EARL AND MARGERY JOHNSON FAMILY FOUNDATION: Form 990PF, tax year 2011
View the entire original 990 at ProPublica ↗
- Organization
- EARL AND MARGERY JOHNSON FAMILY FOUNDATION (EIN 20-1277672)
- Tax period
- 2011-01-01 to 2011-12-31
- Filed
- 2012-08-31
- IRS object ID
- 201212449349100001
- Schema version
- 2011v1.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Other Income Schedule2
- Other Increases Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2012-08-31T08:37:48-05:00 | Timestamp |
| Tax Period End Date | 2011-12-31 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 941687665 | EIN |
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | BANK OF AMERICA NA | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 231 S LASALLE ST IL12311013 | AddressLine1 |
| City | CHICAGO | City |
| State | IL | State |
| ZIP Code | 60604 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnType |
| Tax Period Begin Date | 2011-01-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 201277672 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | EARL & MARGERY JOHNSON FAMILY FOUNDATION | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | EARL | NameControl |
| Phone | 8664554350 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 231 S LASALLE ST IL1-231-10-13 | AddressLine1 |
| City | CHICAGO | City |
| State | IL | State |
| ZIP Code | 60604 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | EARL JOHNSON JR | Name |
| Title | PRESIDENT | Title |
| Phone | 3125376708 | Phone |
| Date Signed | 2012-08-15 | DateSigned |
| Authorize Third Party | 1 | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | SANDRA L UFEN | Name |
| PTIN | P00093667 | PTIN |
| Phone | 3125376708 | Phone |
| Date Prepared | 2012-08-15 | DatePrepared |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2011 | TaxYear |
| Build TS | 2016-02-24 21:20:13Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exempt PF | X | ExemptPF |
| FMV Assets EOY | 555211 | FMVAssetsEOY |
| Method Of Accounting Cash | X | MethodOfAccountingCash |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Not Required To Attach Schedule B | X | NotRequiredToAttachScheduleB |
| Interest On Savings Rev And Expnss | 4 | InterestOnSavingsRevAndExpnss |
| Interest On Savings Net Invst Incm | 4 | InterestOnSavingsNetInvstIncm |
| Dividends Rev And Expnss | 17209 | DividendsRevAndExpnss |
| Dividends Net Invst Incm | 17209 | DividendsNetInvstIncm |
| Gross Rents Rev And Expnss | 8356 | GrossRentsRevAndExpnss |
| Gross Rents Net Invst Incm | 8356 | GrossRentsNetInvstIncm |
| Net Rental Income Or Loss | 8356 | NetRentalIncomeOrLoss |
| Net Gain Sale Assets Rev And Expnss | 43421 | NetGainSaleAssetsRevAndExpnss |
| Gross Sales Price | 706602 | GrossSalesPrice |
| Capital Gain Net Incm Net Invst Incm | 43421 | CapitalGainNetIncmNetInvstIncm |
| Other Income Rev And Expnss | 424 | OtherIncomeRevAndExpnss |
| Other Income Net Invst Incm | 424 | OtherIncomeNetInvstIncm |
| Total Revenue And Expenses | 69414 | TotalRevenueAndExpenses |
| Total Net Investment Income | 69414 | TotalNetInvestmentIncome |
| Comp Ofcr Dir Trst Rev And Expnss | 0 | CompOfcrDirTrstRevAndExpnss |
| Comp Ofcr Dir Trst Net Invst Incm | 0 | CompOfcrDirTrstNetInvstIncm |
| Comp Ofcr Dir Trst Dsbrs Chrtbl Prps | 0 | CompOfcrDirTrstDsbrsChrtblPrps |
| Accounting Fees Rev And Expnss | 2500 | AccountingFeesRevAndExpnss |
| Accounting Fees Net Invst Incm | 0 | AccountingFeesNetInvstIncm |
| Accounting Fees Dsbrs Chrtbl Prps | 0 | AccountingFeesDsbrsChrtblPrps |
| Other Prof Fees Rev And Expnss | 4180 | OtherProfFeesRevAndExpnss |
| Other Prof Fees Net Invst Incm | 4180 | OtherProfFeesNetInvstIncm |
| Other Prof Fees Dsbrs Chrtbl Prps | 0 | OtherProfFeesDsbrsChrtblPrps |
| Taxes Rev And Expnss | 4674 | TaxesRevAndExpnss |
| Taxes Net Invst Incm | 231 | TaxesNetInvstIncm |
| Taxes Dsbrs Chrtbl Prps | 0 | TaxesDsbrsChrtblPrps |
| Tot Opr Expenses Rev And Expnss | 11354 | TotOprExpensesRevAndExpnss |
| Tot Opr Expenses Net Invst Incm | 4411 | TotOprExpensesNetInvstIncm |
| Tot Opr Expenses Dsbrs Chrtbl Prps | 0 | TotOprExpensesDsbrsChrtblPrps |
| Contri Gifts Paid Rev And Expnss | 31184 | ContriGiftsPaidRevAndExpnss |
| Contri Gifts Paid Dsbrs Chrtbl Prps | 31184 | ContriGiftsPaidDsbrsChrtblPrps |
| Total Expenses Rev And Expnss | 42538 | TotalExpensesRevAndExpnss |
| Total Expenses Net Invst Incm | 4411 | TotalExpensesNetInvstIncm |
| Total Expenses Dsbrs Chrtbl Prps | 31184 | TotalExpensesDsbrsChrtblPrps |
| Excess Of Revenue Over Expenses | 26876 | ExcessOfRevenueOverExpenses |
| Net Investment Income | 65003 | NetInvestmentIncome |
Balance Sheets BalanceSheets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | 10903 | CashBOY |
| Cash EOY | 1175 | CashEOY |
| Cash EOYFMV | 1175 | CashEOYFMV |
| Savings And Temp Cash Invst BOY | 6202 | SavingsAndTempCashInvstBOY |
| Savings And Temp Cash Invst EOY | 15462 | SavingsAndTempCashInvstEOY |
| Savings And Temp Cash Invst EOYFMV | 15462 | SavingsAndTempCashInvstEOYFMV |
| Investments Govt Oblig BOY | 48957 | InvestmentsGovtObligBOY |
| Investments Govt Oblig EOY | 24164 | InvestmentsGovtObligEOY |
| Investments Govt Oblig EOYFMV | 25833 | InvestmentsGovtObligEOYFMV |
| Investments Corp Stock BOY | 293441 | InvestmentsCorpStockBOY |
| Investments Corp Stock EOY | 222522 | InvestmentsCorpStockEOY |
| Investments Corp Stock EOYFMV | 243322 | InvestmentsCorpStockEOYFMV |
| Investments Corp Bonds BOY | 119974 | InvestmentsCorpBondsBOY |
| Investments Corp Bonds EOY | 122055 | InvestmentsCorpBondsEOY |
| Investments Corp Bonds EOYFMV | 122705 | InvestmentsCorpBondsEOYFMV |
| Investments Other BOY | 29465 | InvestmentsOtherBOY |
| Investments Other EOY | 150441 | InvestmentsOtherEOY |
| Investments Other EOYFMV | 146714 | InvestmentsOtherEOYFMV |
| Total Assets BOY | 508942 | TotalAssetsBOY |
| Total Assets EOY | 535819 | TotalAssetsEOY |
| Total Assets EOYFMV | 555211 | TotalAssetsEOYFMV |
| Total Liabilities BOY | 0 | TotalLiabilitiesBOY |
| Total Liabilities EOY | 0 | TotalLiabilitiesEOY |
| Org That Do Not Follow SFAS117 | X | OrgThatDoNotFollowSFAS117 |
| Capital Stock BOY | 508942 | CapitalStockBOY |
| Capital Stock EOY | 535819 | CapitalStockEOY |
| Paid In Or Capital Surplus BOY | 0 | PaidInOrCapitalSurplusBOY |
| Paid In Or Capital Surplus EOY | 0 | PaidInOrCapitalSurplusEOY |
| Retained Earnings BOY | 0 | RetainedEarningsBOY |
| Retained Earnings EOY | 0 | RetainedEarningsEOY |
| Total Net Assets BOY | 508942 | TotalNetAssetsBOY |
| Total Net Assets EOY | 535819 | TotalNetAssetsEOY |
| Total Liabilities Net Assets BOY | 508942 | TotalLiabilitiesNetAssetsBOY |
| Total Liabilities Net Assets EOY | 535819 | TotalLiabilitiesNetAssetsEOY |
Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Net Assets Fund Balances BOY | 508942 | TotalNetAssetsFundBalancesBOY |
| Excess Of Revenue Over Expenses | 26876 | ExcessOfRevenueOverExpenses |
| Other Increases | 1 | OtherIncreases |
| Subtotal | 535819 | Subtotal |
| Other Decreases | 0 | OtherDecreases |
| Total Net Assets Fund Balances EOY | 535819 | TotalNetAssetsFundBalancesEOY |
Capital Gains And Losses CapitalGainsAndLosses
Capital Gains And Losses Info CapitalGainsAndLossesInfo (157 entries)
| Description Of AssetDescriptionOfAsset | Date AcquiredDateAcquired | Date SoldDateSold | Gross Sales PriceGrossSalesPrice | Cost Or Other BasisCostOrOtherBasis | Gain Or LossGainOrLoss | Gains Minus Excess Or LossesGainsMinusExcessOrLosses | How AcquiredHowAcquired |
|---|---|---|---|---|---|---|---|
| ARTIO GLOBAL HIGH INCOME FUND | 2008-09-24 | 2011-01-10 | 1563 | 1441 | 122 | 122 | |
| COLUMBIA ACORN INTERNATIONAL | 2008-09-23 | 2011-01-10 | 2787 | 2190 | 597 | 597 | |
| FIDUCIARY/CLAYMORE MLP | 2010-07-28 | 2011-01-10 | 8931 | 8600 | 331 | 331 | |
| ISHARES INC MSCI AUSTRALIA INDEX | 2010-04-15 | 2011-01-10 | 9831 | 10170 | -339 | -339 | |
| ISHARES INC MSCI CDA INDEX | 2010-04-15 | 2011-01-10 | 8751 | 8222 | 529 | 529 | |
| ISHARES MSCI EMERGING MKTS INDEX | 2009-05-08 | 2011-01-10 | 4910 | 3317 | 1593 | 1593 | |
| ISHARES MSCI EMERGING MKTS INDEX | 2009-09-18 | 2011-01-10 | 4676 | 3906 | 770 | 770 | |
| ISHARES MSCI EMERGING MKTS INDEX | 2010-07-28 | 2011-01-10 | 468 | 412 | 56 | 56 | |
| JOHN HANCOCK FDS III DISCIPLINED | 2010-04-16 | 2011-01-10 | 11278 | 10155 | 1123 | 1123 | |
| JOHN HANCOCK FDS III DISCIPLINED | 2010-07-28 | 2011-01-10 | 458 | 379 | 79 | 79 | |
| JP MORGAN US LARGE CAP CORE PLUS | 2010-04-16 | 2011-01-10 | 37494 | 34747 | 2747 | 2747 | |
| JP MORGAN US LARGE CAP CORE PLUS | 2010-07-30 | 2011-01-10 | 24390 | 20897 | 3493 | 3493 | |
| PIMCO TOTAL RETURN FUND | 2009-09-18 | 2011-01-10 | 13733 | 13720 | 13 | 13 | |
| PIMCO TOTAL RETURN FUND | 2010-04-16 | 2011-01-10 | 35396 | 36178 | -782 | -782 | |
| PRUDENTIAL JENNISON MID-CAP | 2010-07-28 | 2011-01-10 | 8361 | 7122 | 1239 | 1239 | |
| SPDR S&P EMERGING MIDDLE EAST & | 2010-04-15 | 2011-01-10 | 378 | 343 | 35 | 35 | |
| THORNBURG INTL VALUE FUND | 2010-07-28 | 2011-01-10 | 2601 | 2291 | 310 | 310 | |
| TORTOISE ENERGY CAP CORP | 2010-07-28 | 2011-01-10 | 9151 | 8392 | 759 | 759 | |
| COLUMBIA ACORN FUND | 2011-01-10 | 2011-03-11 | 395 | 390 | 5 | 5 | |
| COLUMBIA ACORN INTERNATIONAL | 2008-09-23 | 2011-03-11 | 203 | 159 | 44 | 44 | |
| COLUMBIA DIVIDEND INCOME FUND | 2011-01-12 | 2011-03-11 | 1812 | 1777 | 35 | 35 | |
| COLUMBIA SELECT LARGE CAP GROWTH | 2011-01-12 | 2011-03-11 | 1792 | 1770 | 22 | 22 | |
| ARTIO GLOBAL HIGH INCOME FUND | 2008-09-24 | 2011-03-14 | 168 | 152 | 16 | 16 | |
| EATON VANCE ATLANTA CAP SMID-CAP | 2011-01-10 | 2011-03-14 | 556 | 536 | 20 | 20 | |
| FEDERATED ADJUSTABLE RATE SECS | 2011-01-10 | 2011-03-14 | 451 | 451 | 0 | 0 | |
| FIDELITY ADVISOR FLOATING RATE | 2011-01-10 | 2011-03-14 | 187 | 187 | 0 | 0 | |
| GOLDMAN SACHS ABSOLUTE RETURN | 2011-01-10 | 2011-03-14 | 563 | 559 | 4 | 4 | |
| MFS EMERGING MKTS DEBT FUND | 2010-07-28 | 2011-03-14 | 128 | 130 | -2 | -2 | |
| MFS EMERGING MKTS DEBT FUND | 2011-01-10 | 2011-03-14 | 60 | 61 | -1 | -1 | |
| PERMANENT PORTFOLIO | 2011-01-10 | 2011-03-14 | 1070 | 1036 | 34 | 34 | |
| PIMCO COMMODITY REALRETURN | 2011-01-10 | 2011-03-14 | 993 | 950 | 43 | 43 | |
| PIMCO TOTAL RETURN FUND | 2009-09-18 | 2011-03-14 | 480 | 477 | 3 | 3 | |
| PRINCIPAL PFD SECS FUND | 2011-01-10 | 2011-03-14 | 495 | 484 | 11 | 11 | |
| REMS REAL ESTATE VALUE OPPTY | 2011-01-10 | 2011-03-14 | 213 | 206 | 7 | 7 | |
| TEMPLETON GLOBAL BD FUND | 2011-01-10 | 2011-03-14 | 136 | 135 | 1 | 1 | |
| THORNBURG INTL VALUE FUND | 2010-07-28 | 2011-03-14 | 322 | 278 | 44 | 44 | |
| COLUMBIA ACORN FUND | 2011-01-10 | 2011-05-03 | 676 | 623 | 53 | 53 | |
| COLUMBIA DIVIDEND INCOME FUND | 2011-01-12 | 2011-05-03 | 654 | 617 | 37 | 37 | |
| COLUMBIA SELECT LARGE CAP GROWTH | 2011-01-12 | 2011-05-03 | 2647 | 2484 | 163 | 163 | |
| EATON VANCE ATLANTA CAP SMID-CAP | 2011-01-10 | 2011-05-03 | 1034 | 940 | 94 | 94 | |
| ISHARES MSCI EMERGING MKTS INDEX | 2009-05-08 | 2011-05-03 | 245 | 158 | 87 | 87 | |
| NORTEL NETWORKS CORP | 2008-05-30 | 2011-05-03 | 25 | -25 | -25 | ||
| PIMCO COMMODITY REALRETURN | 2011-01-10 | 2011-05-03 | 1952 | 1782 | 170 | 170 | |
| ROYAL BK CDA MONTREAL QUE | 1994-12-12 | 2011-05-03 | 28734 | 1393 | 27341 | 27341 | |
| COLUMBIA ACORN FUND | 2011-01-10 | 2011-05-11 | 76 | 70 | 6 | 6 | |
| COLUMBIA ACORN INTERNATIONAL | 2011-05-03 | 2011-05-11 | 832 | 845 | -13 | -13 | |
| COLUMBIA DIVIDEND INCOME FUND | 2011-01-12 | 2011-05-11 | 4704 | 4484 | 220 | 220 | |
| COLUMBIA SELECT LARGE CAP GROWTH | 2011-01-12 | 2011-05-11 | 4988 | 4660 | 328 | 328 | |
| EATON VANCE ATLANTA CAP SMID-CAP | 2011-01-10 | 2011-05-11 | 278 | 254 | 24 | 24 | |
| GOLDMAN SACHS ABSOLUTE RETURN | 2011-01-10 | 2011-05-11 | 1973 | 1943 | 30 | 30 | |
| ISHARES MSCI EMERGING MKTS INDEX | 2009-05-08 | 2011-05-11 | 1437 | 948 | 489 | 489 | |
| ISHARES S&P LATIN AMER 40 INDEX | 2010-04-15 | 2011-05-11 | 772 | 748 | 24 | 24 | |
| ISHARES S&P LATIN AMER 40 INDEX | 2011-05-03 | 2011-05-11 | 257 | 265 | -8 | -8 | |
| PERMANENT PORTFOLIO | 2011-01-10 | 2011-05-11 | 23926 | 22568 | 1358 | 1358 | |
| PIMCO COMMODITY REALRETURN | 2011-01-10 | 2011-05-11 | 3834 | 3784 | 50 | 50 | |
| PIMCO TOTAL RETURN FUND | 2011-05-05 | 2011-05-11 | 2590 | 2586 | 4 | 4 | |
| REMS REAL ESTATE VALUE OPPTY | 2011-01-10 | 2011-05-11 | 282 | 264 | 18 | 18 | |
| SPDR S&P EMERGING MIDDLE EAST & | 2010-04-15 | 2011-05-11 | 738 | 686 | 52 | 52 | |
| THORNBURG INTL VALUE FUND | 2011-05-05 | 2011-05-11 | 1961 | 1970 | -9 | -9 | |
| GOLDMAN SACHS ABSOLUTE RETURN | 2011-01-10 | 2011-05-24 | 20824 | 20669 | 155 | 155 | |
| KAYNE ANDERSON MLP INVT CO | 2011-01-10 | 2011-05-24 | 1325 | 1306 | 19 | 19 | |
| KAYNE ANDERSON MLP INVT CO | 2011-05-11 | 2011-05-24 | 59 | 58 | 1 | 1 | |
| KAYNE ANDERSON MLP INVT CO | 2010-06-15 | 2011-05-25 | 2557 | 2162 | 395 | 395 | |
| KAYNE ANDERSON MLP INVT CO | 2011-05-11 | 2011-05-25 | 235 | 234 | 1 | 1 | |
| KAYNE ANDERSON MLP INVT CO | 2010-06-15 | 2011-05-26 | 826 | 696 | 130 | 130 | |
| KAYNE ANDERSON MLP INVT CO | 2010-06-15 | 2011-05-27 | 1144 | 969 | 175 | 175 | |
| KAYNE ANDERSON MLP INVT CO | 2010-06-15 | 2011-05-31 | 1379 | 1168 | 211 | 211 | |
| KAYNE ANDERSON MLP INVT CO | 2010-06-15 | 2011-06-01 | 726 | 621 | 105 | 105 | |
| KAYNE ANDERSON MLP INVT CO | 2010-06-15 | 2011-06-02 | 2033 | 1740 | 293 | 293 | |
| KAYNE ANDERSON MLP INVT CO | 2010-06-15 | 2011-06-03 | 466 | 398 | 68 | 68 | |
| KAYNE ANDERSON MLP INVT CO | 2010-06-15 | 2011-06-06 | 175 | 149 | 26 | 26 | |
| KAYNE ANDERSON MLP INVT CO | 2010-06-15 | 2011-06-07 | 173 | 149 | 24 | 24 | |
| KAYNE ANDERSON MLP INVT CO | 2010-06-15 | 2011-06-07 | 29 | 25 | 4 | 4 | |
| KAYNE ANDERSON MLP INVT CO | 2010-06-15 | 2011-06-08 | 29 | 25 | 4 | 4 | |
| KAYNE ANDERSON MLP INVT CO | 2010-06-15 | 2011-06-09 | 115 | 99 | 16 | 16 | |
| ISHARES S&P LATIN AMER 40 INDEX | 2010-04-15 | 2011-08-01 | 12872 | 12966 | -94 | -94 | |
| ISHARES S&P LATIN AMER 40 INDEX | 2010-07-28 | 2011-08-01 | 248 | 231 | 17 | 17 | |
| SPDR S&P EMERGING MIDDLE EAST & | 2010-04-15 | 2011-08-01 | 13274 | 12350 | 924 | 924 | |
| SPDR S&P EMERGING MIDDLE EAST & | 2010-07-28 | 2011-08-01 | 369 | 320 | 49 | 49 | |
| ARTIO GLOBAL HIGH INCOME FUND | 2008-09-24 | 2011-08-05 | 390 | 366 | 24 | 24 | |
| ARTIO GLOBAL HIGH INCOME FUND | 2011-05-03 | 2011-08-05 | 181 | 189 | -8 | -8 | |
| ARTIO GLOBAL HIGH INCOME FUND | 2011-05-12 | 2011-08-05 | 1538 | 1611 | -73 | -73 | |
| COLUMBIA ACORN INTERNATIONAL | 2008-09-23 | 2011-08-05 | 6969 | 5845 | 1124 | 1124 | |
| COLUMBIA ACORN INTERNATIONAL | 2011-05-03 | 2011-08-05 | 4147 | 4754 | -607 | -607 | |
| COLUMBIA DIVIDEND INCOME FUND | 2010-07-28 | 2011-08-05 | 50531 | 47388 | 3143 | 3143 | |
| COLUMBIA DIVIDEND INCOME FUND | 2011-01-12 | 2011-08-05 | 12553 | 13234 | -681 | -681 | |
| COLUMBIA SELECT LARGE CAP GROWTH | 2010-07-30 | 2011-08-05 | 899 | 723 | 176 | 176 | |
| COLUMBIA SELECT LARGE CAP GROWTH | 2011-01-12 | 2011-08-05 | 5981 | 6233 | -252 | -252 | |
| FEDERATED ADJUSTABLE RATE SECS | 2011-01-10 | 2011-08-05 | 4600 | 4590 | 10 | 10 | |
| FEDERATED ADJUSTABLE RATE SECS | 2011-05-11 | 2011-08-05 | 1993 | 1993 | 0 | 0 | |
| FIDELITY ADVISOR FLOATING RATE | 2011-01-10 | 2011-08-05 | 476 | 485 | -9 | -9 | |
| FIDELITY ADVISOR FLOATING RATE | 2011-05-11 | 2011-08-05 | 2231 | 2284 | -53 | -53 | |
| MFS EMERGING MKTS DEBT FUND | 2011-01-10 | 2011-08-05 | 850 | 826 | 24 | 24 | |
| MFS EMERGING MKTS DEBT FUND | 2011-05-12 | 2011-08-05 | 2313 | 2270 | 43 | 43 | |
| PIMCO GLOBAL MULTI-ASSET FUND | 2011-05-12 | 2011-08-05 | 2315 | 2407 | -92 | -92 | |
| PIMCO TOTAL RETURN FUND | 2009-09-18 | 2011-08-05 | 19536 | 19131 | 405 | 405 | |
| PIMCO TOTAL RETURN FUND | 2011-05-05 | 2011-08-05 | 6472 | 6437 | 35 | 35 | |
| PRINCIPAL PFD SECS FUND | 2011-01-10 | 2011-08-05 | 5114 | 5099 | 15 | 15 | |
| PRINCIPAL PFD SECS FUND | 2011-05-03 | 2011-08-05 | 440 | 454 | -14 | -14 | |
| PRINCIPAL PFD SECS FUND | 2011-05-12 | 2011-08-05 | 941 | 977 | -36 | -36 | |
| THORNBURG INTL VALUE FUND | 2011-05-05 | 2011-08-05 | 3720 | 4277 | -557 | -557 | |
| FIDELITY ADVISOR FLOATING RATE | 2011-01-10 | 2011-08-25 | 6687 | 7052 | -365 | -365 | |
| SPDR S&P 500 ETF TR | 2011-08-15 | 2011-09-01 | 7287 | 7212 | 75 | 75 | |
| REMS REAL ESTATE VALUE OPPTY | 2011-01-10 | 2011-09-08 | 7055 | 7774 | -719 | -719 | |
| REMS REAL ESTATE VALUE OPPTY | 2011-08-05 | 2011-09-08 | 528 | 540 | -12 | -12 | |
| SPDR GOLD TR GOLD SHS ETF | 2011-08-15 | 2011-09-09 | 3 | 2 | 1 | 1 | |
| ARTIO GLOBAL HIGH INCOME FUND | 2008-09-24 | 2011-09-09 | 5687 | 5583 | 104 | 104 | |
| COLUMBIA ACORN INTERNATIONAL | 2008-09-23 | 2011-09-13 | 4 | 4 | 0 | 0 | |
| COLUMBIA SELECT LARGE CAP GROWTH | 2010-07-30 | 2011-09-13 | 3311 | 2651 | 660 | 660 | |
| EATON VANCE ATLANTA CAP SMID-CAP | 2011-01-10 | 2011-09-13 | 41 | 43 | -2 | -2 | |
| FEDERATED ADJUSTABLE RATE SECS | 2011-01-10 | 2011-09-13 | 5468 | 5457 | 11 | 11 | |
| JPMORGAN ALERIAN MLP INDEX ETN | 2011-08-05 | 2011-09-13 | 347 | 342 | 5 | 5 | |
| MFS EMERGING MKTS DEBT FUND | 2009-09-18 | 2011-09-13 | 1491 | 1414 | 77 | 77 | |
| MFS EMERGING MKTS DEBT FUND | 2011-01-10 | 2011-09-13 | 142 | 140 | 2 | 2 | |
| NATIXIS FDS TR II | 2011-05-24 | 2011-09-13 | 6556 | 6864 | -308 | -308 | |
| PERMANENT PORTFOLIO | 2011-08-05 | 2011-09-13 | 2518 | 2492 | 26 | 26 | |
| PIMCO COMMODITY REALRETURN | 2011-01-10 | 2011-09-13 | 1265 | 1287 | -22 | -22 | |
| PRINCIPAL PFD SECS FUND | 2010-04-16 | 2011-09-13 | 2812 | 2818 | -6 | -6 | |
| PRINCIPAL PFD SECS FUND | 2011-01-10 | 2011-09-13 | 2799 | 2887 | -88 | -88 | |
| TEMPLETON GLOBAL BD FUND | 2011-05-03 | 2011-09-13 | 24 | 25 | -1 | -1 | |
| PIMCO GLOBAL MULTI-ASSET FUND | 2011-05-12 | 2011-09-14 | 2307 | 2424 | -117 | -117 | |
| PIMCO COMMODITY REALRETURN | 2010-04-16 | 2011-09-23 | 630 | 670 | -40 | -40 | |
| PIMCO COMMODITY REALRETURN | 2011-01-10 | 2011-09-23 | 1109 | 1337 | -228 | -228 | |
| PIMCO COMMODITY REALRETURN | 2011-08-05 | 2011-09-23 | 561 | 647 | -86 | -86 | |
| SPDR S&P 500 ETF TR | 2011-08-05 | 2011-09-23 | 27718 | 29312 | -1594 | -1594 | |
| SPDR S&P 500 ETF TR | 2011-08-15 | 2011-09-23 | 3394 | 3606 | -212 | -212 | |
| SPDR S&P 500 ETF TR | 2011-09-08 | 2011-09-23 | 7354 | 7770 | -416 | -416 | |
| ISHARES DJ SELECT DIVIDEND INDEX | 2011-09-23 | 2011-10-11 | 3745 | 3591 | 154 | 154 | |
| SPDR GOLD TR GOLD SHS ETF | 2011-09-13 | 2011-10-13 | 1 | 1 | 0 | 0 | |
| SPDR GOLD TR GOLD SHS ETF | 2011-08-15 | 2011-10-13 | 3 | 3 | 0 | 0 | |
| ISHARES MSCI EMERGING MKTS INDEX | 2011-08-05 | 2011-10-20 | 3906 | 4462 | -556 | -556 | |
| SPDR GOLD TR GOLD SHS ETF | 2011-09-13 | 2011-11-14 | 1 | 1 | 0 | 0 | |
| SPDR GOLD TR GOLD SHS ETF | 2011-08-15 | 2011-11-14 | 2 | 2 | 0 | 0 | |
| UNITED STATES TREAS NOTE | 2007-02-21 | 2011-11-30 | 25000 | 25000 | 0 | 0 | |
| COLUMBIA ACORN FUND | 2011-01-10 | 2011-12-01 | 6216 | 6549 | -333 | -333 | |
| EATON VANCE ATLANTA CAP SMID-CAP | 2011-01-10 | 2011-12-01 | 2541 | 2429 | 112 | 112 | |
| EATON VANCE ATLANTA CAP SMID-CAP | 2011-08-05 | 2011-12-01 | 9452 | 8626 | 826 | 826 | |
| FEDERATED ADJUSTABLE RATE SECS | 2011-01-10 | 2011-12-01 | 8268 | 8259 | 9 | 9 | |
| ISHARES IBOXX INV GR CORP | 2011-09-13 | 2011-12-01 | 6078 | 6205 | -127 | -127 | |
| ISHARES MSCI EAFE SMALL CAP | 2011-08-05 | 2011-12-01 | 1608 | 1726 | -118 | -118 | |
| ISHARES MSCI EMERGING MKTS INDEX | 2011-08-05 | 2011-12-01 | 5381 | 5737 | -356 | -356 | |
| ISHARES MSCI EMERGING MKTS INDEX | 2011-08-15 | 2011-12-01 | 8371 | 8876 | -505 | -505 | |
| JPMORGAN ALERIAN MLP INDEX ETN | 2011-08-05 | 2011-12-01 | 4082 | 3767 | 315 | 315 | |
| NATIXIS FDS TR II | 2011-05-24 | 2011-12-01 | 4709 | 4954 | -245 | -245 | |
| PERMANENT PORTFOLIO | 2011-08-05 | 2011-12-01 | 1255 | 1262 | -7 | -7 | |
| PIMCO COMMODITY REALRETURN | 2010-04-16 | 2011-12-01 | 1240 | 1281 | -41 | -41 | |
| PIMCO GLOBAL MULTI-ASSET FUND | 2011-05-12 | 2011-12-01 | 1175 | 1250 | -75 | -75 | |
| SPDR GOLD TR | 2011-09-13 | 2011-12-01 | 2529 | 2681 | -152 | -152 | |
| TEMPLETON GLOBAL BD FUND | 2011-01-10 | 2011-12-01 | 5079 | 5382 | -303 | -303 | |
| TEMPLETON GLOBAL BD FUND | 2011-05-03 | 2011-12-01 | 77 | 84 | -7 | -7 | |
| TEMPLETON GLOBAL BD FUND | 2011-05-11 | 2011-12-01 | 5142 | 5609 | -467 | -467 | |
| TEMPLETON GLOBAL BD FUND | 2011-08-05 | 2011-12-01 | 1934 | 2093 | -159 | -159 | |
| THORNBURG INTL VALUE FUND | 2011-05-05 | 2011-12-01 | 4340 | 5297 | -957 | -957 | |
| SPDR GOLD TR | 2011-08-15 | 2011-12-09 | 2 | 2 | 0 | 0 | |
| PIMCO COMMODITY REALRETURN | 2010-04-16 | 2011-12-20 | 10706 | 11771 | -1065 | -1065 | |
| PIMCO COMMODITY REALRETURN | 2010-07-28 | 2011-12-20 | 11244 | 11703 | -459 | -459 | |
| CAPITAL GAINS DIVIDENDS | 2598 | 2598 | 2598 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | 43421 | CapitalGainNetIncome |
Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable For4942 Tax | 0 | LiableFor4942Tax |
| Qualifying Distributions Year1 | 38310 | QualifyingDistributionsYear1 |
| Noncharitable Assets Year1 | 554078 | NoncharitableAssetsYear1 |
| Distribution Ratio Year1 | 0.069142 | DistributionRatioYear1 |
| Qualifying Distributions Year2 | 77505 | QualifyingDistributionsYear2 |
| Noncharitable Assets Year2 | 421434 | NoncharitableAssetsYear2 |
| Distribution Ratio Year2 | 0.183908 | DistributionRatioYear2 |
| Qualifying Distributions Year3 | 81803 | QualifyingDistributionsYear3 |
| Noncharitable Assets Year3 | 531594 | NoncharitableAssetsYear3 |
| Distribution Ratio Year3 | 0.153882 | DistributionRatioYear3 |
| Qualifying Distributions Year4 | 68662 | QualifyingDistributionsYear4 |
| Noncharitable Assets Year4 | 474956 | NoncharitableAssetsYear4 |
| Distribution Ratio Year4 | 0.144565 | DistributionRatioYear4 |
| Qualifying Distributions Year5 | 77054 | QualifyingDistributionsYear5 |
| Noncharitable Assets Year5 | 378558 | NoncharitableAssetsYear5 |
| Distribution Ratio Year5 | 0.203546 | DistributionRatioYear5 |
| Total Distribution Ratio | 0.755043 | TotalDistributionRatio |
| Average Distribution Ratio | 0.151009 | AverageDistributionRatio |
| Net Noncharitable Assets | 575178 | NetNoncharitableAssets |
| Adjusted Noncharitable Assets | 86857 | AdjustedNoncharitableAssets |
| One Percent Net Investment Income | 650 | OnePercentNetInvestmentIncome |
| Adj Nonchrtbl Assets And One | 87507 | AdjNonchrtblAssetsAndOnePct |
| Qualifying Distributions | 31184 | QualifyingDistributions |
Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | 1300 | InvestmentIncomeExciseTax |
| Tax Under Section511 | 0 | TaxUnderSection511 |
| Subtotal | 1300 | Subtotal |
| Subtitle A Tax | 0 | SubtitleATax |
| Tax Based On Investment Income | 1300 | TaxBasedOnInvestmentIncome |
| Est Tax Payments And Overpayment | 2360 | EstTaxPaymentsAndOverpayment |
| Total Credits And Payments | 2360 | TotalCreditsAndPayments |
| Overpayment | 1060 | Overpayment |
| Amount Credited To Next Year | 1060 | AmountCreditedToNextYear |
| Amount To Be Refunded | 0 | AmountToBeRefunded |
Statements Regarding Activities StatementsRegardingActivities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Activities | 0 | LegislativePoliticalActivities |
| More Than100 Spent | 0 | MoreThan100Spent |
| Form1120 POL Filed | 0 | Form1120POLFiled |
| Sect4955 Tax On Organization | 0 | Sect4955TaxOnOrganization |
| Sect4955 Tax On Managers | 0 | Sect4955TaxOnManagers |
| Reimbursement Of Tax | 0 | ReimbursementOfTax |
| Activities Not Prev Reported | 0 | ActivitiesNotPrevReported |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylaws |
| Unrelated Bus Income Over1000 | 0 | UnrelatedBusIncomeOver1000 |
| Termination Etc | 0 | TerminationEtc |
| Requirements Of Sect508e | 1 | RequirementsOfSect508e |
| At Least5000 In Assets | 1 | AtLeast5000InAssets |
| States Filed With | NC | StatesFiledWith |
| Form990 PF Filed With AG | 1 | Form990PFFiledWithAG |
| Private Operating Foundation | 0 | PrivateOperatingFoundation |
| New Substantial Contributors | 0 | NewSubstantialContributors |
| Interest In Controlled Entity | 0 | InterestInControlledEntity |
| Applicable Insurance Contract | 0 | ApplicableInsuranceContract |
| Comply With Public Inspection Rqr | 1 | ComplyWithPublicInspectionRqr |
| Website Address | N/A | WebsiteAddress |
| Books In Care Of Person Name | EARL JOHNSON JR | BooksInCareOfPersonName |
| Books In Care Of Phone Number | 8664554350 | BooksInCareOfPhoneNumber |
Books In Care Of US Address BooksInCareOfUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | US TRUST 231 S LASALLE ST IL1230101 | AddressLine1 |
| City | CHICAGO | City |
| State | IL | State |
| ZIP Code | 60604 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Bank | 0 | ForeignBank |
Statements Regarding Acty4720 StatementsRegardingActy4720
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exchange With Dsqfly Person | 0 | SaleOrExchangeWithDsqflyPerson |
| Borrow Or Lend With Dsqfly Person | 0 | BorrowOrLendWithDsqflyPerson |
| Furnished Goods With Dsqfly Person | 0 | FurnishedGoodsWithDsqflyPerson |
| Pay Compensation To Dsqfly Person | 0 | PayCompensationToDsqflyPerson |
| Transfer Assets To Dsqfly Person | 0 | TransferAssetsToDsqflyPerson |
| Payment To Government Offical | 0 | PaymentToGovernmentOffical |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActs |
| Undistributed Income Prior Years | 0 | UndistributedIncomePriorYears |
| Business Holdings | 0 | BusinessHoldings |
| Jeopardy Investments | 0 | JeopardyInvestments |
| Uncorrected Jeopardy Investments | 0 | UncorrectedJeopardyInvestments |
| Influence Legislation | 0 | InfluenceLegislation |
| Influence Election | 0 | InfluenceElection |
| Grants To Individuals | 0 | GrantsToIndividuals |
| Grants To Organizations | 0 | GrantsToOrganizations |
| Noncharitable Purpose | 0 | NoncharitablePurpose |
| Rcv Funds To Pay Prsnl Bnft Contract | 0 | RcvFundsToPayPrsnlBnftContract |
| Pay Premiums Prsnl Bnft Contract | 0 | PayPremiumsPrsnlBnftContract |
| Prohibited Tax Shelter Transactn | 0 | ProhibitedTaxShelterTransactn |
Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo
Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (3 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitle | Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition | CompensationCompensation | Contri To Empl Benefit Plans EtcContriToEmplBenefitPlansEtc | Expense Account Other AllowancesExpenseAccountOtherAllowances |
|---|---|---|---|---|---|---|---|---|
| EARL JOHNSON JR | ||||||||
| 1001 MARLOWE ROAD | RALEIGH | NC | 276096971 | PRESIDENT/DIRECTOR | 0.00 | 0 | 0 | 0 |
| MARGERY JOHNSON | ||||||||
| 1001 MARLOWE ROAD | RALEIGH | NC | 276096971 | VP/DIRECTOR | 0.00 | 0 | 0 | 0 |
| SHARON C DANIEL | ||||||||
| PO BOX 26262 | GREENSBORO | NC | 27420 | SECRETARY/TREASURER | 0.00 | 0 | 0 | 0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Highest Paid Empl NONE | NONE | CompOfHighestPaidEmplNONE |
| Tot Number Of Oth Empl Paid Over50k | 0 | TotNumberOfOthEmplPaidOver50k |
| Comp Of Hghst Paid Cntrct NONE | NONE | CompOfHghstPaidCntrctNONE |
| Tot Number Of Cntrct Paid Over50k | 0 | TotNumberOfCntrctPaidOver50k |
Sum Of Program Related Investments SumOfProgramRelatedInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Minimum Investment Return MinimumInvestmentReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Avg Monthly FMV Of Securities | 550077 | AvgMonthlyFMVOfSecurities |
| Avg Monthly Cash Balances | 33860 | AvgMonthlyCashBalances |
| FMV All Other Noncharitable Assets | 0 | FMVAllOtherNoncharitableAssets |
| Total FMV Of Unused Assets | 583937 | TotalFMVOfUnusedAssets |
| Reduction Claimed | 0 | ReductionClaimed |
| Acquisition Indebtedness | 0 | AcquisitionIndebtedness |
| Adj Total FMV Of Unused Assets | 583937 | AdjTotalFMVOfUnusedAssets |
| Cash Deemed Charitable | 8759 | CashDeemedCharitable |
| Net Noncharitable Assets | 575178 | NetNoncharitableAssets |
| Minimum Investment Return | 28759 | MinimumInvestmentReturn |
Distributable DistributableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | 28759 | MinimumInvestmentReturn |
| Tax Based On Investment Income | 1300 | TaxBasedOnInvestmentIncome |
| Total Tax | 1300 | TotalTax |
| Distributable Amount Before Adj | 27459 | DistributableAmountBeforeAdj |
| Recoveries Qlfy Distributions | 0 | RecoveriesQlfyDistributions |
| Distributable Amount Before Ded | 27459 | DistributableAmountBeforeDed |
| Deduction Fr Distributable | $0 | DeductionFrDistributableAmount |
| Distributable Amount As Adjusted | 27459 | DistributableAmountAsAdjusted |
Qualifying Distributions QualifyingDistributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | 31184 | ExpensesAndContributions |
| Program Related Investments Total | 0 | ProgramRelatedInvestmentsTotal |
| Qualifying Distributions | 31184 | QualifyingDistributions |
| One Pct Sect4940e Org Net Invst Incm | 0 | OnePctSect4940eOrgNetInvstIncm |
| Adj Qualifying Distributions | 31184 | AdjQualifyingDistributions |
Undistributed Income UndistributedIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable Amount As Adjusted | 27459 | DistributableAmountAsAdjusted |
| Undistributed Income Prior Year | 0 | UndistributedIncomePriorYear |
| Total For Prior Years | 0 | TotalForPriorYears |
| Excess Distri Carryover Year5 | 59442 | ExcessDistriCarryoverYear5 |
| Excess Distri Carryover Year4 | 47378 | ExcessDistriCarryoverYear4 |
| Excess Distri Carryover Year3 | 56797 | ExcessDistriCarryoverYear3 |
| Excess Distri Carryover Year2 | 57610 | ExcessDistriCarryoverYear2 |
| Excess Distri Carryover Year1 | 13259 | ExcessDistriCarryoverYear1 |
| Total Excess Distri Carryover | 234486 | TotalExcessDistriCarryover |
| Qualifying Distributions | 31184 | QualifyingDistributions |
| Applied To Year1 | 0 | AppliedToYear1 |
| Applied To Prior Years | 0 | AppliedToPriorYears |
| Treated As Distri From Corpus | 0 | TreatedAsDistriFromCorpus |
| Applied To Current Year | 27459 | AppliedToCurrentYear |
| Remaining Distri From Corpus | 3725 | RemainingDistriFromCorpus |
| Excess Distri Cyov App CY Corpus | 0 | ExcessDistriCyovAppCYCorpus |
| Excess Distri Cyov Applied CY | 0 | ExcessDistriCyovAppliedCY |
| Total Corpus | 238211 | TotalCorpus |
| Prior Year Undistributed Income | 0 | PriorYearUndistributedIncome |
| Prior Year Deficiency Or Tax | 0 | PriorYearDeficiencyOrTax |
| Taxable Amount1 | 0 | TaxableAmount1 |
| Taxable Amount2 | 0 | TaxableAmount2 |
| Undistributed Income CY | 0 | UndistributedIncomeCY |
| Distri From Corpus170b1 E Or4942g3 | 0 | DistriFromCorpus170b1EOr4942g3 |
| Excess Distri Cyov From Year5 | 59442 | ExcessDistriCyovFromYear5 |
| Excess Distri Cyov To Next Year | 178769 | ExcessDistriCyovToNextYear |
| Excess From Year4 | 47378 | ExcessFromYear4 |
| Excess From Year3 | 56797 | ExcessFromYear3 |
| Excess From Year2 | 57610 | ExcessFromYear2 |
| Excess From Year1 | 13259 | ExcessFromYear1 |
| Excess From Current Year | 3725 | ExcessFromCurrentYear |
Supplementary Information SupplementaryInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | EARL JOHNSON JR | ContributingManager |
| Contributing Manager | MARGERY JOHNSON | ContributingManager |
| Only Contributes To Preselected | X | OnlyContributesToPreselected |
Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (44 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient RelationshipRecipientRelationship | Purpose Of Grant Or ContributionPurposeOfGrantOrContribution | AmountAmount |
|---|---|---|---|---|---|---|
| CAMP MERRIE-WOODE | ||||||
| 100 MERRIE-WOODE ROAD | SAPPHIRE | NC | 28774 | NONE | GENERAL PURPOSE | $500 |
| CHRIST EPISCOPAL CHURCH | ||||||
| PO BOX 25778 | RALEIGH | NC | 27611 | NONE | GENERAL PURPOSE | $15,780 |
| CITIZENS UNITED | ||||||
| 1006 PENNSYLVANIA AVE SE | WASHINGTON | DC | 20003 | NONE | GENERAL PURPOSE | $25 |
| COMMUNITY MUSIC SCHOOL | ||||||
| PO BOX 2545 | RALEIGH | NC | 27602 | NONE | GENERAL PURPOSE | $250 |
| ELK HILL | ||||||
| PO BOX 99 | GOOCHLAND | VA | 23063 | NONE | GENERAL PURPOSE | $1,000 |
| FOOD BANK OF EASTERN NORTH CAROLINA | ||||||
| 3808 TARHEEL DRIVE | RALEIGH | NC | 27609 | NONE | GENERAL PURPOSE | $100 |
| FOUNDATION OF HOPE | ||||||
| 204 37TH STREET SUITE 201 | PITTSBURGH | PA | 15201 | NONE | GENERAL PURPOSE | $600 |
| FRIENDS OF THE MUSEUM | ||||||
| PO BOX 27611 | RALEIGH | NC | 27611 | NONE | GENERAL PURPOSE | $1,000 |
| FRIENDS OF THE SMITHSONIAN | ||||||
| PO BOX 9016 | PITTSFIELD | MA | 01202 | NONE | GENERAL PURPOSE | $100 |
| HAVEN HOUSE SERVICES | ||||||
| 706 HILLSBOROUGH STREET SUITE 200 | RALEIGH | NC | 27603 | NONE | GENERAL PURPOSE | $100 |
| HELPING HAND MISSION INC | ||||||
| 623 ROCK QUARRY ROAD | RALEIGH | NC | 27610 | NONE | GENERAL PURPOSE | $120 |
| HOSPICE OF WAKE COUNTY | ||||||
| 250 HOSPICE CIRCLE | RALEIGH | NC | 27607 | NONE | GENERAL PURPOSE | $100 |
| INTERACT - THE FAMILY VIOLENCE PREVENTION CENTER | ||||||
| 1012 OBERLIN ROAD | RALEIGH | NC | 27605 | NONE | GENERAL PURPOSE | $100 |
| JOEL LANE MUSEUM HOUSE | ||||||
| PO BOX 10884 | RALEIGH | NC | 27605 | NONE | GENERAL PURPOSE | $850 |
| JUNIOR LEAGUE OF RALEIGH | ||||||
| 711 HILLSBOROUGH STREET | RALEIGH | NC | 27603 | NONE | GENERAL PURPOSE | $250 |
| MADD | ||||||
| 5104 WESTERN BLVD STE B | RALEIGH | NC | 27606 | NONE | GENERAL PURPOSE | $50 |
| MAKE A WISH FOUNDATION | ||||||
| 3803 SLATER ROAD 105 | RALEIGH | NC | 27560 | NONE | GENERAL PURPOSE | $50 |
| NATIONAL TRUST FOR HISTORIC PRESERVATION | ||||||
| 1785 MASSACHUSETTS AVENUE NW | WASHINGTON | DC | 20036 | NONE | GENERAL PURPOSE | $450 |
| NEEDHAM B BROUGHTON HIGH SCHOOL | ||||||
| 723 ST MARYS STREET | RALEIGH | NC | 27605 | NONE | GENERAL PURPOSE | $50 |
| NORTH CAROLINA MUSEUM OF ART | ||||||
| 2110 BLUE RIDGE ROAD | RALEIGH | NC | 27699 | NONE | GENERAL PURPOSE | $250 |
| NORTH CAROLINA MUSEUM OF HISTORY ASSOCIATES | ||||||
| 5 EAST EDENTON STREET | RALEIGH | NC | 27601 | NONE | GENERAL PURPOSE | $1,600 |
| OPERATION CARE PACKAGE | ||||||
| PO BOX 1211 | MERRIFIELD | VA | 22116 | NONE | GENERAL PURPOSE | $59 |
| PROGRESS ENERGY NEIGHBOR FUND | ||||||
| PO BOX 2041 | RALEIGH | NC | 27602 | NONE | GENERAL PURPOSE | $50 |
| RALEIGH FINE ARTS ENDOWMENT | ||||||
| PO BOX 10614 | RALEIGH | NC | 27605 | NONE | GENERAL PURPOSE | $650 |
| RALEIGH RESCUE MISSION | ||||||
| 314 EAST HARGETT STREET | RALEIGH | NC | 27601 | NONE | GENERAL PURPOSE | $200 |
| RICHMOND SYMPHONY FOUNDATION | ||||||
| 612 E GRACE ST SUITE 401 | RICHMOND | VA | 23219 | NONE | GENERAL PURPOSE | $200 |
| SAINT SAVIOUR'S CENTER | ||||||
| 616 TUCKER STREET | RALEIGH | NC | 27603 | NONE | GENERAL PURPOSE | $1,000 |
| SALVATION ARMY | ||||||
| 215 SOUTH PERSON STREET | RALEIGH | NC | 27601 | NONE | GENERAL PURPOSE | $250 |
| SECU FAMILY HOUSE AT UNC HOSPITAL | ||||||
| 123 OLD MASON FARM ROAD | CHAPEL HILL | NC | 27517 | NONE | GENERAL PURPOSE | $100 |
| SHEPHERD'S TABLE SOUP KITCHEN | ||||||
| 125 HILLSBOROUGH STREET | RALEIGH | NC | 27603 | NONE | GENERAL PURPOSE | $200 |
| ST JAMES EPISCOPAL CHURCH | ||||||
| 851 SHINNVILLE ROAD | MOORESVILLE | NC | 28115 | NONE | GENERAL PURPOSE | $50 |
| ST MARY'S SCHOOL | ||||||
| 900 HILLSBOROUGH STREET | RALEIGH | NC | 27603 | NONE | GENERAL PURPOSE | $1,500 |
| ST PAUL EPISCOPAL - THE MICAH SUMMER PROGRAM | ||||||
| 815 E GRACE ST | RICHMOND | VA | 23219 | NONE | GENERAL PURPOSE | $100 |
| SWEET BRIAR COLLEGE | ||||||
| PO BOX 1057 | SWEET BRIAR | VA | 24595 | NONE | GENERAL PURPOSE | $1,000 |
| THE NATIONAL SOCIETY OF THE COLONIAL DAMES OF AMERICA - DUMBARTON HOUSE | ||||||
| 2715 Q STREET NW | WASHINGTON | DC | 20007 | NONE | GENERAL PURPOSE | $200 |
| THE STEWARD SCHOOL | ||||||
| 11600 GAYTON ROAD | RICHMOND | VA | 23238 | NONE | GENERAL PURPOSE | $200 |
| TRYON PALACE | ||||||
| 529 S FRONT ST | NEW BERN | NC | 28562 | NONE | GENERAL PURPOSE | $100 |
| UNITED ARTS COUNCIL | ||||||
| 110 S BLOUNT STREET | RALEIGH | NC | 27601 | NONE | GENERAL PURPOSE | $250 |
| VETERANS OF FOREIGN WARS | ||||||
| 406 WEST 34TH ST | KANSAS CITY | MO | 64111 | NONE | GENERAL PURPOSE | $150 |
| VIRGINIA EPISCOPAL SCHOOL | ||||||
| 400 V E S ROAD | LYNCHBURG | VA | 24503 | NONE | GENERAL PURPOSE | $200 |
| WCPE RADIO | ||||||
| BOX 897 | WAKE FOREST | NC | 27588 | NONE | GENERAL PURPOSE | $500 |
| WESTOVER SCHOOL INC | ||||||
| 1237 WHITTEMORE ROAD | MIDDLEBURY | CT | 06762 | NONE | GENERAL PURPOSE | $500 |
| WUNC RADIO | ||||||
| 120 FRIDAY CENTER DRIVE | CHAPEL HILL | NC | 27517 | NONE | GENERAL PURPOSE | $200 |
| WUNC TV | ||||||
| 10 TW ALEXANDER DRIVE PO BOX 14900 | RESEARCH TRIANGLE PARK | NC | 27709 | NONE | GENERAL PURPOSE | $200 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Grant Or Contri Paid During Year | 31184 | TotGrantOrContriPaidDuringYear |
| Tot Grant Or Contri Approved Future | 0 | TotGrantOrContriApprovedFuture |
Analysis Income Producing Acty AnalysisIncomeProducingActy
Int On Savings And Temp Cash Invst IntOnSavingsAndTempCashInvst
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $4 | ExclusionAmount |
Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $17,209 | ExclusionAmount |
Net Rntl Incm Re Not Debt Fincd Prop NetRntlIncmReNotDebtFincdProp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 16 | ExclusionCode |
| Exclusion | $8,356 | ExclusionAmount |
Other Investment Income Part VII OtherInvestmentIncomePartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $424 | ExclusionAmount |
Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 18 | ExclusionCode |
| Exclusion | $43,421 | ExclusionAmount |
Subtotals Part XVIA SubtotalsPartXVIA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Income | $0 | UnrelatedBusinessIncomeAmount |
| Exclusion | $69,414 | ExclusionAmount |
| Related Or Exempt Function Income | 0 | RelatedOrExemptFunctionIncome |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Part XVIA | 69414 | TotalPartXVIA |
Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Noncharitable EO | 0 | TrnsfrOfCashToNoncharitableEO |
| Trnsfr Oth Assets Noncharitable EO | 0 | TrnsfrOthAssetsNoncharitableEO |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssets |
| Purchase Assets Noncharitable EO | 0 | PurchaseAssetsNoncharitableEO |
| Rental Of Facilities Etc | 0 | RentalOfFacilitiesEtc |
| Reimbursement Arrangements | 0 | ReimbursementArrangements |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuarantees |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtc |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtc |
| Relationships Noncharitable E Os | 0 | RelationshipsNoncharitableEOs |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees AccountingFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | TAX PREPARATION FEE | Category |
| Amount | $2,500 | Amount |
| Net Investment Income | 0 | NetInvestmentIncome |
| Disbursements Charitable Prps | 0 | DisbursementsCharitablePrps |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corp Bonds InvestmentsCorpBonds (8 entries)
| Name Of BondNameOfBond | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| MFS EMERGING MKTS DEBT FUND CL I | 6331 | 6527 |
| PIMCO TOTAL RETURN FUND INSTL | 0 | 0 |
| PRINCIPAL PFD SECS FUND INSTL CL | 82746 | 82884 |
| ARTIO GLOBAL HIGH INCOME FUND CL I | 0 | 0 |
| PIMCO COMMODITY REAL RETURN STRATEGY FUND | 0 | 0 |
| COLUMBIA STRATEGIC INCOME FUND CLASS Z | 12990 | 13078 |
| ISHARES BARCLAYS MBS BD FUND | 13503 | 13509 |
| ISHARES IBOXX$ HIGH YIELD CORP BD FUND CL I | 6485 | 6707 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corp Stock InvestmentsCorpStock (20 entries)
| Name Of StockNameOfStock | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| THORNBURG INTL VALUE FUND CL I | 19126 | 17710 |
| EATON VANCE ATLANTA CAP SMID-CAP FUND CL I | 21238 | 25769 |
| COLUMBIA SELECT LARGE CAP GROWTH FUND CLASS Z SHARES | 47689 | 57237 |
| COLUMBIA DIVIDEND INCOME FUND CLASS Z SHARES | 0 | 0 |
| COLUMBIA ACORN INTERNATIONAL FUND CLASS Z SHARES | 21818 | 20876 |
| SPDR S&P EMERGING MIDDLE EAST & AFRICA ETF FUND | 0 | 0 |
| ROYAL BK CDA MONTREAL QUE COM CANADA | 0 | 0 |
| PRUDENTIAL JENNISON MID-CAP GROWTH FUND INC CL Z | 0 | 0 |
| NORTEL NETWORKS CORP NEW COM CANADA | 0 | 0 |
| KAYNE ANDERSON MLP INVT CO | 0 | 0 |
| JP MORGAN US LARGE CAP CORE PLUS FUND CL S | 0 | 0 |
| JOHN HANCOCK FDS III DISCIPLINED VALUE MID CAP FUND | 0 | 0 |
| ISHARES S&P LATIN AMER 40 INDEX FUND | 0 | 0 |
| ISHARES MSCI EMERGING MKTS INDEX FUND | 21530 | 24661 |
| ISHARES INC MSCI CDA INDEX FUND | 0 | 0 |
| ISHARES INC MSCI AUSTRALIA INDEX FUND | 0 | 0 |
| FIDUCIARY/CLAYMORE MLP OPPORTUNITY FUND | 0 | 0 |
| JP MORGAN ALERIAN MLP INDEX ETN | 13528 | 15393 |
| ISHARES DJ SELECT DIVIDEND INDEX FUND | 69370 | 74203 |
| ISHARES MSCI EAFE SMALL CAP INDEX FUND | 8223 | 7473 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Securities EOY Book Value | 24164 | USGovtSecuritiesEOYBookValue |
| US Govt Securities EOYFMV | 25833 | USGovtSecuritiesEOYFMV |
| State Local Securities EOY Book Val | 0 | StateLocalSecuritiesEOYBookVal |
| State Local Securities EOYFMV | 0 | StateLocalSecuritiesEOYFMV |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOther (7 entries)
| Category Or ItemCategoryOrItem | Listed At Cost Or FMVListedAtCostOrFMV | Book ValueBookValue | EOYFMVEOYFMV |
|---|---|---|---|
| THE TOWERS L LP | AT COST | 37437 | 37677 |
| ARBITRAGE FUND | AT COST | 20590 | 20372 |
| NATIXIS FDS TR I ASG GLOBAL ALTERNATIVES FUND CL Y | AT COST | 21542 | 20774 |
| PERMANENT PORTFOLIO | AT COST | 19565 | 19875 |
| PIMCO GLOBAL MULTI-ASSET FUND INSTL CL | AT COST | 22087 | 19398 |
| CREDIT SUISSE COMMODITY RETURN PLUS STRATEGY FUND CL | AT COST | 21591 | 21778 |
| SPDR GOLD TR GOLD SHS | AT COST | 7629 | 6840 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income OtherIncome (2 entries)
| DescriptionDescription | Revenue And Expenses Per BooksRevenueAndExpensesPerBooks | Net Investment IncomeNetInvestmentIncome | Adjusted Net IncomeAdjustedNetIncome |
|---|---|---|---|
| DIVIDEND RETURN OF CAPITAL | 158 | 158 | 158 |
| PARTNERSHIP RETURN OF CAPITAL | 266 | 266 | 266 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases OtherIncreases
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | ROUNDING | Description |
| Amount | $1 | Amount |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees OtherProfessionalFees (2 entries)
| CategoryCategory | AmountAmount | Net Investment IncomeNetInvestmentIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|
| US TRUST FEES | $4,168 | 4168 | 0 |
| OTHER INVESTMENT FEES | $12 | 12 | 0 |
Taxes Schedule TaxesSchedule
Taxes Taxes (5 entries)
| CategoryCategory | AmountAmount | Net Investment IncomeNetInvestmentIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|
| VIRIGINIA DEPT OF TAXATION | $50 | 0 | 0 |
| 990-T BALANCE DUE | $293 | 0 | 0 |
| ESTIMATED TAX PAYMENT | $1,400 | 0 | 0 |
| 990PF 2010 EXTENSION PAYMENT | $2,700 | 0 | 0 |
| FOREIGN TAXES PAID | $231 | 231 | 0 |