THE LEO M SHORTINO FOUNDATION: Form 990PF, tax year 2011
View the entire original 990 at ProPublica ↗
- Organization
- THE LEO M SHORTINO FOUNDATION (EIN 68-0237238)
- Tax period
- 2011-01-01 to 2011-12-31
- Filed
- 2012-08-14
- IRS object ID
- 201212279349100611
- Schema version
- 2011v1.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Depreciation Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Land Schedule2
- Land Etc Schedule2
- Legal Fees Schedule
- Other Assets Schedule
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Liabilities Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2012-08-14T09:09:17-05:00 | Timestamp |
| Tax Period End Date | 2011-12-31 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 134994650 | EIN |
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | JPMORGAN CHASE BANK NA - MILWAUKEE | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 3038 | AddressLine1 |
| City | MILWAUKEE | City |
| State | WI | State |
| ZIP Code | 532013038 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnType |
| Tax Period Begin Date | 2011-01-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 680237238 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE LEO M SHORTINO FAMILY FOUNDATION INC | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | SHOR | NameControl |
| Phone | 4082756306 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1760 THE ALAMEDA | AddressLine1 |
| City | SAN JOSE | City |
| State | CA | State |
| ZIP Code | 95126 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | ELAINE M CURRAN | Name |
| Title | EXECUTIVE DIRECTOR | Title |
| Phone | 4082756306 | Phone |
| Date Signed | 2012-08-14 | DateSigned |
| Authorize Third Party | 1 | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | JPMORGAN CHASE BANK NA | Name |
| PTIN | P00446283 | PTIN |
| Phone | 4149771210 | Phone |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2011 | TaxYear |
| Build TS | 2016-02-24 21:20:13Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exempt PF | X | ExemptPF |
| FMV Assets EOY | 45719396 | FMVAssetsEOY |
| Method Of Accounting Cash | X | MethodOfAccountingCash |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Not Required To Attach Schedule B | X | NotRequiredToAttachScheduleB |
| Interest On Savings Rev And Expnss | 597576 | InterestOnSavingsRevAndExpnss |
| Interest On Savings Net Invst Incm | 597576 | InterestOnSavingsNetInvstIncm |
| Dividends Rev And Expnss | 619591 | DividendsRevAndExpnss |
| Dividends Net Invst Incm | 619591 | DividendsNetInvstIncm |
| Gross Rents Rev And Expnss | 22740 | GrossRentsRevAndExpnss |
| Gross Rents Net Invst Incm | 22740 | GrossRentsNetInvstIncm |
| Net Rental Income Or Loss | -2875 | NetRentalIncomeOrLoss |
| Net Gain Sale Assets Rev And Expnss | -65630 | NetGainSaleAssetsRevAndExpnss |
| Gross Sales Price | 47554226 | GrossSalesPrice |
| Capital Gain Net Incm Net Invst Incm | 0 | CapitalGainNetIncmNetInvstIncm |
| Other Income Rev And Expnss | -53105 | OtherIncomeRevAndExpnss |
| Other Income Net Invst Incm | -53105 | OtherIncomeNetInvstIncm |
| Total Revenue And Expenses | 1121172 | TotalRevenueAndExpenses |
| Total Net Investment Income | 1186802 | TotalNetInvestmentIncome |
| Comp Ofcr Dir Trst Rev And Expnss | 23200 | CompOfcrDirTrstRevAndExpnss |
| Comp Ofcr Dir Trst Net Invst Incm | 9280 | CompOfcrDirTrstNetInvstIncm |
| Comp Ofcr Dir Trst Dsbrs Chrtbl Prps | 13920 | CompOfcrDirTrstDsbrsChrtblPrps |
| Oth Empl Slrs Wgs Rev And Expnss | 99052 | OthEmplSlrsWgsRevAndExpnss |
| Oth Empl Slrs Wgs Net Invst Incm | 24762 | OthEmplSlrsWgsNetInvstIncm |
| Oth Empl Slrs Wgs Dsbrs Chrtbl Prps | 74290 | OthEmplSlrsWgsDsbrsChrtblPrps |
| Legal Fees Rev And Expnss | 519 | LegalFeesRevAndExpnss |
| Legal Fees Net Invst Incm | 519 | LegalFeesNetInvstIncm |
| Legal Fees Dsbrs Chrtbl Prps | 0 | LegalFeesDsbrsChrtblPrps |
| Accounting Fees Rev And Expnss | 67047 | AccountingFeesRevAndExpnss |
| Accounting Fees Net Invst Incm | 22343 | AccountingFeesNetInvstIncm |
| Accounting Fees Dsbrs Chrtbl Prps | 44694 | AccountingFeesDsbrsChrtblPrps |
| Other Prof Fees Rev And Expnss | 125268 | OtherProfFeesRevAndExpnss |
| Other Prof Fees Net Invst Incm | 123506 | OtherProfFeesNetInvstIncm |
| Other Prof Fees Dsbrs Chrtbl Prps | 1762 | OtherProfFeesDsbrsChrtblPrps |
| Taxes Rev And Expnss | 46052 | TaxesRevAndExpnss |
| Taxes Net Invst Incm | 14265 | TaxesNetInvstIncm |
| Taxes Dsbrs Chrtbl Prps | 4687 | TaxesDsbrsChrtblPrps |
| Deprec And Depletion Rev And Expnss | 10246 | DeprecAndDepletionRevAndExpnss |
| Deprec And Depletion Net Invst Incm | 19366 | DeprecAndDepletionNetInvstIncm |
| Occupancy Rev And Expnss | 6000 | OccupancyRevAndExpnss |
| Occupancy Net Invst Incm | 600 | OccupancyNetInvstIncm |
| Occupancy Dsbrs Chrtbl Prps | 5400 | OccupancyDsbrsChrtblPrps |
| Trav Conf Meeting Rev And Expnss | 752 | TravConfMeetingRevAndExpnss |
| Trav Conf Meeting Net Invst Incm | 75 | TravConfMeetingNetInvstIncm |
| Trav Conf Meeting Dsbrs Chrtbl Prps | 677 | TravConfMeetingDsbrsChrtblPrps |
| Printing And Pub Rev And Expnss | 1166 | PrintingAndPubRevAndExpnss |
| Printing And Pub Net Invst Incm | 0 | PrintingAndPubNetInvstIncm |
| Printing And Pub Dsbrs Chrtbl Prps | 1166 | PrintingAndPubDsbrsChrtblPrps |
| Other Expenses Rev And Expnss | 50793 | OtherExpensesRevAndExpnss |
| Other Expenses Net Invst Incm | 24976 | OtherExpensesNetInvstIncm |
| Other Expenses Dsbrs Chrtbl Prps | 11141 | OtherExpensesDsbrsChrtblPrps |
| Tot Opr Expenses Rev And Expnss | 430095 | TotOprExpensesRevAndExpnss |
| Tot Opr Expenses Net Invst Incm | 239692 | TotOprExpensesNetInvstIncm |
| Tot Opr Expenses Dsbrs Chrtbl Prps | 157737 | TotOprExpensesDsbrsChrtblPrps |
| Contri Gifts Paid Rev And Expnss | 2143704 | ContriGiftsPaidRevAndExpnss |
| Contri Gifts Paid Dsbrs Chrtbl Prps | 2143704 | ContriGiftsPaidDsbrsChrtblPrps |
| Total Expenses Rev And Expnss | 2573799 | TotalExpensesRevAndExpnss |
| Total Expenses Net Invst Incm | 239692 | TotalExpensesNetInvstIncm |
| Total Expenses Dsbrs Chrtbl Prps | 2301441 | TotalExpensesDsbrsChrtblPrps |
| Excess Of Revenue Over Expenses | -1452627 | ExcessOfRevenueOverExpenses |
| Net Investment Income | 947110 | NetInvestmentIncome |
Balance Sheets BalanceSheets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | 84288 | CashBOY |
| Cash EOY | 83408 | CashEOY |
| Cash EOYFMV | 83408 | CashEOYFMV |
| Savings And Temp Cash Invst BOY | 14317852 | SavingsAndTempCashInvstBOY |
| Savings And Temp Cash Invst EOY | 2640110 | SavingsAndTempCashInvstEOY |
| Savings And Temp Cash Invst EOYFMV | 2640110 | SavingsAndTempCashInvstEOYFMV |
| Accounts Receivable BOY | 2154 | AccountsReceivableBOY |
| Other Notes And Loans Receivable | 900000 | OtherNotesAndLoansReceivable |
| Allwnc For Dbtfl Acct Other Rcvbl | 0 | AllwncForDbtflAcctOtherRcvbl |
| Other Notes And Loans Rcvbl BOY | 900000 | OtherNotesAndLoansRcvblBOY |
| Other Notes And Loans Rcvbl EOY | 900000 | OtherNotesAndLoansRcvblEOY |
| Other Notes And Loans Rcvbl EOYFMV | 900000 | OtherNotesAndLoansRcvblEOYFMV |
| Prepaid Expenses BOY | 10102 | PrepaidExpensesBOY |
| Prepaid Expenses EOY | 25261 | PrepaidExpensesEOY |
| Prepaid Expenses EOYFMV | 25261 | PrepaidExpensesEOYFMV |
| Investments Govt Oblig BOY | 8785516 | InvestmentsGovtObligBOY |
| Investments Govt Oblig EOY | 3012578 | InvestmentsGovtObligEOY |
| Investments Govt Oblig EOYFMV | 3164054 | InvestmentsGovtObligEOYFMV |
| Investments Corp Stock BOY | 9150222 | InvestmentsCorpStockBOY |
| Investments Corp Stock EOY | 23634290 | InvestmentsCorpStockEOY |
| Investments Corp Stock EOYFMV | 22675708 | InvestmentsCorpStockEOYFMV |
| Investments Corp Bonds BOY | 14422283 | InvestmentsCorpBondsBOY |
| Investments Corp Bonds EOY | 15834264 | InvestmentsCorpBondsEOY |
| Investments Corp Bonds EOYFMV | 15711347 | InvestmentsCorpBondsEOYFMV |
| Investments Land Etc Basis | 373903 | InvestmentsLandEtcBasis |
| Accum Deprec Investments Land Etc | 68762 | AccumDeprecInvestmentsLandEtc |
| Investments Land Etc BOY | 315169 | InvestmentsLandEtcBOY |
| Investments Land Etc EOY | 305141 | InvestmentsLandEtcEOY |
| Investments Land Etc EOYFMV | 456238 | InvestmentsLandEtcEOYFMV |
| Land Building And Equipment Basis | 4065 | LandBuildingAndEquipmentBasis |
| Accum Deprec Land Bldg And Equip | 795 | AccumDeprecLandBldgAndEquip |
| Land Building And Equipment BOY | 1068 | LandBuildingAndEquipmentBOY |
| Land Building And Equipment EOY | 3270 | LandBuildingAndEquipmentEOY |
| Land Building And Equipment EOYFMV | 3270 | LandBuildingAndEquipmentEOYFMV |
| Other Assets BOY | -3 | OtherAssetsBOY |
| Other Assets EOY | 60000 | OtherAssetsEOY |
| Other Assets EOYFMV | 60000 | OtherAssetsEOYFMV |
| Total Assets BOY | 47988651 | TotalAssetsBOY |
| Total Assets EOY | 46498322 | TotalAssetsEOY |
| Total Assets EOYFMV | 45719396 | TotalAssetsEOYFMV |
| Other Liabilities BOY | 10249 | OtherLiabilitiesBOY |
| Other Liabilities EOY | 3118 | OtherLiabilitiesEOY |
| Total Liabilities BOY | 10249 | TotalLiabilitiesBOY |
| Total Liabilities EOY | 3118 | TotalLiabilitiesEOY |
| Org That Do Not Follow SFAS117 | X | OrgThatDoNotFollowSFAS117 |
| Capital Stock BOY | 47978402 | CapitalStockBOY |
| Capital Stock EOY | 46495204 | CapitalStockEOY |
| Paid In Or Capital Surplus BOY | 0 | PaidInOrCapitalSurplusBOY |
| Paid In Or Capital Surplus EOY | 0 | PaidInOrCapitalSurplusEOY |
| Retained Earnings BOY | 0 | RetainedEarningsBOY |
| Retained Earnings EOY | 0 | RetainedEarningsEOY |
| Total Net Assets BOY | 47978402 | TotalNetAssetsBOY |
| Total Net Assets EOY | 46495204 | TotalNetAssetsEOY |
| Total Liabilities Net Assets BOY | 47988651 | TotalLiabilitiesNetAssetsBOY |
| Total Liabilities Net Assets EOY | 46498322 | TotalLiabilitiesNetAssetsEOY |
Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Net Assets Fund Balances BOY | 47978402 | TotalNetAssetsFundBalancesBOY |
| Excess Of Revenue Over Expenses | -1452627 | ExcessOfRevenueOverExpenses |
| Other Increases | 0 | OtherIncreases |
| Subtotal | 46525775 | Subtotal |
| Other Decreases | 30571 | OtherDecreases |
| Total Net Assets Fund Balances EOY | 46495204 | TotalNetAssetsFundBalancesEOY |
Capital Gains And Losses CapitalGainsAndLosses
Capital Gains And Losses Info CapitalGainsAndLossesInfo (11 entries)
| Description Of AssetDescriptionOfAsset | Gross Sales PriceGrossSalesPrice | Cost Or Other BasisCostOrOtherBasis | Gain Or LossGainOrLoss | Gains Minus Excess Or LossesGainsMinusExcessOrLosses | Date AcquiredDateAcquired | Date SoldDateSold | How AcquiredHowAcquired |
|---|---|---|---|---|---|---|---|
| SALES OF SECURITIES | 47401028 | 47503191 | -102163 | -102163 | |||
| FNMA TO4001G 4.0% | 2965 | 2978 | -13 | -13 | 2010-12-13 | 2011-01-24 | |
| FNMA TO4001G 4.0% | 74133 | 74443 | -310 | -310 | 2010-12-13 | 2011-01-24 | |
| 5000 IND HOUSING & CDA SFV REV 4.1% DUE 07/01/13 | 5000 | 5081 | -81 | -81 | 2009-05-07 | 2011-01-03 | |
| 7000 RRI ENERGY INC 6.75% DUE 2014 | 7157 | 6685 | 472 | 472 | 2009-05-04 | 2011-01-03 | |
| 7000 HERTZ CORP 8.87% DUE 2014 | 7155 | 7198 | -43 | -43 | 2010-03-10 | 2011-01-03 | |
| 5000 HERTZ CORP 8.87% DUE 2014 | 5111 | 5119 | -8 | -8 | 2010-04-01 | 2011-01-03 | |
| 6000 HERTZ CORP 8.87% DUE 2014 | 6133 | 6085 | 48 | 48 | 2010-06-24 | 2011-01-03 | |
| 4000 HERTZ CORP 8.87% DUE 2014 | 4089 | 4058 | 31 | 31 | 2010-06-24 | 2011-01-03 | |
| 5000 RRI ENERGY INC 6.75% DUE 2014 | 5113 | 5018 | 95 | 95 | 2010-03-18 | 2011-01-03 | |
| CAPITAL GAINS DIVIDENDS | 36342 | 36342 | 36342 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | -65630 | CapitalGainNetIncome |
Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable For4942 Tax | 0 | LiableFor4942Tax |
| Qualifying Distributions Year1 | 1860640 | QualifyingDistributionsYear1 |
| Noncharitable Assets Year1 | 48101850 | NoncharitableAssetsYear1 |
| Distribution Ratio Year1 | 0.038681 | DistributionRatioYear1 |
| Qualifying Distributions Year2 | 1045051 | QualifyingDistributionsYear2 |
| Noncharitable Assets Year2 | 41510961 | NoncharitableAssetsYear2 |
| Distribution Ratio Year2 | 0.025175 | DistributionRatioYear2 |
| Qualifying Distributions Year3 | 597017 | QualifyingDistributionsYear3 |
| Noncharitable Assets Year3 | 24435771 | NoncharitableAssetsYear3 |
| Distribution Ratio Year3 | 0.024432 | DistributionRatioYear3 |
| Qualifying Distributions Year4 | 405910 | QualifyingDistributionsYear4 |
| Noncharitable Assets Year4 | 13597959 | NoncharitableAssetsYear4 |
| Distribution Ratio Year4 | 0.029851 | DistributionRatioYear4 |
| Qualifying Distributions Year5 | 104879 | QualifyingDistributionsYear5 |
| Noncharitable Assets Year5 | 1702026 | NoncharitableAssetsYear5 |
| Distribution Ratio Year5 | 0.061620 | DistributionRatioYear5 |
| Total Distribution Ratio | 0.179759 | TotalDistributionRatio |
| Average Distribution Ratio | 0.035952 | AverageDistributionRatio |
| Net Noncharitable Assets | 46678912 | NetNoncharitableAssets |
| Adjusted Noncharitable Assets | 1678200 | AdjustedNoncharitableAssets |
| One Percent Net Investment Income | 9471 | OnePercentNetInvestmentIncome |
| Adj Nonchrtbl Assets And One | 1687671 | AdjNonchrtblAssetsAndOnePct |
| Qualifying Distributions | 2301441 | QualifyingDistributions |
Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | X | DomesticOrgMeetingSect4940e |
| Investment Income Excise Tax | 9471 | InvestmentIncomeExciseTax |
| Tax Under Section511 | 0 | TaxUnderSection511 |
| Subtotal | 9471 | Subtotal |
| Subtitle A Tax | 0 | SubtitleATax |
| Tax Based On Investment Income | 9471 | TaxBasedOnInvestmentIncome |
| Est Tax Payments And Overpayment | 35904 | EstTaxPaymentsAndOverpayment |
| Total Credits And Payments | 35904 | TotalCreditsAndPayments |
| Form2220 Attached | X | Form2220Attached |
| Overpayment | 26433 | Overpayment |
| Amount Credited To Next Year | 10000 | AmountCreditedToNextYear |
| Amount To Be Refunded | 16433 | AmountToBeRefunded |
Statements Regarding Activities StatementsRegardingActivities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Activities | 0 | LegislativePoliticalActivities |
| More Than100 Spent | 0 | MoreThan100Spent |
| Form1120 POL Filed | 0 | Form1120POLFiled |
| Sect4955 Tax On Organization | 0 | Sect4955TaxOnOrganization |
| Sect4955 Tax On Managers | 0 | Sect4955TaxOnManagers |
| Reimbursement Of Tax | 0 | ReimbursementOfTax |
| Activities Not Prev Reported | 0 | ActivitiesNotPrevReported |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylaws |
| Unrelated Bus Income Over1000 | 0 | UnrelatedBusIncomeOver1000 |
| Termination Etc | 0 | TerminationEtc |
| Requirements Of Sect508e | 1 | RequirementsOfSect508e |
| At Least5000 In Assets | 1 | AtLeast5000InAssets |
| States Filed With | CA | StatesFiledWith |
| Form990 PF Filed With AG | 1 | Form990PFFiledWithAG |
| Private Operating Foundation | 0 | PrivateOperatingFoundation |
| New Substantial Contributors | 0 | NewSubstantialContributors |
| Interest In Controlled Entity | 0 | InterestInControlledEntity |
| Applicable Insurance Contract | 0 | ApplicableInsuranceContract |
| Comply With Public Inspection Rqr | 1 | ComplyWithPublicInspectionRqr |
| Website Address | INFO@LEOMSHORTINO.ORG | WebsiteAddress |
Books In Care Of Business Name BooksInCareOfBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ELAINE CURRAN EXECUTIVE DIRECTOR | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Books In Care Of Phone Number | 4082756306 | BooksInCareOfPhoneNumber |
Books In Care Of US Address BooksInCareOfUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1760 THE ALAMEDA | AddressLine1 |
| City | SAN JOSE | City |
| State | CA | State |
| ZIP Code | 95126 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Bank | 0 | ForeignBank |
Statements Regarding Acty4720 StatementsRegardingActy4720
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exchange With Dsqfly Person | 0 | SaleOrExchangeWithDsqflyPerson |
| Borrow Or Lend With Dsqfly Person | 0 | BorrowOrLendWithDsqflyPerson |
| Furnished Goods With Dsqfly Person | 0 | FurnishedGoodsWithDsqflyPerson |
| Pay Compensation To Dsqfly Person | 1 | PayCompensationToDsqflyPerson |
| Transfer Assets To Dsqfly Person | 0 | TransferAssetsToDsqflyPerson |
| Payment To Government Offical | 0 | PaymentToGovernmentOffical |
| Acts Fail To Qualify As Exceptions | 0 | ActsFailToQualifyAsExceptions |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActs |
| Undistributed Income Prior Years | 0 | UndistributedIncomePriorYears |
| Business Holdings | 0 | BusinessHoldings |
| Jeopardy Investments | 0 | JeopardyInvestments |
| Uncorrected Jeopardy Investments | 0 | UncorrectedJeopardyInvestments |
| Influence Legislation | 0 | InfluenceLegislation |
| Influence Election | 0 | InfluenceElection |
| Grants To Individuals | 0 | GrantsToIndividuals |
| Grants To Organizations | 0 | GrantsToOrganizations |
| Noncharitable Purpose | 0 | NoncharitablePurpose |
| Rcv Funds To Pay Prsnl Bnft Contract | 0 | RcvFundsToPayPrsnlBnftContract |
| Pay Premiums Prsnl Bnft Contract | 0 | PayPremiumsPrsnlBnftContract |
| Prohibited Tax Shelter Transactn | 0 | ProhibitedTaxShelterTransactn |
Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo
Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (7 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitle | Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition | CompensationCompensation | Contri To Empl Benefit Plans EtcContriToEmplBenefitPlansEtc | Expense Account Other AllowancesExpenseAccountOtherAllowances |
|---|---|---|---|---|---|---|---|---|
| CHRISTINE BURROUGHS | ||||||||
| 1760 THE ALAMEDA 200 | SAN JOSE | CA | 95126 | VICE- CHAIRMAN | 2.00 | 4000 | 0 | 0 |
| GARY T SHARA | ||||||||
| 1760 THE ALAMEDA 200 | SAN JOSE | CA | 95126 | CHAIRMAN | 2.00 | 4000 | 0 | 0 |
| LINDA MURRAY | ||||||||
| 1760 THE ALAMEDA 200 | SAN JOSE | CA | 95126 | SECRETARY | 2.00 | 3600 | 0 | 0 |
| FRANK BOITANO | ||||||||
| 1760 THE ALAMEDA 200 | SAN JOSE | CA | 95126 | TREASURER | 2.00 | 4000 | 0 | 0 |
| MARTIN BACCAGLIO | ||||||||
| 1760 THE ALAMEDA 200 | SAN JOSE | CA | 95126 | PRIOR YEAR CHAIRMAN | 2.00 | 0 | 0 | 0 |
| DAVID HEIMAN | ||||||||
| 1760 THE ALAMEDA 200 | SAN JOSE | CA | 95126 | BOARD MEMBER | 2.00 | 4000 | 0 | 0 |
| GERALD T WADE S J | ||||||||
| 1760 THE ALAMEDA 200 | SAN JOSE | CA | 95126 | BOARD MEMBER | 2.00 | 3600 | 0 | 0 |
Compensation Of Highest Paid Empl CompensationOfHighestPaidEmpl (2 entries)
| NameName | Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitle | Average Hours Per WeekAverageHoursPerWeek | CompensationCompensation | Employee BenefitsEmployeeBenefits | Expense AccountExpenseAccount |
|---|---|---|---|---|---|---|---|---|---|
| ELAINE CURRAN | 1760 THE ALAMEDA | SAN JOSE | CA | 95126 | EXECUTIVE DIRECTOR | 40.00 | 80004 | 0 | 0 |
| KIM GUPTILL | 1760 THE ALAMEDA | SAN JOSE | CA | 95126 | ASSISTANT | 20.00 | 19048 | 0 | 0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Number Of Oth Empl Paid Over50k | 0 | TotNumberOfOthEmplPaidOver50k |
| Comp Of Hghst Paid Cntrct NONE | NONE | CompOfHghstPaidCntrctNONE |
| Tot Number Of Cntrct Paid Over50k | 0 | TotNumberOfCntrctPaidOver50k |
Sum Of Program Related Investments SumOfProgramRelatedInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Minimum Investment Return MinimumInvestmentReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Avg Monthly FMV Of Securities | 43020219 | AvgMonthlyFMVOfSecurities |
| Avg Monthly Cash Balances | 4369539 | AvgMonthlyCashBalances |
| FMV All Other Noncharitable Assets | 0 | FMVAllOtherNoncharitableAssets |
| Total FMV Of Unused Assets | 47389758 | TotalFMVOfUnusedAssets |
| Reduction Claimed | 0 | ReductionClaimed |
| Acquisition Indebtedness | 0 | AcquisitionIndebtedness |
| Adj Total FMV Of Unused Assets | 47389758 | AdjTotalFMVOfUnusedAssets |
| Cash Deemed Charitable | 710846 | CashDeemedCharitable |
| Net Noncharitable Assets | 46678912 | NetNoncharitableAssets |
| Minimum Investment Return | 2333946 | MinimumInvestmentReturn |
Distributable DistributableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | 2333946 | MinimumInvestmentReturn |
| Tax Based On Investment Income | 9471 | TaxBasedOnInvestmentIncome |
| Total Tax | 9471 | TotalTax |
| Distributable Amount Before Adj | 2324475 | DistributableAmountBeforeAdj |
| Recoveries Qlfy Distributions | 0 | RecoveriesQlfyDistributions |
| Distributable Amount Before Ded | 2324475 | DistributableAmountBeforeDed |
| Deduction Fr Distributable | $0 | DeductionFrDistributableAmount |
| Distributable Amount As Adjusted | 2324475 | DistributableAmountAsAdjusted |
Qualifying Distributions QualifyingDistributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | 2301441 | ExpensesAndContributions |
| Program Related Investments Total | 0 | ProgramRelatedInvestmentsTotal |
| Qualifying Distributions | 2301441 | QualifyingDistributions |
| One Pct Sect4940e Org Net Invst Incm | 9471 | OnePctSect4940eOrgNetInvstIncm |
| Adj Qualifying Distributions | 2291970 | AdjQualifyingDistributions |
Undistributed Income UndistributedIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable Amount As Adjusted | 2324475 | DistributableAmountAsAdjusted |
| Undistributed Income Prior Year | 2113306 | UndistributedIncomePriorYear |
| Total For Prior Years | 0 | TotalForPriorYears |
| Total Excess Distri Carryover | 0 | TotalExcessDistriCarryover |
| Qualifying Distributions | 2301441 | QualifyingDistributions |
| Applied To Year1 | 2113306 | AppliedToYear1 |
| Applied To Prior Years | 0 | AppliedToPriorYears |
| Treated As Distri From Corpus | 0 | TreatedAsDistriFromCorpus |
| Applied To Current Year | 188135 | AppliedToCurrentYear |
| Remaining Distri From Corpus | 0 | RemainingDistriFromCorpus |
| Excess Distri Cyov App CY Corpus | 0 | ExcessDistriCyovAppCYCorpus |
| Excess Distri Cyov Applied CY | 0 | ExcessDistriCyovAppliedCY |
| Total Corpus | 0 | TotalCorpus |
| Prior Year Undistributed Income | 0 | PriorYearUndistributedIncome |
| Prior Year Deficiency Or Tax | 0 | PriorYearDeficiencyOrTax |
| Taxable Amount1 | 0 | TaxableAmount1 |
| Taxable Amount2 | 0 | TaxableAmount2 |
| Undistributed Income CY | 2136340 | UndistributedIncomeCY |
| Distri From Corpus170b1 E Or4942g3 | 0 | DistriFromCorpus170b1EOr4942g3 |
| Excess Distri Cyov From Year5 | 0 | ExcessDistriCyovFromYear5 |
| Excess Distri Cyov To Next Year | 0 | ExcessDistriCyovToNextYear |
Supplementary Information SupplementaryInformation
Appication Submission Info AppicationSubmissionInfo (3 entries)
| Recipient NameRecipientName | Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient Phone NumberRecipientPhoneNumber | Form And Info And MaterialsFormAndInfoAndMaterials | Submission DeadlinesSubmissionDeadlines | Restrictions On AwardsRestrictionsOnAwards |
|---|---|---|---|---|---|---|---|---|
| ELAINE CURRAN | 1760 THE ALAMEDA SUITE 200 | SAN JOSE | CA | 95126 | 4082756306 | THE APPLICANT ORGANIZATION PROVIDES A LETTER OF INTENT ONLINE 30 DAYS BEFORE THE PROPOSAL GRANT DATE. THE FOUNDATION WILL DETERMINE IF THE APPLICATION IS IN THE FOUNDATION'S AREA OF INTEREST AND WILL REQUEST AN ONLINE PROPOSAL. THE APPLICANT CAN ALSO PROVIDE A WRITTEN GRANT PROPOSAL TO THE EXECUTIVE DIRECTOR. | FOR THE MARCH BOARD MEETING, A LETTER OF INTENT JAN 17 AND A GRANT PROPOSAL ON FEB 17 | THE FOUNDATION PRIMARILY MAKES GRANTS TO ORGANIZATION'S RECOGNIZED BY THE IRS UNDER SECTION 501 (C) (3). THE FOUNDATION MOST OFTEN MAKES GRANTS TO: THE SUPPORT OF DIRECT SERVICES AND CAPITAL PROJECTS, ORGANIZATIONS THAT PRIMARILY PROVIDE SERVICES IN SANTA CLARA COUNTY, ORGANIZATIONS THAT HAVE CLEARLY STATED STRATEGIC PLANS, INCORPORATE MEASURABLE OBJECTIVES, AND HAVE A TRACK RECORD OF MATCHING AND EXCEEDING PERFORMANCE GOALS. |
| ELAINE CURRAN | 1760 THE ALAMEDA SUITE 200 | SAN JOSE | CA | 95126 | 4082756306 | THE APPLICANT ORGANIZATION PROVIDES A LETTER OF INTENT ONLINE 30 DAYS BEFORE THE PROPOSAL GRANT DATE. THE FOUNDATION WILL DETERMINE IF THE APPLICATION IS IN THE FOUNDATION'S AREA OF INTEREST AND WILL REQUEST AN ONLINE PROPOSAL. THE APPLICANT CAN ALSO PROVIDE A WRITTEN GRANT PROPOSAL TO THE EXECUTIVE DIRECTOR. | FOR THE JUNE BOARD MEETING, A LETTER OF INTENT APRIL 15 AND A GRANT PROPOSAL ON MAY 16 | COLLABORATIVE PARTNERSHIPS THAT INVOLVE FORMAL AGREEMENTS BETWEEN AGENCIES TO SOLVE DIFFICULT PROBLEMS OR INCREASE THE EFFICIENCY OF THE USE OF CHARITABLE FUNDS. |
| ELAINE CURRAN | 1760 THE ALAMEDA SUITE 200 | SAN JOSE | CA | 95126 | 4082756306 | THE APPLICANT ORGANIZATION PROVIDES A LETTER OF INTENT ONLINE 30 DAYS BEFORE THE PROPOSAL GRANT DATE. THE FOUNDATION WILL DETERMINE IF THE APPLICATION IS IN THE FOUNDATION'S AREA OF INTEREST AND WILL REQUEST AN ONLINE PROPOSAL. THE APPLICANT CAN ALSO PROVIDE A WRITTEN GRANT PROPOSAL TO THE EXECUTIVE DIRECTOR. | FOR THE SEPTEMBER BOARD MEETING, A LETTER OF INTENT AUGUST 15 AND GRANT PROPOSAL SEPT 14 | GRANTS ARE GENERALLY LESS THAN 50% OF A PROJECT COST OR PROGRAM COST. TYPICAL GRANTS WILL BE IN A RANGE FROM $5,000 TO $50,000. MULTI-YEAR GRANTS ARE POSSIBLE AND CHALLANGE GRANTS ARE ENCOURAGED. THE FOUNDATION DOES NOT MAKE GRANTS FOR FUND RAISING EVENTS, ENDOWMENTS, OR ORGANIZATIONS THAT MAKE GRANTS TO OTHER ORGANIZATIONS, SUCH AS THE UNITED WAY. |
Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (72 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient RelationshipRecipientRelationship | Recipient Foundation StatusRecipientFoundationStatus | Purpose Of Grant Or ContributionPurposeOfGrantOrContribution | AmountAmount |
|---|---|---|---|---|---|---|---|
| FOOTHILL-DEANZA COMMUNITY COLLEGES FOUNDATION | |||||||
| 12345 EL MONTE ROAD | LOS ALTOS HILLS | CA | 94022 | NONE | PUBLIC CHARITY | GRANT: FIELD TRIPS TITLE ONE SCHOOLS IN SANTA CLARA COUNTY TO DEANZA PLANETARIUM | $10,000 |
| SILICON VALLEY COUNCIL OF NONPROFITS | |||||||
| 1400 PARKMOOR AVE130 | SAN JOSE | CA | 95126 | NONE | PUBLIC CHARITY | GRANT: STRATEGIC PLANNING WORKSHOP FOR NON PROFIT ORGANIZATIONS | $10,000 |
| BELLARMINE COLLEGE PREPERATORY SCHOOL- UNITED STATES CATHOLIC CONFERENCE | |||||||
| 960 WEST HEDDING STREET | SAN JOSE | CA | 95126 | COMMON BOARD MEMBER AND TEACHER | PUBLIC CHARITY | GRANT: CAPITAL GRANT INSTALLMENT PAYMENT | $225,000 |
| ALUM ROCK COUNSELING CENTER | |||||||
| 1245 E SANTA CLARA ST | SAN JOSE | CA | 95116 | NONE | PUBLIC CHARITY | GRANT: OCALA MIDDLE SCHOOL MENTORING PROGRAM | $25,000 |
| ACE CHARTER SCHOOL | |||||||
| 1100 SHASTA AVE | SAN JOSE | CA | 95126 | NONE | PUBLIC CHARITY | GRANT: CAPITAL FUND FOR NEW CAMPUS | $50,000 |
| KIWANIS CLUB OF SAN JOSE FOUNDATION | |||||||
| 1530 HALLBROOK DRIVE | SAN JOSE | CA | 95118 | NONE | PUBLIC CHARITY | GRANT: TURN AROUND SCHOLARSHIP FUND FOR AT RISK YOUTH | $76,397 |
| BIG BROTHERS BIG SISTERS OF THE BAY AREA | |||||||
| 731 MARKET ST STE 600 | SAN FRANCISCO | CA | 94103 | NONE | PUBLIC CHARITY | GRANT: MENTORS FOR AT RISK YOUTH- MATCH FEDERAL GRANTS | $25,000 |
| CHILD ADVOCATES SILICON VALLEY INC | |||||||
| 509 VALLEY WAY | MILPITAS | CA | 95035 | NONE | PUBLIC CHARITY | GRANT: VOLUNTEER ADVOCATES FOR FOSTER YOUTH | $30,000 |
| PARTNERS IN SCHOOL INNOVATION | |||||||
| 1060 TENNESSEE ST 2ND FL | SAN FRANCISCO | CA | 94107 | NONE | PUBLIC CHARITY | GRANT: ALUM ROCK AND DISTRICT TRANSFORMATION INITIATIVE | $107,000 |
| PENINSULA COLLEGE FUND | |||||||
| 1325 BAY LAUREL DRIVE | MENLO PARK | CA | 94025 | NONE | 501 (C)(17) | GRANT: SCHOLARSHIPS AND SUPPORT FOR LOW INCOME STUDENTS | $36,000 |
| SILICON VALLEY EDUCATION FOUNDATION | |||||||
| 1400 PARKMOOR AVE130 | SAN JOSE | CA | 95126 | NONE | PUBLIC CHARITY | GRANT: ALGEBRA AND SCIENCE PREP CLASSES FOR LOW-SKILL STUDENTS | $25,000 |
| BAY AREA WOMEN'S SPORTS INITIATIVE | |||||||
| 1922 THE ALAMEDA STE 100 | SAN JOSE | CA | 95126 | NONE | PUBLIC CHARITY | GRANT: AFTER SCHOOL GIRLS SPORTS PROGRAMS | $17,360 |
| DOWNTOWN COLLEGE PREPARATORY SCHOOL SAN JOSE UNIFIED SCHOOL DISTRICT | |||||||
| 1460 THE ALAMEDA | SAN JOSE | CA | 95126 | NONE | GOVERNMENT SUBDIVISI | GRANT: START UP COSTS FOR EAST SAN JOSE CAMPUS | $50,000 |
| KIDPOWER | |||||||
| 2741 MIDDLEFIELD ROAD S101 | LOS GATOS | CA | 94303 | NONE | PUBLIC CHARITY | GRANT: VIOLENCE AND ABUSE PREVENTION FOR DISABLED YOUNG PEOPLE IN SANTA CLARA CO, CA | $10,000 |
| ROTARY CLUB OF SAN JOSE FOUNDATION | |||||||
| 1690 SENTER ROAD | SAN JOSE | CA | 95112 | NONE | PUBLIC CHARITY | GRANT: THAILAND PROJECT AT WHEELCHAIR FOUNDATION OF SILICON VALLEY | $2,500 |
| SANTA CLARA COUNTY OFFICE OF EDUCATION | |||||||
| 1290 RIDDER PARK DRIVE | SAN JOSE | CA | 95131 | NONE | GOVERNMENT UNIT | GRANT: WEB BASED ARTS CURRICULUM AND TRAINING | $22,240 |
| SANTA CLARA UNIFIED SCHOOL DISTRICT | |||||||
| 1889 LAWRENCE ROAD | SANTA CLARA | CA | 95051 | NONE | GOVERNMENT SUBDIVISI | GRANT: EMPLOYER-SCHOOL COUNCIL SCHOLARSHIP FUND FOR ALTERNATIVE HIGH SCHOOLS | $10,000 |
| ARCHBISHOP MITTY HIGH SCHOOL | |||||||
| 5000 MITTY AVE | SAN JOSE | CA | 95129 | NONE | PUBLIC CHARITY | GRANT: TWO ONE YEAR SCHOLARSHIPS | $30,000 |
| BOYS AND GIRLS CLUBS OF SILICON VALLEY | |||||||
| 518 VALLEY WAY | MILPITAS | CA | 95035 | NONE | PUBLIC CHARITY | GRANT; SCHOLARSHIPS FOR SUMMER DAY CAMP | $40,000 |
| SACRED HEART NATIVITY SCHOOL | |||||||
| 310 EDWARDS AVE | SAN JOSE | CA | 95110 | NONE | PUBLIC CHARITY | GRANT; TUITION ASSISTANCE FOR LOW INCOME STUDENTS | $30,000 |
| PRESENTATION HIGH SCHOOL | |||||||
| 2281 PLUMMER AVE | SAN JOSE | CA | 95125 | NONE | PUBLIC CHARITY RELIG | GRANT: TUITION ASSISTANCE FOR LOW INCOME STUDENTS | $44,000 |
| YMCA SANTA CLARA VALLEY | |||||||
| 1922 THE ALAMEDA FL3 | SAN JOSE | CA | 95126 | NONE | PUBLIC CHARITY | GRANT; SUMMER CAMP SCHOLARSHIPS | $5,000 |
| SALVATION ARMY SANTA CLARA COUNTY | |||||||
| 440 WEST NYACK ROAD | W NYACK | NY | 10994 | NONE | PUBLIC CHARITY | GRANT: BACK TO SCHOOL SUPPLIES AND CLOTHING FROM SANTA CLARA COUNTY SALVATION ARMY DIVISION | $5,000 |
| CITY OF SAN JOSE CA | |||||||
| 200 EAST SANTA CLARA STREET | SAN JOSE | CA | 95113 | NONE | GOVERNMENT SUBDIVISI | GRANT; SUMMER DAY CAMP SCHOLARSHIP | $50,000 |
| CALIFORNIA COMMUNITY PARTNERS FOR YOUTH INC | |||||||
| PO BOX 578 | SAN JOSE | CA | 95106 | NONE | PUBLIC CHARITY | GRANT: MENTORING AT-RISK HIGH SCHOOL STUDENTS | $25,000 |
| CENTER FOR EXCELLENCE IN THE NONPROFITS | |||||||
| 546 VALLEY WAY | MILPITAS | CA | 95035 | NONE | PUBLIC CHARITY | GRANT: LEADERSHIP INSTITUTE | $5,000 |
| GIRL SCOUTS OF SAN FRANCISCO BAY AREA | |||||||
| 7700 EDGEWATER DR STE 340 | OAKLAND | CA | 94621 | NONE | PUBLIC CHARITY | GRANT: HEALTHY DECISIONS, WELLNESS HEALTHY LIFESTYLES PROGRAMS | $25,000 |
| SAN JOSE GRAIL FAMILY SERVICES | |||||||
| 2003 EAST SAN ANTONIO ST | SAN JOSE | CA | 95116 | NONE | PUBLIC CHARITY | GRANT: VOLUNTEER LITERACY PROGRAM | $25,000 |
| TURNING WHEELS FOR KIDS | |||||||
| 2400 MOORPARK AVE STE 207 | SAN JOSE | CA | 95128 | NONE | PUBLIC CHARITY | GRANT; BICYCLES FOR LOW INCOME YOUTH | $10,000 |
| MIND RESEARCH INSTITUTE | |||||||
| 3631 S HARBOR BLVD | SANTA ANA | CA | 92704 | NONE | PUBLIC CHARITY | GRANT: MATHEMATICS SOFTWARE AND TRAINING PROGRAM | $25,000 |
| BERRYESSA UNION SCHOOL DISTRICT | |||||||
| 1376 PIEDMONT ROAD | SAN JOSE | CA | 95132 | NONE | GOVERNMENT SUBDIVISI | GRANT: 6TH GRADE SUMMER AND SCHOOL YEAR MATHEMATICS PROGRAM | $24,000 |
| JOHN F KENNEDY UNIVERSITY | |||||||
| 100 ELLINWOOD WAY | PLEASANT HILL | CA | 94523 | NONE | PUBLIC CHARITY | GRANT: SUNNYVALE ARTS THERAPY CAMP FOR ABUSED AND AT-RISK ELEMENTARY STUDENTS | $5,000 |
| 1ST ACT SILICON VALLEY | |||||||
| 38 W SANTA CLARA STREET | SAN JOSE | CA | 95113 | NONE | PUBLIC CHARITY | GRANT: INCUBATE SCHOOL OF ARTS AND CULTURE | $50,000 |
| PARTNERS IN SCHOOL INNOVATION | |||||||
| 1060 TENNESSEE ST 2ND FL | SAN FRANCISCO | CA | 94107 | NONE | PUBLIC CHARITY | GRANT; ALUM ROCK SCHOOL AND DISTRICT TRANSFORMATION INITIATIVE | $107,000 |
| TOWER FOUNDATION OF SAN JOSE STATE UNIVERSITY | |||||||
| 1 WASHINGTON SQ | SAN JOSE | CA | 95192 | NONE | PUBLIC CHARITY | GRANT: HEALTHY LIFE STYLES AT MCKINLEY ELEMENTARY SCHOOL | $19,703 |
| OAK GROVE SCHOOL DISTRICT | |||||||
| 6578 SAINT TERESA BLVD | SAN JOSE | CA | 95119 | NONE | GOVERNMENT SUBDIVISI | GRANT :ADOPT-A-COLLEGE PROGRAM: SCHOLARSHIPS FOR EDENVILLE ELEMENTARY STUDENTS | $7,500 |
| ALUM ROCK SCHOOL DISTRICT | |||||||
| 2930 GAY AVE | SAN JOSE | CA | 95127 | NONE | GOVERNMENT SUBDIVISI | GRANT: SCHOOL AND DISTRICT TRANSFORMATION | $34,720 |
| BREAKTHROUGH SILICON VALLEY | |||||||
| 1635 PARK AVE | SAN JOSE | CA | 95126 | NONE | PUBLIC CHARITY | GRANT: MIDDLE SCHOOL AND HIGH SCHOOL ACADEMIC SUPPORT | $25,000 |
| WILLOW GLEN HIGH SCHOOL | |||||||
| 2001 COTTLE AVE | SAN JOSE | CA | 95125 | NONE | GOVERNMENT SUBDIVISI | GRANT: COUSELORS ASSISTING WITH COLLEGE, FIANCIAL ADIE & CAREER DECISIONS | $19,000 |
| WORLDLINK FOUNDATION | |||||||
| 38 KEYES AVE BOX 17 | SAN FRANCISCO | CA | 94129 | NONE | PUBLIC CHARITY | GRANT: NOURISH FOOD SYSTEM LITERACY PROGRAM | $10,000 |
| INN VISION THE WAY HOME | |||||||
| 1900 THE ALAMEDA SUITE 400 | SAN JOSE | CA | 95126 | COMMON BOARD MEMBER AND CEO | PUBLIC CHARITY | GRANT: AFTER-SCHOOL TUTORING SUMMER DAY CAMP, MENTORING HOMELESS YOUTH | $35,000 |
| VIA REHABILITATION SERVICES INC | |||||||
| 2851 PARK AVE | SANTA CLARA | CA | 95050 | NONE | PUBLIC CHARITY | GRANT: SCREENING, DIAGNOSIS, AND EDUCATION SERVICES FOR DISABLED HIGH SCHOOL STUDENTS | $60,000 |
| BOOKS ALOUD INC | |||||||
| PO BOX 5731 | SAN JOSE | CA | 95150 | NONE | PUBLIC CHARITY | GRANT: PROVIDE AUDIO BOOKS AND EQUIPMENT FOR SPECIAL NEEDS STUDENTS CLASS ROOM | $25,000 |
| BELLARMINE COLLEGE PREPERATORY SCHOOL- UNITED STATES CATHOLIC CONFERENCE | |||||||
| 960 WEST HEDDING STREET | SAN JOSE | CA | 95126 | NONE | PUBLIC CHARITY | GRANT: TUITION ASSISTANCE FOR LOW-INCOME STUDENTS | $47,000 |
| MUSIC FOR MINORS | |||||||
| 883 N SHORELINE BLVD C120 | MOUNTAIN VIEW | CA | 94043 | NONE | PUBLIC CHARITY | GRANT: VOLUNTEER LED MUSIC EDUCATION | $10,000 |
| ALUM ROCK COUNSELING CENTER | |||||||
| 1245 E SANTA CLARA ST | SAN JOSE | CA | 95116 | NONE | PUBLIC CHARITY | GRANT: OCALA MIDDLE SCHOOL MENTORING PROGRAM | $25,000 |
| ADOLESCENT COUNSELING SERVICES | |||||||
| 1717 EMBARCADERO ROAD STE 4000 | PALO ALTO | CA | 94303 | NONE | PUBLIC CHARITY | GRANT: STUDENT COUNSELING AT 5 PALO ALTO SCHOOLS | $10,000 |
| SAN JOSE CHILDRENS DISCOVERY MUSEUM | |||||||
| 180 WOZ WAY | SAN JOSE | CA | 95110 | NONE | PUBLIC CHARITY | GRANT: COMMUNITY SERVICES AND VOLUNTEER TRAINING | $24,500 |
| COMPUTER HISTORY MUSEUM | |||||||
| 1401 N SHORELINE BLVD | MOUNTAIN VIEW | CA | 94043 | NONE | PUBLIC CHARITY | GRANT: STUDENTS TECHNOLOGY TRAINING | $25,000 |
| FRIENDS FOR YOUTH INC | |||||||
| 1741 BROADWAY | REDWOOD CITY | CA | 94063 | NONE | PUBLIC CHARITY | GRANT: FRIENDS FOR YOUTH | $10,000 |
| LINCOLN HIGH SCHOOL FOUNDATION | |||||||
| 555 DANA AVE | SAN JOSE | CA | 95126 | NONE | PUBLIC CHARITY | GRANT: MENTORING PROGRAM FOR AT RISK STUDENTS | $20,000 |
| NEXTDOOR SOLUTIONS TO DOMESTIC VIOLENCE | |||||||
| 234 GISH RD STE 200 | SAN JOSE | CA | 95112 | NONE | PUBLIC CHARITY | GRANT: TEEN SUPPORT GROUP, CONFERENCE, AND LEADERSHIP PROGRAM | $10,000 |
| TRANSACCESS | |||||||
| 1150 S BASCOM AVE 7A | SAN JOSE | CA | 95128 | NONE | PUBLIC CHARITY | GRANT: CAREER EXPLORATION AND ASSESSMENTS FOR DISABLED HIGH SCHOOL STUDENTS | $15,000 |
| COMMUNITY HEALTH AWARENESS COUNCIL | |||||||
| 711 CHURCH STREET | MOUNTAIN VIEW | CA | 94041 | NONE | PUBLIC CHARITY | GRANT; COUNSELING AT SUNNYVALE ELEMENTARY SCHOOLS | $25,000 |
| PARTNERS IN SCHOOL INNOVATION | |||||||
| 1060 TENNESSEE ST 2ND FL | SAN FRANCISCO | CA | 94107 | NONE | PUBLIC CHARITY | GRANT: ALUM ROCK AND DISTRICT TRANSFORMATION INITIATIVE | $35,000 |
| SACRED HEART COMMUNITY SERVICE | |||||||
| 1381 SOUTH FIRST STREET | SAN JOSE | CA | 95110 | NONE | PUBLIC CHARITY | GRANT: SCHOOL READINESS, PARENT EDUCATION, AND ACADEMIC ENRICHMENT | $25,000 |
| SYMPHONY SILICON VALLEY | |||||||
| PO BOX 790 | SAN JOSE | CA | 95106 | NONE | PUBLIC CHARITY | GRANT: ARTS TRIPS FOR STUDENTS: VISUAL ARTS PERFORMING ARTS | $25,000 |
| YOUTH SCIENCE INSTITUTE | |||||||
| 296 GARDEN HILL DRIVE | LOS GATOS | CA | 95032 | NONE | PUBLIC CHARITY | GRANT; FIELD TRIP AND SCIENCE EDUCATION PROGRAMS | $25,000 |
| CATHOLIC CHARITIES OF SAN JOSE | |||||||
| 2625 ZANKER ROAD | SAN JOSE | CA | 95134 | NONE | PUBLIC CHARITY | GRANT; AFTER SCHOOL LITERACY PROGRAM FIRST YEAR STUDENTS | $25,000 |
| RESOURCE AREA FOR TEACHING INC | |||||||
| PO BOX 83328 | LOS ANGELES | CA | 90083 | NONE | PUBLIC CHARITY | GRANT; TEACHER SCIENCE TRAINING AND MATERIALS IN OCALA ELEMENTARY SCHOOLS | $25,000 |
| GIRLS FOR A CHANGE | |||||||
| PO BOX 1436 | SAN JOSE | CA | 95109 | NONE | PUBLIC CHARITY | GRANT; GIRLS AFTER SCHOOL DEVELOPEMENT PROGRAM | $35,000 |
| YWCA OF SILICON VALLEY | |||||||
| 375 SOUTH 3RD STREET | SAN JOSE | CA | 95112 | NONE | PUBLIC CHARITY | GRANT; CULTURAL AND EDUCATIONAL OPPORTUNITIES FOR HIGH RISK STUDENTS | $35,000 |
| SILICON VALLEY INDEPENDENT LIVING CENTER | |||||||
| 2202 N FIRST STREET | SAN JOSE | CA | 95131 | NONE | PUBLIC CHARITY | GRANT; LEADERSHIP EDUCATION AND MENTORING FOR DISABLED STUDENTS | $25,000 |
| ALEARN | |||||||
| 3777 STEVENS CREEK BLVD S 330 | SANTA CLARA | CA | 95051 | NONE | PUBLIC CHARITY | GRANT; SUMMER MATH ACCELERATION PROGRAM FOR 6TH GRADE | $30,000 |
| CHILDRENS MUSICAL THEATER SAN JOSE | |||||||
| 1400 PARKMOOR AVE | SAN JOSE | CA | 95126 | NONE | PUBLIC CHARITY | GRANT; SUBSIDIES FOR STUDENT AUDIENCES | $35,000 |
| EMQ FAMILIES FIRST | |||||||
| 251 LLEWELLYN AVE | CAMPBELL | CA | 95009 | NONE | PUBLIC CHARITY | GRANT; ADDICTION PREVENTION PROGRAMS FOR ALUM ROCK MIDDLE SCHOOLS | $35,000 |
| FRESH LIFELINES FOR YOUTH | |||||||
| 568 VALLEY WAY | MILPITAS | CA | 95035 | NONE | PUBLIC CHARITY | GRANT: LEGAL EDUCATION AND SUPPORT FOR YOUTH IN JUVENILE JUSTICE SYSTEM | $35,000 |
| KIWANIS CLUB OF SAN JOSE FOUNDATION | |||||||
| 1530 HALL BROOK DRIVE | SAN JOSE | CA | 95118 | COMMON BOARD MEMBERS SAN JOSE KIWANIS | PUBLIC CHARITY | GRANT KEY LEADER TRAINING FOR YOUTH LEADERS CONFERENCE | $4,484 |
| NOTRE DAME HIGH SCHOOL | |||||||
| 596 SOUTH SECOND STREET | SAN JOSE | CA | 95112 | NONE | PUBLIC CHARITY | GRANT; TUITION ASSISTANCE FOR LOW INCOME STUDENTS | $25,000 |
| LELAND STANFORD JUNIOR UNIVERSITY | |||||||
| 326 GALVEZ STREET | STANFORD | CA | 94305 | NONE | PUBLIC CHARITY | GRANT: RAISING INTEREST IN SCIENCE AND ENGINEERING SUMMER INTERNSHIP | $15,000 |
| ASSOCIATION OF SMALL FOUNDATIONS | |||||||
| 1720 N STREET NW | WASHINGTON | DC | 20036 | NONE | PUBLIC CHARITY | CONTRIBUTION | $300 |
| SILICON VALLEY CHILDREN'S FUND | |||||||
| 4525 UNION AVE | SAN JOSE | CA | 95124 | NONE | PUBLIC CHARITY | GRANT: YES TO HIGHER EDUCATION PROGRAM | $15,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Grant Or Contri Paid During Year | 2143704 | TotGrantOrContriPaidDuringYear |
| Tot Grant Or Contri Approved Future | 0 | TotGrantOrContriApprovedFuture |
Analysis Income Producing Acty AnalysisIncomeProducingActy
Int On Savings And Temp Cash Invst IntOnSavingsAndTempCashInvst
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $597,576 | ExclusionAmount |
Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $619,591 | ExclusionAmount |
Net Rntl Incm Re Not Debt Fincd Prop NetRntlIncmReNotDebtFincdProp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 15 | ExclusionCode |
| Exclusion | $0 | ExclusionAmount |
Other Investment Income Part VII OtherInvestmentIncomePartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $0 | ExclusionAmount |
Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 18 | ExclusionCode |
| Exclusion | $0 | ExclusionAmount |
Subtotals Part XVIA SubtotalsPartXVIA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Income | $0 | UnrelatedBusinessIncomeAmount |
| Exclusion | $1,217,167 | ExclusionAmount |
| Related Or Exempt Function Income | 0 | RelatedOrExemptFunctionIncome |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Part XVIA | 1217167 | TotalPartXVIA |
Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Noncharitable EO | 0 | TrnsfrOfCashToNoncharitableEO |
| Trnsfr Oth Assets Noncharitable EO | 0 | TrnsfrOthAssetsNoncharitableEO |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssets |
| Purchase Assets Noncharitable EO | 0 | PurchaseAssetsNoncharitableEO |
| Rental Of Facilities Etc | 0 | RentalOfFacilitiesEtc |
| Reimbursement Arrangements | 0 | ReimbursementArrangements |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuarantees |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtc |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtc |
| Relationships Noncharitable E Os | 0 | RelationshipsNoncharitableEOs |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees AccountingFees (3 entries)
| CategoryCategory | AmountAmount | Net Investment IncomeNetInvestmentIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|
| ACCOUNTING FEE | $51,323 | 17142 | 34181 |
| AUDIT FEE (ROBERT LEE & ASSOC) | $15,250 | 5083 | 10157 |
| PAYROLL TAX SERVICES | $474 | 118 | 356 |
Depreciation Schedule DepreciationSchedule
Depreciation Depreciation (7 entries)
| Description Of PropertyDescriptionOfProperty | Date AcquiredDateAcquired | Cost Or Other BasisCostOrOtherBasis | Prior Years DepreciationPriorYearsDepreciation | Computation MethodComputationMethod | LifeLife | Current Year ExpenseCurrentYearExpense | Net Investment IncomeNetInvestmentIncome |
|---|---|---|---|---|---|---|---|
| COMPUTER | 2010-08-31 | 1246 | 178 | 200DB | 7.000000000000 | 305 | 0 |
| SERVER FOR OFFICE COMPUTER | 2011-12-15 | 1675 | 200DB | 7.000000000000 | 40 | 0 | |
| 97% INTEREST DUNCANVILLE CONDOMINIMUM | 2004-08-03 | 251521 | 58304 | SL | 27.500000000000 | 9146 | 9146 |
| 3% DUNCANVILLE CONDOMINIUM | 2009-11-06 | 10513 | 930 | SL | 27.500000000000 | 382 | 382 |
| OFFICE COMPUTER | 2011-03-07 | 1144 | 200DB | 7.000000000000 | 272 | 0 | |
| LAND DUNCANVILLE CONDOMINIUM | 2004-08-03 | 111866 | L | 0 | 0 | ||
| TABLE | 2011-03-07 | 426 | 200DB | 7.000000000000 | 101 | 0 |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corp Bonds InvestmentsCorpBonds (227 entries)
| Name Of BondNameOfBond | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| FHLMC NOTES 0 1/2% SEP 06 2013 - 1500000 SHS | 1500598 | 1498215 |
| FHLMC NOTES 0 1/2% AUG 23 2013 - 1500000 SHS | 1500312 | 1497495 |
| FNMA NOTES 1 3/8% OCT 19 2016 - 1700000 SHS | 1700000 | 1697722 |
| FNMA 0 1/2% OCT 03 2013 - 1700000 SHS | 1700000 | 1697858 |
| FORD MOTOR CR NT 7.25% 10/01/13- 10,000 SHS | 10525 | 10603 |
| LENNAR CORPORATION 5.6% MAY 31 2015- 10000 SHS | 9902 | 9850 |
| CHESAPEAKE ENERGY CORP 6 1/2% AUG 15 2017 - 15000 SHS | 15198 | 15975 |
| JARDEN CORP SR SUB NOTES 7 1/2% MAY 1 2017- 10000 SHS | 10427 | 10600 |
| AMERICAN GENERAL FINANCE MEDM TERM NTS 5.85% JUN 1 2013 - 10000 SHS | 9650 | 8800 |
| SMITHFIELD FOODS INC SR NTS 7 3/4% JUL 1 2017 - 5000 SHS | 5222 | 5475 |
| HEALTH MANAGEMENT ASSOC 6 1/8% APR 15 2016 - 10000 SHS | 10147 | 10350 |
| COMMUNITY HEALTH SYSTEMS 8 7/8% JUL 15 2015 - 9000 SHS | 9448 | 9293 |
| NEWFIELD EXP CO 7 1/8% MAY 15 2018 - 10000 SHS | 10593 | 10675 |
| EDISON MISSION ENERGY 7.2% MAY 15 2019- 8000 SHS | 6506 | 5000 |
| SERVICE CORP INTL 7% JUN 15 2017 - 15000 SHS | 15492 | 16275 |
| FOREST OIL CORP 7 1/4% JUN 15 2019- 20000 SHS | 20500 | 20400 |
| SUPERVALU INC 8% MAY 01 2016 - 10000 SHS | 9512 | 10325 |
| HOST HOTELS & RESORTS LP 6 3/4% JUN 01 2016 - 10000 SHS | 10280 | 10275 |
| HARTFORD FINL SVCS GRP 8 1/8% JUN 15 2038 - 20000 SHS | 21390 | 19800 |
| PIONEER NAT RESOURCE 6.65% MAR 15 2017 - 20000 SHS | 21168 | 22129 |
| AMERICAN INTL GROUP 8.175% MAY 15 2058 - 5000 SHS | 5474 | 4450 |
| D R HORTON INC 6 1/2% APR 15 2016 - 10000 SHS | 10315 | 10363 |
| RITE AID CORP 7 1/2% MAR 01 2017 - 20000 SHS | 19495 | 19975 |
| CONSTELLATION BRANDS INC 7 1/4% MAY 15 2017 - 25000 SHS | 26363 | 27500 |
| INGLES MARKETS INC 8 7/8% MAY 15 2017 - 10000 SHS | 10711 | 10825 |
| PRIDE INTL INC 8 1/2% JUN 15 2019 10000 SHS | 11433 | 12383 |
| FRONTIER COMMR NOTES 8 1/8% OCT 01 2018 - 20000 SHS | 22026 | 20150 |
| SOLUTIA INC SR NOTES 8 3/4% NOV 01 2017 - 5000 SHS | 5455 | 5463 |
| NAVISTAR INTL CORP SR NOTES 8 1/4% NOV 01 2021 - 10000 SHS | 10826 | 10638 |
| IRON MOUNTAIN INC 8 3/8% AUG 15 2021- 15000 SHS | 16060 | 15975 |
| UNITED RENTALS NORTH AM 9 1/4% DEC 15 2019- 15000 SHS | 16612 | 15713 |
| HANESBRANDS INC 8% DEC 15 2016- 10000 SHS | 10710 | 10875 |
| CIT GROUP INC 7% MAY 01 2017 DTD 11/04/2009 - 10000 SHS | 10000 | 10000 |
| CRICKET COMMUNICATIONS INC 7 3/4% MAY 15 2016 - 10000 SHS | 10622 | 10325 |
| STEEL DYNAMICS INC 7.75% APR 15 2016 - 15000 SHS | 15805 | 15638 |
| DISH DBS CORP 7 7/8% SEP 01 2019- 20000 SHS | 21009 | 22600 |
| GMAC 8% NOV 01 2031 - 20000 SHS | 22132 | 19300 |
| HARRAHS OPERATING CO INC 11 1/4% JUN 01 2017 - 5000 SHS | 5073 | 5306 |
| LIMITED BRANDS INC 8 1/2% JUN 15 2019 - 30000 SHS | 34027 | 34950 |
| EQUINIX INC SR NOTES 8 1/8% MAR 01 2018 DTD 03/03/2010 - 10000 SHS | 10845 | 10900 |
| US STEEL CORP SR NTS 7 3/8% APR 01 2020 - 12000 SHS | 12547 | 11700 |
| SUBURBAN PROPANE PARTNRS SR NTS 7 3/8% MAR 15 2020 - 20000 SHS | 21106 | 20800 |
| BALL CORP SR NTS 6 3/4% SEP 15 2020 - 20000 SHS | 21091 | 21750 |
| LEAR CORP 8 1/8% MAR 15 2020 DTD 03/26/2010 - 10000 SHS | 10876 | 11000 |
| MEDIACOM LLC/CAPITAL CORPORATION 9 1/8% AUG 15 2019 DTD 02/15/2010 - 12000 S | 12330 | 12735 |
| HCA INC 8 1/2% APR 15 2019 - 20000 SHS | 21899 | 21900 |
| CASCADES INC 7 3/4% DEC 15 2017 - 10000 SHS | 10573 | 9900 |
| VERSO PAPER HLDGS LLC IN 11 1/2% JUL 01 2014 - 22000 SHS | 23100 | 22440 |
| CAPITAL ONE CAPITAL IV 6.745% FEB 17 2037 - 20000 SHS | 19950 | 19750 |
| BOISE PAPER HDG CO ISSR 8% APR 01 2020 - 5000 SHS | 5384 | 5288 |
| PINNACLE ENTERTAINMENT 8 5/8% AUG 01 2017 10000 SHS | 10731 | 10575 |
| ARCH COAL INC 7 1/4% OCT 01 2020 DTD 08/09/2010 - 15000 SHS | 15838 | 15338 |
| ALLBRITTON COMM 8% MAY 15 2018 - 10000 SHS | 10250 | 9925 |
| MGM RESORTS INTL 11 1/8% NOV 15 2017 - 10000 SHS | 11142 | 11400 |
| WINDSTREAM CORP 7 7/8% NOV 01 2017 - 5000 SHS | 5341 | 5413 |
| WYNN LAS VEGAS LLC/CORP 7 7/8% MAY 01 2015 - 10000 SHS | 10759 | 11013 |
| BE AEROSPINC SR NTS 6 7/8% OCT 01 2020 - 15000 SHS | 15617 | 16350 |
| CLEAR CHANNEL WLDWDE 9 1/4% DEC 15 2017 - 10000 SHS | 10935 | 10800 |
| ENERGY TRANSFER 3 7 1/2% OCT 15 2020 - 25000 SHS | 26278 | 27313 |
| DAVITA INC 6 3/8% NOV 01 2018 5000 SHS | 5100 | 5119 |
| DEVELOPERS DIVERSIFIED R 7 7/8% SEP 01 2020- 4000 SHS | 4493 | 4462 |
| INTL LEASE FINANCE CORP 8 1/4% DEC 15 2020 - 10000 SHS | 10342 | 10100 |
| CKE RESTAURANTS INC 11 3/8% JUL 15 2018 - 9000 SHS | 9906 | 9810 |
| CCO HLDGS LLC CAP CORP 7 1/4% OCT 30 2017 - 10000 SHS | 10200 | 10538 |
| CONSOL ENERGY INC 8 1/4% APR 01 2020 - 15000 SHS | 16517 | 16575 |
| MGM RESORTS INTL 9% MAR 15 2020 - 5000 SHS | 5517 | 5538 |
| NRG ENERGY INC 8 1/4% SEP 01 2020 - 15000 SHS | 15294 | 15075 |
| VALASSIS COMM 6 5/8% FEB 01 2021 - 5000 SHS | 4826 | 4650 |
| BANK OF AMERICA CORP 3 3/4% JUL 12 20161 - 10000 SHS | 9505 | 9259 |
| NIELSEN FINANCE LLC/CO 7 3/4% OCT 15 2018 - 10000 SHS | 11007 | 10800 |
| AMER AIRLN PT TRS 11-2 8 5/8% OCT 15 2021 - 10000 SHS | 10025 | 10200 |
| L-3 COMM CORP 3.95% NOV 15 2016- 5000 SHS | 5069 | 5047 |
| AES CORP 8% OCT 15 2017 - 10000 SHS | 10713 | 11000 |
| GOODYEAR TIRE & RUBBER C 10 1/2% MAY 15 2016 - 7000 SHS | 7684 | 7718 |
| RRI ENERGY INC 7 7/8% JUN 15 2017- 25000 SHS | 24938 | 24125 |
| SPRINT NEXTEL CORP SR NTS 8 3/8% AUG 15 2017- 20000 SHS | 21627 | 17925 |
| WEYERHAEUSER CO 7 3/8% OCT 01 2019- 10000 SHS | 10925 | 11267 |
| UNITED STATES STEEL CORP 7% FEB 01 2018 - 3000 SHS | 3064 | 2970 |
| NEWFIELD EXPL CO 6 7/8% FEB 01 2020 - 15000 SHS | 15868 | 16050 |
| CABLEVISION SYSTEMS CORP SR NTS 7 3/4% APR 15 2018 - 15000 SHS | 15855 | 15900 |
| METROPCS WIRELESS INC SR NTS 7 7/8% SEP 01 2018 - 15000 SHS | 15642 | 15206 |
| HARBOR HIGH YIELD BOND FUND - INS - 90918.577 SHS | 1000000 | 962828 |
| EATON VANCE FLOATING RATE I - 78581.574 SHS | 714091 | 692304 |
| JPM INTL CURRENCY INCOME FD - 66548.776 SHS | 750000 | 720723 |
| JPM TR I INFL MANAGED BD - SEL - 55721.668 SHS | 577276 | 583963 |
| CS 95% PPN EM FX BASKET 5/16/12 - 250000 SHS | 251732 | 237875 |
| STRIPPED PRIN PAYMENT U S A 8 7/8% FEB 15 2019 - 30000 SHS | 22539 | 27148 |
| MORGAN STANLEY NOTES 5.30% MAR 1 2013- 45000 SHS | 46744 | 45551 |
| CREDIT SUISSE FB USA INC NTS 4 7/8% JAN 15 2015- 30000 SHS | 31086 | 31345 |
| WACHOVIA CORP SUB NOTES 5 1/4% AUG 1 2014 - 50000 SHS | 52753 | 52739 |
| HSBC FINANCE CORP 5% JUN 30 2015 - 45000 SHS | 48536 | 45693 |
| FANNIE MAE 6.0% AUG 1 2034 DTD 7/1/2004 - 4492.678 SHS | 4460 | 4993 |
| GENERAL ELECTRIC CAP CORP MED TERM NTS 5% JAN 8 2016 - 25000 SHS | 26957 | 27353 |
| VERIZON COMMUNICATIONS 5.55% FEB 15 2016 - 30000 SHS | 34112 | 34328 |
| FANNIE MAE 5.5% APR 1 2036 DTD 3/1/2006 POOL- 23460.068 SHS | 26344 | 25616 |
| GOLDMAN SACHS GROUP INC SR NTS 5 3/4% OCT 01 2016- 55000 SHS | 60157 | 57027 |
| BANK OF AMERICA CORP 5 1/8% NOV 15 2014 - 60000 SHS | 60850 | 59733 |
| GENERAL ELEC CAP CORP MED TRM NTS 5 5/8% SEP 15 2017 - 50000 SHS | 49939 | 55339 |
| NUCOR CORP NTS 5 3/4% DEC 01 2017 - 30000 SHS | 35252 | 35345 |
| FANNIE MAE 5.5% FEB 01 2037 DTD 01/01/2007- 13463.777 SHS | 14134 | 14689 |
| ALLSTATE LF GLB FN TRST MED TERM NTS 5 3/8% APR 30 2013- 30000 SHS | 31541 | 31678 |
| TRAVELERS PPTY CASUALTY 5% MAR 15 2013 - 30000 SHS | 31301 | 31295 |
| AMERICA MOVIL SAB DE CV 5 5/8% NOV 15 2017 - 30000 SHS | 34435 | 34486 |
| FANNIE MAE 6% MAY 01 2038 DTD 05/01/2008 - 12024.45 SHS | 12744 | 13299 |
| APACHE FINANCE CANADA 4 3/8% MAY 15 2015 - 40000 SHS | 43279 | 43913 |
| NATIONAL CITY CORP 4.9% JAN 15 2015- 30000 SHS | 31798 | 32419 |
| AMERPRISE FINANCIAL INC 5.65% NOV 15 2015 - 25000 SHS | 27407 | 28239 |
| FANNIE MAE 5% NOV 01 2033 - 20259.613 SHS | 20577 | 21910 |
| PRINCIPAL LIFE INC FDG MED TERM NTE 5.3% APR 24 2013 - 30000 SHS | 31502 | 31475 |
| WYETH 5 1/2% FEB 15 2016 - 25000 SHS | 27748 | 29075 |
| CME GROUP INC 5 3/4% FEB 15 2014- 25000 SHS | 27033 | 27250 |
| HEWLETT PACKARD CO 4 3/4% JUN 02 2014- 25000 SHS | 25020 | 26402 |
| SIMON PROPERTY GROUP LP 6 3/4% MAY 15 2014 - 25000 SHS | 27333 | 27531 |
| DIAGEO CAPITAL PLC 5 1/2% SEP 30 2016- 30000 SHS | 34409 | 34492 |
| FANNIE MAE 4.5% MAY 01 2023 POOL NO 982892 - 1674.48 SHS | 1409 | 1787 |
| FANNIE MAE 4.5% MAY 01 2024 POOL NO 931195 - 38155.15 SHS | 39253 | 40688 |
| EOG RESOURCES INC 5 7/8% SEP 15 2017 - 30000 SHS | 36042 | 35805 |
| HONDA AUTO RECE OWNER TR SER 2009-3 3.3% SEP 15 2015 - 75000 SHS | 76828 | 76423 |
| DEUTSCHE BANK AG LONDON 3 7/8% AUG 18 2014 - 30000 SHS | 30690 | 30518 |
| BLACKROCK INC 6 1/4% SEP 15 2017 - 30000 SHS | 34896 | 34902 |
| FREDDIE MAC GOLD PARTIC CTF 4.5% AUG 01 2020 POOL - 4133.6 SHS | 4248 | 4405 |
| U S A TREASURY NOTES 2 3/4% NOV 30 2016 DTD 11/30/2009 - 420000 SHS | 445879 | 458556 |
| FREDDIE MAC GOLD PARTIC CTF 5.5% DEC 01 2022- 12968.25 SHS | 13596 | 14039 |
| FREDDIE MAC GOLD PARTIC CTF 5% FEB 01 2018 - 79486.79 SHS | 83250 | 83804 |
| BOEING CO 3 3/4% NOV 20 2016 DTD 11/20/2009 - 30000 SHS | 32857 | 32885 |
| RABOBANK NEDERLAND 2 1/8% OCT 13 2015 - 45000 SHS | 43719 | 44096 |
| TOTAL CAPITAL SA 2.3% MAR 15 2016 - 25000 SHS | 24476 | 25658 |
| FREDDIE MAC GOLD PARTIC CTF 5.5% SEP 01 2022 - 24710.66 SHS | 25774 | 26752 |
| ACE INA HOLDING 2.6% NOV 23 2015 DTD 11/23/2010 - 30000 SHS | 29637 | 30536 |
| JOHN DEERE CAPL CORP MED TERM NTE 1.65% OCT 15 2014 - 25000 SHS | 25000 | 25129 |
| FANNIE MAE 4.5% DEC 01 2039 - 33411.395 SHS | 32833 | 35582 |
| FREDDIE MAC GOLD PARTIC CTF 4% DEC 01 2020 - 124797.651 SHS | 128308 | 128059 |
| FHLMC GOLD PARTIC CTF 4.5% OCT 01 2018 - 110511.046 SHS | 116589 | 117848 |
| FHLMC SER 2979 CL MC 5% MAY 15 2020 - 131000 SHS | 142667 | 143625 |
| FHLMC GOLD PARTIC CTF 4% JAN 01 2019 - 122061.266 SHS | 127401 | 129363 |
| FHLMC GOLD PARTIC CTF 4% MAR 01 2019- 118138.917 SHS | 123160 | 125206 |
| FNMA 5% APR 01 2019 - 134074.731 SHS | 143292 | 144436 |
| FG GOLD PARTIC CTF 4.5% JAN 01 2018- 127757.727 SHS | 134425 | 135299 |
| BB&T CORP MTN 3.2% MAR 15 2016 - 40000 SHS | 40727 | 41697 |
| BP CAPITAL MARKETS PLC 3.2% MAR 11 2016 - 40000 SHS | 40852 | 41921 |
| ABBEY NATL TREAS SERV FLOATING RATE APR 25 2014 - 65000 SHS | 29720 | 27311 |
| FHLMC SER 2904 CL CA 5% APR 15 2019 - 92901.753 SHS | 96792 | 96508 |
| WORLD OMNI AUTO RECE SER 2011-A CL A4 1.91% APR 15 2016 - 100000 SHS | 100813 | 101728 |
| AMGEN INC 2.3% JUN 15 2016 - 9000 SHS | 8979 | 9061 |
| BERKSHIRE HATHAWAY INC 2.2% AUG 15 2016 - 7000 SHS | 6988 | 7206 |
| TOYOTA MOTOR CREDIT CORP MTN 2% SEP 15 2016 - 35000 SHS | 34818 | 35348 |
| AMERICREDIT AUTO RECE TR SER 2011-5 1.55% AUG 08 2014- 80000 SHS | 79972 | 79936 |
| FREDDIE MAC 4 7/8% NOV 15 2013 43000 SHS | 45122 | 46581 |
| FREDDIE MAC NOTES 5% JUL 15 2014 - 325000 SHS | 353520 | 360942 |
| FREDDIE MAC 4 3/8% JUL 17 2015 - 85000 SHS | 88444 | 95550 |
| FANNIE MAE 5 3/8% JUL 15 2016- 150000 SHS | 177743 | 178575 |
| AT&T CORP 6.7% NOV 15 2013- 40000 SHS | 43937 | 44096 |
| RIO TINTO FIN PLC 8.95% MAY 01 2014 - 20000 SHS | 23305 | 23390 |
| CITIGROUP INC 6.01% JAN 15 2015 - 50000 SHS | 53754 | 52236 |
| AFLAC INC 3.45% AUG 15 2015 - 30000 SHS | 30417 | 30959 |
| WESTPAC BANKING CORP 3% DEC 09 2015- 30000 SHS | 30047 | 30146 |
| ALLY FINANCIAL INC NTS 6 7/8% AUG 28 2012 - 20000 SHS | 20550 | 20250 |
| CSC HOLDINGS INC 7 5/8% JUL 15 2018 - 10000 SHS | 10975 | 11000 |
| TOYS R US NOTES 7 7/8% APR 15 2013 - 5000 SHS | 5088 | 5081 |
| FORD MOTOR CREDIT CO NOTES 7% OCT 1 2013 - 30000 SHS | 32325 | 31810 |
| PIONEER NATURAL RESOURCE SR NTS 5 7/8% JUL 15 2016 - 15000 SHS | 16125 | 16324 |
| R R DONNELLY & SONS CO NTS 4.95% APR 1 2014 - 10000 SHS | 9850 | 9775 |
| HCA INC NOTES 6 3/4% JUL 15 2013 - 15000 SHS | 15638 | 15488 |
| ECHOSTAR DBS CORP 6 5/8% OCT 1 2014 - 15000 SHS | 15713 | 16013 |
| NEXTEL COMMUNICATIONS SENIOR NOTES 7 3/8% AUG 1 2015 - 20000 SHS | 19300 | 18300 |
| CONSTELLATION BRANDS INC SR NTS 7 1/4% SEP 01 2016 - 10000 SHS | 11050 | 10988 |
| DEAN FOODS CO 7% JUN 1 2016 - 10000 SHS | 10100 | 9875 |
| SEAGATE TECHNOLOGY HDD H SR NTS 6.80% OCT 1 2016 - 10000 SHS | 10675 | 10700 |
| PEABODY ENERGY CORP SR NTS 7 3/8% NOV 1 2016 - 10000 SHS | 11125 | 11000 |
| NRG ENERGY INC 7 3/8% JAN 15 2017 - 20000 SHS | 20950 | 20750 |
| HCA INC SR NOTES 5 3/4% MAR 15 2014 - 10000 SHS | 10300 | 10200 |
| HEALTH MANAGEMENT ASSOC 6 1/8% APR 15 2016 - 15000 SHS | 15375 | 15525 |
| COMMUNITY HEALTH SYSTEMS 8 7/8% JUL 15 2015- 12000 SHS | 12995 | 12390 |
| WINDSTREAM CORP 8 1/8% AUG 01 2013 - 10000 SHS | 10750 | 10700 |
| KANSAS CITY SOUTHERN RY SR NTS 8% JUN 01 2015 - 5000 SHS | 5325 | 5306 |
| CITIGROUP INC SR NOTES 6 1/2% AUG 19 2013 - 10000 SHS | 10419 | 10410 |
| INTL LEASE FIN CORP MED TERM NTE 5.65% JUN 01 2014 - 20000 SHS | 19350 | 19100 |
| CHESAPEAKE ENERGY CORP SR NTS 9 1/2% FEB 15 2015 - 15000 SHS | 17250 | 17175 |
| AES CORP 7 3/4% MAR 01 2014 - 15000 SHS | 16106 | 16200 |
| FRONTIER COMMUNICATIONS 8 1/4% MAY 01 2014 - 15000 SHS | 15988 | 15638 |
| SUPERVALU INC 8% MAY 01 2016 - 15000 SHS | 15806 | 15488 |
| SPX CORP 7 5/8% DEC 15 2014 - 15000 SHS | 16275 | 16500 |
| D.R. HORTON INC 5 1/4% FEB 15 2015 - 15000 SHS | 15000 | 15188 |
| JARDEN CORP 8% MAY 01 2016- 10000 SHS | 11000 | 10800 |
| JABIL CIRCUIT INC SR NOTES 7 3/4% JUL 15 2016 - 10000 SHS | 11150 | 11150 |
| INGLES MARKETS INC 8 7/8% MAY 15 2017 - 10000 SHS | 10800 | 10825 |
| FRONTIER OIL CORP 8 1/2% SEP 15 2016 - 10000 SHS | 10600 | 10650 |
| RRI ENERGY INC 7 5/8% JUN 15 2014- 10000 SHS | 10200 | 10000 |
| LAMAR MEDIA CORP 6 5/8% AUG 15 2015 - 15000 SHS | 15000 | 15263 |
| OWENS-BROCKWAY GLASS CONT INC GTD SR NT 7.375% - 15000 SHS | 16388 | 16425 |
| BELO CORP SR NOTES 8% NOV 15 2016- 15000 SHS | 16300 | 16275 |
| UNITED RENTALS NORTH AM 10 7/8% JUN 15 2016 - 15000 SHS | 16950 | 16650 |
| CIT GROUP INC 7% MAY 01 2015 - 20000 SHS | 20100 | 20040 |
| CRICKET COMMUNICATIONS INC 7 3/4% MAY 15 2016- 20000 SHS | 20850 | 20650 |
| WENDY'S ARBY'S REST LLC 10% JUL 15 2016 - 15000 SHS | 16425 | 16500 |
| MGM MIRAGE INC 13% NOV 15 2013- 15000 SHS | 17456 | 17813 |
| CLEAN HARBORS INC 7 5/8% AUG 15 2016 - 5000 SHS | 5344 | 5313 |
| STEEL DYNAMICS INC 7.75% APR 15 2016- 10000 SHS | 10650 | 10425 |
| FOREST OIL CORPORATION 8 1/2% FEB 15 2014 - 10000 SHS | 10800 | 10900 |
| HARRAHS OPERATING CO INC 11 1/4% JUN 01 2017- 10000 SHS | 10225 | 10613 |
| RITE AID CORP 9 3/4% JUN 12 2016 - 20000 SHS | 22000 | 21900 |
| ASHLAND INC COM NEW 9.125% JUN 01 2017 - 10000 SHS | 11225 | 11150 |
| LANDRYS RESTAURANT INC 11 5/8% DEC 01 2015 - 10000 SHS | 10585 | 10525 |
| ALLIANCE ONE INTL INC 10% JUL 15 2016- 15000 SHS | 12981 | 13500 |
| ARCH COAL INC 8 3/4% AUG 01 2016 - 10000 SHS | 10800 | 10925 |
| BERRY PLASTICS CORP 8 1/4% NOV 15 2015- 15000 SHS | 15975 | 15975 |
| PENINSULA GAMING LLC 8 3/8% AUG 15 2015 - 10000 SHS | 10400 | 10600 |
| REGENCY ENERGY PARTNERS 9 3/8% JUN 01 2016 - 20000 SHS | 22300 | 22000 |
| SERVICE CORP INTL 6 3/4% APR 01 2016 STEP CPN - 15000 SHS | 16031 | 16238 |
| CONSOL ENERGY INC 8% APR 01 2017- 15000 SHS | 16388 | 16425 |
| INTELSAT JACKSON HLDG 9 1/2% JUN 15 2016 - 15000 SHS | 15750 | 15675 |
| BANK OF AMERICA CORP 3 3/4% JUL 12 2016 - 10000 SHS | 9553 | 9259 |
| SPECTRUM BRANDS INC 9 1/2% JUN 15 2018 - 10000 SHS | 10825 | 10938 |
| CASE NEW HOLLAND INC 7 7/8 % DEC 01 2017 - 5000 SHS | 5538 | 5650 |
| GANNETT CO INC 6 3/8% SEP 01 2015 - 15000 SHS | 15263 | 15225 |
| SUNGARD DATA SYSTEMS INC 10 5/8% MAY 15 2015 10000 SHS | 10763 | 10650 |
| CCH II LLC/CCH II CAP 13.5% NOV 30 16 ELECT BDS - EXP 12/13/11 - 8597 SHS | 9887 | 9930 |
| ROYAL CARIBBEAN CRUISES SR NTS 7 1/4% JUN 15 2016 - 10000 SHS | 10700 | 10750 |
| BIOMET INC 10% OCT 15 2017 - 15000 SHS | 16275 | 16200 |
| DENBURY RESOURCES INC 9 3/4% MAR 01 2016- 10000 SHS | 11050 | 11025 |
| GOODYEAR TIRE & RUBBER C 10 1/2% MAY 15 2016 - 10000 SHS | 11169 | 11025 |
| AVIS BUDGET CAR RENTAL 7 5/8% MAY 15 2014 STEP CPN - 5000 SHS | 5075 | 5050 |
| SANMINA SCI CORP 8 1/8% MAR 01 2016 - 10000 SHS | 10250 | 10325 |
| BALL CORP SR NTS 7 1/8% SEP 01 2016 - 10000 SHS | 10850 | 10875 |
| TARGA RESOURCES PARTNERS 8 1/4% JUL 01 2016- 20000 SHS | 21165 | 20950 |
| ALLY FINANCIAL INC 4 1/2% FEB 11 2014 - 20000 SHS | 19600 | 19300 |
| ADJUSTMENT TO BOND BASIS | 64230 | 0 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corp Stock InvestmentsCorpStock (70 entries)
| Name Of StockNameOfStock | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| PROFESSIONALLY MANAGED PORTFS THE OSTERWEIS FD - 42977.192 SHS | 1203243 | 1101505 |
| ISHARES S&P MIDCAP 400 INDEX FUND - 22540 SHS | 2091776 | 1974729 |
| JPM US EQU FD - SEL- 112891.498 SHS | 1209207 | 1117626 |
| JPM LARGE CAP GROWTH FD - SEL FUND 3118 - 30640.036 SHS | 675000 | 657535 |
| JPM ASIA EQU FD - SEL - 18196.723 SHS | 689717 | 523338 |
| RS INTL GROWTH FD - 22516.965 SHS | 365000 | 347212 |
| VANGUARD MSCI EMERGING MRKTS ETF - 9810 SHS | 472923 | 374840 |
| HIGHBRIDGE DYNAMIC COMM STRG FD -SEL - 24937.656 SHS | 500000 | 427182 |
| MATTHEWS ASIA DIVIDEND INSTL - 50190.8 SHS | 719316 | 626381 |
| JPM BREN EAFE 2/23/12 - 635000 SHS | 635000 | 564769 |
| GS CONT BUFF EQ SPX 3/21/12 - 665000 SHS | 665000 | 653097 |
| DB BREN EAFE 3/28/12 - 675000 SHS | 675000 | 599130 |
| BNP CONT BUFF EQ SPX 06/06/12 - 675000 SHS | 675000 | 646552 |
| CS MARKET PLUS SPX 12/21/12 - 670000 SHS | 670000 | 664975 |
| JPM BREN EAFE 07/05/12 - 590000 SHS | 590000 | 523094 |
| BARC MARKET PLUS SPX 02/05/13 - 650000 SHS | 650000 | 673075 |
| GLOBAL ACCESS HEDGE FUND LTD CLA 09-11 - 1500 SHS | 1500000 | 1464290 |
| DB BREN BRENT CRUDE 10/17/12- 250000 SHS | 250000 | 254875 |
| JPM MARKET PLUS GOLD NOTE 10/29/12 - 250000 SHS | 250000 | 239575 |
| HSBC BREN EEM 10/31/12 - 400000 SHS | 400000 | 394880 |
| JPM CONT BUFF EQ MID 12/05/12 - 300000 SHS | 300000 | 303000 |
| GLOBAL ACCESS HEDGE FUND LTD CLASS A 12-11 - 1500 SHS | 1500000 | 1494904 |
| AMERICAN EXPRESS CO - 1000 SHS | 44513 | 47170 |
| AUTOMATIC DATA PROCESSING INC - 950 SHS | 46783 | 51310 |
| CINTAS CORP - 1325 SHS | 37162 | 46123 |
| COMERICA INC - 2000 SHS | 61576 | 51600 |
| GLAXOSMITHKLINE PLC SPONS ADR - 1350 SHS | 57937 | 61601 |
| ILLINOIS TOOL WORKS INC - 1050 SHS | 48907 | 49046 |
| KIMBERLY-CLARK CORP - 850 SHS | 54294 | 62526 |
| MICROSOFT CORP - 1750 SHS | 48308 | 45430 |
| NESTLE S A SPONS ADR REPSTG REG SH - 1100 SHS | 61485 | 63523 |
| OMNICOM GROUP INC - 1275 SHS | 55292 | 56840 |
| SCHLUMBERGER LTD - 500 SHS | 29794 | 34155 |
| STAPLES INC - 4600 SHS | 91938 | 63894 |
| SYSCO CORP - 2725 SHS | 79183 | 79924 |
| WALMART STORES INC - 1350 SHS | 72270 | 80676 |
| DIAGEO P L C SPONS ADR NEW - 625 SHS | 48384 | 54638 |
| DEVON ENERGY CORP - 1000 SHS | 77380 | 62000 |
| AMERISOURCEBERGEN CORP - 1525 SHS | 55551 | 56715 |
| 3M CO - 1050 SHS | 92660 | 85817 |
| BANK OF NEW YORK MELLON CORP - 3100 SHS | 91080 | 61721 |
| TIME WARNER INC NEW - 1650 SHS | 59069 | 59631 |
| INGERSOLL-RAND PLC - 1100 SHS | 49307 | 33517 |
| ACCENTURE PLC-CL A - 1125 SHS | 57250 | 59884 |
| WILLIS GROUP HOLDINGS PLC - 1100 SHS | 43351 | 42680 |
| BERKSHIRE HATHAWAY INC DEL CL B - 850 SHS | 69940 | 64855 |
| TE CONNECTIVITY LTD - 1800 SHS | 62822 | 55458 |
| COVIDIEN PLC NEW - 1100 SHS | 53621 | 49511 |
| UNITED PARCEL SERVICE INC CL B - 975 SHS | 70574 | 71360 |
| MONSANTO CO - 450 SHS | 32547 | 31532 |
| ABBOTT LABORATORIES - 5071 SHS | 247500 | 285142 |
| ANALOG DEVICES INC - 6007 SHS | 205112 | 214930 |
| AUTOMATIC DATA PROC INC - 5132 SHS | 263293 | 277179 |
| COLGATE PALMOLIVE CO - 3041 SHS | 247873 | 280958 |
| GENERAL MILLS INC - 6700 SHS | 249660 | 270747 |
| ILLINOIS TOOL WORKS INC - 4725 SHS | 265478 | 220705 |
| INTEL CORP - 12996 SHS | 289487 | 315153 |
| JOHNSON & JOHNSON - 4298 SHS | 271736 | 281863 |
| KELLOGG CO - 4791 SHS | 262977 | 242281 |
| LOCKHEED MARTIN CORP - 3496 SHS | 284169 | 282826 |
| MC DONALDS CORP - 3336 SHS | 259001 | 334701 |
| MICROCHIP TECHNOLOGY INC - 7590 SHS | 289730 | 278022 |
| PEPSICO INC - 4008 SHS | 267641 | 265931 |
| PROCTER & GAMBLE CO - 4140 SHS | 270646 | 276179 |
| HONEYWELL INTL INC - 4937 SHS | 286196 | 268326 |
| RAYTHEON CO - 5596 SHS | 272511 | 270734 |
| CHEVRON CORP - 2764 SHS | 272989 | 294090 |
| NEXTERA ENERGY INC - 4686 SHS | 265395 | 285284 |
| CONOCOPHILLIPS - 3705 SHS | 263503 | 269983 |
| PEOPLE'S UNITED FINL INC - 19531 SHS | 260233 | 250973 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Securities EOY Book Value | 2863913 | USGovtSecuritiesEOYBookValue |
| US Govt Securities EOYFMV | 2999545 | USGovtSecuritiesEOYFMV |
| State Local Securities EOY Book Val | 148665 | StateLocalSecuritiesEOYBookVal |
| State Local Securities EOYFMV | 164509 | StateLocalSecuritiesEOYFMV |
Investments Land Schedule2 InvestmentsLandSchedule2
Investment Land InvestmentLand (3 entries)
| Category Or ItemCategoryOrItem | Cost Or Other BasisCostOrOtherBasis | Accumulated DepreciationAccumulatedDepreciation | Book ValueBookValue | EOYFMVEOYFMV |
|---|---|---|---|---|
| 97% INTEREST DUNCANVILLE CONDOMINIMUM | 251521 | 67450 | 184071 | 0 |
| 3% DUNCANVILLE CONDOMINIUM | 10513 | 1312 | 9201 | 0 |
| LAND DUNCANVILLE CONDOMINIUM | 111866 | 0 | 111866 | 0 |
Land Etc Schedule2 LandEtcSchedule2
Land Etc LandEtc (4 entries)
| Category Or ItemCategoryOrItem | Cost Or Other BasisCostOrOtherBasis | Accumulated DepreciationAccumulatedDepreciation | Book ValueBookValue | EOYFMVEOYFMV |
|---|---|---|---|---|
| COMPUTER | 1246 | 483 | 763 | 0 |
| SERVER FOR OFFICE COMPUTER | 1675 | 40 | 1635 | 0 |
| OFFICE COMPUTER | 1144 | 272 | 872 | 0 |
| TABLE | 426 | 101 | 325 | 0 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | LEGAL FEE- ESTATE SETTLEMENT | Category |
| Amount | $519 | Amount |
| Net Investment Income | 519 | NetInvestmentIncome |
| Disbursements Charitable Prps | 0 | DisbursementsCharitablePrps |
Other Assets Schedule OtherAssetsSchedule
Other Assets OtherAssets (2 entries)
| DescriptionDescription | EOY Book ValueEOYBookValue | EOYFMVEOYFMV | BOY Book ValueBOYBookValue |
|---|---|---|---|
| DEPOSIT ON REAL ESTATE GUIGUERE COURT, SUNNYVALE, CA | 60000 | 60000 | |
| ADJUSTMENT | -3 |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases OtherDecreases
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | MUTUAL FUND INCOME TIMING DIFFERENCES | Description |
| Amount | $30,571 | Amount |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses OtherExpenses (21 entries)
| DescriptionDescription | Revenue And Expenses Per BooksRevenueAndExpensesPerBooks | Net Investment IncomeNetInvestmentIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|
| INSURANCE- PROPERTY & LIABILITY | 639 | 0 | 639 |
| INSURANCE- WORKERS COMPENSATION | 550 | 0 | 550 |
| REAL ESTATE FEES- ACQUISITION | 15587 | 15587 | 0 |
| DUES- NON PROFIT ORGANIZATIONS | 695 | 0 | 695 |
| OFFICE SUPPLIES | 1683 | 168 | 1515 |
| REPAIRS AND MAINTENANCE | 210 | 21 | 189 |
| POSTAGE | 90 | 0 | 90 |
| TELEPHONE | 1077 | 108 | 969 |
| MISCELLANEOUS | 25 | 0 | 25 |
| OFFICE MAINTAINENCE- D R | 280 | 28 | 252 |
| TRANSPARENCY INTERNATIONAL - WEB CONSULTING EXPENSE | 1100 | 0 | 1100 |
| EXECUTIVE DIRECTOR TRAVEL | 2102 | 210 | 1892 |
| EXECUTIVE DIRECTOR EDUCATION | 1975 | 0 | 1975 |
| DIRECTORS AND OFFICERS INSURANCE | 1250 | 0 | 1250 |
| ACCRUED INTEREST PAID ON BONDS- INT IN 2012 | 14676 | 0 | 0 |
| GARBAGE | 256 | 256 | 0 |
| CLEANING | 474 | 474 | 0 |
| CONDOMINIUM ASSOCIATION DUES | 4200 | 4200 | 0 |
| INSURANCE | 291 | 291 | 0 |
| MANAGEMENT FEES | 2274 | 2274 | 0 |
| MAINTENENCE AND REPAIR EXPENSES | 1359 | 1359 | 0 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income OtherIncome (2 entries)
| DescriptionDescription | Revenue And Expenses Per BooksRevenueAndExpensesPerBooks | Net Investment IncomeNetInvestmentIncome | Adjusted Net IncomeAdjustedNetIncome |
|---|---|---|---|
| ORIGINAL ISSUE DISCOUNT INCOME | 1782 | 1782 | 1782 |
| BOND PREMIUM AMORTIZATION | -54887 | -54887 | -54887 |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities OtherLiabilities (3 entries)
| BOY Book ValueBOYBookValue | EOY Book ValueEOYBookValue | DescriptionDescription |
|---|---|---|
| 10249 | 0 | |
| 0 | 1120 | SECURITY DEPOSIT- DUNCANVILLE CA CONDOMINIUM |
| 0 | 1998 | PAYROLL TAX DUE FOR 2011 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees OtherProfessionalFees (3 entries)
| CategoryCategory | AmountAmount | Net Investment IncomeNetInvestmentIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|
| OTHER PROFESSIONAL FEE- BOARD RETREAT | $1,762 | 0 | 1762 |
| INVESTMENT MANAGEMENT FEES-SECURITIES | $121,121 | 121121 | 0 |
| INVESTMENT MANAGEMENT FEES-SECURITIES | $2,385 | 2385 | 0 |
Taxes Schedule TaxesSchedule
Taxes Taxes (6 entries)
| CategoryCategory | AmountAmount | Net Investment IncomeNetInvestmentIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|
| FOREIGN TAX PAID | $5,030 | 5030 | 0 |
| FOREIGN TAX PAID | $460 | 460 | 0 |
| CA TAX AUTHORITY | $160 | 25 | 135 |
| FEDERAL EXCISE TAX- ESTIMATED TAX | $27,100 | 0 | 0 |
| PAYROLL TAX- EXEC DIRECTOR AND ASSITANCT | $6,069 | 1517 | 4552 |
| REAL ESTATE TAX | $7,233 | 7233 | 0 |