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CORNELL UNIVERSITY: Form 990, tax year 2010

View the entire original 990 at ProPublica ↗

Organization
CORNELL UNIVERSITY (EIN 15-0532082)
Tax period
2010-07-01 to 2011-06-30
Filed
2012-05-14
IRS object ID
201221359349305637
Schema version
2010v3.7
Source
Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header ReturnHeader

FieldValueIRS element (for citing)
Timestamp2012-05-14T16:28:53-04:00Timestamp
Tax Period End Date2011-06-30TaxPeriodEndDate

Preparer Firm PreparerFirm

Preparer Firm Business Name PreparerFirmBusinessName

FieldValueIRS element (for citing)
Business Name Line1KPMG LLPBusinessNameLine1

Preparer Firm US Address PreparerFirmUSAddress

FieldValueIRS element (for citing)
Address Line1345 Park AvenueAddressLine1
CityNew YorkCity
StateNYState
ZIP Code101540102ZIPCode
FieldValueIRS element (for citing)
Return Type990ReturnType
Tax Period Begin Date2010-07-01TaxPeriodBeginDate

Filer Filer

FieldValueIRS element (for citing)
EIN150532082EIN

Name Name

FieldValueIRS element (for citing)
Business Name Line1CORNELL UNIVERSITYBusinessNameLine1
FieldValueIRS element (for citing)
Name ControlCORNNameControl
Phone6072553581Phone

US Address USAddress

FieldValueIRS element (for citing)
Address Line1341 PINE TREE ROADAddressLine1
CityITHACACity
StateNYState
ZIP Code14850ZIPCode

Officer Officer

FieldValueIRS element (for citing)
NameJOANNE DESTEFANOName
TitleV.P. FINANCE & CFOTitle
Date Signed2012-05-14DateSigned

Preparer Preparer

FieldValueIRS element (for citing)
Phone2127589700Phone
FieldValueIRS element (for citing)
Tax Year2010TaxYear
Build TS2016-02-24 21:20:13ZBuildTS

Form 990 IRS990

FieldValueIRS element (for citing)
Name Of Principal Officer PersonDAVID J SKORTON PRESIDENTNameOfPrincipalOfficerPerson

Address Principal Officer US AddressPrincipalOfficerUS

FieldValueIRS element (for citing)
Address Line1341 PINE TREE ROADAddressLine1
CityITHACACity
StateNYState
ZIP Code14850ZIPCode
FieldValueIRS element (for citing)
Gross Receipts22175410581GrossReceipts
Group Return For AffiliatesfalseGroupReturnForAffiliates
Organization501c3XOrganization501c3
Web SiteHTTP://WWW.CORNELL.EDUWebSite
Type Of Organization CorporationXTypeOfOrganizationCorporation
Year Formation1865YearFormation
State Legal DomicileNYStateLegalDomicile
Activity Or Mission DescriptionEDUCATION, RESEARCH, MEDICAL SERVICES AND OTHER PUBLIC SERVICES.ActivityOrMissionDescription
Nbr Voting Members Governing Body64NbrVotingMembersGoverningBody
Nbr Independent Voting Members53NbrIndependentVotingMembers
Total Nbr Employees36834TotalNbrEmployees
Total Nbr Volunteers2000TotalNbrVolunteers
Total Gross UBI4701111TotalGrossUBI
Net Unrelated Business Txbl Income-2045981NetUnrelatedBusinessTxblIncome
Contributions Grants Prior Year469311000ContributionsGrantsPriorYear
Contributions Grants Current Year384515000ContributionsGrantsCurrentYear
Program Service Revenue Prior Year2331955000ProgramServiceRevenuePriorYear
Program Service Revenue CY2355852366ProgramServiceRevenueCY
Investment Income Prior Year307785139InvestmentIncomePriorYear
Investment Income Current Year472520000InvestmentIncomeCurrentYear
Other Revenue Prior Year8509041OtherRevenuePriorYear
Other Revenue Current Year16355881OtherRevenueCurrentYear
Total Revenue Prior Year3117560180TotalRevenuePriorYear
Total Revenue Current Year3229243247TotalRevenueCurrentYear
Grants And Similar Amnts Prior Year62977714GrantsAndSimilarAmntsPriorYear
Grants And Similar Amnts CY104790791GrantsAndSimilarAmntsCY
Benefits Paid To Members Prior Year0BenefitsPaidToMembersPriorYear
Benefits Paid To Members CY0BenefitsPaidToMembersCY
Salaries Etc Prior Year1758101002SalariesEtcPriorYear
Salaries Etc Current Year1830907000SalariesEtcCurrentYear
Total Prof Fundrsng Exp Prior Year997210TotalProfFundrsngExpPriorYear
Total Prof Fundrsng Exp CY1058577TotalProfFundrsngExpCY
Total Fundrsng Exp Current Year58026644TotalFundrsngExpCurrentYear
Other Expense Prior Year945249985OtherExpensePriorYear
Other Expenses Current Year997855298OtherExpensesCurrentYear
Total Expenses Prior Year2767325911TotalExpensesPriorYear
Total Expenses Current Year2934611666TotalExpensesCurrentYear
Revenues Less Expenses Prior Year350234269RevenuesLessExpensesPriorYear
Revenues Less Expenses CY294631581RevenuesLessExpensesCY
Total Assets BOY9973532000TotalAssetsBOY
Total Assets EOY10808214000TotalAssetsEOY
Total Liabilities BOY3276574000TotalLiabilitiesBOY
Total Liabilities EOY3297219000TotalLiabilitiesEOY
Net Assets Or Fund Balances BOY6696958000NetAssetsOrFundBalancesBOY
Net Assets Or Fund Balances EOY7510995000NetAssetsOrFundBalancesEOY
Info In Schedule O Part IIIXInfoInScheduleOPartIII
Mission DescriptionSEE SCHEDULE OMissionDescription
Significant New Program ServicesfalseSignificantNewProgramServices
Significant ChangefalseSignificantChange
Expense652651000Expense
Grants41851000Grants
Revenue481073000Revenue
DescriptionTHE UNIVERSITY IS RENOWNED FOR ITS UNDERGRADUATE, GRADUATE, PROFESSIONAL, POST-DOCTORAL AND CONTINUING EDUCATION PROGRAMS. THE PRIMARY CAMPUSES ARE IN ITHACA, NEW YORK AND NEW YORK CITY (WEILL CORNELL MEDICAL COLLEGE). THE FOLLOWING DEGREES WERE GRANTED DURING THIS YEAR: UNDERGRADUATE (3696);MASTERS (1996); PHD(549); JD, MD, DVM (378)Description

Activity2 Activity2

FieldValueIRS element (for citing)
Expense649746000Expense
Revenue577568000Revenue
DescriptionMEDICAL SERVICES, INCLUDING THE EDUCATION AND TRAINING OF PHYSICIANS, IS A MAJOR COMPONENT OF THE UNIVERSITY'S MISSION. THE PHYSICIAN ORGANIZATION IS AN INTEGRAL PART OF THE MEDICAL SCHOOL AND UNIVERSITY. IT PROVIDES THE PATIENT BASE ESSENTIAL FOR TEACHING, RESEARCH AND CLINICAL SERVICES.Description

Activity3 Activity3

FieldValueIRS element (for citing)
Expense593005000Expense
Revenue623036000Revenue
DescriptionRESEARCH, BOTH BASIC AND APPLIED, IS ALSO A CORE MISSION-RELATED ACTIVITY. THE REVENUES ABOVE INCLUDE $472 MILLION IN DIRECT REVENUES AND $151 MILLION IN INDIRECT COST RECOVERIES. NOTE: WE HAVE INCLUDED IN THIS ACTIVITY GRANTS AND CONTARCT REVENUE RELATED TO PUBLIC OUTREACH AND INSTRUCTION, BUT THE SINGLE LARGEST PORTION IS RESEARCH REALTED WHICH ACCOUNTS FOR APPROXIMATELY 89% OF THE TOTAL.Description
FieldValueIRS element (for citing)
Total Of Other Program Service Exp772477087TotalOfOtherProgramServiceExp
Total Of Other Program Service Rev674172366TotalOfOtherProgramServiceRev
Total Program Service Expense2667879087TotalProgramServiceExpense
Described In501 C3trueDescribedIn501C3
Schedule B RequiredtrueScheduleBRequired
Political ActivitiesfalsePoliticalActivities
Lobbying ActivitiestrueLobbyingActivities
Donor Advised FundsfalseDonorAdvisedFunds
Conservation EasementsfalseConservationEasements
Collections Of ArttrueCollectionsOfArt
Credit CounselingfalseCreditCounseling
Term Or Permanent EndowmentstrueTermOrPermanentEndowments
Report Land Bldg EquiptrueReportLandBldgEquip
Report Invest Oth SecuritiestrueReportInvestOthSecurities
Report Prog Rel InvestfalseReportProgRelInvest
Report Other AssetsfalseReportOtherAssets
Report Other LiabilitiestrueReportOtherLiabilities
Report Fin48 FootnotefalseReportFin48Footnote
Independent Audit Financial StmtfalseIndependentAuditFinancialStmt
Consolidated Audit Financial StmttrueConsolidatedAuditFinancialStmt
SchooltrueSchool
Foreign OfficetrueForeignOffice
Foreign ActivitiestrueForeignActivities
More Than5000 K To OrganizationstrueMoreThan5000KToOrganizations
More Than5000 K To IndividualstrueMoreThan5000KToIndividuals
Professional FundraisingtrueProfessionalFundraising
Fundraising ActivitiestrueFundraisingActivities
GamingfalseGaming
HospitalfalseHospital
Grants To OrganizationstrueGrantsToOrganizations
Grants To IndividualstrueGrantsToIndividuals
Schedule J RequiredtrueScheduleJRequired
Tax Exempt BondstrueTaxExemptBonds
Invest Tax Exempt BondsfalseInvestTaxExemptBonds
Escrow AccountfalseEscrowAccount
On Behalf Of IssuerfalseOnBehalfOfIssuer
Excess Benefit TransactionfalseExcessBenefitTransaction
Prior Excess Benefit TransactionfalsePriorExcessBenefitTransaction
Loan To Officer Or DQPfalseLoanToOfficerOrDQP
Grant To Related PersonfalseGrantToRelatedPerson
Bsnss Rltnshp With OrganizationtrueBsnssRltnshpWithOrganization
Bsnss Rltnshp Thru Family MembertrueBsnssRltnshpThruFamilyMember
Officer Entity With Bsnss RltnshptrueOfficerEntityWithBsnssRltnshp
Deductible Non Cash ContributionstrueDeductibleNonCashContributions
Deductible Contributions Of ArttrueDeductibleContributionsOfArt
TerminatedfalseTerminated
Partial LiquidationfalsePartialLiquidation
Disregarded EntityfalseDisregardedEntity
Related EntitytrueRelatedEntity
Related Org Controlled EntitytrueRelatedOrgControlledEntity
Transaction Related EntitytrueTransactionRelatedEntity
Transfers To Exempt Non Chrtbl OrgtrueTransfersToExemptNonChrtblOrg
Activities Conducted PartnershipfalseActivitiesConductedPartnership
Schedule O RequiredtrueScheduleORequired
Number Forms Transmitted With109630012NumberFormsTransmittedWith1096
Number W2 G Included0NumberW2GIncluded
Compliance With Backup WitholdingtrueComplianceWithBackupWitholding
Number Of Employees36834NumberOfEmployees
Employment Tax Returns FiledtrueEmploymentTaxReturnsFiled
Unrelated Business IncometrueUnrelatedBusinessIncome
Form990-T FiledtrueForm990-TFiled
Foreign Financial AccounttrueForeignFinancialAccount
Name Of Foreign CountryASNameOfForeignCountry
Name Of Foreign CountryETNameOfForeignCountry
Name Of Foreign CountryFRNameOfForeignCountry
Name Of Foreign CountryITNameOfForeignCountry
Name Of Foreign CountryNPNameOfForeignCountry
Name Of Foreign CountryQANameOfForeignCountry
Name Of Foreign CountryUKNameOfForeignCountry
Prohibited Tax Shelter TransfalseProhibitedTaxShelterTrans
Taxable Party NotificationfalseTaxablePartyNotification
Non Deductible ContributionsfalseNonDeductibleContributions
Quid Pro Quo ContributionstrueQuidProQuoContributions
Quid Pro Quo DisclosuretrueQuidProQuoDisclosure
Form8282 Property Disposed OffalseForm8282PropertyDisposedOf
Funds To Pay PremiumsfalseFundsToPayPremiums
Premiums PaidfalsePremiumsPaid
Form8899 FiledtrueForm8899Filed
Form1098 C FiledtrueForm1098CFiled
Excess Business HoldingsfalseExcessBusinessHoldings
Indoor Tanning ServicesfalseIndoorTanningServices
Info In Schedule O Part VIXInfoInScheduleOPartVI
Nbr Voting Governing Body Members64NbrVotingGoverningBodyMembers
Number Independent Voting Members53NumberIndependentVotingMembers
Family Or Business RelationshipfalseFamilyOrBusinessRelationship
Delegation Of Management DutiesfalseDelegationOfManagementDuties
Changes To Organizing DocsfalseChangesToOrganizingDocs
Material Diversion Or MisusefalseMaterialDiversionOrMisuse
Members Or StockholdersfalseMembersOrStockholders
Election Of Board MemberstrueElectionOfBoardMembers
Decisions Subject To ApprovalfalseDecisionsSubjectToApproval
Minutes Of Governing BodytrueMinutesOfGoverningBody
Minutes Of CommitteestrueMinutesOfCommittees
Officer Mailing AddressfalseOfficerMailingAddress
Local ChaptersfalseLocalChapters
Form990 Provided To Governing BodytrueForm990ProvidedToGoverningBody
Conflict Of Interest PolicytrueConflictOfInterestPolicy
Annual Disclosure Covered PersonstrueAnnualDisclosureCoveredPersons
Regular Monitoring EnforcementtrueRegularMonitoringEnforcement
Whistleblower PolicytrueWhistleblowerPolicy
Document Retention PolicytrueDocumentRetentionPolicy
Compensation Process CEOtrueCompensationProcessCEO
Compensation Process OthertrueCompensationProcessOther
Investment In Joint VenturetrueInvestmentInJointVenture
Written Policy Or ProceduretrueWrittenPolicyOrProcedure
States Where Copy Of Return Is FiledCAStatesWhereCopyOfReturnIsFiled
Upon RequestXUponRequest

The Books Are In Care Of TheBooksAreInCareOf

FieldValueIRS element (for citing)
Name PersonUNIVERSITY CONTROLLERNamePerson
Telephone Number6072553581TelephoneNumber

Address US AddressUS

FieldValueIRS element (for citing)
Address Line1341 PINE TREE ROADAddressLine1
CityITHACACity
StateNYState
ZIP Code148502820ZIPCode
FieldValueIRS element (for citing)
Info In Schedule O Part VIIXInfoInScheduleOPartVII

Form990 Part VII Section A Form990PartVIISectionA (77 entries)

TitleTitleAverage Hours Per WeekAverageHoursPerWeekIndividual Trustee Or DirectorIndividualTrusteeOrDirectorOfficerOfficerReportable Comp From OrganizationReportableCompFromOrganizationReportable Comp From Related OrgsReportableCompFromRelatedOrgsOther CompensationOtherCompensationKey EmployeeKeyEmployeeHighest Compensated EmployeeHighestCompensatedEmployeeFormerFormer
DAVID J SKORTON
PRESIDENT & EX OFFICIO TRUSTEE55.0XX6877250166357
ELIZABETH J ALTMAN
TRUSTEE1.0X000
STEPHEN B ASHLEY
TRUSTEE1.0X000
JESSICA M BIBLIOWICZ
TRUSTEE1.0X000
SAMEUL W BODMAN III
TRUSTEE1.0X000
RICHARD L BOOTH
TRUSTEE1.0X000
RONNIE S CHERNOFF
TRUSTEE1.0X000
EZRA CORNELL
TRUSTEE1.0X000
ASA J CRAIG
TRUSTEE15.0X274400
DAVID D CROLL
TRUSTEE1.0X000
DIANA M DANIELS
VICE CHAIRMAN1.0X000
IRA DRUKIER
TRUSTEE1.0X000
WILLIAM V EATON
TRUSTEE1.0X000
STEPHEN J ETTINGER
TRUSTEE1.0X000
DARRICK TN EVENSEN
TRUSTEE15.0X2873300
DAVID R FISCHELL
TRUSTEE1.0X000
CHERYL A FRANCIS
TRUSTEE1.0X000
BLANCHE S GOLDENBERG
TRUSTEE1.0X000
KENNETH A GOLDMAN
TRUSTEE1.0X000
PAUL A GOULD
TRUSTEE1.0X000
PATRICIA E HARRIS
TRUSTEE1.0X000
ROBERT S HARRISON
TRUSTEE1.0X000
DENIS M HUGHES
TRUSTEE1.0X000
ROBERT J KATZ
VICE CHAIRMAN1.0X000
ROBERT S LANGER
TRUSTEE1.0X000
MARCUS H LOO
TRUSTEE1.0X000
LINDA R MACAULAY
TRUSTEE1.0X000
RONALD D MCCRAY
TRUSTEE1.0X000
BETH MCKINNEY
TRUSTEE55.0X58074021407
PETER C MEINIG
CHAIRMAN1.0X000
HOWARD P MILSTEIN
TRUSTEE1.0X000
ELIZABETH D MOORE
TRUSTEE1.0X000
NR NARAYANA MURTHY
TRUSTEE1.0X000
JOHN A NOBLE
TRUSTEE1.0X000
PETER J NOLAN
TRUSTEE1.0X000
LUBNA SULIMAN OLAYAN
TRUSTEE1.0X000
ARMANDO J OLIVERA
TRUSTEE1.0X000
DONALD C OPATRNY
TRUSTEE1.0X000
DAVID PATERSON
EX OFFICIO1.0X000
WILLIAM D PEREZ
TRUSTEE1.0X000
LELAND C PILLSBURY
TRUSTEE1.0X000
BRUCE S RAYNOR
TRUSTEE1.0X000
PHILIP R REILLY
TRUSTEE1.0X000
GENE D RESNICK
TRUSTEE1.0X000
IRENE B ROSENFELD
TRUSTEE1.0X000
ROBERT L RYAN
TRUSTEE1.0X000
PAUL A SALVATORE
TRUSTEE1.0X000
SHELDON SILVER
EX OFFICIO1.0X000
MALCOM A SMITH
EX OFFICIO1.0X000
DALIA P STILLER
TRUSTEE1.0X000
SHERRI STUEWER
TRUSTEE1.0X000
RATAN N TATA
TRUSTEE1.0X000
LISA SKEETE TATUM
TRUSTEE1.0X000
ANDREW H TISCH
VICE CHAIRMAN1.0X000
SHERYL HILLIARD TUCKER
TRUSTEE1.0X000
M EILEEN MCMANUS WALKER
TRUSTEE1.0X000
BARTON J WINOKUR
TRUSTEE1.0X000
SHERYL WUDUNN
TRUSTEE1.0X000
CRAIG YUNKER
TRUSTEE1.0X000
MICHALE J ZAK
TRUSTEE1.0X000
DAVID W ZALAZNICK
VICE CHAIRMAN1.0X000
JAN ROCK ZUBROW
VICE CHAIRMAN1.0X000
ROSEMARY J AVERY
TRUSTEE55.0X196883038582
NELSON G HAIRSTON
TRUSTEE55.0X169846028281
W KENT FUCHS
PROVOST55.0X529889046348
ANTONIO M GOTTO JR
PROVOST AND DEAN OF MED SCHOOL55.0X43038501027678
JOANNE M DESTEFANO
VP FINANCE AND CFO55.0X290978042971
JAMES J MINGLE
UNIVERSITY COUNSEL55.0X430070041354
JAMES H WALSH
CHIEF INVESTMENT OFFICER55.0432012041233X
DANIEL M KNOWLES MD
CHAIR & PROF OF PATHOLOGY55.01105294052482X
PAK H CHUNG MD
PROFESSOR OF REPRODUCTIVE MED55.02244727054400X
ISAAC KLIGMAN MD
PROFESSOR OF REPRODUCTIVE MED55.02226891060013X
ZEV ROSENWAKS MD
PROFESSOR OF REPRODUCTIVE MED55.04031596052380X
PHILIP E STEIG MD
CHAIR AND PROF OF NEUROLOGY55.02525912063866X
STEVEN D SPANDORFER MD
PROFESSOR OF REPRODUCTIVE MED55.03231560050307X
HUNTER RAWLINGS III
PRESIDENT EMERITUS55.0306571045261X
STEPHEN T GOLDING
FORMER EXECUTIVE VP55.0500568038188X
FieldValueIRS element (for citing)
Total Reportable Comp From Org19430458TotalReportableCompFromOrg
Total Reportable Comp Frm Rltd Orgs0TotalReportableCompFrmRltdOrgs
Total Other Compensation1871108TotalOtherCompensation
Number Individuals GT100 K3204NumberIndividualsGT100K
Formers ListedtrueFormersListed
Total Comp GT150 KtrueTotalCompGT150K
Compensation From Other SourcesfalseCompensationFromOtherSources

Contractor Compensation ContractorCompensation (5 entries)

Address Line1AddressOfContractor/AddressUS/AddressLine1CityAddressOfContractor/AddressUS/CityStateAddressOfContractor/AddressUS/StateZIP CodeAddressOfContractor/AddressUS/ZIPCodeDescription Of ServicesDescriptionOfServicesCompensationCompensation
GILBANE BLDG CO
16 CORPORATE WOODSALBANYNY12211CONSTRUCTION SERVICE13766695
LECHASE CONSTRUCTION
72 CASCADE DRIVEROCHESTERNY14614CONSTRUCTION SERVICE6027310
OVE ARUP AND PARTNERS
155 AVE OF THE AMERICASNEW YORKNY10013CONSULTING ENGINEER1655515
BURT HILL KOSAR RITTLEMANN
PO BOX 360248MPITTSBURGPA15251ARCHITECTURAL1417916
HURON CONSULTING
4795 PAYSPHERE CIRCLECHICAGOIL60674CONSULTING SERVICES1286481
FieldValueIRS element (for citing)
Number Of Contractors GT100 K56NumberOfContractorsGT100K
Federated Campaigns0FederatedCampaigns
Membership Dues2423247MembershipDues
Fundraising Events981460FundraisingEvents
Related Organizations5912255RelatedOrganizations
Government Grants44552000GovernmentGrants
All Other Contributions330646038AllOtherContributions
Noncash Contributions14322152NoncashContributions
Total Contributions384515000TotalContributions

Program Service Revenue ProgramServiceRevenue (5 entries)

DescriptionDescriptionBusiness CodeBusinessCodeTotal Revenue ColumnTotalRevenueColumnRelated Or Exempt Function IncomeRelatedOrExemptFunctionIncomeUnrelated Business RevenueUnrelatedBusinessRevenueExclusionExclusionAmount
EDUCATION: TUITION NET OF DISCOUNT9000994810730004810730000$0
GRANTS AND CONTRACTS FOR RESEARCH, ETC.9000996230360006230360000$0
MEDICAL SERVICES9000995775680005775680000$0
LAND GRANT MISSION GOVT APPROP.9000991640130001640130000$0
AUXILIARY ENT -ROOM AND BOARD9000991543540001543540000$0

Total Oth Program Service Revenue TotalOthProgramServiceRevenue

FieldValueIRS element (for citing)
Total Revenue Column355808366TotalRevenueColumn
Related Or Exempt Function Income355808366RelatedOrExemptFunctionIncome
Unrelated Business Revenue0UnrelatedBusinessRevenue
Exclusion$0ExclusionAmount
FieldValueIRS element (for citing)
Total Program Service Revenue2355852366TotalProgramServiceRevenue

Investment Income InvestmentIncome

FieldValueIRS element (for citing)
Total Revenue Column109389140TotalRevenueColumn
Related Or Exempt Function Income0RelatedOrExemptFunctionIncome
Unrelated Business Revenue4663393UnrelatedBusinessRevenue
Exclusion$104,725,747ExclusionAmount

Income From Invest Bond Proceeds IncomeFromInvestBondProceeds

FieldValueIRS element (for citing)
Total Revenue Column2620860TotalRevenueColumn
Related Or Exempt Function Income0RelatedOrExemptFunctionIncome
Unrelated Business Revenue0UnrelatedBusinessRevenue
Exclusion$2,620,860ExclusionAmount

Royalties Revenue RoyaltiesRevenue

FieldValueIRS element (for citing)
Total Revenue Column10353280TotalRevenueColumn
Related Or Exempt Function Income0RelatedOrExemptFunctionIncome
Unrelated Business Revenue0UnrelatedBusinessRevenue
Exclusion$10,353,280ExclusionAmount

Gross Rents GrossRents

FieldValueIRS element (for citing)
Real92000Real

Less Rental Expenses LessRentalExpenses

FieldValueIRS element (for citing)
Real5000Real

Rental Income Or Loss RentalIncomeOrLoss

FieldValueIRS element (for citing)
Real87000Real

Net Rental Income Or Loss NetRentalIncomeOrLoss

FieldValueIRS element (for citing)
Total Revenue Column87000TotalRevenueColumn
Related Or Exempt Function Income0RelatedOrExemptFunctionIncome
Unrelated Business Revenue0UnrelatedBusinessRevenue
Exclusion$87,000ExclusionAmount

Gross Amount Sales Assets GrossAmountSalesAssets

FieldValueIRS element (for citing)
Securities19289490000Securities

Less Cost Oth Basis Sales Expenses LessCostOthBasisSalesExpenses

FieldValueIRS element (for citing)
Securities18928980000Securities

Gain Or Loss GainOrLoss

FieldValueIRS element (for citing)
Securities360510000Securities

Net Gain Or Loss Investments NetGainOrLossInvestments

FieldValueIRS element (for citing)
Total Revenue Column360510000TotalRevenueColumn
Related Or Exempt Function Income0RelatedOrExemptFunctionIncome
Unrelated Business Revenue0UnrelatedBusinessRevenue
Exclusion$360,510,000ExclusionAmount
FieldValueIRS element (for citing)
Gross Income Fundraising Events281993GrossIncomeFundraisingEvents
Cntrbtns Rprtd Fundraising Events981460CntrbtnsRprtdFundraisingEvents
Fundraising Direct Expenses351262FundraisingDirectExpenses

Net Income From Fundraising Events NetIncomeFromFundraisingEvents

FieldValueIRS element (for citing)
Total Revenue Column-69269TotalRevenueColumn
Unrelated Business Revenue0UnrelatedBusinessRevenue
Exclusion-$69,269ExclusionAmount

Net Income From Gaming NetIncomeFromGaming

FieldValueIRS element (for citing)
Total Revenue Column0TotalRevenueColumn
Related Or Exempt Function Income0RelatedOrExemptFunctionIncome
Unrelated Business Revenue0UnrelatedBusinessRevenue
Exclusion$0ExclusionAmount
FieldValueIRS element (for citing)
Gross Sales Of Inventory22815942GrossSalesOfInventory
Cost Of Goods Sold16831072CostOfGoodsSold

Net Income Or Loss NetIncomeOrLoss

FieldValueIRS element (for citing)
Total Revenue Column5984870TotalRevenueColumn
Related Or Exempt Function Income0RelatedOrExemptFunctionIncome
Unrelated Business Revenue37718UnrelatedBusinessRevenue
Exclusion$5,947,152ExclusionAmount
FieldValueIRS element (for citing)
Total Other Revenue0TotalOtherRevenue

Total Revenue TotalRevenue

FieldValueIRS element (for citing)
Total Revenue Column3229243247TotalRevenueColumn
Related Or Exempt Function Income2355852366RelatedOrExemptFunctionIncome
Unrelated Business Revenue4701111UnrelatedBusinessRevenue
Exclusion$484,174,770ExclusionAmount

Grants To Domestic Orgs GrantsToDomesticOrgs

FieldValueIRS element (for citing)
Total62823791Total
Program Services62823791ProgramServices

Grants To Domestic Individuals GrantsToDomesticIndividuals

FieldValueIRS element (for citing)
Total41851000Total
Program Services41851000ProgramServices

Foreign Grants ForeignGrants

FieldValueIRS element (for citing)
Total116000Total
Program Services116000ProgramServices

Benefits To Members BenefitsToMembers

FieldValueIRS element (for citing)
Total0Total
Program Services0ProgramServices

Comp Current Officers Directors CompCurrentOfficersDirectors

FieldValueIRS element (for citing)
Total3989580Total
Program Services783112ProgramServices
Management And General1595832ManagementAndGeneral
Fundraising1610636Fundraising

Comp Disqual Persons CompDisqualPersons

FieldValueIRS element (for citing)
Total1239151Total
Program Services0ProgramServices
Management And General1239151ManagementAndGeneral
Fundraising0Fundraising

Other Salaries And Wages OtherSalariesAndWages

FieldValueIRS element (for citing)
Total1447917270Total
Program Services1298962005ProgramServices
Management And General115833382ManagementAndGeneral
Fundraising33121883Fundraising

Pension Plan Contributions PensionPlanContributions

FieldValueIRS element (for citing)
Total84106999Total
Program Services74066251ProgramServices
Management And General6728560ManagementAndGeneral
Fundraising3312188Fundraising

Other Employee Benefits OtherEmployeeBenefits

FieldValueIRS element (for citing)
Total185033000Total
Program Services166641870ProgramServices
Management And General14802640ManagementAndGeneral
Fundraising3588490Fundraising

Payroll Taxes PayrollTaxes

FieldValueIRS element (for citing)
Total108621000Total
Program Services99931320ProgramServices
Management And General8689680ManagementAndGeneral
Fundraising0Fundraising

Fees For Services Management FeesForServicesManagement

FieldValueIRS element (for citing)
Total0Total
Program Services0ProgramServices
Management And General0ManagementAndGeneral
Fundraising0Fundraising

Fees For Services Legal FeesForServicesLegal

FieldValueIRS element (for citing)
Total2932568Total
Program Services2697963ProgramServices
Management And General234605ManagementAndGeneral
Fundraising0Fundraising

Fees For Services Accounting FeesForServicesAccounting

FieldValueIRS element (for citing)
Total1559961Total
Program Services1559961ProgramServices
Management And General0ManagementAndGeneral
Fundraising0Fundraising

Fees For Services Lobbying FeesForServicesLobbying

FieldValueIRS element (for citing)
Total0Total
Program Services0ProgramServices
Management And General0ManagementAndGeneral
Fundraising0Fundraising

Fees For Services Prof Fundraising FeesForServicesProfFundraising

FieldValueIRS element (for citing)
Total1058577Total
Fundraising1058577Fundraising

Fees For Services Invst Mgmnt Fees FeesForServicesInvstMgmntFees

FieldValueIRS element (for citing)
Total9127442Total
Program Services9127442ProgramServices
Management And General0ManagementAndGeneral
Fundraising0Fundraising

Fees For Services Other FeesForServicesOther

FieldValueIRS element (for citing)
Total50967321Total
Program Services46889935ProgramServices
Management And General4077386ManagementAndGeneral
Fundraising0Fundraising

Advertising Advertising

FieldValueIRS element (for citing)
Total1887892Total
Program Services1887892ProgramServices
Management And General0ManagementAndGeneral
Fundraising0Fundraising

Office Expenses OfficeExpenses

FieldValueIRS element (for citing)
Total42414130Total
Program Services39021000ProgramServices
Management And General3393130ManagementAndGeneral
Fundraising0Fundraising

Information Technology InformationTechnology

FieldValueIRS element (for citing)
Total18794425Total
Program Services16337522ProgramServices
Management And General1503554ManagementAndGeneral
Fundraising953349Fundraising

Royalties Royalties

FieldValueIRS element (for citing)
Total3966773Total
Program Services3966773ProgramServices
Management And General0ManagementAndGeneral
Fundraising0Fundraising

Occupancy Occupancy

FieldValueIRS element (for citing)
Total145376000Total
Program Services130949587ProgramServices
Management And General11630080ManagementAndGeneral
Fundraising2796333Fundraising

Travel Travel

FieldValueIRS element (for citing)
Total38591000Total
Program Services33047240ProgramServices
Management And General3087280ManagementAndGeneral
Fundraising2456480Fundraising

Travel Entrtnmnt Public Officials TravelEntrtnmntPublicOfficials

FieldValueIRS element (for citing)
Total0Total
Program Services0ProgramServices
Management And General0ManagementAndGeneral
Fundraising0Fundraising

Conferences Meetings ConferencesMeetings

FieldValueIRS element (for citing)
Total14869317Total
Program Services9630203ProgramServices
Management And General1189545ManagementAndGeneral
Fundraising4049569Fundraising

Interest Interest

FieldValueIRS element (for citing)
Total70065000Total
Program Services70065000ProgramServices
Management And General0ManagementAndGeneral
Fundraising0Fundraising

Payments To Affiliates PaymentsToAffiliates

FieldValueIRS element (for citing)
Total0Total
Program Services0ProgramServices
Management And General0ManagementAndGeneral
Fundraising0Fundraising

Depreciation Depletion DepreciationDepletion

FieldValueIRS element (for citing)
Total214828000Total
Program Services197641760ProgramServices
Management And General17186240ManagementAndGeneral
Fundraising0Fundraising

Insurance Insurance

FieldValueIRS element (for citing)
Total52570041Total
Program Services47415543ProgramServices
Management And General4205603ManagementAndGeneral
Fundraising948895Fundraising

Other Expenses OtherExpenses (5 entries)

DescriptionDescriptionTotalTotalProgram ServicesProgramServicesManagement And GeneralManagementAndGeneralFundraisingFundraising
COMMUNICATION182600001340432414608003394876
REPAIRS & MAINTENANCE6910800163549142552864130218
LAB SUPPLIES & RESEARCH MATRL11875956111875956100
PHARMACEUTICAL SUPPLIES447800414478004100
MISC SUPPLIES91879757804199678626705150

All Other Expenses AllOtherExpenses

FieldValueIRS element (for citing)
Total69809850Total
Program Services64168650ProgramServices
Management And General5641200ManagementAndGeneral

Total Functional Expenses TotalFunctionalExpenses

FieldValueIRS element (for citing)
Total2934611666Total
Program Services2667879087ProgramServices
Management And General208705935ManagementAndGeneral
Fundraising58026644Fundraising

Cash Non Interest Bearing CashNonInterestBearing

FieldValueIRS element (for citing)
BOY1089172BOY
EOY5464098EOY

Savings And Temp Cash Investments SavingsAndTempCashInvestments

FieldValueIRS element (for citing)
BOY122325828BOY
EOY140605902EOY

Pledges And Grants Receivable PledgesAndGrantsReceivable

FieldValueIRS element (for citing)
BOY557926000BOY
EOY584483000EOY

Accounts Receivable AccountsReceivable

FieldValueIRS element (for citing)
BOY386554000BOY
EOY353568000EOY

Receivables From Officers Etc ReceivablesFromOfficersEtc

FieldValueIRS element (for citing)
BOY0BOY
EOY0EOY

Receivables From Disqual Persons ReceivablesFromDisqualPersons

FieldValueIRS element (for citing)
BOY0BOY
EOY0EOY

Other Notes Loans Receivable Net OtherNotesLoansReceivableNet

FieldValueIRS element (for citing)
BOY69994000BOY
EOY69093000EOY

Inventories For Sale Or Use InventoriesForSaleOrUse

FieldValueIRS element (for citing)
BOY8749379BOY
EOY8224331EOY

Prepaid Expenses Deferred Charges PrepaidExpensesDeferredCharges

FieldValueIRS element (for citing)
BOY39806621BOY
EOY39502669EOY
FieldValueIRS element (for citing)
Land Buildings Equipment Basis5254527000LandBuildingsEquipmentBasis
Land Bldg Equipment Accum Deprec2107516000LandBldgEquipmentAccumDeprec

Land Buildings Equipment Basis Net LandBuildingsEquipmentBasisNet

FieldValueIRS element (for citing)
BOY3056633000BOY
EOY3147011000EOY

Investments Pub Traded Securities InvestmentsPubTradedSecurities

FieldValueIRS element (for citing)
BOY1688549000BOY
EOY1695842000EOY

Investments Other Securities InvestmentsOtherSecurities

FieldValueIRS element (for citing)
BOY3944635000BOY
EOY4652385000EOY

Investments Program Related InvestmentsProgramRelated

FieldValueIRS element (for citing)
BOY0BOY
EOY0EOY

Intangible Assets IntangibleAssets

FieldValueIRS element (for citing)
BOY0BOY
EOY0EOY

Other Assets Total OtherAssetsTotal

FieldValueIRS element (for citing)
BOY97270000BOY
EOY112035000EOY

Total Assets TotalAssets

FieldValueIRS element (for citing)
BOY9973532000BOY
EOY10808214000EOY

Accounts Payable Accrued Expenses AccountsPayableAccruedExpenses

FieldValueIRS element (for citing)
BOY421385000BOY
EOY367160000EOY

Grants Payable GrantsPayable

FieldValueIRS element (for citing)
BOY47353000BOY
EOY47094000EOY

Deferred Revenue DeferredRevenue

FieldValueIRS element (for citing)
BOY203060000BOY
EOY294035000EOY

Tax Exempt Bond Liabilities TaxExemptBondLiabilities

FieldValueIRS element (for citing)
BOY1318335000BOY
EOY1345630000EOY

Escrow Account Liability EscrowAccountLiability

FieldValueIRS element (for citing)
BOY0BOY
EOY0EOY

Loans From Officers Directors LoansFromOfficersDirectors

FieldValueIRS element (for citing)
BOY0BOY
EOY0EOY

Mort Notes Pybl Secured Invest Prop MortNotesPyblSecuredInvestProp

FieldValueIRS element (for citing)
BOY612247000BOY
EOY586506000EOY

Unsecured Notes Loans Payable UnsecuredNotesLoansPayable

FieldValueIRS element (for citing)
BOY0BOY
EOY0EOY

Other Liabilities OtherLiabilities

FieldValueIRS element (for citing)
BOY674194000BOY
EOY656794000EOY

Total Liabilities TotalLiabilities

FieldValueIRS element (for citing)
BOY3276574000BOY
EOY3297219000EOY
FieldValueIRS element (for citing)
Follow SFAS117XFollowSFAS117

Unrestricted Net Assets UnrestrictedNetAssets

FieldValueIRS element (for citing)
BOY3508534000BOY
EOY2751527000EOY

Temporarily Restricted Net Assets TemporarilyRestrictedNetAssets

FieldValueIRS element (for citing)
BOY971503000BOY
EOY2432376000EOY

Permanently Restricted Net Assets PermanentlyRestrictedNetAssets

FieldValueIRS element (for citing)
BOY2216921000BOY
EOY2327092000EOY

Total Net Assets Fund Balances TotalNetAssetsFundBalances

FieldValueIRS element (for citing)
BOY6696958000BOY
EOY7510995000EOY

Total Liab Net Assets Fund Balances TotalLiabNetAssetsFundBalances

FieldValueIRS element (for citing)
BOY9973532000BOY
EOY10808214000EOY
FieldValueIRS element (for citing)
Info In Schedule O Part XIXInfoInScheduleOPartXI
Reconcilation Revenue Expenses294631581ReconcilationRevenueExpenses
Reconcilation Other Changes519405419ReconcilationOtherChanges
Method Of Accounting AccrualXMethodOfAccountingAccrual
Accountant Compile Or ReviewfalseAccountantCompileOrReview
FS AuditedtrueFSAudited
Audit CommitteetrueAuditCommittee
Financial Statement ConsolidatedXFinancialStatementConsolidated
Federal Grant Audit RequiredtrueFederalGrantAuditRequired
Federal Grant Audit PerformedtrueFederalGrantAuditPerformed

Schedule A IRS990ScheduleA

FieldValueIRS element (for citing)
School170b1 AiiXSchool170b1Aii

Schedule B IRS990ScheduleB

Contributor Info ContributorInfo

FieldValueIRS element (for citing)
Contributor NumberRESTRICTEDContributorNumber

Contributor Name Business ContributorNameBusiness

FieldValueIRS element (for citing)
Business Name Line1RESTRICTEDBusinessNameLine1

Contributor Address US ContributorAddressUS

FieldValueIRS element (for citing)
Address Line1RESTRICTEDAddressLine1
Address Line2RESTRICTEDAddressLine2
CityRESTRICTEDCity
StateRESTRICTEDState
ZIP CodeRESTRICTEDZIPCode
FieldValueIRS element (for citing)
Aggregate ContributionsRESTRICTEDAggregateContributions

Schedule C IRS990ScheduleC

FieldValueIRS element (for citing)
Total Grassroots LobbyingTotalGrassrootsLobbying
Total Direct LobbyingTotalDirectLobbying
Total Lobbying ExpendituresTotalLobbyingExpenditures
Other Exempt Purpose ExpendituresOtherExemptPurposeExpenditures
Total Exempt Purpose ExpendituresTotalExemptPurposeExpenditures
Lobbying NontaxableLobbyingNontaxableAmount
Grassroots NontaxableGrassrootsNontaxableAmount
Tot Lobbying Grassroot Minus Non TxTotLobbyingGrassrootMinusNonTx
Tot Lobby Expend Mns Lobbying NontxTotLobbyExpendMnsLobbyingNontx
VolunteersfalseVolunteers
Paid Staff Or ManagementtruePaidStaffOrManagement
Media AdvertisementsfalseMediaAdvertisements
Mailings MembersfalseMailingsMembers
Publications Or BroadcastfalsePublicationsOrBroadcast
Grants Other OrganizationsfalseGrantsOtherOrganizations
Direct Contact LegislatorstrueDirectContactLegislators
Direct Contact Legislators$279,706DirectContactLegislatorsAmount
Rallies DemonstrationsfalseRalliesDemonstrations
Other ActivitiestrueOtherActivities
Total Lobbying Expenditures IIB279706TotalLobbyingExpendituresIIB
Not Described In501c3falseNotDescribedIn501c3

Form990 Schedule C Part IV Form990ScheduleCPartIV (2 entries)

IdentifierIdentifierExplanationExplanation
PART 1-A-LINE 1.THE UNIVERSITY DOES NOT PARTICIPATE DIRECTLY OR INDIRECTLY IN ANY POLITICAL CAMPAIGN. ALTHOUGH THE UNIVERSITY HAS NOT ISSUED A FORMAL POLICY THROUGH ITS POLICY OFFICE, THE UNIVERSITY REMINDS THE UNIVERSITY COMMUNITY, AT THE TIME OF ANY MAJOR ELECTION, ABOUT THE PROHIBITION AGAINST UNIVERSITY PARTICIPATION. THE MESSAGE EMPHASIZES THAT THIS DOES NOT AFFECT AN INDIVIDUAL'S PERSONAL ACTIVITIES.
PART II-B-LINE 1 i.IN ADDITION TO MEETING WITH GOVERNMENT OFFICIALS TO ADVANCE THE INTERESTS OF HIGHER EDUCATION, IN GENERAL, THE UNIVERSITY IS A MEMBER OF KEY ORGANIZATIONS THAT ALSO "LOBBY" ON BEHALF OF HIGHER EDUCATION.

Schedule D IRS990ScheduleD

Art Public Exhibition Amts ArtPublicExhibitionAmts

FieldValueIRS element (for citing)
Revenues Included1713390RevenuesIncluded
Assets In Part X70680333AssetsInPartX
FieldValueIRS element (for citing)
Held Works Of Art AmtsHeldWorksOfArtAmts
Collect Used For Public ExhibitionXCollectUsedForPublicExhibition
Collect Used For Scholar ResearchXCollectUsedForScholarResearch
Collect Used For PreservationXCollectUsedForPreservation
Collect Used For Loan Or Exch PrgrmsXCollectUsedForLoanOrExchPrgrms
Solicited Assets For SalefalseSolicitedAssetsForSale

Current Year CurrentYear

FieldValueIRS element (for citing)
Beginning Of Year Balance4259950000BeginningOfYearBalance
Contributions112278000Contributions
Investment Earnings Or Losses734562000InvestmentEarningsOrLosses
Grants Or Scholarships-22504820GrantsOrScholarships
Other Expenditures-115986380OtherExpenditures
Administrative Expenses-34622800AdministrativeExpenses
End Of Year Balance5279904000EndOfYearBalance

Current Year Minus1 Year CurrentYearMinus1Year

FieldValueIRS element (for citing)
Beginning Of Year Balance3836289000BeginningOfYearBalance
Contributions109055000Contributions
Investment Earnings Or Losses393907000InvestmentEarningsOrLosses
Grants Or Scholarships-26326325GrantsOrScholarships
Other Expenditures-129429505OtherExpenditures
Administrative Expenses-39769170AdministrativeExpenses
End Of Year Balance4534776000EndOfYearBalance

Current Year Minus2 Years CurrentYearMinus2Years

FieldValueIRS element (for citing)
Beginning Of Year Balance5248009000BeginningOfYearBalance
Contributions249810000Contributions
Investment Earnings Or Losses-1369893000InvestmentEarningsOrLosses
Grants Or Scholarships-30545000GrantsOrScholarships
Other Expenditures-150170000OtherExpenditures
Administrative Expenses-46142000AdministrativeExpenses
End Of Year Balance4354783000EndOfYearBalance
FieldValueIRS element (for citing)
Board Designated EOY Balance0.34000BoardDesignatedEOYBalance
Permanent Endowment EOY Balance0.61000PermanentEndowmentEOYBalance
Term Endowment EOY Balance0.05000TermEndowmentEOYBalance
Endowments Held By Unrelated OrgsfalseEndowmentsHeldByUnrelatedOrgs
Endowments Held By Related OrgsfalseEndowmentsHeldByRelatedOrgs

Land Land

FieldValueIRS element (for citing)
Investment Cost Or Other Basis0InvestmentCostOrOtherBasis
Other Cost Or Other Basis22926314OtherCostOrOtherBasis
Book Value22926314BookValue

Buildings Buildings

FieldValueIRS element (for citing)
Investment Cost Or Other Basis0InvestmentCostOrOtherBasis
Other Cost Or Other Basis3567321845OtherCostOrOtherBasis
Depreciation1309931253Depreciation
Book Value2257390592BookValue

Leasehold Improvements LeaseholdImprovements

FieldValueIRS element (for citing)
Investment Cost Or Other Basis0InvestmentCostOrOtherBasis
Other Cost Or Other Basis106591165OtherCostOrOtherBasis
Depreciation54204793Depreciation
Book Value52386372BookValue

Equipment Equipment

FieldValueIRS element (for citing)
Investment Cost Or Other Basis0InvestmentCostOrOtherBasis
Other Cost Or Other Basis1142922534OtherCostOrOtherBasis
Depreciation723244812Depreciation
Book Value419677722BookValue

Other Land Buildings OtherLandBuildings

FieldValueIRS element (for citing)
Investment Cost Or Other Basis0InvestmentCostOrOtherBasis
Other Cost Or Other Basis394630000OtherCostOrOtherBasis
Depreciation0Depreciation
Book Value394630000BookValue
FieldValueIRS element (for citing)
Total Of Book Value Land Buildings3147011000TotalOfBookValueLandBuildings

Financial Derivatives FinancialDerivatives

FieldValueIRS element (for citing)
Book Value10702000BookValue
Method Of ValuationFMethodOfValuation

Closely Held Equity Interests CloselyHeldEquityInterests

FieldValueIRS element (for citing)
Book Value67179000BookValue
Method Of ValuationFMethodOfValuation

Other Securities OtherSecurities (10 entries)

DescriptionDescriptionBook ValueBookValueMethod Of ValuationMethodOfValuation
DOMESTIC EQUITIES193165000F
FOREIGN EQUITIES113153000F
HEDGED EQUITIES539543000F
PRIVATE EQUITIES1063722000F
FIXED INCOME ASSET BACKED SEC42149000F
FIXED INCOME CORPORATE BONDS233210000F
FIXED INCOME EQUITY PRTSHPS321807000F
FIXED INCOME OTHER317898000F
MARKETABLE ALT AND RE1686376000F
OTHER63481000F
FieldValueIRS element (for citing)
Total Of Book Value Securities4652385000TotalOfBookValueSecurities
Federal Income Tax Liability0FederalIncomeTaxLiability

Other Liabilities OtherLiabilities (3 entries)

DescriptionDescriptionAmountAmount
OBL. UNDER SPLIT INTEREST AGMNTS$114,077,000
DEFERRED BENEFITS$431,564,000
FUNDS HELD IN TRUST FOR OTHERS$111,153,000
FieldValueIRS element (for citing)
Total Of Amounts656794000TotalOfAmounts
Total Revenue3229243247TotalRevenue
Total Expenses2934611666TotalExpenses
Excess Or Deficit For Year294631581ExcessOrDeficitForYear
Net Unrealized GL On Investments440004000NetUnrealizedGLOnInvestments
Other$79,401,419OtherAmount
Total Adjustments519405419TotalAdjustments
Excess Or Deficit Per FS814037000ExcessOrDeficitPerFS
Tot Revenue Etc Audited Fincl Stmt3788730000TotRevenueEtcAuditedFinclStmt
Net Unrealized Gains Investments440004000NetUnrealizedGainsInvestments
Other Revenues119482753OtherRevenues
Revenue Not Rptd F990559486753RevenueNotRptdF990
Revenue Subtotal3229243247RevenueSubtotal
Total Revenue Per Form9903229243247TotalRevenuePerForm990
Tot Expenses Etc Audited Fincl Stmt2974693000TotExpensesEtcAuditedFinclStmt
Other Expenses Included40081334OtherExpensesIncluded
Expenses Not Rptd F99040081334ExpensesNotRptdF990
Expenses Subtotal2934611666ExpensesSubtotal
Total Expenses Per Form9902934611666TotalExpensesPerForm990

Form990 Schedule D Part XIV Form990ScheduleDPartXIV (5 entries)

IdentifierIdentifierExplanationExplanation
PART III: 4ART COLLECTION: THE HERBERT F. JOHNSON MUSEUM OF ART IS PARTICULARLY NOTED FOR ITS COLLECTION IN THE AREA OF ASIAN ART, 19TH AND 20TH CENTURY AMERICAN ART AND THE GRAPHIC ARTS. THE COLLECTION IS USED FOR TEACHING AND RESEARCH. THE MUSEUM'S CALENDAR OF EVENTS IS AVAILABLE ON ITS WEB SITE AND PROVIDES INFORMATION TO ENCOURAGE USE OF THE COLLECTION BY THE PUBLIC.
Part V: Line 4ENDOWMENT FUNDS: THE UNIVERSITY'S ENDOWMENT CONSISTS PRIMARILY OF PERMANENT ENDOWMENT AND BOARD DESIGNATED ENDOWMENT (I.E. FUNDS FUNCTONING AS ENDOWMENT). THE INCOME FROM THE ENDOWMENT PROVIDES CRITICAL SUPPORT FOR FACULTY ENDOWED, CHAIRS, STUDENT FINANCIAL AID AS WELL AS SUPPORT FOR VARIOUS INSTITUTIONAL PROGRAMS FOR TEACHING, RESEARCH AND PUBLIC OUTREACH.
PART XI:OTHER ADJUSTMENTS: FAIR MARKET VALUE ADJUSTMENTS FOR DEBT SWAPS AND SPLIT INTERESTS AND THE ADJUSMENT FOR SUBSIDIARY NET INCOME NOT INCLUDED IN THE UNIVERSITY'S 990.
Part XII: Line 1.OTHER ADJUSTMENTS - REVENUES: FAIR MARKET VALUE ADJUSTMENTS FOR DEBT SWAPS AND SPLIT INTERESTS, THE ADJUSMENT FOR SUBSIDIARY REVENUE AND THE RECLASSIFICATION OF CERTAIN EXPENSES AS OFFSETS TO REVENUE AS REQUIRED TO BE REPORTED ON THE 990(I.E. COST OF GOODS SOLD, ETC.)
Part XII: LineOTHER ADJUSTMENTS - EXPENSES: THE ADJUSTMENT FOR SUBSIDIARY EXPENSES AND THE RECLASSIFICATION OF CERTAIN EXPENSES AS OFFSETS TO REVENUE (SEE ABOVE).

Schedule E IRS990ScheduleE

FieldValueIRS element (for citing)
Nondiscriminatory Policy StmttrueNondiscriminatoryPolicyStmt
Policy Statement In Brochures EtctruePolicyStatementInBrochuresEtc
Policy Publ Via Broadcast MediatruePolicyPublViaBroadcastMedia
Maint Racial Composition RecordstrueMaintRacialCompositionRecords
Maint Scholarships RecordstrueMaintScholarshipsRecords
Maint Copies Of Brochures EtctrueMaintCopiesOfBrochuresEtc
Maint Copies Of All SolicitationstrueMaintCopiesOfAllSolicitations
Discriminate Race Students RightsfalseDiscriminateRaceStudentsRights
Discriminate Race Admiss PoliciesfalseDiscriminateRaceAdmissPolicies
Discriminate Race Emplmn FacultyfalseDiscriminateRaceEmplmnFaculty
Discriminate Race ScholarshipsfalseDiscriminateRaceScholarships
Discriminate Race Educ PoliciesfalseDiscriminateRaceEducPolicies
Discriminate Race Use Of FcltsfalseDiscriminateRaceUseOfFclts
Discriminate Race Athletic ProgfalseDiscriminateRaceAthleticProg
Discriminate Race Other ActyfalseDiscriminateRaceOtherActy
Government Financial Aid ReceivedtrueGovernmentFinancialAidReceived
Government Financial Aid RevokedfalseGovernmentFinancialAidRevoked
Compliance With Rev Proc7550trueComplianceWithRevProc7550

Form990 Schedule E Part II Form990ScheduleEPartII (2 entries)

IdentifierIdentifierExplanationExplanation
EXPLANATION FOR LINE 3THE UNIVERSITY, ORGANIZED IN THE 1860'S, INCLUDED IN ITS CHARTER A COMMITMENT TO NON-DISCRIMINATION BASED ON RELIGION. FROM ITS EARLIEST HISTORY, THE UNIVERSITY ADMITTED A DIVERSE STUDENT BODY IN TERMS OF RACE, GENDER AND RELIGION. THE STATISTICS ABOUT THE COMPOSITION OF FACULTY, STAFF AND STUDENTS, AS WELL AS THE UNIVERSITY'S ON-GOING EFFORTS TO INCREASE DIVERSITY, REFLECT THE STRONG COMMITMENT TO NON-DISCRIMINATION.
EXPLANATION FOR LINE 6ACORNELL RECEIVES ASSISTANCE FROM BOTH THE FEDERAL GOVERNMENT AND NEW YORK STATE. THE FEDERAL GOVERNMENT PROVIDES SUPPORT FOR LOANS, STUDENT EMPLOYMENT AND GRANTS. LOANS: W.D. FORD SUBSIDIZED AND UNSUBSIDIZED LOANS, PERKINS LOANS, DIRECT PLUS LOANS. EMPLOYMENT: FUNDS FOR FEDER WORK-STUDY. GRANTS: PELL GRANTS AND SUPPLEMENTAL EDUCATIONAL OPPORTUNITY ASSISTANCE PROGRAM (TAP).

Schedule F IRS990ScheduleF

FieldValueIRS element (for citing)
Grant Records MaintainedtrueGrantRecordsMaintained

Accts Actvs Out US Table AcctsActvsOutUSTable (18 entries)

RegionRegionNumber Of OfficesNumberOfOfficesNumber Of EmployeesNumberOfEmployeesType Of Activities ConductedTypeOfActivitiesConductedSpecific Services ProvidedSpecificServicesProvidedTotal ExpendituresTotalExpenditures
East Asia and the Pacific00GrantmakingN/A897583
Europe (Including Iceland and Greenland)00GrantmakingN/A1097258
Middle East and North Africa00GrantmakingN/A2068171
North America00GrantmakingN/A4378300
Russia and the Newly Independent States00GrantmakingN/A68600
South America00GrantmakingN/A1104507
South Asia00GrantmakingN/A1754072
Sub-Saharan Africa00GrantmakingN/A1746381
Central America and the Caribbean00InvestmentsN/A881745718
Europe (Including Iceland and Greenland)00InvestmentsN/A67989332
Central America and the Caribbean05Program ServicesMEDICAL SERV/TRG984823
East Asia and the Pacific10Program ServicesRESEARCH/EDUCATION442309
Europe (Including Iceland and Greenland)61Program ServicesRESEARCH/EDUCATION7205858
Middle East and North Africa2351Program ServicesRESEARCH/EDUCATION83598996
North America00Program ServicesRESEARCH/EDUCATION37761
South America02Program ServicesRESEARCH/EDUCATION503356
South Asia20Program ServicesRESEARCH/EDUCATION177690
Sub-Saharan Africa03Program ServicesRESEARCH/EDUCATION86990
FieldValueIRS element (for citing)
Subtotal Number Of Offices11SubtotalNumberOfOffices
Subtotal Number Of Employees359SubtotalNumberOfEmployees
Cont Number Of Offices0ContNumberOfOffices
Cont Number Of Employees3ContNumberOfEmployees
Total Number Of Offices11TotalNumberOfOffices
Total Number Of Employees362TotalNumberOfEmployees
Subtotal Amount Spent1055800715SubtotalAmountSpent
Cont Amount Spent86990ContAmountSpent
Total Amount Spent1055887705TotalAmountSpent
No Recipient Over5 KXNoRecipientOver5K

Grants To Ind Outside US GrantsToIndOutsideUS (8 entries)

Type Of AssistanceTypeOfAssistanceRegionRegionNumber Of RecipientsNumberOfRecipientsAmount Of Cash GrantAmountOfCashGrantAmount Of Non Cash AssistanceAmountOfNonCashAssistanceDescription Of Non Cash AssistanceDescriptionOfNonCashAssistanceMethod Of ValuationMethodOfValuation
TRAVEL GRANTS GRADUATE STUDENTSCent. America/Caribbean607800TICKETSCOST
TRAVEL GRANTS GRADUATE STUDENTSEast Asia/Pacific17022100TICKETSCOST
TRAVEL GRANTS GRADUATE STUDENTSEurope/Iceland/Greenland13016900TICKETSCOST
TRAVEL GRANTS GRADUATE STUDENTSNorth America607800TICKETSCOST
TRAVEL GRANTS GRADUATE STUDENTSRussia302900TICKETSCOST
TRAVEL GRANTS GRADUATE STUDENTSSouth America22028600TICKETSCOSTS
TRAVEL GRANTS GRADUATE STUDENTSSouth Asia8010400TICKETSCOST
TRAVEL GRANTS GRADUATE STUDENTSSub-Saharan Africa15019500TICKETSCOST
FieldValueIRS element (for citing)
Transfer To Foreign CorptrueTransferToForeignCorp
Interest In Foreign TrustfalseInterestInForeignTrust
Own Foreign CorptrueOwnForeignCorp
Passive Foreign Invest CotruePassiveForeignInvestCo
Foreign PartnershiptrueForeignPartnership
Boycott CountriestrueBoycottCountries

Form990 Schedule F Part V Form990ScheduleFPartV (2 entries)

IdentifierIdentifierExplanationExplanation
PART I, LINE 2:THE UNIVERSITY REVIEWS ALL INVOICES AND OTHER REQUIRED DOCUMENTATION FOR ACCURACY, APPROPRIATENESS OF THE EXPENDITURES IN COMPLIANCE WITH THE AWARD DOCUMENTS AND TIMELINESS OF SUBMISSION. ALL ISSUES ARE ADDRESSED IMMEDIATELY AND, IF DEEMED APPROPRIATE, REVIEWED WITH OTHER KEY OFFICES AT THE UNIVERSITY, PRIOR TO MAKING PAYMENT.
PART III, LINE 1:THESE ARE TRAVEL AWARDS TO GRADUATE STUDENTS WHERE CORNELL HAS DATA ON THE FOREIGN JUSISDICTION. THE UNIVERSITY CURRENTLY DOES NOT CAPTURE DETAILED INFORMATION ON THE VARIOUS DESTINATIONS FOR THIS OR OTHER TRAVEL IN OUR RECORDS.

Schedule G IRS990ScheduleG

FieldValueIRS element (for citing)
Mail SolicitationsXMailSolicitations
Phone SolicitationsXPhoneSolicitations
In Person SolicitationsXInPersonSolicitations
Solicitation Of Non Govt GrantsXSolicitationOfNonGovtGrants
Solicitation Of Govt GrantsXSolicitationOfGovtGrants
Special Fundraising EventsXSpecialFundraisingEvents
Agreement Ref FundraisingtrueAgreementRefFundraising

Fundraiser Activity Information FundraiserActivityInformation (4 entries)

Name Of IndividualNameOfIndividualAddress Line1AddressUS/AddressLine1CityAddressUS/CityStateAddressUS/StateZIP CodeAddressUS/ZIPCodeActivityActivityFundraiser Control Of FundsFundraiserControlOfFundsGross ReceiptsGrossReceiptsAmount Retained By ContractorAmountRetainedByContractorNet To OrganizationNetToOrganization
GRENZEBACH GLIER AND ASSOC401 N MICHIGANCHICAGOIL60611CONSULTINGfalse01090770
COMMUNITY CONSULTING SERVICE461 5TH AVENEW YORKNY10017CONSULTINGfalse08925000
JFM GROUP438 5TH AVEPELHAMNY10803EVENT MGMfalse1162452360001126452
PRASAD CONSULTING20 SUTTON PLACE SNEW YORKNY10022CONSULTINGfalse0210000
FieldValueIRS element (for citing)
Total Gross Receipts1162452TotalGrossReceipts
Total Retained By Contractors1058577TotalRetainedByContractors
Total Net To Organization1126452TotalNetToOrganization
Licensed StatesNYLicensedStates

Events Information EventsInformation

FieldValueIRS element (for citing)
Gross Receipts Event11263453GrossReceiptsEvent1
Charitable Contributions Event1981460CharitableContributionsEvent1
Gross Revenue Event1281993GrossRevenueEvent1
Cash Prizes Event10CashPrizesEvent1
Non Cash Prizes Event10NonCashPrizesEvent1
Rent Facility Costs Event124375RentFacilityCostsEvent1
Food And Beverage Event1326887FoodAndBeverageEvent1
Entertainment Event10EntertainmentEvent1
Other Direct Expenses Event10OtherDirectExpensesEvent1
Total Number Of Other Events0TotalNumberOfOtherEvents
Gross Receipts Total1263453GrossReceiptsTotal
Charitable Contributions Total981460CharitableContributionsTotal
Gross Revenue Total Events281993GrossRevenueTotalEvents
Cash Prizes Total Events0CashPrizesTotalEvents
Non Cash Prizes Total Events0NonCashPrizesTotalEvents
Rent Facility Costs Total Events24375RentFacilityCostsTotalEvents
Food And Beverage Total Events326887FoodAndBeverageTotalEvents
Entertainment Total Events0EntertainmentTotalEvents
Other Direct Expenses Total Events0OtherDirectExpensesTotalEvents
Direct Expense Summary Events351262DirectExpenseSummaryEvents
Net Income Summary-69269NetIncomeSummary

Form990 Schedule G Part IV Form990ScheduleGPartIV

FieldValueIRS element (for citing)
IdentifierSEE SCHEDULE 0Identifier

Schedule I IRS990ScheduleI

FieldValueIRS element (for citing)
Records MaintainedfalseRecordsMaintained

Recipient Table RecipientTable (286 entries)

Address Line1AddressUS/AddressLine1CityAddressUS/CityStateAddressUS/StateZIP CodeAddressUS/ZIPCodeEIN Of RecipientEINOfRecipientAmount Of Cash GrantAmountOfCashGrantPurpose Of GrantPurposeOfGrantIRC SectionIRCSectionAddress Line2AddressUS/AddressLine2Address Line1AddressForeign/AddressLine1CityAddressForeign/CityProvince Or StateAddressForeign/ProvinceOrStateCountryAddressForeign/Country
ACDS RESEARCH INC
9813 GLENMARK ROADNORTH ROSENY1451616143522610000RESEARCH GRANT
AFFYMETRIX INC
3420 CENTRAL EXPRESSWAYSANTA CLARACA95051352750RESEARCH GRANT
AGILITY INTERNATIONAL INC
PO BOX 785716PHILADELPHIAPA1917857165413780786139RESEARCH GRANT
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OFFICE OF SPONSORED PROGRAMS 1960COLUMBUSOH432101063316025986137653RESEARCH GRANTSTATE OF OH
THE PLANETARY SOCIETY
85 S GRAND AVEPASADENACA91105160295342356631989RESEARCH GRANT501(C)(3)
THE REGENTS OF THE UNIVERSITY OF MINNESOTA
200 OAK STREET SE SUITE 450MINNEAPOLISMN5545520704160075131770221RESEARCH GRANTSTATE OF MN
THE UNIVERSITY OF TEXAS
NORTH OFFICE BUILDING SUITE 4300AUSTINTX787137726740230239860149RESEARCH GRANTSTATE OF TX
THE WILLIAM H MINER AGRICULTURAL RESEARCH INSTIT
PO BOX 90 1034 MINER FARM ROADCHAZYNY1292114141473620000RESEARCH GRANT501(C)(3)
TRIUMPH HOME HEALTH CARE INC
19900 FARMINGTON RDLIVORICAMI4815250000RESEARCH GRANT501(C)(3)
TRUMAN STATE UNIVERSITY
CONTROLLERS OFFICE 105 MCCLAIN HALKIRKSVILLEMO63501422143600583347409RESEARCH GRANTSTATE OF MO
TRUSTEES OF DARTMOUTH COLLEGE
14301RESEARCH GRANT501(C)(3)
TRUSTEES OF THE UNIVERSITY OF PENNSYLVANIA
421 CURIE BLVD BRB II/III RM 911PHILADELPHIAPA191046284231352685186728RESEARCH GRANT501(C)(3)
TUFTS UNIVERSITY
GRANTS AND CONTRACTS ADMINISTRATIONBOSTONMA0211183646RESEARCH GRANT501(C)(3)
TULANE UNIVERSITY HEALTH
1430 TULANE AVENUE TB-51NEW ORLEANSLA701121346557RESEARCH GRANT501(C)(3)
ULSTER COUNTY BOCES
175 ROUTE 32 NORTH AT ULSTER BOCESNEW PALTZNY1256114600393952500RESEARCH GRANT501(C)(3)
UNION COLLEGE
CARRIAGE HOUSE 202 807 UNION STSCHENECTADYNY123081413385809668RESEARCH GRANT501(C)(3)
UNITED HOME CARE SERVICES INC
8400 NW 33RD STREET SUITE 400MIAMIFL3312259152394350000RESEARCH GRANT501(C)(3)
UNITED NEIGHBORHOOD HOUSES OF NY IN
70 WEST 36TH STREET 5TH FLOORNEW YORKNY10018800713556340910000RESEARCH GRANT501(C)(3)
UNITED SPINAL ASSOCIATION
75-20 ASTORIA BLVDJACKSON HEIGHTSNY11370117713561262161018RESEARCH GRANT501(C)(3)
UNIVERSITY CORPORATION FOR ATMOSPHERIC RESEARCH
PO BOX 3000BOULDERCO80307783302RESEARCH GRANT501(C)(3)
UNIVERSITY OF ARIZONA
888 N EUCLID AVENUE ROOM 510TUCSONAZ8571974265268950504RESEARCH GRANTSTATE OF AZ
UNIVERSITY OF ARKANSAS
120 OZARK HALLFAYETTEVILLEAR72701716003252189058RESEARCH GRANTSTATE OF AR
UNIVERSITY OF CALIFORNIA
9500 GILMAN DR UCSD CENTRAL CASHILA JOLLACA920930009956006144298795RESEARCH GRANTSTATE OF CA
UNIVERSITY OF CHICAGO
P O BOX 37005CHICAGOIL6063736217713954441RESEARCH GRANT501(C)(3)
UNIVERSITY OF CHICAGO
UNIV RESEARCH ADMIN 6030 S ELLICHICAGOIL60637362177139345984RESEARCH GRANT501(C)(3)
UNIVERSITY OF COLORADO
1635 N URSULA SUITE 3400AURORACO80045742161737506879RESEARCH GRANTSTATE OF CO
UNIVERSITY OF COLORADO
572 UCBBOULDERCO803090574846000555925564RESEARCH GRANTSTATE OF CO
UNIVERSITY OF CONNECTICUT
438 WHITNEY RD EXT UNIT 1133STORRSCT06269113306077216047841RESEARCH GRANTSTATE OF CT
UNIVERSITY OF DELAWARE
210 HULLIHEN HALLNEWARKDE19716155151600029728214RESEARCH GRANTSTATE OF DE
UNIVERSITY OF FLORIDA
219 GRINTER HALLGAINESVILLEFL3261159600205215832RESEARCH GRANTSTATE OF FL
UNIVERSITY OF FLORIDA
DIVISION OF SPONSORED RESEARCH 219GAINESVILLEFL32611596002052101401RESEARCH GRANTSTATE OF FL
UNIVERSITY OF GEORGIA RESEARCH FOUNDATION INC
617 BOYD GRADUATE STUDIES RESEARCHATHENSGA30602501658135314987583RESEARCH GRANT501(C)(3)
UNIVERSITY OF HAWAII
2530 DOLE STREET SAKAMAKI D200HONOLULUHI9682299600035433880RESEARCH GRANTSTATE OF HI
UNIVERSITY OF HOUSTON
316 E CULLEN BUILDINGHOUSTONTX772042015333269RESEARCH GRANTSTATE OF TX
UNIVERSITY OF ILLINOIS
1737 WEST PLK STREET RESEARCH310 ACHICAGOIL60612772737600051165716RESEARCH GRANTSTATE OF IL
UNIVERSITY OF IOWA
2 GILMORE HALL DIVISION OF SPONSORIOWA CITYIA5224242600481314579RESEARCH GRANTSTATE OF IA
UNIVERSITY OF KANSAS
2385 IRVING HILL ROAD YOUNGBERG HALAWRENCEKS66045756348068017759322RESEARCH GRANTSTATE OF KA
UNIVERSITY OF KENTUCKY
109 KINKEAD HALLLEXINGTONKY40506005761603369341572RESEARCH GRANTSTATE OF KY
UNIVERSITY OF MAINE (SYSTEM)
5717 CORBETT HALLORONOME044695717016000769107416RESEARCH GRANTSTATE OF ME
UNIVERSITY OF MARYLAND
3112 LEE BUILDINGCOLLEGE PARKMD207425141526002033293826RESEARCH GRANTSTATE OF MD
UNIVERSITY OF MASSACHUSETTS
RESEARCH ADMINISTRATION BUILDING 7AMHERSTMA01003924288478RESEARCH GRANTSTATE OF MA
UNIVERSITY OF MEDICINE AND DENTISTRY OF NEW JERSEY
65 BERGEN STREETNEWARKNJ0710122177530645341RESEARCH GRANTSTATE OF NY
UNIVERSITY OF MIAMI
1501 NORTHWEST 9 AVENUE 2ND FLOORMIAMIFL3313659797RESEARCH GRANT501(C)(3)
UNIVERSITY OF MICHIGAN
2570 MSRBII1150 W MED CENTER DRANN ARBORMI4810906743860063099130RESEARCH GRANTSTATE OF MI
UNIVERSITY OF NEBRASKA
312 N 14TH STREET PO BOX 880430LINCOLNNE685880430470049123185879RESEARCH GRANTSTATE OF NE
UNIVERSITY OF NEW HAMPSHIRE
111 SERVICE BLDG 51 COLLEGE RD 2DURHAMNH0382459605RESEARCH GRANTSTATE OF NH
UNIVERSITY OF NORTH CAROLINA
104 AIRPORT DRIVE SUITE 2200 CBCHAPEL HILLNC27599135056600139379296RESEARCH GRANTSTATE OF NC
UNIVERSITY OF NORTH CAROLINA AT GREENSBORO
POB 26170 SUITE 1601 ROOM 1713 MHGREENSBOTONC27402617056161158837476RESEARCH GRANTSTATE OF NC
UNIVERSITY OF PENNSYLVANIA
P221 FRANKLIN BLDG 3451 WALNUT STRPHILADELPHIAPA191046205231352685465398RESEARCH GRANT501(C)(3)
UNIVERSITY OF PENNSYLVANIA MEDICAL
150 MONUMENT ROAD SUITE 30004BALA CYNWYDPA1900423281085226210RESEARCH GRANT501(C)(3)
UNIVERSITY OF RHODE ISLAND
70 LOWER COLLEGE RDKINGSTONRI0288105600052252151RESEARCH GRANTSTATE OF RI
UNIVERSITY OF ROCHESTER
515 HYLAN BLDG RC BOX 270140ROCHESTERNY146270140160743209630516RESEARCH GRANT501(C)(3)
UNIVERSITY OF ROCHESTER
PO BOX 270037ROCHESTERNY14627258054RESEARCH GRANT501(C)(3)
UNIVERSITY OF SOUTHERN CALIFORNIA
FILE NO 52095LOS ANGELESCA90074951642394627471RESEARCH GRANT501(C)(3)
UNIVERSITY OF SOUTHERN CALIFORNIA
837 W DOWNEY WAY STO 330LOS ANGELESCA900891147951642394477336RESEARCH GRANT501(C)(3)
UNIVERSITY OF TENNESSEE
855 MONROE AVENUE ROOM 427MEMPHISTN3816362600163616191RESEARCH GRANTSTATE OF TN
UNIVERSITY OF TENNESSEE
1534 WHITE AVENUEKNOXVILLETN379964506626001636260805RESEARCH GRANTSTATE OF TN
UNIVERSITY OF TEXAS SOUTHWESTERN MEDICAL CENTER AT
5323 HARRY HINES BOULEVARDDALLASTX753909041157456RESEARCH GRANTSTATE OF TX
UNIVERSITY OF UTAH
201 S PRESIDENTS CIRCLE ROOM 40SALTLAKECITYUT8411287600052569830RESEARCH GRANTSTATE OF UT
UNIVERSITY OF UTAH
1471 E FEDERAL WAYSALT LAKE CITYUT8411287600052585578RESEARCH GRANTSTATE OF UT
UNIVERSITY OF VERMONT
340 WATERMAN BLDGBURLINGTONVT0540562887RESEARCH GRANTSTATE OF UT
UNIVERSITY OF VIRGINIA
OFFICE OF SPONSORED PROGRAMS CARRCHARLOTTESVILLEVA22904419554600179694795RESEARCH GRANTSTATE OF VA
UNIVERSITY OF WASHINGTON
4333 BROOKLYN AVE NESEATTLEWA9819594729160015371182384RESEARCH GRANTSTATE OF WA
UNIVERSITY OF WISCONSIN
RESEARCH SPONSORED PROGRAMS 21 NMADISONWI53715396028867363065RESEARCH GRANTSTATE OF WI
UNIVERSTIY OF MIAMI
4600 RICKENBACKER CAUSEWAYMIAMIFL3314910315906244587840RESEARCH GRANTSTATE OF FL
US BUSINESS LEADERSHIP NETWORK
1501 M ST NW 7TH FLOORWASHINGTONDC2000526048205785319RESEARCH GRANT501(C)(3)
US GEOLOGICAL SURVEY
GEOLOGICAL SURVEY 2255 NORTH GEMINFLAGSTAFFAZ86001530196958466721RESEARCH GRANTUS GOVT
USDA-ARS
950 COLLEGE STATION ROADATHENSGA30604720564834421368RESEARCH GRANTUS GOVT
VANDERBILT UNIVERSITY
110 21ST AVENUE SOUTH SUITE 937NASHVILLETN372357749620476822105807RESEARCH GRANT501(C)(3)
VANDERBILT UNIVERSITY MEDICAL
DEPT AT 40379ATLANTAGA31192177387RESEARCH GRANT501(C)(3)
VANGENT INC
185 SOUTH BROAD STREET SUITE 201PAWCATUCKCT0637940000RESEARCH GRANT
VERMONT CENTER FOR ECOSTUDIES VCE
PO BOX 420NORWICHVT0505553019695832714RESEARCH GRANT
VIRGINIA POLYTECHNIC INSTITUTE & STATE UNIVERSITY
1880 PRATT DRIVE SUITE 2006BLACKSBURGVA2406054600180594177RESEARCH GRANTSTATE OF VA
VISITING NURSE ASSOCIATION OF CENTRAL NEW YORK INC
1050 WEST GENESSE STREETSYRACUSENY1320450000RESEARCH GRANT501(C)(3)
VISITING NURSE SERVICE OF NY
360 MAMARONECK AVENUEWHITE PLAINSNY1060513260144315842RESEARCH GRANT501(C)(3)
WALDRON EDUCATIONAL CONSULTING
8201 E SCHOOLER RDCENTRALIAMO6524025200RESEARCH GRANT
WASHINGTON STATE UNIVERSITY
OFFICE OF GRANT RESEARCH DEVELOPMPULLMANWA99164314091600110810608RESEARCH GRANTSTATE OF WA
WASHINGTON UNIVERSITY
CAMPUS BOX 1034 700 ROSEDALEST LOUISMO631121408430653611853841RESEARCH GRANT501(C)(3)
WELLESLEY COLLEGE
106 CENTRAL STREET GRH139WELLESLEYMA0248104210363753335RESEARCH GRANT501(C)(3)
WEST VIRGINIA UNIVERSITY RESEARCH CORPORATION
886 CHESTNUT RIDGE ROAD PO BOX 684MORGANTOWNWV26506684555066575863172RESEARCH GRANTSTATE OF WV
WESTERN INSTITUTIONAL REVIEW
PO BOX 12029OLYMPIAWA985089110025547787RESEARCH GRANT501(C)(3)
WINIFRED MASTERSON BURKE
785 MAMARONECK AVENUEWHITE PLAINSNY1060513343492439260RESEARCH GRANT501(C)(3)
WOODS HOLE OCEANOGRAPHIC INST
GRANT CONTRACT SERVICES BELL HOUWOODS HOLEMA02543189707RESEARCH GRANT501(C)(3)
WORLD RESOURCES INSTITUTE
10 G STREET NE SUITE 800WASHINGTONDC2000252125705721494RESEARCH GRANT501(C)(3)
YALE UNIVERSITY
PO BOX 2503ANEW HAVENCT0652084549RESEARCH GRANT501(C)(3)
YALE UNIVERSITY
214 WHITNEY AVENUE ROOM 230NEW HAVENCT065208337105532RESEARCH GRANT501(C)(3)
BETTER HOUSING FOR TOMKINS COUNTY INC
950 DANBY RDITHACANY1485022237808910000COMMUNITY SUPPORT501 ( C)(3)
CAYUGA LAKE WATERSHED NETWORK
170 MAIN STITHACANY148501615565417500COMMUNITY SUPPORT501 ( C)(3)
COMMUNITY ARTS PARTNERSHIP
171 E STATE STREETITHACANY148501613844557000COMMUNITY SUPPORT501 ( C)(3)
COMMUNITY SCIENCE INSTITUTE
701 SPENCER RDITHACANY148501609105476700COMMUNITY SUPPORT501 ( C)(3)
DAY CARE AND CHILD DEVLEOPMENT COUNCIL
609 W CLINTON STITHACANY1485016091861842000COMMUNITY SUPPORT501 ( C)(3)
DOWNTOWN ITHACA ALLIANCE
312 EAST SENECA STITHACANY148501615216266300COMMUNITY SUPPORT501 ( C)(3)
FAMILY AND CHILDRENS SERVICE OF ITHACA
127 W STATE STITHACANY1485015058903927500COMMUNITY SUPPORT501 ( C)(3)
FINGER LAKES WINE CENTER INC
237 S CAYUGA STITHACANY148505105334747500COMMUNITY SUPPORT501 ( C)(3)
ITHACA NEIGHBORHOOD HOUSING SERVICES
115 WEST CLINTON STITHACANY1485022214194815000COMMUNITY SUPPORT501 ( C)(3)
ITHACA PUBLIC EDUCATION INITIATIVE INC
PO BOX 4268ITHACANY1485216150670310450COMMUNITY SUPPORT501 ( C)(3)
THE FINGER LAKES LAND TRUST INC
202 E COURT STITHACANY1485022298368825000COMMUNITY SUPPORT501 ( C)(3)
TOMPKINS COUNTY AREA DEVELOPMENT
200 E BUFFALO STITHACANY1485016605833932250COMMUNITY SUPPORT501 ( C)(3)
TOMPKINS COUNTY CHAMBER OF COMMERCE
904 E SHORE RDITHACANY148501503487958020COMMUNITY SUPPORT501 ( C)(3)
TOMPKINS COUNTY PUBLIC LIBRARY
101 E GREEN STITHACANY1485016109821110000COMMUNITY SUPPORT501 ( C)(3)
UNITED WAY OF TOMKINS COUNTY
313 N AURORA STITHACANY148501505728838500COMMUNITY SUPPORT501 ( C)(3)
LOCAL CHARITIES (ITHACA) MISC
12805COMMUNITY SUPPORT501 ( C)(3)
LOCAL (ITHACA) GOVERNMENT AGENCIES
724770COMMUNITY SUPPORTITHAKA GOVT
FieldValueIRS element (for citing)
Total Nbr Of501 C3 And Govt Grants253TotalNbrOf501C3AndGovtGrants
Total Nbr Of Other Organizations35TotalNbrOfOtherOrganizations

Form990 Schedule I Part III Form990ScheduleIPartIII

FieldValueIRS element (for citing)
Type Of GrantFINANCIAL AIDTypeOfGrant
Number Of Recipients5193NumberOfRecipients
Amount Of Cash Grant41851000AmountOfCashGrant

Form990 Schedule I Part IV Form990ScheduleIPartIV (2 entries)

IdentifierIdentifierReturn ReferenceReturnReferenceExplanationExplanation
SCHEDULE IPART IITHE UNIVERSITY REPORTS ALL GRANT RECIPIENTS INCLUDING SUB-GRANTEES OF WHICH IT IS AWARE. THIS INCLUDES SUB RECIPIENT AWARDS, PRIMARILY FOR RESEARCH, TO GOVERNMENT AGENCIES, ORGANIZATIONS EXEMPT UNDER 501(C)(3) AND FOR-PROFIT ENTITIES FOR WHICH NO AUTHORITY FOR EXEMPTION (E.G., 501(C)(3)) IS PROVIDED.)
SCHEDULE IPART IIITHE FINANCIAL AID OF $41,851,000 REPRESENTS THE UNIVERSITY'S GRANT AID FOR "LIVING EXPENSES" SUCH AS DORMITORY FEES AND MEAL PLANS. THE MAJORITY OF THE FINANCIAL AID PROVIDED BY THE UNIVERSITY TO ITS STUDENTS IS APPLIED TO TUITION AND MANDATORY FEES AND REFERRED TO AS SCHOLARSHIP ALLOWANCE OR TUITION DISCOUNT. IN FISCAL YEAR 2011, THE SCHOLARSHIP ALLOWANCE WAS $306,809,000. THEREFORE TOTAL FINANCIAL AID PROVIDED BY THE UNIVERSITY TO ITS STUDENTS WAS $348,660,000. NOTE: THE DETAILS ARE REFLECTED IN CORNELL'S AUDITED FINANCIAL STATEMENTS AS FOLLOWS: STATEMENT OF ACTIVITIES: GROSS TUITION $787,882,000; SCHOLARSHIP ALLOWANCE $306,809,000 AND NET TUITION REVENUE $481,073,000. THE ADDITIONAL FINANCIAL AID EXPENSE IS REFLECTED AS PART OF OPERATING EXPENSES AND ALSO FURTHER DISCLOSED IN NOTE 10 IN THE AUDITED FINANCIAL STATEMENTS. CORNELL CONFORMS FORM 990 TO THE UNIVERSITY'S CONSOLIDATED FINANCIAL STATEMENTS. THE NET TUITION REVENUE IS REFLECTED ON PART VIII OF FORM 900 (LINE 2A) AND THE ADDITIONAL AID IS REFLECTED ABOVE AND ALSO THE FORM 990 EXPENSE SCHEDULE - PART IX LINE 2.

Schedule J IRS990ScheduleJ

FieldValueIRS element (for citing)
First Class Or Charter TravelXFirstClassOrCharterTravel
Travel For CompanionsXTravelForCompanions
Idemnification Gross Up PaymentsXIdemnificationGrossUpPayments
Housing Allowance Or ResidenceXHousingAllowanceOrResidence
Club Dues Or FeesXClubDuesOrFees
Personal ServicesXPersonalServices
Written Policy Re T And E ExpensestrueWrittenPolicyReTAndEExpenses
Compensation CommitteeXCompensationCommittee
Independent ConsultantXIndependentConsultant
Compensation SurveyXCompensationSurvey
Board Or Committee ApprovalXBoardOrCommitteeApproval
Severance PaymentfalseSeverancePayment
Supplemental Nonqual Retire PlantrueSupplementalNonqualRetirePlan
Equity Based Comp ArrangementfalseEquityBasedCompArrangement
Comp Based On Revenue Of Filing OrgfalseCompBasedOnRevenueOfFilingOrg
Comp Based On Revenue Related OrgsfalseCompBasedOnRevenueRelatedOrgs
Comp Based Net Earnings Filing OrgfalseCompBasedNetEarningsFilingOrg
Comp Based Net Earnings Relate OrgsfalseCompBasedNetEarningsRelateOrgs
Any Non Fixed PaymentstrueAnyNonFixedPayments
Initial Contract ExceptionfalseInitialContractException

Form990 Schedule J Part II Form990ScheduleJPartII (16 entries)

Base Compensation Filing OrgBaseCompensationFilingOrgComp Based On Related OrgsCompBasedOnRelatedOrgsBonus Filing OrgBonusFilingOrgBonus Related OrgsBonusRelatedOrgsOther Compensation Filing OrgOtherCompensationFilingOrgOther Compensation Related OrgsOtherCompensationRelatedOrgsDeferred Comp Filing OrgDeferredCompFilingOrgDeferred Comp Related OrgsDeferredCompRelatedOrgsNontaxable Benefits Filing OrgNontaxableBenefitsFilingOrgNontaxable Benefits Related OrgsNontaxableBenefitsRelatedOrgsTotal Compensation Filing OrgTotalCompensationFilingOrgTotal Compensation Related OrgsTotalCompensationRelatedOrgsComp Report Prior990 Filing OrgCompReportPrior990FilingOrgComp Report Prior990 Related OrgsCompReportPrior990RelatedOrgs
DAVID J SKORTON
657965000297600685000978570854082000
W KENT FUCHS
4818870266000214020245000218480576237000
ANTONIO M GOTTO JR
4237440006641096590506177301458063000
JOANNE M DESTEFANO
27447800016500035531074400333949000
JAMES J MINGLE
3915570160420224720245000168540471424000
PAK H CHUNG MD
61628000218309902616002824002299127000
ISAAC KLIGMAN MD
44335000218255603666002335302286904000
ZEV ROSENWAKS MD
289166000374243003666001572004083976000
PHILIP E STEIG MD
358044000216786803666002720602589778000
STEVEN D SPANDORFER MD
45431000318612902616002414703281867000
JAMES H WALSH
365712066300000305830106490473244000
DANIEL M KNOWLES MD
41257800069271503666001582201157776000
HUNTER RAWLINGS III
294305000122660245000207610351832000
STEPHEN T GOLDING
218238027700005330028225099630538756000
ROSEMARY J AVERY
16310500033778029142094400235465000
NELSON G HAIRSTON
1693460005000173060109750198127000

Form990 Schedule J Part III Form990ScheduleJPartIII (4 entries)

IdentifierIdentifierExplanationExplanation
LINE 1APAYMENT OR REIMBURSEMENT OF THE EXPENSES DESCRIBED IN 1A IS COVERED BY THE UNIVERSITY'S TRAVEL POLICIES OR SPECIFIC EMPLOYMENT CONTRACTS. THERE IS OCCASIONALLY UNIT DISCRETION.
LINE 4BTHE PRESIDENT AND PROVOST OF MEDICAL AFFAIRS PARTICIPATE IN BOARD AUTHORIZED DEFERRED COMPENSATION AGREEMENTS UNDER IRC SECTION 457(F). THE DEFERRAL FOR THE PRESIDENT OF $44,000 AND THE DEFERRAL FOR THE PROVOST AND DEAN OF THE MEDICAL COLLEGE OF $ 929,245 UNDER IRC SECTION 457(F) ARE DISCLOSED ON SCHEDULE J, PART II, COLUMN (C) FOR EACH INDIVIDUAL AS A COMPONENT OF OVERALL QUALIFIED AND NON-QUALIFIED DEFERRED COMPENSATION.
LINE 7BONUS PAYMENTS ARE PROVIDED TO INDIVIDUALS IN RECOGNITION OF ACCOMPLISHMENTS OF SPECIFIC GOALS OR OVERALL PERFORMANCE.
ADDITIONAL INFORMATION ON BOARD OF TRUSTEESTHE CORNELL BOARD INCLUDES FACULTY, STAFF AND STUDENTS. FACULTY MEMBERS ELECT TWO (2) MEMBERS; THE STUDENT BODY ELECTS TWO (2) MEMBERS; THE "EMPLOYEE ASSEMBLIES" ELECT ONE (1) MEMBER. FOR FISCAL YEAR ENDED JUNE 30, 2011, THE FACULTY MEMBERS WERE ROSEMARY J. AVERY AND NELSON G. HAIRSTON; THE STUDENT REPRESENTATIVES WERE ASA J. CRAIG, AND DARRICK T.N EVENSON; AND THE EMPLOYEE REPRESENTATIVE WAS BETH MCKINNEY.

Schedule K IRS990ScheduleK

Form990 Schedule K Part I Form990ScheduleKPartI (4 entries)

Issuer EINIssuerEINCUSIP NumberCUSIPNumberDate IssuedDateIssuedIssue PriceIssuePriceDescription Of PurposeDescriptionOfPurposeDefeasedDefeasedOn Behalf Of IssuerOnBehalfOfIssuerPool FinancingPoolFinancing
DASNY (SERIES 1990B) - SEE PART V
146000293649905ZH22010-05-0355997134REFUND 1990B BONDS (12/19/1990)falsefalsefalse
DASNY (SERIES 2004A & SERIES 2004B)
14600029364983TRF22004-05-2792100000SEE PART Vfalsefalsefalse
DASNY (SERIES 2006A)
14600029364983QL982006-05-11258479025SEE PART Vfalsefalsefalse
DASNY (SERIES 2008B AND SERIES 2008C)
146000293649905A972010-05-03139688300REFUNDED 2008 DASNY BONDSfalsefalsefalse

Form990 Schedule K Part II Form990ScheduleKPartII (4 entries)

Amount RetiredAmountRetiredAmount Bond DefeasedAmountBondDefeasedTotal ProceedsTotalProceedsAmount In Reserve FundAmountInReserveFundCapitalized InterestCapitalizedInterestRefunding EscrowRefundingEscrowIssuance Costs From ProceedsIssuanceCostsFromProceedsCredit EnhancementCreditEnhancementWorking Capital ExpendituresWorkingCapitalExpendituresCapital ExpendituresCapitalExpendituresOther Spent ProceedsOtherSpentProceedsAmount UnspentAmountUnspentYear Of Subst CompletionYearOfSubstCompletionCurrent RefundingCurrentRefundingAdvance RefundingAdvanceRefundingFinal Allocation MadeFinalAllocationMadeAdequate Books And Recds MaintaindAdequateBooksAndRecdsMaintaind
247000005599713400559971540000002010truefalsetruetrue
10500000092663883004080500014825870050376296002006truefalsetruetrue
5388000002618132160017871754335116340079584039002008truefalsetruetrue
2365000013968830000138918000770300000002010truefalsetruetrue

Form990 Schedule K Part III Form990ScheduleKPartIII (4 entries)

Owning Bond Financed PropertyOwningBondFinancedPropertyAny Lease ArrangementsAnyLeaseArrangementsMngment Cntrct Bond Financd PrprtyMngmentCntrctBondFinancdPrprtyAny Research AgreementsAnyResearchAgreementsBond Counsel Routinely EngagedBondCounselRoutinelyEngagedPrcntge Prvt Business Use By OthersPrcntgePrvtBusinessUseByOthersPercentage Of Prvt Business Re UBIPercentageOfPrvtBusinessReUBITotal Private Business UseTotalPrivateBusinessUsePost Issuance Compliance ProcdrsPostIssuanceComplianceProcdrs
falsetruetruetruetrue0.001000.001000.00200true
falsetruetruetruetrue0.001000.000000.00100true
falsetruetruetruetrue0.001000.001000.00200true
falsetruetruetruetrue0.001000.000000.00100true

Form990 Schedule K Part IV Form990ScheduleKPartIV (4 entries)

Form8038 T FiledForm8038TFiledVariable Rate IssueVariableRateIssueHedge Identified In Books And RecdsHedgeIdentifiedInBooksAndRecdsTerm Of HedgeTermOfHedgeSuperintegrated HedgeSuperintegratedHedgeHedge TerminatedHedgeTerminatedGross Proceeds Invested In GICGrossProceedsInvestedInGICBusiness Name Line1NameOfGICProvider/BusinessNameLine1Term Of GICTermOfGICRegulatory Safe Harbor SatisfiedRegulatorySafeHarborSatisfiedGross Proceeds InvestedGrossProceedsInvestedException To RebateExceptionToRebate
NOT APPLICABLE
falsefalsefalse0.falsefalsefalseNOT APPLICABLE0.falsefalsetrue
NOT APPLICABLE
falsetruefalse0.falsefalsefalseNOT APPLICABLE0.falsefalsetrue
NOT APPLICABLE
falsefalsefalse0.falsefalsefalseNOT APPLICABLE0.falsefalsetrue
NOT APPLICABLE
falsefalsefalse0.falsefalsefalseNOT APPLICABLE0.falsefalsetrue

Form990 Schedule K Part V Form990ScheduleKPartV

FieldValueIRS element (for citing)
IdentifierSCHEDULE K, PART V: SUPPLEMENTAL INFORMATIONIdentifier
Return ReferenceSEE SCHEDULE OReturnReference

Schedule L IRS990ScheduleL

Form990 Schedule L Part IV Form990ScheduleLPartIV (17 entries)

RelationshipRelationshipAmount Of TransactionAmountOfTransactionDescription Of TransactionDescriptionOfTransactionSharing Of RevenuesSharingOfRevenues
SB ASHLEY MGM CO
TRUSTEE331551REAL ESTATE MANAGEMENT FEESfalse
SB ASHLEY MGM CO
TRUSTEE6675RENTAL INCOME PAID TO UNIV.false
MC VARIOUS FUNDS
TRUSTEE62736INVESTMENT MANAGEMENT FEESfalse
MC VARIOUS FUNDS
TRUSTEE6219440DISTRIBUTION PAID TO UNIV.false
FIRST RESERVE VARIOUS FUNDS
FAMILY TRUSTEE709260INVESTMENT BY UNIV.false
FIRST RESERVE VARIOUS FUNDS
FAMILY TRUSTEE5287094DISTRIBUTION PAID TO UNIV.false
US VENTURE VARIOUS FUNDS
FORMER TRUSTEE1080000INVESTMENT BY UNIV.false
US VENTURE VARIOUS FUNDS
FORMER TRUSTEE973480DISTRIBUTION PAID TO UNIV.false
CHARLES RIVER VARIOUS FUNDS
TRUSTEE179141INVESTMENT BY UNIV.false
CHARLES RIVER VARIOUS FUNDS
TRUSTEE1902672DISTRIBUTION PAID TO UNIV.false
P DeStefano
OFFICER'S SPOUSE74099COMPENSATIONfalse
R DAVISSON
OFFICER'S SPOUSE178750COMPENSATIONfalse
ASTRA ZENECA INC
OFFICER'S INTEREST4500GRANT TO UNIVESITYfalse
FERRING PHARMACEUTICALS INC
OFFICER'S INTEREST8740GRANT TO UNIVESITYfalse
MERCK INC
OFFICER'S INTEREST186702GRANT TO UNIVESITYfalse
KOWA PHARMACEUTICALS INC
OFFICER'S INTEREST100000GRANT TO UNIVESITYfalse
HBK OFFSHORE FUND LTD
TRUSTEE3471417REDEMPTIONfalse

Schedule M IRS990ScheduleM

Works Of Art WorksOfArt

FieldValueIRS element (for citing)
Non Cash CheckboxXNonCashCheckbox
Number Of Contributions63NumberOfContributions
Noncash Contribs Rptd F9901713390NoncashContribsRptdF990
Method Of Determining RevenuesFMV GEN. APPRAISALSMethodOfDeterminingRevenues
FieldValueIRS element (for citing)
Art Historical TreasuresArtHistoricalTreasures
Art Fractional InterestArtFractionalInterest

Books And Publications BooksAndPublications

FieldValueIRS element (for citing)
Non Cash CheckboxXNonCashCheckbox
Noncash Contribs Rptd F9901994952NoncashContribsRptdF990
Method Of Determining RevenuesFMV GEN. APPRAISALSMethodOfDeterminingRevenues
FieldValueIRS element (for citing)
Clothing And Household GoodsClothingAndHouseholdGoods
Cars And Other VehiclesCarsAndOtherVehicles
Boats And PlanesBoatsAndPlanes
Intellectual PropertyIntellectualProperty

Securities Publicly Traded SecuritiesPubliclyTraded

FieldValueIRS element (for citing)
Non Cash CheckboxXNonCashCheckbox
Number Of Contributions415NumberOfContributions
Noncash Contribs Rptd F9906507697NoncashContribsRptdF990
Method Of Determining RevenuesSALES PRICEMethodOfDeterminingRevenues
FieldValueIRS element (for citing)
Securities Closely Held StockSecuritiesCloselyHeldStock
Securities Prtnrshp Trust IntrstsSecuritiesPrtnrshpTrustIntrsts
Securities MiscellaneousSecuritiesMiscellaneous
Qualified Contrib Hist StructQualifiedContribHistStruct
Qualified Contrib OtherQualifiedContribOther
Real Estate ResidentialRealEstateResidential
Real Estate CommercialRealEstateCommercial
Real Estate OtherRealEstateOther
CollectiblesCollectibles
Food InventoryFoodInventory
Drugs And Medical SuppliesDrugsAndMedicalSupplies
TaxidermyTaxidermy
Historical ArtifactsHistoricalArtifacts
Scientific SpecimensScientificSpecimens
Archaeological ArtifactsArchaeologicalArtifacts

Other Non Cash Contributions Table OtherNonCashContributionsTable (3 entries)

Non Cash CheckboxNonCashCheckboxDescriptionDescriptionNumber Of ContributionsNumberOfContributionsNoncash Contribs Rptd F990NoncashContribsRptdF990Method Of Determining RevenuesMethodOfDeterminingRevenues
XSUPPLIES2362406841FMV OF USE VALUE
XHORSES222617UNIVERSITY METHOD
XEQUIPMENT51696655FMV OF USE VALUE
FieldValueIRS element (for citing)
Number Of8283 Received21NumberOf8283Received
Any Property That Must Be HeldfalseAnyPropertyThatMustBeHeld
Review Process Unusual NC GiftstrueReviewProcessUnusualNCGifts
Third Parties UsedtrueThirdPartiesUsed

Form990 Schedule M Part II Form990ScheduleMPartII

FieldValueIRS element (for citing)
IdentifierSCHEDULE MIdentifier
ExplanationTHE UNIVERSITY USES BROKERS TO SELL GIFTS OF PUBLICLY TRADED SECURITITES AND REAL ESTATE BROKERS TO SELL GIFTED REAL ESTATE IF, IN ANY YEAR, GIFTS OF REAL ESTATE ARE RECEIVED. BOOKS: THE UNIVERSITY DOES NOT SEEK TO IDENTIFY THE SPECIFIC NUMBER OF DONORS FOR CONTRIBUTIONS OF BOOKS. HORSES: THE UNIVERSITY ESTABLISHED A STANDARD VALUATION METHODOLOGY FOR RECORDING A DE MINIMIS VALUE IN THE GENERAL LEDGER FOR CONTRIBUTIONS OF ANY ANIMALS.Explanation

Schedule O IRS990ScheduleO

General Explanation GeneralExplanation (9 entries)

IdentifierIdentifierExplanationExplanation
PART I:SUMMARY: INDEPENDENT BOARD MEMBERS: A MEMBER OF THE BOARD, FOR PURPOSES OF FORM 990, IS NOT CONSIDERED INDEPENDENT IF THE INDIVIDUAL IS OTHERWISE EMPLOYED BY THE UNIVERSITY OR HAS A BUSINESS RELATIONSHIP WITH THE UNIVERSITY REPORTED ON SCHEDULE L. NUMBER OF VOLUNTEERS: THE UNIVERSITY HAS AN EXTENSIVE VOLUNTEER BASE BUT, FOR PURPOSES OF FORM 990, WE ESTIMATE THE NUMBER OF VOLUNTEERS.
PART III:DESCRIPTION OF THE ORGANIZATION'S MISSION: PROVIDE UNDERGRADUATE AND GRADUATE DEGREE PROGRAMS; DISCOVER, PRESERVE, AND DISSEMINATE KNOWLEDGE, PRODUCE CREATIVE WORK AND PROMOTE A CULTURE OF BROAD INQUIRY. STATEMENT OF PROGRAM SERVICE ACCOMPLISHMENTS: OTHER PROGRAM SERVICES: THESE SERVICES INCLUDE, BUT ARE NOT LIMITED TO, THE LAND-GRANT MISSION, ACADEMIC CONFERENCES, PUBLICATIONS AND ROOM AND BOARD FOR THE STUDENT BODY.
PART VI:GOVERNANCE, MANAGEMENT AND DISCLOSURE INFORMATION ON RELATIONSHIPS: THE UNIVERSITY RELIES ON THE FOLLOWING DOCUMENTATION FOR DISCLOSURE OF RELATIONSHIPS: THE POLICY ON STANDARDS OF ETHICAL CONDUCT AND CONFLICTS OF INTEREST AND THE ANNUAL STATEMENTS FOR REPORTING SUCH CONFLICTS. INFORMATION ON ELECTING BOARD MEMBERS: UNDER THE UNIVERSITY'S BY-LAWS, THE FACULTY ELECTS TWO MEMBERS; EMPLOYEES OTHER THAN FACULTY ELECT ONE MEMBER, STUDENTS ELECT TWO MEMBERS AND ALUMINI ELECT EIGHT MEMBERS FOR STAGGERED TERMS OF FOUR YEARS EACH. REVIEW PROCESS FOR FORM 990: IN ADVANCE OF FILING, THE UNIVERSITY PRESENTS A DRAFT OF FORM 990 TO THE AUDIT COMMITTEE OF THE BOARD OF TRUSTEES AND ALSO MAKES A COPY AVAILABLE TO THE ENTIRE BOARD ON THE BOARD'S SECURE WEBSITE.
PART VI:INFORMATION ON MONITORING CONFLICTS OF INTERESTS: UNDER THE UNIVERSITY'S CONFLICT OF INTEREST POLICY, OFFICERS, DIRECTORS, OTHER KEY EMPLOYEES AND FACULTY MEMBERS MUST FILE AN ANNUAL CONFLICT OF INTEREST STATEMENT. ANY CONFLICT IDENTIFIED IS REPORTED TO THE APPROPRIATE OFFICE RESPONSIBLE FOR MANAGING THE CONFLICT, SUCH AS THE REAL ESTATE OFFICE FOR REAL ESTATE MATTERS. THIS PROCEDURE IS DESIGNED TO HELP ENSURE THAT SUCH TRANSACTIONS ARE SUBJECT TO ADDITIONAL REVIEW AND AUTHORIZATION.
PART VICOMPENSATION: THE UNIVERSITY HAS FORMAL PROCEDURES TO AUTHORIZE AND MANAGE COMPENSATION ISSUES. THE PROCEDURES IDENTIFIED BELOW APPLY TO ALL OFFICERS; ALL FORMER OFFICERS WHO CONTINUE TO PROVIDE SERVICES TO THE INSTITUTION AS A WHOLE; ALL EMPLOYEES WHO OCCUPY CERTAIN ROLES SUCH AS DEAN AND VICE PRESIDENT; AND ALL EMPLOYEES WHOSE COMPENSATION EXCEEDS A PRE-ESTABLISHED THRESHOLD. THE VICE PRESIDENT FOR THE DIVISION OF HUMAN RESOURCES ("VP") DEVELOPS THE LIST OF INDIVIDUALS SUBJECT TO REVIEW AND OBTAINS COMPARATIVE DATA FROM EXTERNAL, INDEPENDENT COMPENSATION CONSULTING FIRMS. THE VP AND HER INTERNAL STAFF DEVELOP A FORMAL PRESENTATION FOR THE COMPENSATION SUB-COMMITTEE OF THE EXECUTIVE COMMITTEE OF THE BOARD. THE SUB-COMMITTEE REVIEWS THE INFORMATION AND MODIFIES IT IF DEEMED APPROPRIATE. THE SUB-COMMITTEE RECOMMENDS COMPENSATION FOR FINAL REVIEW AND APPROVAL TO THE EXECUTIVE COMMITTEE OF THE BOARD. IN ADDITION, THE UNIVERSITY MAINTAINS CONTEMPORANEOUS WRITTEN RECORDS OF THE PROCEDURES THAT, TOGETHER WITH THE FOREGOING, GIVE RISE TO A "REBUTTABLE PRESUMPTION OF REASONABLENESS." NOTE: COMPENSATION PROPOSALS WHICH OCCUR OUTSIDE THE SPRING TIMELINE AND REQUIRE EXECUTIVE COMMITTEE APPROVAL ARE PRESENTED FOR REVIEW AND APPROVAL IN A PRIVATE SESSION OF THE EXECUTIVE COMMITTEE. IF THERE IS A DISCRETIONARY COMPONENT FOR COMPENSATION, IT IS LIMITED BY AMOUNT OR PERCENTAGE OR OTHER CLEARLY SPECIFIED CRITERIA. AMOUNTS IN EXCESS OF THESE AUTHORIZED GUIDELINES REQUIRE REVIEW BY THE BOARD AS A WHOLE. PROCEDURES FOR PARTICIPATION IN JOINT VENTURES: THE UNIVERSITY HAS NUMEROUS CONTROLS IN PLACE TO ENSURE THAT ANY INVESTMENT IN, CONTRIBUTION OF ASSETS TO OR PARTICIPATION IN A JOINT VENTURE OR SIMILAR ARRANGEMENT WITH A TAXABLE OR NON-TAXABLE ENTITY ARE IN FULL COMPLIANCE WITH UNIVERSITY POLICIES, INCLUDING, BUT NOT LIMITED TO, THE POLICY ON TRANSACTION AUTHORITY AND UNRELATED BUSINESS INCOME. COMPLIANCE WITH THE UNIVERSITY'S POLICIES SERVES TO PROTECT THE ORGANIZATION'S EXEMPT STATUS. GOVERNING DOCUMENTS: THE UNIVERSITY'S CHARTER, BY-LAWS, POLICIES AND AUDITED FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC THROUGH THE UNIVERSITY'S WEB SITE IDENTIFIED ON PAGE ONE OF THE FORM 990. THE UNIVERSITY ALSO MAKES THESE DOCUMENTS AVAILABLE, IF REQUESTED, IN PERSON, BY PHONE OR MAIL.
SCHEDULE GPART I, LINE 3: CORNELL IS AN EDUCATIONAL ORGANIZATION INCORPORATED UNDER THE NEW YORK STATE NOT-FOR-PROFIT LAW AND, AS SUCH, IS NOT REQUIRED TO REGISTER IN NEW YORK STATE. FOR FISCAL YEAR ENDED JUNE 30,2011, CORNELL HAS NOT SOUGHT REGISTRATION IN ANY OTHER STATE. ALL FUNDRAISING EFFORTS ARE DIRECTED TOWARD ALUMNI OR OTHERS WHO HAVE DEMONSTRATED AN INTEREST IN SUPPORTING THE UNIVERSITY'S ACTIVITIES AND MISSION. NOTE: THE UNIVERSITY IS UNDERTAKING A REVIEW OF THE REGISTRATION REQUIREMENTS IN STATES OTHER THAN NEW YORK AND WILL EVALUATE WHETHER TO PURSUE REGISTRATION BASED ON EACH STATE'S UNIQUE REQUIREMENTS.
SCHEDULE KPART V PART I, LINE A - ISSUER NAME: DORMITORY AUTHORITY OF THE STATE OF NEW YORK (DASNY)*** PART I, LINE B, COLUMN F - CUSIP # 64983TRF2 DESCRIPTION OF PURPOSE: REFUND 1998 TAX-EXEMPT CP ($40,805,000) AND FINANCE NEW PROJECTS. *** PART I, LINE C, COLUMN F - CUSIP # 64983QL98 (SERIES 2006)- DESCRIPTION OF PURPOSE: REFUND 1996 BONDS ($63,717,543 DATE OF ISSUE 6/20/1996), REFUND TAXABLE COMMERCIAL PAPER ($40,000,000), REFUND TAX EXEMPT COMMERCIAL PAPER ($75,000,000) AND FINANCE CAPITAL CONSTRUCTION ON THE ITHACA AND WEILL CORNELL MEDICAL COLLEGE CAMPUS.*** PART II - (COLUMNS A-D)- CUSIP #S 649905ZH2; 64983TRF2, 64983QL98, 649905A97 - ALL FIGURES ARE CUMULATIVE SINCE INCEPTION OF BONDS*** PART II, COLUMN B CUSIP # 64983TRF2 (SERIES 2004) , LINE 3 - TOTAL PROCEEDS INCLUDE $563,883 OF INVESTMENT INCOME EARNED ON CONSTRUCTION FUNDS*** PART II, COLUMN C CUSIP # 64983QL98 (SERIES 2006) , LINE 3 - TOTAL PROCEEDS INCLUDE $3,334,192 OF INVESTMENT INCOME EARNED ON CONSTRUCTION FUNDS*** PART II, COLUMN C CUSIP#64983QL98 (SERIES 2006) - A PORTION OF THE ISSUANCE COSTS AND DEBT SERVICE OF THE 1996 BONDS WERE PAID BY AN EQUITY PAYMENT MADE BY THE UNIVERSITY AND FUNDS DEPOSITED IN THE DEBT SERVICE FUND AT THE CUSTODIAN BANK.*** PART III, LINE 3C- (COLUMNS A-D)- CUSIP #S 649905ZH2; 64983TRF2, 64983QL98, 649905A97 - CORNELL UNIVERSITY HAS INTERNAL COUNSEL'S OFFICE THAT IS RESPONSIBLE TO REVIEW MANAGEMENT CONTRACTS AND AN OFFICE OF SPONSORED PROGRAMS TO REVIEW RESEARCH AGREEMENTS. EXTERNAL COUNSEL'S OFFICE REVIEW IS USED ON "AS NEEDED BASIS."***
SCHEDULE KPART V PART I, LINE A - TOMPKINS COUNTY INDUSTRIAL DEVELOPMENT AGENCY (TCIDA) VARIABLE RATE DEMAND CIVIC FACILITY REVENUE BONDS (CORNELL UNIVERSITY PROJECT) SERIES 2008*** PART I, LINE B (DASNY 2009A) CUSIP # 649905DC7- REFUND $150 MILLION OF TAX-EXEMPT CP AND FINANCE CAPITAL PROJECTS*** PART I, LINE C (DASNY 2010) CUSIP # 649905R99- FINANCE CONSTRUCTION OF MEDICAL RESEARCH BUILDING IN NEW YORK CITY; REFINANCE $50 MILLION OF TAXABLE DEBT.*** PART I, LINE D (DASNY CP 2008) CUSIP # 64983L- FINANCE CAPITAL CONSTRUCTION PROJECTS ON ITHACA AND WCMC CAMPUS.*** PART II - (COLUMNS A-C)- CUSIP #S 890099EQ3; 649905DC7; 649905R99 - ALL FIGURES ARE CUMULATIVE SINCE INCEPTION OF BONDS*** PART II, COLUMN B (2009 DASNY) CUSIP# 649905DC7 - LINE 3 -TOTAL PROCEEDS INCLUDE $420,791 OF INTEREST EARNED ON CONSTRUCTION FUNDS*** PART II, COLUMN C (2010 DASNY) CUSIP# 649905R99 -LINE 3 - TOTAL PROCEEDS INCLUDE $279,210 OF INTEREST EARNED ON CONSTRUCTION FUNDS*** PART II, COLUMN C (2010 DASNY) CUSIP# 649905R99 -LINE 5 - REMAINING FUNDS IN CAPITALIZED INTEREST ACCOUNT AS OF JUNE 30, 2011 - $14,256,929*** PART II, COLUMN C (2010 DASNY) CUSIP# 649905R99 -LINE 12 - REMAINING FUNDS IN CONSTRUCTION ACCOUNT AS OF JUNE 30, 2011 - $198,335,312*** PART III, COLUMN C (2010 DASNY) CUSIP# 649905R99 - BUILDING IS STILL IN CONSTRUCTION, THEREFORE, NO PRIVATE USE IS CALCULATED*** PART III, LINE 3C - (COLUMNS A-C)- CUSIP #S 890099EQ3; 649905DC7; 649905R99 - CORNELL UNIVERSITY HAS INTERNAL COUNSEL'S OFFICE THAT IS RESPONSIBLE TO REVIEW MANAGEMENT CONTRACTS AND AN OFFICE OF SPONSORED PROGRAMS TO REVIEW RESEARCH AGREEMENTS. EXTERNAL COUNSEL'S OFFICE REVIEW IS USED ON "AS NEEDED BASIS."*** PART IV, LINE 6 - CUSIP # 649905R99 - AS OF JUNE 30, 2011, THE PROJECT WAS UNDER CONSTRUCTION AND IS EXPECTED TO QUALIFY FOR REBATE EXCEPTION.***
SCHEDULE KPART V PART I, LINE A (DASNY CP 2007) CUSIP # 64983L- FINANCE CAPITAL CONSTRUCTION PROJECTS ON ITHACA AND WCMC CAMPUS.*** PART I, LINE C, COLUMN F, ( 5/12/2011 ISSUANCE) - FINANCE CAPITAL CONSTRUCTION PROJECTS ON ITHACA AND WEILL MEDICAL COLLEGE CAMPUSES AND REFUND $35 MILLION OF TAXABLE COMMERCIAL PAPER*** PART II, COLUMN C (MAY 2011 ISSUANCE) - TOTAL PROCEEDS INCLUDES $38 OF INTEREST INCOME EARNED ON CONSTRUCTION FUNDS*** PART III - (COLUMNS A-D)- CUSIP #S 64983L - CORNELL UNIVERSITY HAS INTERNAL COUNSEL'S OFFICE THAT IS RESPONSIBLE TO REVIEW MANAGEMENT CONTRACTS AND AN OFFICE OF SPONSORED PROGRAMS TO REVIEW RESEARCH AGREEMENTS. EXTERNAL COUNSEL'S OFFICE REVIEW IS USED ON "AS NEEDED BASIS." ***

Schedule R IRS990ScheduleR

Form990 Schedule R Part II Form990ScheduleRPartII (7 entries)

Address Line1AddressUS/AddressLine1CityAddressUS/CityStateAddressUS/StateZIP CodeAddressUS/ZIPCodeEINEINPrimary ActivitiesPrimaryActivitiesLegal Domicile StateLegalDomicileStateExempt Code SectionExemptCodeSectionPublic Charity StatusPublicCharityStatusBusiness Name Line1DirectControllingEntityName/BusinessNameLine1
CORNELL CENTER OF NEW YORK
6 EAST 44th STNEW YORKNY10017161301416SOCIAL CLUBNY501(C)(7)N/ACORNELL UNIV
MRSI MANAGEMENT INC
575 LEXINGTON AVENEW YORKNY10022133366821MEDICAL SERVNY501(C)(3)11b(TYPEII)CORNELL UNIV
CORNELL REAL PROPERTY SERVICES INC
15 THORNWOODITHACANY14850161450535PROPERTY SERVNY501(C)(3)11d TYPEIIICORNELL UNIV
CORNELL RESEARCH FOUNDATION INC
CORNELL UNIV DAY HALLITHACANY14850166050703HOLDS IP PROPNY501(C)(2)N/ACORNELL UNIV
SAMUEL CURTIS JOHNSON FOUNDATION
130 SENECA PLITHACANY14850222572815SUPPORT ORGNY501(C)(3)11c TYPEIIICORNELL UNIV
CORNELL UNIVERSITY FOUNDATION
130 SENECA PLITHACANY14850222848738SUPPORT UNIVNY501(C)(3)11a(TYPE I)CORNELL UNIV
ROBERT J MIN MD PC
575 LEXINGTON AVENEW YORKNY10022133366820MEDICAL SERVNY501(C)(3)9CORNELL UNIV

Form990 Schedule R Part III Form990ScheduleRPartIII

Name Of Related Org NameOfRelatedOrg

FieldValueIRS element (for citing)
Business Name Line1ITHACA LPBusinessNameLine1
FieldValueIRS element (for citing)
Primary ActivityINVESTMENTSPrimaryActivity
Legal Domicile StatePWLegalDomicileState

Direct Controlling Entity Name DirectControllingEntityName

FieldValueIRS element (for citing)
Business Name Line1CORNELL UNIVBusinessNameLine1
FieldValueIRS element (for citing)
Predominant Income TypeRELATEDPredominantIncomeType
Share Of Total Income0ShareOfTotalIncome
Share Of EOY Assets36689000ShareOfEOYAssets
Disproportionate AllocationsfalseDisproportionateAllocations
General Or Managing PartnerfalseGeneralOrManagingPartner
Percentage Ownership0.99000PercentageOwnership

Form990 Schedule R Part IV Form990ScheduleRPartIV (3 entries)

Address Line1AddressUS/AddressLine1CityAddressUS/CityStateAddressUS/StateZIP CodeAddressUS/ZIPCodeEINEINPrimary ActivityPrimaryActivityLegal Domicile StateLegalDomicileStateBusiness Name Line1DirectControllingEntityName/BusinessNameLine1Type Of EntityTypeOfEntityShare Of Total IncomeShareOfTotalIncomeShare Of EOY AssetsShareOfEOYAssetsPercentage OwnershipPercentageOwnership
TOWER INNOVATIVE LEARNING SOLUTIONS
950 DANBY RDITHACANY14850161593492DIST. LEARNINGNYCORNELL UNIVERSC CORP29127890812021.00000
LENROC REAL ESTATE BROKERAGE INC
15 THORNWOODITHACANY14850161450466REAL ESTATENYCORNELL UNIVERSC CORP94601.00000
UNIVERSITY VETERINARY SPECIALISTS INC
800 CANAL STSTAMFORDCT06902272461725VET SERVICESCTCORNELL UNIVERSC CORP-163701554539951.00000
FieldValueIRS element (for citing)
Receipt Of Int Ann Rents RoyaltiestrueReceiptOfIntAnnRentsRoyalties
Gift Grant Or Cap Contr To Other OrgfalseGiftGrantOrCapContrToOtherOrg
Gift Grant Or Cap Contr Fr Other OrgtrueGiftGrantOrCapContrFrOtherOrg
Loans Or Guarantees To Other OrgfalseLoansOrGuaranteesToOtherOrg
Loans Or Guarantees From Other OrgfalseLoansOrGuaranteesFromOtherOrg
Sale Of Assets To Other OrgfalseSaleOfAssetsToOtherOrg
Purchase Of Assets From Other OrgfalsePurchaseOfAssetsFromOtherOrg
Exchange Of AssetsfalseExchangeOfAssets
Rental Of Facilities To Other OrgstrueRentalOfFacilitiesToOtherOrgs
Rental Of Facilities Fr Other OrgsfalseRentalOfFacilitiesFrOtherOrgs
Perform Of Services For Other OrgsfalsePerformOfServicesForOtherOrgs
Perform Of Services By Other OrgsfalsePerformOfServicesByOtherOrgs
Sharing Of FacilitiestrueSharingOfFacilities
Sharing Of Paid EmployeestrueSharingOfPaidEmployees
Reimbursement Paid To Other OrgfalseReimbursementPaidToOtherOrg
Reimbursement Paid By Other OrgtrueReimbursementPaidByOtherOrg
Other Transfer To Other OrgfalseOtherTransferToOtherOrg
Other Transfer From Other OrgfalseOtherTransferFromOtherOrg

Transactions Related Orgs Table TransactionsRelatedOrgsTable (13 entries)

Transaction TypeTransactionTypeAmount InvolvedAmountInvolved
UNIVERSITY VETERINARY SERVICES INC
a181260
CORNELL RESEARCH FOUNDATION INC
c31807000
SAMUEL CURTIS JOHNSON FDN INC
c2489630
CORNELL FOUNDATION INC
c5912000
TOWER INNOVATIVE LEARNING SOLUTIONS
a1716259
CORNELL RESEARCH FOUNDATION INC
m1000
CORNELL RESEARCH FOUNDATION INC
n1000
SAMUEL CURTIS JOHNSON FDN INC
m1000
SAMUEL CURTIS JOHNSON FDN INC
n1000
CORNELL UNIVERSITY FOUNDATION INC
m1000
CORNELL UNIVERSITY FOUNDATION INC
n1000
CORNELL REAL PROPERTY SERVICES INC
P43967
LENROC REAL ESTATE BROKERAGE INC
P1844