012-05-14	DateSigned
Authorize Third Party	1	AuthorizeThirdParty

Preparer Preparer

Field	Value	IRS element (for citing)
Name	NANCY G COCHRAN CPA	Name
PTIN	P00236906	PTIN
Phone	8045531900	Phone

Field	Value	IRS element (for citing)
Tax Year	2011	TaxYear
Build TS	2016-02-24 21:20:13Z	BuildTS

Form 990-PF IRS990PF

Field	Value	IRS element (for citing)
Exempt PF	X	ExemptPF
FMV Assets EOY	3000210	FMVAssetsEOY
Method Of Accounting Cash	X	MethodOfAccountingCash

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

Field	Value	IRS element (for citing)
Not Required To Attach Schedule B	X	NotRequiredToAttachScheduleB
Interest On Savings Rev And Expnss	99	InterestOnSavingsRevAndExpnss
Interest On Savings Net Invst Incm	99	InterestOnSavingsNetInvstIncm
Dividends Rev And Expnss	127023	DividendsRevAndExpnss
Dividends Net Invst Incm	127023	DividendsNetInvstIncm
Net Gain Sale Assets Rev And Expnss	34240	NetGainSaleAssetsRevAndExpnss
Gross Sales Price	1315021	GrossSalesPrice
Capital Gain Net Incm Net Invst Incm	34240	CapitalGainNetIncmNetInvstIncm
Other Income Rev And Expnss	526	OtherIncomeRevAndExpnss
Other Income Net Invst Incm	526	OtherIncomeNetInvstIncm
Total Revenue And Expenses	161888	TotalRevenueAndExpenses
Total Net Investment Income	161888	TotalNetInvestmentIncome
Comp Ofcr Dir Trst Rev And Expnss	0	CompOfcrDirTrstRevAndExpnss
Comp Ofcr Dir Trst Net Invst Incm	0	CompOfcrDirTrstNetInvstIncm
Comp Ofcr Dir Trst Dsbrs Chrtbl Prps	0	CompOfcrDirTrstDsbrsChrtblPrps
Accounting Fees Rev And Expnss	4122	AccountingFeesRevAndExpnss
Accounting Fees Net Invst Incm	2061	AccountingFeesNetInvstIncm
Accounting Fees Dsbrs Chrtbl Prps	2061	AccountingFeesDsbrsChrtblPrps
Other Prof Fees Rev And Expnss	9173	OtherProfFeesRevAndExpnss
Other Prof Fees Net Invst Incm	9173	OtherProfFeesNetInvstIncm
Other Prof Fees Dsbrs Chrtbl Prps	0	OtherProfFeesDsbrsChrtblPrps
Taxes Rev And Expnss	4208	TaxesRevAndExpnss
Taxes Net Invst Incm	0	TaxesNetInvstIncm
Taxes Dsbrs Chrtbl Prps	0	TaxesDsbrsChrtblPrps
Other Expenses Rev And Expnss	61	OtherExpensesRevAndExpnss
Other Expenses Net Invst Incm	49	OtherExpensesNetInvstIncm
Other Expenses Dsbrs Chrtbl Prps	12	OtherExpensesDsbrsChrtblPrps
Tot Opr Expenses Rev And Expnss	17564	TotOprExpensesRevAndExpnss
Tot Opr Expenses Net Invst Incm	11283	TotOprExpensesNetInvstIncm
Tot Opr Expenses Dsbrs Chrtbl Prps	2073	TotOprExpensesDsbrsChrtblPrps
Contri Gifts Paid Rev And Expnss	141930	ContriGiftsPaidRevAndExpnss
Contri Gifts Paid Dsbrs Chrtbl Prps	141930	ContriGiftsPaidDsbrsChrtblPrps
Total Expenses Rev And Expnss	159494	TotalExpensesRevAndExpnss
Total Expenses Net Invst Incm	11283	TotalExpensesNetInvstIncm
Total Expenses Dsbrs Chrtbl Prps	144003	TotalExpensesDsbrsChrtblPrps
Excess Of Revenue Over Expenses	2394	ExcessOfRevenueOverExpenses
Net Investment Income	150605	NetInvestmentIncome

Balance Sheets BalanceSheets

Field	Value	IRS element (for citing)
Cash BOY	5068	CashBOY
Cash EOY	4750	CashEOY
Cash EOYFMV	4750	CashEOYFMV
Savings And Temp Cash Invst BOY	48839	SavingsAndTempCashInvstBOY
Savings And Temp Cash Invst EOY	13506	SavingsAndTempCashInvstEOY
Savings And Temp Cash Invst EOYFMV	13506	SavingsAndTempCashInvstEOYFMV
Investments Corp Stock BOY	1649488	InvestmentsCorpStockBOY
Investments Corp Stock EOY	1872571	InvestmentsCorpStockEOY
Investments Corp Stock EOYFMV	1864893	InvestmentsCorpStockEOYFMV
Investments Corp Bonds BOY	739809	InvestmentsCorpBondsBOY
Investments Corp Bonds EOY	695525	InvestmentsCorpBondsEOY
Investments Corp Bonds EOYFMV	683724	InvestmentsCorpBondsEOYFMV
Investments Other BOY	560889	InvestmentsOtherBOY
Investments Other EOY	420135	InvestmentsOtherEOY
Investments Other EOYFMV	433337	InvestmentsOtherEOYFMV
Total Assets BOY	3004093	TotalAssetsBOY
Total Assets EOY	3006487	TotalAssetsEOY
Total Assets EOYFMV	3000210	TotalAssetsEOYFMV
Total Liabilities BOY	0	TotalLiabilitiesBOY
Total Liabilities EOY	0	TotalLiabilitiesEOY
Org That Do Not Follow SFAS117	X	OrgThatDoNotFollowSFAS117
Capital Stock BOY	0	CapitalStockBOY
Capital Stock EOY	0	CapitalStockEOY
Paid In Or Capital Surplus BOY	0	PaidInOrCapitalSurplusBOY
Paid In Or Capital Surplus EOY	0	PaidInOrCapitalSurplusEOY
Retained Earnings BOY	3004093	RetainedEarningsBOY
Retained Earnings EOY	3006487	RetainedEarningsEOY
Total Net Assets BOY	3004093	TotalNetAssetsBOY
Total Net Assets EOY	3006487	TotalNetAssetsEOY
Total Liabilities Net Assets BOY	3004093	TotalLiabilitiesNetAssetsBOY
Total Liabilities Net Assets EOY	3006487	TotalLiabilitiesNetAssetsEOY

Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances

Field	Value	IRS element (for citing)
Total Net Assets Fund Balances BOY	3004093	TotalNetAssetsFundBalancesBOY
Excess Of Revenue Over Expenses	2394	ExcessOfRevenueOverExpenses
Other Increases	0	OtherIncreases
Subtotal	3006487	Subtotal
Other Decreases	0	OtherDecreases
Total Net Assets Fund Balances EOY	3006487	TotalNetAssetsFundBalancesEOY

Capital Gains And Losses CapitalGainsAndLosses

Capital Gains And Losses Info CapitalGainsAndLossesInfo (32 entries)

Description Of AssetDescriptionOfAsset	How AcquiredHowAcquired	Date AcquiredDateAcquired	Date SoldDateSold	Gross Sales PriceGrossSalesPrice	Cost Or Other BasisCostOrOtherBasis	Gain Or LossGainOrLoss	Gains Minus Excess Or LossesGainsMinusExcessOrLosses
15,399.302 SHS T ROWE PRICE REAL ESTATE FD	P	2010-01-01	2011-02-16	283501	283421	80	80
3,724.961 SHS JANUS PERKINS SMALL CAP VALUE-I	P	2010-01-01	2011-03-29	93199	72502	20697	20697
0.5624 SHS TORREY INTL OFFSHORE FD LTD-S1	P	2010-01-01	2011-06-02	433	56	377	377
210.1642 SHS TORREY DEV OFFSHORE LTD-S1	P	2010-01-01	2011-06-08	3509	26569	-23060	-23060
3,660.566 SHS INVESCO SMALL CAP GROWTH	P	2010-01-01	2011-09-22	101141	110000	-8859	-8859
17,256.093 SHS JPMORGAN TR I US EQUITY-I	P	2010-01-01	2011-09-22	161689	153788	7901	7901
8,965.571 SHS RIDGEWORTH FD-MIDCAP VAL EQTY #RGD5	P	2010-01-01	2011-09-22	87414	116972	-29558	-29558
26,245.044 SHS RIDGEWORTH FD-SEIX HIGH YIELD #RGCL	P	2010-01-01	2011-09-22	247228	212761	34467	34467
8,761.682 SHS RIDGEWORTH FD-SEIX FLT HGH INCM#RGCJ	P	2010-01-01	2011-09-22	75000	76720	-1720	-1720
3,601.29 SHS THE JENSEN PORTFOLIO-I	P	2010-01-01	2011-10-26	94246	91677	2569	2569
32.184 SHS RIDGEWORTH FD-MIDCAP VAL EQUITY #RGD5	P	2010-01-01	2011-10-26	340	314	26	26
282.514 SHS ABERDEEN EQUITY LONG SHORT-I	P	2010-01-01	2011-12-08	3151	3110	41	41
217.701 SHS ADVISORS CAMBIAR SMALL CAP-I	P	2010-01-01	2011-12-08	3825	4143	-318	-318
1,658.947 SHS FEDERATED STRATEGIC VALUE-I	P	2010-01-01	2011-12-08	7880	7467	413	413
1,524.457 SHS FORUM ABSOLUTE STRATEGIES-I	P	2010-01-01	2011-12-08	16830	16275	555	555
234.076 SHS GOLDMAN SACHS GROWTH OPPTYS-I	P	2010-01-01	2011-12-08	5255	4573	682	682
146.063 SHS HARBOR CAP APPRECIATION-I	P	2010-01-01	2011-12-08	5565	4932	633	633
504.175 SHS HARTFORD DIVIDEND & GROWTH-Y	P	2010-01-01	2011-12-08	9660	9122	538	538
259.271 SHS T ROWE PRICE INSTL LARGE-CAP GROWTH-I	P	2010-01-01	2011-12-08	4265	4229	36	36
159.193 SHS JANUS OVERSEAS-S	P	2010-01-01	2011-12-08	6000	5813	187	187
311.122 SHS LEGG MASON BATTERYMRC EMRG MKTS-I	P	2010-01-01	2011-12-08	6210	4013	2197	2197
972.28 SHS MFS RESEARCH INSTL-I	P	2010-01-01	2011-12-08	14030	11373	2657	2657
355.545 SHS MATTHEWS PACIFIC TIGER-I	P	2010-01-01	2011-12-08	7630	5480	2150	2150
1,009.519 SHS NEUBERGER BERMAN HIGH INCOM BD-I	P	2010-01-01	2011-12-08	9015	8974	41	41
479.724 SHS PIMCO TOTAL RETURN-I	P	2010-01-01	2011-12-08	5205	5374	-169	-169
1,297.76 SHS PIMCO COMMODITY REALRTN STRATEGY-I	P	2010-01-01	2011-12-08	9850	15938	-6088	-6088
367.961 SHS PIMCO INVT GRADE CORP BD-I	P	2010-01-01	2011-12-08	3790	3930	-140	-140
651.162 SHS RIDGEWORTH FD-LARGECAP VAL EQTY#RGD4	P	2010-01-01	2011-12-08	8120	7586	534	534
428.312 SHS RIDGEWORTH FD-TOTAL RETURN BD #RGCP	P	2010-01-01	2011-12-08	4720	4443	277	277
530.058 SHS RIDGEWORTH FD-SEIX FLT HGH INCM#RGCJ	P	2010-01-01	2011-12-08	4585	4640	-55	-55
337.345 SHS TEMPLETON GLOBAL BD-ADV	P	2010-01-01	2011-12-08	4345	4586	-241	-241
CAPITAL GAINS DIVIDENDS	P			27390		27390	27390

Field	Value	IRS element (for citing)
Capital Gain Net Income	34240	CapitalGainNetIncome

Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax

Field	Value	IRS element (for citing)
Liable For4942 Tax	0	LiableFor4942Tax
Qualifying Distributions Year1	39029	QualifyingDistributionsYear1
Noncharitable Assets Year1	2973648	NoncharitableAssetsYear1
Distribution Ratio Year1	0.013125	DistributionRatioYear1
Qualifying Distributions Year2	159435	QualifyingDistributionsYear2
Noncharitable Assets Year2	2467592	NoncharitableAssetsYear2
Distribution Ratio Year2	0.064612	DistributionRatioYear2
Qualifying Distributions Year3	23162	QualifyingDistributionsYear3
Noncharitable Assets Year3	3295105	NoncharitableAssetsYear3
Distribution Ratio Year3	0.007029	DistributionRatioYear3
Qualifying Distributions Year4	2896	QualifyingDistributionsYear4
Noncharitable Assets Year4	3802087	NoncharitableAssetsYear4
Distribution Ratio Year4	0.000762	DistributionRatioYear4
Qualifying Distributions Year5	1061	QualifyingDistributionsYear5
Noncharitable Assets Year5	3365218	NoncharitableAssetsYear5
Distribution Ratio Year5	0.000315	DistributionRatioYear5
Total Distribution Ratio	0.085843	TotalDistributionRatio
Average Distribution Ratio	0.017169	AverageDistributionRatio
Net Noncharitable Assets	3252734	NetNoncharitableAssets
Adjusted Noncharitable Assets	55846	AdjustedNoncharitableAssets
One Percent Net Investment Income	1506	OnePercentNetInvestmentIncome
Adj Nonchrtbl Assets And One	57352	AdjNonchrtblAssetsAndOnePct
Qualifying Distributions	144003	QualifyingDistributions

Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm

Field	Value	IRS element (for citing)
Domestic Org Meeting Sect4940e	X	DomesticOrgMeetingSect4940e
Investment Income Excise Tax	1506	InvestmentIncomeExciseTax
Tax Under Section511	0	TaxUnderSection511
Subtotal	1506	Subtotal
Subtitle A Tax	0	SubtitleATax
Tax Based On Investment Income	1506	TaxBasedOnInvestmentIncome
Est Tax Payments And Overpayment	3120	EstTaxPaymentsAndOverpayment
Total Credits And Payments	3120	TotalCreditsAndPayments
Overpayment	1614	Overpayment
Amount Credited To Next Year	1614	AmountCreditedToNextYear
Amount To Be Refunded	0	AmountToBeRefunded

Statements Regarding Activities StatementsRegardingActivities

Field	Value	IRS element (for citing)
Legislative Political Activities	0	LegislativePoliticalActivities
More Than100 Spent	0	MoreThan100Spent
Form1120 POL Filed	0	Form1120POLFiled
Sect4955 Tax On Organization	0	Sect4955TaxOnOrganization
Sect4955 Tax On Managers	0	Sect4955TaxOnManagers
Reimbursement Of Tax	0	ReimbursementOfTax
Activities Not Prev Reported	0	ActivitiesNotPrevReported
Changes To Articles Or Bylaws	0	ChangesToArticlesOrBylaws
Unrelated Bus Income Over1000	0	UnrelatedBusIncomeOver1000
Termination Etc	0	TerminationEtc
Requirements Of Sect508e	1	RequirementsOfSect508e
At Least5000 In Assets	1	AtLeast5000InAssets
States Filed With	VA	StatesFiledWith
Form990 PF Filed With AG	1	Form990PFFiledWithAG
Private Operating Foundation	0	PrivateOperatingFoundation
New Substantial Contributors	0	NewSubstantialContributors
Interest In Controlled Entity	0	InterestInControlledEntity
Applicable Insurance Contract	0	ApplicableInsuranceContract
Comply With Public Inspection Rqr	1	ComplyWithPublicInspectionRqr
Website Address	N/A	WebsiteAddress
Books In Care Of Person Name	YOUNT HYDE BARBOUR PC	BooksInCareOfPersonName
Books In Care Of Phone Number	8045531900	BooksInCareOfPhoneNumber

Books In Care Of US Address BooksInCareOfUSAddress

Field	Value	IRS element (for citing)
Address Line1	4405 COX ROAD SUITE 225	AddressLine1
City	GLEN ALLEN	City
State	VA	State
ZIP Code	23060	ZIPCode

Field	Value	IRS element (for citing)
Foreign Bank	0	ForeignBank

Statements Regarding Acty4720 StatementsRegardingActy4720

Field	Value	IRS element (for citing)
Sale Or Exchange With Dsqfly Person	0	SaleOrExchangeWithDsqflyPerson
Borrow Or Lend With Dsqfly Person	0	BorrowOrLendWithDsqflyPerson
Furnished Goods With Dsqfly Person	0	FurnishedGoodsWithDsqflyPerson
Pay Compensation To Dsqfly Person	0	PayCompensationToDsqflyPerson
Transfer Assets To Dsqfly Person	0	TransferAssetsToDsqflyPerson
Payment To Government Offical	0	PaymentToGovernmentOffical
Uncorrected Prior Acts	0	UncorrectedPriorActs
Undistributed Income Prior Years	0	UndistributedIncomePriorYears
Business Holdings	0	BusinessHoldings
Jeopardy Investments	0	JeopardyInvestments
Uncorrected Jeopardy Investments	0	UncorrectedJeopardyInvestments
Influence Legislation	0	InfluenceLegislation
Influence Election	0	InfluenceElection
Grants To Individuals	0	GrantsToIndividuals
Grants To Organizations	0	GrantsToOrganizations
Noncharitable Purpose	0	NoncharitablePurpose
Rcv Funds To Pay Prsnl Bnft Contract	0	RcvFundsToPayPrsnlBnftContract
Pay Premiums Prsnl Bnft Contract	0	PayPremiumsPrsnlBnftContract
Prohibited Tax Shelter Transactn	0	ProhibitedTaxShelterTransactn

Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo

Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (2 entries)

Address Line1USAddress/AddressLine1	CityUSAddress/City	StateUSAddress/State	ZIP CodeUSAddress/ZIPCode	TitleTitle	Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition	CompensationCompensation	Contri To Empl Benefit Plans EtcContriToEmplBenefitPlansEtc	Expense Account Other AllowancesExpenseAccountOtherAllowances
JANET LEWIS SAUER
204 SOUTH ERLWOOD COURT	RICHMOND	VA	23229	PRESIDENT/DIRECTOR	1.00	0	0	0
BRADFORD B SAUER
2000 WEST BROAD STREET	RICHMOND	VA	23220	SECRETARY/DIRECTOR	1.00	0	0	0

Field	Value	IRS element (for citing)
Comp Of Highest Paid Empl NONE	NONE	CompOfHighestPaidEmplNONE
Tot Number Of Oth Empl Paid Over50k	0	TotNumberOfOthEmplPaidOver50k
Comp Of Hghst Paid Cntrct NONE	NONE	CompOfHghstPaidCntrctNONE
Tot Number Of Cntrct Paid Over50k	0	TotNumberOfCntrctPaidOver50k

Sum Of Program Related Investments SumOfProgramRelatedInvestments

Field	Value	IRS element (for citing)
Total	0	Total

Minimum Investment Return MinimumInvestmentReturn

Field	Value	IRS element (for citing)
Avg Monthly FMV Of Securities	3296325	AvgMonthlyFMVOfSecurities
Avg Monthly Cash Balances	5943	AvgMonthlyCashBalances
FMV All Other Noncharitable Assets	0	FMVAllOtherNoncharitableAssets
Total FMV Of Unused Assets	3302268	TotalFMVOfUnusedAssets
Reduction Claimed	0	ReductionClaimed
Acquisition Indebtedness	0	AcquisitionIndebtedness
Adj Total FMV Of Unused Assets	3302268	AdjTotalFMVOfUnusedAssets
Cash Deemed Charitable	49534	CashDeemedCharitable
Net Noncharitable Assets	3252734	NetNoncharitableAssets
Minimum Investment Return	162637	MinimumInvestmentReturn

Distributable DistributableAmount

Field	Value	IRS element (for citing)
Minimum Investment Return	162637	MinimumInvestmentReturn
Tax Based On Investment Income	1506	TaxBasedOnInvestmentIncome
Total Tax	1506	TotalTax
Distributable Amount Before Adj	161131	DistributableAmountBeforeAdj
Recoveries Qlfy Distributions	0	RecoveriesQlfyDistributions
Distributable Amount Before Ded	161131	DistributableAmountBeforeDed
Deduction Fr Distributable	$0	DeductionFrDistributableAmount
Distributable Amount As Adjusted	161131	DistributableAmountAsAdjusted

Qualifying Distributions QualifyingDistributions

Field	Value	IRS element (for citing)
Expenses And Contributions	144003	ExpensesAndContributions
Program Related Investments Total	0	ProgramRelatedInvestmentsTotal
Qualifying Distributions	144003	QualifyingDistributions
One Pct Sect4940e Org Net Invst Incm	1506	OnePctSect4940eOrgNetInvstIncm
Adj Qualifying Distributions	142497	AdjQualifyingDistributions

Undistributed Income UndistributedIncome

Field	Value	IRS element (for citing)
Distributable Amount As Adjusted	161131	DistributableAmountAsAdjusted
Undistributed Income Prior Year	141930	UndistributedIncomePriorYear
Total For Prior Years	0	TotalForPriorYears
Total Excess Distri Carryover	0	TotalExcessDistriCarryover
Qualifying Distributions	144003	QualifyingDistributions
Applied To Year1	141930	AppliedToYear1
Applied To Prior Years	0	AppliedToPriorYears
Treated As Distri From Corpus	0	TreatedAsDistriFromCorpus
Applied To Current Year	2073	AppliedToCurrentYear
Remaining Distri From Corpus	0	RemainingDistriFromCorpus
Excess Distri Cyov App CY Corpus	0	ExcessDistriCyovAppCYCorpus
Excess Distri Cyov Applied CY	0	ExcessDistriCyovAppliedCY
Total Corpus	0	TotalCorpus
Prior Year Undistributed Income	0	PriorYearUndistributedIncome
Prior Year Deficiency Or Tax	0	PriorYearDeficiencyOrTax
Taxable Amount1	0	TaxableAmount1
Taxable Amount2	0	TaxableAmount2
Undistributed Income CY	159058	UndistributedIncomeCY
Distri From Corpus170b1 E Or4942g3	0	DistriFromCorpus170b1EOr4942g3
Excess Distri Cyov From Year5	0	ExcessDistriCyovFromYear5
Excess Distri Cyov To Next Year	0	ExcessDistriCyovToNextYear

Supplementary Information SupplementaryInformation

Field	Value	IRS element (for citing)
Only Contributes To Preselected	X	OnlyContributesToPreselected

Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (6 entries)

Address Line1RecipientUSAddress/AddressLine1	CityRecipientUSAddress/City	StateRecipientUSAddress/State	ZIP CodeRecipientUSAddress/ZIPCode	Recipient RelationshipRecipientRelationship	Purpose Of Grant Or ContributionPurposeOfGrantOrContribution	AmountAmount
ST CATHERINE'S SCHOOL
6001 GROVE AVENUE	RICHMOND	VA	23226	NONE	EDUCATION	$30,000
ST CHRISTOPHER'S SCHOOL
711 ST CHRISTOPHERS ROAD	RICHMOND	VA	23226	NONE	EDUCATION	$30,000
STEWARD SCHOOL
11600 GAYTON ROAD	RICHMOND	VA	23238	NONE	EDUCATION	$30,000
GRACE & HOLY TRINITY CHURCH
8 NORTH LAUREL STREET	RICHMOND	VA	23220	NONE	RELIGIOUS	$20,000
ST JOSEPH'S VILLA
8000 BROOK ROAD	RICHMOND	VA	23227	NONE	SOCIAL SERVICES	$20,000
THE HEALING PLACE
700 DINWIDDIE AVENUE	RICHMOND	VA	23224	NONE	SOCIAL SERVICES	$11,930

Field	Value	IRS element (for citing)
Tot Grant Or Contri Paid During Year	141930	TotGrantOrContriPaidDuringYear
Tot Grant Or Contri Approved Future	0	TotGrantOrContriApprovedFuture

Analysis Income Producing Acty AnalysisIncomeProducingActy

Int On Savings And Temp Cash Invst IntOnSavingsAndTempCashInvst

Field	Value	IRS element (for citing)
Exclusion Code	14	ExclusionCode
Exclusion	$99	ExclusionAmount

Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII

Field	Value	IRS element (for citing)
Exclusion Code	14	ExclusionCode
Exclusion	$127,023	ExclusionAmount

Other Investment Income Part VII OtherInvestmentIncomePartVII

Field	Value	IRS element (for citing)
Exclusion Code	14	ExclusionCode
Exclusion	$526	ExclusionAmount

Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry

Field	Value	IRS element (for citing)
Exclusion Code	18	ExclusionCode
Exclusion	$34,240	ExclusionAmount

Subtotals Part XVIA SubtotalsPartXVIA

Field	Value	IRS element (for citing)
Unrelated Business Income	$0	UnrelatedBusinessIncomeAmount
Exclusion	$161,888	ExclusionAmount
Related Or Exempt Function Income	0	RelatedOrExemptFunctionIncome

Field	Value	IRS element (for citing)
Total Part XVIA	161888	TotalPartXVIA

Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO

Field	Value	IRS element (for citing)
Trnsfr Of Cash To Noncharitable EO	0	TrnsfrOfCashToNoncharitableEO
Trnsfr Oth Assets Noncharitable EO	0	TrnsfrOthAssetsNoncharitableEO
Sales Or Exchanges Of Assets	0	SalesOrExchangesOfAssets
Purchase Assets Noncharitable EO	0	PurchaseAssetsNoncharitableEO
Rental Of Facilities Etc	0	RentalOfFacilitiesEtc
Reimbursement Arrangements	0	ReimbursementArrangements
Loans Or Loan Guarantees	0	LoansOrLoanGuarantees
Performance Of Services Etc	0	PerformanceOfServicesEtc
Sharing Of Facilities Etc	0	SharingOfFacilitiesEtc
Relationships Noncharitable E Os	0	RelationshipsNoncharitableEOs

Accounting Fees Schedule AccountingFeesSchedule

Accounting Fees AccountingFees

Field	Value	IRS element (for citing)
Category	ACCOUNTING FEES	Category
Amount	$4,122	Amount
Net Investment Income	2061	NetInvestmentIncome
Disbursements Charitable Prps	2061	DisbursementsCharitablePrps

Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule

Investments Corp Bonds InvestmentsCorpBonds (6 entries)

Name Of BondNameOfBond	EOY Book ValueEOYBookValue	EOYFMVEOYFMV
10,323.586 SHS PIMCO FDS TOTAL RETURN FD INSTL CL	115639	112218
9,502.626 SHS RIDGEWORTH FD-TOTAL RETURN BD I SHS #RGCP	98656	102438
11,421.166 SHS RIDGEWORTH FD-SEIX HIGH YIELD I SHS #RGCL	99979	98793
21,961.834 SHS NEUBERGER BERMAN INCOME FDS HIGH INCOME BD FD CL INSTL	195230	195680
7,474.691 SHS TEMPLETON INCOME TR GLOBAL BD FD ADVISOR CL	101360	92462
7,935.592 SHS PIMCO FDS PAC INVT MGMT SER INVT GRADE CORP BD FD INSTL CL	84661	82133

Investments Corp Stock Schedule InvestmentsCorpStockSchedule

Investments Corp Stock InvestmentsCorpStock (12 entries)

Name Of StockNameOfStock	EOY Book ValueEOYBookValue	EOYFMVEOYFMV
5,020.189 SHS GOLDMAN SACHS TR GROWTH OPPORTUNITIES FD INSTL CL	98961	110846
3,513.481 SHS HARBOR FD CAP APPRECIATION FD INSTL CL	106483	116364
10,991.047 SHS HARTFORD MUT FDS DIVIDEND & GROWTH FD CL Y	198932	210369
4,855.723 SHS ADVISORS INNER CIRCLE FD CAMBIAR SMALL CAP FD INSTL CL	91934	81819
3,727.805 SHS JANUS FDS OVERSEAS FD CL S	134764	116606
36,005.995 SHS FEDERATED EQUITY FDS STRATEGIC VALUE FD CL INSTL	162114	174989
6,781.085 SHS LEGG MASON GLOBAL TR BATTERYMARCH EMERGING MKTS TR INSTL	87772	127552
7,872.769 SHS MATTHEWS FDS PACIFIC TIGER FD INSTL CL	122216	160053
21,498.863 SHS MFS FDS RESEARCH INTL FD INSTL CL	252406	295179
31,295.324 SHS PIMCO FDS COMMODITY REALRETURN STRATEGY INSTL	360678	204671
5,576.12 SHS T ROWE PRICE FDS LARGE-CAP GROWTH FD INSTL CL	90938	89887
14,192.773 SHS RIDGEWORTH FD-LARGECAP VALUE EQUITY I SHS #RGD4	165373	176558

Investments Other Schedule2 InvestmentsOtherSchedule2

Investments Other InvestmentsOther (2 entries)

Category Or ItemCategoryOrItem	Listed At Cost Or FMVListedAtCostOrFMV	Book ValueBookValue	EOYFMVEOYFMV
33,018.572 SHS FORUM FDS ABSOLUTE STRATEGIES FD INSTL CL	AT COST	352567	364855
6,136.334 SHS ABERDEEN FDS EQUITY LONG SHORT FD INSTL CL	AT COST	67568	68482

Other Expenses Schedule OtherExpensesSchedule

Other Expenses OtherExpenses (2 entries)

DescriptionDescription	Revenue And Expenses Per BooksRevenueAndExpensesPerBooks	Net Investment IncomeNetInvestmentIncome	Disbursements Charitable PrpsDisbursementsCharitablePrps
ANNUAL REGISTRATION FEE	25	13	12
BANK SERVICE CHARGE	36	36	0

Other Income Schedule2 OtherIncomeSchedule2

Other Income OtherIncome (2 entries)

DescriptionDescription	Revenue And Expenses Per BooksRevenueAndExpensesPerBooks	Net Investment IncomeNetInvestmentIncome	Adjusted Net IncomeAdjustedNetIncome
LITIGATION PROCEEDS - MAXIM PRODS INC CLASS ACTION	84	84	84
LITIGATION PROCEEDS - COMVERSE TECH CLASS ACTION	442	442	442

Other Professional Fees Schedule OtherProfessionalFeesSchedule

Other Professional Fees OtherProfessionalFees

Field	Value	IRS element (for citing)
Category	INVESTMENT MANAGEMENT FEE	Category
Amount	$9,173	Amount
Net Investment Income	9173	NetInvestmentIncome
Disbursements Charitable Prps	0	DisbursementsCharitablePrps

Taxes Schedule TaxesSchedule

Taxes Taxes

Field	Value	IRS element (for citing)
Category	FEDERAL TAX PAID	Category
Amount	$4,208	Amount
Net Investment Income	0	NetInvestmentIncome
Disbursements Charitable Prps	0	DisbursementsCharitablePrps