C GEORGE VAN KAMPEN FOUNDATION: Form 990PF, tax year 2011

View the entire original 990 at ProPublica ↗

Organization: C GEORGE VAN KAMPEN FOUNDATION (EIN 16-1686511)
Tax period: 2011-01-01 to 2011-12-31
Filed: 2012-10-22
IRS object ID: 201212969349100151
Schema version: 2011v1.2
Source: Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header
Form 990-PF
Accounting Fees Schedule
Investments Corp Stock Schedule
Investments Other Schedule2
Other Decreases Schedule
Other Expenses Schedule
Other Income Schedule2
Other Liabilities Schedule
Other Professional Fees Schedule
Taxes Schedule

Return header ReturnHeader

Field	Value	IRS element (for citing)
Timestamp	2012-10-22T08:56:52-05:00	Timestamp
Tax Period End Date	2011-12-31	TaxPeriodEndDate

Preparer Firm PreparerFirm

Field	Value	IRS element (for citing)
EIN	221478099	EIN

Preparer Firm Business Name PreparerFirmBusinessName

Field	Value	IRS element (for citing)
Business Name Line1	COHNREZNICK LLP	BusinessNameLine1

Preparer Firm US Address PreparerFirmUSAddress

Field	Value	IRS element (for citing)
Address Line1	1212 6TH AVENUE	AddressLine1
City	NEW YORK	City
State	NY	State
ZIP Code	10036	ZIPCode

Field	Value	IRS element (for citing)
Return Type	990PF	ReturnType
Tax Period Begin Date	2011-01-01	TaxPeriodBeginDate

Filer Filer

Field	Value	IRS element (for citing)
EIN	161686511	EIN

Name Name

Field	Value	IRS element (for citing)
Business Name Line1	THE C GEORGE VAN KAMPEN FOUNDATION	BusinessNameLine1
Business Name Line2	C/O SUNGEUN HAN ANDERSEN	BusinessNameLine2

Field	Value	IRS element (for citing)
Name Control	CGEO	NameControl
Phone	2128312779	Phone

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	1050 FIFTH AVENUE NO 8F	AddressLine1
City	NEW YORK	City
State	NY	State
ZIP Code	10028	ZIPCode

Officer Officer

Field	Value	IRS element (for citing)
Name	SUNG ANDERSEN	Name
Title	PRESIDENT	Title
Phone	2128312779	Phone
Date Signed	2012-10-17	DateSigned
Authorize Third Party	1	AuthorizeThirdParty

Preparer Preparer

Field	Value	IRS element (for citing)
Name	MICHAEL HALPERN	Name
PTIN	P00839408	PTIN
Phone	2122970400	Phone

Field	Value	IRS element (for citing)
Tax Year	2011	TaxYear
Build TS	2016-02-24 21:20:13Z	BuildTS

Form 990-PF IRS990PF

Field	Value	IRS element (for citing)
Exempt PF	X	ExemptPF
FMV Assets EOY	1248657	FMVAssetsEOY
Method Of Accounting Cash	X	MethodOfAccountingCash

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

Field	Value	IRS element (for citing)
Not Required To Attach Schedule B	X	NotRequiredToAttachScheduleB
Interest On Savings Rev And Expnss	18746	InterestOnSavingsRevAndExpnss
Interest On Savings Net Invst Incm	18746	InterestOnSavingsNetInvstIncm
Dividends Rev And Expnss	11351	DividendsRevAndExpnss
Dividends Net Invst Incm	11351	DividendsNetInvstIncm
Net Gain Sale Assets Rev And Expnss	63205	NetGainSaleAssetsRevAndExpnss
Gross Sales Price	409965	GrossSalesPrice
Capital Gain Net Incm Net Invst Incm	63205	CapitalGainNetIncmNetInvstIncm
Other Income Rev And Expnss	-5352	OtherIncomeRevAndExpnss
Other Income Net Invst Incm	0	OtherIncomeNetInvstIncm
Other Income Adj Net Incm	0	OtherIncomeAdjNetIncm
Total Revenue And Expenses	87950	TotalRevenueAndExpenses
Total Net Investment Income	93302	TotalNetInvestmentIncome
Total Adjusted Net Income	0	TotalAdjustedNetIncome
Comp Ofcr Dir Trst Rev And Expnss	10000	CompOfcrDirTrstRevAndExpnss
Comp Ofcr Dir Trst Net Invst Incm	10000	CompOfcrDirTrstNetInvstIncm
Comp Ofcr Dir Trst Adj Net Incm	0	CompOfcrDirTrstAdjNetIncm
Comp Ofcr Dir Trst Dsbrs Chrtbl Prps	0	CompOfcrDirTrstDsbrsChrtblPrps
Accounting Fees Rev And Expnss	6825	AccountingFeesRevAndExpnss
Accounting Fees Net Invst Incm	6825	AccountingFeesNetInvstIncm
Accounting Fees Adj Net Incm	0	AccountingFeesAdjNetIncm
Accounting Fees Dsbrs Chrtbl Prps	0	AccountingFeesDsbrsChrtblPrps
Other Prof Fees Rev And Expnss	10381	OtherProfFeesRevAndExpnss
Other Prof Fees Net Invst Incm	10381	OtherProfFeesNetInvstIncm
Other Prof Fees Adj Net Incm	0	OtherProfFeesAdjNetIncm
Other Prof Fees Dsbrs Chrtbl Prps	0	OtherProfFeesDsbrsChrtblPrps
Taxes Rev And Expnss	1851	TaxesRevAndExpnss
Taxes Net Invst Incm	1921	TaxesNetInvstIncm
Taxes Adj Net Incm	0	TaxesAdjNetIncm
Taxes Dsbrs Chrtbl Prps	0	TaxesDsbrsChrtblPrps
Trav Conf Meeting Rev And Expnss	4379	TravConfMeetingRevAndExpnss
Trav Conf Meeting Net Invst Incm	4379	TravConfMeetingNetInvstIncm
Trav Conf Meeting Adj Net Incm	0	TravConfMeetingAdjNetIncm
Trav Conf Meeting Dsbrs Chrtbl Prps	0	TravConfMeetingDsbrsChrtblPrps
Other Expenses Rev And Expnss	67	OtherExpensesRevAndExpnss
Other Expenses Net Invst Incm	67	OtherExpensesNetInvstIncm
Other Expenses Adj Net Incm	0	OtherExpensesAdjNetIncm
Other Expenses Dsbrs Chrtbl Prps	0	OtherExpensesDsbrsChrtblPrps
Tot Opr Expenses Rev And Expnss	33503	TotOprExpensesRevAndExpnss
Tot Opr Expenses Net Invst Incm	33573	TotOprExpensesNetInvstIncm
Tot Opr Expenses Adj Net Incm	0	TotOprExpensesAdjNetIncm
Tot Opr Expenses Dsbrs Chrtbl Prps	0	TotOprExpensesDsbrsChrtblPrps
Contri Gifts Paid Rev And Expnss	195750	ContriGiftsPaidRevAndExpnss
Contri Gifts Paid Dsbrs Chrtbl Prps	195750	ContriGiftsPaidDsbrsChrtblPrps
Total Expenses Rev And Expnss	229253	TotalExpensesRevAndExpnss
Total Expenses Net Invst Incm	33573	TotalExpensesNetInvstIncm
Total Expenses Adj Net Incm	0	TotalExpensesAdjNetIncm
Total Expenses Dsbrs Chrtbl Prps	195750	TotalExpensesDsbrsChrtblPrps
Excess Of Revenue Over Expenses	-141303	ExcessOfRevenueOverExpenses
Net Investment Income	59729	NetInvestmentIncome
Adjusted Net Income	0	AdjustedNetIncome

Balance Sheets BalanceSheets

Field	Value	IRS element (for citing)
Cash BOY	240688	CashBOY
Cash EOY	163566	CashEOY
Cash EOYFMV	163566	CashEOYFMV
Other Notes And Loans Receivable	100000	OtherNotesAndLoansReceivable
Allwnc For Dbtfl Acct Other Rcvbl	0	AllwncForDbtflAcctOtherRcvbl
Other Notes And Loans Rcvbl BOY	100000	OtherNotesAndLoansRcvblBOY
Other Notes And Loans Rcvbl EOY	100000	OtherNotesAndLoansRcvblEOY
Other Notes And Loans Rcvbl EOYFMV	100000	OtherNotesAndLoansRcvblEOYFMV
Investments Corp Stock BOY	564542	InvestmentsCorpStockBOY
Investments Corp Stock EOY	546520	InvestmentsCorpStockEOY
Investments Corp Stock EOYFMV	628756	InvestmentsCorpStockEOYFMV
Investments Other BOY	379026	InvestmentsOtherBOY
Investments Other EOY	356335	InvestmentsOtherEOY
Investments Other EOYFMV	356335	InvestmentsOtherEOYFMV
Total Assets BOY	1284256	TotalAssetsBOY
Total Assets EOY	1166421	TotalAssetsEOY
Total Assets EOYFMV	1248657	TotalAssetsEOYFMV
Other Liabilities BOY	87839	OtherLiabilitiesBOY
Other Liabilities EOY	111476	OtherLiabilitiesEOY
Total Liabilities BOY	87839	TotalLiabilitiesBOY
Total Liabilities EOY	111476	TotalLiabilitiesEOY
Org That Follow SFAS117	X	OrgThatFollowSFAS117
Unrestricted BOY	1196417	UnrestrictedBOY
Unrestricted EOY	1054945	UnrestrictedEOY
Total Net Assets BOY	1196417	TotalNetAssetsBOY
Total Net Assets EOY	1054945	TotalNetAssetsEOY
Total Liabilities Net Assets BOY	1284256	TotalLiabilitiesNetAssetsBOY
Total Liabilities Net Assets EOY	1166421	TotalLiabilitiesNetAssetsEOY

Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances

Field	Value	IRS element (for citing)
Total Net Assets Fund Balances BOY	1196417	TotalNetAssetsFundBalancesBOY
Excess Of Revenue Over Expenses	-141303	ExcessOfRevenueOverExpenses
Other Increases	0	OtherIncreases
Subtotal	1055114	Subtotal
Other Decreases	169	OtherDecreases
Total Net Assets Fund Balances EOY	1054945	TotalNetAssetsFundBalancesEOY

Capital Gains And Losses CapitalGainsAndLosses

Capital Gains And Losses Info CapitalGainsAndLossesInfo

Field	Value	IRS element (for citing)
Description Of Asset	PUBLICLY TRADED SECURITIES	DescriptionOfAsset
Gross Sales Price	409965	GrossSalesPrice
Cost Or Other Basis	346760	CostOrOtherBasis
Gain Or Loss	63205	GainOrLoss
Gains Minus Excess Or Losses	63205	GainsMinusExcessOrLosses

Field	Value	IRS element (for citing)
Capital Gain Net Income	63205	CapitalGainNetIncome

Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax

Field	Value	IRS element (for citing)
Liable For4942 Tax	0	LiableFor4942Tax
Qualifying Distributions Year1	428279	QualifyingDistributionsYear1
Noncharitable Assets Year1	1213735	NoncharitableAssetsYear1
Distribution Ratio Year1	0.352860	DistributionRatioYear1
Qualifying Distributions Year2	756126	QualifyingDistributionsYear2
Noncharitable Assets Year2	1629361	NoncharitableAssetsYear2
Distribution Ratio Year2	0.464063	DistributionRatioYear2
Qualifying Distributions Year3	796044	QualifyingDistributionsYear3
Noncharitable Assets Year3	3082725	NoncharitableAssetsYear3
Distribution Ratio Year3	0.258227	DistributionRatioYear3
Qualifying Distributions Year4	218455	QualifyingDistributionsYear4
Noncharitable Assets Year4	3108834	NoncharitableAssetsYear4
Distribution Ratio Year4	0.070269	DistributionRatioYear4
Qualifying Distributions Year5	253586	QualifyingDistributionsYear5
Noncharitable Assets Year5	2253727	NoncharitableAssetsYear5
Distribution Ratio Year5	0.112519	DistributionRatioYear5
Total Distribution Ratio	1.257938	TotalDistributionRatio
Average Distribution Ratio	0.251588	AverageDistributionRatio
Net Noncharitable Assets	1310074	NetNoncharitableAssets
Adjusted Noncharitable Assets	329599	AdjustedNoncharitableAssets
One Percent Net Investment Income	597	OnePercentNetInvestmentIncome
Adj Nonchrtbl Assets And One	330196	AdjNonchrtblAssetsAndOnePct
Qualifying Distributions	195750	QualifyingDistributions

Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm

Field	Value	IRS element (for citing)
Investment Income Excise Tax	1195	InvestmentIncomeExciseTax
Tax Under Section511	0	TaxUnderSection511
Subtotal	1195	Subtotal
Subtitle A Tax	0	SubtitleATax
Tax Based On Investment Income	1195	TaxBasedOnInvestmentIncome
Est Tax Payments And Overpayment	2487	EstTaxPaymentsAndOverpayment
Total Credits And Payments	2487	TotalCreditsAndPayments
Overpayment	1292	Overpayment
Amount Credited To Next Year	1292	AmountCreditedToNextYear
Amount To Be Refunded	0	AmountToBeRefunded

Statements Regarding Activities StatementsRegardingActivities

Field	Value	IRS element (for citing)
Legislative Political Activities	0	LegislativePoliticalActivities
More Than100 Spent	0	MoreThan100Spent
Form1120 POL Filed	0	Form1120POLFiled
Sect4955 Tax On Organization	0	Sect4955TaxOnOrganization
Sect4955 Tax On Managers	0	Sect4955TaxOnManagers
Reimbursement Of Tax	0	ReimbursementOfTax
Activities Not Prev Reported	0	ActivitiesNotPrevReported
Changes To Articles Or Bylaws	0	ChangesToArticlesOrBylaws
Unrelated Bus Income Over1000	1	UnrelatedBusIncomeOver1000
Form990 T Filed	1	Form990TFiled
Termination Etc	0	TerminationEtc
Requirements Of Sect508e	1	RequirementsOfSect508e
At Least5000 In Assets	1	AtLeast5000InAssets
States Filed With	NY	StatesFiledWith
Form990 PF Filed With AG	1	Form990PFFiledWithAG
Private Operating Foundation	0	PrivateOperatingFoundation
New Substantial Contributors	0	NewSubstantialContributors
Interest In Controlled Entity	0	InterestInControlledEntity
Applicable Insurance Contract	0	ApplicableInsuranceContract
Comply With Public Inspection Rqr	1	ComplyWithPublicInspectionRqr
Website Address	N/A	WebsiteAddress
Books In Care Of Person Name	SUNGEUN HAN-ANDERSEN	BooksInCareOfPersonName
Books In Care Of Phone Number	2128312779	BooksInCareOfPhoneNumber

Books In Care Of US Address BooksInCareOfUSAddress

Field	Value	IRS element (for citing)
Address Line1	1050 FIFTH AVENUE APT 8-F	AddressLine1
City	NEW YORK	City
State	NY	State
ZIP Code	10028	ZIPCode

Field	Value	IRS element (for citing)
Foreign Bank	0	ForeignBank

Statements Regarding Acty4720 StatementsRegardingActy4720

Field	Value	IRS element (for citing)
Sale Or Exchange With Dsqfly Person	0	SaleOrExchangeWithDsqflyPerson
Borrow Or Lend With Dsqfly Person	0	BorrowOrLendWithDsqflyPerson
Furnished Goods With Dsqfly Person	0	FurnishedGoodsWithDsqflyPerson
Pay Compensation To Dsqfly Person	1	PayCompensationToDsqflyPerson
Transfer Assets To Dsqfly Person	0	TransferAssetsToDsqflyPerson
Payment To Government Offical	0	PaymentToGovernmentOffical
Acts Fail To Qualify As Exceptions	1	ActsFailToQualifyAsExceptions
Uncorrected Prior Acts	0	UncorrectedPriorActs
Undistributed Income Prior Years	0	UndistributedIncomePriorYears
Business Holdings	0	BusinessHoldings
Jeopardy Investments	0	JeopardyInvestments
Uncorrected Jeopardy Investments	0	UncorrectedJeopardyInvestments
Influence Legislation	0	InfluenceLegislation
Influence Election	0	InfluenceElection
Grants To Individuals	0	GrantsToIndividuals
Grants To Organizations	0	GrantsToOrganizations
Noncharitable Purpose	0	NoncharitablePurpose
Rcv Funds To Pay Prsnl Bnft Contract	0	RcvFundsToPayPrsnlBnftContract
Pay Premiums Prsnl Bnft Contract	0	PayPremiumsPrsnlBnftContract
Prohibited Tax Shelter Transactn	0	ProhibitedTaxShelterTransactn

Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo

Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (2 entries)

Address Line1USAddress/AddressLine1	CityUSAddress/City	StateUSAddress/State	ZIP CodeUSAddress/ZIPCode	TitleTitle	Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition	CompensationCompensation	Contri To Empl Benefit Plans EtcContriToEmplBenefitPlansEtc	Expense Account Other AllowancesExpenseAccountOtherAllowances
SUNG HAN-ANDERSEN
1050 FIFTH AVE APT 8F	NEW YORK	NY	10028	PRESIDENT	10.00	10000	0	0
G CHRIS ANDERSEN
1050 FIFTH AVE APT 8F	NEW YORK	NY	10028	VICE-PRESIDENT	1.00	0	0	0

Field	Value	IRS element (for citing)
Comp Of Highest Paid Empl NONE	NONE	CompOfHighestPaidEmplNONE
Tot Number Of Oth Empl Paid Over50k	0	TotNumberOfOthEmplPaidOver50k
Comp Of Hghst Paid Cntrct NONE	NONE	CompOfHghstPaidCntrctNONE
Tot Number Of Cntrct Paid Over50k	0	TotNumberOfCntrctPaidOver50k

Sum Of Program Related Investments SumOfProgramRelatedInvestments

Field	Value	IRS element (for citing)
Total	0	Total

Minimum Investment Return MinimumInvestmentReturn

Field	Value	IRS element (for citing)
Avg Monthly FMV Of Securities	1060746	AvgMonthlyFMVOfSecurities
Avg Monthly Cash Balances	169278	AvgMonthlyCashBalances
FMV All Other Noncharitable Assets	100000	FMVAllOtherNoncharitableAssets
Total FMV Of Unused Assets	1330024	TotalFMVOfUnusedAssets
Reduction Claimed	0	ReductionClaimed
Acquisition Indebtedness	0	AcquisitionIndebtedness
Adj Total FMV Of Unused Assets	1330024	AdjTotalFMVOfUnusedAssets
Cash Deemed Charitable	19950	CashDeemedCharitable
Net Noncharitable Assets	1310074	NetNoncharitableAssets
Minimum Investment Return	65504	MinimumInvestmentReturn

Distributable DistributableAmount

Field	Value	IRS element (for citing)
Minimum Investment Return	65504	MinimumInvestmentReturn
Tax Based On Investment Income	1195	TaxBasedOnInvestmentIncome
Total Tax	1195	TotalTax
Distributable Amount Before Adj	64309	DistributableAmountBeforeAdj
Recoveries Qlfy Distributions	0	RecoveriesQlfyDistributions
Distributable Amount Before Ded	64309	DistributableAmountBeforeDed
Deduction Fr Distributable	$0	DeductionFrDistributableAmount
Distributable Amount As Adjusted	64309	DistributableAmountAsAdjusted

Qualifying Distributions QualifyingDistributions

Field	Value	IRS element (for citing)
Expenses And Contributions	195750	ExpensesAndContributions
Program Related Investments Total	0	ProgramRelatedInvestmentsTotal
Qualifying Distributions	195750	QualifyingDistributions
One Pct Sect4940e Org Net Invst Incm	0	OnePctSect4940eOrgNetInvstIncm
Adj Qualifying Distributions	195750	AdjQualifyingDistributions

Undistributed Income UndistributedIncome

Field	Value	IRS element (for citing)
Distributable Amount As Adjusted	64309	DistributableAmountAsAdjusted
Undistributed Income Prior Year	0	UndistributedIncomePriorYear
Total For Prior Years	0	TotalForPriorYears
Excess Distri Carryover Year5	143728	ExcessDistriCarryoverYear5
Excess Distri Carryover Year4	76184	ExcessDistriCarryoverYear4
Excess Distri Carryover Year3	642420	ExcessDistriCarryoverYear3
Excess Distri Carryover Year2	674658	ExcessDistriCarryoverYear2
Excess Distri Carryover Year1	367912	ExcessDistriCarryoverYear1
Total Excess Distri Carryover	1904902	TotalExcessDistriCarryover
Qualifying Distributions	195750	QualifyingDistributions
Applied To Year1	0	AppliedToYear1
Applied To Prior Years	0	AppliedToPriorYears
Treated As Distri From Corpus	0	TreatedAsDistriFromCorpus
Applied To Current Year	64309	AppliedToCurrentYear
Remaining Distri From Corpus	131441	RemainingDistriFromCorpus
Excess Distri Cyov App CY Corpus	0	ExcessDistriCyovAppCYCorpus
Excess Distri Cyov Applied CY	0	ExcessDistriCyovAppliedCY
Total Corpus	2036343	TotalCorpus
Prior Year Undistributed Income	0	PriorYearUndistributedIncome
Prior Year Deficiency Or Tax	0	PriorYearDeficiencyOrTax
Taxable Amount1	0	TaxableAmount1
Taxable Amount2	0	TaxableAmount2
Undistributed Income CY	0	UndistributedIncomeCY
Distri From Corpus170b1 E Or4942g3	0	DistriFromCorpus170b1EOr4942g3
Excess Distri Cyov From Year5	143728	ExcessDistriCyovFromYear5
Excess Distri Cyov To Next Year	1892615	ExcessDistriCyovToNextYear
Excess From Year4	76184	ExcessFromYear4
Excess From Year3	642420	ExcessFromYear3
Excess From Year2	674658	ExcessFromYear2
Excess From Year1	367912	ExcessFromYear1
Excess From Current Year	131441	ExcessFromCurrentYear

Supplementary Information SupplementaryInformation

Field	Value	IRS element (for citing)
Only Contributes To Preselected	X	OnlyContributesToPreselected

Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (9 entries)

Address Line1RecipientUSAddress/AddressLine1	CityRecipientUSAddress/City	StateRecipientUSAddress/State	ZIP CodeRecipientUSAddress/ZIPCode	Recipient RelationshipRecipientRelationship	Recipient Foundation StatusRecipientFoundationStatus	Purpose Of Grant Or ContributionPurposeOfGrantOrContribution	AmountAmount	Address Line2RecipientUSAddress/AddressLine2
CENTRAL PARK CONSERVANCY
14 E 60TH STREET	NEW YORK	NY	10002	NONE	501(C)(3)	CULTURAL AFFAIRS	$12,000
JUNIOR ACHIEVEMENT
420 LEXINGTON AVENUE SUITE 204-205	NEW YORK	NY	10170	NONE	501(C)(3)	EDUCATIONAL	$25,000
ALL STAR PROJECT
543 WEST 42ND STREET	NEW YORK	NY	10036	NONE	501(C)(3)	EDUCATIONAL	$1,250
MAIMONIDES MEDICAL CENTER
4802 10TH AVENUE	BROOKLYN	NY	11219	NONE	501(C)(3)	MEDICAL	$1,000
NEW YORK PHILHARMONIC
AVERY FISHER HALL 10 LINCOLN CENTER	NEW YORK	NY	10023	NONE	501(C)(3)	CULTURAL AFFAIRS	$97,000	PLAZA
PROSTATE CANCER FOUNDATION
1250 FOUTH STREET	SANTA MONICA	CA	90401	NONE	501(C)(3)	MEDICAL	$25,000
THE MILKEN INSTITUTE
1250 FOURTH STREET	SANTA MONICA	CA	90401	NONE	501(C)(3)	EDUCATIONAL	$8,500
UNIVERSITY OF COLORADO
4740 WALNUT STREET	BOULDER	CO	80301	NONE	501(C)(3)	EDUCATIONAL	$25,000
LAGUARDIA COMMUNITY COLLEGE FOUNDATION
535 E 80TH STREET	NEW YORK	NY	10075	NONE	501(C)(3)	EDUCATIONAL	$1,000

Field	Value	IRS element (for citing)
Tot Grant Or Contri Paid During Year	195750	TotGrantOrContriPaidDuringYear
Tot Grant Or Contri Approved Future	0	TotGrantOrContriApprovedFuture

Analysis Income Producing Acty AnalysisIncomeProducingActy

Int On Savings And Temp Cash Invst IntOnSavingsAndTempCashInvst

Field	Value	IRS element (for citing)
Exclusion Code	14	ExclusionCode
Exclusion	$18,746	ExclusionAmount

Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII

Field	Value	IRS element (for citing)
Exclusion Code	14	ExclusionCode
Exclusion	$11,351	ExclusionAmount

Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry

Field	Value	IRS element (for citing)
Exclusion Code	18	ExclusionCode
Exclusion	$63,205	ExclusionAmount

Other Revenue Described OtherRevenueDescribed (2 entries)

DescriptionDescription	Business CodeBusinessCode	Unrelated Business IncomeUnrelatedBusinessIncomeAmount
ORDINARY LOSS - CROSSTEX ENERGIES	525990	-$1,714
ORDINARY LOSS - RSI PARTNERS	525990	-$3,638

Subtotals Part XVIA SubtotalsPartXVIA

Field	Value	IRS element (for citing)
Unrelated Business Income	-$5,352	UnrelatedBusinessIncomeAmount
Exclusion	$93,302	ExclusionAmount
Related Or Exempt Function Income	0	RelatedOrExemptFunctionIncome

Field	Value	IRS element (for citing)
Total Part XVIA	87950	TotalPartXVIA

Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO

Field	Value	IRS element (for citing)
Trnsfr Of Cash To Noncharitable EO	0	TrnsfrOfCashToNoncharitableEO
Trnsfr Oth Assets Noncharitable EO	0	TrnsfrOthAssetsNoncharitableEO
Sales Or Exchanges Of Assets	0	SalesOrExchangesOfAssets
Purchase Assets Noncharitable EO	0	PurchaseAssetsNoncharitableEO
Rental Of Facilities Etc	0	RentalOfFacilitiesEtc
Reimbursement Arrangements	0	ReimbursementArrangements
Loans Or Loan Guarantees	0	LoansOrLoanGuarantees
Performance Of Services Etc	0	PerformanceOfServicesEtc
Sharing Of Facilities Etc	0	SharingOfFacilitiesEtc
Relationships Noncharitable E Os	0	RelationshipsNoncharitableEOs

Accounting Fees Schedule AccountingFeesSchedule

Accounting Fees AccountingFees (2 entries)

CategoryCategory	AmountAmount	Net Investment IncomeNetInvestmentIncome	Adjusted Net IncomeAdjustedNetIncome	Disbursements Charitable PrpsDisbursementsCharitablePrps
J.H. COHN LLP	$6,150	6150	0	0
DEVER, EWING	$675	675	0	0

Investments Corp Stock Schedule InvestmentsCorpStockSchedule

Investments Corp Stock InvestmentsCorpStock (5 entries)

Name Of StockNameOfStock	EOY Book ValueEOYBookValue	EOYFMVEOYFMV
THRU MORGAN KEEGAN #01484443	125826	184076
THRU MORGAN KEEGAN #01484435	63562	65163
THRU MORGAN KEEGAN #01484476	126329	113993
THRU MORGAN KEEGAN #01484484	111524	129538
THRU MORGAN KEEGAN #01484450	119279	135986

Investments Other Schedule2 InvestmentsOtherSchedule2

Investments Other InvestmentsOther (5 entries)

Category Or ItemCategoryOrItem	Listed At Cost Or FMVListedAtCostOrFMV	Book ValueBookValue	EOYFMVEOYFMV
GLEN OAK INC LAND MORTGAGE	AT COST	83218	83218
GC ANDERSON MORTGAGE	AT COST	177256	177256
GLEN OAK INC BUSINESS MORTGAGE	AT COST	45861	45861
ACC INVESTORS LLC	AT COST	50000	50000
CROSSTEX ENERGY L.P	AT COST	0	0

Other Decreases Schedule OtherDecreasesSchedule

Other Decreases OtherDecreases (2 entries)

DescriptionDescription	AmountAmount
NON-DEDUCTIBLE EXPENSES	$77
MORGAN KEEGAN BASIS ADJUSTMENT	$92

Other Expenses Schedule OtherExpensesSchedule

Other Expenses OtherExpenses

Field	Value	IRS element (for citing)
Description	OFFICE SUPPLIES	Description
Revenue And Expenses Per Books	67	RevenueAndExpensesPerBooks
Net Investment Income	67	NetInvestmentIncome
Adjusted Net Income	0	AdjustedNetIncome
Disbursements Charitable Prps	0	DisbursementsCharitablePrps

Other Income Schedule2 OtherIncomeSchedule2

Other Income OtherIncome (2 entries)

DescriptionDescription	Revenue And Expenses Per BooksRevenueAndExpensesPerBooks	Net Investment IncomeNetInvestmentIncome	Adjusted Net IncomeAdjustedNetIncome
ORDINARY LOSS - CROSSTEX ENERGIES	-1714	0	0
ORDINARY LOSS - RSI PARTNERS	-3638	0	0

Other Liabilities Schedule OtherLiabilitiesSchedule

Other Liabilities OtherLiabilities (3 entries)

DescriptionDescription	BOY Book ValueBOYBookValue	EOY Book ValueEOYBookValue
UNRECOGNIZED GAIN	37839	37839
DUE TO C. G ANDERSON FOUNDATION	50000	50000
RSI INVESTMENT PARTNERS, LLC	0	23637

Other Professional Fees Schedule OtherProfessionalFeesSchedule

Other Professional Fees OtherProfessionalFees

Field	Value	IRS element (for citing)
Category	INVESTMENT MANAGEMENT FEES	Category
Amount	$10,381	Amount
Net Investment Income	10381	NetInvestmentIncome
Adjusted Net Income	0	AdjustedNetIncome
Disbursements Charitable Prps	0	DisbursementsCharitablePrps

Taxes Schedule TaxesSchedule

Taxes Taxes (2 entries)

CategoryCategory	AmountAmount	Net Investment IncomeNetInvestmentIncome	Adjusted Net IncomeAdjustedNetIncome	Disbursements Charitable PrpsDisbursementsCharitablePrps
STATE TAXES	$1,487	1557	0	0
FOREIGN TAXES	$364	364	0	0