THE ROTHWELL FOUNDATION INC: Form 990PF, tax year 2011

View the entire original 990 at ProPublica ↗

Organization: THE ROTHWELL FOUNDATION INC (EIN 20-2026568)
Tax period: 2011-01-01 to 2011-12-31
Filed: 2012-04-15
IRS object ID: 201221069349100002
Schema version: 2011v1.2
Source: Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header
Form 990-PF
Accounting Fees Schedule
Investments Corp Bonds Schedule
Investments Corp Stock Schedule
Other Decreases Schedule
Other Income Schedule2
Taxes Schedule

Return header ReturnHeader

Field	Value	IRS element (for citing)
Timestamp	2012-04-15T04:22:14-04:00	Timestamp
Tax Period End Date	2011-12-31	TaxPeriodEndDate

Preparer Firm PreparerFirm

Preparer Firm Business Name PreparerFirmBusinessName

Field	Value	IRS element (for citing)
Business Name Line1	HR BLOCK PREMIUM	BusinessNameLine1

Preparer Firm US Address PreparerFirmUSAddress

Field	Value	IRS element (for citing)
Address Line1	15050 ELDERBERRY LN	AddressLine1
City	FORT MYERS	City
State	FL	State
ZIP Code	33907	ZIPCode

Field	Value	IRS element (for citing)
Return Type	990PF	ReturnType
Tax Period Begin Date	2011-01-01	TaxPeriodBeginDate

Filer Filer

Field	Value	IRS element (for citing)
EIN	202026568	EIN

Name Name

Field	Value	IRS element (for citing)
Business Name Line1	ROTHWELL FOUNDATION	BusinessNameLine1

Field	Value	IRS element (for citing)
Name Control	ROTH	NameControl
Phone	2394723146	Phone

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	101 Federal Street 3rd Floor	AddressLine1
City	Boston	City
State	MA	State
ZIP Code	02110	ZIPCode

Officer Officer

Field	Value	IRS element (for citing)
Name	SHIRLEY ROTHWELL	Name
Title	PRESIDENT	Title
Phone	2394723146	Phone
Date Signed	2012-03-15	DateSigned
Authorize Third Party	true	AuthorizeThirdParty

Preparer Preparer

Field	Value	IRS element (for citing)
Name	Sidney Heath	Name
Phone	2399859500	Phone
Date Prepared	2012-04-15	DatePrepared

Field	Value	IRS element (for citing)
Tax Year	2011	TaxYear
Build TS	2016-02-24 21:20:13Z	BuildTS

Form 990-PF IRS990PF

Field	Value	IRS element (for citing)
Exempt PF	X	ExemptPF
FMV Assets EOY	97925	FMVAssetsEOY
Method Of Accounting Cash	X	MethodOfAccountingCash

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

Field	Value	IRS element (for citing)
Not Required To Attach Schedule B	X	NotRequiredToAttachScheduleB
Dividends Rev And Expnss	1856	DividendsRevAndExpnss
Dividends Net Invst Incm	1856	DividendsNetInvstIncm
Other Income Rev And Expnss	433	OtherIncomeRevAndExpnss
Other Income Net Invst Incm	433	OtherIncomeNetInvstIncm
Total Revenue And Expenses	2289	TotalRevenueAndExpenses
Total Net Investment Income	2289	TotalNetInvestmentIncome
Accounting Fees Rev And Expnss	710	AccountingFeesRevAndExpnss
Accounting Fees Net Invst Incm	710	AccountingFeesNetInvstIncm
Taxes Rev And Expnss	26	TaxesRevAndExpnss
Taxes Net Invst Incm	26	TaxesNetInvstIncm
Tot Opr Expenses Rev And Expnss	736	TotOprExpensesRevAndExpnss
Tot Opr Expenses Net Invst Incm	736	TotOprExpensesNetInvstIncm
Tot Opr Expenses Dsbrs Chrtbl Prps	0	TotOprExpensesDsbrsChrtblPrps
Contri Gifts Paid Rev And Expnss	6000	ContriGiftsPaidRevAndExpnss
Contri Gifts Paid Dsbrs Chrtbl Prps	6000	ContriGiftsPaidDsbrsChrtblPrps
Total Expenses Rev And Expnss	6736	TotalExpensesRevAndExpnss
Total Expenses Net Invst Incm	736	TotalExpensesNetInvstIncm
Total Expenses Dsbrs Chrtbl Prps	6000	TotalExpensesDsbrsChrtblPrps
Excess Of Revenue Over Expenses	-4447	ExcessOfRevenueOverExpenses
Net Investment Income	1553	NetInvestmentIncome

Balance Sheets BalanceSheets

Field	Value	IRS element (for citing)
Savings And Temp Cash Invst BOY	7164	SavingsAndTempCashInvstBOY
Savings And Temp Cash Invst EOY	435	SavingsAndTempCashInvstEOY
Savings And Temp Cash Invst EOYFMV	435	SavingsAndTempCashInvstEOYFMV
Investments Corp Stock BOY	64679	InvestmentsCorpStockBOY
Investments Corp Stock EOY	65221	InvestmentsCorpStockEOY
Investments Corp Stock EOYFMV	65281	InvestmentsCorpStockEOYFMV
Investments Corp Bonds BOY	30628	InvestmentsCorpBondsBOY
Investments Corp Bonds EOY	32366	InvestmentsCorpBondsEOY
Investments Corp Bonds EOYFMV	32209	InvestmentsCorpBondsEOYFMV
Total Assets BOY	102471	TotalAssetsBOY
Total Assets EOY	98022	TotalAssetsEOY
Total Assets EOYFMV	97925	TotalAssetsEOYFMV
Total Liabilities EOY	0	TotalLiabilitiesEOY
Org That Do Not Follow SFAS117	X	OrgThatDoNotFollowSFAS117
Capital Stock BOY	102471	CapitalStockBOY
Capital Stock EOY	98022	CapitalStockEOY
Total Net Assets BOY	102471	TotalNetAssetsBOY
Total Net Assets EOY	98022	TotalNetAssetsEOY
Total Liabilities Net Assets BOY	102471	TotalLiabilitiesNetAssetsBOY
Total Liabilities Net Assets EOY	98022	TotalLiabilitiesNetAssetsEOY

Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances

Field	Value	IRS element (for citing)
Total Net Assets Fund Balances BOY	102471	TotalNetAssetsFundBalancesBOY
Excess Of Revenue Over Expenses	-4447	ExcessOfRevenueOverExpenses
Subtotal	98024	Subtotal
Other Decreases	2	OtherDecreases
Total Net Assets Fund Balances EOY	98022	TotalNetAssetsFundBalancesEOY

Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax

Field	Value	IRS element (for citing)
Liable For4942 Tax	false	LiableFor4942Tax
Qualifying Distributions Year1	18981	QualifyingDistributionsYear1
Noncharitable Assets Year1	110917	NoncharitableAssetsYear1
Distribution Ratio Year1	0.171128	DistributionRatioYear1
Qualifying Distributions Year2	11979	QualifyingDistributionsYear2
Noncharitable Assets Year2	102468	NoncharitableAssetsYear2
Distribution Ratio Year2	0.116905	DistributionRatioYear2
Qualifying Distributions Year3	5976	QualifyingDistributionsYear3
Noncharitable Assets Year3	99637	NoncharitableAssetsYear3
Distribution Ratio Year3	0.059978	DistributionRatioYear3
Qualifying Distributions Year4	4411	QualifyingDistributionsYear4
Noncharitable Assets Year4	101831	NoncharitableAssetsYear4
Distribution Ratio Year4	0.043317	DistributionRatioYear4
Total Distribution Ratio	0.391328	TotalDistributionRatio
Average Distribution Ratio	0.097832	AverageDistributionRatio
Net Noncharitable Assets	103449	NetNoncharitableAssets
Adjusted Noncharitable Assets	10121	AdjustedNoncharitableAssets
One Percent Net Investment Income	16	OnePercentNetInvestmentIncome
Adj Nonchrtbl Assets And One	10137	AdjNonchrtblAssetsAndOnePct
Qualifying Distributions	6000	QualifyingDistributions

Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm

Field	Value	IRS element (for citing)
Investment Income Excise Tax	31	InvestmentIncomeExciseTax
Subtotal	31	Subtotal
Tax Based On Investment Income	31	TaxBasedOnInvestmentIncome
Tax Due	31	TaxDue

Statements Regarding Activities StatementsRegardingActivities

Field	Value	IRS element (for citing)
Legislative Political Activities	false	LegislativePoliticalActivities
More Than100 Spent	false	MoreThan100Spent
Form1120 POL Filed	false	Form1120POLFiled
Activities Not Prev Reported	false	ActivitiesNotPrevReported
Changes To Articles Or Bylaws	false	ChangesToArticlesOrBylaws
Unrelated Bus Income Over1000	false	UnrelatedBusIncomeOver1000
Form990 T Filed	false	Form990TFiled
Termination Etc	false	TerminationEtc
Requirements Of Sect508e	false	RequirementsOfSect508e
At Least5000 In Assets	false	AtLeast5000InAssets
Form990 PF Filed With AG	false	Form990PFFiledWithAG
Private Operating Foundation	false	PrivateOperatingFoundation
New Substantial Contributors	false	NewSubstantialContributors
Interest In Controlled Entity	false	InterestInControlledEntity
Applicable Insurance Contract	false	ApplicableInsuranceContract
Comply With Public Inspection Rqr	true	ComplyWithPublicInspectionRqr
Website Address	N/A	WebsiteAddress
Books In Care Of Person Name	SHIRLEY ROTHWELL PRESIDENT	BooksInCareOfPersonName
Books In Care Of Phone Number	2394723146	BooksInCareOfPhoneNumber

Books In Care Of US Address BooksInCareOfUSAddress

Field	Value	IRS element (for citing)
Address Line1	6433 PINE AVENUE	AddressLine1
City	Sanibel	City
State	FL	State
ZIP Code	33957	ZIPCode

Field	Value	IRS element (for citing)
Foreign Bank	false	ForeignBank

Statements Regarding Acty4720 StatementsRegardingActy4720

Field	Value	IRS element (for citing)
Sale Or Exchange With Dsqfly Person	false	SaleOrExchangeWithDsqflyPerson
Borrow Or Lend With Dsqfly Person	false	BorrowOrLendWithDsqflyPerson
Furnished Goods With Dsqfly Person	false	FurnishedGoodsWithDsqflyPerson
Pay Compensation To Dsqfly Person	false	PayCompensationToDsqflyPerson
Transfer Assets To Dsqfly Person	false	TransferAssetsToDsqflyPerson
Payment To Government Offical	false	PaymentToGovernmentOffical
Acts Fail To Qualify As Exceptions	false	ActsFailToQualifyAsExceptions
Uncorrected Prior Acts	false	UncorrectedPriorActs
Undistributed Income Prior Years	false	UndistributedIncomePriorYears
Undistr Income4942a2 Not Applied	false	UndistrIncome4942a2NotApplied
Business Holdings	false	BusinessHoldings
Excess Business Holdings	false	ExcessBusinessHoldings
Jeopardy Investments	false	JeopardyInvestments
Uncorrected Jeopardy Investments	false	UncorrectedJeopardyInvestments
Influence Legislation	false	InfluenceLegislation
Influence Election	false	InfluenceElection
Grants To Individuals	false	GrantsToIndividuals
Grants To Organizations	false	GrantsToOrganizations
Noncharitable Purpose	false	NoncharitablePurpose
Tr Fail To Qualify As Exceptions	false	TrFailToQualifyAsExceptions
Maint Expend Responsibility	false	MaintExpendResponsibility
Rcv Funds To Pay Prsnl Bnft Contract	false	RcvFundsToPayPrsnlBnftContract
Pay Premiums Prsnl Bnft Contract	false	PayPremiumsPrsnlBnftContract
Prohibited Tax Shelter Transactn	false	ProhibitedTaxShelterTransactn

Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo

Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (6 entries)

Address Line1USAddress/AddressLine1	CityUSAddress/City	StateUSAddress/State	ZIP CodeUSAddress/ZIPCode	TitleTitle	Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition	CompensationCompensation	Address Line1ForeignAddress/AddressLine1	CityForeignAddress/City	Province Or StateForeignAddress/ProvinceOrState	CountryForeignAddress/Country
SHIRLEY ROTHWELL
6433 PINE AVENUE	Sanibel	FL	33957	PRESIDENT & DIRECTOR	0.01	0
ANDREW PARADIS
49 SHAY RD	Hudson	MA	01749	DIRECTOR	0.00	0
LISA A PARADIS
49 SHAY RD	Hudson	MA	01749	DIRECTOR	0.00	0
LINDA K AUSTEN
				DIRECTOR	0.00	0	1 BALLYMACE GREEN	ROTHFARNAN	DUBLIN 14	IR
TREVOR AUSTEN
				DIRECTOR	0.00	0	1 BALLYMACE GREEN	ROTHFARNAN	DUBLIN 14	IR
SARKIS G KOJABASHIAN
4 GREENMEADOW LANE	Hudson	MA	01749	DIRECTOR	0.00	0

Field	Value	IRS element (for citing)
Comp Of Hghst Paid Cntrct NONE	NONE	CompOfHghstPaidCntrctNONE

Minimum Investment Return MinimumInvestmentReturn

Field	Value	IRS element (for citing)
Avg Monthly FMV Of Securities	98865	AvgMonthlyFMVOfSecurities
Avg Monthly Cash Balances	6159	AvgMonthlyCashBalances
FMV All Other Noncharitable Assets	0	FMVAllOtherNoncharitableAssets
Total FMV Of Unused Assets	105024	TotalFMVOfUnusedAssets
Adj Total FMV Of Unused Assets	105024	AdjTotalFMVOfUnusedAssets
Cash Deemed Charitable	1575	CashDeemedCharitable
Net Noncharitable Assets	103449	NetNoncharitableAssets
Minimum Investment Return	5172	MinimumInvestmentReturn

Distributable DistributableAmount

Field	Value	IRS element (for citing)
Minimum Investment Return	5172	MinimumInvestmentReturn
Tax Based On Investment Income	31	TaxBasedOnInvestmentIncome
Total Tax	31	TotalTax
Distributable Amount Before Adj	5141	DistributableAmountBeforeAdj
Distributable Amount Before Ded	5141	DistributableAmountBeforeDed
Distributable Amount As Adjusted	5141	DistributableAmountAsAdjusted

Qualifying Distributions QualifyingDistributions

Field	Value	IRS element (for citing)
Expenses And Contributions	6000	ExpensesAndContributions
Qualifying Distributions	6000	QualifyingDistributions
Adj Qualifying Distributions	6000	AdjQualifyingDistributions

Undistributed Income UndistributedIncome

Field	Value	IRS element (for citing)
Distributable Amount As Adjusted	5141	DistributableAmountAsAdjusted
Excess Distri Carryover Year5	5	ExcessDistriCarryoverYear5
Excess Distri Carryover Year4	4500	ExcessDistriCarryoverYear4
Excess Distri Carryover Year3	3551	ExcessDistriCarryoverYear3
Excess Distri Carryover Year2	6898	ExcessDistriCarryoverYear2
Excess Distri Carryover Year1	13957	ExcessDistriCarryoverYear1
Total Excess Distri Carryover	28911	TotalExcessDistriCarryover
Qualifying Distributions	6000	QualifyingDistributions
Applied To Current Year	5156	AppliedToCurrentYear
Remaining Distri From Corpus	834	RemainingDistriFromCorpus
Total Corpus	29745	TotalCorpus
Undistributed Income CY	0	UndistributedIncomeCY
Excess Distri Cyov To Next Year	29745	ExcessDistriCyovToNextYear
Excess From Year4	4500	ExcessFromYear4
Excess From Year3	3551	ExcessFromYear3
Excess From Year2	6898	ExcessFromYear2
Excess From Year1	13957	ExcessFromYear1
Excess From Current Year	828	ExcessFromCurrentYear

Supplementary Information SupplementaryInformation

Field	Value	IRS element (for citing)
Only Contributes To Preselected	X	OnlyContributesToPreselected

Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (4 entries)

Address Line1RecipientUSAddress/AddressLine1	Address Line2RecipientUSAddress/AddressLine2	CityRecipientUSAddress/City	StateRecipientUSAddress/State	ZIP CodeRecipientUSAddress/ZIPCode	Purpose Of Grant Or ContributionPurposeOfGrantOrContribution	AmountAmount
Hamline University
1536 Hewitt Avenue	MS-c1917	St Paul	MI	55104	Education	$1,000
Dana Faber Cancer Institute
10 Brookline Place West	6th Floor	Brookline	MA	02445	Medical	$1,000
Bringham and Womens Hospital Devel
116 Huntington Ave	5th Floor	Boston	MA	02116	Medical	$3,500
HMS Center for Neurofibromatosis
185 Cambrige Street		Boston	MA	02114	Medical	$500

Field	Value	IRS element (for citing)
Tot Grant Or Contri Paid During Year	6000	TotGrantOrContriPaidDuringYear

Analysis Income Producing Acty AnalysisIncomeProducingActy

Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII

Field	Value	IRS element (for citing)
Business Code	711300	BusinessCode
Unrelated Business Income	$1,856	UnrelatedBusinessIncomeAmount

Other Investment Income Part VII OtherInvestmentIncomePartVII

Field	Value	IRS element (for citing)
Business Code	711300	BusinessCode
Unrelated Business Income	$433	UnrelatedBusinessIncomeAmount

Subtotals Part XVIA SubtotalsPartXVIA

Field	Value	IRS element (for citing)
Unrelated Business Income	$2,289	UnrelatedBusinessIncomeAmount

Field	Value	IRS element (for citing)
Total Part XVIA	2289	TotalPartXVIA

Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO

Field	Value	IRS element (for citing)
Trnsfr Of Cash To Noncharitable EO	false	TrnsfrOfCashToNoncharitableEO
Trnsfr Oth Assets Noncharitable EO	false	TrnsfrOthAssetsNoncharitableEO
Sales Or Exchanges Of Assets	false	SalesOrExchangesOfAssets
Purchase Assets Noncharitable EO	false	PurchaseAssetsNoncharitableEO
Rental Of Facilities Etc	false	RentalOfFacilitiesEtc
Reimbursement Arrangements	false	ReimbursementArrangements
Loans Or Loan Guarantees	false	LoansOrLoanGuarantees
Performance Of Services Etc	false	PerformanceOfServicesEtc
Sharing Of Facilities Etc	false	SharingOfFacilitiesEtc
Relationships Noncharitable E Os	false	RelationshipsNoncharitableEOs

Accounting Fees Schedule AccountingFeesSchedule

Accounting Fees AccountingFees

Field	Value	IRS element (for citing)
Category	tax return preparation	Category
Amount	$710	Amount
Net Investment Income	710	NetInvestmentIncome

Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule

Investments Corp Bonds InvestmentsCorpBonds (2 entries)

Name Of BondNameOfBond	EOY Book ValueEOYBookValue	EOYFMVEOYFMV
FSICX Fidelity Strategic Income	22832	23114
FSHBX Fidelity short Term Bond	9534	9095

Investments Corp Stock Schedule InvestmentsCorpStockSchedule

Investments Corp Stock InvestmentsCorpStock (4 entries)

Name Of StockNameOfStock	EOY Book ValueEOYBookValue	EOYFMVEOYFMV
ARGFX Ariel Fund	6248	5176
FIGRX Fidelity International Discovery	6335	5998
FSHBX Fidelity Capital Appreciation	25474	24153
YACKX Yacktman Fund	27164	29954

Other Decreases Schedule OtherDecreasesSchedule

Other Decreases OtherDecreases

Field	Value	IRS element (for citing)
Description	rounding	Description
Amount	$2	Amount

Other Income Schedule2 OtherIncomeSchedule2

Other Income OtherIncome

Field	Value	IRS element (for citing)
Description	capital gains dist	Description
Revenue And Expenses Per Books	433	RevenueAndExpensesPerBooks
Net Investment Income	433	NetInvestmentIncome

Taxes Schedule TaxesSchedule

Taxes Taxes (2 entries)

CategoryCategory	AmountAmount	Net Investment IncomeNetInvestmentIncome
Federal taxes paid	$19	19
Foreign Tax	$7	7