PHALAROPE FOUNDATION: Form 990PF, tax year 2011
View the entire original 990 at ProPublica ↗
- Organization
- PHALAROPE FOUNDATION (EIN 04-6729068)
- Tax period
- 2011-01-01 to 2011-12-31
- Filed
- 2012-09-11
- IRS object ID
- 201212559349100701
- Schema version
- 2011v1.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Depreciation Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Land Etc Schedule2
- Other Expenses Schedule
- Other Income Schedule2
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2012-09-11T09:57:53-05:00 | Timestamp |
| Tax Period End Date | 2011-12-31 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Rockefeller & Co Inc | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 30 Rockefeller Pl - Rm 5600 | AddressLine1 |
| City | New York | City |
| State | NY | State |
| ZIP Code | 10112 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnType |
| Tax Period Begin Date | 2011-01-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 046729068 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | PHALAROPE FOUNDATION | BusinessNameLine1 |
| Business Name Line2 | C/O ROCKEFELLER & CO INC | BusinessNameLine2 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| In Care Of Name | % WENDY GOLDNER | InCareOfName |
| Name Control | PHAL | NameControl |
| Phone | 2125495370 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 30 ROCKEFELLER PLAZA | AddressLine1 |
| City | NEW YORK | City |
| State | NY | State |
| ZIP Code | 10112 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | WINTHROP RUTHERFORD JR | Name |
| Title | TRUSTEE | Title |
| Date Signed | 2012-08-06 | DateSigned |
| Authorize Third Party | true | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | Wendy S Goldner | Name |
| Phone | 2125495100 | Phone |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2011 | TaxYear |
| Build TS | 2016-02-24 21:20:13Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exempt PF | X | ExemptPF |
| FMV Assets EOY | 3038675 | FMVAssetsEOY |
| Method Of Accounting Cash | X | MethodOfAccountingCash |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Received Rev And Expnss | 0 | ContriReceivedRevAndExpnss |
| Interest On Savings Rev And Expnss | 128 | InterestOnSavingsRevAndExpnss |
| Interest On Savings Net Invst Incm | 128 | InterestOnSavingsNetInvstIncm |
| Dividends Rev And Expnss | 67280 | DividendsRevAndExpnss |
| Dividends Net Invst Incm | 67280 | DividendsNetInvstIncm |
| Net Gain Sale Assets Rev And Expnss | 149517 | NetGainSaleAssetsRevAndExpnss |
| Gross Sales Price | 186383 | GrossSalesPrice |
| Capital Gain Net Incm Net Invst Incm | 149517 | CapitalGainNetIncmNetInvstIncm |
| Other Income Rev And Expnss | 35 | OtherIncomeRevAndExpnss |
| Other Income Net Invst Incm | 35 | OtherIncomeNetInvstIncm |
| Total Revenue And Expenses | 216960 | TotalRevenueAndExpenses |
| Total Net Investment Income | 216960 | TotalNetInvestmentIncome |
| Accounting Fees Rev And Expnss | 4155 | AccountingFeesRevAndExpnss |
| Accounting Fees Net Invst Incm | 4155 | AccountingFeesNetInvstIncm |
| Accounting Fees Adj Net Incm | 0 | AccountingFeesAdjNetIncm |
| Accounting Fees Dsbrs Chrtbl Prps | 0 | AccountingFeesDsbrsChrtblPrps |
| Other Prof Fees Rev And Expnss | 1514 | OtherProfFeesRevAndExpnss |
| Other Prof Fees Net Invst Incm | 1514 | OtherProfFeesNetInvstIncm |
| Taxes Rev And Expnss | 5235 | TaxesRevAndExpnss |
| Taxes Net Invst Incm | 5235 | TaxesNetInvstIncm |
| Other Expenses Rev And Expnss | 33999 | OtherExpensesRevAndExpnss |
| Other Expenses Net Invst Incm | 33999 | OtherExpensesNetInvstIncm |
| Tot Opr Expenses Rev And Expnss | 44903 | TotOprExpensesRevAndExpnss |
| Tot Opr Expenses Net Invst Incm | 44903 | TotOprExpensesNetInvstIncm |
| Tot Opr Expenses Adj Net Incm | 0 | TotOprExpensesAdjNetIncm |
| Tot Opr Expenses Dsbrs Chrtbl Prps | 0 | TotOprExpensesDsbrsChrtblPrps |
| Contri Gifts Paid Rev And Expnss | 310000 | ContriGiftsPaidRevAndExpnss |
| Contri Gifts Paid Dsbrs Chrtbl Prps | 310000 | ContriGiftsPaidDsbrsChrtblPrps |
| Total Expenses Rev And Expnss | 354903 | TotalExpensesRevAndExpnss |
| Total Expenses Net Invst Incm | 44903 | TotalExpensesNetInvstIncm |
| Total Expenses Adj Net Incm | 0 | TotalExpensesAdjNetIncm |
| Total Expenses Dsbrs Chrtbl Prps | 310000 | TotalExpensesDsbrsChrtblPrps |
| Excess Of Revenue Over Expenses | -137943 | ExcessOfRevenueOverExpenses |
| Net Investment Income | 172057 | NetInvestmentIncome |
Balance Sheets BalanceSheets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | 39242 | CashBOY |
| Cash EOY | 38525 | CashEOY |
| Cash EOYFMV | 38525 | CashEOYFMV |
| Investments Corp Stock BOY | 50825 | InvestmentsCorpStockBOY |
| Investments Corp Stock EOY | 50000 | InvestmentsCorpStockEOY |
| Investments Corp Stock EOYFMV | 121179 | InvestmentsCorpStockEOYFMV |
| Investments Other BOY | 2414441 | InvestmentsOtherBOY |
| Investments Other EOY | 2278040 | InvestmentsOtherEOY |
| Investments Other EOYFMV | 2878971 | InvestmentsOtherEOYFMV |
| Total Assets BOY | 2504508 | TotalAssetsBOY |
| Total Assets EOY | 2366565 | TotalAssetsEOY |
| Total Assets EOYFMV | 3038675 | TotalAssetsEOYFMV |
| Total Liabilities EOY | 0 | TotalLiabilitiesEOY |
| Org That Do Not Follow SFAS117 | X | OrgThatDoNotFollowSFAS117 |
| Capital Stock BOY | 2464654 | CapitalStockBOY |
| Capital Stock EOY | 2504508 | CapitalStockEOY |
| Retained Earnings BOY | 39854 | RetainedEarningsBOY |
| Retained Earnings EOY | -137943 | RetainedEarningsEOY |
| Total Net Assets BOY | 2504508 | TotalNetAssetsBOY |
| Total Net Assets EOY | 2366565 | TotalNetAssetsEOY |
| Total Liabilities Net Assets BOY | 2504508 | TotalLiabilitiesNetAssetsBOY |
| Total Liabilities Net Assets EOY | 2366565 | TotalLiabilitiesNetAssetsEOY |
Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Net Assets Fund Balances BOY | 2504508 | TotalNetAssetsFundBalancesBOY |
| Excess Of Revenue Over Expenses | -137943 | ExcessOfRevenueOverExpenses |
| Subtotal | 2366565 | Subtotal |
| Total Net Assets Fund Balances EOY | 2366565 | TotalNetAssetsFundBalancesEOY |
Capital Gains And Losses CapitalGainsAndLosses
Capital Gains And Losses Info CapitalGainsAndLossesInfo (8 entries)
| Description Of AssetDescriptionOfAsset | How AcquiredHowAcquired | Date AcquiredDateAcquired | Date SoldDateSold | Gross Sales PriceGrossSalesPrice | Gain Or LossGainOrLoss | Gains Minus Excess Or LossesGainsMinusExcessOrLosses | Cost Or Other BasisCostOrOtherBasis |
|---|---|---|---|---|---|---|---|
| 2742 SHS. MERCK & CO., INC. | P | 1901-01-01 | 2011-12-20 | 100355 | 100355 | 100355 | |
| 944 SHS. MICROSOFT CORP. | P | 1990-08-07 | 2011-11-21 | 23676 | 22852 | 22852 | 824 |
| 5500 FUND STCG | P | 612 | 612 | 612 | |||
| 5500 FUND LTCG | P | 49741 | 49741 | 49741 | |||
| ROCK GLOBAL EQUITY STCL | P | -30932 | -30932 | 30932 | |||
| ROCK GLOBAL EQUITY LTCL | P | -5110 | -5110 | 5110 | |||
| ROCK VENTURE FUND STCG | P | 46 | 46 | 46 | |||
| ROCK VENTURE FUND LTCG | P | 11953 | 11953 | 11953 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | 149517 | CapitalGainNetIncome |
Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable For4942 Tax | false | LiableFor4942Tax |
| Qualifying Distributions Year1 | 213391 | QualifyingDistributionsYear1 |
| Noncharitable Assets Year1 | 3399612 | NoncharitableAssetsYear1 |
| Distribution Ratio Year1 | 0.062769 | DistributionRatioYear1 |
| Qualifying Distributions Year2 | 217000 | QualifyingDistributionsYear2 |
| Noncharitable Assets Year2 | 2870232 | NoncharitableAssetsYear2 |
| Distribution Ratio Year2 | 0.075604 | DistributionRatioYear2 |
| Qualifying Distributions Year3 | 216615 | QualifyingDistributionsYear3 |
| Noncharitable Assets Year3 | 3883567 | NoncharitableAssetsYear3 |
| Distribution Ratio Year3 | 0.055777 | DistributionRatioYear3 |
| Qualifying Distributions Year4 | 225000 | QualifyingDistributionsYear4 |
| Noncharitable Assets Year4 | 4718864 | NoncharitableAssetsYear4 |
| Distribution Ratio Year4 | 0.047681 | DistributionRatioYear4 |
| Qualifying Distributions Year5 | 205000 | QualifyingDistributionsYear5 |
| Noncharitable Assets Year5 | 4133020 | NoncharitableAssetsYear5 |
| Distribution Ratio Year5 | 0.049601 | DistributionRatioYear5 |
| Total Distribution Ratio | 0.291432 | TotalDistributionRatio |
| Average Distribution Ratio | 0.058286 | AverageDistributionRatio |
| Net Noncharitable Assets | 3423626 | NetNoncharitableAssets |
| Adjusted Noncharitable Assets | 199549 | AdjustedNoncharitableAssets |
| One Percent Net Investment Income | 1721 | OnePercentNetInvestmentIncome |
| Adj Nonchrtbl Assets And One | 201270 | AdjNonchrtblAssetsAndOnePct |
| Qualifying Distributions | 310000 | QualifyingDistributions |
Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | X | DomesticOrgMeetingSect4940e |
| Investment Income Excise Tax | 1721 | InvestmentIncomeExciseTax |
| Subtotal | 1721 | Subtotal |
| Tax Based On Investment Income | 1721 | TaxBasedOnInvestmentIncome |
| Est Tax Payments And Overpayment | 3320 | EstTaxPaymentsAndOverpayment |
| Total Credits And Payments | 3320 | TotalCreditsAndPayments |
| Overpayment | 1599 | Overpayment |
| Amount Credited To Next Year | 1599 | AmountCreditedToNextYear |
Statements Regarding Activities StatementsRegardingActivities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Activities | false | LegislativePoliticalActivities |
| More Than100 Spent | false | MoreThan100Spent |
| Form1120 POL Filed | false | Form1120POLFiled |
| Activities Not Prev Reported | false | ActivitiesNotPrevReported |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylaws |
| Unrelated Bus Income Over1000 | false | UnrelatedBusIncomeOver1000 |
| Termination Etc | false | TerminationEtc |
| Requirements Of Sect508e | true | RequirementsOfSect508e |
| At Least5000 In Assets | true | AtLeast5000InAssets |
| States Filed With | NY | StatesFiledWith |
| Form990 PF Filed With AG | true | Form990PFFiledWithAG |
| Private Operating Foundation | false | PrivateOperatingFoundation |
| New Substantial Contributors | false | NewSubstantialContributors |
| Interest In Controlled Entity | false | InterestInControlledEntity |
| Applicable Insurance Contract | false | ApplicableInsuranceContract |
| Comply With Public Inspection Rqr | true | ComplyWithPublicInspectionRqr |
Books In Care Of Business Name BooksInCareOfBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | WENDY GOLDNER | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Books In Care Of Phone Number | 2125495370 | BooksInCareOfPhoneNumber |
Books In Care Of US Address BooksInCareOfUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 30 ROCKEFELLER PLAZA ROOM 5600 | AddressLine1 |
| City | NEW YORK | City |
| State | NY | State |
| ZIP Code | 10112 | ZIPCode |
Statements Regarding Acty4720 StatementsRegardingActy4720
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exchange With Dsqfly Person | false | SaleOrExchangeWithDsqflyPerson |
| Borrow Or Lend With Dsqfly Person | false | BorrowOrLendWithDsqflyPerson |
| Furnished Goods With Dsqfly Person | false | FurnishedGoodsWithDsqflyPerson |
| Pay Compensation To Dsqfly Person | false | PayCompensationToDsqflyPerson |
| Transfer Assets To Dsqfly Person | false | TransferAssetsToDsqflyPerson |
| Payment To Government Offical | false | PaymentToGovernmentOffical |
| Uncorrected Prior Acts | false | UncorrectedPriorActs |
| Undistributed Income Prior Years | false | UndistributedIncomePriorYears |
| Undistr Income4942a2 Not Applied | false | UndistrIncome4942a2NotApplied |
| Business Holdings | false | BusinessHoldings |
| Jeopardy Investments | false | JeopardyInvestments |
| Uncorrected Jeopardy Investments | false | UncorrectedJeopardyInvestments |
| Influence Legislation | false | InfluenceLegislation |
| Influence Election | false | InfluenceElection |
| Grants To Individuals | false | GrantsToIndividuals |
| Grants To Organizations | false | GrantsToOrganizations |
| Noncharitable Purpose | false | NoncharitablePurpose |
| Rcv Funds To Pay Prsnl Bnft Contract | false | RcvFundsToPayPrsnlBnftContract |
| Pay Premiums Prsnl Bnft Contract | false | PayPremiumsPrsnlBnftContract |
| Prohibited Tax Shelter Transactn | false | ProhibitedTaxShelterTransactn |
| Proceeds Or Net Income | false | ProceedsOrNetIncome |
Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo
Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (3 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitle | Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition | CompensationCompensation |
|---|---|---|---|---|---|---|
| RICHARD T WATSON | ||||||
| 925 EUCLID AVENUE | CLEVELAND | OH | 44115 | TRUSTEE | 0 | 0 |
| STUART P DAVIDSON | ||||||
| 101 UNIVERSITY AVENUE - 4TH FLOOR | PALO ALTO | CA | 94301 | TRUSTEE | 0 | 0 |
| WINTHROP RUTHERFURD JR | ||||||
| C/O WHITE CASE LLP | NEW YORK | NY | 100362787 | TRUSTEE | 0 | 0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Summary Of Direct Charitable Acty | SummaryOfDirectCharitableActy | |
| Sum Of Program Related Investments | SumOfProgramRelatedInvestments |
Minimum Investment Return MinimumInvestmentReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Avg Monthly FMV Of Securities | 3433643 | AvgMonthlyFMVOfSecurities |
| Avg Monthly Cash Balances | 42119 | AvgMonthlyCashBalances |
| FMV All Other Noncharitable Assets | 0 | FMVAllOtherNoncharitableAssets |
| Total FMV Of Unused Assets | 3475762 | TotalFMVOfUnusedAssets |
| Acquisition Indebtedness | 0 | AcquisitionIndebtedness |
| Adj Total FMV Of Unused Assets | 3475762 | AdjTotalFMVOfUnusedAssets |
| Cash Deemed Charitable | 52136 | CashDeemedCharitable |
| Net Noncharitable Assets | 3423626 | NetNoncharitableAssets |
| Minimum Investment Return | 171181 | MinimumInvestmentReturn |
Distributable DistributableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | 171181 | MinimumInvestmentReturn |
| Tax Based On Investment Income | 1721 | TaxBasedOnInvestmentIncome |
| Total Tax | 1721 | TotalTax |
| Distributable Amount Before Adj | 169460 | DistributableAmountBeforeAdj |
| Distributable Amount Before Ded | 169460 | DistributableAmountBeforeDed |
| Distributable Amount As Adjusted | 169460 | DistributableAmountAsAdjusted |
Qualifying Distributions QualifyingDistributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | 310000 | ExpensesAndContributions |
| Program Related Investments Total | 0 | ProgramRelatedInvestmentsTotal |
| Amounts Paid Acq Charitable Assets | 0 | AmountsPaidAcqCharitableAssets |
| Amounts Set Aside Suitability Test | 0 | AmountsSetAsideSuitabilityTest |
| Amounts Set Aside Cash Distri Test | 0 | AmountsSetAsideCashDistriTest |
| Qualifying Distributions | 310000 | QualifyingDistributions |
| One Pct Sect4940e Org Net Invst Incm | 1721 | OnePctSect4940eOrgNetInvstIncm |
| Adj Qualifying Distributions | 308279 | AdjQualifyingDistributions |
Undistributed Income UndistributedIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable Amount As Adjusted | 169460 | DistributableAmountAsAdjusted |
| Undistributed Income Prior Year | 0 | UndistributedIncomePriorYear |
| Prior Year1 | 2009 | PriorYear1 |
| Prior Year2 | 2008 | PriorYear2 |
| Prior Year3 | 2007 | PriorYear3 |
| Excess Distri Carryover Year5 | 3658 | ExcessDistriCarryoverYear5 |
| Excess Distri Carryover Year4 | 5362 | ExcessDistriCarryoverYear4 |
| Excess Distri Carryover Year3 | 23207 | ExcessDistriCarryoverYear3 |
| Excess Distri Carryover Year2 | 73559 | ExcessDistriCarryoverYear2 |
| Excess Distri Carryover Year1 | 48628 | ExcessDistriCarryoverYear1 |
| Total Excess Distri Carryover | 154414 | TotalExcessDistriCarryover |
| Qualifying Distributions | 310000 | QualifyingDistributions |
| Applied To Year1 | 0 | AppliedToYear1 |
| Applied To Current Year | 169460 | AppliedToCurrentYear |
| Remaining Distri From Corpus | 140540 | RemainingDistriFromCorpus |
| Total Corpus | 294954 | TotalCorpus |
| Taxable Amount2 | 0 | TaxableAmount2 |
| Undistributed Income CY | 0 | UndistributedIncomeCY |
| Excess Distri Cyov From Year5 | 3658 | ExcessDistriCyovFromYear5 |
| Excess Distri Cyov To Next Year | 291296 | ExcessDistriCyovToNextYear |
| Excess From Year4 | 5362 | ExcessFromYear4 |
| Excess From Year3 | 23207 | ExcessFromYear3 |
| Excess From Year2 | 73559 | ExcessFromYear2 |
| Excess From Year1 | 48628 | ExcessFromYear1 |
| Excess From Current Year | 140540 | ExcessFromCurrentYear |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Private Operating Foundations | PrivateOperatingFoundations |
Supplementary Information SupplementaryInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contributes To Preselected | X | OnlyContributesToPreselected |
Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (3 entries)
| Address Line1RecipientUSAddress/AddressLine1 | Address Line2RecipientUSAddress/AddressLine2 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient RelationshipRecipientRelationship | Purpose Of Grant Or ContributionPurposeOfGrantOrContribution | AmountAmount |
|---|---|---|---|---|---|---|---|
| ACUMEN FUND | |||||||
| 74 TRINITY PLACE | 9TH FLOOR | NEW YORK | NY | 10006 | NONE | GENERAL | $110,000 |
| REDF | |||||||
| 631 HOWARD STREET | SUITE 320 | SAN FRANCISCO | CA | 94105 | NONE | GENERAL | $100,000 |
| IDEOorg | |||||||
| 100 Forest Avenue | Palo Alto | CA | 94301 | NONE | GENERAL | $100,000 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Grant Or Contri Paid During Year | 310000 | TotGrantOrContriPaidDuringYear |
Analysis Income Producing Acty AnalysisIncomeProducingActy
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Agencies | FeesContractsFromGovtAgencies | |
| Membership Dues And Assessments | MembershipDuesAndAssessments |
Int On Savings And Temp Cash Invst IntOnSavingsAndTempCashInvst
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $128 | ExclusionAmount |
Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $67,280 | ExclusionAmount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rental Incm Re Debt Fincd Prop | NetRentalIncmReDebtFincdProp | |
| Net Rntl Incm Re Not Debt Fincd Prop | NetRntlIncmReNotDebtFincdProp | |
| Net Rental Incm Personal Property | NetRentalIncmPersonalProperty | |
| Other Investment Income Part VII | OtherInvestmentIncomePartVII |
Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 18 | ExclusionCode |
| Exclusion | $149,517 | ExclusionAmount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Events | NetIncomeLossFromSpecialEvents | |
| Gross Profit Loss Sales Of Invntry | GrossProfitLossSalesOfInvntry |
Other Revenue Described OtherRevenueDescribed
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | ROCKEFELLER GLOBAL EQUITY | Description |
| Exclusion Code | 27 | ExclusionCode |
| Exclusion | $35 | ExclusionAmount |
Subtotals Part XVIA SubtotalsPartXVIA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $216,960 | ExclusionAmount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Part XVIA | 216960 | TotalPartXVIA |
Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Noncharitable EO | false | TrnsfrOfCashToNoncharitableEO |
| Trnsfr Oth Assets Noncharitable EO | false | TrnsfrOthAssetsNoncharitableEO |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssets |
| Purchase Assets Noncharitable EO | false | PurchaseAssetsNoncharitableEO |
| Rental Of Facilities Etc | false | RentalOfFacilitiesEtc |
| Reimbursement Arrangements | false | ReimbursementArrangements |
| Loans Or Loan Guarantees | false | LoansOrLoanGuarantees |
| Performance Of Services Etc | false | PerformanceOfServicesEtc |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtc |
| Relationships Noncharitable E Os | false | RelationshipsNoncharitableEOs |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees AccountingFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | RFS-ACCOUNTING FEES | Category |
| Amount | $4,155 | Amount |
| Net Investment Income | 4155 | NetInvestmentIncome |
Depreciation Schedule DepreciationSchedule
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corp Stock InvestmentsCorpStock (3 entries)
| Name Of StockNameOfStock | EOYFMVEOYFMV | EOY Book ValueEOYBookValue |
|---|---|---|
| MERCK | 71179 | |
| 944 SHS MICROSOFT | ||
| 5000 SHS TECCINO CAFFE, INC. | 50000 | 50000 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOther (3 entries)
| Category Or ItemCategoryOrItem | Book ValueBookValue | EOYFMVEOYFMV |
|---|---|---|
| 5500 FUND, LP | 131264 | 439881 |
| ROCKEFELLER GLOBAL EQUITY FD, | 2070163 | 2392974 |
| ROCKEFELLER VENTURE FUND, LP | 76613 | 46116 |
Land Etc Schedule2 LandEtcSchedule2
Other Expenses Schedule OtherExpensesSchedule
Other Expenses OtherExpenses (2 entries)
| DescriptionDescription | Revenue And Expenses Per BooksRevenueAndExpensesPerBooks | Net Investment IncomeNetInvestmentIncome |
|---|---|---|
| FILING FEES | 500 | 500 |
| PORTFOLIO DEDUCTIONS THRU PART | 33499 | 33499 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income OtherIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | Rockefeller Global Equity | Description |
| Revenue And Expenses Per Books | 35 | RevenueAndExpensesPerBooks |
| Net Investment Income | 35 | NetInvestmentIncome |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees OtherProfessionalFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | NORTHERN TRUST CUSTODY FEES | Category |
| Amount | $1,514 | Amount |
| Net Investment Income | 1514 | NetInvestmentIncome |
Taxes Schedule TaxesSchedule
Taxes Taxes (2 entries)
| CategoryCategory | AmountAmount | Net Investment IncomeNetInvestmentIncome |
|---|---|---|
| FOREIGN INCOME TAXES ON INVEST | $5,235 | 5235 |
| CURRENT YEAR - EXCISE TAX |