EM FOUNDATION: Form 990PF, tax year 2011
View the entire original 990 at ProPublica ↗
- Organization
- EM FOUNDATION (EIN 20-2028307)
- Tax period
- 2011-01-01 to 2011-12-31
- Filed
- 2012-05-10
- IRS object ID
- 201221329349100142
- Schema version
- 2011v1.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Other Decreases Schedule
- Other Expenses Schedule
- Other Increases Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2012-05-10T13:28:40-05:00 | Timestamp |
| Tax Period End Date | 2011-12-31 | TaxPeriodEndDate |
| Return Type | 990PF | ReturnType |
| Tax Period Begin Date | 2011-01-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 202028307 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | EM FOUNDATION R54915005 423002000 | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | EMFO | NameControl |
| Phone | 4149771210 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | JPMORGAN CHASE BANK NA BOX 3038 | AddressLine1 |
| City | MILWAUKEE | City |
| State | WI | State |
| ZIP Code | 53201 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | JACK L UDOVICH | Name |
| Title | AUTHORIZED OFFICER | Title |
| Phone | 4149771210 | Phone |
| Date Signed | 2012-05-09 | DateSigned |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2011 | TaxYear |
| Build TS | 2016-02-24 21:20:13Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exempt PF | X | ExemptPF |
| FMV Assets EOY | 560051 | FMVAssetsEOY |
| Method Of Accounting Cash | X | MethodOfAccountingCash |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Not Required To Attach Schedule B | X | NotRequiredToAttachScheduleB |
| Interest On Savings Rev And Expnss | 15 | InterestOnSavingsRevAndExpnss |
| Interest On Savings Net Invst Incm | 15 | InterestOnSavingsNetInvstIncm |
| Dividends Rev And Expnss | 12839 | DividendsRevAndExpnss |
| Dividends Net Invst Incm | 12730 | DividendsNetInvstIncm |
| Net Gain Sale Assets Rev And Expnss | 3411 | NetGainSaleAssetsRevAndExpnss |
| Gross Sales Price | 196356 | GrossSalesPrice |
| Capital Gain Net Incm Net Invst Incm | 3324 | CapitalGainNetIncmNetInvstIncm |
| Total Revenue And Expenses | 16265 | TotalRevenueAndExpenses |
| Total Net Investment Income | 16069 | TotalNetInvestmentIncome |
| Comp Ofcr Dir Trst Rev And Expnss | 6997 | CompOfcrDirTrstRevAndExpnss |
| Comp Ofcr Dir Trst Net Invst Incm | 5248 | CompOfcrDirTrstNetInvstIncm |
| Comp Ofcr Dir Trst Dsbrs Chrtbl Prps | 1749 | CompOfcrDirTrstDsbrsChrtblPrps |
| Taxes Rev And Expnss | 336 | TaxesRevAndExpnss |
| Taxes Net Invst Incm | 297 | TaxesNetInvstIncm |
| Taxes Dsbrs Chrtbl Prps | 0 | TaxesDsbrsChrtblPrps |
| Other Expenses Rev And Expnss | 100 | OtherExpensesRevAndExpnss |
| Other Expenses Net Invst Incm | 156 | OtherExpensesNetInvstIncm |
| Other Expenses Dsbrs Chrtbl Prps | 100 | OtherExpensesDsbrsChrtblPrps |
| Tot Opr Expenses Rev And Expnss | 7433 | TotOprExpensesRevAndExpnss |
| Tot Opr Expenses Net Invst Incm | 5701 | TotOprExpensesNetInvstIncm |
| Tot Opr Expenses Dsbrs Chrtbl Prps | 1849 | TotOprExpensesDsbrsChrtblPrps |
| Contri Gifts Paid Rev And Expnss | 47500 | ContriGiftsPaidRevAndExpnss |
| Contri Gifts Paid Dsbrs Chrtbl Prps | 47500 | ContriGiftsPaidDsbrsChrtblPrps |
| Total Expenses Rev And Expnss | 54933 | TotalExpensesRevAndExpnss |
| Total Expenses Net Invst Incm | 5701 | TotalExpensesNetInvstIncm |
| Total Expenses Dsbrs Chrtbl Prps | 49349 | TotalExpensesDsbrsChrtblPrps |
| Excess Of Revenue Over Expenses | -38668 | ExcessOfRevenueOverExpenses |
| Net Investment Income | 10368 | NetInvestmentIncome |
Balance Sheets BalanceSheets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | 18436 | CashBOY |
| Cash EOY | 8885 | CashEOY |
| Cash EOYFMV | 8885 | CashEOYFMV |
| Savings And Temp Cash Invst BOY | 21352 | SavingsAndTempCashInvstBOY |
| Savings And Temp Cash Invst EOY | 14738 | SavingsAndTempCashInvstEOY |
| Savings And Temp Cash Invst EOYFMV | 14738 | SavingsAndTempCashInvstEOYFMV |
| Investments Corp Stock BOY | 396462 | InvestmentsCorpStockBOY |
| Investments Corp Stock EOY | 447562 | InvestmentsCorpStockEOY |
| Investments Corp Stock EOYFMV | 447715 | InvestmentsCorpStockEOYFMV |
| Investments Corp Bonds BOY | 163088 | InvestmentsCorpBondsBOY |
| Investments Corp Bonds EOY | 89559 | InvestmentsCorpBondsEOY |
| Investments Corp Bonds EOYFMV | 88713 | InvestmentsCorpBondsEOYFMV |
| Total Assets BOY | 599338 | TotalAssetsBOY |
| Total Assets EOY | 560744 | TotalAssetsEOY |
| Total Assets EOYFMV | 560051 | TotalAssetsEOYFMV |
| Total Liabilities BOY | 0 | TotalLiabilitiesBOY |
| Total Liabilities EOY | 0 | TotalLiabilitiesEOY |
| Org That Do Not Follow SFAS117 | X | OrgThatDoNotFollowSFAS117 |
| Capital Stock BOY | 599338 | CapitalStockBOY |
| Capital Stock EOY | 560744 | CapitalStockEOY |
| Paid In Or Capital Surplus BOY | 0 | PaidInOrCapitalSurplusBOY |
| Paid In Or Capital Surplus EOY | 0 | PaidInOrCapitalSurplusEOY |
| Retained Earnings BOY | 0 | RetainedEarningsBOY |
| Retained Earnings EOY | 0 | RetainedEarningsEOY |
| Total Net Assets BOY | 599338 | TotalNetAssetsBOY |
| Total Net Assets EOY | 560744 | TotalNetAssetsEOY |
| Total Liabilities Net Assets BOY | 599338 | TotalLiabilitiesNetAssetsBOY |
| Total Liabilities Net Assets EOY | 560744 | TotalLiabilitiesNetAssetsEOY |
Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Net Assets Fund Balances BOY | 599338 | TotalNetAssetsFundBalancesBOY |
| Excess Of Revenue Over Expenses | -38668 | ExcessOfRevenueOverExpenses |
| Other Increases | 11823 | OtherIncreases |
| Subtotal | 572493 | Subtotal |
| Other Decreases | 11749 | OtherDecreases |
| Total Net Assets Fund Balances EOY | 560744 | TotalNetAssetsFundBalancesEOY |
Capital Gains And Losses CapitalGainsAndLosses
Capital Gains And Losses Info CapitalGainsAndLossesInfo (5 entries)
| Description Of AssetDescriptionOfAsset | Gross Sales PriceGrossSalesPrice | Cost Or Other BasisCostOrOtherBasis | Gain Or LossGainOrLoss | Gains Minus Excess Or LossesGainsMinusExcessOrLosses | How AcquiredHowAcquired | Date SoldDateSold |
|---|---|---|---|---|---|---|
| PUBLICLY TRADED SECURITIES | 195416 | 192945 | 2471 | 2471 | ||
| POWERSHARES DB COMMODITY TRACKING INDEX FD- ST CAP LOSS | -96 | -96 | P | 2011-12-31 | ||
| POWERSHARES DB COMMODITY TRACKING INDEX FD- LT CAP GAIN | 42 | 42 | P | 2011-12-31 | ||
| POWERSHARES DB COMMODITY TRACKING INDEX FD- ST CAP LOSS | -33 | -33 | P | 2011-12-31 | ||
| CAPITAL GAINS DIVIDENDS | 940 | 940 | 940 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | 3324 | CapitalGainNetIncome |
Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable For4942 Tax | 0 | LiableFor4942Tax |
| Qualifying Distributions Year1 | 11595 | QualifyingDistributionsYear1 |
| Noncharitable Assets Year1 | 569866 | NoncharitableAssetsYear1 |
| Distribution Ratio Year1 | 0.020347 | DistributionRatioYear1 |
| Qualifying Distributions Year2 | 31115 | QualifyingDistributionsYear2 |
| Noncharitable Assets Year2 | 491009 | NoncharitableAssetsYear2 |
| Distribution Ratio Year2 | 0.063370 | DistributionRatioYear2 |
| Qualifying Distributions Year3 | 11848 | QualifyingDistributionsYear3 |
| Noncharitable Assets Year3 | 558009 | NoncharitableAssetsYear3 |
| Distribution Ratio Year3 | 0.021233 | DistributionRatioYear3 |
| Qualifying Distributions Year4 | 45368 | QualifyingDistributionsYear4 |
| Noncharitable Assets Year4 | 617062 | NoncharitableAssetsYear4 |
| Distribution Ratio Year4 | 0.073523 | DistributionRatioYear4 |
| Qualifying Distributions Year5 | 604 | QualifyingDistributionsYear5 |
| Noncharitable Assets Year5 | 381431 | NoncharitableAssetsYear5 |
| Distribution Ratio Year5 | 0.001584 | DistributionRatioYear5 |
| Total Distribution Ratio | 0.180057 | TotalDistributionRatio |
| Average Distribution Ratio | 0.036011 | AverageDistributionRatio |
| Net Noncharitable Assets | 602729 | NetNoncharitableAssets |
| Adjusted Noncharitable Assets | 21705 | AdjustedNoncharitableAssets |
| One Percent Net Investment Income | 104 | OnePercentNetInvestmentIncome |
| Adj Nonchrtbl Assets And One | 21809 | AdjNonchrtblAssetsAndOnePct |
| Qualifying Distributions | 49349 | QualifyingDistributions |
Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | X | DomesticOrgMeetingSect4940e |
| Investment Income Excise Tax | 104 | InvestmentIncomeExciseTax |
| Tax Under Section511 | 0 | TaxUnderSection511 |
| Subtotal | 104 | Subtotal |
| Subtitle A Tax | 0 | SubtitleATax |
| Tax Based On Investment Income | 104 | TaxBasedOnInvestmentIncome |
| Total Credits And Payments | 0 | TotalCreditsAndPayments |
| Tax Due | 104 | TaxDue |
Statements Regarding Activities StatementsRegardingActivities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Activities | 0 | LegislativePoliticalActivities |
| More Than100 Spent | 0 | MoreThan100Spent |
| Form1120 POL Filed | 0 | Form1120POLFiled |
| Sect4955 Tax On Organization | 0 | Sect4955TaxOnOrganization |
| Sect4955 Tax On Managers | 0 | Sect4955TaxOnManagers |
| Reimbursement Of Tax | 0 | ReimbursementOfTax |
| Activities Not Prev Reported | 0 | ActivitiesNotPrevReported |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylaws |
| Unrelated Bus Income Over1000 | 0 | UnrelatedBusIncomeOver1000 |
| Termination Etc | 0 | TerminationEtc |
| Requirements Of Sect508e | 1 | RequirementsOfSect508e |
| At Least5000 In Assets | 1 | AtLeast5000InAssets |
| States Filed With | NY | StatesFiledWith |
| Form990 PF Filed With AG | 1 | Form990PFFiledWithAG |
| Private Operating Foundation | 0 | PrivateOperatingFoundation |
| New Substantial Contributors | 0 | NewSubstantialContributors |
| Interest In Controlled Entity | 0 | InterestInControlledEntity |
| Applicable Insurance Contract | 0 | ApplicableInsuranceContract |
| Comply With Public Inspection Rqr | 1 | ComplyWithPublicInspectionRqr |
| Website Address | N/A | WebsiteAddress |
Books In Care Of Business Name BooksInCareOfBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | JPMORGAN CHASE BANK NA | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Books In Care Of Phone Number | 2036293193 | BooksInCareOfPhoneNumber |
Books In Care Of US Address BooksInCareOfUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 122 MAIN STREET FLOOR 01 | AddressLine1 |
| City | NEW CANAAN | City |
| State | CT | State |
| ZIP Code | 06840 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Bank | 0 | ForeignBank |
Statements Regarding Acty4720 StatementsRegardingActy4720
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exchange With Dsqfly Person | 0 | SaleOrExchangeWithDsqflyPerson |
| Borrow Or Lend With Dsqfly Person | 0 | BorrowOrLendWithDsqflyPerson |
| Furnished Goods With Dsqfly Person | 0 | FurnishedGoodsWithDsqflyPerson |
| Pay Compensation To Dsqfly Person | 1 | PayCompensationToDsqflyPerson |
| Transfer Assets To Dsqfly Person | 0 | TransferAssetsToDsqflyPerson |
| Payment To Government Offical | 0 | PaymentToGovernmentOffical |
| Acts Fail To Qualify As Exceptions | 0 | ActsFailToQualifyAsExceptions |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActs |
| Undistributed Income Prior Years | 0 | UndistributedIncomePriorYears |
| Business Holdings | 0 | BusinessHoldings |
| Jeopardy Investments | 0 | JeopardyInvestments |
| Uncorrected Jeopardy Investments | 0 | UncorrectedJeopardyInvestments |
| Influence Legislation | 0 | InfluenceLegislation |
| Influence Election | 0 | InfluenceElection |
| Grants To Individuals | 0 | GrantsToIndividuals |
| Grants To Organizations | 0 | GrantsToOrganizations |
| Noncharitable Purpose | 0 | NoncharitablePurpose |
| Rcv Funds To Pay Prsnl Bnft Contract | 0 | RcvFundsToPayPrsnlBnftContract |
| Pay Premiums Prsnl Bnft Contract | 0 | PayPremiumsPrsnlBnftContract |
| Prohibited Tax Shelter Transactn | 0 | ProhibitedTaxShelterTransactn |
Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo
Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (3 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitle | Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition | CompensationCompensation | Contri To Empl Benefit Plans EtcContriToEmplBenefitPlansEtc | Expense Account Other AllowancesExpenseAccountOtherAllowances | Address Line2USAddress/AddressLine2 |
|---|---|---|---|---|---|---|---|---|---|
| JPMORGAN CHASE BANK NA | |||||||||
| PO BOX 3038 | MILWAUKEE | WI | 53201 | CO-TRUSTEE | 2.00 | 6997 | 0 | 0 | |
| EDWARD GUILIANO | |||||||||
| C/O JPMORGAN CHASE BANK 122 MAIN | NEW CANAAN | CT | 06840 | CO-TRUSTEE | 1.00 | 0 | 0 | 0 | STREET |
| MIREILLE GUILIANO | |||||||||
| C/O JPMORGAN CHASE BANK 122 MAIN | NEW CANAAN | CT | 06840 | CO-TRUSTEE | 1.00 | 0 | 0 | 0 | STREET |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Highest Paid Empl NONE | NONE | CompOfHighestPaidEmplNONE |
| Tot Number Of Oth Empl Paid Over50k | 0 | TotNumberOfOthEmplPaidOver50k |
| Comp Of Hghst Paid Cntrct NONE | NONE | CompOfHghstPaidCntrctNONE |
| Tot Number Of Cntrct Paid Over50k | 0 | TotNumberOfCntrctPaidOver50k |
Sum Of Program Related Investments SumOfProgramRelatedInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Minimum Investment Return MinimumInvestmentReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Avg Monthly FMV Of Securities | 497519 | AvgMonthlyFMVOfSecurities |
| Avg Monthly Cash Balances | 114389 | AvgMonthlyCashBalances |
| FMV All Other Noncharitable Assets | 0 | FMVAllOtherNoncharitableAssets |
| Total FMV Of Unused Assets | 611908 | TotalFMVOfUnusedAssets |
| Reduction Claimed | 0 | ReductionClaimed |
| Acquisition Indebtedness | 0 | AcquisitionIndebtedness |
| Adj Total FMV Of Unused Assets | 611908 | AdjTotalFMVOfUnusedAssets |
| Cash Deemed Charitable | 9179 | CashDeemedCharitable |
| Net Noncharitable Assets | 602729 | NetNoncharitableAssets |
| Minimum Investment Return | 30136 | MinimumInvestmentReturn |
Distributable DistributableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | 30136 | MinimumInvestmentReturn |
| Tax Based On Investment Income | 104 | TaxBasedOnInvestmentIncome |
| Total Tax | 104 | TotalTax |
| Distributable Amount Before Adj | 30032 | DistributableAmountBeforeAdj |
| Recoveries Qlfy Distributions | 0 | RecoveriesQlfyDistributions |
| Distributable Amount Before Ded | 30032 | DistributableAmountBeforeDed |
| Deduction Fr Distributable | $0 | DeductionFrDistributableAmount |
| Distributable Amount As Adjusted | 30032 | DistributableAmountAsAdjusted |
Qualifying Distributions QualifyingDistributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | 49349 | ExpensesAndContributions |
| Program Related Investments Total | 0 | ProgramRelatedInvestmentsTotal |
| Qualifying Distributions | 49349 | QualifyingDistributions |
| One Pct Sect4940e Org Net Invst Incm | 104 | OnePctSect4940eOrgNetInvstIncm |
| Adj Qualifying Distributions | 49245 | AdjQualifyingDistributions |
Undistributed Income UndistributedIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable Amount As Adjusted | 30032 | DistributableAmountAsAdjusted |
| Undistributed Income Prior Year | 0 | UndistributedIncomePriorYear |
| Total For Prior Years | 0 | TotalForPriorYears |
| Excess Distri Carryover Year4 | 13806 | ExcessDistriCarryoverYear4 |
| Excess Distri Carryover Year2 | 6757 | ExcessDistriCarryoverYear2 |
| Total Excess Distri Carryover | 20563 | TotalExcessDistriCarryover |
| Qualifying Distributions | 49349 | QualifyingDistributions |
| Applied To Year1 | 0 | AppliedToYear1 |
| Applied To Prior Years | 0 | AppliedToPriorYears |
| Treated As Distri From Corpus | 0 | TreatedAsDistriFromCorpus |
| Applied To Current Year | 30032 | AppliedToCurrentYear |
| Remaining Distri From Corpus | 19317 | RemainingDistriFromCorpus |
| Excess Distri Cyov App CY Corpus | 0 | ExcessDistriCyovAppCYCorpus |
| Excess Distri Cyov Applied CY | 0 | ExcessDistriCyovAppliedCY |
| Total Corpus | 39880 | TotalCorpus |
| Prior Year Undistributed Income | 0 | PriorYearUndistributedIncome |
| Prior Year Deficiency Or Tax | 0 | PriorYearDeficiencyOrTax |
| Taxable Amount1 | 0 | TaxableAmount1 |
| Taxable Amount2 | 0 | TaxableAmount2 |
| Undistributed Income CY | 0 | UndistributedIncomeCY |
| Distri From Corpus170b1 E Or4942g3 | 0 | DistriFromCorpus170b1EOr4942g3 |
| Excess Distri Cyov From Year5 | 0 | ExcessDistriCyovFromYear5 |
| Excess Distri Cyov To Next Year | 39880 | ExcessDistriCyovToNextYear |
| Excess From Year4 | 13806 | ExcessFromYear4 |
| Excess From Year2 | 6757 | ExcessFromYear2 |
| Excess From Current Year | 19317 | ExcessFromCurrentYear |
Supplementary Information SupplementaryInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contributes To Preselected | X | OnlyContributesToPreselected |
Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (4 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient RelationshipRecipientRelationship | Recipient Foundation StatusRecipientFoundationStatus | Purpose Of Grant Or ContributionPurposeOfGrantOrContribution | AmountAmount |
|---|---|---|---|---|---|---|---|
| DANTE FOUNDATION OF NASSAU COUNTY INC | |||||||
| 235 E JERICHO TPKE | MINEOLA | NY | 11501 | NONE | EDUCATIONAL | SCHOLARSHIP SUPPORT | $5,000 |
| BROWN UNIVERSITY OF PROVIDENCE | |||||||
| 164 ANGELL ST | PROVIDENCE | RI | 02912 | NONE | PUBLIC CHARITY | CONTRIBUTION | $10,000 |
| NEW YORK INSTITUTE OF TECHNOLOGY | |||||||
| NORTHERN BOULEVARD | OLD WESTBURY | NY | 11568 | NONE | PUBLIC CHARITY | CONTRIBUTION | $25,000 |
| STONY BROOK FOUNDATION INC | |||||||
| 221 ADMINISTRATION AT SUNY | STONY BROOK | NY | 11790 | NONE | PUBLIC CHARITY | CONTRIBUTION | $7,500 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Grant Or Contri Paid During Year | 47500 | TotGrantOrContriPaidDuringYear |
| Tot Grant Or Contri Approved Future | 0 | TotGrantOrContriApprovedFuture |
Analysis Income Producing Acty AnalysisIncomeProducingActy
Int On Savings And Temp Cash Invst IntOnSavingsAndTempCashInvst
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $15 | ExclusionAmount |
Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $12,839 | ExclusionAmount |
Other Investment Income Part VII OtherInvestmentIncomePartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 18 | ExclusionCode |
| Exclusion | $3,411 | ExclusionAmount |
Subtotals Part XVIA SubtotalsPartXVIA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Income | $0 | UnrelatedBusinessIncomeAmount |
| Exclusion | $16,265 | ExclusionAmount |
| Related Or Exempt Function Income | 0 | RelatedOrExemptFunctionIncome |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Part XVIA | 16265 | TotalPartXVIA |
Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Noncharitable EO | 0 | TrnsfrOfCashToNoncharitableEO |
| Trnsfr Oth Assets Noncharitable EO | 0 | TrnsfrOthAssetsNoncharitableEO |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssets |
| Purchase Assets Noncharitable EO | 0 | PurchaseAssetsNoncharitableEO |
| Rental Of Facilities Etc | 0 | RentalOfFacilitiesEtc |
| Reimbursement Arrangements | 0 | ReimbursementArrangements |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuarantees |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtc |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtc |
| Relationships Noncharitable E Os | 0 | RelationshipsNoncharitableEOs |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corp Bonds InvestmentsCorpBonds (8 entries)
| Name Of BondNameOfBond | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| BLACKROCK HIGH YIELD BOND - 1837.772 SHS | 14353 | 13581 |
| EATON VANCE MUT FDS TR FLT RT CL I - 1306.818 SHS | 11500 | 11513 |
| JPM HIGH YIELD FD - SEL - 1503.75 SHS | 11669 | 11459 |
| JPM SHORT DURATION BOND FD - SEL - 1160.476 SHS | 12312 | 12707 |
| JPM TREAS & AGENCY FD - SEL - 654.699 SHS | 6475 | 6390 |
| DREYFUS/LAUREL FDS TR PRM EMRGN MK I - 866.333 SHS | 13000 | 11401 |
| JPM STR INC OPP FD - 1336.634 SHS | 13500 | 15144 |
| JPM INTL CURRENCY INCOME FD - 601.824 SHS | 6750 | 6518 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corp Stock InvestmentsCorpStock (27 entries)
| Name Of StockNameOfStock | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| DELAWARE EMERGING MARKETS FUND - 877.585 SHS | 13857 | 10943 |
| SPDR S&P 500 ETF TRUST - 345 SHS | 42011 | 43298 |
| THORNBURG VALUE FUND FD CL I - 1059.955 SHS | 35434 | 31682 |
| JPM REALTY INCOME FD - INSTL- 1277.827 SHS | 11500 | 13047 |
| ISHARES TRUST S&P 500 INDEX FUND - 49 SHS | 6258 | 6172 |
| ISHARES S&P MIDCAP 400 INDEX FUND - 55 SHS | 4582 | 4819 |
| ISHARES RUSSELL 1000 GROWTH INDEX FUND - 120 SHS | 6532 | 6935 |
| ISHARES RUSSELL MIDCAP VALUE INDEX FUND - 300 SHS | 12695 | 13020 |
| ISHARES RUSSELL MIDCAP GROWTH INDEX FUND - 230 SHS | 11769 | 12662 |
| ISHARES MSCI EAFE INDEX FD - 324 SHS | 17509 | 16048 |
| JPM MID CAP VALUE FD - SEL- 525.977 SHS | 11749 | 12397 |
| ARTISAN INTL VALUE FUND - INV - 911.265 SHS | 25424 | 22864 |
| JPM INTL VALUE FD - SEL - 2252.172 SHS | 26304 | 25247 |
| JPM EM MKTS EQU FD - SEL- 596.083 SHS | 6467 | 12053 |
| JPM ASIA EQU FD - SEL- 1190.306 SHS | 35190 | 34233 |
| VANGUARD MSCI EMERGING MARKETS ETF - 218 SHS | 10239 | 8330 |
| JPM US LRGE CAP CORE PLUS FD - SEL- 2711.406 SHS | 52764 | 53523 |
| EDGEWOOD GROWTH FUND - 1000 SHS | 11500 | 11680 |
| JPM TR I GROWTH ADVANTAGE FD - SEL - 2155.388 SHS | 17200 | 18730 |
| POWERSHARES DB COMMODITY INDEX TRACKING FUND - 691 SHS | 18747 | 18546 |
| HARTFORD CAPITAL APPRECIATION FUND - 185.248 SHS | 5500 | 5337 |
| MANNING & NAPIER FUND INC EQU SERIES - 650.007 SHS | 11304 | 11304 |
| IVY GLOBAL NATURAL RESOURCE-I - 567.006 SHS | 12342 | 9843 |
| EATON VANCE MUT FDS TR GLOBAL MACRO - I - 1119.044 SHS | 11553 | 10989 |
| SPDR GOLD TRUST - 64 SHS | 5762 | 9727 |
| ARTIO INTL EQU II - I - 941.461 SHS | 8370 | 8991 |
| HIGHBRIDGE DYNAMIC COMM STRG FD -SEL - 892.857 SHS | 15000 | 15295 |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases OtherDecreases
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | REDUCTION IN BASIS FROM RECAPITALIZATION | Description |
| Amount | $11,749 | Amount |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses OtherExpenses (2 entries)
| DescriptionDescription | Revenue And Expenses Per BooksRevenueAndExpensesPerBooks | Net Investment IncomeNetInvestmentIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|
| NY ATTORNEY GENERAL FILING FEE | 100 | 0 | 100 |
| POWERSHARES DB COMMODITY TRACKING INDEX FD- EXP | 0 | 156 | 0 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases OtherIncreases (2 entries)
| DescriptionDescription | AmountAmount |
|---|---|
| BASIS ADJUSTMENT | $11,749 |
| NONDIVIDEND DISTRIBUTIONS / RETURN OF CAPITAL | $74 |
Taxes Schedule TaxesSchedule
Taxes Taxes (2 entries)
| CategoryCategory | AmountAmount | Net Investment IncomeNetInvestmentIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|
| EXCISE TAX PAID - PRIOR YEAR | $39 | 0 | 0 |
| FOREIGN TAX PAID | $297 | 297 | 0 |