STRATEGY STUDIO / NONPROFIT PEOPLE SEARCH

TRUSTEES OF THE UNIVERSITY OF PENNSYLVANIA: Form 990, tax year 2010

View the entire original 990 at ProPublica ↗

Organization
TRUSTEES OF THE UNIVERSITY OF PENNSYLVANIA (EIN 23-1352685)
Tax period
2010-07-01 to 2011-06-30
Filed
2012-05-14
IRS object ID
201211359349303841
Schema version
2010v3.7
Source
Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header ReturnHeader

FieldValueIRS element (for citing)
Timestamp2012-05-14T14:41:56-05:00Timestamp
Tax Period End Date2011-06-30TaxPeriodEndDate

Preparer Firm PreparerFirm

Preparer Firm Business Name PreparerFirmBusinessName

FieldValueIRS element (for citing)
Business Name Line1PricewaterhouseCoopers LLPBusinessNameLine1

Preparer Firm US Address PreparerFirmUSAddress

FieldValueIRS element (for citing)
Address Line12001 MARKET ST SUITE 1700AddressLine1
CityPHILADELPHIACity
StatePAState
ZIP Code19103ZIPCode
FieldValueIRS element (for citing)
Return Type990ReturnType
Tax Period Begin Date2010-07-01TaxPeriodBeginDate

Filer Filer

FieldValueIRS element (for citing)
EIN231352685EIN

Name Name

FieldValueIRS element (for citing)
Business Name Line1TRUSTEES OF THE UNIVERSITY OF PENNSYLVANIABusinessNameLine1
FieldValueIRS element (for citing)
Name ControlTRUSNameControl
Phone2158988967Phone

US Address USAddress

FieldValueIRS element (for citing)
Address Line13451 WALNUT STREETAddressLine1
CityPHILADELPHIACity
StatePAState
ZIP Code191046284ZIPCode

Officer Officer

FieldValueIRS element (for citing)
NameSTEVE GOLDINGName
TitleVP FOR FINANCETitle
Date Signed2012-05-08DateSigned
Authorize Third PartytrueAuthorizeThirdParty

Preparer Preparer

FieldValueIRS element (for citing)
Phone2673303000Phone
FieldValueIRS element (for citing)
Tax Year2010TaxYear
Build TS2016-02-24 21:20:13ZBuildTS

Form 990 IRS990

FieldValueIRS element (for citing)
Name Of Principal Officer PersonSTEPHEN GOLDINGNameOfPrincipalOfficerPerson

Address Principal Officer US AddressPrincipalOfficerUS

FieldValueIRS element (for citing)
Address Line13451 WALNUT STREETAddressLine1
CityPHILADLEPHIACity
StatePAState
ZIP Code19104ZIPCode
FieldValueIRS element (for citing)
Gross Receipts11568455426GrossReceipts
Group Return For AffiliatesfalseGroupReturnForAffiliates
Organization501c3XOrganization501c3
Web SiteWWW.UPENN.EDUWebSite
Type Of Organization CorporationXTypeOfOrganizationCorporation
Year Formation1740YearFormation
State Legal DomicilePAStateLegalDomicile
Activity Or Mission DescriptionTHE PROVISION OF EDUCATION, RESEARCH, AND CHARITABLE PATIENT CARE SERVICES.ActivityOrMissionDescription
Nbr Voting Members Governing Body56NbrVotingMembersGoverningBody
Nbr Independent Voting Members51NbrIndependentVotingMembers
Total Nbr Employees44597TotalNbrEmployees
Total Nbr Volunteers11571TotalNbrVolunteers
Total Gross UBI3429690TotalGrossUBI
Net Unrelated Business Txbl Income-8633554NetUnrelatedBusinessTxblIncome
Contributions Grants Prior Year1131214000ContributionsGrantsPriorYear
Contributions Grants Current Year1451557000ContributionsGrantsCurrentYear
Program Service Revenue Prior Year3319325582ProgramServiceRevenuePriorYear
Program Service Revenue CY3563074907ProgramServiceRevenueCY
Investment Income Prior Year173664000InvestmentIncomePriorYear
Investment Income Current Year303191000InvestmentIncomeCurrentYear
Other Revenue Prior Year5480418OtherRevenuePriorYear
Other Revenue Current Year12374093OtherRevenueCurrentYear
Total Revenue Prior Year4629684000TotalRevenuePriorYear
Total Revenue Current Year5330197000TotalRevenueCurrentYear
Grants And Similar Amnts Prior Year353453292GrantsAndSimilarAmntsPriorYear
Grants And Similar Amnts CY321703039GrantsAndSimilarAmntsCY
Benefits Paid To Members Prior Year0BenefitsPaidToMembersPriorYear
Benefits Paid To Members CY0BenefitsPaidToMembersCY
Salaries Etc Prior Year2416751999SalariesEtcPriorYear
Salaries Etc Current Year2524962999SalariesEtcCurrentYear
Total Prof Fundrsng Exp Prior Year729114TotalProfFundrsngExpPriorYear
Total Prof Fundrsng Exp CY675314TotalProfFundrsngExpCY
Total Fundrsng Exp Current Year73529691TotalFundrsngExpCurrentYear
Other Expense Prior Year1623157595OtherExpensePriorYear
Other Expenses Current Year1839337648OtherExpensesCurrentYear
Total Expenses Prior Year4394092000TotalExpensesPriorYear
Total Expenses Current Year4686679000TotalExpensesCurrentYear
Revenues Less Expenses Prior Year235592000RevenuesLessExpensesPriorYear
Revenues Less Expenses CY643518000RevenuesLessExpensesCY
Total Assets BOY11193816000TotalAssetsBOY
Total Assets EOY12912074000TotalAssetsEOY
Total Liabilities BOY3608232000TotalLiabilitiesBOY
Total Liabilities EOY3819726000TotalLiabilitiesEOY
Net Assets Or Fund Balances BOY7585584000NetAssetsOrFundBalancesBOY
Net Assets Or Fund Balances EOY9092348000NetAssetsOrFundBalancesEOY
Mission DescriptionTHE TRUSTEES OF THE UNIVERSITY OF PENNSYLVANIA (UNIVERSITY) SEES ITSELF AS HAVING A PUBLIC SERVICE MISSION. IN SUCH REGARD, THE UNIVERSITY AIMS TO PROVIDE A RICH AND DIVERSE EDUCATIONAL ENVIRONMENT FOR ITS STUDENTS; TO PIONEER RESEARCH THAT PUSHES THE BOUNDARIES OF CURRENT HUMAN KNOWLEDGE; AND TO PROVIDE THE MOST CURRENT AND HIGHEST QUALITY PATIENT CARE THROUGH THE UNIVERSITY HEALTH SYSTEM.MissionDescription
Significant New Program ServicesfalseSignificantNewProgramServices
Significant ChangefalseSignificantChange
Expense2397465300Expense
Grants321703039Grants
Revenue1311163907Revenue
DescriptionTHE TRUSTEES OF THE UNIVERSITY OF PENNSYLVANIA ("PENN" OR "UNIVERSITY") IS ONE OF THE OLDEST UNIVERSITIES IN THE UNITED STATES - IT TRACES ITS ORIGINS BACK TO A CHARITY SCHOOL FOUNDED IN 1740. IT WAS CHARTERED AS A COLLEGE IN 1755, AND ON MAY 17, 1757, THE UNIVERSITY HELD ITS FIRST COMMENCEMENT AND GRADUATED A CLASS OF SEVEN STUDENTS. FROM THESE EARLY AND MODEST BEGINNINGS, PENN HAS GROWN INTO ONE OF THE LEADING RESEARCH AND EDUCATIONAL INSTITUTIONS IN THE UNITED STATES AND IN THE WORLD. THE UNIVERSITY SEES ITSELF AS HAVING A PUBLIC SERVICE MISSION. IN SUCH REGARD, THE UNIVERSITY AIMS TO PROVIDE A RICH AND DIVERSE EDUCATIONAL ENVIRONMENT FOR ITS STUDENTS; TO PIONEER RESEARCH THAT PUSHES THE BOUNDARIES OF CURRENT HUMAN KNOWLEDGE; AND TO PROVIDE THE MOST CURRENT AND HIGHEST QUALITY IN PATIENT CARE THROUGH THE UNIVERSITY HEALTH SYSTEM. THE UNIVERSITY IS HOME TO THE UNIVERSITY OF PENNSYLVANIA MUSEUM OF ARCHAEOLOGY AND ANTHROPOLOGY, THE INSTITUTE FOR CONTEMPORARY ART AND THE ANNENBERG CENTER FOR THE PERFORMING ARTS, ALL OF WHICH CONTRIBUTE VITALLY TO ENRICHING THE CULTURAL LIFE OF PHILADELPHIA. IN ADDITION, THE UNIVERSITY IS AN ACTIVE PARTICIPANT IN THE WEST PHILADELPHIA NEIGHBORHOOD THAT IS ITS HOME. I. EDUCATION THE QUALITY AND DIVERSITY OF THE STUDENT BODY ADD TO THE RIGOR AND UNIQUENESS OF A PENN EDUCATION. THE UNDERGRADUATE CLASS OF 2015 WAS HIGHLY SELECTIVE. OUT OF A TOTAL OF 31,663 APPLICANTS, JUST 3,935- 12.4 PERCENT - WERE ACCEPTED. PENN IS ALSO STEADFASTLY COMMITTED TO MAINTAINING A DIVERSE STUDENT BODY. IT FIRMLY BELIEVES THAT A DIVERSE STUDENT BODY BRINGS WITH IT A VARIETY OF LIFE EXPERIENCES, RESEARCH INTERESTS, AND WORLDVIEWS. IN KEEPING WITH THIS OBJECTIVE, 43.1 PERCENT OF THE STUDENTS WHO MAKE UP THE CLASS OF 2015 ARE OF AFRICAN-AMERICAN, ASIAN, HISPANIC, OR NATIVE AMERICAN ORIGINS. THE UNIVERSITY IS CONSISTENTLY RECOGNIZED FOR HAVING SOME OF THE MOST DISTINGUISHED ACADEMIC PROGRAMS IN THE NATION. ACCORDING TO THE 2010 U.S. NEWS & WORLD REPORT OF GRADUATE SCHOOL RANKINGS, PENN'S GRADUATE PROGRAM IN MEDICINE IS RANKED SECOND, WHILE BUSINESS IS RANKED FIFTH. STRENGTHENING THE UNDERGRADUATE FINANCIAL AID PROGRAM HAS INCREASED ACCESS FOR THE MOST TALENTED STUDENTS REGARDLESS OF THEIR SOCIOECONOMIC BACKGROUND. STARTING IN SEPTEMBER 2009, ALL UNDERGRADUATE STUDENTS ELIGIBLE FOR FINANCIAL AID - CURRENTLY 45% OF THE UNDERGRADUATE ENROLLMENT - RECEIVED LOAN-FREE AID PACKAGES. II. RESEARCH ONE MEASURE OF THE EXCELLENCE OF THE RESEARCH AND ACADEMIC STUDIES CONDUCTED AT PENN IS THE AWARDS CONFERRED ON PENN FACULTY. THE FACULTY, ACTIVE AND EMERITUS, INCLUDES 79 MEMBERS OF THE ACADEMY OF ARTS AND SCIENCES, 75 MEMBERS OF THE INSTITUTE OF MEDICINE, 31 MEMBERS OF THE NATIONAL ACADEMY OF SCIENCES, 30 MEMBERS OF THE AMERICAN PHILOSOPHICAL SOCIETY, 170 RECIPIENTS OF GUGGENHEIM FELLOWSHIPS, AND 9 MEMBERS OF THE NATIONAL ACADEMY OF ENGINEERING. OVER THE PAST TWO DECADES, PENN HAS BEEN HOME TO 7 RECIPIENTS OF THE MACARTHUR AWARD, 5 NATIONAL MEDAL OF SCIENCE RECIPIENTS, 4 RECIPIENTS OF THE NOBEL PRIZE AND 5 PULITZER PRIZE WINNERS. WITH 140 RESEARCH CENTERS AND INSTITUTES, RESEARCH IS A SUBSTANTIAL AND ESTEEMED ENTERPRISE AT PENN. AS OF FISCAL YEAR 2011, THE RESEARCH COMMUNITY INCLUDES OVER 4,000 FACULTY; MORE THAN 1,100 POSTDOCTORAL FELLOWS; AND OVER 5,400 ACADEMIC SUPPORT STAFF AND GRADUATE STUDENT TRAINEES. RESEARCH GRANTS WON BY PENN FACULTY MAKE IT ONE OF THE HIGHEST RANKED RESEARCH UNIVERSITIES IN THE COUNTRY. III. PUBLIC SERVICE MISSION THE MISSION OF SERVING THE PUBLIC IS EXEMPLIFIED BY NUMEROUS PROGRAMS AT PENN. FOR 12 YEARS, THE SCHOOL OF NURSING'S LIFE PROGRAM HAS PROVIDED NURSING, MEDICAL, AND REHABILITATIVE CARE THAT ENABLES MORE THAN 350 LOCAL SENIORS TO LIVE INDEPENDENTLY. THE SCHOOL OF VETERINARY MEDICINE STUDENTS ROUTINELY TAKE COMPANION DOGS TO VISIT GUESTS AT THE PHILADELPHIA RONALD MCDONALD HOUSE TO COMFORT SICK CHILDREN AND THEIR FAMILIES SEEKING MEDICAL TREATMENT AT WEST PHILADELPHIA AREA HOSPITALS. THE SAYRE HEALTH CENTER PROVIDES CLINICAL SERVICES TO RESIDENTS OF THE WEST PHILADELPHIA COMMUNITY AND EDUCATIONAL OPPORTUNITIES FOR HIGH SCHOOL, UNDERGRADUATE, AND GRADUATE STUDENTS. THE AGATSTON URBAN NUTRITION INITIATIVE (AUNI) WORKS TO IMPROVE COMMUNITY NUTRITION AND HEALTH PARTICULARLY IN THE AREAS OF OBESITY, POOR NUTRITION, AND RELATED DISEASES SUCH AS DIABETES, BY DEVELOPING AND IMPLEMENTING A COMPREHENSIVE SET OF ACTIVITIES IN TARGETED NEIGHBORHOODS. WITH THE OPENING THIS YEAR OF PENN PARK ON 24 ACRES OF LAND NEAR THE SCHUYLKILL RIVER, THE UNIVERSITY IS MOVING FORWARD WITH PLANS TO CREATE A NEW NEIGHBORHOOD TO ITS EAST THAT WILL BOOST THE ECONOMIC, EDUCATIONAL, AND SOCIAL CAPACITY OF THE ENTIRE CITY AND REGION. PENN PARK PROVIDES AN INVITING GATEWAY TO THE CAMPUS THAT WILL BETTER CONNECT THE UNIVERSITY AND WEST PHILADELPHIA TO CENTER CITY. THROUGH ITS CULTURAL INSTITUTIONS, THE UNIVERSITY OF PENNSYLVANIA MUSEUM OF ANTHROPOLOGY AND ARCHAEOLOGY, THE INSTITUTE OF CONTEMPORARY ART, AND THE ANNENBERG CENTER FOR THE PERFORMING ARTS, PENN OFFERS CULTURAL ENRICHMENT AND EDUCATION TO THE ENTIRE REGION, WITH EXHIBITS, PROGRAMS AND EVENTS THAT SPAN THE ENTIRE RANGE OF HUMAN HISTORY AND EVENTS. PENN HAS CALLED WEST PHILADELPHIA HOME SINCE 1874. PENN IS COMMITTED TO MAKING WEST PHILADELPHIA A MORE ATTRACTIVE PLACE TO LIVE AND WORK BY PURCHASING GOODS AND SERVICES FROM LOCAL BUSINESSES, HIRING LOCAL RESIDENTS AND ENCOURAGING FACULTY AND STAFF TO RELOCATE TO THE AREA. THE INITIATIVES HAVE ENCOURAGED RETAIL DEVELOPMENT, IMPROVED SAFETY AND SECURITY AND IMPROVED PUBLIC EDUCATION THROUGH PARTNERSHIPS WITH EXISTING PUBLIC SCHOOLS AND AN INSTITUTIONAL INVESTMENT IN A NEW PUBLIC ELEMENTARY SCHOOL NEAR THE CAMPUS. PENN'S ACADEMIC PHILOSOPHY EMPHASIZES SERVICE AS ESSENTIAL TO LEARNING. PENN'S NETTER CENTER FOR COMMUNITY SERVICE IS A MODEL OF COMMUNITY SERVICE AND HAS HELPED DEVELOP UNIVERSITY-ASSISTED COMMUNITY SCHOOLS, WHERE PENN STUDENTS AND FACULTY PROVIDE INSTRUCTION, SUPPORT AND PARTNERSHIP TO LOCAL SCHOOLS BY EDUCATING, EMPOWERING, AND SERVING ALL MEMBERS OF THE COMMUNITY IN WHICH THE SCHOOL IS LOCATED. AT THE SAME TIME, BY WORKING WITH COMMUNITY MEMBERS TO CREATE AND SUSTAIN UNIVERSITY-ASSISTED COMMUNITY SCHOOLS, PENN ADVANCES ITS TEACHING, RESEARCH, AND SERVICE MISSIONS AND THE CIVIC DEVELOPMENT OF ITS STUDENTS. LAST YEAR ALONE, THE NETTER CENTER INVOLVED MORE THAN 125 STUDENT VOLUNTEERS, 100 INTERNS, AND 350 WORK-STUDY STUDENTS IN SERVICE TO MORE THAN 4,000 K-12 YOUTH AND THEIR FAMILIES. THE NETTER CENTER WAS CREDITED WITH VISIBLE IMPROVEMENTS IN ACADEMIC PERFORMANCE, ATTENDANCE AND STUDENT AND PARENTAL INVOLVEMENT AT THE COMMUNITY SCHOOLS. APPROXIMATELY 13,000 UNIVERSITY STUDENTS, FACULTY AND STAFF PARTICIPATE IN MORE THAN 300 PENN VOLUNTEER AND COMMUNITY SERVICE PROGRAMS, AS WELL AS THE MORE THAN 60 ACADEMICALLY BASED COMMUNITY SERVICE COURSES THAT PENN OFFERS EACH YEAR. COMMUNITY SERVICE AT PENN IS ALSO COORDINATED BY CIVIC HOUSE (STUDENT VOLUNTEERISM AND ADVOCACY), FOX LEADERSHIP, AND PENN VIPS (VOLUNTEERS IN PUBLIC SERVICE - FACULTY AND STAFF VOLUNTEERS), WHICH IS A PART OF THE NETTER CENTER. SEE SCHEDULE H, PART VI FOR ADDITIONAL DETAILS REGARDING SOME OF THE VARIOUS ADDITIONAL COMMUNITY BUILDING ACTIVITIES CONDUCTED BY THE UNIVERSITY.Description

Activity2 Activity2

FieldValueIRS element (for citing)
Expense1681902940Expense
Grants0Grants
Revenue2253773000Revenue
DescriptionIV. PATIENT CARE THE HOSPITAL OF THE UNIVERSITY OF PENNSYLVANIA ("HUP"), THE FLAGSHIP OF THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM'S THREE HOSPITALS, WAS ESTABLISHED IN 1874 AS A TEACHING HOSPITAL TO COMPLEMENT THE MEDICAL EDUCATION RECEIVED BY STUDENTS AT THE UNIVERSITY OF PENNSYLVANIA MEDICAL SCHOOL. IT HAS 18 CLINICAL DEPARTMENTS AND PROVIDES TRAINING IN MORE THAN 40 CLINICAL SPECIALTIES. MAJOR AREAS OF INVESTIGATION INCLUDE HEART DISEASE, CANCER, AND DISEASES OF AGING INCLUDING ALZHEIMER'S DISEASE, WOMEN'S HEALTH, DIABETES AND OBESITY. IN RECOGNITION OF THE OUTSTANDING PATIENT CARE PROVIDED AT THE HOSPITAL, HUP WAS NAMED TO THE U.S. NEWS AND WORLD REPORT HONOR ROLL OF TOP 10 HOSPITALS IN 2011. THE HEALTH SYSTEM, WITH 1,626 LICENSED HOSPITAL BEDS, IS A VALUED HEALTH-CARE RESOURCE, ESPECIALLY TO PEOPLE RESIDING IN THE GREATER PHILADELPHIA AREA. DURING THE COURSE OF A YEAR, IT ADMITS MORE THAN 80,000 PATIENTS AND ACCOUNTS FOR APPROXIMATELY 2 MILLION OUTPATIENT VISITS, MORE THAN 128,000 EMERGENCY ROOM VISITS AND NEARLY 9,000 BIRTHS. HUP IS THE ONLY HOSPITAL IN THIS AREA THAT PERFORMS TRANSPLANTS OF ALL MAJOR ORGANS. IN KEEPING WITH ITS CHARITABLE PURPOSE, THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM ("UPHS") (WHICH INCLUDES THE HUP AND CLINICAL PRACTICES OF THE UNIVERSITY OF PENNSYLVANIA (CPUP) DIVISIONS OF THE TRUSTEES OF THE UNIVERSITY OF PENNSYLVANIA), AS WELL AS CERTAIN AFFILIATES, ACCEPTS PATIENTS IN SERIOUS NEED OF MEDICAL CARE REGARDLESS OF THEIR FINANCIAL STATUS. THIS DEFINITION INCLUDES THOSE PATIENTS SUFFERING FROM A MEDICAL CONDITION MANIFESTING ITSELF BY ACUTE SYMPTOMS OF SUFFICIENT SEVERITY (INCLUDING SEVERE PAIN) SUCH THAT THE ABSENCE OF IMMEDIATE MEDICAL ATTENTION COULD REASONABLY BE EXPECTED TO RESULT IN (1) PLACING THE HEALTH OF THE INDIVIDUAL (OR, WITH RESPECT TO A PREGNANT WOMAN, THE HEALTH OF THE WOMAN OR HER UNBORN CHILD) IN SERIOUS JEOPARDY, OR (2) SERIOUS IMPAIRMENT TO BODILY FUNCTIONS. UPHS ALSO PROVIDES CARE TO PATIENTS WHO DO NOT HAVE HEALTH INSURANCE OR MEET THE CRITERIA TO QUALIFY FOR ITS CHARITY CARE POLICY, AND CERTAIN AMOUNTS CHARGED FOR SUCH SERVICES ARE DEEMED TO BE UNCOLLECTIBLE. UPHS MAINTAINS RECORDS TO IDENTIFY AND MONITOR THE LEVEL OF CHARITY CARE THEY PROVIDE. THESE RECORDS INCLUDE THE AMOUNT OF PAYMENT FORGONE, BASED ON ESTABLISHED RATES, FOR SERVICES AND SUPPLIES FURNISHED UNDER ITS CHARITY CARE POLICY. DURING THE YEAR ENDED JUNE 30, 2011, UPHS PROVIDED UNCOMPENSATED CARE, COMPRISED OF CHARITY CARE AND THE PROVISION FOR BAD DEBTS, TOTALING $178,372,000 AND $185,584,000 FOR 2011 AND 2010, RESPECTIVELY. ADDITIONALLY, THE COSTS OF PROVIDING SERVICES TO ELIGIBLE WELFARE RECIPIENTS, WHO PARTICIPATED IN THE PENNSYLVANIA MEDICAL ASSISTANCE AND LOCAL MANAGED MEDICAID PROGRAMS EXCEEDED REIMBURSEMENT BY $87,881,000 AND $101,447,000 IN 2011 AND 2010, RESPECTIVELY. IN ADDITION TO PROVIDING DIRECT PATIENT CHARITY CARE AND IN FURTHERANCE OF ITS EXEMPT PURPOSE TO BENEFIT THE COMMUNITY, THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM OPERATES EMERGENCY ROOMS OPEN TO THE PUBLIC 24 HOURS A DAY, 7 DAYS A WEEK; MAINTAINS RESEARCH FACILITIES FOR THE STUDY OF DISEASE AND INJURIES; PROVIDES FACILITIES FOR TEACHING AND TRAINING VARIOUS STUDENTS AND MEDICAL PERSONNEL; FACILITATES THE ADVANCEMENT OF MEDICAL AND SURGICAL EDUCATION; AND PROVIDES VARIOUS COMMUNITY SERVICES SUCH AS PROVIDING BASIC MEDICAL CARE FOR THE HOMELESS, TREATING OF CHRONIC DISEASE FOR LOW-INCOME RESIDENTS, AND PROVIDING WOMEN'S HEALTH SERVICES TO UNINSURED AND LOW-INCOME WOMEN OF ALL AGES; SCREENINGS FOR THE DETECTION OF BREAST, COLORECTAL, AND SKIN CANCER, CANCER SUPPORT GROUPS, A TOLL FREE NUMBER FOR CANCER INFORMATION, FREE IMMUNIZATION SHOTS, TRAINING PROGRAMS FOR THE CITY FIRE AND POLICE DEPARTMENTS, HEALTH EDUCATION CLASSES AND SPEECHES. ITS PUBLIC EDUCATION FUNCTION IS ALSO CONDUCTED BY REGULARLY PROVIDING HEALTH-RELATED INFORMATION TO PRINT, ELECTRONIC, AND INTERNET MEDIA FOR BROAD PUBLIC DISSEMINATION. IN ADDITION, EDUCATIONAL PROGRAMS IN AREA HIGH SCHOOLS FAMILIARIZE AND PREPARE YOUNG PEOPLE FOR CAREERS IN THE HEALTH CARE ARENA. AS A SERVICE TO THE COMMUNITY, UPHS ALSO LINKS ELIGIBLE PATIENTS WITH APPROPRIATE SUBSIDIZED HEALTH CARE AND FINANCIAL AID RESOURCES INCLUDING PATIENTS FROM THE CITY'S DISTRICT HEALTH CENTERS WHO REQUIRE SPECIALIZED CARE NOT AVAILABLE IN THE COMMUNITY SETTING. UPHS FACULTY ALSO VOLUNTEER THEIR EXPERTISE TO NUMEROUS PUBLIC HEALTH COMMITTEES AND AGENCIES AT THE COMMUNITY, STATE AND NATIONAL LEVEL, AS WELL AS PROFESSIONAL ORGANIZATIONS RESPONSIBLE FOR SETTING BEST-PRACTICE GUIDELINES. FACULTY ALSO PROVIDE PROFESSIONAL GUIDANCE AND COUNSEL TO PATIENT ADVOCACY ORGANIZATIONS THROUGHOUT THE AREA. SEE SCHEDULE H, PART VI FOR ADDITIONAL DETAILS REGARDING SOME OF THE VARIOUS ADDITIONAL COMMUNITY BUILDING ACTIVITIES CONDUCTED BY THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM.Description
FieldValueIRS element (for citing)
Total Program Service Expense4079368240TotalProgramServiceExpense
Described In501 C3trueDescribedIn501C3
Schedule B RequiredtrueScheduleBRequired
Political ActivitiesfalsePoliticalActivities
Lobbying ActivitiestrueLobbyingActivities
Donor Advised FundstrueDonorAdvisedFunds
Conservation EasementsfalseConservationEasements
Collections Of ArttrueCollectionsOfArt
Credit CounselingfalseCreditCounseling
Term Or Permanent EndowmentstrueTermOrPermanentEndowments
Report Land Bldg EquiptrueReportLandBldgEquip
Report Invest Oth SecuritiestrueReportInvestOthSecurities
Report Prog Rel InvestfalseReportProgRelInvest
Report Other AssetsfalseReportOtherAssets
Report Other LiabilitiestrueReportOtherLiabilities
Report Fin48 FootnotetrueReportFin48Footnote
Independent Audit Financial StmtfalseIndependentAuditFinancialStmt
Consolidated Audit Financial StmttrueConsolidatedAuditFinancialStmt
SchooltrueSchool
Foreign OfficetrueForeignOffice
Foreign ActivitiestrueForeignActivities
More Than5000 K To OrganizationstrueMoreThan5000KToOrganizations
More Than5000 K To IndividualstrueMoreThan5000KToIndividuals
Professional FundraisingtrueProfessionalFundraising
Fundraising ActivitiestrueFundraisingActivities
GamingfalseGaming
HospitaltrueHospital
Financial Stmt AttachedtrueFinancialStmtAttached
Grants To OrganizationsfalseGrantsToOrganizations
Grants To IndividualstrueGrantsToIndividuals
Schedule J RequiredtrueScheduleJRequired
Tax Exempt BondstrueTaxExemptBonds
Invest Tax Exempt BondsfalseInvestTaxExemptBonds
Escrow AccountfalseEscrowAccount
On Behalf Of IssuerfalseOnBehalfOfIssuer
Excess Benefit TransactionfalseExcessBenefitTransaction
Prior Excess Benefit TransactionfalsePriorExcessBenefitTransaction
Loan To Officer Or DQPtrueLoanToOfficerOrDQP
Grant To Related PersonfalseGrantToRelatedPerson
Bsnss Rltnshp With OrganizationfalseBsnssRltnshpWithOrganization
Bsnss Rltnshp Thru Family MemberfalseBsnssRltnshpThruFamilyMember
Officer Entity With Bsnss RltnshptrueOfficerEntityWithBsnssRltnshp
Deductible Non Cash ContributionstrueDeductibleNonCashContributions
Deductible Contributions Of ArttrueDeductibleContributionsOfArt
TerminatedfalseTerminated
Partial LiquidationfalsePartialLiquidation
Disregarded EntitytrueDisregardedEntity
Related EntitytrueRelatedEntity
Related Org Controlled EntitytrueRelatedOrgControlledEntity
Transaction Related EntitytrueTransactionRelatedEntity
Transfers To Exempt Non Chrtbl OrgfalseTransfersToExemptNonChrtblOrg
Activities Conducted PartnershipfalseActivitiesConductedPartnership
Schedule O RequiredtrueScheduleORequired
Info In Schedule O Part VXInfoInScheduleOPartV
Number Forms Transmitted With10965828NumberFormsTransmittedWith1096
Number W2 G Included0NumberW2GIncluded
Compliance With Backup WitholdingtrueComplianceWithBackupWitholding
Number Of Employees44597NumberOfEmployees
Employment Tax Returns FiledtrueEmploymentTaxReturnsFiled
Unrelated Business IncometrueUnrelatedBusinessIncome
Form990-T FiledtrueForm990-TFiled
Foreign Financial AccounttrueForeignFinancialAccount
Name Of Foreign CountryBDNameOfForeignCountry
Name Of Foreign CountryFRNameOfForeignCountry
Name Of Foreign CountryINNameOfForeignCountry
Name Of Foreign CountryJANameOfForeignCountry
Name Of Foreign CountryMXNameOfForeignCountry
Name Of Foreign CountrySFNameOfForeignCountry
Name Of Foreign CountrySPNameOfForeignCountry
Name Of Foreign CountryUKNameOfForeignCountry
Prohibited Tax Shelter TransfalseProhibitedTaxShelterTrans
Taxable Party NotificationfalseTaxablePartyNotification
Non Deductible ContributionsfalseNonDeductibleContributions
Quid Pro Quo ContributionstrueQuidProQuoContributions
Quid Pro Quo DisclosuretrueQuidProQuoDisclosure
Form8282 Property Disposed OffalseForm8282PropertyDisposedOf
Funds To Pay PremiumsfalseFundsToPayPremiums
Premiums PaidfalsePremiumsPaid
Excess Business HoldingsfalseExcessBusinessHoldings
Taxable DistributionsfalseTaxableDistributions
Distribution To DonorfalseDistributionToDonor
Indoor Tanning ServicesfalseIndoorTanningServices
Info In Schedule O Part VIXInfoInScheduleOPartVI
Nbr Voting Governing Body Members56NbrVotingGoverningBodyMembers
Number Independent Voting Members51NumberIndependentVotingMembers
Family Or Business RelationshipfalseFamilyOrBusinessRelationship
Delegation Of Management DutiesfalseDelegationOfManagementDuties
Changes To Organizing DocsfalseChangesToOrganizingDocs
Material Diversion Or MisusefalseMaterialDiversionOrMisuse
Members Or StockholdersfalseMembersOrStockholders
Election Of Board MembersfalseElectionOfBoardMembers
Decisions Subject To ApprovalfalseDecisionsSubjectToApproval
Minutes Of Governing BodytrueMinutesOfGoverningBody
Minutes Of CommitteestrueMinutesOfCommittees
Officer Mailing AddressfalseOfficerMailingAddress
Local ChaptersfalseLocalChapters
Form990 Provided To Governing BodytrueForm990ProvidedToGoverningBody
Conflict Of Interest PolicytrueConflictOfInterestPolicy
Annual Disclosure Covered PersonstrueAnnualDisclosureCoveredPersons
Regular Monitoring EnforcementtrueRegularMonitoringEnforcement
Whistleblower PolicytrueWhistleblowerPolicy
Document Retention PolicytrueDocumentRetentionPolicy
Compensation Process CEOtrueCompensationProcessCEO
Compensation Process OthertrueCompensationProcessOther
Investment In Joint VenturetrueInvestmentInJointVenture
Written Policy Or ProceduretrueWrittenPolicyOrProcedure
States Where Copy Of Return Is FiledCAStatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is FiledFLStatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is FiledNYStatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is FiledPAStatesWhereCopyOfReturnIsFiled
Other WebsiteXOtherWebsite
Upon RequestXUponRequest

The Books Are In Care Of TheBooksAreInCareOf

FieldValueIRS element (for citing)
Name PersonLESLIE KRUHLY SECRETARYNamePerson
Telephone Number2158987005TelephoneNumber

Address US AddressUS

FieldValueIRS element (for citing)
Address Line1211 COLLEGE HALLAddressLine1
CityPHILADELPHIACity
StatePAState
ZIP Code191046303ZIPCode
FieldValueIRS element (for citing)
Info In Schedule O Part VIIXInfoInScheduleOPartVII

Form990 Part VII Section A Form990PartVIISectionA (100 entries)

TitleTitleAverage Hours Per WeekAverageHoursPerWeekIndividual Trustee Or DirectorIndividualTrusteeOrDirectorReportable Comp From OrganizationReportableCompFromOrganizationReportable Comp From Related OrgsReportableCompFromRelatedOrgsOther CompensationOtherCompensationOfficerOfficerKey EmployeeKeyEmployeeHighest Compensated EmployeeHighestCompensatedEmployee
SCOTT L BOK ESQ
TRUSTEE3.0X000
JUDITH L BOLLINGER
TRUSTEE3.0X000
DAVID M BRUSH
TRUSTEE3.0X000
GILBERT F CASELLAS ESQ
TRUSTEE3.0X000
SUSAN W CATHERWOOD
TRUSTEE3.0X000
DR WILLIAM W M CHEUNG DMD
TRUSTEE3.0X000
DR RAYMOND K F CH'IEN
TRUSTEE3.0X000
L JOHN CLARK
TRUSTEE3.0X000
DAVID L COHEN ESQ
CHAIRPERSON5.0X000X
HON TOM CORBETT
EX-OFFICIO TRUSTEE3.0X000
PAMELA DALEY ESQ
TRUSTEE3.0X000
SUSAN FRIER DANILOW ESQ
TRUSTEE3.0X000
LEE SPELMAN DOTY
TRUSTEE3.0X000
WILLIAM P EGAN II
TRUSTEE3.0X000
DAVID ERTEL
TRUSTEE3.0X000
JAY S FISHMAN
TRUSTEE3.0X000
SARAH WILDER FULLER
TRUSTEE3.0X000
ROBERT A GLEASON JR
TRUSTEE3.0X000
PERRY GOLKIN ESQ
TRUSTEE3.0X000
JOEL M GREENBLATT
TRUSTEE3.0X000
JAMES H GREENE JR
TRUSTEE3.0X000
VAHAN H GUREGHIAN
TRUSTEE3.0X000
AMY GUTMANN
PRESIDENT, EXOFFICIO TRUSTEE40.0X9498450512897X
JANET F HAAS MD
TRUSTEE3.0X000
ANDREW R HEYER
TRUSTEE3.0X000
ROBERT S KAPITO
TRUSTEE3.0X000
MICHAEL J KOWALSKI
TRUSTEE3.0X000
ANDREA BERRY LAPORTE
TRUSTEE3.0X000
WILLIAM P LAUDER
TRUSTEE3.0X000
CHARLES B LEITNER III
TRUSTEE3.0X000
PAUL S LEVY ESQ
TRUSTEE3.0X000
ROBERT M LEVY
TRUSTEE3.0X000
M CLAIRE LOMAX ESQ
TRUSTEE3.0X000
HOWARD S MARKS
TRUSTEE3.0X000
DR DEBORAH MARROW
TRUSTEE3.0X000
EDWARD J MATHIAS
TRUSTEE3.0X000
MARC F MCMORRIS
TRUSTEE3.0X000
ANDREA MITCHELL
TRUSTEE3.0X000
MARSHALL PH MITCHELL
TRUSTEE3.0X000
DANIEL S OCH
TRUSTEE3.0X000
SIMON D PALLEY
TRUSTEE3.0X000
RONALD O PERELMAN
TRUSTEE3.0X000
EGBERT L J PERRY
TRUSTEE3.0X000
RICHARD C PERRY
TRUSTEE3.0X000
JULIE BEREN PLATT
TRUSTEE3.0X000
ANDREW S RACHLEFF
TRUSTEE3.0X000
HON EDWARD G RENDELL
TRUSTEE3.0X000
JAMES S RIEPE
TRUSTEE3.0X000
KATHERINE S SACHS
TRUSTEE3.0X000
MARIE A SAVARD MD
TRUSTEE3.0X000
JOHN P SHOEMAKER
TRUSTEE3.0X000
DAVID M SILFEN
VICE CHAIRPERSON5.0X000X
DR KRISHNA P SINGH
TRUSTEE3.0X000
SUSAN C TAYLOR MD
TRUSTEE3.0X000
ROBERT I TOLL ESQ
TRUSTEE3.0X000
CAROL ELIZABETH WARE
TRUSTEE3.0X000
GEORGE A WEISS
VICE CHAIRPERSON5.0X000X
MARK O WINKELMAN
TRUSTEE3.0X000
EHSAN EL-TAHRY ZAYAN
TRUSTEE3.0X000
ROBIN BECK
VICE PRESIDENT ISC40.0430943040426X
CRAIG CARNAROLI
EXECUTIVE VICE PRESIDENT40.0905702073485X
JEFFREY COOPER
VP GOVT & COMMUNITY RELATIONS40.0308505046520X
LORI DOYLE
VP COMMUNICATIONS40.0293209056936X
BONNIE GIBSON
VP BUDGET AND MGMT ANALYSIS40.0310001036774X
STEPHEN GOLDING
VP FINANCE AND TREASURER40.0355355040406X
JACK HEUER
VIP HUMAN RESOURCES40.0353719035742X
JOHN HORN
COMPTROLLER40.0248924054104X
LESLIE KRUHLY
VP AND SECRETARY40.0258010098376X
JOANN MITCHELL
VP INSTITUTIONAL AFFAIRS40.0319438038486X
ANNE PAPAGEORGE
VP FACILITIES AND REAL ESTATE40.0360936038843X
VINCENT PRICE
PROVOST40.0583424094676X
GREGORY ROST
VP AND CHIEF OF STAFF40.0422115056599X
ARTHUR RUBENSTEIN
VP AND DEAN OF MEDICAL SCHOOL40.02607390047873X
MAUREEN RUSH
VP PUBLIC SAFETY40.0269474040892X
WENDY WHITE
SR VP AND GENERAL COUNSEL40.0610776082848X
MARIE WITT
VP BUSINESS SERVICES40.0304482054180X
JOHN ZELLER
VP DEVELOPMENT AND ALUMNI RELS40.0584400062039X
ANDREW BINNS
ASSOCIATE PROVOST40.0279284039499X
PATRICK BRENNAN
SR VP & CHIEF MEDICAL OFFICER40.0603563073721X
REBECCA V BUSHNELL
DEAN OF SAS40.0402363059996X
MICHAEL DANDORPH
SR VP BUSINESS DEVELOPMENT40.07837070114490X
PETER DEGNAN
SENIOR ASSOCIATE DEAN40.0279000037057X
STEVEN J FLUHARTY
VICE PROVOST FOR RESEARCH40.0386608025525X
GLEN N GAULTON
VICE DEAN, SCHOOL OF MEDICINE40.0712611035922X
KRISTIN GILBERTSON
CHIEF INVESTMENT OFFICER40.013220110145284X
ELIZABETH JOHNSTON
EXECUTIVE DIRECTOR CPUP40.08625140106741X
KEITH KASPER
CFO, UPHS25.07819980111676X
CHRISTOPHER KOPS
VICE DEAN, ADMINISTRATION SOM40.0436061057682X
KEVIN MAHONEY
SENIOR VP, CHIEF ADMIN OFFICER40.08452390118431X
GAIL MORRISON
VICE DEAN, EDUCATION SOM40.06244440142294X
RALPH MULLER
CEO, UPHS40.02200180017105X
PETER QUINN
SR VP, VICE DEAN, PROF SERVICE40.01104229037914X
THOMAS ROBERTSON
DEAN OF WHARTON40.0648180037463X
GARRY SCHEIB
COO UPHS40.013553460175409X
RAMIN SEDEHI
VICE DEAN OF SAS40.0226377036955X
MICHAEL SEAN GRADY MD
SURGEON -OTORHINOLARYNGOLOGY40.01632532077867X
THOMAS L SPRAY MD
CHOP - SURGERY40.01600596035937X
PAUL MARCOTTE MD
NEUROSURGERY40.01483532033268X
WILLIAM C WELCH MD
NEUROSURGERY40.01398907049066X
ROSALIE ELENITSAS MD
DERMATOLOGY40.01395664049263X
FieldValueIRS element (for citing)
Total Reportable Comp From Org31841594TotalReportableCompFromOrg
Total Reportable Comp Frm Rltd Orgs0TotalReportableCompFrmRltdOrgs
Total Other Compensation3130667TotalOtherCompensation
Number Individuals GT100 K4364NumberIndividualsGT100K
Formers ListedfalseFormersListed
Total Comp GT150 KtrueTotalCompGT150K
Compensation From Other SourcesfalseCompensationFromOtherSources

Contractor Compensation ContractorCompensation (5 entries)

Address Line1AddressOfContractor/AddressUS/AddressLine1CityAddressOfContractor/AddressUS/CityStateAddressOfContractor/AddressUS/StateZIP CodeAddressOfContractor/AddressUS/ZIPCodeDescription Of ServicesDescriptionOfServicesCompensationCompensation
GOOD SHEPHERD PENN PARTNERS
850 S 5TH STREETALLENTOWNPA18103REHAB & MGMT SVCS27955894
LF DRISCOLL CO
9 PRESIDENTIAL BLVDBALA CYNWYDPA19107CONSTRUCTION MGMT24997350
TRISTATE BENEFIT SOLUTIONS
619 OAK STREET 1ST FLOORCINCINNATIOH45206BILLING SERVICES15657516
ALLIED BARTON SECURITY SERVICES
EIGHT TOWER BRIDGECONSHOHOCKENPA19428SECURITY SERVICES13723103
COMPASS GROUP USA
2400 YOURKMOUNT ROADCHARLOTTENC28127DINING SERVICES10349109
FieldValueIRS element (for citing)
Number Of Contractors GT100 K421NumberOfContractorsGT100K
Membership Dues30000MembershipDues
Fundraising Events217039FundraisingEvents
Government Grants969709000GovernmentGrants
All Other Contributions481600961AllOtherContributions
Noncash Contributions117823102NoncashContributions
Total Contributions1451557000TotalContributions

Program Service Revenue ProgramServiceRevenue (4 entries)

DescriptionDescriptionBusiness CodeBusinessCodeTotal Revenue ColumnTotalRevenueColumnRelated Or Exempt Function IncomeRelatedOrExemptFunctionIncomeUnrelated Business RevenueUnrelatedBusinessRevenue
TUITION & FEES611310989260000989260000
HEALTHCARE REVENUES62211022537730002253773000
AUXILIARY ENTERPRISES611710228831000228831000
OTHER PROGRAM SERVICE REVENUES611710912109077779878113412126
FieldValueIRS element (for citing)
Total Program Service Revenue3563074907TotalProgramServiceRevenue

Investment Income InvestmentIncome

FieldValueIRS element (for citing)
Total Revenue Column93497644TotalRevenueColumn
Unrelated Business Revenue-9982436UnrelatedBusinessRevenue
Exclusion$103,480,080ExclusionAmount

Income From Invest Bond Proceeds IncomeFromInvestBondProceeds

FieldValueIRS element (for citing)
Total Revenue Column356TotalRevenueColumn
Exclusion$356ExclusionAmount

Royalties Revenue RoyaltiesRevenue

FieldValueIRS element (for citing)
Total Revenue Column6064000TotalRevenueColumn
Exclusion$6,064,000ExclusionAmount

Gross Rents GrossRents

FieldValueIRS element (for citing)
Real4513000Real

Rental Income Or Loss RentalIncomeOrLoss

FieldValueIRS element (for citing)
Real4513000Real

Net Rental Income Or Loss NetRentalIncomeOrLoss

FieldValueIRS element (for citing)
Total Revenue Column4513000TotalRevenueColumn
Exclusion$4,513,000ExclusionAmount

Gross Amount Sales Assets GrossAmountSalesAssets

FieldValueIRS element (for citing)
Securities6441043000Securities
Other424000Other

Less Cost Oth Basis Sales Expenses LessCostOthBasisSalesExpenses

FieldValueIRS element (for citing)
Securities6231774000Securities

Gain Or Loss GainOrLoss

FieldValueIRS element (for citing)
Securities209269000Securities
Other424000Other

Net Gain Or Loss Investments NetGainOrLossInvestments

FieldValueIRS element (for citing)
Total Revenue Column209693000TotalRevenueColumn
Exclusion$209,693,000ExclusionAmount
FieldValueIRS element (for citing)
Gross Income Fundraising Events61519GrossIncomeFundraisingEvents
Cntrbtns Rprtd Fundraising Events217039CntrbtnsRprtdFundraisingEvents
Fundraising Direct Expenses126426FundraisingDirectExpenses

Net Income From Fundraising Events NetIncomeFromFundraisingEvents

FieldValueIRS element (for citing)
Total Revenue Column-64907TotalRevenueColumn

Net Income From Gaming NetIncomeFromGaming

FieldValueIRS element (for citing)
Total Revenue Column0TotalRevenueColumn
FieldValueIRS element (for citing)
Gross Sales Of Inventory8220000GrossSalesOfInventory
Cost Of Goods Sold6358000CostOfGoodsSold

Net Income Or Loss NetIncomeOrLoss

FieldValueIRS element (for citing)
Total Revenue Column1862000TotalRevenueColumn
Related Or Exempt Function Income1862000RelatedOrExemptFunctionIncome
FieldValueIRS element (for citing)
Total Other Revenue0TotalOtherRevenue

Total Revenue TotalRevenue

FieldValueIRS element (for citing)
Total Revenue Column5330197000TotalRevenueColumn
Related Or Exempt Function Income3551524781RelatedOrExemptFunctionIncome
Unrelated Business Revenue3429690UnrelatedBusinessRevenue
Exclusion$323,750,436ExclusionAmount

Grants To Domestic Orgs GrantsToDomesticOrgs

FieldValueIRS element (for citing)
Total0Total

Grants To Domestic Individuals GrantsToDomesticIndividuals

FieldValueIRS element (for citing)
Total312558167Total
Program Services312558167ProgramServices

Foreign Grants ForeignGrants

FieldValueIRS element (for citing)
Total9144872Total
Program Services9144872ProgramServices

Benefits To Members BenefitsToMembers

FieldValueIRS element (for citing)
Total0Total

Comp Current Officers Directors CompCurrentOfficersDirectors

FieldValueIRS element (for citing)
Total33627111Total
Program Services31945755ProgramServices
Management And General1681356ManagementAndGeneral
Fundraising0Fundraising

Comp Disqual Persons CompDisqualPersons

FieldValueIRS element (for citing)
Total4044122Total
Program Services3841916ProgramServices
Management And General202206ManagementAndGeneral
Fundraising0Fundraising

Other Salaries And Wages OtherSalariesAndWages

FieldValueIRS element (for citing)
Total1948871766Total
Program Services1715007155ProgramServices
Management And General214375894ManagementAndGeneral
Fundraising19488717Fundraising

Pension Plan Contributions PensionPlanContributions

FieldValueIRS element (for citing)
Total88884000Total
Program Services78218000ProgramServices
Management And General9777000ManagementAndGeneral
Fundraising889000Fundraising

Other Employee Benefits OtherEmployeeBenefits

FieldValueIRS element (for citing)
Total321941000Total
Program Services283308000ProgramServices
Management And General35414000ManagementAndGeneral
Fundraising3219000Fundraising

Payroll Taxes PayrollTaxes

FieldValueIRS element (for citing)
Total127595000Total
Program Services112284000ProgramServices
Management And General14035000ManagementAndGeneral
Fundraising1276000Fundraising

Fees For Services Management FeesForServicesManagement

FieldValueIRS element (for citing)
Total42079000Total
Program Services34926000ProgramServices
Management And General5891000ManagementAndGeneral
Fundraising1262000Fundraising

Fees For Services Legal FeesForServicesLegal

FieldValueIRS element (for citing)
Total19049000Total
Program Services15811000ProgramServices
Management And General2667000ManagementAndGeneral
Fundraising571000Fundraising

Fees For Services Accounting FeesForServicesAccounting

FieldValueIRS element (for citing)
Total2909000Total
Program Services2531000ProgramServices
Management And General378000ManagementAndGeneral
Fundraising0Fundraising

Fees For Services Lobbying FeesForServicesLobbying

FieldValueIRS element (for citing)
Total121000Total
Program Services100000ProgramServices
Management And General17000ManagementAndGeneral
Fundraising4000Fundraising

Fees For Services Prof Fundraising FeesForServicesProfFundraising

FieldValueIRS element (for citing)
Total675314Total
Fundraising675314Fundraising

Fees For Services Invst Mgmnt Fees FeesForServicesInvstMgmntFees

FieldValueIRS element (for citing)
Total15902000Total
Program Services13199000ProgramServices
Management And General2226000ManagementAndGeneral
Fundraising477000Fundraising

Fees For Services Other FeesForServicesOther

FieldValueIRS element (for citing)
Total310248686Total
Program Services257506409ProgramServices
Management And General43434816ManagementAndGeneral
Fundraising9307461Fundraising

Advertising Advertising

FieldValueIRS element (for citing)
Total11949000Total
Program Services9679000ProgramServices
Management And General1912000ManagementAndGeneral
Fundraising358000Fundraising

Office Expenses OfficeExpenses

FieldValueIRS element (for citing)
Total128951000Total
Program Services116055000ProgramServices
Management And General9027000ManagementAndGeneral
Fundraising3869000Fundraising

Information Technology InformationTechnology

FieldValueIRS element (for citing)
Total18676000Total
Program Services15501000ProgramServices
Management And General2615000ManagementAndGeneral
Fundraising560000Fundraising

Royalties Royalties

FieldValueIRS element (for citing)
Total0Total

Occupancy Occupancy

FieldValueIRS element (for citing)
Total248353000Total
Program Services223517000ProgramServices
Management And General17385000ManagementAndGeneral
Fundraising7451000Fundraising

Travel Travel

FieldValueIRS element (for citing)
Total58947000Total
Program Services51284000ProgramServices
Management And General4716000ManagementAndGeneral
Fundraising2947000Fundraising

Travel Entrtnmnt Public Officials TravelEntrtnmntPublicOfficials

FieldValueIRS element (for citing)
Total0Total

Conferences Meetings ConferencesMeetings

FieldValueIRS element (for citing)
Total28139000Total
Program Services24481000ProgramServices
Management And General2251000ManagementAndGeneral
Fundraising1407000Fundraising

Interest Interest

FieldValueIRS element (for citing)
Total42633000Total
Program Services30270000ProgramServices
Management And General4263000ManagementAndGeneral
Fundraising8100000Fundraising

Payments To Affiliates PaymentsToAffiliates

FieldValueIRS element (for citing)
Total5611000Total
Program Services5611000ProgramServices
Management And General0ManagementAndGeneral
Fundraising0Fundraising

Depreciation Depletion DepreciationDepletion

FieldValueIRS element (for citing)
Total254910000Total
Program Services209026000ProgramServices
Management And General45884000ManagementAndGeneral
Fundraising0Fundraising

Insurance Insurance

FieldValueIRS element (for citing)
Total108890000Total
Program Services94734000ProgramServices
Management And General14156000ManagementAndGeneral
Fundraising0Fundraising

Other Expenses OtherExpenses (5 entries)

DescriptionDescriptionTotalTotalProgram ServicesProgramServicesManagement And GeneralManagementAndGeneralFundraisingFundraising
MEDICAL SUPPLIES293366000264029000205360008801000
BAD DEBT9404400081818000122260000
OTHER TAXES635450001271000622740000
MISCELLANEOUS EXPENSES842379627581496658947972528199
SUBSCRIPTIONS/DUES39370003425000315000197000

All Other Expenses AllOtherExpenses

FieldValueIRS element (for citing)
Total2840000Total
Program Services2471000ProgramServices
Management And General227000ManagementAndGeneral
Fundraising142000Fundraising

Total Functional Expenses TotalFunctionalExpenses

FieldValueIRS element (for citing)
Total4686679000Total
Program Services4079368240ProgramServices
Management And General533781069ManagementAndGeneral
Fundraising73529691Fundraising

Savings And Temp Cash Investments SavingsAndTempCashInvestments

FieldValueIRS element (for citing)
BOY668585000BOY
EOY947086000EOY

Pledges And Grants Receivable PledgesAndGrantsReceivable

FieldValueIRS element (for citing)
BOY258975000BOY
EOY246356000EOY

Accounts Receivable AccountsReceivable

FieldValueIRS element (for citing)
BOY366908000BOY
EOY395680000EOY

Receivables From Officers Etc ReceivablesFromOfficersEtc

FieldValueIRS element (for citing)
BOY352500BOY
EOY326786EOY

Other Notes Loans Receivable Net OtherNotesLoansReceivableNet

FieldValueIRS element (for citing)
BOY101344500BOY
EOY99288214EOY

Inventories For Sale Or Use InventoriesForSaleOrUse

FieldValueIRS element (for citing)
BOY14024588BOY
EOY15982000EOY

Prepaid Expenses Deferred Charges PrepaidExpensesDeferredCharges

FieldValueIRS element (for citing)
BOY22460568BOY
EOY20778000EOY
FieldValueIRS element (for citing)
Land Buildings Equipment Basis6281285000LandBuildingsEquipmentBasis
Land Bldg Equipment Accum Deprec2562893000LandBldgEquipmentAccumDeprec

Land Buildings Equipment Basis Net LandBuildingsEquipmentBasisNet

FieldValueIRS element (for citing)
BOY3628506580BOY
EOY3718392000EOY

Investments Pub Traded Securities InvestmentsPubTradedSecurities

FieldValueIRS element (for citing)
BOY3310162002BOY
EOY4384698135EOY

Investments Other Securities InvestmentsOtherSecurities

FieldValueIRS element (for citing)
BOY2743800418BOY
EOY2965196865EOY

Other Assets Total OtherAssetsTotal

FieldValueIRS element (for citing)
BOY78696844BOY
EOY118290000EOY

Total Assets TotalAssets

FieldValueIRS element (for citing)
BOY11193816000BOY
EOY12912074000EOY

Accounts Payable Accrued Expenses AccountsPayableAccruedExpenses

FieldValueIRS element (for citing)
BOY1215180000BOY
EOY1251445000EOY

Deferred Revenue DeferredRevenue

FieldValueIRS element (for citing)
BOY90216000BOY
EOY101740000EOY

Tax Exempt Bond Liabilities TaxExemptBondLiabilities

FieldValueIRS element (for citing)
BOY1211393000BOY
EOY1438423000EOY

Mort Notes Pybl Secured Invest Prop MortNotesPyblSecuredInvestProp

FieldValueIRS element (for citing)
BOY985000BOY
EOY926000EOY

Other Liabilities OtherLiabilities

FieldValueIRS element (for citing)
BOY1090458000BOY
EOY1027192000EOY

Total Liabilities TotalLiabilities

FieldValueIRS element (for citing)
BOY3608232000BOY
EOY3819726000EOY
FieldValueIRS element (for citing)
Follow SFAS117XFollowSFAS117

Unrestricted Net Assets UnrestrictedNetAssets

FieldValueIRS element (for citing)
BOY3918284000BOY
EOY4692651000EOY

Temporarily Restricted Net Assets TemporarilyRestrictedNetAssets

FieldValueIRS element (for citing)
BOY1304529000BOY
EOY1884374000EOY

Permanently Restricted Net Assets PermanentlyRestrictedNetAssets

FieldValueIRS element (for citing)
BOY2362771000BOY
EOY2515323000EOY

Total Net Assets Fund Balances TotalNetAssetsFundBalances

FieldValueIRS element (for citing)
BOY7585584000BOY
EOY9092348000EOY

Total Liab Net Assets Fund Balances TotalLiabNetAssetsFundBalances

FieldValueIRS element (for citing)
BOY11193816000BOY
EOY12912074000EOY
FieldValueIRS element (for citing)
Info In Schedule O Part XIXInfoInScheduleOPartXI
Reconcilation Revenue Expenses643518000ReconcilationRevenueExpenses
Reconcilation Other Changes863246000ReconcilationOtherChanges
Method Of Accounting AccrualXMethodOfAccountingAccrual
Accountant Compile Or ReviewfalseAccountantCompileOrReview
FS AuditedtrueFSAudited
Audit CommitteetrueAuditCommittee
Financial Statement ConsolidatedXFinancialStatementConsolidated
Federal Grant Audit RequiredtrueFederalGrantAuditRequired
Federal Grant Audit PerformedtrueFederalGrantAuditPerformed

Schedule A IRS990ScheduleA

FieldValueIRS element (for citing)
School170b1 AiiXSchool170b1Aii

Schedule B IRS990ScheduleB

Contributor Info ContributorInfo

FieldValueIRS element (for citing)
Contributor NumberRESTRICTEDContributorNumber

Contributor Name Business ContributorNameBusiness

FieldValueIRS element (for citing)
Business Name Line1RESTRICTEDBusinessNameLine1

Contributor Address US ContributorAddressUS

FieldValueIRS element (for citing)
Address Line1RESTRICTEDAddressLine1
Address Line2RESTRICTEDAddressLine2
CityRESTRICTEDCity
StateRESTRICTEDState
ZIP CodeRESTRICTEDZIPCode
FieldValueIRS element (for citing)
Aggregate ContributionsRESTRICTEDAggregateContributions

Schedule C IRS990ScheduleC

FieldValueIRS element (for citing)
Total Grassroots LobbyingTotalGrassrootsLobbying
Total Direct LobbyingTotalDirectLobbying
Total Lobbying ExpendituresTotalLobbyingExpenditures
Other Exempt Purpose ExpendituresOtherExemptPurposeExpenditures
Total Exempt Purpose ExpendituresTotalExemptPurposeExpenditures
Lobbying NontaxableLobbyingNontaxableAmount
Grassroots NontaxableGrassrootsNontaxableAmount
Tot Lobbying Grassroot Minus Non TxTotLobbyingGrassrootMinusNonTx
Tot Lobby Expend Mns Lobbying NontxTotLobbyExpendMnsLobbyingNontx
VolunteerstrueVolunteers
Paid Staff Or ManagementtruePaidStaffOrManagement
Media AdvertisementsfalseMediaAdvertisements
Mailings MembersfalseMailingsMembers
Publications Or BroadcastfalsePublicationsOrBroadcast
Grants Other OrganizationsfalseGrantsOtherOrganizations
Direct Contact LegislatorstrueDirectContactLegislators
Direct Contact Legislators$1,022,846DirectContactLegislatorsAmount
Rallies DemonstrationsfalseRalliesDemonstrations
Other ActivitiesfalseOtherActivities
Total Lobbying Expenditures IIB1022846TotalLobbyingExpendituresIIB
Not Described In501c3falseNotDescribedIn501c3

Form990 Schedule C Part IV Form990ScheduleCPartIV

FieldValueIRS element (for citing)
IdentifierDETAIL OF LOBBYING ACTIVITIESIdentifier
Return ReferenceSCHEDULE C, PART II-BReturnReference
ExplanationTHE TRUSTEES OF THE UNIVERSITY OF PENNSYLVANIA ("UNIVERSITY") ALUMNI AND TRUSTEES OCCASIONALLY ENGAGE IN ADVOCACY RELATED TO FEDERAL AND STATE APPROPRIATIONS FOR PROGRAMS OF IMPORTANCE TO THE UNIVERSITY. THE UNIVERSITY MAINTAINS AN OFFICE OF FEDERAL RELATIONS, WHOSE MAIN FUNCTION IS TO KEEP THE UNIVERSITY COMMUNITY APPRISED OF FEDERAL DEVELOPMENTS WHICH MAY HAVE AN IMPACT ON THE UNIVERSITY INCLUDING, AMONG OTHERS, PENDING CHANGES TO THE INTERNAL REVENUE CODE, RESEARCH FUNDING AND ISSUES OF STUDENT AID. THE UNIVERSITY, A PRIVATE NON-PROFIT EDUCATIONAL INSTITUTION, RECEIVES DIRECT ANNUAL NON-PREFERRED APPROPRIATIONS FROM THE COMMONWEALTH OF PENNSYLVANIA. THE AMOUNT AND CONTINUATION OF THESE APPROPRIATIONS ARE NOT GUARANTEED. THEREFORE, THE UNIVERSITY MAINTAINS AN OFFICE OF COMMONWEALTH RELATIONS IN ORDER TO SUPPORT, JUSTIFY, AND COORDINATE THESE APPROPRIATION REQUESTS BEFORE THE STATE EDUCATION DEPARTMENT, OTHER APPROPRIATE AGENCIES OF THE EXECUTIVE BRANCH, AND THE GENERAL ASSEMBLY. THE MAJORITY OF THIS OFFICE'S EFFORTS ARE RELATED TO ACTIVITIES SUPPORTING THESE APPROPRIATION REQUESTS. ADDITIONALLY, THIS OFFICE MAY ALSO CONDUCT MINIMAL LOBBYING ACTIVITIES RELATED TO OTHER ISSUES, SUCH AS STUDENT AID AND OTHER PROGRAMS RELATED TO HIGHER EDUCATION. IN CONJUNCTION WITH THESE TYPES OF LOBBYING ACTIVITIES, THE UNIVERSITY HAS CONTRACTED WITH PROFESSIONAL LOBBYISTS TO CONTACT LEGISLATORS IN CONNECTION WITH THE UNIVERSITY'S ANNUAL APPROPRIATIONS. THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM, THROUGH ITS OFFICE OF GOVERNMENTAL AFFAIRS, CONDUCTED LOBBYING ACTIVITIES WITH RESPECT TO HEALTH CARE RELATED ISSUES AND LEGISLATION. THESE ACTIVITIES INCLUDED MEETING WITH LEGISLATORS, THEIR STAFF, AND GOVERNMENTAL OFFICIALS, AS WELL AS CONDUCTING SEMINARS.Explanation

Schedule D IRS990ScheduleD

FieldValueIRS element (for citing)
Number DA Fs Held3NumberDAFsHeld
Donor Advised Contributions10261478DonorAdvisedContributions
Grants Paid From Donor Funds23180000GrantsPaidFromDonorFunds
Aggregate DAF Value1450415AggregateDAFValue
Disclosed Orgs Legal ControltrueDisclosedOrgsLegalControl
Disclosed For Charitable PurposestrueDisclosedForCharitablePurposes

Art Public Exhibition Amts ArtPublicExhibitionAmts

FieldValueIRS element (for citing)
Revenues Included1407441RevenuesIncluded
Assets In Part X38677000AssetsInPartX
FieldValueIRS element (for citing)
Held Works Of Art AmtsHeldWorksOfArtAmts
Collect Used For Scholar ResearchXCollectUsedForScholarResearch
Solicited Assets For SalefalseSolicitedAssetsForSale

Current Year CurrentYear

FieldValueIRS element (for citing)
Beginning Of Year Balance5386041000BeginningOfYearBalance
Contributions126596000Contributions
Investment Earnings Or Losses949861000InvestmentEarningsOrLosses
Grants Or Scholarships0GrantsOrScholarships
Other Expenditures207861000OtherExpenditures
Administrative Expenses0AdministrativeExpenses
End Of Year Balance6254637000EndOfYearBalance

Current Year Minus1 Year CurrentYearMinus1Year

FieldValueIRS element (for citing)
Beginning Of Year Balance4906520000BeginningOfYearBalance
Contributions126564000Contributions
Investment Earnings Or Losses575767000InvestmentEarningsOrLosses
Grants Or Scholarships0GrantsOrScholarships
Other Expenditures222810000OtherExpenditures
Administrative Expenses0AdministrativeExpenses
End Of Year Balance5386041000EndOfYearBalance

Current Year Minus2 Years CurrentYearMinus2Years

FieldValueIRS element (for citing)
Beginning Of Year Balance5880637000BeginningOfYearBalance
Contributions131544000Contributions
Investment Earnings Or Losses-885031000InvestmentEarningsOrLosses
Grants Or Scholarships0GrantsOrScholarships
Other Expenditures220630000OtherExpenditures
Administrative Expenses0AdministrativeExpenses
End Of Year Balance4906520000EndOfYearBalance
FieldValueIRS element (for citing)
Board Designated EOY Balance0.37310BoardDesignatedEOYBalance
Permanent Endowment EOY Balance0.39710PermanentEndowmentEOYBalance
Term Endowment EOY Balance0.22980TermEndowmentEOYBalance
Endowments Held By Unrelated OrgstrueEndowmentsHeldByUnrelatedOrgs
Endowments Held By Related OrgsfalseEndowmentsHeldByRelatedOrgs

Land Land

FieldValueIRS element (for citing)
Other Cost Or Other Basis136699000OtherCostOrOtherBasis
Book Value136699000BookValue

Buildings Buildings

FieldValueIRS element (for citing)
Other Cost Or Other Basis4675439000OtherCostOrOtherBasis
Depreciation1831132000Depreciation
Book Value2844307000BookValue
FieldValueIRS element (for citing)
Leasehold ImprovementsLeaseholdImprovements

Equipment Equipment

FieldValueIRS element (for citing)
Other Cost Or Other Basis1240781000OtherCostOrOtherBasis
Depreciation731761000Depreciation
Book Value509020000BookValue

Other Land Buildings OtherLandBuildings

FieldValueIRS element (for citing)
Other Cost Or Other Basis228366000OtherCostOrOtherBasis
Depreciation0Depreciation
Book Value228366000BookValue
FieldValueIRS element (for citing)
Total Of Book Value Land Buildings3718392000TotalOfBookValueLandBuildings
Financial DerivativesFinancialDerivatives
Closely Held Equity InterestsCloselyHeldEquityInterests

Other Securities OtherSecurities (3 entries)

DescriptionDescriptionBook ValueBookValueMethod Of ValuationMethodOfValuation
VENTURE CAPITAL & OTHER INVEST2656579865F
REAL ESTATE279016000F
INVESTMENT IN SUBSIDIARIES29601000F
FieldValueIRS element (for citing)
Total Of Book Value Securities2965196865TotalOfBookValueSecurities
Federal Income Tax Liability0FederalIncomeTaxLiability

Other Liabilities OtherLiabilities (4 entries)

DescriptionDescriptionAmountAmount
DEPOSITS, ADVANCES, AGENCY FUNDS$146,550,000
FEDERAL STUDENT LOAN ADVANCES$78,287,000
ACCRUED RETIREMENT BENEFITS$682,005,000
INTERCOMPANY DUE TO AFFILIATES$120,350,000
FieldValueIRS element (for citing)
Total Of Amounts1027192000TotalOfAmounts

Form990 Schedule D Part XIV Form990ScheduleDPartXIV (4 entries)

IdentifierIdentifierReturn ReferenceReturnReferenceExplanationExplanation
DESCRIPTION OF COLLECTIONSSCHEDULE D, PART III, LINE 3 & 5THE TRUSTEES OF THE UNIVERSITY OF PENNSYLVANIA (UNIVERSITY) CURRENTLY MAINTAINS 15 LIBRARIES. THE COLLECTIONS AS A WHOLE INCLUDE INFORMATION FROM NUMEROUS FIELDS OF STUDY. THE UNIVERSITY'S DEPARTMENTAL LIBRARIES ARE GENERALLY SUBJECT SPECIFIC (MATH/PHYSICS/ASTRONOMY, ENGINEERING, FINE ARTS, BUSINESS, MUSIC, BIOMEDICAL, DENTAL MEDICINE, VETERINARY MEDICINE, ETC.) AND THE VAN PELT-DIETRICH LIBRARY CENTER HOUSES INFORMATION FROM ALL OF THESE AREAS, AS WELL AS THE RARE BOOK COLLECTION AND ALL OF THE HUMANITIES. SUBJECT HOLDINGS INCLUDE PHILOSOPHY, PSYCHOLOGY, RELIGION, HISTORY, GEOGRAPHY, ANTHROPOLOGY, RECREATION, SOCIAL SCIENCE, ECONOMICS, SOCIOLOGY, POLITICAL SCIENCE, LAW, EDUCATION, LITERATURE, SCIENCE, AGRICULTURE, TECHNOLOGY, MILITARY SCIENCE, AND GENERAL BIBLIOGRAPHY. THE LIBRARIES' COLLECTIONS, BOTH PRINT AND ELECTRONIC, DIRECTLY SUPPORT THE RESEARCH AND INSTRUCTION MISSION OF THE UNIVERSITY BY ENSURING ACCESS TO CURRENT AND HISTORICAL INFORMATION. THE UNIVERSITY DOES NOT SOLICIT OR RECEIVE DONATIONS OF ART, HISTORICAL TREASURES OR OTHER SIMILAR ASSETS TO BE SOLD IN ORDER TO RAISE FUNDS. ALL DONATIONS OF MATERIALS ARE ADDED TO THE EXISTING COLLECTIONS, EXCEPT FOR NON-RARE, DUPLICATE ITEMS. THESE ITEMS ARE HELD FOR THE PERIOD SPECIFIED IN THE GIFT AGREEMENT (WHICH VARIES BY DONOR) OR FOR A MINIMUM OF THREE YEARS BEFORE BEING REMOVED FROM THE COLLECTION. THE VALUE OF THESE NON-RARE, DUPLICATE ITEMS IN THE MARKETPLACE IS GENERALLY NEGLIGIBLE. THESE ITEMS ARE TYPICALLY SENT TO A NON-PROFIT VENDOR FOR RESALE. THE UNIVERSITY THEN RECEIVES A PORTION OF THE SALES PRICE. THE TOTAL ACTIVITY WITH THIS VENDOR TYPICALLY GENERATES LESS THAN $2K PER YEAR.
USE OF ENDOWMENT FUNDSSCHEDULE D, PART VDURING THE YEAR ENDED JUNE 30, 2011, THE UNIVERSITY'S ENDOWMENT CONSISTED OF 4,984 DONOR-RESTRICTED PERMANENT OR TERM ENDOWMENT FUNDS AND 802 UNRESTRICTED ENDOWMENT FUNDS ESTABLISHED BY THE BOARD OF TRUSTEES FOR A VARIETY OF PURPOSES IN FURTHERANCE OF THE ORGANIZATION'S TAX-EXEMPT PURPOSES.
TEXT OF FIN 48 FOOTNOTESCHEDULE D, PART XTHE UNIVERSITY EVALUATES ITS TAX POSITION BASED ON THE FASB STANDARD ON ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES, WHICH REQUIRES THE USE OF A TWO-STEP APPROACH FOR RECOGNIZING AND MEASURING TAX BENEFITS TAKEN OR EXPECTED TO BE TAKEN IN AN UNRELATED BUSINESS ACTIVITY TAX RETURN AND DISCLOSURES REGARDING UNCERTAINTIES IN TAX POSITIONS. THE FIRST STEP IS RECOGNITION: THE UNIVERSITY DETERMINES WHETHER IT IS MORE LIKELY THAN NOT THAT A TAX POSITION WILL BE SUSTAINED UPON EXAMINATION, INCLUDING RESOLUTION OF ANY RELATED APPEALS OR LITIGATION PROCESSES, BASED ON THE TECHNICAL MERITS OF THE POSITION. IN EVALUATING WHETHER A TAX POSITION HAS MET THE MORE-LIKELY-THAN-NOT RECOGNITION THRESHOLD, THE UNIVERSITY PRESUMES THAT THE POSITION WILL BE EXAMINED BY THE APPROPRIATE TAXING AUTHORITY THAT HAS FULL KNOWLEDGE OF ALL RELEVANT INFORMATION. THE SECOND STEP IS MEASUREMENT: A TAX POSITION THAT MEETS THE MORE-LIKELY-THAN-NOT THRESHOLD IS MEASURED TO DETERMINE THE AMOUNT OF BENEFIT TO RECOGNIZE IN THE FINANCIAL STATEMENTS. THE TAX POSITION IS MEASURED AT THE LARGEST AMOUNT OF BENEFIT THAT IS GREATER THAN 50 PERCENT LIKELY OF BEING REALIZED UPON ULTIMATE SETTLEMENT. DIFFERENCE BETWEEN TAX POSITIONS TAKEN IN A TAX RETURN AND AMOUNTS RECOGNIZED IN THE FINANCIAL STATEMENTS WILL GENERALLY RESULT IN AN INCREASE IN A LIABILITY FOR INCOME TAXES PAYABLE OR A REDUCTION OF AN INCOME TAX REFUND RECEIVABLE.
OTHER LIABILITIES DETAILSCHEDULE D, PART X

Schedule E IRS990ScheduleE

FieldValueIRS element (for citing)
Nondiscriminatory Policy StmttrueNondiscriminatoryPolicyStmt
Policy Statement In Brochures EtctruePolicyStatementInBrochuresEtc
Policy Publ Via Broadcast MediatruePolicyPublViaBroadcastMedia
Maint Racial Composition RecordstrueMaintRacialCompositionRecords
Maint Scholarships RecordstrueMaintScholarshipsRecords
Maint Copies Of Brochures EtctrueMaintCopiesOfBrochuresEtc
Maint Copies Of All SolicitationstrueMaintCopiesOfAllSolicitations
Discriminate Race Students RightsfalseDiscriminateRaceStudentsRights
Discriminate Race Admiss PoliciesfalseDiscriminateRaceAdmissPolicies
Discriminate Race Emplmn FacultyfalseDiscriminateRaceEmplmnFaculty
Discriminate Race ScholarshipsfalseDiscriminateRaceScholarships
Discriminate Race Educ PoliciesfalseDiscriminateRaceEducPolicies
Discriminate Race Use Of FcltsfalseDiscriminateRaceUseOfFclts
Discriminate Race Athletic ProgfalseDiscriminateRaceAthleticProg
Discriminate Race Other ActyfalseDiscriminateRaceOtherActy
Government Financial Aid ReceivedtrueGovernmentFinancialAidReceived
Government Financial Aid RevokedfalseGovernmentFinancialAidRevoked
Compliance With Rev Proc7550trueComplianceWithRevProc7550

Form990 Schedule E Part II Form990ScheduleEPartII (2 entries)

IdentifierIdentifierReturn ReferenceReturnReferenceExplanationExplanation
PUBLICATION OF RACIALLY NONDISCRIMINATORY POLICYFORM 990, SCHEDULE E, LINE 3THE TRUSTEES OF THE UNIVERSITY OF PENNSYLVANIA (THE "UNIVERSITY") PUBLISHES ITS RACIALLY NON-DISCRIMINATORY POLICY IN THE STUDENT CATALOGUE, ON ITS FINANCIAL AID APPLICATIONS AND IN OTHER BROCHURES WHICH DESCRIBE THE UNIVERSITY OF PENNSYLVANIA, ITS SCHOOLS, CENTERS, AND INSTITUTES.
DESCRIPTION OF FINANCIAL AID/ASSISTANCE FROM GOV'T AGENCYFORM 990, SCHEDULE E, LINE 6ATHE UNIVERSITY IS A PRIVATE NON-PROFIT INSTITUTION THAT RECEIVES DIRECT ANNUAL NON-PREFERRED APPROPRIATIONS FROM THE COMMONWEALTH OF PENNSYLVANIA. THE UNIVERSITY AlSO RECEIVES VARIOUS GOVERNMENTAL FUNDING WHICH SUPPORTS ITS EDUCATIONAL, PATIENT CARE, AND RESEARCH MISSIONS.

Schedule F IRS990ScheduleF

FieldValueIRS element (for citing)
Grant Records MaintainedtrueGrantRecordsMaintained

Accts Actvs Out US Table AcctsActvsOutUSTable (93 entries)

RegionRegionNumber Of OfficesNumberOfOfficesNumber Of EmployeesNumberOfEmployeesType Of Activities ConductedTypeOfActivitiesConductedTotal ExpendituresTotalExpendituresSpecific Services ProvidedSpecificServicesProvided
Central America and the Caribbean03Send agents to seminar8647
Central America and the Caribbean00Conduct board meetings3371
Central America and the Caribbean03Fundraising5505
Central America and the Caribbean00Program Services61059EDUCATION & TRAINING
Central America and the Caribbean08Program Services166482FIELD RESEARCH
Central America and the Caribbean00Program Services1837SOCIAL RESEARCH
Central America and the Caribbean03Program Services145511STUDY ABROAD/EDUCATION
Central America and the Caribbean00Program Services17132STUDY ABROAD/RESEARCH
Central America and the Caribbean00Investments305766235
East Asia and the Pacific053Send agents to seminar367305
East Asia and the Pacific00Conduct board meetings110727
East Asia and the Pacific144Fundraising958205
East Asia and the Pacific01Grantmaking85278
East Asia and the Pacific00Program Services172119CLINICAL TRIALS
East Asia and the Pacific017Program Services1801891EDUCATION & TRAINING
East Asia and the Pacific019Program Services417919FIELD RESEARCH
East Asia and the Pacific00Program Services113994SOCIAL RESEARCH
East Asia and the Pacific017Program Services1491878STUDY ABROAD/EDUCATION
East Asia and the Pacific00Program Services47034STUDY ABROAD/RESEARCH
East Asia and the Pacific023Program Services230990RECRUITING
East Asia and the Pacific023Unrelated Trade or Business241769
Europe (Including Iceland and Greenland)0137Send agents to seminar1181133
Europe (Including Iceland and Greenland)00Conduct board meetings225610
Europe (Including Iceland and Greenland)056Fundraising1101807
Europe (Including Iceland and Greenland)01Grantmaking580168
Europe (Including Iceland and Greenland)00Program Services3595CLINICAL TRIALS
Europe (Including Iceland and Greenland)090Program Services2446659EDUCATION & TRAINING
Europe (Including Iceland and Greenland)0134Program Services2524176FIELD RESEARCH
Europe (Including Iceland and Greenland)00Program Services244349SOCIAL RESEARCH
Europe (Including Iceland and Greenland)239Program Services4893118STUDY ABROAD/EDUCATION
Europe (Including Iceland and Greenland)01Program Services217439STUDY ABROAD/RESEARCH
Europe (Including Iceland and Greenland)06Program Services88831RECRUITING
Europe (Including Iceland and Greenland)014Unrelated Trade or Business486826
Europe (Including Iceland and Greenland)00Investments80687377
Middle East and North Africa07Send agents to seminar104109
Middle East and North Africa00Conduct board meetings4720
Middle East and North Africa05Fundraising40395
Middle East and North Africa00Grantmaking12000
Middle East and North Africa133Program Services518060EDUCATION & TRAINING
Middle East and North Africa011Program Services202195FIELD RESEARCH
Middle East and North Africa00Program Services8062SOCIAL RESEARCH
Middle East and North Africa00Program Services509890STUDY ABROAD/EDUCATION
Middle East and North Africa01Program Services14227STUDY ABROAD/RESEARCH
Middle East and North Africa00Program Services17410RECRUITING
Middle East and North Africa05Unrelated Trade or Business217526
North America049Send agents to seminar242251
North America06Fundraising48792
North America00Grantmaking94188
North America00Program Services155526CLINICAL TRIALS
North America02Program Services362541EDUCATION & TRAINING
North America06Program Services91762FIELD RESEARCH
North America00Program Services33147SOCIAL RESEARCH
North America01Program Services77305STUDY ABROAD/EDUCATION
North America00Program Services3486STUDY ABROAD/RESEARCH
North America01Program Services9964RECRUITING
North America00Unrelated Trade or Business1979
North America00Investments21450537
Russia and the Newly Independent States02Send agents to seminar26911
Russia and the Newly Independent States00Fundraising1999
Russia and the Newly Independent States00Grantmaking980487
Russia and the Newly Independent States00Program Services176057EDUCATION & TRAINING
Russia and the Newly Independent States07Program Services61165FIELD RESEARCH
Russia and the Newly Independent States00Program Services120597STUDY ABROAD/EDUCATION
Russia and the Newly Independent States03Program Services9348STUDY ABROAD/RESEARCH
South America08Send agents to seminar239938
South America00Fundraising7399
South America00Program Services1197247EDUCATION & TRAINING
South America05Program Services341089FIELD RESEARCH
South America00Program Services139970SOCIAL RESEARCH
South America01Program Services908433STUDY ABROAD/EDUCATION
South America03Program Services14890STUDY ABROAD/RESEARCH
South America04Program Services25579RECRUITING
South America02Unrelated Trade or Business38440
South Asia02Send agents to seminar104152
South Asia01Conduct board meetings3230
South Asia04Fundraising87286
South Asia00Program Services35000CLINICAL TRIALS
South Asia04Program Services332083EDUCATION & TRAINING
South Asia09Program Services86956FIELD RESEARCH
South Asia00Program Services257985SOCIAL RESEARCH
South Asia00Program Services271138STUDY ABROAD/EDUCATION
South Asia02Program Services49347STUDY ABROAD/RESEARCH
South Asia00Program Services48961RECRUITING
South Asia012Unrelated Trade or Business282591
Sub-Saharan Africa01Send agents to seminar179365
Sub-Saharan Africa01Fundraising100
Sub-Saharan Africa02Program Services539744EDUCATION & TRAINING
Sub-Saharan Africa17Program Services2475317FIELD RESEARCH
Sub-Saharan Africa00Program Services47954SOCIAL RESEARCH
Sub-Saharan Africa06Program Services452452STUDY ABROAD/EDUCATION
Sub-Saharan Africa00Program Services19179STUDY ABROAD/RESEARCH
Sub-Saharan Africa00Program Services11795RECRUITING
Sub-Saharan Africa00Unrelated Trade or Business550
FieldValueIRS element (for citing)
Subtotal Number Of Offices1SubtotalNumberOfOffices
Subtotal Number Of Employees151SubtotalNumberOfEmployees
Cont Number Of Offices4ContNumberOfOffices
Cont Number Of Employees754ContNumberOfEmployees
Total Number Of Offices5TotalNumberOfOffices
Total Number Of Employees905TotalNumberOfEmployees
Subtotal Amount Spent310203217SubtotalAmountSpent
Cont Amount Spent130487565ContAmountSpent
Total Amount Spent440690782TotalAmountSpent

Grants To Orgs Outside US GrantsToOrgsOutsideUS (135 entries)

RegionRegionPurpose Of GrantPurposeOfGrantAmount Of Cash GrantAmountOfCashGrantManner Of Cash DisbursementMannerOfCashDisbursementDescription Of Non Cash AssistanceDescriptionOfNonCashAssistanceMethod Of ValuationMethodOfValuationAmount Of Non Cash AssistanceAmountOfNonCashAssistance
Sub-Saharan AfricaFUEL STATION9518CHECKN/AN/A
Sub-Saharan AfricaWIRELESS PROVIDER16726CHECKN/AN/A
Sub-Saharan AfricaWORKER'S COMPENSATION15972CHECKN/AN/A
Sub-Saharan AfricaTELECOMMUNICATIONS12575CHECKN/AN/A
Sub-Saharan AfricaVEHICLE7114CHECKN/AN/A
Sub-Saharan AfricaOFFICE SUPPLIES9672CHECKN/AN/A
Sub-Saharan AfricaMEDICAL LABORATORIES15603CHECKN/AN/A
Sub-Saharan AfricaTRAVEL AGENTS12069CHECKN/AN/A
Sub-Saharan AfricaTELECOMMUNICATIONS13317CHECKN/AN/A
Sub-Saharan AfricaHEALTH INSURANCE36746CHECKN/AN/A
Sub-Saharan AfricaPROPERTY MGMT19722CHECKN/AN/A
Sub-Saharan AfricaPROPERTY MGMT58784CHECKN/AN/A
Sub-Saharan AfricaPROPERTY MGMT10831CHECKN/AN/A
Sub-Saharan AfricaELECTRICITY PROVIDER6593CHECKN/AN/A
Sub-Saharan AfricaIT SUPPORT13019CHECKN/AN/A
Sub-Saharan AfricaLABORATORY SUPPLIES6576CHECKN/AN/A
Sub-Saharan AfricaCOPIERS AND PRINTING8447CHECKN/AN/A
Sub-Saharan AfricaBANKING5896CHECKN/AN/A
Sub-Saharan AfricaTAXES199775CHECKN/AN/A
Sub-Saharan AfricaTELECOMMUNICATIONS5116CHECKN/AN/A
Sub-Saharan AfricaLABORATORY SUPPLIES/EQUIPMENT9497WIREN/AN/A
Sub-Saharan AfricaLABORATORY SUPPLIES/EQUIPMENT26841WIREN/AN/A
Sub-Saharan AfricaTUITION12963CHECKN/AN/A
South AsiaNIH CLINICAL TRIAL35000WIREN/AN/A
North AmericaNIH CLINICAL TRIAL147533CHECKN/AN/A
RussiaCLINICAL TRIAL SITE349983WIREN/AN/A
RussiaCLINICAL TRIAL SITE630504WIREN/AN/A
Europe/Iceland/GreenlandCLINICAL TRIAL SITE203189WIREN/AN/A
Sub-Saharan AfricaRESEARCH GRANT527895WIREN/AN/A
RussiaFIELD RESEARCH: (RELATING TO FACULTY/UNIVERSITY EMPLOYEE)5994CHECKN/AN/A
North AmericaSUBSCRIPTION PROSPECT RESEACH6095CHECKN/AFMV
Europe/Iceland/GreenlandFUNDRAISNG/ALUMNI EVENTS26113FORGN DRAFTN/AFMV
Europe/Iceland/GreenlandGIFT AID MAILING CONSULTANCY FEES9293FORGN DRAFTN/AFMV
Europe/Iceland/GreenlandFUNDRAISNG/ALUMNI EVENTS11042FORGN DRAFTN/AFMV
Europe/Iceland/GreenlandFUNDRAISNG/ALUMNI EVENTS23854FORGN DRAFTN/AFMV
East Asia/PacificFUNDRAISNG/ALUMNI EVENTS54598AMEXN/AFMV
East Asia/PacificFUNDRAISNG/ALUMNI EVENTS7282AMEXN/AFMV
Europe/Iceland/GreenlandFUNDRAISNG/ALUMNI EVENTS29920FORGN DRAFTN/AFMV
Europe/Iceland/GreenlandFUNDRAISNG/ALUMNI EVENTS29386FORGN DRAFTN/AFMV
Europe/Iceland/GreenlandFUNDRAISNG/ALUMNI EVENTS20178AMEXN/AFMV
Europe/Iceland/GreenlandFUNDRAISNG/ALUMNI EVENTS11295AMEXN/AFMV
Middle East/North AfricaFUNDRAISNG/ALUMNI EVENTS6041AMEXN/AFMV
Europe/Iceland/GreenlandFIELD PROJECT - ITALY18306WIREN/AN/A
East Asia/PacificSUBCONTRACT ON GRANT26345WIREN/AN/A
East Asia/PacificSUBCONTRACT ON GRANT16572WIREN/AN/A
Sub-Saharan AfricaEEG TESTING ON GRANT7436WIREN/AN/A
East Asia/PacificSTUDY ABROAD12750WIREN/AN/A
South AmericaRESEARCH78692WIREN/AN/A
South AsiaRESEARCH252651WIREN/AN/A
Middle East/North AfricaSUPPORT12000WIREN/AN/A
Sub-Saharan AfricaRESEARCH12049WIREN/AN/A
North AmericaWHARTON QUEBEC TRIP8902WIREN/AN/A
South AsiaWEZI PROGAM15667WIREN/AN/A
RussiaRUSSIAN IMMERSION PROGRAM16209WIREN/AN/A
East Asia/PacificPLANNING CHINA CONFERENCE7686WIREN/AN/A
East Asia/PacificAPPLIED STRATEGY ADVISORS205207WIREN/AN/A
East Asia/PacificCONSULTING SERVICES189062WIREN/AN/A
East Asia/PacificCONSULTING SERVICES131911WIREN/AN/A
South AmericaPORTUGUESE IMMERSION PROGRAM22590WIREN/AN/A
South AmericaGIP TRIP EXPENSES73448WIREN/AN/A
South AmericaOPERATING TOUR7503CHECKN/AN/A
East Asia/PacificDATA PURCHASED22777WIREN/AN/A
East Asia/PacificDATA PURCHASED7585WIREN/AN/A
East Asia/PacificCHINESE IMMERSION PROGRAM24500WIREN/AN/A
Europe/Iceland/GreenlandMARKETING FIRM8500CHECKN/AN/A
Middle East/North AfricaOE PARTICIPANT REFUND23000WIREN/AN/A
Middle East/North AfricaCROWN PRINCE COURT PROGRAM8000WIREN/AN/A
Middle East/North AfricaFOREIGN FACULTY AWARDS100500WIREN/AN/A
Europe/Iceland/GreenlandGLOBAL ALUMNI FORUM152027WIREN/AN/A
South AmericaGALAPOGOS PROGRAM5948WIREN/AN/A
East Asia/PacificGLOBAL CONSULTING PRACTICUM5517WIREN/AN/A
North AmericaGLOBAL TECH SIMULATION LICENSE46770CHECKN/AN/A
South AmericaTRANSPORTATION AND ACCOMODATIONS7000CHECKN/AN/A
South AmericaTRANSPORTATION AND ACCOMODATIONS7476CHECKN/AN/A
Europe/Iceland/GreenlandPUBLIC RELATIONS29186WIREN/AN/A
East Asia/PacificPARTNER TRAVEL24375WIREN/AN/A
East Asia/PacificCHINESE IMMERSION PROGRAM14304WIREN/AN/A
Europe/Iceland/GreenlandPURCHASE OF TREES6977WIREN/AN/A
East Asia/PacificHUNTSMAN STUDY ABROAD PROGRAM5125WIREN/AN/A
South AsiaOE PARTICIPANT REFUND12375WIREN/AN/A
East Asia/PacificMODULAR COURSE15000WIREN/AN/A
Europe/Iceland/GreenlandALLIANCE PREPAYMENT24688WIREN/AN/A
East Asia/PacificALLIANCE PREPAYMENT107911WIREN/AN/A
South AmericaPORTUGUESE IMMERSION PROGRAM17100WIREN/AN/A
Europe/Iceland/GreenlandWHARTON LEADERSHIP VENTURES18391WIREN/AN/A
East Asia/PacificJAPANESE IMMERSION PROGRAM31292WIREN/AN/A
East Asia/PacificCONSULTING FEE134400WIREN/AN/A
South AsiaGLOBAL IMMERSION TRIP EXPENSES70634WIREN/AN/A
South AsiaIT PROJECTS75000WIREN/AN/A
Europe/Iceland/GreenlandTEACHING FEES10400WIREN/AN/A
East Asia/PacificOE PARTICIPANT REFUND17325WIREN/AN/A
East Asia/PacificWEBSITE TRANSFER31202WIREN/AN/A
East Asia/PacificSITE ACCOMMODATIONS23371WIREN/AN/A
North AmericaREAL ESTATE PROGRAM9967CHECKN/AN/A
Europe/Iceland/GreenlandCONSULTING SERVICES215590WIREN/AN/A106510
Europe/Iceland/GreenlandSPACE RENTAL47915WIREN/AN/A
Europe/Iceland/GreenlandALUMNI FORUM73354WIREN/AN/A
Europe/Iceland/GreenlandINSEAD ALLIANCE EVENT28490WIREN/AN/A
Europe/Iceland/GreenlandALL ALUMNI RECEPTION18234WIREN/AN/A
Europe/Iceland/GreenlandFUNDRAISING EVENT39812WIREN/AN/A
Europe/Iceland/GreenlandDATA PURCHASED20075WIREN/AN/A
South AsiaIT PROJECTS37500WIREN/AN/A
Sub-Saharan AfricaGLOBAL MODULAR COURSE8528WIREN/AN/A
South AmericaRECONSTRUCTION PROJECT20000WIREN/AN/A
South AmericaVENTURE PMTS356400WIREN/AN/A
Europe/Iceland/GreenlandCHEIL PROGRAM9792CHECKN/AN/A
North AmericaIT PROJECTS26000CHECKN/AN/A
Europe/Iceland/GreenlandTRAVEL EXPENSES9947CHECKN/AN/A
North AmericaCONFERENCE18675CHECKN/AN/A
Europe/Iceland/GreenlandFRENCH IMMERSION PROGRAM37583CHECKN/AN/A
Europe/Iceland/GreenlandRESEARCH80022FORGN DRAFTN/AN/A
Sub-Saharan AfricaSUMMER PGM16157WIREN/AN/A
East Asia/PacificGBS 201011293WIREN/AN/A
North AmericaRESEARCH18690CHECKN/AN/A
East Asia/PacificRESEARCH15000CHECKN/AN/A
South AsiaDEAN'S MEDAL17217FORGN DRAFTN/AN/A
Europe/Iceland/GreenlandRESEARCH12643WIREN/AN/A
Europe/Iceland/GreenlandRESEARCH40617WIREN/AN/A
North AmericaRESEARCH49144FORGN DRAFTN/AN/A
Europe/Iceland/GreenlandRESEARCH147714FORGN DRAFTN/AN/A
East Asia/PacificRESEARCH26618FORGN DRAFTN/AN/A
Europe/Iceland/GreenlandCOMPUTING10207CHECKN/AN/A
Europe/Iceland/GreenlandRESEARCH5908WIREN/AN/A
North AmericaRESEARCH9832CHECKN/AN/A
North AmericaRESEARCH6000CHECKN/AN/A
North AmericaRESEARCH9945CHECKN/AN/A
Europe/Iceland/GreenlandRESEARCH8877CHECKN/AN/A
Europe/Iceland/GreenlandRESEARCH8470FORGN DRAFTN/AN/A
Europe/Iceland/GreenlandSUMMER PROGRAM ABROAD BOTSWANA RESEARCH PROJECT35828WIREN/AN/A
Europe/Iceland/GreenlandINSTRUCTIONAL COSTS62740WIREN/AN/A
East Asia/PacificSUPPORTS PUBLICATION INTERVENTIONS TO DISSUADE SOUTH AFRICAN ADOLESCENTS FROM ENGAGING IN BEHAVIORS THAT INCREASE STD RISK10340CHECKN/AN/A
Europe/Iceland/GreenlandSUMMER INITIATIVE PROGRAM39922WIREN/AN/A
Middle East/North AfricaCONFERENCE27047WIREN/AN/A
Europe/Iceland/GreenlandCONFERENCE HSPV650 COURSE11699WIREN/AN/A
South AsiaMOOT COURT COMPETITION7500WIREN/AN/A
FieldValueIRS element (for citing)
Total Number Of501c3 Orgs0TotalNumberOf501c3Orgs
Total Number Of Other Orgs126TotalNumberOfOtherOrgs

Grants To Ind Outside US GrantsToIndOutsideUS (32 entries)

Type Of AssistanceTypeOfAssistanceRegionRegionNumber Of RecipientsNumberOfRecipientsAmount Of Cash GrantAmountOfCashGrantManner Of Cash DisbursementMannerOfCashDisbursementDescription Of Non Cash AssistanceDescriptionOfNonCashAssistanceMethod Of ValuationMethodOfValuationAmount Of Non Cash AssistanceAmountOfNonCashAssistance
CONSULTANT FEESSub-Saharan Africa681811148DIR DEPOSITHEALTH INSURFMV
MANAGEMENT OF UK TRUSTEurope/Iceland/Greenland111063FORGN DRAFTN/AFMV
GIFT FUNDINGEurope/Iceland/Greenland120968WIREN/AN/A
GIFT FUNDINGEurope/Iceland/Greenland115000WIREN/AN/A
CONSULTANT FEESEurope/Iceland/Greenland114000WIREN/AN/A
CONSULTANT FEESEurope/Iceland/Greenland114000WIREN/AN/A
CONSULTANT FEESNorth America119675CHECKN/AN/A
RESEARCHEurope/Iceland/Greenland16904CHECKN/AN/A
RESEARCHEurope/Iceland/Greenland133850WIREN/AN/A
FRENCH IMMERSION PROGRAMEurope/Iceland/Greenland112246WIREN/AN/A
PROOFREADING SERVICES FOR K@WMiddle East/North Africa16531CHECKN/AN/A
PAYMENT FOR SERVICES RELATED TO CHINESE IMMERSIONEast Asia/Pacific16500WIREN/AN/A
INDEPENDENT CONTRACTOREast Asia/Pacific131379WIREN/AN/A
TEACHING FOR UHG PROGRAMMiddle East/North Africa120717CHECKN/AN/A
JJNE PROGRAMMiddle East/North Africa111117CHECKN/AN/A
LODGING EXPENSES FOR FUNDRAISING TRIPEurope/Iceland/Greenland15349WIREN/AN/A
GLOBAL KNOWLEDGE LABEast Asia/Pacific17335CHECKN/AN/A
PAYMENT FOR SERVICES RELATED TO HINDI IMMERSIONSouth Asia15740WIREN/AN/A
EDITING SERVICES FOR K@WEurope/Iceland/Greenland188012WIREN/AN/A
EDITING SERVICES FOR K@WSouth Asia18000CHECKN/AN/A
EDITING SERVICES FOR K@WSouth Asia167600WIREN/AN/A
STUDY ABROAD PROGRAM - CULTURAL INSTRUCTIONEast Asia/Pacific119385WIREN/AN/A
TRANSLATION SERVICES FOR K@WSouth America119802WIREN/AN/A
GIVE SERIES OF 4 LECTURESEurope/Iceland/Greenland112000CHECKN/AN/A
PAYMENT FOR PRETERM LECTURERMiddle East/North Africa114000CHECKN/AN/A
EDITING SERVICES FOR K@WSouth Asia121000WIREN/AN/A
DELIVERY AND OE MARKETINGEast Asia/Pacific1167976WIREN/AN/A
DATA COLLECTION FOR PROFESSOR SHENEast Asia/Pacific15164WIREN/AN/A
WRITING SERVICES FOR K@WMiddle East/North Africa15400WIREN/AN/A
HONORARIUMEurope/Iceland/Greenland17000CHECKN/AN/A
HONORARIUMMiddle East/North Africa110000CHECKN/AN/A
CONSULTANT FEESSub-Saharan Africa68DIR DEPOSITHEALTH INSURFMV106510
FieldValueIRS element (for citing)
Transfer To Foreign CorptrueTransferToForeignCorp
Interest In Foreign TrustfalseInterestInForeignTrust
Own Foreign CorptrueOwnForeignCorp
Passive Foreign Invest CotruePassiveForeignInvestCo
Foreign PartnershiptrueForeignPartnership
Boycott CountriestrueBoycottCountries

Form990 Schedule F Part V Form990ScheduleFPartV (2 entries)

IdentifierIdentifierReturn ReferenceReturnReferenceExplanationExplanation
PROCEDURE FOR MONITORING THE USE OF GRANT FUNDS OUTSIDE THE U.S.FORM 990, SCHEDULE F, PART I, LINE 2THE TRUSTEES OF THE UNIVERSITY OF PENNSYLVANIA OFFICE OF RESEARCH SERVICES IS RESPONSIBLE FOR MONITORING THE USE OF GRANT FUNDS PURSUANT TO ESTABLISHED POLICES AND PROTOCOL. THESE POLICIES COVER GRANTS MADE BOTH WITHIN AND OUTSIDE THE U.S.
SUBAWARDSFORM 990, SCHEDULE F, PART IIIN FURTHERANCE OF ITS RESEARCH ACTIVITIES, THE UNIVERSITY OF PENNSYLVANIA MAKES SUB-AWARDS TO OTHER FOREIGN INSTITUTIONS THAT PERFORM RESEARCH IN CONNECTION WITH RESEARCH GRANTS AWARDED TO THE UNIVERSITY. THE UNIVERSITY DOES NOT CATEGORIZE THESE SUB-AWARDS AS "FOREIGN ACTIVITIES" FOR FORM 990, SCHEDULE F REPORTING, SINCE THE FOREIGN RECIPIENT ORGANIZATIONS PERFORM RESEARCH SERVICES FOR THE UNIVERSITY AND ARE CONSIDERED INDEPENDENT CONTRACTORS WHICH SERVE THE DIRECT NEEDS OF THE UNIVERSITY.

Schedule G IRS990ScheduleG

FieldValueIRS element (for citing)
Mail SolicitationsXMailSolicitations
Email SolicitationsXEmailSolicitations
Phone SolicitationsXPhoneSolicitations
In Person SolicitationsXInPersonSolicitations
Solicitation Of Non Govt GrantsXSolicitationOfNonGovtGrants
Solicitation Of Govt GrantsXSolicitationOfGovtGrants
Special Fundraising EventsXSpecialFundraisingEvents
Agreement Ref FundraisingtrueAgreementRefFundraising

Fundraiser Activity Information FundraiserActivityInformation

FieldValueIRS element (for citing)
Name Of IndividualRUFFALOCODYNameOfIndividual

Address US AddressUS

FieldValueIRS element (for citing)
Address Line165 KIRKWOOD NORTH ROAD SWAddressLine1
CityCEDAR RAPIDSCity
StateIAState
ZIP Code52404ZIPCode
FieldValueIRS element (for citing)
ActivityMANAGE CALL CENTERSActivity
Fundraiser Control Of FundsfalseFundraiserControlOfFunds
Gross Receipts2264261GrossReceipts
Amount Retained By Contractor675314AmountRetainedByContractor
Net To Organization1588947NetToOrganization
FieldValueIRS element (for citing)
Total Gross Receipts2264261TotalGrossReceipts
Total Retained By Contractors675314TotalRetainedByContractors
Total Net To Organization1588947TotalNetToOrganization
Licensed StatesFLLicensedStates
Licensed StatesPALicensedStates

Events Information EventsInformation

FieldValueIRS element (for citing)
Name Of Event1Moonlight&RosesNameOfEvent1
Gross Receipts Event1229403GrossReceiptsEvent1
Charitable Contributions Event1168953CharitableContributionsEvent1
Gross Revenue Event160450GrossRevenueEvent1
Cash Prizes Event10CashPrizesEvent1
Non Cash Prizes Event10NonCashPrizesEvent1
Rent Facility Costs Event114455RentFacilityCostsEvent1
Food And Beverage Event10FoodAndBeverageEvent1
Entertainment Event10EntertainmentEvent1
Other Direct Expenses Event196982OtherDirectExpensesEvent1
Name Of Event2Ireland TripNameOfEvent2
Gross Receipts Event236948GrossReceiptsEvent2
Charitable Contributions Event236948CharitableContributionsEvent2
Cash Prizes Event20CashPrizesEvent2
Non Cash Prizes Event20NonCashPrizesEvent2
Rent Facility Costs Event20RentFacilityCostsEvent2
Food And Beverage Event20FoodAndBeverageEvent2
Entertainment Event20EntertainmentEvent2
Other Direct Expenses Event213024OtherDirectExpensesEvent2
Total Number Of Other Events2TotalNumberOfOtherEvents
Gross Receipts Other Events12207GrossReceiptsOtherEvents
Charitable Contrib Other Events11138CharitableContribOtherEvents
Gross Revenue Other Events1069GrossRevenueOtherEvents
Cash Prizes Other Events0CashPrizesOtherEvents
Non Cash Prizes Other Events0NonCashPrizesOtherEvents
Rent Facility Costs Other Events250RentFacilityCostsOtherEvents
Food And Beverage Other Events0FoodAndBeverageOtherEvents
Entertainment Other Events0EntertainmentOtherEvents
Other Direct Expenses Other Events1715OtherDirectExpensesOtherEvents
Gross Receipts Total278558GrossReceiptsTotal
Charitable Contributions Total217039CharitableContributionsTotal
Gross Revenue Total Events61519GrossRevenueTotalEvents
Cash Prizes Total Events0CashPrizesTotalEvents
Non Cash Prizes Total Events0NonCashPrizesTotalEvents
Rent Facility Costs Total Events14705RentFacilityCostsTotalEvents
Food And Beverage Total Events0FoodAndBeverageTotalEvents
Entertainment Total Events0EntertainmentTotalEvents
Other Direct Expenses Total Events111721OtherDirectExpensesTotalEvents
Direct Expense Summary Events126426DirectExpenseSummaryEvents
Net Income Summary-64907NetIncomeSummary

Schedule H IRS990ScheduleH

FieldValueIRS element (for citing)
Charity Care PolicytrueCharityCarePolicy
Written PolicytrueWrittenPolicy
Policy Applied To All HospitalsXPolicyAppliedToAllHospitals
FPG Reference Free CaretrueFPGReferenceFreeCare
Pcent200XPcent200
FPG Reference Discounted CaretrueFPGReferenceDiscountedCare
Pcent200 DXPcent200D
Free Disc Care Medically IndigenttrueFreeDiscCareMedicallyIndigent
Amounts Budgeted For Charity CarefalseAmountsBudgetedForCharityCare
Annual Community Benefit ReporttrueAnnualCommunityBenefitReport
Report Publically AvailabletrueReportPublicallyAvailable

Charity Care At Cost CharityCareAtCost

FieldValueIRS element (for citing)
Total Community Benefit Expense5626793TotalCommunityBenefitExpense
Direct Offsetting Revenue0DirectOffsettingRevenue
Net Community Benefit Expense5626793NetCommunityBenefitExpense
Percent Of Total Expense0.00120PercentOfTotalExpense

Unreimbursed Medicaid UnreimbursedMedicaid

FieldValueIRS element (for citing)
Total Community Benefit Expense272328285TotalCommunityBenefitExpense
Direct Offsetting Revenue224182764DirectOffsettingRevenue
Net Community Benefit Expense48145521NetCommunityBenefitExpense
Percent Of Total Expense0.01050PercentOfTotalExpense

Total Charity Care TotalCharityCare

FieldValueIRS element (for citing)
Total Community Benefit Expense277955078TotalCommunityBenefitExpense
Direct Offsetting Revenue224182764DirectOffsettingRevenue
Net Community Benefit Expense53772314NetCommunityBenefitExpense
Percent Of Total Expense0.01170PercentOfTotalExpense

Health Professions Education HealthProfessionsEducation

FieldValueIRS element (for citing)
Total Community Benefit Expense110589621TotalCommunityBenefitExpense
Direct Offsetting Revenue43012078DirectOffsettingRevenue
Net Community Benefit Expense67577543NetCommunityBenefitExpense
Percent Of Total Expense0.01470PercentOfTotalExpense

Research Research

FieldValueIRS element (for citing)
Total Community Benefit Expense668720766TotalCommunityBenefitExpense
Direct Offsetting Revenue3508406DirectOffsettingRevenue
Net Community Benefit Expense665212360NetCommunityBenefitExpense
Percent Of Total Expense0.14480PercentOfTotalExpense

Total Other Benefits TotalOtherBenefits

FieldValueIRS element (for citing)
Total Community Benefit Expense779310387TotalCommunityBenefitExpense
Direct Offsetting Revenue46520484DirectOffsettingRevenue
Net Community Benefit Expense732789903NetCommunityBenefitExpense
Percent Of Total Expense0.15950PercentOfTotalExpense

Total Community Benefits TotalCommunityBenefits

FieldValueIRS element (for citing)
Total Community Benefit Expense1057265465TotalCommunityBenefitExpense
Direct Offsetting Revenue270703248DirectOffsettingRevenue
Net Community Benefit Expense786562217NetCommunityBenefitExpense
Percent Of Total Expense0.17120PercentOfTotalExpense
FieldValueIRS element (for citing)
Bad Debt Expense ReportedtrueBadDebtExpenseReported
Bad Debt Expense$19,158,252BadDebtExpenseAmount
Amount Attributable To9791017AmountAttributableTo
Amount Reimbursed By Medicare341877479AmountReimbursedByMedicare
Cost Of Care Reimbursed By Medicare350574212CostOfCareReimbursedByMedicare
Medicare Surplus Or Shortfall-8696733MedicareSurplusOrShortfall

Costing Methodology Used CostingMethodologyUsed

FieldValueIRS element (for citing)
Cost To Charge RatioXCostToChargeRatio
FieldValueIRS element (for citing)
Written Debt Collection PolicytrueWrittenDebtCollectionPolicy
Provision For Charity CaretrueProvisionForCharityCare
Number Of Hospital Facilities1NumberOfHospitalFacilities

Form990 Schedule H Part V Section A Form990ScheduleHPartVSectionA

FieldValueIRS element (for citing)
Facility Number1FacilityNumber

Name Name

FieldValueIRS element (for citing)
Business Name Line1THE HOSPITAL OF THE UNIVERSITY OF PENNBusinessNameLine1

Address Address

FieldValueIRS element (for citing)
Address Line13400 SPRUCE STREETAddressLine1
CityPHILADELPHIACity
StatePAState
ZIP Code19104ZIPCode
FieldValueIRS element (for citing)
Licensed HospitalXLicensedHospital
General Medical And SurgicalXGeneralMedicalAndSurgical
Teaching HospitalXTeachingHospital
Critical Access HospitalXCriticalAccessHospital
Research FacilityXResearchFacility
Er24 HoursXEr24Hours

Form990 Schedule H Part V Section B Form990ScheduleHPartVSectionB

Hospital Facility Name HospitalFacilityName

FieldValueIRS element (for citing)
Business Name Line1THE HOSPITAL OF THE UNIVERSITY OF PENNBusinessNameLine1
FieldValueIRS element (for citing)
Hospital Facility Number1HospitalFacilityNumber

Form990 Schedule H Part V Section C Form990ScheduleHPartVSectionC

FieldValueIRS element (for citing)
Number Of Other Facilities15NumberOfOtherFacilities

Other Facilities OtherFacilities (15 entries)

Address Line1Address/AddressLine1CityAddress/CityStateAddress/StateZIP CodeAddress/ZIPCodeFacility TypeFacilityType
PENN MEDICINE AT RADNOR
250 KING OF PRUSSIA ROADBALA CYNWYDPA19004OUTPATIENT FACILITY
PENN MEDICINE AT BUCKS COUNTY
777 TOWNSHIP LINE ROADYARDLEYPA19067OUTPATIENT FACILITY
PENN MEDICINE AT CHERRY HILL
409 RT 70CHERRY HILLNJ08034OUTPATIENT FACILITY
PENN MEDICINE AT VALLEY FORGE
1001 CHESTERBROOK BLVDBERWYNPA19312OUTPATIENT FACILITY
PENN MEDICINE AT RITTENHOUSE
1800 LOMBARD STREETPHILADELPHIAPA19146INPATIENT REHABILITATION
ANATOMY CHEMISTRY
420 GUARDIAN DRIVEPHILADELPHIAPA19104RESEARCH FACILITY
BIOMEDICAL RESEARCH BUILDING 2
500 OSLER CIRCLEPHILADEPHIAPA19104RESEARCH FACILITY
BLOCKLEY HALL
423 GUARDIAN DRIVEPHILADELPHIAPA19104RESEARCH FACILITY
CAROLYN HOFF LYNCH BIOLOGY LAB
433 S UNIVERSITY AVEPHILADELPHIAPA19104RESEARCH FACILITY
CHEMISTRY LABORATORIES - 1958 WING
231 S 34TH STREETPHILADELPHIAPA19104RESEARCH FACILITY
CHESTNUT HALL
3900 CHESTNUT STREETPHILADELPHIAPA19104RESEARCH FACILITY
CLINICAL RESEARCH BUILDING
415 CURIE BLVDPHILADELPHIAPA19104RESEARCH FACILITY
GL LABORATORY BUILDING
500 S RIDGEWAYGLENOLDENPA19036RESEARCH FACILITY
GODDARD LABORATORIES
3710 HAMILTON WALKPHILADELPHIAPA19104RESEARCH FACILITY
HAYDEN HALL
3320 SMITH WALKPHILADELPHIAPA19104RESEARCH FACILITY

Form990 Schedule H Part VI Form990ScheduleHPartVI (11 entries)

IdentifierIdentifierExplanationExplanationReturn ReferenceReturnReference
SUPPLEMENTAL DISCLOSURESPART I, LINES 3C, 6A N/A BAD DEBT EXPENSE, COSTING METHODOLOGY USED PART I, LINE 7 THE BAD DEBT EXPENSE AMOUNT INCLUDED ON FORM 990, PART IX, COLUMN 25(A) WAS $94,044,000 FOR THE YEAR ENDED JUNE 30, 2011. THIS AMOUNT HAS BEEN SUBTRACTED FOR PURPOSES OF CALCULATING THE PERCENTAGES REPORTED ON THE SCHEDULE H, PART I, LINE 7 TABLE. THE COSTING METHODOLOGY USED IN CALCULATING THE AMOUNTS REPORTED ON THE LINE 7 TABLE ARE BASED ON A COST TO CHARGE RATIO. THE COST TO CHARGE RATIO WAS DERIVED FROM WORKSHEET 2.
COMMUNITY BUILDING ACTIVITIESAT THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM ("UPHS"), WORKING FOR THE BENEFIT OF THE COMMUNITY IS NOT ONLY A PRIORITY; IT IS ROOTED DEEP IN OUR CULTURE. ALONG WITH OUR ROLE AS A LEADER IN MEDICAL CARE AND RESEARCH, WE HAVE CULTIVATED A STRONG AFFINITY WITH THE NEIGHBORHOODS WE SERVE - BECOMING INCREASINGLY RESPONSIVE IN IDENTIFYING NEEDS AND BEING PROACTIVE IN FINDING SOLUTIONS. WE ARE SENSITIVE TO THE DISPARITY IN THE QUALITY OF HEALTH AND HEALTH CARE AMONG THE PEOPLE OF THE PHILADELPHIA AREA. IN NEIGHBORHOODS THROUGHOUT THE CITY, MANY RESIDENTS- OFTEN THE VERY YOUNG OR THE VERY OLD- DO NOT HAVE ACCESS TO ADEQUATE CARE. THE QUALITY OF THEIR LIVES IS DIMINISHED BECAUSE THEY ARE UNABLE TO RECEIVE THE SERVICES AND SUPPORT THEY NEED. AWARE OF THESE BARRIERS TO HEALTH CARE FACED BY OUR COMMUNITIES, WE USE OUR RESOURCES TO IMPROVE THE HEALTH AND WELLNESS AMONG THE UNDERSERVED. OUR MORAL IMPERATIVE IS TO LOOK, LISTEN, AND ACT - IN WAYS THAT WILL MAKE A DIFFERENCE. IN COLLABORATION WITH OUR PHYSICIANS, NURSES, STUDENTS AND COMMUNITY PARTNERS, WE TAKE ACTION TO ENHANCE THE WELL-BEING OF THE NEIGHBORHOODS WE ALL SHARE. OUR OUTREACH EXTENDS IN MANY DIRECTIONS AND IS DISPLAYED IN MANY WAYS. A LISTING OF SOME OF THE VARIOUS HEALTHCARE-RELATED COMMUNITY OUTREACH ACTIVITIES CONDUCTED BY UPHS IS INCLUDED IN RESPONSE TO QUESTION 5 BELOW. IN ADDITION TO DIRECT HEALTH-CARE RELATED ACTIVITIES, THE UNIVERSITY ALSO PROMOTES THE HEALTH OF ITS COMMUNITY BY PROVING A DIRECT ECONOMIC IMPACT TO ITS SURROUNDING AREA. UNIVERSITY CITY, THE AREA OF WEST PHILADELPHIA THAT HOSTS PENN'S CAMPUS, IS A NEIGHBORHOOD OF CHOICE FOR FAMILIES, STUDENTS, FACULTY, STAFF AND VISITORS AND A THRIVING LOCATION FOR RETAILERS, RESTAURATEURS, HOTELS, OFFICE-BASED BUSINESSES AND OTHERS. PENN'S STRATEGIC NEIGHBORHOOD INVESTMENTS AND COMMUNITY PARTNERSHIPS ARE A RECOGNIZED NATIONAL AND GLOBAL MODEL FOR URBAN CAMPUSES. THE IMPACT OF PENN'S LOCAL COMMUNITY INITIATIVES INCLUDE: - WITH $1.9 MILLION IN DUES, PENN IS THE LARGEST CONTRIBUTOR TO THE UNIVERSITY CITY DISTRICT, WHICH PROVIDES SUPPLEMENTAL SAFETY, CLEANING AND STREETSCAPE IMPROVEMENTS TO THE NEIGHBORHOOD. - PENN CONTRIBUTES NEARLY $700,000 ANNUALLY, ALONG WITH GRADUATE SCHOOL OF EDUCATION STUDENT TEACHER HOURS, TO THE PENN ALEXANDER SCHOOL, A TOP-RANKED PUBLIC ELEMENTARY SCHOOL IN UNIVERSITY CITY. - PENN PROVIDED MILLIONS IN STUDENT AID IN 2011 TO PHILADELPHIA RESIDENTS ENROLLED AT PENN, INCLUDING STUDENTS FROM THE WEST PHILADELPHIA AREA. - PENN'S $1 MILLION ANNUAL INVESTMENT IN THE NETTER CENTER FOR COMMUNITY PARTNERSHIPS ENABLES AN ARRAY OF LOCAL INITIATIVES INCLUDING TUTORING PUBLIC SCHOOL STUDENTS AND PROVIDING HEALTH AND NUTRITION PROGRAMS. - PENN PURCHASED MILLIONS IN PRODUCTS AND SERVICES FROM BUSINESSES IN WEST AND SOUTHWEST PHILADELPHIA IN FISCAL 2011. - HOUSING PRICES IN UNIVERSITY CITY APPRECIATED 89% FROM 2000-2011.PART II
BAD DEBT EXPENSEUPHS ACCEPTS PATIENTS IN SERIOUS NEED OF PROFESSIONAL MEDICAL CARE, INDEPENDENT OF THEIR FINANCIAL STATUS. THIS DEFINITION INCLUDES THOSE PATIENTS SUFFERING FROM A MEDICAL CONDITION MANIFESTING ITSELF BY ACUTE SYMPTOMS OF SUFFICIENT SEVERITY (INCLUDING SEVERE PAIN) SUCH THAT THE ABSENCE OF IMMEDIATE MEDICAL ATTENTION COULD REASONABLY BE EXPECTED TO RESULT IN (1) PLACING THE HEALTH OF THE INDIVIDUAL (OR, WITH RESPECT TO A PREGNANT WOMAN, THE HEALTH OF THE WOMAN OR HER UNBORN CHILD) IN SERIOUS JEOPARDY, OR (2) SERIOUS IMPAIRMENT TO BODILY FUNCTIONS. ACCORDINGLY, UPHS MAINTAINS RECORDS TO IDENTIFY AND MONITOR THE LEVEL OF CHARITY CARE THEY PROVIDE. THESE RECORDS INCLUDE THE AMOUNT OF PAYMENT FOREGONE, BASED ON ESTABLISHED RATES, FOR SERVICES AND SUPPLIES FURNISHED UNDER ITS CHARITY CARE POLICY. BECAUSE UPHS DOES NOT PURSUE COLLECTIONS, SUCH AMOUNTS HAVE BEEN EXCLUDED FROM NET PATIENT SERVICE REVENUE. UPHS ALSO PROVIDES CARE TO PATIENTS WHO DO NOT HAVE HEALTH INSURANCE OR MEET THE CRITERIA TO QUALIFY FOR ITS CHARITY CARE POLICY. UPHS PURSUES COLLECTION OF THESE AMOUNTS, HOWEVER CERTAIN AMOUNTS ARE DEEMED TO BE UNCOLLECTIBLE. THESE AMOUNTS ARE CLASSIFIED IN THE PROVISION FOR BAD DEBTS IN THE ACCOMPANYING COMBINED STATEMENTS OF OPERATIONS. THE COSTING METHODOLOGY USED IN DETERMINING THE AMOUNTS REPORTED ON LINES 2 AND 3 ARE BASED ON A COST TO CHARGE RATIO.PART III, SECTION A, LINE 4
COSTING METHODOLOGY, MEDICARE SHORTFALLTHE COSTING METHODOLOGY USED IN DETERMINING THE AMOUNT REPORTED ON LINE 6 IS BASED ON A COST TO CHARGE RATIO. CONSISTENT WITH THE CHARTIABLE HEALTHCARE MISSION OF THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM ("UPHS") AND THE COMMUNITY BENEFIT STANDARD SET FORTH IN IRS REVENUE RULING 69-545, UPHS PROVIDES CARE FOR ALL PATIENTS COVERED BY MEDICARE SEEKING MEDICAL CARE AT UPHS. SUCH CARE IS PROVIDED REGARDLESS OF WHETHER THE REIMBURSEMENT PROVIDED FOR SUCH SERVICES MEETS OR EXCEEDS THE COSTS INCURRED BY UPHS TO PROVIDE SUCH SERVICES. AS A RESULT, UPHS VIEWS ANY SHORTFALL REPORTED IN LINE 7 AS AN ADDITIONAL ITEM OF COMMUNITY BENEFIT PROVIDED BY THE ORGANIZATION.PART III, SECTION B, LINE 8
COLLECTION PRACTICESTHE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM PROVIDES URGENT/EMERGENT MEDICAL SERVICES WITHOUT REGARD TO ABILITY TO PAY. WHEN IT HAS BEEN DETERMINED THAT A PATIENT IS NOT ELIGIBLE FOR COVERAGE BY EXTERNAL SOURCES OF FUNDING, FINANCIAL ASSISTANCE MAY BE AVAILABLE FOR BOTH THE UNINSURED AND UNDERINSURED, THE INDIGENT, HARDSHIP AND MEDICALLY INDIGENT AND MAY BE APPROVED AS EITHER FULL OR PARTIAL FREE CARE. PATIENTS WHO DO NOT COOPERATE WITH THE FINANCIAL COUNSELING PROCESS OR WHOSE APPLICATION FOR FINANCIAL ASSISTANCE IS DENIED BY THE HEALTH SYSTEM MAY BE PURSUED BY COLLECTION EFFORTS, INCLUDING REFERRAL TO AN OUTSIDE COLLECTION AGENCY OR ATTORNEY AS DETERMINED BY OUR PATIENT ACCOUNTING DEPARTMENT.PART III, LINE 9B
NEEDS ASSESSMENTTHE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM'S ("UPHS") MISSION IS TO PROVIDE THE MOST ADVANCED AND HIGHEST QUALITY PATIENT CARE POSSIBLE; TO PROVIDE A RICH AND DIVERSE EDUCATIONAL ENVIRONMENT FOR STUDENTS AND TRAINEES; AND TO SUPPORT CLINICAL RESEARCH THAT PUSHES THE BOUNDARIES OF CURRENT HUMAN KNOWLEDGE. TO THESE ENDS, UPHS IS AN ACTIVE PARTICIPANT IN THE WEST PHILADELPHIA NEIGHBORHOOD THAT IS OUR HOME. ON ANY GIVEN DAY, UPHS PHYSICIANS, NURSES, MEDICAL STUDENTS AND VOLUNTEERS ARE OUT IN THE COMMUNITY SHARING THEIR SKILLS, THEIR TALENTS AND MOST IMPORTANTLY, THEMSELVES FOR THE BETTERMENT OF THE COMMUNITY. - HOW THE HEALTH SYSTEM IDENTIFIES AND TAKES ACTION TO ADDRESS RACIAL, ETHNIC, AND GENDER DISPARITIES IN MEDICAL CARE EVERY DAY IN OUR NEIGHBORHOOD CLINICS, IN OUR EMERGENCY ROOM AND PHYSICIANS' OFFICES WE SEE THE EFFECTS OF RACIAL, ETHNIC AND GENDER DISPARITIES IN HEALTH CARE. IN KEEPING WITH OUR CHARITABLE PURPOSE, UPHS ACCEPTS PATIENTS IN NEED OF URGENT MEDICAL CARE REGARDLESS OF THEIR FINANCIAL STATUS OR ANY OTHER SOCIO-ECONOMIC FACTORS. AS THE MAIN PROVIDER IN A SERVICE AREA THAT INCLUDES A NUMBER OF ECONOMICALLY-CHALLENGED NEIGHBORHOODS, UPHS PROVIDES CARE TO MANY PATIENTS WHO DO NOT HAVE HEALTH INSURANCE PROVIDING MORE THAN $100 MILLION IN CHARITY AND UNDERFUNDED CARE IN FY11. IN PARTNERSHIP WITH COMMUNITY-BASED ORGANIZATIONS AND OTHER AREA INSTITUTIONS, UPHS SEEKS TO IDENTIFY AND ADDRESS RACIAL, ETHNIC AND GENDER DISPARITIES THROUGH SUPPORT FOR PROGRAMS INCLUDING, BUT NOT LIMITED TO: > PUENTES DE SALUD - A WEEKLY FREE CLINIC THAT SEEKS TO ADDRESS THE HEALTH NEEDS OF THE GROWING LATINO POPULATION BY PROVIDING LOW-COST CARE TO MORE THAN 800 PATIENTS ANNUALLY. > THE UNITY CLINIC - A FREE CLINIC THAT PROVIDES PRIMARY CARE SERVICES TO LOW-INCOME ASIAN IMMIGRANTS IN PHILADELPHIA. > WOMEN AND CHILDREN'S HEALTH SERVICES - AN AMBULATORY CARE FACILITY THAT SPECIALIZES IN THE PROVISION OF OBSTETRICAL, FAMILY PLANNING AND SOCIAL SERVICES THROUGH FREE AND LOW COST PROGRAMS THAT EXTEND WELL BEYOND TRADITIONAL MEDICAL CARE. - HOW THE HEALTH SYSTEM ASSESSES COMMUNITY HEALTH STATUS UPHS PROVIDES VARIOUS COMMUNITY SERVICES WHICH, IN CONJUNCTION WITH PROVIDING PATIENT CARE AND EDUCATIONAL INFORMATION, HELP US ASSESS THE HEALTH STATUS OF OUR COMMUNITY. SOME OF OUR MOST SUCCESSFUL INITIATIVES RESULT FROM APPLYING THE COLLECTIVE RESOURCES OF COMMUNITY RESIDENTS AND ORGANIZATIONS, HEALTH CARE PROFESSIONALS, AND PUBLIC HEALTH AGENCIES WITH THE GOAL OF IDENTIFYING AND ADDRESSING A COMMUNITY PROBLEM. THIS IS ACCOMPLISHED IN MANY WAYS, SUCH AS: FORMAL HEALTH ASSESSMENTS THAT INDIVIDUAL PROGRAMS MAY PERFORM, OPEN DIALOGUE WITH COMMUNITY LEADERS THROUGH PARTICIPATION IN COMMUNITY MEETINGS, OR BY ASSESSING COMMUNITY HEALTH STATUS IN THE WORK WE PERFORM OUT IN THE COMMUNITY. - HOW THE HEALTH SYSTEM COLLABORATES WITH COMMUNITY STAKEHOLDERS, INCLUDING OTHER INSTITUTIONAL PROVIDERS, TO IDENTIFY SPECIFIC COMMUNITY HEALTH NEEDS AND TO DEVELOP AND MEASURE EFFECTIVENESS OF PROGRAMS TO HELP MEET THOSE NEEDS COLLABORATION WITH COMMUNITY STAKEHOLDERS AND OTHER INSTITUTIONAL PROVIDERS IS A PARTICULARLY STRONG AREA FOR UPHS. WORKING IN CONJUNCTION WITH COMMUNITY-BASED NON-PROFIT ORGANIZATIONS, CITY AGENCIES AND OTHER COMMUNITY STAKEHOLDERS, UPHS SEEKS TO IDENTIFY AND ADDRESS COMMUNITY HEALTH NEEDS THROUGH PROGRAMS AND SERVICES, SUCH AS: > SAYRE HEALTH CENTER - RECOGNIZING A NEED FOR PRIMARY CARE SERVICES IN THE NEIGHBORHOOD, PENN JOINED FORCES WITH THE SCHOOL DISTRICT OF PHILADELPHIA TO BRING A STATE-OF-THE-ART HEALTH CARE FACILITY TO SAYRE HIGH SCHOOL IN WEST PHILADELPHIA. IN ADDITION TO PROVIDING PRIMARY CARE SERVICES TO THE COMMUNITY, UPHS FACULTY WORK IN PARTNERSHIP WITH SAYRE STUDENTS TO TEACH BASIC MEDICAL SERVICES THAT ONE DAY COULD LEAD TO A CAREER IN THE MEDICAL PROFESSION. > BRIDGING THE GAPS - A PARTNERSHIP OF THE AREA'S FIVE ACADEMIC HEALTH CENTERS, BRIDGING THE GAPS (BTG) LINKS THE TRAINING OF HEALTH PROFESSIONALS WITH THE PROVISION OF CARE TO ECONOMICALLY DISADVANTAGED POPULATIONS. LED BY UPHS PHYSICIANS AND STAFF, BTG GIVES MEDICAL STUDENTS THE OPPORTUNITY TO GAIN FIRST-HAND INSIGHT INTO THE COMPLEX ISSUES AFFECTING UNDERSERVED URBAN COMMUNITIES. IN ADDITION TO THE PROGRAMS OUTLINES ABOVE, UPHS PHYSICIANS AND STAFF PROVIDE EDUCATIONAL PROGRAMS IN CONJUNCTION WITH AREA HIGH SCHOOLS AND VOLUNTEER THEIR EXPERTISE TO NUMEROUS PUBLIC HEALTH COMMITTEES AND AGENCIES AT THE COMMUNITY, STATE AND NATIONAL LEVEL. - HOW THE HEALTH SYSTEM REGULARLY REPORTS TO THE COMMUNITY ON THE ORGANIZATION'S QUALITY PERFORMANCE FOR THE FULL RANGE OF SERVICES IT PROVIDES SINCE 2007, UPHS HAS PUBLISHED AN ANNUAL COMMUNITY BENEFIT REPORT, "SIMPLY BECAUSE", WHICH HIGHLIGHTS SOME OF THE EXTENSIVE WORK UPHS PERFORMS IN THE COMMUNITY. THIS WIDELY DISTRIBUTED REPORT INCLUDES EXAMPLES OF OUR COMMUNITY EFFORTS AS WELL AS STATISTICS RELATED TO THE COMMUNITY BENEFIT WE PROVIDE. ADDITIONALLY, THIS YEAR UPHS IMPLEMENTED OUR "PENN MEDICINE CARES" (COMMUNITY ACTIVITY REPORTING E-INITIATIVE) PROGRAM. WHILE THE SIMPLY BECAUSE REPORT PROVIDES US A BRIEF GLIMPSE INTO ALL THE GOOD WORK UPHS PERSONNEL ARE INVOLVED IN, IT REPRESENTS ONLY A FRACTION OF THE TOTAL COMMUNITY SERVICE WORK THAT OCCURS. WE DEVELOPED THIS REPORTING PROGRAM TO ENCOURAGE OUR EMPLOYEES TO REPORT ALL OF THE COMMUNITY SERVICES THEY PROVIDE SO THAT WE CAN BETTER TRACK COMMUNITY OUTREACH, ENCOURAGE MORE VOLUNTEERISM AND BETTER TARGET OUR EFFORTS TO MEET THE GREATEST COMMUNITY NEEDS. - WHETHER AND HOW UPHS IS ADDRESSING THE PER CAPITA COST OF CARE IN THE COMMUNITY UPHS SUPPORTS EFFORTS TO PROVIDE FREE AND LOW-COST CARE TO THE COMMUNITY THROUGH PARTNERSHIPS WITH BOTH PENN-RELATED AND NON-RELATED PROGRAMS. UPHS PHYSICIANS AND STAFF WORK IN HEALTH CLINICS THROUGHOUT PHILADELPHIA THAT PROVIDE THESE MUCH-NEEDED SERVICES THAT ALSO ADDRESSES THE PER CAPITA COST OF HEALTH CARE IN THE COMMUNITY. IN ADDITION, UPHS HAS A SPECIALTY CARE CONTRACT WITH THE CITY OF PHILADELPHIA THAT ALLOWS PHYSICIANS FROM THE CITY'S DISTRICT HEALTH CENTERS TO REFER PATIENTS INTO THE SYSTEM FOR APPOINTMENTS IN SPECIALTIES SUCH AS CARDIOLOGY, NEUROLOGY AND DERMATOLOGY. THESE SERVICES ARE PROVIDED TO THE CITY AT A SIGNIFICANTLY REDUCED COST - GIVING UNINSURED AND UNDERINSURED PATIENTS ACCESS TO CARE THEY MIGHT NOT OTHERWISE RECEIVE WHILE KEEPING DOWN THE PER CAPITA COST FOR THE CITY AND RESIDENTS OF THE COMMUNITY. AT UPHS, WORKING FOR THE BENEFIT OF THE COMMUNITY IS NOT ONLY A PRIORITY; IT IS ROOTED DEEP IN OUR CULTURE. ALONG WITH OUR ROLE AS A LEADER IN MEDICAL CARE AND RESEARCH, UPHS HAS CULTIVATED A STRONG AFFINITY WITH THE NEIGHBORHOODS WE SERVE- BECOMING INCREASINGLY RESPONSIVE IN IDENTIFYING NEEDS AND PROACTIVE IN FINDING SOLUTIONS. IN ADDITION TO OUR OWN INTERNAL EFFORTS, UPHS ALSO COLLABORATES WITH VARIOUS PUBLIC AND PRIVATE AGENCIES TO HELP DETERMINE COMMUNITY HEALTH NEEDS AND HOW BEST TO ADDRESS THEM. THE SUCCESS OF COMMUNITY OUTREACH REQUIRES A STRONG FOCUS ON SOLUTIONS. AT UPHS, WE CONTINUALLY FIND WAYS TO EXPAND AND STRENGTHEN THE SAFETY NET THAT HELPS ENSURE THE WELL-BEING OF THE COMMUNITIES WE SERVE. IN THAT REGARD, ONE OF OUR MAJOR RESPONSIBILITIES IS TO SHARE KNOWLEDGE. WORKING TOGETHER WITH COMMUNITY PARTNERS ENABLES US TO ACCOMPLISH MORE THAN ANY ONE PERSON COULD INDIVIDUALLY.PART VI, LINE 2
INFORMATION REGARDING PATIENT EDUCATION OF ELIGIBILITY FOR ASSISTANCETHE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM ("UPHS") IS COMMITTED TO CARING FOR ALL PATIENTS EQUITABLY, WITH DIGNITY, RESPECT AND COMPASSION WITHOUT REGARD TO AGE, RACE, COLOR, NATIONAL ORIGIN, RELIGIOUS CREED, SEX, PHYSICAL OR MENTAL DISABILITY, MARITAL STATUS OR SEXUAL PREFERENCE. AS PART OF THIS COMMITMENT, PENN MEDICINE OFFERS FINANCIAL COUNSELING AND ASSISTANCE PROGRAMS TO UNINSURED AND UNDERINSURED PATIENTS TO ASSIST THOSE WHO CANNOT PAY FOR ALL OR PART OF THEIR CARE. PATIENTS WILL BE CONSIDERED FOR FINANCIAL ASSISTANCE ON AN INDIVIDUAL BASIS, TAKING INTO CONSIDERATION TOTAL HOUSEHOLD INCOME AND OTHER RESOURCES. PENN MEDICINE WILL ALSO CONSIDER OTHER FACTORS IN THE PATIENT/FAMILY FINANCIAL SITUATION, SHOULD THERE BE OTHER CRITICAL EXPENSES, NOT RELATED TO THE PATIENT'S MEDICAL CARE, THAT MAKE PAYMENT OF THE FINANCIAL OBLIGATION IMPOSSIBLE, SUCH AS CARING FOR A DISABLED FAMILY MEMBER. UNINSURED OR UNDERINSURED PERSONS MAY APPLY FOR FINANCIAL ASSISTANCE AT ANY TIME DURING TREATMENT OR WHEN REQUEST FOR PAYMENT IS MADE. UPHS INFORMS AND EDUCATES PATIENTS AND PERSONS WHO MAY BE BILLED FOR PATIENT CARE ABOUT THEIR ELIGIBILITY FOR ASSISTANCE UNDER FEDERAL, STATE, OR LOCAL GOVERNMENT PROGRAMS OR UNDER UPHS'S CHARITY CARE POLICY. PATIENTS ARE INFORMED OF THE AVAILABILITY OF CHARITY CARE IN VARIOUS WAYS (E.G. AT POINT OF REGISTRATION, ON POSTERS THROUGHOUT HOSPITAL, IN PRACTICES, FINANCIAL COUNSELOR INTERVIEW AND WEBSITE).PART VI, LINE 3
COMMUNITY INFORMATIONTHE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM ("UPHS") IS SENSITIVE TO THE DISPARITY IN THE QUALITY OF HEALTH AND HEALTH CARE AMONG THE PEOPLE OF THE PHILADELPHIA AREA. IN NEIGHBORHOODS THROUGHOUT THE CITY, MANY RESIDENTS, OFTEN THE VERY YOUNG OR THE VERY OLD DO NOT HAVE ACCESS TO ADEQUATE CARE. THE QUALITY OF THEIR LIVES IS DIMINISHED BECAUSE THEY ARE UNABLE TO RECEIVE THE SERVICES AND SUPPORT THEY NEED. AWARE OF THE BARRIERS TO HEALTH CARE FACED BY OUR COMMUNITIES, WE USE OUR RESOURCES TO IMPROVE THE HEALTH AND WELLNESS AMONG THE UNDERSERVED. OUR MORAL IMPERATIVE IS TO LOOK, LISTEN, AND ACT- IN WAYS THAT WILL MAKE A DIFFERENCE. IN COLLABORATION WITH OUR PHYSICIANS, NURSES, STUDENTS AND COMMUNITY PARTNERS, WE TAKE ACTION TO ENHANCE THE WELL-BEING OF THE NEIGHBORHOODS WE ALL SHARE.PART VI, LINE 4
INFORMATION REGARDING PROMOTION OF COMMUNITY HEALTHTHE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM'S ("UPHS") CORE COMMUNITY BENEFITS PROGRAMS WERE ESTABLISHED AND CONTINUE TO THRIVE WHETHER OPERATED BY OR ENCOURAGING VOLUNTEERS BY THE HEALTH SYSTEM. HERE IS A LIST OF SOME OF THE COMMUNITY BENEFITS UPHS PROVIDES: - UNIVERSITY CITY HOSPITAL COALITION (UCHC) - PROVIDES MEALS TO THE HOMELESS AND HUNGRY. - UNITED COMMUNITY CLINIC (UCC) - A FREE HEALTH CLINIC IN THE BASEMENT OF A CHURCH IN THE EAST PARKSIDE NEIGHBORHOOD. - PROJECT ME (MIND EMPOWERMENT) - A PROGRAM AT JANE ADDAMS PLACE, AN EMERGENCY SHELTER FOR YOUNG HOMELESS MOTHERS, WHERE NURSES FROM VARIOUS DEPARTMENTS OF THE HOSPITAL OF THE UNIVERSITY OF PENNSYLVANIA (HUP) CONDUCT EDUCATIONAL CLASSES ON A VARIETY OF TOPICS INCLUDING CARING FOR BABY, FLU PREVENTION AND MORE. - ADDICTION UNIT AT PENN PRESBYTERIAN MEDICAL CENTER (PMC) - IS AN 18 BED FACILITY THAT PROVIDES REHAB TREATMENT FOR DRUG ADDICTS AND ALCOHOLICS. - DR. BERNETT L. JOHNSON, JR. SAYER HEALTH CENTER - THE LATE DR. SAYER HAD A VISION: TO CREATE A PRIMARY CARE HEALTH CENTER, WHERE PENN MEDICINE WORKS IN COLLABORATION WITH SAYER HIGH SCHOOL TO BRING STATE-OF-THE-ART HEALTH CARE TO THE NEIGHBORHOOD. SAYER IS ONE OF 30 SCHOOLS IN THE CITY PARTICIPATING IN PROJECT BIOEYES, AN INNOVATIVE EDUCATIONAL INITIATIVE SPONSORED BY THE UNIVERSITY OF PENNSYLVANIA'S INSTITUTE FOR REGENERATIVE MEDICINE AND THE NETTER CENTER FOR COMMUNITY PARTNERSHIPS. - PREVENTION POINT CLINIC - A NON-PROFIT GROUP THAT PRIMARILY SERVES THOSE WHO ARE UNINSURED OR LIVING IN SHELTERS. THE PRESENCE OF PENN DOCTORS AT THE CLINIC HAS BEEN GETTING AROUND BY WORD-OF-MOUTH. PREVENTION POINT OFFERS A VARIETY OF HEALTH SERVICES RANGING FROM TREATING INFECTIONS TO PROVIDING VACCINES FOR HEPATITIS AND TETANUS. PATIENTS WITH MORE CHRONIC ISSUES CAN RECEIVE REFERRALS TO PRIMARY CARE ELSEWHERE IN THE CITY. - PUENTES DE SALUD - THE GOAL OF THE ORGANIZATION IS TO BRIDGE THE GAP BRINGING LOW COST, HIGH QUALITY HEALTH CARE AND SOCIAL SERVICES TO SOUTH PHILADELPHIA'S GROWING LATINO POPULATION. VOLUNTEERS CONSISTING OF PENN PHYSICIANS, NURSES, MEDICAL STUDENTS AND UNDERGRADUATES FROM THE UNIVERSITY OF PENNSYLVANIA PROVIDE CARE FOR NEARLY 1,400 PATIENTS PRIMARILY SPANISH SPEAKING IMMIGRANTS. ROUGHLY 10% OF THEM ARE DIABETIC. - LATINA COMMUNITY HEALTH SERVICES (LCHS) IS THE WOMEN'S HEALTH EXTENSION OF PUENTES DE SALUD. THE PROGRAM WAS CREATED TO PROVIDE QUALITY HEALTH CARE TO HISPANIC WOMEN INCLUDING ULTRASOUND SCREENING AND DIABETES EDUCATION. - A GROUP OF CLERGY MEMBERS FROM CHRISTIAN STRONGHOLD BAPTIST CHURCH FREQUENTLY ADVISE PARISHIONERS SUFFERING FROM DEPRESSION, ANXIETY AND OTHER MENTAL HEALTH ISSUES. IN ORDER TO PROVIDE BETTER COUNSEL, THE CLERGY MEMBERS CONTACTED ASSISTANT PROFESSORS FROM THE HOSPITAL OF THE UNIVERSITY OF PENNSYLVANIA. ALONG WITH OTHER PENN PHYSICIANS THEY OVERSEE A SERIES OF SEMINARS AT THE CHURCH IN CONJUNCTION WITH THE MAINLINE CHAPTER OF THE NATIONAL ALLIANCE ON MENTAL ILLNESS (NAMI) TO EDUCATE THE PASTORS ON MENTAL HEALTH ISSUES. - HALL-MERCER HOMELESS PROGRAM - A PROGRAM THAT PROVIDES CARE AND RESOURCES FOR PEOPLE WHO LIVE ON THE STREETS OR HAVE A HISTORY OF HOMELESSNESS. AS THE BEHAVIORAL WING OF PENNSYLVANIA HOSPITAL, HALL-MERCER OFFERS A FULL RANGE OF SERVICES TO THE CITY'S MENTALLY ILL OR DISPLACED POPULATION. - PENN SIGHT SAVERS PROGRAM - A GROUP OF STUDENTS FROM THE SCHOOL OF MEDICINE CONDUCT HUNDREDS OF FREE GLAUCOMA SCREENING AND EDUCATE COMMUNITIES ON THE TOPIC OF OCULAR HEALTH.PART VI, LINE 5
AFFILIATED HEALTHCARE SYSTEM INFORMATIONTHE MISSION OF THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM IS EXCELLENCE IN EDUCATION, RESEARCH, AND CLINICAL CARE. WE STRIVE TO ACHIEVE THESE GOALS BY HAVING THE BEST PEOPLE IN MEDICAL EDUCATION, HEALTH-RELATED RESEARCH, AND PATIENT CARE; MAKING USE OF KNOWLEDGE GAINED FROM NEARLY TWO AND A HALF CENTURIES OF LEARNING AND DISCOVERY AS PART OF A WORLD-CLASS UNIVERSITY; DELIVERING HIGH-QUALITY MEDICINE TO PATIENTS ACROSS A FULLY INTEGRATED ACADEMIC HEALTH SYSTEM; AND FULFILLING A COMMITMENT TO IMPROVE THE HEALTH OF PEOPLE IN THE COMMUNITIES SERVED BY THE HEALTH SYSTEM AND AROUND THE WORLD. AS PART OF AN AFFILIATED HEALTHCARE SYSTEM, THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM CONSISTS OF CERTAIN OPERATING DIVISIONS OF THE TRUSTEES OF THE UNIVERSITY OF PENNSYLVANIA (THE "UNIVERSITY") AND AFFILIATED ENTITIES, INCLUDING: - THE HOSPITAL OF THE UNIVERSITY OF PENNSYLVANIA ("HUP"), A 727 LICENSED BED QUATERNARY CARE HOSPITAL AND ACADEMIC MEDICAL CENTER LOCATED ON THE CAMPUS OF THE UNIVERSITY IN THE WEST PHILADELPHIA AREA OF PHILADELPHIA, PENNSYLVANIA; - PENN PRESBYTERIAN MEDICAL CENTER OF THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM ("PRESBYTERIAN"), A 317 LICENSED BED ACUTE CARE HOSPITAL LOCATED ADJACENT TO THE CAMPUS OF THE UNIVERSITY IN THE WEST PHILADELPHIA AREA OF PHILADELPHIA, PENNSYLVANIA; - PENNSYLVANIA HOSPITAL OF THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM ("PENNSYLVANIA HOSPITAL"), A 550 LICENSED BED ACUTE CARE HOSPITAL LOCATED IN THE CENTER CITY AREA OF PHILADELPHIA, PENNSYLVANIA; - THE CLINICAL PRACTICES OF THE UNIVERSITY OF PENNSYLVANIA ("CPUP"), THE APPROVED FACULTY PRACTICE PLAN FOR THE CLINICAL PRACTICES OF 1,355 MEMBERS OF THE MEDICAL FACULTY OF THE UNIVERSITY'S SCHOOL OF MEDICINE; - CLINICAL CARE ASSOCIATES OF THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM ("CCA"), A PRIMARY CARE PHYSICIAN NETWORK CURRENTLY EMPLOYING APPROXIMATELY 170 PHYSICIANS AT 51 OFFICE LOCATIONS IN SOUTHEASTERN PENNSYLVANIA AND THROUGH ITS NEW JERSEY AFFILIATE IN SOUTHERN NEW JERSEY; AND - WISSAHICKON HOSPICE ("WISSAHICKON HOSPICE"), A HOSPICE CARE FACILITY SERVING THE TERMINALLY ILL, LOCATED IN BALA CYNWYD, PENNSYLVANIA AND IN THE CENTER CITY DISTRICT OF PHILADELPHIA, PENNSYLVANIA. HUP AND CPUP ARE OPERATING DIVISIONS OF THE UNIVERSITY. PRESBYTERIAN, PENNSYLVANIA HOSPITAL, WISSAHICKON HOSPICE AND CCA ARE SEPARATE NONPROFIT CORPORATIONS AFFILIATED WITH AND CONTROLLED BY THE UNIVERSITY. UPHS ACCEPTS PATIENTS IN SERIOUS NEED OF PROFESSIONAL MEDICAL CARE, INDEPENDENT OF THEIR FINANCIAL STATUS. THIS DEFINITION INCLUDES THOSE PATIENTS SUFFERING FROM A MEDICAL CONDITION MANIFESTING ITSELF BY ACUTE SYMPTOMS OF SUFFICIENT SEVERITY (INCLUDING SEVERE PAIN) SUCH THAT THE ABSENCE OF IMMEDIATE MEDICAL ATTENTION COULD REASONABLY BE EXPECTED TO RESULT IN (1) PLACING THE HEALTH OF THE INDIVIDUAL (OR, WITH RESPECT TO A PREGNANT WOMAN, THE HEALTH OF THE WOMAN OR HER UNBORN CHILD) IN SERIOUS JEOPARDY, OR (2) SERIOUS IMPAIRMENT TO BODILY FUNCTIONS. ACCORDINGLY, UPHS MAINTAINS RECORDS TO IDENTIFY AND MONITOR THE LEVEL OF CHARITY CARE THEY PROVIDE. THESE RECORDS INCLUDE THE AMOUNT OF PAYMENT FOREGONE, BASED ON ESTABLISHED RATES, FOR SERVICES AND SUPPLIES FURNISHED UNDER ITS CHARITY CARE POLICY. UPHS ALSO PROVIDES CARE TO PATIENTS WHO DO NOT HAVE HEALTH INSURANCE OR MEET THE CRITERIA TO QUALIFY FOR ITS CHARITY CARE POLICY. UPHS PURSUES COLLECTION OF THESE AMOUNTS, HOWEVER CERTAIN AMOUNTS ARE DEEMED TO BE UNCOLLECTIBLE. THESE AMOUNTS ARE CLASSIFIED IN THE PROVISION FOR BAD DEBTS. UPHS' UNCOMPENSATED CARE COMPRISED OF CHARITY CARE AND THE PROVISION FOR BAD DEBTS TOTALED $178,372,000 AND $185,584,000 FOR 2011 AND 2010, RESPECTIVELY. ADDITIONALLY, THE COSTS OF PROVIDING SERVICES TO ELIGIBLE WELFARE RECIPIENTS, WHO PARTICIPATE IN THE PENNSYLVANIA MEDICAL ASSISTANCE AND LOCAL MANAGED MEDICAID PROGRAMS EXCEEDED REIMBURSEMENT BY $87,881,000 AND $101,447,000 IN 2011 AND 2010, RESPECTIVELY. IN ADDITION TO PROVIDING DIRECT PATIENT CHARITY CARE AND IN FURTHERANCE OF ITS EXEMPT PURPOSE TO BENEFIT THE COMMUNITY, UPHS OPERATES EMERGENCY ROOMS OPEN TO THE PUBLIC 24-HOURS PER DAY, 7 DAYS PER WEEK; MAINTAINS RESEARCH FACILITIES FOR THE STUDY OF DISEASE AND INJURIES; PROVIDES FACILITIES FOR TEACHING AND TRAINING VARIOUS MEDICAL PERSONNEL; FACILITATES THE ADVANCEMENT OF MEDICAL AND SURGICAL EDUCATION; AND PROVIDES VARIOUS COMMUNITY SERVICES SUCH AS SCREENINGS FOR THE DETECTION OF BREAST, COLORECTAL AND SKIN CANCER, CANCER SUPPORT GROUPS, A TOLL FREE NUMBER FOR CANCER INFORMATION, FREE IMMUNIZATION SHOTS, TRAINING PROGRAMS FOR THE CITY FIRE AND POLICE DEPARTMENTS, HEALTH EDUCATION CLASSES, SPEECHES AND REGULARLY PROVIDES HEALTH RELATED INFORMATION TO TELEVISION AND RADIO NEWS PROGRAMS AND TO REPORTERS AT NEWSPAPERS AND MAGAZINES.PART VI, LINE 6
STATE FILING OF COMMUNITY BENEFIT REPORTN/APART VI, LINE 7

Schedule I IRS990ScheduleI

FieldValueIRS element (for citing)
Records MaintainedtrueRecordsMaintained

Form990 Schedule I Part III Form990ScheduleIPartIII (2 entries)

Type Of GrantTypeOfGrantNumber Of RecipientsNumberOfRecipientsAmount Of Cash GrantAmountOfCashGrantAmount Of Non Cash AssistanceAmountOfNonCashAssistanceMethod Of ValuationMethodOfValuationDescription Of Non Cash AssistanceDescriptionOfNonCashAssistance
FINANCIAL AID TO UNDERGRADUATE STUDENTS56842012163400N/AN/A
FINANCIAL AID TO GRADUATE/PROFESSIONAL STUDENTS64571113418270N/AN/A

Form990 Schedule I Part IV Form990ScheduleIPartIV (2 entries)

IdentifierIdentifierReturn ReferenceReturnReferenceExplanationExplanation
PROCEDURES FOR MONITORING GRANTS/SCHOLARSHIPS AWARDEDFORM 990, SCHEDULE I, PART I, LINE 2THE UNIVERSITY MAINTAINS A POLICY OF OFFERING QUALIFIED UNDERGRADUATE APPLICANTS ADMISSION TO THE UNIVERSITY WITHOUT REGARD TO FINANCIAL CIRCUMSTANCES. IN SUCH REGARD, THE UNIVERSITY PROVIDES FINANCIAL ASSISTANCE TO ELIGIBLE STUDENTS IN THE FORM OF DIRECT GRANTS, LOANS AND EMPLOYMENT. THE UNIVERSITY MONITORS AND MAINTAINS RECORDS OF SUCH FINANCIAL ASSISTANCE PROVIDED. ALL UNDERGRADUATE FINANCIAL AID AWARDED BY THE UNIVERSITY IS BASED ONLY ON FINANCIAL NEED. AN UNDERGRADUATE STUDENT MAY ALSO BE ELIGIBLE FOR FACULTY/STAFF TUITION REMISSION AS A RESULT OF A PARENT BEING ELIGIBLE TO RECEIVE THIS BENEFIT AS A CONDITION OF THEIR EMPLOYMENT. GRADUATE/PROFESSIONAL FINANCIAL AID CAN BE AWARDED BASED ON FINANCIAL NEED, SERVICE (TEACHING FELLOWSHIPS, RESEARCH ASSISTANTSHIPS AND FELLOWSHIPS) OR OTHER CRITERIA SUCH AS MERIT/ACADEMICS. A GRADUATE/PROFESSIONAL STUDENT MAY ALSO BE ELIGIBLE FOR FACULTY/STAFF BENEFIT AS DESCRIBED ABOVE.
SUBAWARDSFORM 990, SCHEDULE I, PART IIIN FURTHERANCE OF ITS RESEARCH ACTIVITIES, THE UNIVERSITY OF PENNSYLVANIA MAKES SUB-AWARDS TO OTHER INSTITUTIONS THAT PERFORM RESEARCH IN CONNECTION WITH RESEARCH GRANTS AWARDED TO THE UNIVERSITY. THE UNIVERSITY DOES NOT CATEGORIZE THESE SUB-AWARDS AS "GRANTS AND OTHER ASSISTANCE" FOR FORM 990 REPORTING, SINCE THE RECIPIENT ORGANIZATIONS PERFORM RESEARCH SERVICES FOR THE UNIVERSITY AND ARE CONSIDERED INDEPENDENT CONTRACTORS WHICH SERVE THE DIRECT NEEDS OF THE UNIVERSITY. DURING THE YEAR ENDED JUNE 30, 2011, THE UNIVERSITY OF PENNSYLVANIA MADE SUB-AWARD PAYMENTS TO 333 RECIPIENT ORGANIZATIONS TOTALING $92,223,476.

Schedule J IRS990ScheduleJ

FieldValueIRS element (for citing)
First Class Or Charter TravelXFirstClassOrCharterTravel
Travel For CompanionsXTravelForCompanions
Idemnification Gross Up PaymentsXIdemnificationGrossUpPayments
Housing Allowance Or ResidenceXHousingAllowanceOrResidence
Club Dues Or FeesXClubDuesOrFees
Personal ServicesXPersonalServices
Written Policy Re T And E ExpensestrueWrittenPolicyReTAndEExpenses
Substantiation RequiredtrueSubstantiationRequired
Compensation CommitteeXCompensationCommittee
Independent ConsultantXIndependentConsultant
Written Employment ContractXWrittenEmploymentContract
Compensation SurveyXCompensationSurvey
Board Or Committee ApprovalXBoardOrCommitteeApproval
Severance PaymentfalseSeverancePayment
Supplemental Nonqual Retire PlantrueSupplementalNonqualRetirePlan
Equity Based Comp ArrangementfalseEquityBasedCompArrangement
Comp Based On Revenue Of Filing OrgfalseCompBasedOnRevenueOfFilingOrg
Comp Based On Revenue Related OrgsfalseCompBasedOnRevenueRelatedOrgs
Comp Based Net Earnings Filing OrgfalseCompBasedNetEarningsFilingOrg
Comp Based Net Earnings Relate OrgsfalseCompBasedNetEarningsRelateOrgs
Any Non Fixed PaymentstrueAnyNonFixedPayments
Initial Contract ExceptionfalseInitialContractException

Form990 Schedule J Part II Form990ScheduleJPartII (42 entries)

Base Compensation Filing OrgBaseCompensationFilingOrgComp Based On Related OrgsCompBasedOnRelatedOrgsBonus Filing OrgBonusFilingOrgBonus Related OrgsBonusRelatedOrgsOther Compensation Filing OrgOtherCompensationFilingOrgOther Compensation Related OrgsOtherCompensationRelatedOrgsDeferred Comp Filing OrgDeferredCompFilingOrgDeferred Comp Related OrgsDeferredCompRelatedOrgsNontaxable Benefits Filing OrgNontaxableBenefitsFilingOrgNontaxable Benefits Related OrgsNontaxableBenefitsRelatedOrgsTotal Compensation Filing OrgTotalCompensationFilingOrgTotal Compensation Related OrgsTotalCompensationRelatedOrgsComp Report Prior990 Filing OrgCompReportPrior990FilingOrgComp Report Prior990 Related OrgsCompReportPrior990RelatedOrgs
ROBIN BECK
36474805100001519502205001837604713690113850
CRAIG CARNAROLI
59705401600000148648054450019035097918701481980
JEFFREY COOPER
271344036000011610252000213200355025000
LORI DOYLE
25181604090704860209500359860350145039070
BONNIE GIBSON
263566040000064350241400126340346775053360
STEPHEN GOLDING
316065038000012900287060117000395761000
JACK HEUER
2991500430000115690273450839703894610111190
JOHN HORN
22843302000004910207770333270303028000
LESLIE KRUHLY
223687033000013230206640777120356386000
JOANN MITCHELL
274376036000090620252000132860357924084410
ANNE PAPAGEORGE
30121604800001172002748201136103997790112710
VINCENT PRICE
467734011500006900427500519260678100000
GREGORY ROST
33826905800002584603127502532404787140251560
ARTHUR RUBENSTEIN
1370991068026405561350220500258230265526303719550
MAUREEN RUSH
23279403200004680021587019305031036603560
WENDY WHITE
47444407700005933204430003854806936240580420
MARIE WITT
255902041500070800237960303840358662065860
JOHN ZELLER
45539107200005700902205003998906464390557190
ANDREW BINNS
27771700015670223000171990318783000
PATRICK BRENNAN
35544401949060532130220500516710677284000
REBECCA V BUSHNELL
33551904500002184403276002723604623590205540
MICHAEL DANDORPH
469564023316508097809350002099008981970804770
PETER DEGNAN
2784100005900220500150070316057000
STEVEN J FLUHARTY
385918000690098000157250412133000
GLEN N GAULTON
48267701987880311460220500138720748533000
KRISTIN GILBERTSON
566025075559803880137050082340146729501555980
ELIZABETH JOHNSTON
501436024538501156930984010834009692550942360
KEITH KASPER
4591720218969010385709100002067608936740619870
CHRISTOPHER KOPS
30664101188810105390218480358340493743000
KEVIN MAHONEY
4941550241395010968909679902163209636700858380
GAIL MORRISON
424106017660702373102205001202440766738000
RALPH MULLER
129524506414780263457000171050221728502418400
PETER QUINN
73444503641310565302205001586401142143000
THOMAS ROBERTSON
52942606800005075402205001541306856430261450
GARRY SCHEIB
8149680387406015297201610000144090153075501392190
RAMIN SEDEHI
2260700003070209670159880263332000
MICHAEL SEAN GRADY MD
116846904605750348803150004636701710399000
THOMAS L SPRAY MD
129503800030555802205001388701636533000
PAUL MARCOTTE MD
103686204449590171101764001562801516800000
WILLIAM C WELCH MD
94174204560170114803150001756601447973000
ROSALIE ELENITSAS MD
646481069174205744103150001776301444927000
AMY GUTMANN
91472400035121047700003589701462742000

Form990 Schedule J Part III Form990ScheduleJPartIII

FieldValueIRS element (for citing)
IdentifierCOMPENSATION INFORMATIONIdentifier
ExplanationSUPPLEMENTAL NONQUALIFIED RETIREMENT PLAN PARTICIPATION FORM 990, SCHEDULE J, LINE 4B THE TRUSTEES OF THE UNIVERSITY OF PENNSYLVANIA ("UNIVERSITY") MAINTAINS A SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN ("SERP") DESIGNED FOR SENIOR ADMINISTRATORS AND DEANS OF THE UNIVERSITY AS DESIGNATED BY THE BOARD OF TRUSTEES WHO HAVE MADE THE 5% EMPLOYEE CONTRIBUTION TO THE UNIVERSITY'S 403(B) PLAN, HAVE UNIVERSITY COMPENSATION OVER CERTAIN IRS PROSCRIBED THRESHOLDS, AND ARE ACTIVELY EMPLOYED BY THE UNIVERSITY WHEN THE CONTRIBUTION IS MADE. VESTING IN THE SERP OCCURS AFTER EACH THREE YEARS OF PARTICIPATION AND UPON THE OCCURRENCE OF CERTAIN EVENTS (ATTAINMENT OF AGE 65, DEATH, DISABILITY, OR INVOLUNTARY TERMINATION WITHOUT "CAUSE"). CONTRIBUTIONS FOR THOSE WHO HAVE REACHED AGE 65 WILL BE FULLY VESTED WHEN MADE. UPON REACHING A VESTING DATE, PARTICIPANTS WILL AUTOMATICALLY RECEIVE A "PARTIAL" DISTRIBUTION WHICH WILL BE WITHHELD TO SATISFY THE TAX CONSEQUENCES OF VESTING. THE BALANCE OF VESTED SERP ACCOUNT WILL REMAIN IN THE PLAN AND WILL BE DISTRIBUTED (PLUS OR MINUS INVESTMENT EARNINGS/LOSSES) UPON TERMINATION OF EMPLOYMENT. PARTICIPANTS WHO VOLUNTARILY TERMINATE BEFORE VESTING WILL FORFEIT THE BALANCE IN THEIR ACCOUNTS. THE FOLLOWING INDIVIDUALS LISTED ON FORM 990, PART VII, SECTION A, LINE 1A PARTICIPATED IN THE UNIVERSITY SERP PLAN DURING THE YEAR: BECK, ROBIN CARNAROLI, CRAIG COOPER, JEFFREY DOYLE, LORI GIBSON, BONNIE GOLDING, STEPHEN HEUER, JACK HORN, JOHN KRUHLY, LESLIE MITCHELL, JOANN PAPAGEORGE, ANNE PRICE, VINCENT ROST, GREGORY RUBENSTEIN, ARTHUR RUSH, MAUREEN WHITE, WENDY WITT, MARIE ZELLER, JOHN THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM ("HEALTH SYSTEM") MAINTAINS A SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN ("SERP") DESIGNED FOR SENIOR ADMINISTRATORS OF THE HEALTH SYSTEM, AS DESIGNATED BY THE BOARD OF TRUSTEES, WHO ARE ACTIVELY EMPLOYED BY THE HEALTH SYSTEM WHEN THE CONTRIBUTIONS ARE MADE. VESTING IN THE SERP OCCURS AFTER EACH THREE YEARS OF PARTICIPATION AND UPON THE OCCURRENCE OF CERTAIN EVENTS (ATTAINMENT OF AGE 65, DEATH, DISABILITY, OR INVOLUNTARY TERMINATION WITHOUT "CAUSE"). CONTRIBUTIONS FOR THOSE WHO HAVE REACHED AGE 65 WILL BE FULLY VESTED WHEN MADE. UPON REACHING A VESTING DATE, PARTICIPANTS WILL AUTOMATICALLY RECEIVE A FULL DISTRIBUTION WHICH IS TAXABLE AS EARNED INCOME. PARTICIPANTS WHO VOLUNTARILY TERMINATE BEFORE VESTING WILL FORFEIT THE BALANCE IN THEIR ACCOUNTS. THE FOLLOWING INDIVIDUALS LISTED ON FORM 990, PART VII, SECTION A, LINE 1A PARTICIPATED IN THE HEALTH SYSTEM SERP PLAN DURING THE YEAR: DANDORPH, MICHAEL JOHNSTON, ELIZABETH KASPER, KEITH MAHONEY, KEVIN MULLER, RALPH QUINN, PETER SCHEIB, GARRY ------------------------------ PROVISION OF NON-FIXED PAYMENTS FORM 990, SCHEDULE J, LINE 7 THE TRUSTEES OF THE UNIVERSITY OF PENNSYLVANIA PROVIDES DISCRETIONARY BONUS AND/OR INCENTIVE COMPENSATION PAYMENTS TO ELIGIBLE EMPLOYEES. PAYMENTS MADE TO ANY DISQUALIFIED PERSON ARE APPROVED BY THE COMPENSATION COMMITTEE THROUGH THE PROCESS DESCRIBED IN FORM 990, PART VI, SECTION B, LINE 15.Explanation

Schedule K IRS990ScheduleK

Form990 Schedule K Part I Form990ScheduleKPartI (4 entries)

Issuer EINIssuerEINCUSIP NumberCUSIPNumberDate IssuedDateIssuedIssue PriceIssuePriceDescription Of PurposeDescriptionOfPurposeDefeasedDefeasedOn Behalf Of IssuerOnBehalfOfIssuerPool FinancingPoolFinancing
PA HIGHER ED FACILITIES AUTHORITY- SERIES A&B 2005
22224385270917NR972005-01-12112618284REFUND 1995 BONDS; SPRINKLER SYSTMfalsefalsefalse
PA HIGHER ED FACILITIES AUTHORITY- SERIES C 2005
22224385270917N7V02005-08-18146112644REDEEM 1998 BONDS; CAP PROJECTSfalsefalsefalse
PA HIGHER ED FACILITIES AUTHORITY- SERIES A 2009
22224385270917RUS22009-03-16228289883VARIOUS CAPITAL PROJECTSfalsefalsefalse
PA HIGHER ED FACILITIES AUTHORITY- SERIES B 2009
22224385270917RUS22009-03-1644226561REFUND 2008A (REFUNDING 2002B)falsefalsefalse

Form990 Schedule K Part II Form990ScheduleKPartII (4 entries)

Amount RetiredAmountRetiredAmount Bond DefeasedAmountBondDefeasedTotal ProceedsTotalProceedsAmount In Reserve FundAmountInReserveFundCapitalized InterestCapitalizedInterestRefunding EscrowRefundingEscrowIssuance Costs From ProceedsIssuanceCostsFromProceedsCredit EnhancementCreditEnhancementWorking Capital ExpendituresWorkingCapitalExpendituresCapital ExpendituresCapitalExpendituresOther Spent ProceedsOtherSpentProceedsAmount UnspentAmountUnspentYear Of Subst CompletionYearOfSubstCompletionCurrent RefundingCurrentRefundingAdvance RefundingAdvanceRefundingFinal Allocation MadeFinalAllocationMadeAdequate Books And Recds MaintaindAdequateBooksAndRecdsMaintaind
49531284011261828400027358500503928410730541502005truetruetruetrue
9531644014611264400094562900701269897504002602006falsetruetruetrue
483488302284587400001585008001946660463220768602011falsefalsetruetrue
18675610442265610003276200004389894102002truefalsetruetrue

Form990 Schedule K Part III Form990ScheduleKPartIII (4 entries)

Owning Bond Financed PropertyOwningBondFinancedPropertyAny Lease ArrangementsAnyLeaseArrangementsMngment Cntrct Bond Financd PrprtyMngmentCntrctBondFinancdPrprtyAny Research AgreementsAnyResearchAgreementsBond Counsel Routinely EngagedBondCounselRoutinelyEngagedPrcntge Prvt Business Use By OthersPrcntgePrvtBusinessUseByOthersPercentage Of Prvt Business Re UBIPercentageOfPrvtBusinessReUBITotal Private Business UseTotalPrivateBusinessUsePost Issuance Compliance ProcdrsPostIssuanceComplianceProcdrs
falsefalsefalsefalsetrue0.000000.003500.00350true
falsetruetruetruetrue0.003250.009140.01239true
falsefalsefalsefalsefalse0.000000.000000.00000true
0.000000.000000.00000

Form990 Schedule K Part IV Form990ScheduleKPartIV (4 entries)

Form8038 T FiledForm8038TFiledVariable Rate IssueVariableRateIssueHedge Identified In Books And RecdsHedgeIdentifiedInBooksAndRecdsGross Proceeds Invested In GICGrossProceedsInvestedInGICGross Proceeds InvestedGrossProceedsInvestedException To RebateExceptionToRebate
falsefalsefalsefalsefalsetrue
falsefalsefalsefalsefalsetrue
falsefalsefalsefalsefalsetrue
falsefalsefalsefalsefalsetrue

Form990 Schedule K Part V Form990ScheduleKPartV (4 entries)

IdentifierIdentifierReturn ReferenceReturnReferenceExplanationExplanation
ADDITIONAL CUSIP # INFORMATIONFORM 990, SCHEDULE K, PART I, ROW A, ITEM (C)THE FOLLOWING IS AN ADDITIONAL CUSIP# FOR THE PA HIGHER ED FACILITIES AUTHORITY- SERIES A & B OF 2005- 70917NQ72
DESCRIPTION OF BOND ISSUES- ALLOCATION OF PROCEEDSFORM 990, SCHEDULE K, PART IA PORTION OF THE PA HIGHER ED FACILITIES AUTHORITY- UPHS SERIES A 2011 BOND ISSUE HAS BEEN ALLOCATED TO PENNSYLVANIA HOSPITAL OF UPHS (EIN 31-1538725) AND TO PRESBYTERIAN MEDICAL CENTER (EIN 23-2810852), RELATED IRC SECTION 501(C)(3) ORGANIZATIONS. SINCE THE TRUSTEES OF THE UNIVERSITY OF PENNSYLVANIA ("UNIVERSITY) REMAINS AS THE PRIMARY OBLIGOR OF THE BOND, ALL INFORMATION REGARDING THE UPHS SERIES A 2011 BOND ISSUE HAS BEEN REPORTED ON THE FORM 990, SCHEDULE K OF THE UNIVERSITY. THE TOTAL ALLOCATED OUSTANDING BALANCE WAS $14,886,140 FOR PENNSYLVANIA HOSPITAL AND $14,886,140 FOR PRESBYTERIAN MEDICAL CENTER AS OF JUNE 30, 2011. A PORTION OF THE PA HIGHER ED FACILITIES AUTHORITY- UPHS SERIES A OF 2008 BOND ISSUE HAS BEEN ALLOCATED TO PENNSYLVANIA HOSPITAL OF UPHS (EIN 31-1538725), A RELATED IRC SECTION 501(C)(3) ORGANIZATION. SINCE THE UNIVERSITY REMAINS AS THE PRIMARY OBLIGOR OF THE BOND, ALL INFORMATION REGARDING THE SERIES A OF 2008 BOND ISSUE HAS BEEN REPORTED ON THE FORM 990, SCHEDULE K OF THE UNIVERSITY. THE TOTAL ALLOCATED OUSTANDING BALANCE FOR PENNSYLVANIA HOSPITAL WAS $21,350794 AS OF JUNE 30, 2011. A PORTION OF THE PA HIGHER ED FACILITIES AUTHORITY- UPHS SERIES A OF 2005 BOND ISSUE HAS BEEN ALLOCATED TO PRESBYTERIAN MEDICAL CENTER (EIN 23-2810852), A RELATED IRC SECTION 501(C)(3) ORGANIZATION. SINCE THE UNIVERSITY REMAINS AS THE PRIMARY OBLIGOR OF THE BOND, ALL INFORMATION REGARDING THE SERIES A OF 2005 BOND ISSUE HAS BEEN REPORTED ON THE FORM 990, SCHEDULE K OF THE UNIVERSITY. THE TOTAL ALLOCATED OUSTANDING BALANCE FOR PRESBYTERIAN MEDICAL CENTER WAS $31,648690 AS OF JUNE 30, 2011.
ADDITIONAL DETAIL FOR PROCEEDS OF ISSUESFORM 990, SCHEDULE K, PART II, LINE 3FOR PA HIGHER ED FACILITIES AUTHORITY- SERIES A 2009, THE TOTAL PROCEEDS OF ISSUE REPORTED INCLUDES $168,857 IN INVESTMENT EARNINGS. FOR PA HIGHER ED FACILITIES AUTHORITY- SERIES A 2011, THE TOTAL PROCEEDS OF ISSUE REPORTED INCLUDES $6,086 IN INVESTMENT EARNINGS. FOR PA HIGHER ED FACILITIES ATHRTY- UPHS SERIES B 2005, THE TOTAL PROCEEDS OF ISSUE REPORTED INCLUDES $1,165,427 IN INVESTMENT EARNINGS. FOR PA HIGHER ED FACILITIES ATHRTY- UPHS SERIES A 2011, THE TOTAL PROCEEDS OF ISSUE REPORTED INCLUDES $7 IN INVESTMENT EARNINGS.
ADDITIONAL DETAIL FOR PRIVATE BUSINESS USE PERCENTAGESFORM 990, SCHEDULE K, PART IIIFOR THE PA HIGHER ED FACILITIES AUTHORITY- SERIES A OF 2011, UPHS SERIES A OF 2011, SERIES A OF 2009, AND UPHS SERIES A OF 2008, THE UNIVERSITY HAS SPECIFICALLY ALLOCATED EQUITY TO ALL SOURCES OF PRIVATE BUSINESS USE, WITH THE EXCEPTION OF ISSUANCE COSTS, WITHIN THE REQUIRED TIME FRAME. AS SUCH, THE UNIVERSITY HAS REPORTED 0% PRIVATE BUSINESS USE FOR THESE BOND SERIES ON SCHEDULE K, PART III, LINES 4 AND 5.

Schedule L IRS990ScheduleL

Loan Table LoanTable (3 entries)

Purpose Of LoanPurposeOfLoanLoan From OrganizationLoanFromOrganizationOriginal PrincipalOriginalPrincipalAmountBalance DueBalanceDueDefaultDefaultApproved By BoardApprovedByBoardWritten AgreementWrittenAgreement
AFAF MELEIS
MORTGAGE ASSISTANCEX$200,000200000falsetruetrue
ANDREW PORTER
EMPLOYEE LOANX$150,00064286falsetruetrue
MARILYN J TAYLOR
EMPLOYEE LOANX$150,00062500falsetruetrue
FieldValueIRS element (for citing)
Total Balance Due326786TotalBalanceDue

Form990 Schedule L Part IV Form990ScheduleLPartIV (6 entries)

RelationshipRelationshipAmount Of TransactionAmountOfTransactionDescription Of TransactionDescriptionOfTransactionSharing Of RevenuesSharingOfRevenues
COMCAST CORPORATION
COMMON TRUSTEE/OFFICER404013PROGRAMMING/ADVERTISING SRVCSfalse
GENERAL ELECTRIC COMPANY
COMMON TRUSTEE/OFFICER9379335PURCHASE OF MEDICAL DEVICESfalse
GOLDMAN SACHS
COMMON TRUSTEE/OFFICER3469420DERIVATIVE OPERATIONSfalse
GOLDMAN SACHS
COMMON TRUSTEE/OFFICER10700296POSTING OF COLLATERAL/RETURNSfalse
JP MORGAN ASSET MANAGEMENT
COMMON TRUSTEE/OFFICER796919PENSION PLAN CONTRIB/SERVICESfalse
JLL PARTNERS
COMMON TRUSTEE/OFFICER121886PROJECT MANAGEMENT SERVICESfalse

Form990 Schedule L Part V Form990ScheduleLPartV (3 entries)

IdentifierIdentifierReturn ReferenceReturnReferenceExplanationExplanation
GRANTS OR ASSISTANCE BENEFITING INTERESTED PERSONSFORM 990, SCHEDULE L, PART IIICERTAIN OFFICERS AND KEY EMPLOYEES OF THE UNIVERSITY MAY RECEIVE TUITION ASSISTANCE FROM THE ORGANIZATION. THE AMOUNT OF SUCH ASSISTANCE HAS BEEN ACCOUNTED FOR AS A COMPONENT OF OVERALL COMPENSATION REPORTED FOR EACH APPLICABLE OFFICER/KEY EMPLOYEE ON FORM 990, PART VII. AS A RESULT, PURSUANT TO THE FORM 990, SCHEDULE L INSTRUCTIONS, SUCH AMOUNTS HAVE NOT BEEN ALSO REPORTED ON SCHEDULE L, PART III.
SUPPLEMENTAL INFORMATION REGARDING BUSINESS TRANSCATIONS INV. INT. PERSONSFORM 990, SCHEDULE L, PART IV, ITEM #4THE GOLDMAN SACHS POSTING OF COLLATERAL/RETURNS SIGNIFIES COLLATERAL REQUIRED TO BE POSTED UNDER THE TERMS OF THE INTEREST RATE SWAP AGREEMENT IF CERTAIN THRESHOLDS ARE MET. THE AMOUNT REPRESENTS COLLATERAL POSTED DURING THE FISCAL YEAR. THE FULL AMOUNT OF COLLATERAL POSTED DURING THE FISCAL YEAR WAS RETURNED BY THE END OF THE FISCAL YEAR AND THERE WAS NO COLLATERAL POSTED AT FISCAL YEAR END.
ADDITIONAL SUPPLEMENTAL INFORMATION REGARDING BUSINESS TRANSACTIONSINV. INT. PERSONS FORM 990, SCHEDULE L, PART IVTRUSTEE DAVID L. COHEN, ESQ. IS ALSO AN OFFICER OF COMCAST CORPORATION. TRUSTEE PAMELA DALEY, ESQ. IS ALSO AN OFFICER OF GENERAL ELECTRIC COMPANY. TRUSTEE MARK O. WINKELMAN IS ALSO AN OFFICER OF GOLDMAN SACHS. TRUSTEE LEE SPELMAN DOTY IS ALSO AN OFFICER OF JP MORGAN ASSET MANAGEMENT. TRUSTEE PAUL S. LEVY, ESQ. IS ALSO AN OFFICER OF JLL PARTNERS.

Schedule M IRS990ScheduleM

Works Of Art WorksOfArt

FieldValueIRS element (for citing)
Non Cash CheckboxXNonCashCheckbox
Number Of Contributions4NumberOfContributions
Noncash Contribs Rptd F990298500NoncashContribsRptdF990
Method Of Determining RevenuesFAIR MARKET VALUEMethodOfDeterminingRevenues
FieldValueIRS element (for citing)
Art Historical TreasuresArtHistoricalTreasures
Art Fractional InterestArtFractionalInterest

Books And Publications BooksAndPublications

FieldValueIRS element (for citing)
Non Cash CheckboxXNonCashCheckbox
Noncash Contribs Rptd F9901176740NoncashContribsRptdF990
Method Of Determining RevenuesFAIR MARKET VALUEMethodOfDeterminingRevenues
FieldValueIRS element (for citing)
Clothing And Household GoodsClothingAndHouseholdGoods
Cars And Other VehiclesCarsAndOtherVehicles
Boats And PlanesBoatsAndPlanes
Intellectual PropertyIntellectualProperty
Securities Publicly TradedSecuritiesPubliclyTraded
Securities Closely Held StockSecuritiesCloselyHeldStock
Securities Prtnrshp Trust IntrstsSecuritiesPrtnrshpTrustIntrsts

Securities Miscellaneous SecuritiesMiscellaneous

FieldValueIRS element (for citing)
Non Cash CheckboxXNonCashCheckbox
Number Of Contributions622NumberOfContributions
Noncash Contribs Rptd F990112562361NoncashContribsRptdF990
Method Of Determining RevenuesFAIR MARKET VALUEMethodOfDeterminingRevenues
FieldValueIRS element (for citing)
Qualified Contrib Hist StructQualifiedContribHistStruct
Qualified Contrib OtherQualifiedContribOther
Real Estate ResidentialRealEstateResidential
Real Estate CommercialRealEstateCommercial

Real Estate Other RealEstateOther

FieldValueIRS element (for citing)
Non Cash CheckboxXNonCashCheckbox
Number Of Contributions1NumberOfContributions
Noncash Contribs Rptd F9902550000NoncashContribsRptdF990
Method Of Determining RevenuesFAIR MARKET VALUEMethodOfDeterminingRevenues
FieldValueIRS element (for citing)
CollectiblesCollectibles
Food InventoryFoodInventory
Drugs And Medical SuppliesDrugsAndMedicalSupplies
TaxidermyTaxidermy
Historical ArtifactsHistoricalArtifacts
Scientific SpecimensScientificSpecimens
Archaeological ArtifactsArchaeologicalArtifacts

Other Non Cash Contributions Table OtherNonCashContributionsTable (2 entries)

Non Cash CheckboxNonCashCheckboxDescriptionDescriptionNumber Of ContributionsNumberOfContributionsNoncash Contribs Rptd F990NoncashContribsRptdF990Method Of Determining RevenuesMethodOfDeterminingRevenues
XDONATED EQUIPMENT5609854FAIR MARKET VALUE
XOTHER GIFTS IN KIND12625647FAIR MARKET VALUE
FieldValueIRS element (for citing)
Number Of8283 Received18NumberOf8283Received
Any Property That Must Be HeldfalseAnyPropertyThatMustBeHeld
Review Process Unusual NC GiftstrueReviewProcessUnusualNCGifts
Third Parties UsedtrueThirdPartiesUsed

Form990 Schedule M Part II Form990ScheduleMPartII

FieldValueIRS element (for citing)
IdentifierUTILIZATION OF THIRD PARTIES FOR SALESIdentifier
Return ReferenceSCHEDULE M, PART I, LINE 32BReturnReference
ExplanationIN RARE INSTANCES WHERE NON-RARE, DUPLICATE DONATIONS OF ART, HISTORICAL TREASURES OR OTHER SIMILAR ASSETS ARE RECEIVED, SUCH ITEMS MAY BE SENT TO A NON-PROFIT VENDOR FOR RESALE. THE UNIVERSITY THEN RECEIVES A PORTION OF THE SALES PRICE. THE TOTAL ACTIVITY WITH THIS VENDOR TYPICALLY GENERATES LESS THAN $2,000 PER YEAR.Explanation

Schedule O IRS990ScheduleO

General Explanation GeneralExplanation (11 entries)

IdentifierIdentifierExplanationExplanationReturn ReferenceReturnReference
SUPPLEMENTAL DISCLOSURESBUSINESS TRANSACTIONS INVOLVING INTERESTED PERSONS FORM 990, PART IV, LINE 28 AND FORM 990, SCHEDULE L, PART IV DURING THE NORMAL COURSE OF ITS OPERATIONS AND AFTER APPROPRIATE REVIEW THE UNIVERSITY MAY OCCASIONALLY TRANSACT BUSINESS WITH PERSONS/ORGANIZATRIONS DESCRIBED ON FORM 990, PART IV, LINE 28. IN THIS REGARD, THE UNIVERSITY ADHERES TO A CONFLICT OF INTEREST POLICY AND ANY SUCH TRANSACTIONS ARE CONDUCTED AT AN ARMS-LENGTH BASIS. ------------------------------ FORM 990 REVIEW PROCESS FORM 990, PART VI, SECTION B, LINE 11A THE FIRST DRAFT OF THE FEDERAL FORM 990 IS RECEIVED FROM OUR TAX CONSULTING FIRM, PRICEWATERHOUSECOOPERS LLP ("PWC"), ON OR BEFORE MARCH 15TH OF THE FILING YEAR AND REVIEWED BY THE ASSOCIATE COMPTROLLER. THE FORM 990 IS THEN DISTRIBUTED TO VARIOUS SENIOR FINANCIAL MANAGEMENT OFFICIALS, INCLUDING THE COMPTROLLER, CFO OF THE HEALTH SYSTEM AND VICE PRESIDENT FOR FINANCE AND TREASURER PRIOR TO MEETING WITH PWC AND THE ASSOCIATED COMPTROLLER TO DISCUSS AND FINALIZE THE FORM. A "FINAL" DRAFT COPY OF THE FEDERAL FORM 990 IS DISTRIBUTED ELECTRONICALLY TO THE AUDIT AND COMPLIANCE COMMITTEE APPROXIMATELY 6 WEEKS PRIOR TO THE FILING DEADLINE. A TELECONFERENCE IS ESTABLISHED WITHIN 3 WEEKS FROM THE DISTRIBUTION DATE TO DISCUSS QUESTIONS, CONCERNS AND ISSUES. ATTENDEES INCLUDE THE MEMBERS OF THE AUDIT AND COMPLIANCE COMMITTEE, ASSOCIATE VP FOR AUDIT, COMPLIANCE AND PRIVACY, AND THE ASSOCIATE COMPTROLLER. THE FINAL COPY OF THE FEDERAL FORM 990 IS POSTED TO THE TRUSTEES WEB SITE FOR DISTRIBUTION AND REVIEW TO ALL TRUSTEES PRIOR TO THE ACTUAL FILING DEADLINE. ------------------------------ CONFLICT OF INTEREST POLICY FORM 990, PART VI, SECTION A, LINE 12C EACH COVERED PERSON* ANNUALLY SHALL COMPLETE A CONFLICT OF INTEREST QUESTIONNAIRE PROVIDED BY THE UNIVERSITY AND SHALL UPDATE SUCH QUESTIONNAIRE PROMPTLY AS NECESSARY TO REFLECT CHANGES DURING THE COURSE OF THE YEAR. FORMER BOARD MEMBERS WHO ARE NOT TRUSTEES EMERITI ARE ENCOURAGED BUT NOT REQUIRED TO COMPLETE THE QUESTIONNAIRE DURING THE FIVE-YEAR PERIOD FOLLOWING COMPLETION OF THEIR TERMS. COMPLETED QUESTIONNAIRES SHALL BE RETURNED TO THE OFFICE OF THE SECRETARY AND SHALL BE SUBJECT TO REVIEW BY SUCH OFFICE AND THE OFFICE OF THE GENERAL COUNSEL, AS WELL AS BY ANY OUTSIDE LEGAL COUNSEL AND/OR AUDITORS WHO MAY BE APPOINTED TO ADVISE THE COMPENSATION COMMITTEE OF THE BOARD OF TRUSTEES APPOINTED TO OVERSEE THIS POLICY. COMPLETED QUESTIONNAIRES ALSO SHALL BE AVAILABLE FOR INSPECTION BY ANY BOARD MEMBER. *COVERED PERSONS INCLUDE: (1) VOTING MEMBERS OF THE BOARD OF TRUSTEES (INCLUDING CHARTER TRUSTEES, TERM TRUSTEES, ALUMNI TRUSTEES, AND COMMONWEALTH TRUSTEES); (2) TRUSTEES EMERITI WHO HAVE SERVED IN THAT CAPACITY FOR FIVE YEARS OR LESS; (3) OTHER FORMER VOTING TRUSTEES FOR A PERIOD OF FIVE YEARS FROM THE END OF THEIR TERM AS SUCH; (4) OFFICERS AS DEFINED IN THE STATUTES; (5) MEMBERS OF THE INVESTMENT BOARD; AND (5) KEY EMPLOYEES. EACH COVERED PERSON (EXCEPT FORMER BOARD MEMBERS WHO ARE NOT TRUSTEES EMERITI) SHALL BE REQUIRED TO ACKNOWLEDGE, NOT LESS THAN ANNUALLY, THAT HE OR SHE HAS READ AND IS IN COMPLIANCE WITH THIS POLICY. ------------------------------ COMPENSATION PROCESS FORM 990, PART VI, SECTION B, LINE 15 THE MEMBERSHIP OF THE COMPENSATION COMMITTEE CONSISTS OF AT LEAST 5 DISINTERESTED, VOTING MEMBERS OF THE BOARD OF THE TRUSTEES. THE COMMITTEE HAS THE AUTHORITY AND RESPONSIBILITY BOTH FOR PROVIDING OVERSIGHT AND REVIEW OF THE EXECUTIVE COMPENSATION PROCESS, OVERSIGHT AND REVIEW OF THE ACTUAL COMPENSATION DECISIONS, AND FOR REVIEWING ACTUAL AND PERCEIVED CONFLICT OF INTEREST TRANSACTIONS INVOLVING TRUSTEES AND STATUTORY OFFICERS ACCORDING TO GUIDELINES ESTABLISHED BY THE UNIVERSITY'S CONFLICT-OF-INTEREST POLICY AS ADOPTED BY THE BOARD OF TRUSTEES. THE COMMITTEE ADOPTS AND IMPLEMENTS EXECUTIVE COMPENSATION PRINCIPLES, AND IS ACCOUNTABLE FOR THE COMPENSATION AND BENEFITS ARRANGEMENTS OF THE PRESIDENT AND HER DIRECT REPORTS, THE STATUTORY OFFICERS, SENIOR ACADEMIC OFFICIALS, DEANS, OTHER KEY EMPLOYEES, AND ALL THOSE INDIVIDUALS WHO ARE POTENTIAL DISQUALIFIED PERSONS WITHIN THE MEANING OF THE INTERMEDIATE SANCTIONS LEGISLATION. THE COMMITTEE MAY PERIODICALLY REVIEW THE COMPENSATION AND BENEFITS OF OTHER HIGHLY COMPENSATED INDIVIDUALS, EVEN IF THEY ARE NOT DEEMED TO EXERCISE "SUBSTANTIAL INFLUENCE" OVER THE UNIVERSITY. THE COMPENSATION SUBCOMMITTEE (CREATED TO CONFORM TO CERTAIN PROCEDURES IN DOCUMENTING REASONABLE SALARIES FOR THE OFFICERS OF THE UNIVERSITY), MEETS AT LEAST TWICE A YEAR TO REVIEW APPROPRIATE DATA, INCLUDING COMPARABLE SALARIES, IN ORDER TO REPORT ITS CONCLUSIONS AND RECOMMENDATIONS ON OFFICERS' SALARIES FOR FINAL APPROVAL. THE COMPENSATION SUBCOMMITTEE ENGAGES AN INDEPENDENT THIRD PARTY TO SERVE AS A CONSULTANT. ------------------------------ DCOUMENTS AVAILABILITY TO PUBLIC FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS - OFFICIAL RECORDS GENERATED OR RECEIVED BY THE ADMINISTRATIVE AND ACADEMIC OFFICES OF THE UNIVERSITY IN THE CONDUCT OF THEIR BUSINESS ARE THE PROPERTY OF THE UNIVERSITY AND MAY BECOME ARCHIVAL MATERIAL. THE ARCHIVED RECORDS ARE AVAILABLE THROUGH THE UNIVERSITY ARCHIVES AND RECORDS CENTER WEB SITE HTTP://WWW.ARCHIVES.UPENN.EDU UNDER 'PRIMARY SOURCES'. CONFLICT OF INTEREST POLICES - POLICIES, STATEMENTS, AND GUIDELINES ARE AVAILABLE TO THE PUBLIC ON THE OFFICE OF THE AUDIT, COMPLIANCE, AND PRIVACY WEB SITE AT HTTP://WWW.UPENN.EDU/AUDIT/OACP UNDER PRINCIPLES OF RESPONSIBLE CONDUCT. FINANCIAL STATEMENTS - OUR ANNUAL REPORT IS PRODUCED BY THE OFFICE OF THE VICE PRESIDENT AND TREASURER IN CONJUNCTION WITH THE OFFICE OF THE COMPTROLLER AND INCLUDES THE UNIVERSITY'S AUDITED FINANCIAL STATEMENTS, SUMMARY OF ENDOWMENT PERFORMANCE, AND MESSAGES FROM EXECUTIVE MANAGEMENT. ANNUAL REPORTS ARE PUBLISHED AFTER THE CLOSE OF EACH FISCAL YEAR (JULY 1 TO JUNE 30) AND ARE AVAILABLE ON THE COMPTROLLER WEB SITE AT HTTP://WWW.FINANCE.UPENN.EDU/COMPTROLLER UNDER ANNUAL REPORTS. ------------------------------ DETAIL OF OFFICERS, DIRECTORS, TRUSTEES, ETC. FORM 990, PART VII, COLUMN (B) CERTAIN OFFICERS, DIRECTORS, TRUSTEES AND/OR KEY EMPLOYEES OF THE UNIVERSITY MAY ALSO DEVOTE TIME EACH WEEK TO RELATED ORGANIZATIONS. SEE ATTACHMENT 6 FOR FURTHER DETAIL. ------------------------------ DETAIL OF OTHER CHANGES IN NET ASSETS FORM 990, PART XI, LINE 5 UNREALIZED GAIN/(LOSS) ON INVESTMENTS $755,778,000 PENSION & OTHER POSTRETIREMENT PLAN ADJ. 107,468,000 ------------ $863,246,000
HOURS DEVOTED FOR RELATED ORGANIZATIONNAME:STEPHEN GOLDING TITLE:VP FINANCE AND TREASURER HOURS:2FORM 990 PART VII
HOURS DEVOTED FOR RELATED ORGANIZATIONNAME:ANNE PAPAGEORGE TITLE:VP FACILITIES AND REAL ESTATE HOURS:2FORM 990 PART VII
HOURS DEVOTED FOR RELATED ORGANIZATIONNAME:MAUREEN RUSH TITLE:VP PUBLIC SAFETY HOURS:2FORM 990 PART VII
HOURS DEVOTED FOR RELATED ORGANIZATIONNAME:PATRICK BRENNAN TITLE:SR VP & CHIEF MEDICAL OFFICER HOURS:1FORM 990 PART VII
HOURS DEVOTED FOR RELATED ORGANIZATIONNAME:ELIZABETH JOHNSTON TITLE:EXECUTIVE DIRECTOR CPUP HOURS:2FORM 990 PART VII
HOURS DEVOTED FOR RELATED ORGANIZATIONNAME:KEITH KASPER TITLE:CFO, UPHS HOURS:22FORM 990 PART VII
HOURS DEVOTED FOR RELATED ORGANIZATIONNAME:KEVIN MAHONEY TITLE:SENIOR VP, CHIEF ADMIN OFFICER HOURS:6FORM 990 PART VII
HOURS DEVOTED FOR RELATED ORGANIZATIONNAME:RALPH MULLER TITLE:CEO, UPHS HOURS:6FORM 990 PART VII
HOURS DEVOTED FOR RELATED ORGANIZATIONNAME:PETER QUINN TITLE:SR VP, VICE DEAN, PROF SERVICE HOURS:1FORM 990 PART VII
HOURS DEVOTED FOR RELATED ORGANIZATIONNAME:GARRY SCHEIB TITLE:COO UPHS HOURS:5FORM 990 PART VII

Schedule R IRS990ScheduleR

Form990 Schedule R Part I Form990ScheduleRPartI (8 entries)

Address Line1AddressUS/AddressLine1CityAddressUS/CityStateAddressUS/StateZIP CodeAddressUS/ZIPCodeEINEINPrimary ActivitiesPrimaryActivitiesLegal Domicile StateLegalDomicileStateTotal IncomeTotalIncomeEOY AssetsEOYAssetsBusiness Name Line1DirectControllingEntityName/BusinessNameLine1Address Line1AddressForeign/AddressLine1CityAddressForeign/CityProvince Or StateAddressForeign/ProvinceOrStateCountryAddressForeign/CountryPostal CodeAddressForeign/PostalCodeLegal Domicile Foreign CountryLegalDomicileForeignCountry
RA CITRUS-HEIGHT REMAINDERCO LLC
6162 SAN JUAN AVECITRUS HEIGHTSCA95610134018559REMAINDERCA00NA
RA FLINT REMAINDERCO LLC
5014 CLIO ROADFLINTMI48501134018594REMAINDERMI00NA
RA GIBBSTOWN REMAINDERCO LLC
380 HARMONY ROADGIBBSTOWNNJ08027231352685REMAINDERNJ00NA
RA BLYTHE REMAINDERCO LLC
890 E HOBSON WAYBLYTHECA92225231352685REMAINDERCA00NA
RA CLAREMONT REMAINDERCO LLC
45-99 WASHINGTON STREETCLAREMONTNH03743231352685REMAINDERNH00NA
RA03 NEW OXFORD REMAINDERCO LLC
5675 YORK ROADNEW OXFORDPA17350231352685REMAINDERPA00NA
UNIV OF PENN USA FOUNDATION LTD
980387770CHARITY232220722797TRUSTEES19 NORCOTT ROADLONDONENGLANDUKN167EJUK
LEARNING ALLIANCE LLC
1398 WLIMINGTON PIKEWEST CHESTERPA19383562351966EDUCATIONALPA-1511012159498TRUSTEES

Form990 Schedule R Part II Form990ScheduleRPartII (25 entries)

Address Line1AddressUS/AddressLine1CityAddressUS/CityStateAddressUS/StateZIP CodeAddressUS/ZIPCodeEINEINPrimary ActivitiesPrimaryActivitiesLegal Domicile StateLegalDomicileStateExempt Code SectionExemptCodeSectionPublic Charity StatusPublicCharityStatusBusiness Name Line1DirectControllingEntityName/BusinessNameLine1Controlled OrgControlledOrg
ABRAMSON INSTITUTE
1086 PENLLYN BLUE BELL PIKEBLUE BELLPA19422232929823MED RESEARCHPA501(C)(3)4NAfalse
CLINICAL CARE ASSOCIATES OF UPHS
250 KING OF PRUSSIA RD 4TH FLRADNORPA19087232729852HEALTHCAREPA501(C)(3)9TRUSTEEStrue
UNIVERSITY CLUB AT PENN INC
3611 WALNUT STREETPHILADELPHIAPA19104236299508FAC. CLUBPA501(C)(3)11, ATRUSTEESfalse
FRANKLIN SPECIALTY PHYSICIANS
3451 WALNUT STREETPHILADELPHIAPA19104232992715SUPPORT ORGPA501(C)(3)11, BPA HOSPITALtrue
HALL MERCER HOSPITAL
1735 MARKET STREETPHILADELPHIAPA19103236002383SUPPORT ORGPA501(C)(3)11, ANAfalse
OAP INC
3451 WALNUT STREET ROOM 329PHILADELPHIAPA19104231986931SUPPORT ORGPA501(C)(3)11, ATRUSTEEStrue
P2B VENTURES INC
3535 MARKET STREETPHILADELPHIAPA19104233069744SUPPORT ORGPA501(C)(3)11, ATRUSTEEStrue
PENN CENTER FOR REHAB AND CARE
3609 CHESTNUT STREETPHILADELPHIAPA19104232422635HEALTHCAREPA501(C)(3)3PMCtrue
PENN CLUB OF NEW YORK INC
30 WEST 44TH STREETNEW YORKNY10036232726687CLUBNY501(C)(7)N/ANAfalse
PENN PRAXIS INC
210 SOUTH 34TH STREETPHILADELPHIAPA19104752974931SUPPORT ORGPA501(C)(3)11, ATRUSTEEStrue
PENN PRESS INC
3905 SPRUCE STREETPHILADELPHIAPA19107231876142PUBLISHINGPA501(C)(3)11, ATRUSTEEStrue
PENNSYLVANIA HOSPITAL OF UPHS
800 SPRUCE STREETPHILADELPHIAPA19107311538725HEALTHCAREPA501(C)(3)3TRUSTEEStrue
PGH DEVELOPMENT CORP
426 CURIE BLVDPHILADELPHIAPA19104232351015SUPPORT ORGPA501(C)(3)11, ANAfalse
PHOENIXVILLE HOSPITAL OF UPHS
3001 MARKET STREET 3RD FLOORPHILADELPHIAPA19104232901089SUPPORT ORGPA501(C)(3)11, BTRUSTEEStrue
PRESBYTERIAN ANESTHESIOLOGY FOUNDATION
51 NORTH 39TH STREETPHILADELPHIAPA19104232561573SUPPORT ORGPA501(C)(3)11, BPMCtrue
PRESBYTERIAN MEDICAL CENTER OF UPHS
51 NORTH 39TH STREETPHILADELPHIAPA19104232810852HEALTHCAREPA501(C)(3)3TRUSTEEStrue
PRESBYTERIAN MULTI-SPECIALTY GROUP
51 NORTH 39TH STREETPHILADELPHIAPA19104232723154HEALTHCAREPA501(C)(3)3PMCtrue
PRESBYTERIAN PERSONAL CARE RESIDENCE
51 NORTH 39TH STREETPHILADELPHIAPA19104232294713HEALTHCAREPA501(C)(3)3PMCtrue
SAY YES TO EDUCATION FOUNDATION
3451 WALNUT STREET ROOM 329PHILADELPHIAPA19104222883885EDU SUPPORTPA501(C)(3)11, CTRUSTEEStrue
SS HUEBNER FOUNDATION FOR INSURANCE EDUC
3000 STEINBERG HALLPHILADELPHIAPA19104236297325EDU SUPPORTPA501(C)(3)11, ANAfalse
UNIVERSITY CITY ASSOCIATES INC
3451 WALNUT STREET ROOM 329PHILADELPHIAPA19104233021159SUPPORT ORGPA501(C)(3)11, ATRUSTEEStrue
UPENN RETIREE BENEFITS TRUST
3451 WALNUT STREET ROOM 329PHILADELPHIAPA19104232769744BENEFITSPA501(C)(3)11, ATRUSTEEStrue
WISSAHICKON HOSPICE OF UPHS
150 MONUMENT ROAD SUITE 300BALA CYNWYDPA19004232152662HOSPICE CAREPA501(C)(3)9TRUSTEEStrue
WOMEN'S AND CHILDREN'S HEALTH SERVICES
700 SPRUCE STREETPHILADELPHIAPA19106232248956HEALTHCAREPA501(C)(3)3PA HOSPITALtrue
THE ASC TRUST OF THE UNIV OF PA
1500 MARKET ST STE 3500EPHILADELPHIAPA19102810550464SUPPORT ORGPA501(C)(3)11 (D)NAfalse

Form990 Schedule R Part III Form990ScheduleRPartIII

Name Of Related Org NameOfRelatedOrg

FieldValueIRS element (for citing)
Business Name Line1NEIGHBORHOOD PRESERVATION & DEV FUND LLCBusinessNameLine1

Address US AddressUS

FieldValueIRS element (for citing)
Address Line1240 NEW YORK DR STE 1AddressLine1
CityFort WashingtonCity
StatePAState
ZIP Code19034ZIPCode
FieldValueIRS element (for citing)
EIN251866525EIN
Primary ActivityRENTALPrimaryActivity
Legal Domicile StatePALegalDomicileState

Direct Controlling Entity Name DirectControllingEntityName

FieldValueIRS element (for citing)
Business Name Line1NABusinessNameLine1
FieldValueIRS element (for citing)
Predominant Income TypeINVESTMENTPredominantIncomeType
Share Of Total Income-1969ShareOfTotalIncome
Share Of EOY Assets-6775ShareOfEOYAssets
Disproportionate AllocationsfalseDisproportionateAllocations
Code V$0CodeVAmount
General Or Managing PartnerfalseGeneralOrManagingPartner

Form990 Schedule R Part IV Form990ScheduleRPartIV (10 entries)

Address Line1AddressUS/AddressLine1CityAddressUS/CityStateAddressUS/StateZIP CodeAddressUS/ZIPCodeEINEINPrimary ActivityPrimaryActivityLegal Domicile StateLegalDomicileStateBusiness Name Line1DirectControllingEntityName/BusinessNameLine1Type Of EntityTypeOfEntityShare Of Total IncomeShareOfTotalIncomeShare Of EOY AssetsShareOfEOYAssetsPercentage OwnershipPercentageOwnershipLegal Domicile Foreign CountryLegalDomicileForeignCountryAddress Line1AddressForeign/AddressLine1CityAddressForeign/CityProvince Or StateAddressForeign/ProvinceOrStateCountryAddressForeign/CountryPostal CodeAddressForeign/PostalCode
CLINICAL HEALTH CARE ASSOC
250 KING OF PRUSSIA ROAD 4TH FLOORRADNORPA190875220232865181PHYS MGMTPACCACORPORATION
DELANCEY CORPORATION
510 Walnut Street Suite 420PhiladelphiaPA19106232060159RentalPAPA HOSPITALCORPORATION
FRANKLIN CASUALTY INSURANCE CO
PO Box 350BurlingtonVT054020530043378984InsuranceVTTRUSTEESCORPORATION-181285253457651.00000
PENN TOWER HOTEL INC
3401 Walnut Street Suite 440APhiladelphiaPA19104232812573HOTEL/RESTAURANTPATRUSTEESCORPORATION2016370162581461.00000
PHYSICIAN HOSPITAL ORG OF PAH
800 SPRUCE STREETPHILADELPHIAPA191076192232773828PHYSICIAN ORGPAPA HOSPITALCORPORATION
PINE ARMS HOLDINGS INC
3101 WALNUT STREETPHILADELPHIAPA19104200177366HOLDING CO.PAPENN TOWERCORPORATION
PRESBYTERIAN MEDICAL SERVICES
39TH AND MARKET STREETPHILADELPHIAPA19104232307991HEALTHCAREPAPMCCORPORATION
QUAKER INSURANCE COMPANY LTD
3451 WALNUT ST ROOM 329PHILADELPHIAPA19104300708282SELF-INSURANCETRUSTEESCORPORATION8748781431903251.00000BD
FIRST HOSPITAL INSURANCE CO LTD
SELF-INSURANCEPA HOSPITALCORPORATIONCJPO BOX 1109GRAND CAYMANCAYMAN ISLANDSCJKY-1503
CHARITABLE REMAINDER TRUSTS (74)
N/APANAREMAINDER TRUST
FieldValueIRS element (for citing)
Receipt Of Int Ann Rents RoyaltiestrueReceiptOfIntAnnRentsRoyalties
Gift Grant Or Cap Contr To Other OrgtrueGiftGrantOrCapContrToOtherOrg
Gift Grant Or Cap Contr Fr Other OrgfalseGiftGrantOrCapContrFrOtherOrg
Loans Or Guarantees To Other OrgtrueLoansOrGuaranteesToOtherOrg
Loans Or Guarantees From Other OrgfalseLoansOrGuaranteesFromOtherOrg
Sale Of Assets To Other OrgfalseSaleOfAssetsToOtherOrg
Purchase Of Assets From Other OrgfalsePurchaseOfAssetsFromOtherOrg
Exchange Of AssetsfalseExchangeOfAssets
Rental Of Facilities To Other OrgsfalseRentalOfFacilitiesToOtherOrgs
Rental Of Facilities Fr Other OrgstrueRentalOfFacilitiesFrOtherOrgs
Perform Of Services For Other OrgsfalsePerformOfServicesForOtherOrgs
Perform Of Services By Other OrgsfalsePerformOfServicesByOtherOrgs
Sharing Of FacilitiestrueSharingOfFacilities
Sharing Of Paid EmployeestrueSharingOfPaidEmployees
Reimbursement Paid To Other OrgtrueReimbursementPaidToOtherOrg
Reimbursement Paid By Other OrgtrueReimbursementPaidByOtherOrg
Other Transfer To Other OrgtrueOtherTransferToOtherOrg
Other Transfer From Other OrgtrueOtherTransferFromOtherOrg

Transactions Related Orgs Table TransactionsRelatedOrgsTable (8 entries)

Transaction TypeTransactionTypeAmount InvolvedAmountInvolvedMethod Of Amt DeterminationMethodOfAmtDetermination
CLINICAL CARE ASSOCIATES
R6973699FMV
FRANKLIN CASUALTY INSURANCE CO
Q40722241FMV
PENN PRAXIS INC
N,Q2837214FMV
PENN TOWER HOTEL INC
A1500000FMV
PENNSYLVANIA HOSPITAL OF UPHS
J,N,O25984664FMV
PRESBYTERIAN MEDICAL CENTER OF UPHS
J,N,O28811218FMV
UPENN RETIREE BENEFITS TRUST
B28236919FMV
WISSAHICKON HOSPICE OF UPHS
N,P,R2942236FMV

Form990 Schedule R Part VII Form990ScheduleRPartVII

FieldValueIRS element (for citing)
IdentifierDETAIL OF LEGAL DOMICLES FOR CHARITABLE REMAINDER TRUSTSIdentifier
Return ReferenceFORM 990, SCHEDULE R, PART IV, LINE 4ReturnReference
ExplanationAS OF JUNE 30, 2011, THE TRUSTEES OF THE UNIVERSITY OF PENNSYLVANIA HELD INTERESTS IN 1 CHARITABLE REMAINDER TRUST IN FLORIDA, 3 CHARITABLE REMAINDER TRUSTS IN NEW YORK AND 70 CHARITABLE REMAINDER TRUSTS IN PENNSYLVANIA WHERE THE UNIVERSITY HAD MORE THAN 50% OF THE BENEFICIAL INTERESTS IN THE TRUST.Explanation