ROGER & VIOLET NOREEN CHAR TRUST: Form 990PF, tax year 2011
View the entire original 990 at ProPublica ↗
- Organization
- ROGER & VIOLET NOREEN CHAR TRUST (EIN 41-6309355)
- Tax period
- 2011-01-01 to 2011-12-31
- Filed
- 2012-06-06
- IRS object ID
- 201221589349100107
- Schema version
- 2011v1.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Other Assets Schedule
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Liabilities Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2012-06-06T14:44:24-06:00 | Timestamp |
| Tax Period End Date | 2011-12-31 | TaxPeriodEndDate |
| Return Type | 990PF | ReturnType |
| Tax Period Begin Date | 2011-01-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 416309355 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ROGER & VIOLET NOREEN CHAR TRUST 25293360 | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | NORE | NameControl |
| Phone | 6514668722 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | P O BOX 64713 TRUST TAX SERVICES | AddressLine1 |
| City | ST PAUL | City |
| State | MN | State |
| ZIP Code | 551640713 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | KAREN BASSETT | Name |
| Title | CORP. TRUSTEE | Title |
| Phone | 6514668722 | Phone |
| Date Signed | 2012-05-24 | DateSigned |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2011 | TaxYear |
| Build TS | 2016-02-24 21:20:13Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exempt PF | X | ExemptPF |
| FMV Assets EOY | 5066406 | FMVAssetsEOY |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Not Required To Attach Schedule B | X | NotRequiredToAttachScheduleB |
| Dividends Rev And Expnss | 165636 | DividendsRevAndExpnss |
| Dividends Net Invst Incm | 165636 | DividendsNetInvstIncm |
| Net Gain Sale Assets Rev And Expnss | 179770 | NetGainSaleAssetsRevAndExpnss |
| Gross Sales Price | 2662728 | GrossSalesPrice |
| Capital Gain Net Incm Net Invst Incm | 179770 | CapitalGainNetIncmNetInvstIncm |
| Net STCG Adj Net Incm | 0 | NetSTCGAdjNetIncm |
| Other Income Rev And Expnss | 3678 | OtherIncomeRevAndExpnss |
| Other Income Net Invst Incm | 3532 | OtherIncomeNetInvstIncm |
| Total Revenue And Expenses | 349084 | TotalRevenueAndExpenses |
| Total Net Investment Income | 348938 | TotalNetInvestmentIncome |
| Comp Ofcr Dir Trst Rev And Expnss | 82953 | CompOfcrDirTrstRevAndExpnss |
| Comp Ofcr Dir Trst Net Invst Incm | 65912 | CompOfcrDirTrstNetInvstIncm |
| Comp Ofcr Dir Trst Dsbrs Chrtbl Prps | 17041 | CompOfcrDirTrstDsbrsChrtblPrps |
| Oth Empl Slrs Wgs Net Invst Incm | 0 | OthEmplSlrsWgsNetInvstIncm |
| Oth Empl Slrs Wgs Adj Net Incm | 0 | OthEmplSlrsWgsAdjNetIncm |
| Oth Empl Slrs Wgs Dsbrs Chrtbl Prps | 0 | OthEmplSlrsWgsDsbrsChrtblPrps |
| Pension Empl Bnft Net Invst Incm | 0 | PensionEmplBnftNetInvstIncm |
| Pension Empl Bnft Adj Net Incm | 0 | PensionEmplBnftAdjNetIncm |
| Legal Fees Dsbrs Chrtbl Prps | 0 | LegalFeesDsbrsChrtblPrps |
| Other Prof Fees Dsbrs Chrtbl Prps | 0 | OtherProfFeesDsbrsChrtblPrps |
| Interest Dsbrs Chrtbl Prps | 0 | InterestDsbrsChrtblPrps |
| Taxes Rev And Expnss | 4698 | TaxesRevAndExpnss |
| Taxes Net Invst Incm | 2967 | TaxesNetInvstIncm |
| Taxes Dsbrs Chrtbl Prps | 0 | TaxesDsbrsChrtblPrps |
| Deprec And Depletion Rev And Expnss | 0 | DeprecAndDepletionRevAndExpnss |
| Deprec And Depletion Net Invst Incm | 0 | DeprecAndDepletionNetInvstIncm |
| Trav Conf Meeting Net Invst Incm | 0 | TravConfMeetingNetInvstIncm |
| Trav Conf Meeting Adj Net Incm | 0 | TravConfMeetingAdjNetIncm |
| Printing And Pub Net Invst Incm | 0 | PrintingAndPubNetInvstIncm |
| Printing And Pub Adj Net Incm | 0 | PrintingAndPubAdjNetIncm |
| Other Expenses Rev And Expnss | 489 | OtherExpensesRevAndExpnss |
| Other Expenses Net Invst Incm | 464 | OtherExpensesNetInvstIncm |
| Other Expenses Dsbrs Chrtbl Prps | 25 | OtherExpensesDsbrsChrtblPrps |
| Tot Opr Expenses Rev And Expnss | 88140 | TotOprExpensesRevAndExpnss |
| Tot Opr Expenses Net Invst Incm | 69343 | TotOprExpensesNetInvstIncm |
| Tot Opr Expenses Adj Net Incm | 0 | TotOprExpensesAdjNetIncm |
| Tot Opr Expenses Dsbrs Chrtbl Prps | 17066 | TotOprExpensesDsbrsChrtblPrps |
| Contri Gifts Paid Rev And Expnss | 292750 | ContriGiftsPaidRevAndExpnss |
| Contri Gifts Paid Dsbrs Chrtbl Prps | 292750 | ContriGiftsPaidDsbrsChrtblPrps |
| Total Expenses Rev And Expnss | 380890 | TotalExpensesRevAndExpnss |
| Total Expenses Net Invst Incm | 69343 | TotalExpensesNetInvstIncm |
| Total Expenses Adj Net Incm | 0 | TotalExpensesAdjNetIncm |
| Total Expenses Dsbrs Chrtbl Prps | 309816 | TotalExpensesDsbrsChrtblPrps |
| Excess Of Revenue Over Expenses | -31806 | ExcessOfRevenueOverExpenses |
| Net Investment Income | 279595 | NetInvestmentIncome |
| Adjusted Net Income | 0 | AdjustedNetIncome |
Balance Sheets BalanceSheets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash EOY | 722 | CashEOY |
| Cash EOYFMV | 722 | CashEOYFMV |
| Savings And Temp Cash Invst BOY | 137788 | SavingsAndTempCashInvstBOY |
| Savings And Temp Cash Invst EOY | 246175 | SavingsAndTempCashInvstEOY |
| Savings And Temp Cash Invst EOYFMV | 246175 | SavingsAndTempCashInvstEOYFMV |
| Accounts Receivable EOY | 0 | AccountsReceivableEOY |
| Accounts Receivable EOYFMV | 0 | AccountsReceivableEOYFMV |
| Allwnc For Dbtfl Acct Other Rcvbl | 0 | AllwncForDbtflAcctOtherRcvbl |
| Investments Corp Stock BOY | 2475448 | InvestmentsCorpStockBOY |
| Investments Corp Stock EOY | 2638005 | InvestmentsCorpStockEOY |
| Investments Corp Stock EOYFMV | 2781418 | InvestmentsCorpStockEOYFMV |
| Investments Corp Bonds BOY | 2287056 | InvestmentsCorpBondsBOY |
| Investments Corp Bonds EOY | 1987999 | InvestmentsCorpBondsEOY |
| Investments Corp Bonds EOYFMV | 2033979 | InvestmentsCorpBondsEOYFMV |
| Investments Other EOYFMV | 0 | InvestmentsOtherEOYFMV |
| Other Assets BOY | 8513 | OtherAssetsBOY |
| Other Assets EOY | 4112 | OtherAssetsEOY |
| Other Assets EOYFMV | 4112 | OtherAssetsEOYFMV |
| Total Assets BOY | 4908805 | TotalAssetsBOY |
| Total Assets EOY | 4877013 | TotalAssetsEOY |
| Total Assets EOYFMV | 5066406 | TotalAssetsEOYFMV |
| Other Liabilities BOY | 47 | OtherLiabilitiesBOY |
| Other Liabilities EOY | 65 | OtherLiabilitiesEOY |
| Total Liabilities BOY | 47 | TotalLiabilitiesBOY |
| Total Liabilities EOY | 65 | TotalLiabilitiesEOY |
| Org That Do Not Follow SFAS117 | X | OrgThatDoNotFollowSFAS117 |
| Capital Stock BOY | 6144554 | CapitalStockBOY |
| Capital Stock EOY | 6144554 | CapitalStockEOY |
| Retained Earnings BOY | -1235796 | RetainedEarningsBOY |
| Retained Earnings EOY | -1267606 | RetainedEarningsEOY |
| Total Net Assets BOY | 4908758 | TotalNetAssetsBOY |
| Total Net Assets EOY | 4876948 | TotalNetAssetsEOY |
| Total Liabilities Net Assets BOY | 4908805 | TotalLiabilitiesNetAssetsBOY |
| Total Liabilities Net Assets EOY | 4877013 | TotalLiabilitiesNetAssetsEOY |
Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Net Assets Fund Balances BOY | 4908758 | TotalNetAssetsFundBalancesBOY |
| Excess Of Revenue Over Expenses | -31806 | ExcessOfRevenueOverExpenses |
| Other Increases | 0 | OtherIncreases |
| Subtotal | 4876952 | Subtotal |
| Other Decreases | 4 | OtherDecreases |
| Total Net Assets Fund Balances EOY | 4876948 | TotalNetAssetsFundBalancesEOY |
Capital Gains And Losses CapitalGainsAndLosses
Capital Gains And Losses Info CapitalGainsAndLossesInfo (503 entries)
| Description Of AssetDescriptionOfAsset | Date AcquiredDateAcquired | Date SoldDateSold | Gross Sales PriceGrossSalesPrice | Cost Or Other BasisCostOrOtherBasis | Gain Or LossGainOrLoss | Gains Minus Excess Or LossesGainsMinusExcessOrLosses | How AcquiredHowAcquired |
|---|---|---|---|---|---|---|---|
| 176. HEWLETT PACKARD CO | 2007-06-15 | 2011-01-04 | 7619 | 8087 | -468 | -468 | |
| 19. MASTERCARD INC | 2009-07-10 | 2011-01-04 | 4222 | 3048 | 1174 | 1174 | |
| 8. TELEFONICA SA SPON A D R | 2010-03-05 | 2011-01-10 | 518 | 591 | -73 | -73 | |
| 121. TELEFONICA SA SPON A D R | 2009-09-11 | 2011-01-10 | 7830 | 9233 | -1403 | -1403 | |
| 197. ROCHE HLDG LTD A D R | 2009-09-11 | 2011-01-14 | 7008 | 8595 | -1587 | -1587 | |
| 8. ROCHE HLDG LTD A D R | 2010-03-05 | 2011-01-14 | 285 | 338 | -53 | -53 | |
| 136. COMPANHIA DE BEBIDAS P R A D R | 2008-06-10 | 2011-01-19 | 3759 | 2063 | 1696 | 1696 | |
| 10. APACHE CORP | 2009-10-02 | 2011-01-27 | 1181 | 903 | 278 | 278 | |
| 22. HESS CORP | 2009-03-24 | 2011-01-27 | 1742 | 1440 | 302 | 302 | |
| 219. JOHNSON JOHNSON | 2009-04-29 | 2011-01-27 | 13348 | 13256 | 92 | 92 | |
| 16. OCCIDENTAL PETROLEUM CORPORATION | 2009-04-13 | 2011-01-27 | 1566 | 928 | 638 | 638 | |
| 50. PACCAR INC | 2009-10-26 | 2011-01-27 | 2801 | 1957 | 844 | 844 | |
| 36. PARKER HANNIFIN CORP | 2010-08-13 | 2011-01-27 | 3167 | 2291 | 876 | 876 | |
| 433. UNILEVER PLC SPSD ADR | 2009-09-11 | 2011-01-31 | 12616 | 8706 | 3910 | 3910 | |
| 16. UNILEVER PLC SPSD ADR | 2010-03-05 | 2011-01-31 | 466 | 486 | -20 | -20 | |
| 27. ABBOTT LABORATORIES | 2010-06-22 | 2011-02-07 | 1233 | 1310 | -77 | -77 | |
| 11. AVALONBAY CMNTYS INC | 2009-01-14 | 2011-02-07 | 1254 | 579 | 675 | 675 | |
| 12. CATERPILLAR INC | 2009-11-11 | 2011-02-07 | 1198 | 720 | 478 | 478 | |
| 13. INTERNATIONAL BUSINESS MACHINES CORP | 2007-06-08 | 2011-02-07 | 2139 | 1339 | 800 | 800 | |
| 17. KELLOGG CO | 2010-03-08 | 2011-02-07 | 905 | 896 | 9 | 9 | |
| 44. KELLOGG CO | 2009-12-01 | 2011-02-07 | 2342 | 2333 | 9 | 9 | |
| 51. NORTHERN TR CORP | 2009-01-14 | 2011-02-07 | 2654 | 2423 | 231 | 231 | |
| 16. WASTE MGMT INC | 2009-04-23 | 2011-02-07 | 607 | 423 | 184 | 184 | |
| 192. AVON PRODS INC | 2009-11-17 | 2011-02-08 | 5362 | 6906 | -1544 | -1544 | |
| 81. 3M CO | 2010-08-11 | 2011-02-08 | 7225 | 6833 | 392 | 392 | |
| 7. ABBOTT LABORATORIES | 2010-06-22 | 2011-02-16 | 323 | 340 | -17 | -17 | |
| 7. ABBOTT LABORATORIES | 2007-06-08 | 2011-02-16 | 323 | 380 | -57 | -57 | |
| 62. FOMENTO ECONOMICO MEX SP A D R | 2007-06-08 | 2011-02-16 | 3371 | 2380 | 991 | 991 | |
| 15. HEWLETT PACKARD CO | 2007-06-08 | 2011-02-16 | 733 | 685 | 48 | 48 | |
| 157. INTEL CORP | 2009-09-09 | 2011-02-16 | 3393 | 3115 | 278 | 278 | |
| 14. KIMBERLY CLARK CORP | 2010-08-25 | 2011-02-16 | 907 | 868 | 39 | 39 | |
| 56. PUBLIC SVC ENTERPRISE GROUP INC | 2010-07-29 | 2011-02-16 | 1792 | 1935 | -143 | -143 | |
| 63. ROGERS COMMUNICATIONS INC CL B | 2010-02-02 | 2011-02-16 | 2250 | 1958 | 292 | 292 | |
| 38. TRAVELERS COS INC | 2008-02-14 | 2011-02-16 | 2252 | 1817 | 435 | 435 | |
| 45. VORNADO REALTY TRUST | 2009-10-20 | 2011-02-16 | 3971 | 2775 | 1196 | 1196 | |
| 25. AFLAC INC | 2007-06-08 | 2011-02-17 | 1484 | 1302 | 182 | 182 | |
| 16. BUCKLE INC | 2010-01-14 | 2011-02-17 | 615 | 517 | 98 | 98 | |
| 5. CHEVRON CORPORATION | 2007-11-15 | 2011-02-17 | 484 | 423 | 61 | 61 | |
| 10. DOMINION RESOURCES INC | 2009-02-18 | 2011-02-17 | 441 | 327 | 114 | 114 | |
| 174. ECOLAB INC | 2007-06-08 | 2011-02-17 | 8186 | 7179 | 1007 | 1007 | |
| 7. INTEL CORP | 2011-02-15 | 2011-02-17 | 154 | 150 | 4 | 4 | |
| 13. INTERNATIONAL BUSINESS MACHINES CORP | 2010-02-04 | 2011-02-17 | 2135 | 1612 | 523 | 523 | |
| 51. KINDER MORGAN MANAGEMENT L L C | 2009-08-14 | 2011-02-17 | 3314 | 2155 | 1159 | 1159 | |
| 13. LINEAR TECHNOLOGY CORP | 2010-06-29 | 2011-02-17 | 462 | 363 | 99 | 99 | |
| 27. MCCORMICK CO INC | 2007-06-08 | 2011-02-17 | 1235 | 1002 | 233 | 233 | |
| 9. MCGRAW HILL COMPANIES INC | 2008-05-22 | 2011-02-17 | 344 | 365 | -21 | -21 | |
| 20. ONEOK INC | 2010-12-16 | 2011-02-17 | 1251 | 1077 | 174 | 174 | |
| 36. T ROWE PRICE GROUP INC | 2008-02-22 | 2011-02-17 | 2533 | 1741 | 792 | 792 | |
| 16. TUPPERWARE BRANDS CORP | 2010-12-07 | 2011-02-17 | 878 | 770 | 108 | 108 | |
| 8. UNITED TECHNOLOGIES CORP | 2007-06-08 | 2011-02-17 | 674 | 554 | 120 | 120 | |
| 29. XILINX INC | 2010-06-29 | 2011-02-17 | 985 | 735 | 250 | 250 | |
| 325. BANCO BRADESCO A D R | 2011-02-24 | 28 | 28 | 28 | |||
| 16. DESARROLLADORA HOMEX A D R | 2010-03-05 | 2011-02-25 | 452 | 426 | 26 | 26 | |
| 369. DESARROLLADORA HOMEX A D R | 2010-02-16 | 2011-02-25 | 10429 | 10067 | 362 | 362 | |
| 35. KIMBERLY CLARK CORP | 2010-06-01 | 2011-02-25 | 2272 | 2154 | 118 | 118 | |
| 24. WAL MART STORES INC | 2010-09-27 | 2011-02-25 | 1238 | 1290 | -52 | -52 | |
| 55. TYCO INTERNATIONAL LTD | 2009-10-26 | 2011-02-25 | 2460 | 1864 | 596 | 596 | |
| 115. WAL MART STORES INC | 2008-12-10 | 2011-02-28 | 5974 | 6356 | -382 | -382 | |
| 370. TURKCELL ILETISIM HIZMET A D R | 2009-09-11 | 2011-03-10 | 5238 | 6366 | -1128 | -1128 | |
| 250000. SBC COMMUNICATIONS 6.250% 3/15/11 | 2001-05-04 | 2011-03-15 | 250000 | 247773 | 2227 | 2227 | |
| 40. AMERICAN ELECTRIC POWER CO INC | 2009-04-17 | 2011-03-16 | 1387 | 1079 | 308 | 308 | |
| 24. CATERPILLAR INC | 2009-11-11 | 2011-03-16 | 2426 | 1440 | 986 | 986 | |
| 23. MERCK AND CO INC NEW | 2010-08-13 | 2011-03-16 | 730 | 808 | -78 | -78 | |
| 39. P G E CORP | 2009-10-20 | 2011-03-16 | 1674 | 1673 | 1 | 1 | |
| 114. STAPLES INC | 2008-03-18 | 2011-03-16 | 2234 | 2534 | -300 | -300 | |
| 8. COVIDIEN PLC | 2009-01-14 | 2011-03-16 | 406 | 289 | 117 | 117 | |
| 244. AECOM TECHNOLOGY CORP | 2009-07-10 | 2011-03-22 | 6634 | 6850 | -216 | -216 | |
| 271. CENTRAL EUROPEAN DISTRIBUTION CORP | 2010-03-05 | 2011-03-24 | 3093 | 7076 | -3983 | -3983 | |
| 250. GLAXO SMITHKLINE P L C A D R | 2010-03-05 | 2011-03-24 | 9407 | 8954 | 453 | 453 | |
| 90. BEST BUY CO INC | 2009-06-26 | 2011-03-25 | 2588 | 3361 | -773 | -773 | |
| 32. CISCO SYS INC | 2011-02-07 | 2011-03-25 | 552 | 714 | -162 | -162 | |
| 113. CISCO SYS INC | 2008-11-21 | 2011-03-25 | 1948 | 1663 | 285 | 285 | |
| 98. DOLBY LABORATORIES INC CL A | 2009-01-28 | 2011-03-31 | 4798 | 2612 | 2186 | 2186 | |
| 200. VIVO PARTICIPACOES S A A D R | 2011-01-10 | 2011-03-31 | 7968 | 6926 | 1042 | 1042 | |
| 26. CONOCOPHILLIPS | 2010-04-22 | 2011-04-06 | 2098 | 1460 | 638 | 638 | |
| 98. HEWLETT PACKARD CO | 2008-02-14 | 2011-04-06 | 4037 | 4384 | -347 | -347 | |
| 7. HUNTINGTON INGALLS INDUSTRIE | 2011-02-25 | 2011-04-06 | 278 | 280 | -2 | -2 | |
| 49. RESEARCH IN MOTION | 2011-01-04 | 2011-04-06 | 2728 | 2861 | -133 | -133 | |
| 35. TARGET CORPORATION | 2011-02-25 | 2011-04-06 | 1783 | 1839 | -56 | -56 | |
| 8. TARGET CORPORATION | 2009-08-03 | 2011-04-06 | 408 | 344 | 64 | 64 | |
| 160. ABB LTD A D R | 2007-11-07 | 2011-04-11 | 3894 | 4365 | -471 | -471 | |
| 100. ABB LTD A D R | 2007-06-15 | 2011-04-11 | 2428 | 2230 | 198 | 198 | |
| 47. AFLAC INC | 2007-06-08 | 2011-04-11 | 2540 | 2447 | 93 | 93 | |
| 39. AFLAC INC | 2010-12-22 | 2011-04-11 | 2107 | 2225 | -118 | -118 | |
| 27. AGCO CORP | 2007-12-04 | 2011-04-11 | 1416 | 1761 | -345 | -345 | |
| 16. ATT INC | 2008-05-15 | 2011-04-11 | 491 | 638 | -147 | -147 | |
| 126. ABBOTT LABORATORIES | 2007-06-08 | 2011-04-11 | 6412 | 6816 | -404 | -404 | |
| 11. ABBOTT LABORATORIES | 2007-06-08 | 2011-04-11 | 560 | 597 | -37 | -37 | |
| 57. AGRIUM INC | 2010-03-05 | 2011-04-11 | 5248 | 2588 | 2660 | 2660 | |
| 8. AIR PRODS CHEMICALS INC | 2008-10-08 | 2011-04-11 | 730 | 485 | 245 | 245 | |
| 22. ALLERGAN INC | 2010-04-09 | 2011-04-11 | 1652 | 1398 | 254 | 254 | |
| 142. ALLIANZ SE A D R | 2011-02-25 | 2011-04-11 | 2129 | 2018 | 111 | 111 | |
| 6. AMAZON COM INC | 2011-02-08 | 2011-04-11 | 1101 | 1088 | 13 | 13 | |
| 3171.247 AMERICAN CENTY INTL BOND FD INSTL | 2009-10-29 | 2011-04-11 | 44968 | 47537 | -2569 | -2569 | |
| 2730.748 AMERICAN CENTY VISTA FUND INSTL CL | 2008-09-19 | 2011-04-11 | 49645 | 46150 | 3495 | 3495 | |
| 14. AMERICAN ELECTRIC POWER CO INC | 2009-04-17 | 2011-04-11 | 486 | 378 | 108 | 108 | |
| 23. AMERICAN EXPRESS CO | 2009-08-26 | 2011-04-11 | 1068 | 760 | 308 | 308 | |
| 15. AMERIPRISE FINL INC | 2010-04-05 | 2011-04-11 | 935 | 699 | 236 | 236 | |
| 6. AMERIPRISE FINL INC | 2011-02-16 | 2011-04-11 | 374 | 386 | -12 | -12 | |
| 8. AMGEN INC | 2010-06-22 | 2011-04-11 | 434 | 456 | -22 | -22 | |
| 28. ANADARKO PETROLEUM CORP | 2011-02-17 | 2011-04-11 | 2300 | 2184 | 116 | 116 | |
| 93. ANGLO AMERICAN PLC A D R | 2007-06-08 | 2011-04-11 | 2543 | 2775 | -232 | -232 | |
| 31. ANHEUSER BUSCH INBEV NV A D R | 2010-10-15 | 2011-04-11 | 1848 | 1942 | -94 | -94 | |
| 8. APACHE CORP | 2010-02-26 | 2011-04-11 | 1021 | 829 | 192 | 192 | |
| 9. APPLE INC | 2007-06-08 | 2011-04-11 | 2981 | 1107 | 1874 | 1874 | |
| 77. ASTRAZENECA P L C SPSD A D R | 2009-08-13 | 2011-04-11 | 3761 | 3639 | 122 | 122 | |
| 139. ATLAS COPCO AB A D R CL B | 2007-07-19 | 2011-04-11 | 3354 | 2363 | 991 | 991 | |
| 4. AVALONBAY CMNTYS INC | 2009-01-14 | 2011-04-11 | 475 | 210 | 265 | 265 | |
| 54. B A S F A G A D R | 2010-03-10 | 2011-04-11 | 5021 | 3257 | 1764 | 1764 | |
| 5. B A S F A G A D R | 2011-04-06 | 2011-04-11 | 464 | 457 | 7 | 7 | |
| 24. B H P BILLITON PLC SPSD A D R | 2010-11-08 | 2011-04-11 | 2075 | 1891 | 184 | 184 | |
| 95. B N P PARIBAS S A A D R | 2010-05-11 | 2011-04-11 | 3717 | 3202 | 515 | 515 | |
| 131. B T GROUP P L C A D R | 2010-12-10 | 2011-04-11 | 4130 | 3795 | 335 | 335 | |
| 94. BANCO BRADESCO A D R | 2010-09-10 | 2011-04-11 | 1960 | 1720 | 240 | 240 | |
| 15. BANK OF AMERICA CORP | 2009-11-11 | 2011-04-11 | 202 | 247 | -45 | -45 | |
| 141. BARCLAYS PLC A D R | 2009-09-11 | 2011-04-11 | 2824 | 3345 | -521 | -521 | |
| 154. BAYERISCHE MOTOREN WERKE UNSPN A D R | 2010-11-08 | 2011-04-11 | 4223 | 3846 | 377 | 377 | |
| 48. BECTON DICKINSON AND CO | 2007-11-02 | 2011-04-11 | 3911 | 3954 | -43 | -43 | |
| 6. B H P BILLITON LIMITED A D R | 2008-12-23 | 2011-04-11 | 619 | 236 | 383 | 383 | |
| 40. BOC HONG KONG HLDGS LTD A D R | 2010-03-05 | 2011-04-11 | 2594 | 1781 | 813 | 813 | |
| 5. BOEING CO | 2010-01-22 | 2011-04-11 | 369 | 294 | 75 | 75 | |
| 23. BORG WARNER INC | 2010-06-23 | 2011-04-11 | 1704 | 923 | 781 | 781 | |
| 4. BOSTON PPTYS INC | 2011-02-16 | 2011-04-11 | 378 | 380 | -2 | -2 | |
| 100. BRITISH AMERN TOB PLC ADR | 2008-03-19 | 2011-04-11 | 8235 | 7493 | 742 | 742 | |
| 25. BROADCOM CORP CL A | 2011-02-08 | 2011-04-11 | 982 | 1109 | -127 | -127 | |
| 123. BUCKLE INC | 2010-01-14 | 2011-04-11 | 5445 | 3638 | 1807 | 1807 | |
| 11. CNOOC LTD A D R | 2010-03-10 | 2011-04-11 | 2884 | 1821 | 1063 | 1063 | |
| 6. CNOOC LTD A D R | 2010-06-23 | 2011-04-11 | 1557 | 1051 | 506 | 506 | |
| 16. CVS CAREMARK CORP | 2010-06-14 | 2011-04-11 | 576 | 511 | 65 | 65 | |
| 19. CAMERON INTL CORP | 2007-06-15 | 2011-04-11 | 1029 | 699 | 330 | 330 | |
| 81. CANON INC SPONS A D R | 2010-05-10 | 2011-04-11 | 3436 | 3688 | -252 | -252 | |
| 10. CARNIVAL CORP | 2010-11-01 | 2011-04-11 | 376 | 429 | -53 | -53 | |
| 34. CARNIVAL CORP | 2009-08-26 | 2011-04-11 | 1276 | 858 | 418 | 418 | |
| 12. CATERPILLAR INC | 2010-12-06 | 2011-04-11 | 1306 | 1074 | 232 | 232 | |
| 24. CELGENE CORP | 2010-04-09 | 2011-04-11 | 1332 | 1490 | -158 | -158 | |
| 83. CENTRICA PLC A D R | 2010-09-17 | 2011-04-11 | 1775 | 1791 | -16 | -16 | |
| 20. CERNER CORPORATION | 2007-06-08 | 2011-04-11 | 2189 | 1104 | 1085 | 1085 | |
| 47. CHEVRON CORPORATION | 2007-11-27 | 2011-04-11 | 5104 | 3923 | 1181 | 1181 | |
| 68. CISCO SYS INC | 2006-12-28 | 2011-04-11 | 1184 | 1877 | -693 | -693 | |
| 186. CITIGROUP INC | 2011-02-16 | 2011-04-11 | 835 | 918 | -83 | -83 | |
| 33. COGNIZANT TECH SOLUTIONS CL A | 2007-06-08 | 2011-04-11 | 2651 | 1232 | 1419 | 1419 | |
| 50. COLGATE PALMOLIVE CO | 2009-01-14 | 2011-04-11 | 4074 | 3142 | 932 | 932 | |
| 112. COMPANHIA DE BEBIDAS P R A D R | 2008-06-10 | 2011-04-11 | 3287 | 1460 | 1827 | 1827 | |
| 16. CONOCOPHILLIPS | 2010-04-22 | 2011-04-11 | 1292 | 899 | 393 | 393 | |
| 30. CORNING INC | 2010-07-12 | 2011-04-11 | 589 | 521 | 68 | 68 | |
| 100. DBS GROUP HLDGS LTD | 2007-06-08 | 2011-04-11 | 4642 | 6070 | -1428 | -1428 | |
| 32. DANAHER CORP | 2007-06-08 | 2011-04-11 | 1650 | 1140 | 510 | 510 | |
| 11. DISNEY WALT CO | 2010-03-08 | 2011-04-11 | 459 | 364 | 95 | 95 | |
| 18. DISNEY WALT CO | 2011-02-28 | 2011-04-11 | 751 | 788 | -37 | -37 | |
| 41. DIRECTV CL A | 2008-07-29 | 2011-04-11 | 1897 | 1095 | 802 | 802 | |
| 80. DOMINION RESOURCES INC | 2009-02-18 | 2011-04-11 | 3503 | 2618 | 885 | 885 | |
| 35. DOVER CORP | 2010-03-04 | 2011-04-11 | 2262 | 1612 | 650 | 650 | |
| 57. E M C CORPORATION | 2011-02-08 | 2011-04-11 | 1492 | 1495 | -3 | -3 | |
| 20. E M C CORPORATION | 2010-10-04 | 2011-04-11 | 524 | 399 | 125 | 125 | |
| 41. E BAY INC | 2011-03-22 | 2011-04-11 | 1273 | 1244 | 29 | 29 | |
| 88. ECOLAB INC | 2011-02-17 | 2011-04-11 | 4504 | 4226 | 278 | 278 | |
| 110. ERICSSON (LM)TEL SP A D R | 2009-06-18 | 2011-04-11 | 1450 | 1056 | 394 | 394 | |
| 36. EXPRESS SCRIPTS INC | 2007-12-17 | 2011-04-11 | 2014 | 1280 | 734 | 734 | |
| 14. EXXON MOBIL CORP | 2008-10-20 | 2011-04-11 | 1196 | 1026 | 170 | 170 | |
| 16. FED EX CORP | 2010-08-11 | 2011-04-11 | 1481 | 1333 | 148 | 148 | |
| 10. FIFTH THIRD BANCORP | 2009-08-11 | 2011-04-11 | 138 | 94 | 44 | 44 | |
| 29. FIFTH THIRD BANCORP | 2011-01-27 | 2011-04-11 | 399 | 426 | -27 | -27 | |
| 10. FLUOR CORP | 2011-03-31 | 2011-04-11 | 698 | 752 | -54 | -54 | |
| 14. FLOWSERVE CORP | 2008-05-20 | 2011-04-11 | 1851 | 1769 | 82 | 82 | |
| 104. FOCUS MEDIA HOLDING A D R | 2010-06-09 | 2011-04-11 | 3260 | 1647 | 1613 | 1613 | |
| 37. FOMENTO ECONOMICO MEX SP A D R | 2010-03-05 | 2011-04-11 | 2283 | 1478 | 805 | 805 | |
| 13. FREEPORT MCMORAN COPPER GOLD | 2010-02-26 | 2011-04-11 | 732 | 488 | 244 | 244 | |
| 116. FUJIFILM HOLDINGS A D R | 2010-04-23 | 2011-04-11 | 3443 | 3966 | -523 | -523 | |
| 40. FUJIFILM HOLDINGS A D R | 2010-03-05 | 2011-04-11 | 1187 | 1243 | -56 | -56 | |
| 39. GENERAL DYNAMICS CORP | 2009-11-20 | 2011-04-11 | 2880 | 2584 | 296 | 296 | |
| 2. GENERAL DYNAMICS CORP | 2011-02-17 | 2011-04-11 | 148 | 155 | -7 | -7 | |
| 18. GENERAL DYNAMICS CORP | 2009-10-20 | 2011-04-11 | 1330 | 1219 | 111 | 111 | |
| 6. GOLDMAN SACHS GROUP INC | 2011-02-16 | 2011-04-11 | 972 | 1012 | -40 | -40 | |
| 4. GOOGLE INC CL A | 2011-01-04 | 2011-04-11 | 2302 | 2404 | -102 | -102 | |
| 35. HSBC HOLDINGS PLC SPONS A D R | 2010-10-12 | 2011-04-11 | 1891 | 1836 | 55 | 55 | |
| 9. HSBC HOLDINGS PLC SPONS A D R | 2011-04-06 | 2011-04-11 | 485 | 486 | -1 | -1 | |
| 60. HALLIBURTON CO | 2007-06-08 | 2011-04-11 | 2838 | 2093 | 745 | 745 | |
| 9. HALLIBURTON CO | 2011-04-06 | 2011-04-11 | 425 | 436 | -11 | -11 | |
| 17. HESS CORP | 2011-01-19 | 2011-04-11 | 1406 | 1392 | 14 | 14 | |
| 12. HESS CORP | 2009-03-24 | 2011-04-11 | 992 | 786 | 206 | 206 | |
| 35. HITACHI LTD ADR 10 COM | 2011-03-24 | 2011-04-11 | 1698 | 1873 | -175 | -175 | |
| 82. HONDA MOTOR CO LTD A D R | 2010-03-05 | 2011-04-11 | 2808 | 2829 | -21 | -21 | |
| 5. HUMANA INC | 2011-03-16 | 2011-04-11 | 347 | 319 | 28 | 28 | |
| 50. ILLINOIS TOOL WORKS | 2008-07-24 | 2011-04-11 | 2719 | 2323 | 396 | 396 | |
| 14. ILLINOIS TOOL WORKS | 2011-02-17 | 2011-04-11 | 761 | 770 | -9 | -9 | |
| 12. ILLINOIS TOOL WORKS | 2011-01-27 | 2011-04-11 | 653 | 664 | -11 | -11 | |
| 373. INFINEON TECHNOLOGIES A G A D R | 2011-02-01 | 2011-04-11 | 3931 | 4070 | -139 | -139 | |
| 357. INTEL CORP | 2007-06-08 | 2011-04-11 | 7147 | 7696 | -549 | -549 | |
| 84. INTEL CORP | 2011-02-15 | 2011-04-11 | 1679 | 1798 | -119 | -119 | |
| 96. INTERCONTINENTAL HTLS GRP PLSPONS | 2010-08-06 | 2011-04-11 | 2004 | 1731 | 273 | 273 | |
| 29. INTERNATIONAL BUSINESS MACHINES CORP | 2010-02-04 | 2011-04-11 | 4750 | 3362 | 1388 | 1388 | |
| 16. INTERNATIONAL BUSINESS MACHINES CORP | 2007-01-25 | 2011-04-11 | 2617 | 1562 | 1055 | 1055 | |
| 4. INTERNATIONAL BUSINESS MACHINES CORP | 2007-06-08 | 2011-04-11 | 655 | 412 | 243 | 243 | |
| 4. ISHARES DOW JONES REGIONAL BK IN FD | 2010-03-22 | 2011-04-11 | 98 | 99 | -1 | -1 | |
| 31. J P MORGAN CHASE CO | 2008-07-17 | 2011-04-11 | 1461 | 1287 | 174 | 174 | |
| 35. JACOBS ENGR GROUP INC | 2007-06-08 | 2011-04-11 | 1742 | 1920 | -178 | -178 | |
| 7. JOHNSON JOHNSON | 2010-04-14 | 2011-04-11 | 419 | 458 | -39 | -39 | |
| 479. KEPPEL CORP LTD SPONS A D R | 2007-06-08 | 2011-04-11 | 9527 | 7233 | 2294 | 2294 | |
| 63. KEYCORP NEW | 2011-02-16 | 2011-04-11 | 556 | 606 | -50 | -50 | |
| 76. KINDER MORGAN MANAGEMENT L L C | 2008-06-26 | 2011-04-11 | 5014 | 3196 | 1818 | 1818 | |
| 7. KOHLS CORP | 2011-04-06 | 2011-04-11 | 380 | 383 | -3 | -3 | |
| 11. L3 COMMUNICATIONS HLDGS INC | 2010-02-16 | 2011-04-11 | 872 | 968 | -96 | -96 | |
| 32. L3 COMMUNICATIONS HLDGS INC | 2011-02-17 | 2011-04-11 | 2537 | 2576 | -39 | -39 | |
| 44. LVMH MOET HENNESSY LOU VUITT A D R | 2010-11-09 | 2011-04-11 | 1411 | 1439 | -28 | -28 | |
| 18. LINCOLN NATL CORP IND | 2011-02-16 | 2011-04-11 | 536 | 580 | -44 | -44 | |
| 3. LINCOLN NATL CORP IND | 2009-08-11 | 2011-04-11 | 89 | 65 | 24 | 24 | |
| 55. LINEAR TECHNOLOGY CORP | 2010-06-29 | 2011-04-11 | 1812 | 1537 | 275 | 275 | |
| 41. LUBRIZOL CORP | 2010-12-07 | 2011-04-11 | 5492 | 4480 | 1012 | 1012 | |
| 86. MCCORMICK CO INC | 2007-06-08 | 2011-04-11 | 4108 | 3191 | 917 | 917 | |
| 48. MCDONALDS CORP | 2008-10-08 | 2011-04-11 | 3656 | 2645 | 1011 | 1011 | |
| 20. MCDONALDS CORP | 2007-06-08 | 2011-04-11 | 1522 | 1020 | 502 | 502 | |
| 13. MCDONALDS CORP | 2010-01-07 | 2011-04-11 | 990 | 809 | 181 | 181 | |
| 64. MCGRAW HILL COMPANIES INC | 2008-05-22 | 2011-04-11 | 2484 | 2595 | -111 | -111 | |
| 92. MEDTRONIC INC | 2008-09-17 | 2011-04-11 | 3709 | 4823 | -1114 | -1114 | |
| 22. MERCK AND CO INC NEW | 2010-08-13 | 2011-04-11 | 739 | 762 | -23 | -23 | |
| 49. MICROSOFT CORP | 2007-06-08 | 2011-04-11 | 1265 | 1458 | -193 | -193 | |
| 66. MICROSOFT CORP | 2011-02-17 | 2011-04-11 | 1703 | 1809 | -106 | -106 | |
| 23. MICROSOFT CORP | 2011-02-07 | 2011-04-11 | 594 | 649 | -55 | -55 | |
| 13. MITSUI & CO LTD SPSD ADR | 2009-12-10 | 2011-04-11 | 4581 | 3284 | 1297 | 1297 | |
| 6. NATIONAL GRID PLC SP A D R | 2010-09-14 | 2011-04-11 | 290 | 263 | 27 | 27 | |
| 134. NESTLE SA SPONSORED A D R | 2010-03-05 | 2011-04-11 | 7820 | 5418 | 2402 | 2402 | |
| 16. NESTLE SA SPONSORED A D R | 2007-06-08 | 2011-04-11 | 935 | 609 | 326 | 326 | |
| 1990.05 NEUBERGER BERMAN GENESIS INSTL FD | 2008-09-19 | 2011-04-11 | 99662 | 93851 | 5811 | 5811 | |
| 69. NEXTERA ENERGY INC | 2009-04-29 | 2011-04-11 | 3816 | 3723 | 93 | 93 | |
| 9. NIKE INC | 2009-10-07 | 2011-04-11 | 700 | 571 | 129 | 129 | |
| 198. NISSAN MTR LTD SPONSORED ADR | 2010-12-15 | 2011-04-11 | 3233 | 3849 | -616 | -616 | |
| 5. NORTHROP GRUMMAN CORPORATION | 2011-01-27 | 2011-04-11 | 314 | 315 | -1 | -1 | |
| 104. NOVARTIS AG A D R | 2010-03-05 | 2011-04-11 | 5757 | 5742 | 15 | 15 | |
| 7540.005 NUVEEN SHORT TERM BOND FUND CL I | 2009-11-17 | 2011-04-11 | 75928 | 75249 | 679 | 679 | |
| 12. OCCIDENTAL PETROLEUM CORPORATION | 2009-04-13 | 2011-04-11 | 1215 | 695 | 520 | 520 | |
| 62. ONEOK INC | 2010-12-16 | 2011-04-11 | 4018 | 3337 | 681 | 681 | |
| 18. ORACLE CORPORATION | 2009-04-01 | 2011-04-11 | 606 | 331 | 275 | 275 | |
| 66. ORACLE CORPORATION | 2010-02-23 | 2011-04-11 | 2222 | 1626 | 596 | 596 | |
| 49. ORIX CORP SPONS A D R | 2010-03-05 | 2011-04-11 | 2171 | 1705 | 466 | 466 | |
| 11. P G E CORP | 2009-10-20 | 2011-04-11 | 485 | 472 | 13 | 13 | |
| 5499.542 PIMCO TOTAL RETURN FUND INST | 2009-10-29 | 2011-04-11 | 60000 | 60000 | |||
| 13. P N C FINANCIAL SERVICES GROUP INC | 2009-04-30 | 2011-04-11 | 825 | 529 | 296 | 296 | |
| 20. PEABODY ENERGY CORP | 2010-01-07 | 2011-04-11 | 1349 | 1005 | 344 | 344 | |
| 70. PEPSICO INC | 2007-07-19 | 2011-04-11 | 4624 | 5919 | -1295 | -1295 | |
| 32. PEPSICO INC | 2007-06-08 | 2011-04-11 | 2115 | 2110 | 5 | 5 | |
| 120. PETROLEO BRASILEIRO SPON A D R | 2010-03-05 | 2011-04-11 | 4285 | 3561 | 724 | 724 | |
| 20. PETROLEO BRASILEIRO S A A D R | 2009-05-21 | 2011-04-11 | 799 | 792 | 7 | 7 | |
| 63. PFIZER INC | 2008-10-28 | 2011-04-11 | 1300 | 1087 | 213 | 213 | |
| 25. PIONEER NAT RES CO | 2011-02-17 | 2011-04-11 | 2571 | 2502 | 69 | 69 | |
| 8. POLO RALPH LAUREN CORP | 2010-11-01 | 2011-04-11 | 997 | 777 | 220 | 220 | |
| 48. PRAXAIR INC | 2007-06-08 | 2011-04-11 | 4887 | 3297 | 1590 | 1590 | |
| 24. PRAXAIR INC | 2007-06-08 | 2011-04-11 | 2439 | 1645 | 794 | 794 | |
| 37. PRECISION DRILLING TRUST | 2011-01-18 | 2011-04-11 | 548 | 377 | 171 | 171 | |
| 45. T ROWE PRICE GROUP INC | 2008-02-22 | 2011-04-11 | 3024 | 2176 | 848 | 848 | |
| 37. T ROWE PRICE GROUP INC | 2008-08-20 | 2011-04-11 | 2484 | 2135 | 349 | 349 | |
| 5. PRICELINE COM INC | 2009-01-22 | 2011-04-11 | 2526 | 333 | 2193 | 2193 | |
| 19. PROCTER & GAMBLE CO | 2011-02-17 | 2011-04-11 | 1183 | 1221 | -38 | -38 | |
| 33. PROCTER & GAMBLE CO | 2007-06-08 | 2011-04-11 | 2054 | 2061 | -7 | -7 | |
| 24. PRUDENTIAL FINANCIAL INC | 2009-05-18 | 2011-04-11 | 1505 | 984 | 521 | 521 | |
| 162. RED HAT INC | 2009-03-04 | 2011-04-11 | 7280 | 2327 | 4953 | 4953 | |
| 58. REPSOL YPF, S.A. | 2011-02-25 | 2011-04-11 | 2055 | 1936 | 119 | 119 | |
| 13. REYNOLDS AMERICAN INC | 2011-02-25 | 2011-04-11 | 474 | 442 | 32 | 32 | |
| 1992.032 ROWE T PRICE MID-CAP VALUE FD INC | 2008-09-19 | 2011-04-11 | 49721 | 42112 | 7609 | 7609 | |
| 27. ROYAL DUTCH SHELL PLC A D R | 2010-11-22 | 2011-04-11 | 2026 | 1728 | 298 | 298 | |
| 155. KONINKLIJKE (ROYAL) KPN NV SP ADR | 2010-03-05 | 2011-04-11 | 2637 | 2570 | 67 | 67 | |
| 118. SANOFI A D R | 2009-03-02 | 2011-04-11 | 4392 | 4305 | 87 | 87 | |
| 62. SANOFI A D R | 2010-03-05 | 2011-04-11 | 2295 | 2201 | 94 | 94 | |
| 33. SCHEIN HENRY INC | 2007-06-08 | 2011-04-11 | 2281 | 1736 | 545 | 545 | |
| 19. SCHLUMBERGER LTD | 2011-02-17 | 2011-04-11 | 1702 | 1778 | -76 | -76 | |
| 2. SEMPRA ENERGY | 2010-05-04 | 2011-04-11 | 106 | 99 | 7 | 7 | |
| 25. SIEMENS AG A D R | 2010-09-28 | 2011-04-11 | 3447 | 2630 | 817 | 817 | |
| 4. SIMON PROPERTY GROUP INC | 2011-02-16 | 2011-04-11 | 422 | 431 | -9 | -9 | |
| 299. SOCIETE GENERALE FRANCE SPONSOR ADR | 2009-10-15 | 2011-04-11 | 4036 | 4657 | -621 | -621 | |
| 118. SONY CORP A D R | 2011-01-14 | 2011-04-11 | 3575 | 4231 | -656 | -656 | |
| 13. TJX COMPANIES INC | 2010-02-26 | 2011-04-11 | 664 | 544 | 120 | 120 | |
| 10. TARGET CORPORATION | 2009-08-03 | 2011-04-11 | 492 | 431 | 61 | 61 | |
| 56. TEXAS INSTRUMENTS INC | 2007-06-08 | 2011-04-11 | 1954 | 2006 | -52 | -52 | |
| 6. THERMO FISHER SCIENTIFIC INC | 2008-12-16 | 2011-04-11 | 334 | 182 | 152 | 152 | |
| 22. THERMO FISHER SCIENTIFIC INC | 2008-03-10 | 2011-04-11 | 1224 | 1176 | 48 | 48 | |
| 299. THOMPSON CREEK METALS CO INC | 2010-03-05 | 2011-04-11 | 3932 | 3672 | 260 | 260 | |
| 6. TIME WARNER CABLE INC | 2011-04-06 | 2011-04-11 | 436 | 434 | 2 | 2 | |
| 104. TOKIO MARINE HOLDINGS A D R | 2009-09-11 | 2011-04-11 | 2853 | 3415 | -562 | -562 | |
| 78. TOTAL S A A D R | 2007-06-08 | 2011-04-11 | 4855 | 5756 | -901 | -901 | |
| 76. TUPPERWARE BRANDS CORP | 2010-12-07 | 2011-04-11 | 4469 | 3658 | 811 | 811 | |
| 142. TURKCELL ILETISIM HIZMET A D R | 2007-06-08 | 2011-04-11 | 2140 | 2184 | -44 | -44 | |
| 27. UNION PACIFIC CORP | 2008-11-06 | 2011-04-11 | 2565 | 1677 | 888 | 888 | |
| 9. UNION PACIFIC CORP | 2009-11-11 | 2011-04-11 | 857 | 566 | 291 | 291 | |
| 8. UNITED STATES STEEL CORP | 2009-11-11 | 2011-04-11 | 417 | 317 | 100 | 100 | |
| 43. UNITED TECHNOLOGIES CORP | 2007-06-08 | 2011-04-11 | 3654 | 2976 | 678 | 678 | |
| 10. UNITED TECHNOLOGIES CORP | 2008-06-30 | 2011-04-11 | 850 | 615 | 235 | 235 | |
| 5. UNITED HEALTH GROUP INCORPORATED | 2009-03-11 | 2011-04-11 | 221 | 96 | 125 | 125 | |
| 53. V F CORP | 2008-01-14 | 2011-04-11 | 5262 | 3690 | 1572 | 1572 | |
| 351. VALE SA SP A D R | 2010-03-05 | 2011-04-11 | 10649 | 6546 | 4103 | 4103 | |
| 41. VARIAN MED SYS INC | 2008-08-06 | 2011-04-11 | 2816 | 2592 | 224 | 224 | |
| 14. VERIZON COMMUNICATIONS INC | 2006-07-14 | 2011-04-11 | 531 | 400 | 131 | 131 | |
| 10. VISA INC CLASS A SHARES | 2009-04-24 | 2011-04-11 | 774 | 589 | 185 | 185 | |
| 138. VODAFONE GROUP PLC A D R | 2011-03-10 | 2011-04-11 | 4032 | 3972 | 60 | 60 | |
| 25. VODAFONE GROUP PLC A D R | 2011-02-16 | 2011-04-11 | 727 | 739 | -12 | -12 | |
| 82. VOLVO AB SPONSORED A D R | 2010-09-28 | 2011-04-11 | 1427 | 1193 | 234 | 234 | |
| 186. VOLVO AB SPONSORED A D R | 2011-02-16 | 2011-04-11 | 3236 | 3214 | 22 | 22 | |
| 22. WAL MART STORES INC | 2011-02-17 | 2011-04-11 | 1162 | 1208 | -46 | -46 | |
| 38. WAL MART STORES INC | 2009-04-29 | 2011-04-11 | 2008 | 1910 | 98 | 98 | |
| 17. WAL MART STORES INC | 2008-01-04 | 2011-04-11 | 898 | 777 | 121 | 121 | |
| 8. WASTE MGMT INC | 2009-04-23 | 2011-04-11 | 302 | 211 | 91 | 91 | |
| 10. WELLS FARGO CO | 2009-01-14 | 2011-04-11 | 314 | 1824 | -1510 | -1510 | |
| 57. XILINX INC | 2010-06-29 | 2011-04-11 | 1785 | 1444 | 341 | 341 | |
| 69. ZURICH FINANCIAL SVCS A D R | 2010-03-05 | 2011-04-11 | 1845 | 1458 | 387 | 387 | |
| 40. ACCENTURE PLC CL A | 2008-05-07 | 2011-04-11 | 2229 | 1511 | 718 | 718 | |
| 6. ACCENTURE PLC CL A | 2010-04-22 | 2011-04-11 | 334 | 262 | 72 | 72 | |
| 9. COVIDIEN PLC | 2009-01-14 | 2011-04-11 | 475 | 325 | 150 | 150 | |
| 99. UBS AG REG | 2010-08-27 | 2011-04-11 | 1847 | 1655 | 192 | 192 | |
| .5 HUNTINGTON INGALLS INDUSTRIE | 2011-02-25 | 2011-04-13 | 19 | 19 | |||
| 231. BANCO BRADESCO A D R | 2010-09-10 | 2011-04-14 | 4681 | 4228 | 453 | 453 | |
| 719. THOMPSON CREEK METALS CO INC | 2009-11-10 | 2011-04-14 | 8644 | 8384 | 260 | 260 | |
| 131. SWISS REINSURANCE CO SPSD ADR | 2010-03-05 | 2011-04-20 | 7273 | 6478 | 795 | 795 | |
| 157. AFLAC INC | 2009-11-25 | 2011-04-25 | 8332 | 7643 | 689 | 689 | |
| 121. ABBOTT LABORATORIES | 2007-06-08 | 2011-04-25 | 6201 | 6546 | -345 | -345 | |
| 99. BECTON DICKINSON AND CO | 2007-11-02 | 2011-04-25 | 8291 | 8156 | 135 | 135 | |
| 5. BECTON DICKINSON AND CO | 2011-02-17 | 2011-04-25 | 419 | 397 | 22 | 22 | |
| 192. BUCKLE INC | 2009-12-07 | 2011-04-25 | 8712 | 5199 | 3513 | 3513 | |
| 29. CHEVRON CORPORATION | 2007-11-27 | 2011-04-25 | 3105 | 2401 | 704 | 704 | |
| 76. COLGATE PALMOLIVE CO | 2009-01-14 | 2011-04-25 | 6062 | 4776 | 1286 | 1286 | |
| 28. COLGATE PALMOLIVE CO | 2011-02-17 | 2011-04-25 | 2234 | 2192 | 42 | 42 | |
| 193. DOMINION RESOURCES INC | 2009-02-18 | 2011-04-25 | 8702 | 6316 | 2386 | 2386 | |
| 166. ECOLAB INC | 2011-02-17 | 2011-04-25 | 8597 | 7973 | 624 | 624 | |
| 45. GENERAL DYNAMICS CORP | 2009-11-20 | 2011-04-25 | 3243 | 2335 | 908 | 908 | |
| 156. ILLINOIS TOOL WORKS | 2008-07-24 | 2011-04-25 | 8502 | 7248 | 1254 | 1254 | |
| 282. INTEL CORP | 2011-02-15 | 2011-04-25 | 6170 | 6035 | 135 | 135 | |
| 35. INTERNATIONAL BUSINESS MACHINES CORP | 2009-07-01 | 2011-04-25 | 5875 | 3709 | 2166 | 2166 | |
| 2. KINDER MORGAN MANAGEMENT L L C | 2010-12-07 | 2011-04-25 | 136 | 88 | 48 | 48 | |
| 169. KINDER MORGAN MANAGEMENT L L C | 2009-04-29 | 2011-04-25 | 11472 | 6108 | 5364 | 5364 | |
| 107. L3 COMMUNICATIONS HLDGS INC | 2010-02-16 | 2011-04-25 | 8400 | 7918 | 482 | 482 | |
| 171. LINEAR TECHNOLOGY CORP | 2010-06-29 | 2011-04-25 | 5838 | 4777 | 1061 | 1061 | |
| 63. LUBRIZOL CORP | 2010-12-07 | 2011-04-25 | 8475 | 6883 | 1592 | 1592 | |
| 177. MCCORMICK CO INC | 2008-11-26 | 2011-04-25 | 8469 | 5921 | 2548 | 2548 | |
| 111. MCDONALDS CORP | 2008-10-08 | 2011-04-25 | 8554 | 6118 | 2436 | 2436 | |
| 146. MCGRAW HILL COMPANIES INC | 2008-05-22 | 2011-04-25 | 5770 | 5920 | -150 | -150 | |
| 178. MEDTRONIC INC | 2008-09-17 | 2011-04-25 | 7221 | 9332 | -2111 | -2111 | |
| 32. MEDTRONIC INC | 2011-02-17 | 2011-04-25 | 1298 | 1290 | 8 | 8 | |
| 116. MICROSOFT CORP | 2007-06-08 | 2011-04-25 | 2958 | 3452 | -494 | -494 | |
| 119. NEXTERA ENERGY INC | 2009-04-29 | 2011-04-25 | 6614 | 6421 | 193 | 193 | |
| 34. NEXTERA ENERGY INC | 2011-02-17 | 2011-04-25 | 1890 | 1846 | 44 | 44 | |
| 131. ONEOK INC | 2010-12-16 | 2011-04-25 | 8777 | 7051 | 1726 | 1726 | |
| 30. PEPSICO INC | 2011-02-17 | 2011-04-25 | 2010 | 1919 | 91 | 91 | |
| 120. PEPSICO INC | 2009-04-29 | 2011-04-25 | 8039 | 7708 | 331 | 331 | |
| 91. PRAXAIR INC | 2007-06-08 | 2011-04-25 | 9718 | 6250 | 3468 | 3468 | |
| 6. PRAXAIR INC | 2011-02-17 | 2011-04-25 | 641 | 585 | 56 | 56 | |
| 126. T ROWE PRICE GROUP INC | 2008-02-22 | 2011-04-25 | 7944 | 6094 | 1850 | 1850 | |
| 136. PROCTER & GAMBLE CO | 2009-04-29 | 2011-04-25 | 8602 | 8446 | 156 | 156 | |
| 136. SANOFI A D R | 2009-03-02 | 2011-04-25 | 5214 | 3487 | 1727 | 1727 | |
| 91. SANOFI A D R | 2011-02-17 | 2011-04-25 | 3489 | 3183 | 306 | 306 | |
| 144. TUPPERWARE BRANDS CORP | 2010-12-07 | 2011-04-25 | 8839 | 6932 | 1907 | 1907 | |
| 100. UNITED TECHNOLOGIES CORP | 2007-06-08 | 2011-04-25 | 8635 | 6920 | 1715 | 1715 | |
| 76. V F CORP | 2008-01-14 | 2011-04-25 | 7893 | 5292 | 2601 | 2601 | |
| 9. V F CORP | 2011-02-17 | 2011-04-25 | 935 | 786 | 149 | 149 | |
| 70. WAL MART STORES INC | 2009-04-29 | 2011-04-25 | 3727 | 3518 | 209 | 209 | |
| 180. XILINX INC | 2010-06-29 | 2011-04-25 | 5722 | 4559 | 1163 | 1163 | |
| 159. ERICSSON (LM)TEL SP A D R | 2009-06-18 | 2011-04-29 | 2417 | 1526 | 891 | 891 | |
| 81. ISHARES DOW JONES REGIONAL BK IN FD | 2010-03-22 | 2011-04-29 | 1966 | 1886 | 80 | 80 | |
| 39. PEABODY ENERGY CORP | 2010-01-07 | 2011-04-29 | 2602 | 1961 | 641 | 641 | |
| 28. PRUDENTIAL FINANCIAL INC | 2009-05-18 | 2011-04-29 | 1774 | 1148 | 626 | 626 | |
| 67. FED EX CORP | 2010-08-11 | 2011-05-05 | 6375 | 5583 | 792 | 792 | |
| 165. BANK OF AMERICA CORP | 2009-11-11 | 2011-05-10 | 2013 | 2215 | -202 | -202 | |
| 49. NESTLE SA SPONSORED A D R | 2007-06-08 | 2011-05-10 | 3003 | 1865 | 1138 | 1138 | |
| 55. UNITED STATES STEEL CORP | 2009-11-11 | 2011-05-10 | 2563 | 2181 | 382 | 382 | |
| 108. DIRECTV CL A | 2008-07-29 | 2011-05-11 | 5304 | 2885 | 2419 | 2419 | |
| 56. T ROWE PRICE GROUP INC | 2008-08-20 | 2011-05-11 | 3470 | 2804 | 666 | 666 | |
| 203. CENTRICA PLC A D R | 2010-09-17 | 2011-05-12 | 4181 | 4377 | -196 | -196 | |
| 241. TAIWAN SEMICONDUCTOR A D R | 2011-04-21 | 2011-05-19 | 3232 | 3053 | 179 | 179 | |
| 269. KEPPEL CORP LTD SPONS A D R | 2007-06-08 | 2011-05-20 | 4902 | 3689 | 1213 | 1213 | |
| .9 KEPPEL CORP LTD SPONS A D R | 2007-06-08 | 2011-05-23 | 16 | 12 | 4 | 4 | |
| .5 CITIGROUP INC | 2011-02-16 | 2011-05-25 | 20 | 25 | -5 | -5 | |
| 37. PETROLEO BRASILEIRO S A A D R | 2010-06-23 | 2011-05-26 | 1248 | 1335 | -87 | -87 | |
| 69. PETROLEO BRASILEIRO S A A D R | 2009-05-21 | 2011-05-26 | 2327 | 2733 | -406 | -406 | |
| 13. FUJIFILM HOLDINGS A D R | 2009-12-10 | 2011-06-01 | 371 | 374 | -3 | -3 | |
| 160. FUJIFILM HOLDINGS A D R | 2009-12-10 | 2011-06-01 | 4549 | 4599 | -50 | -50 | |
| 49. VISA INC CLASS A SHARES | 2009-04-24 | 2011-06-13 | 3668 | 2888 | 780 | 780 | |
| 337. COMPANHIA DE BEBIDAS P R A D R | 2011-06-15 | 4 | 4 | 4 | |||
| 133. LOGITECH INTL SA | 2011-04-21 | 2011-06-15 | 1554 | 1838 | -284 | -284 | |
| 338. TURKCELL ILETISIM HIZMET A D R | 2010-03-05 | 2011-06-17 | 4583 | 5189 | -606 | -606 | |
| 81. AUTOLIV INC | 2011-04-25 | 2011-06-20 | 5852 | 6262 | -410 | -410 | |
| 218. MYLAN INC | 2011-04-25 | 2011-06-20 | 4906 | 5461 | -555 | -555 | |
| 158. TEXAS INSTRUMENTS INC | 2011-04-25 | 2011-06-20 | 4936 | 5609 | -673 | -673 | |
| 162. TE CONNECTIVITY LTD | 2011-04-25 | 2011-06-20 | 5545 | 5688 | -143 | -143 | |
| 88. ABBOTT LABORATORIES | 2009-04-23 | 2011-06-21 | 4588 | 3946 | 642 | 642 | |
| 28. AIR PRODS CHEMICALS INC | 2008-10-08 | 2011-06-21 | 2588 | 1696 | 892 | 892 | |
| 11. AVALONBAY CMNTYS INC | 2009-01-14 | 2011-06-21 | 1446 | 579 | 867 | 867 | |
| 15. EXXON MOBIL CORP | 2008-10-20 | 2011-06-21 | 1209 | 1099 | 110 | 110 | |
| 17. GENERAL DYNAMICS CORP | 2009-10-20 | 2011-06-21 | 1247 | 1152 | 95 | 95 | |
| 139. KEYCORP NEW | 2011-02-16 | 2011-06-21 | 1138 | 1248 | -110 | -110 | |
| 34. MERCK AND CO INC NEW | 2008-09-08 | 2011-06-21 | 1213 | 1200 | 13 | 13 | |
| 16. NESTLE SA SPONSORED A D R | 2007-06-08 | 2011-06-21 | 997 | 609 | 388 | 388 | |
| 21. WAL MART STORES INC | 2008-01-04 | 2011-06-21 | 1107 | 960 | 147 | 147 | |
| 63. WASTE MGMT INC | 2009-04-23 | 2011-06-21 | 2352 | 1664 | 688 | 688 | |
| 360. CORNING INC | 2010-07-12 | 2011-06-23 | 6206 | 6253 | -47 | -47 | |
| 298. CISCO SYS INC | 2006-12-28 | 2011-07-11 | 4559 | 8225 | -3666 | -3666 | |
| .7082 SANOFI A D R | 2008-09-11 | 2011-07-12 | 27 | 25 | 2 | 2 | |
| 57. AGRIUM INC | 2007-06-08 | 2011-07-15 | 5101 | 2131 | 2970 | 2970 | |
| 2505. IPATH DOW JONES UBS COMMODITY | 2010-03-09 | 2011-07-21 | 123995 | 100666 | 23329 | 23329 | |
| 56. ALPHA NATURAL RESOURCES INC | 2011-04-29 | 2011-08-10 | 1624 | 3252 | -1628 | -1628 | |
| 196. CITIGROUP INC | 2011-05-10 | 2011-08-10 | 5729 | 9219 | -3490 | -3490 | |
| 7. INTERNATIONAL BUSINESS MACHINES CORP | 2007-06-08 | 2011-08-10 | 1172 | 721 | 451 | 451 | |
| 25. MCDONALDS CORP | 2010-01-07 | 2011-08-10 | 2108 | 1416 | 692 | 692 | |
| 35. WAL MART STORES INC | 2010-07-29 | 2011-08-10 | 1723 | 1800 | -77 | -77 | |
| 25. ACCENTURE PLC CL A | 2011-06-21 | 2011-08-10 | 1326 | 1365 | -39 | -39 | |
| 71. TEVA PHARMACEUTICAL INDS LTD A D R | 2011-04-21 | 2011-08-11 | 2718 | 3251 | -533 | -533 | |
| 149. SONY CORP A D R | 2011-01-14 | 2011-08-16 | 3270 | 5606 | -2336 | -2336 | |
| 86. HESS CORP | 2011-01-19 | 2011-08-17 | 5211 | 7041 | -1830 | -1830 | |
| 92. T ROWE PRICE GROUP INC | 2007-06-08 | 2011-08-17 | 4727 | 4553 | 174 | 174 | |
| 2640. IPATH DOW JONES UBS COMMODITY | 2009-07-23 | 2011-08-23 | 127562 | 99474 | 28088 | 28088 | |
| 31760.436 PIMCO TOTAL RETURN FUND INST | 2009-10-29 | 2011-08-23 | 348730 | 328525 | 20205 | 20205 | |
| 76. AMERIPRISE FINL INC | 2011-08-10 | 2011-08-25 | 3238 | 3921 | -683 | -683 | |
| 435. BANK OF AMERICA CORP | 2009-06-04 | 2011-08-25 | 3376 | 5092 | -1716 | -1716 | |
| 9. GOLDMAN SACHS GROUP INC | 2009-09-09 | 2011-08-25 | 997 | 1522 | -525 | -525 | |
| 97. ILLINOIS TOOL WORKS | 2011-03-16 | 2011-08-25 | 4274 | 5283 | -1009 | -1009 | |
| 52. LINCOLN NATL CORP IND | 2011-01-27 | 2011-08-25 | 1011 | 1544 | -533 | -533 | |
| 40. NORTHROP GRUMMAN CORPORATION | 2011-02-25 | 2011-08-25 | 2057 | 2485 | -428 | -428 | |
| 102. SUNTRUST BKS INC | 2011-04-29 | 2011-08-25 | 1931 | 2889 | -958 | -958 | |
| 36. COGNIZANT TECH SOLUTIONS CL A | 2007-06-08 | 2011-08-31 | 2275 | 1344 | 931 | 931 | |
| 65. TEXAS INSTRUMENTS INC | 2007-06-08 | 2011-08-31 | 1718 | 2328 | -610 | -610 | |
| 27. WPP PLCSPONSORED A D R | 2011-04-21 | 2011-09-02 | 1349 | 1669 | -320 | -320 | |
| 91. AMERIPRISE FINL INC | 2011-04-25 | 2011-09-06 | 3732 | 5683 | -1951 | -1951 | |
| 36. EASTMAN CHEM CO | 2011-04-25 | 2011-09-06 | 2659 | 3635 | -976 | -976 | |
| 126. ENDO PHARMACEUTICALS HOLDINGS INC | 2011-04-25 | 2011-09-06 | 3809 | 4962 | -1153 | -1153 | |
| 102. MARATHON OIL CORPORATION | 2011-04-25 | 2011-09-06 | 2523 | 3198 | -675 | -675 | |
| 131. NORTHEAST UTILS | 2011-04-25 | 2011-09-06 | 4345 | 4544 | -199 | -199 | |
| 240. TECO ENERGY INC | 2011-04-25 | 2011-09-06 | 4167 | 4538 | -371 | -371 | |
| 69. WHIRLPOOL CORP | 2011-04-25 | 2011-09-06 | 3801 | 6010 | -2209 | -2209 | |
| 41. B A S F A G A D R | 2011-04-06 | 2011-09-12 | 2388 | 3522 | -1134 | -1134 | |
| 69. HSBC HOLDINGS PLC SPONS A D R | 2011-04-06 | 2011-09-12 | 2660 | 3535 | -875 | -875 | |
| 89. LINCOLN NATL CORP IND | 2009-08-11 | 2011-09-12 | 1536 | 1935 | -399 | -399 | |
| 15. LINCOLN NATL CORP IND | 2011-01-27 | 2011-09-12 | 259 | 445 | -186 | -186 | |
| 607. SOCIETE GENERALE FRANCE SPONSOR ADR | 2010-09-15 | 2011-09-12 | 2583 | 7327 | -4744 | -4744 | |
| 116. SOCIETE GENERALE FRANCE SPONSOR ADR | 2010-03-05 | 2011-09-12 | 494 | 1766 | -1272 | -1272 | |
| 61. BAYER AG A D R | 2011-05-20 | 2011-09-14 | 3187 | 4958 | -1771 | -1771 | |
| 27. CNOOC LTD A D R | 2010-03-10 | 2011-09-22 | 4003 | 4470 | -467 | -467 | |
| 117. FOCUS MEDIA HOLDING A D R | 2010-06-09 | 2011-09-22 | 3374 | 1853 | 1521 | 1521 | |
| 240. B N P PARIBAS S A A D R | 2010-05-11 | 2011-09-23 | 4020 | 8090 | -4070 | -4070 | |
| 74. ANNALY CAP MGMT INC | 2011-04-25 | 2011-09-30 | 1230 | 1302 | -72 | -72 | |
| 5. APPLE INC | 2011-04-25 | 2011-09-30 | 1928 | 1767 | 161 | 161 | |
| 11. BCE INC | 2011-04-25 | 2011-09-30 | 411 | 409 | 2 | 2 | |
| 9. BRISTOL MYERS SQUIBB CO | 2011-09-06 | 2011-09-30 | 284 | 262 | 22 | 22 | |
| 9. CARDINAL HEALTH INC | 2011-04-25 | 2011-09-30 | 383 | 387 | -4 | -4 | |
| 5. CHEVRON CORPORATION | 2007-11-27 | 2011-09-30 | 469 | 414 | 55 | 55 | |
| 79. DOVER CORP | 2011-04-25 | 2011-09-30 | 3677 | 5238 | -1561 | -1561 | |
| 6. EXXON MOBIL CORP | 2011-04-25 | 2011-09-30 | 444 | 517 | -73 | -73 | |
| 63. FREEPORT MCMORAN COPPER GOLD | 2011-04-25 | 2011-09-30 | 1967 | 3463 | -1496 | -1496 | |
| 70. GENERAL DYNAMICS CORP | 2009-04-07 | 2011-09-30 | 4035 | 3077 | 958 | 958 | |
| 2. HORMEL FOODS CORP | 2011-04-25 | 2011-09-30 | 55 | 57 | -2 | -2 | |
| 37. INTEL CORP | 2011-06-20 | 2011-09-30 | 801 | 793 | 8 | 8 | |
| 8. INTERNATIONAL BUSINESS MACHINES CORP | 2009-07-01 | 2011-09-30 | 1411 | 848 | 563 | 563 | |
| 42. MACYS INC | 2011-04-25 | 2011-09-30 | 1124 | 1011 | 113 | 113 | |
| 20. MATTEL INC | 2011-06-20 | 2011-09-30 | 523 | 536 | -13 | -13 | |
| 30. MICROSOFT CORP | 2007-06-08 | 2011-09-30 | 752 | 893 | -141 | -141 | |
| 6. ORACLE CORPORATION | 2011-04-25 | 2011-09-30 | 174 | 209 | -35 | -35 | |
| 5. P N C FINANCIAL SERVICES GROUP INC | 2011-04-25 | 2011-09-30 | 242 | 306 | -64 | -64 | |
| 15. ROSS STORES INC | 2011-04-25 | 2011-09-30 | 1185 | 1087 | 98 | 98 | |
| 101. TIMKEN CO | 2011-04-25 | 2011-09-30 | 3330 | 5394 | -2064 | -2064 | |
| 11. UNITED HEALTH GROUP INCORPORATED | 2011-04-25 | 2011-09-30 | 512 | 525 | -13 | -13 | |
| 18. UNUM GROUP | 2011-04-25 | 2011-09-30 | 378 | 462 | -84 | -84 | |
| 115. WALGREEN CO | 2011-04-25 | 2011-09-30 | 3796 | 4896 | -1100 | -1100 | |
| 12. WELLS FARGO CO | 2011-04-25 | 2011-09-30 | 294 | 343 | -49 | -49 | |
| 266. WESTERN UNION CO | 2011-06-20 | 2011-09-30 | 4094 | 5307 | -1213 | -1213 | |
| 31. HERBALIFE LTD | 2011-04-25 | 2011-09-30 | 1711 | 1330 | 381 | 381 | |
| 30. AVAGO TECHNOLOGIES | 2011-04-25 | 2011-09-30 | 982 | 968 | 14 | 14 | |
| 80. JACOBS ENGR GROUP INC | 2007-06-08 | 2011-10-04 | 2548 | 4388 | -1840 | -1840 | |
| 72. JACOBS ENGR GROUP INC | 2010-10-08 | 2011-10-04 | 2293 | 2907 | -614 | -614 | |
| 24. NOVO NORDISK AS A D R | 2011-04-21 | 2011-10-14 | 2390 | 3156 | -766 | -766 | |
| 148. SONY CORP A D R | 2011-03-24 | 2011-10-14 | 2966 | 4951 | -1985 | -1985 | |
| 86. LIFE TECHNOLOGIES CORP | 2011-06-23 | 2011-10-19 | 3241 | 4471 | -1230 | -1230 | |
| 6. APACHE CORP | 2011-08-10 | 2011-10-25 | 572 | 606 | -34 | -34 | |
| 31. APACHE CORP | 2009-10-02 | 2011-10-25 | 2957 | 2794 | 163 | 163 | |
| 88. COMCAST CORP CL A | 2011-04-29 | 2011-10-25 | 2143 | 3353 | -1210 | -1210 | |
| 25. CONOCOPHILLIPS | 2010-04-22 | 2011-10-25 | 1778 | 1404 | 374 | 374 | |
| 45. HESS CORP | 2009-07-23 | 2011-10-25 | 2708 | 2528 | 180 | 180 | |
| 20. ISHARES DOW JONES REGIONAL BK IN FD | 2011-08-10 | 2011-10-25 | 401 | 374 | 27 | 27 | |
| 174. ISHARES DOW JONES REGIONAL BK IN FD | 2010-01-07 | 2011-10-25 | 3490 | 3390 | 100 | 100 | |
| 29. MCDONALDS CORP | 2009-05-18 | 2011-10-25 | 2676 | 1566 | 1110 | 1110 | |
| 12. OCCIDENTAL PETROLEUM CORPORATION | 2009-01-26 | 2011-10-25 | 1033 | 681 | 352 | 352 | |
| 63. P N C FINANCIAL SERVICES GROUP INC | 2009-04-30 | 2011-10-25 | 3399 | 2533 | 866 | 866 | |
| 24. PEABODY ENERGY CORP | 2011-08-10 | 2011-10-25 | 968 | 1098 | -130 | -130 | |
| 6. PEPSICO INC | 2011-04-11 | 2011-10-25 | 372 | 397 | -25 | -25 | |
| 14. PEPSICO INC | 2009-03-11 | 2011-10-25 | 867 | 663 | 204 | 204 | |
| 16. TARGET CORPORATION | 2009-08-03 | 2011-10-25 | 871 | 689 | 182 | 182 | |
| 142. VALE SA SP A D R | 2010-09-28 | 2011-10-25 | 3183 | 3854 | -671 | -671 | |
| 653. PRECISION DRILLING TRUST | 2011-01-18 | 2011-10-31 | 8022 | 6662 | 1360 | 1360 | |
| 114. ADMIRAL GROUP PLC ADR | 2011-04-21 | 2011-11-07 | 2126 | 3175 | -1049 | -1049 | |
| 457. INFINEON TECHNOLOGIES A G A D R | 2011-02-01 | 2011-11-09 | 3967 | 4588 | -621 | -621 | |
| 49. VOLVO AB SPONSORED A D R | 2010-09-28 | 2011-11-09 | 565 | 713 | -148 | -148 | |
| 271. VOLVO AB SPONSORED A D R | 2010-09-28 | 2011-11-10 | 3075 | 3636 | -561 | -561 | |
| 242. UBS AG REG | 2010-08-27 | 2011-11-14 | 2865 | 4046 | -1181 | -1181 | |
| 117. ENCANA CORP | 2011-04-21 | 2011-11-17 | 2223 | 3808 | -1585 | -1585 | |
| 128. FOCUS MEDIA HOLDING A D R | 2010-06-09 | 2011-11-21 | 1977 | 2027 | -50 | -50 | |
| 448. INFINEON TECHNOLOGIES A G A D R | 2010-12-15 | 2011-11-21 | 3404 | 4180 | -776 | -776 | |
| 186. ADOBE SYS INC | 2011-09-30 | 2011-11-30 | 5076 | 4533 | 543 | 543 | |
| 161. ARROW ELECTRS INC | 2011-09-30 | 2011-11-30 | 5854 | 6439 | -585 | -585 | |
| 172. COCA COLA ENTERPRISES INC | 2011-04-25 | 2011-11-30 | 4463 | 4928 | -465 | -465 | |
| 170. HORMEL FOODS CORP | 2011-04-25 | 2011-11-30 | 5095 | 4828 | 267 | 267 | |
| 16. MACYS INC | 2011-04-25 | 2011-11-30 | 516 | 385 | 131 | 131 | |
| 12. MARATHON PETROLEUM CORP | 2011-04-25 | 2011-11-30 | 401 | 509 | -108 | -108 | |
| 180. SUN LIFE FINANCIAL INC | 2011-04-25 | 2011-11-30 | 3204 | 5715 | -2511 | -2511 | |
| 16. WYNDHAM WORLDWIDE CORP | 2011-09-06 | 2011-11-30 | 566 | 476 | 90 | 90 | |
| 83. HERBALIFE LTD | 2011-04-25 | 2011-11-30 | 4630 | 3562 | 1068 | 1068 | |
| 139. AVAGO TECHNOLOGIES | 2011-04-25 | 2011-11-30 | 4157 | 4487 | -330 | -330 | |
| 51. HALLIBURTON CO | 2010-11-18 | 2011-12-09 | 1707 | 1872 | -165 | -165 | |
| 126. AGCO CORP | 2010-09-15 | 2011-12-20 | 5190 | 6191 | -1001 | -1001 | |
| 100000. JPMORGAN 24MO 200% EEM 12/30/11 | 2009-12-22 | 2011-12-30 | 100000 | 100000 | |||
| CAPITAL GAIN DIVIDENDS | 150 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | 179770 | CapitalGainNetIncome |
Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable For4942 Tax | false | LiableFor4942Tax |
| Qualifying Distributions Year1 | 312381 | QualifyingDistributionsYear1 |
| Noncharitable Assets Year1 | 5260092 | NoncharitableAssetsYear1 |
| Distribution Ratio Year1 | 0.059387 | DistributionRatioYear1 |
| Qualifying Distributions Year2 | 224749 | QualifyingDistributionsYear2 |
| Noncharitable Assets Year2 | 4933270 | NoncharitableAssetsYear2 |
| Distribution Ratio Year2 | 0.045558 | DistributionRatioYear2 |
| Qualifying Distributions Year3 | 360314 | QualifyingDistributionsYear3 |
| Noncharitable Assets Year3 | 6177701 | NoncharitableAssetsYear3 |
| Distribution Ratio Year3 | 0.058325 | DistributionRatioYear3 |
| Qualifying Distributions Year4 | 591175 | QualifyingDistributionsYear4 |
| Noncharitable Assets Year4 | 7061690 | NoncharitableAssetsYear4 |
| Distribution Ratio Year4 | 0.083716 | DistributionRatioYear4 |
| Qualifying Distributions Year5 | 387864 | QualifyingDistributionsYear5 |
| Noncharitable Assets Year5 | 7010554 | NoncharitableAssetsYear5 |
| Distribution Ratio Year5 | 0.055326 | DistributionRatioYear5 |
| Total Distribution Ratio | 0.302312 | TotalDistributionRatio |
| Average Distribution Ratio | 0.060462 | AverageDistributionRatio |
| Net Noncharitable Assets | 5332820 | NetNoncharitableAssets |
| Adjusted Noncharitable Assets | 322433 | AdjustedNoncharitableAssets |
| One Percent Net Investment Income | 2796 | OnePercentNetInvestmentIncome |
| Adj Nonchrtbl Assets And One | 325229 | AdjNonchrtblAssetsAndOnePct |
| Qualifying Distributions | 309816 | QualifyingDistributions |
Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | 5592 | InvestmentIncomeExciseTax |
| Tax Under Section511 | 0 | TaxUnderSection511 |
| Subtotal | 5592 | Subtotal |
| Subtitle A Tax | 0 | SubtitleATax |
| Tax Based On Investment Income | 5592 | TaxBasedOnInvestmentIncome |
| Est Tax Payments And Overpayment | 2308 | EstTaxPaymentsAndOverpayment |
| Tax Paid With Extension | 5500 | TaxPaidWithExtension |
| Total Credits And Payments | 7808 | TotalCreditsAndPayments |
| Penalty For Underpayment | 0 | PenaltyForUnderpayment |
| Overpayment | 2216 | Overpayment |
| Amount Credited To Next Year | 2216 | AmountCreditedToNextYear |
| Amount To Be Refunded | 0 | AmountToBeRefunded |
Statements Regarding Activities StatementsRegardingActivities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Activities | false | LegislativePoliticalActivities |
| More Than100 Spent | false | MoreThan100Spent |
| Form1120 POL Filed | false | Form1120POLFiled |
| Activities Not Prev Reported | false | ActivitiesNotPrevReported |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylaws |
| Unrelated Bus Income Over1000 | false | UnrelatedBusIncomeOver1000 |
| Termination Etc | false | TerminationEtc |
| Requirements Of Sect508e | true | RequirementsOfSect508e |
| At Least5000 In Assets | true | AtLeast5000InAssets |
| States Filed With | MN | StatesFiledWith |
| Form990 PF Filed With AG | true | Form990PFFiledWithAG |
| Private Operating Foundation | false | PrivateOperatingFoundation |
| New Substantial Contributors | false | NewSubstantialContributors |
| Interest In Controlled Entity | false | InterestInControlledEntity |
| Applicable Insurance Contract | false | ApplicableInsuranceContract |
| Comply With Public Inspection Rqr | true | ComplyWithPublicInspectionRqr |
Books In Care Of Business Name BooksInCareOfBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | US BANK NATIONAL ASSOCIATION | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Books In Care Of Phone Number | 6514668722 | BooksInCareOfPhoneNumber |
Books In Care Of US Address BooksInCareOfUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 101 E FIFTH ST | AddressLine1 |
| City | ST PAUL | City |
| State | MN | State |
| ZIP Code | 55101 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Bank | false | ForeignBank |
Statements Regarding Acty4720 StatementsRegardingActy4720
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exchange With Dsqfly Person | false | SaleOrExchangeWithDsqflyPerson |
| Borrow Or Lend With Dsqfly Person | false | BorrowOrLendWithDsqflyPerson |
| Furnished Goods With Dsqfly Person | false | FurnishedGoodsWithDsqflyPerson |
| Pay Compensation To Dsqfly Person | true | PayCompensationToDsqflyPerson |
| Transfer Assets To Dsqfly Person | false | TransferAssetsToDsqflyPerson |
| Payment To Government Offical | false | PaymentToGovernmentOffical |
| Acts Fail To Qualify As Exceptions | false | ActsFailToQualifyAsExceptions |
| Uncorrected Prior Acts | false | UncorrectedPriorActs |
| Undistributed Income Prior Years | false | UndistributedIncomePriorYears |
| Business Holdings | false | BusinessHoldings |
| Jeopardy Investments | false | JeopardyInvestments |
| Uncorrected Jeopardy Investments | false | UncorrectedJeopardyInvestments |
| Influence Legislation | false | InfluenceLegislation |
| Influence Election | false | InfluenceElection |
| Grants To Individuals | false | GrantsToIndividuals |
| Grants To Organizations | false | GrantsToOrganizations |
| Noncharitable Purpose | false | NoncharitablePurpose |
| Rcv Funds To Pay Prsnl Bnft Contract | false | RcvFundsToPayPrsnlBnftContract |
| Pay Premiums Prsnl Bnft Contract | false | PayPremiumsPrsnlBnftContract |
| Prohibited Tax Shelter Transactn | false | ProhibitedTaxShelterTransactn |
Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo
Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person Name | US BANK NA | PersonName |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 800 NICOLLET MALL | AddressLine1 |
| City | MINNEAPOLIS | City |
| State | MN | State |
| ZIP Code | 55402 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Title | TRUSTEE | Title |
| Avg Hours Per Wk Devoted To Position | 8 | AvgHoursPerWkDevotedToPosition |
| Compensation | 82953 | Compensation |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Highest Paid Empl NONE | NONE | CompOfHighestPaidEmplNONE |
| Tot Number Of Oth Empl Paid Over50k | 0 | TotNumberOfOthEmplPaidOver50k |
| Comp Of Hghst Paid Cntrct NONE | NONE | CompOfHghstPaidCntrctNONE |
| Tot Number Of Cntrct Paid Over50k | 0 | TotNumberOfCntrctPaidOver50k |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Summary Of Direct Charitable Acty | SummaryOfDirectCharitableActy | |
| Sum Of Program Related Investments | SumOfProgramRelatedInvestments |
Minimum Investment Return MinimumInvestmentReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Avg Monthly FMV Of Securities | 5204318 | AvgMonthlyFMVOfSecurities |
| Avg Monthly Cash Balances | 209712 | AvgMonthlyCashBalances |
| FMV All Other Noncharitable Assets | 0 | FMVAllOtherNoncharitableAssets |
| Total FMV Of Unused Assets | 5414030 | TotalFMVOfUnusedAssets |
| Reduction Claimed | 0 | ReductionClaimed |
| Acquisition Indebtedness | 0 | AcquisitionIndebtedness |
| Adj Total FMV Of Unused Assets | 5414030 | AdjTotalFMVOfUnusedAssets |
| Cash Deemed Charitable | 81210 | CashDeemedCharitable |
| Net Noncharitable Assets | 5332820 | NetNoncharitableAssets |
| Minimum Investment Return | 266641 | MinimumInvestmentReturn |
Distributable DistributableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | 266641 | MinimumInvestmentReturn |
| Tax Based On Investment Income | 5592 | TaxBasedOnInvestmentIncome |
| Total Tax | 5592 | TotalTax |
| Distributable Amount Before Adj | 261049 | DistributableAmountBeforeAdj |
| Recoveries Qlfy Distributions | 0 | RecoveriesQlfyDistributions |
| Distributable Amount Before Ded | 261049 | DistributableAmountBeforeDed |
| Deduction Fr Distributable | $0 | DeductionFrDistributableAmount |
| Distributable Amount As Adjusted | 261049 | DistributableAmountAsAdjusted |
Qualifying Distributions QualifyingDistributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | 309816 | ExpensesAndContributions |
| Program Related Investments Total | 0 | ProgramRelatedInvestmentsTotal |
| Amounts Paid Acq Charitable Assets | 0 | AmountsPaidAcqCharitableAssets |
| Amounts Set Aside Suitability Test | 0 | AmountsSetAsideSuitabilityTest |
| Amounts Set Aside Cash Distri Test | 0 | AmountsSetAsideCashDistriTest |
| Qualifying Distributions | 309816 | QualifyingDistributions |
| One Pct Sect4940e Org Net Invst Incm | 0 | OnePctSect4940eOrgNetInvstIncm |
| Adj Qualifying Distributions | 309816 | AdjQualifyingDistributions |
Undistributed Income UndistributedIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable Amount As Adjusted | 261049 | DistributableAmountAsAdjusted |
| Undistributed Income Prior Year | 0 | UndistributedIncomePriorYear |
| Total For Prior Years | 0 | TotalForPriorYears |
| Excess Distri Carryover Year5 | 47914 | ExcessDistriCarryoverYear5 |
| Excess Distri Carryover Year4 | 260846 | ExcessDistriCarryoverYear4 |
| Excess Distri Carryover Year3 | 55254 | ExcessDistriCarryoverYear3 |
| Excess Distri Carryover Year2 | 0 | ExcessDistriCarryoverYear2 |
| Excess Distri Carryover Year1 | 51682 | ExcessDistriCarryoverYear1 |
| Total Excess Distri Carryover | 415696 | TotalExcessDistriCarryover |
| Qualifying Distributions | 309816 | QualifyingDistributions |
| Applied To Year1 | 0 | AppliedToYear1 |
| Applied To Prior Years | 0 | AppliedToPriorYears |
| Treated As Distri From Corpus | 0 | TreatedAsDistriFromCorpus |
| Applied To Current Year | 261049 | AppliedToCurrentYear |
| Remaining Distri From Corpus | 48767 | RemainingDistriFromCorpus |
| Excess Distri Cyov App CY Corpus | 0 | ExcessDistriCyovAppCYCorpus |
| Excess Distri Cyov Applied CY | 0 | ExcessDistriCyovAppliedCY |
| Total Corpus | 464463 | TotalCorpus |
| Prior Year Undistributed Income | 0 | PriorYearUndistributedIncome |
| Prior Year Deficiency Or Tax | 0 | PriorYearDeficiencyOrTax |
| Taxable Amount1 | 0 | TaxableAmount1 |
| Taxable Amount2 | 0 | TaxableAmount2 |
| Undistributed Income CY | 0 | UndistributedIncomeCY |
| Distri From Corpus170b1 E Or4942g3 | 0 | DistriFromCorpus170b1EOr4942g3 |
| Excess Distri Cyov From Year5 | 47914 | ExcessDistriCyovFromYear5 |
| Excess Distri Cyov To Next Year | 416549 | ExcessDistriCyovToNextYear |
| Excess From Year4 | 260846 | ExcessFromYear4 |
| Excess From Year3 | 55254 | ExcessFromYear3 |
| Excess From Year2 | 0 | ExcessFromYear2 |
| Excess From Year1 | 51682 | ExcessFromYear1 |
| Excess From Current Year | 48767 | ExcessFromCurrentYear |
Supplementary Information SupplementaryInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | NONE | ContributingManager |
| Shareholder Manager | NONE | ShareholderManager |
Appication Submission Info AppicationSubmissionInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Name | LISA HINIKER | RecipientName |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 101 E FIFTH ST | AddressLine1 |
| City | ST PAUL | City |
| State | MN | State |
| ZIP Code | 55101 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone Number | 6514668722 | RecipientPhoneNumber |
| Form And Info And Materials | LETTER FORMAT | FormAndInfoAndMaterials |
| Submission Deadlines | APPLICATIONS ACCEPTED AT ANY TIME | SubmissionDeadlines |
| Restrictions On Awards | THE TRUST PRIMARILY MAKES GRANTS FOR CHARITABLE, EDUCATIONAL, AND RELIGIOUS OR SCIENTIFIC PURPOSES. | RestrictionsOnAwards |
Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (13 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient RelationshipRecipientRelationship | Recipient Foundation StatusRecipientFoundationStatus | Purpose Of Grant Or ContributionPurposeOfGrantOrContribution | AmountAmount | Business Name Line2RecipientBusinessName/BusinessNameLine2 |
|---|---|---|---|---|---|---|---|---|
| LOAVES AND FISHES | ||||||||
| 1917 LOGAN AVE S | MINNEAPOLIS | MN | 55403 | NONE | N/A | GENERAL | $5,000 | |
| MINNEAPOLIS INSTITUTE OF | ||||||||
| 2400 THIRD AVE S | MINNEAPOLIS | MN | 55401 | NONE | N/A | GENERAL | $2,500 | ARTS |
| THE CHILDREN'S THEATER | ||||||||
| 2400 THIRD AVE S | MINNEAPOLIS | MN | 55404 | NONE | N/A | GENERAL | $50,000 | COMPANY |
| ST STEPHEN'S LUTHERAN | ||||||||
| 1575 CHARLTON ST | WEST ST PAUL | MN | 55118 | NONE | N/A | SCHOLARSHIPS FOR AFRICA | $3,000 | CHURCH |
| 360 COMMUNITIES | ||||||||
| 501 E HIGHWAY 13 SUITE 102 | BURNSVILLE | MN | 553372877 | NONE | N/A | PARTNERS FOR SUCCESS MATCH | $100,000 | |
| LUTHERAN MIDEAST DEVELOPMENT | ||||||||
| 1575 CHARLTON ST | WEST ST PAUL | MN | 55118 | NONE | N/A | DIRECT TO THE PEOPLE/MACHINE, FLAT WEAVE | $72,250 | C/O ST STEPHEN'S LUTHERAN CHURCH |
| PEOPLE SERVING PEOPLE | ||||||||
| 614 S 3RD ST | MINNEAPOLIS | MN | 55415 | NONE | N/A | FAMILY SUPPORT SERVICES | $1,000 | |
| THE SALVATION ARMY | ||||||||
| 2445 PRIOR AVENUE | ROSEVILLE | MN | 551132714 | NONE | PUBLIC CHARITY | TWIN CITIES EMERGENCY DISASTER SERVICES | $2,500 | |
| NEIGHBORS INC | ||||||||
| 218 13TH AVENUE SOUTH | SOUTH ST PAUL | MN | 55075 | NONE | N/A | GENERAL | $37,500 | |
| NC LITTLE MEMORIAL HOSPICE INC | ||||||||
| 7019 LYNMAR LANE | EDINA | MN | 55435 | NONE | N/A | GENERAL | $1,000 | |
| INDEPENDENT SCHOOL DISTRICT #197 | ||||||||
| 1897 DELAWARE AVE | MENDOTA HEIGHTS | MN | 55118 | NONE | N/A | ENCORE SCHOOL AGE CARE | $15,000 | |
| SOUTHEAST ASIAN MINISTRY | ||||||||
| 105 WEST UNIVERSITY AVENUE | SAINT PAUL | MN | 55103 | NONE | N/A | SERVICES FOR SE ASIAN REFUGEES IN EAST METRO | $1,000 | |
| GUTHRIE THEATER FOUNDATION | ||||||||
| 818 SOUTH 2ND STREET | MINNEAPOLIS | MN | 55415 | NONE | N/A | GENERAL | $2,000 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Grant Or Contri Paid During Year | 292750 | TotGrantOrContriPaidDuringYear |
Analysis Income Producing Acty AnalysisIncomeProducingActy
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Agencies | FeesContractsFromGovtAgencies | |
| Membership Dues And Assessments | MembershipDuesAndAssessments | |
| Int On Savings And Temp Cash Invst | IntOnSavingsAndTempCashInvst |
Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $165,636 | ExclusionAmount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rental Incm Re Debt Fincd Prop | NetRentalIncmReDebtFincdProp | |
| Net Rntl Incm Re Not Debt Fincd Prop | NetRntlIncmReNotDebtFincdProp | |
| Net Rental Incm Personal Property | NetRentalIncmPersonalProperty | |
| Other Investment Income Part VII | OtherInvestmentIncomePartVII |
Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 18 | ExclusionCode |
| Exclusion | $179,770 | ExclusionAmount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Events | NetIncomeLossFromSpecialEvents | |
| Gross Profit Loss Sales Of Invntry | GrossProfitLossSalesOfInvntry |
Other Revenue Described OtherRevenueDescribed (2 entries)
| DescriptionDescription | Exclusion CodeExclusionCode | ExclusionExclusionAmount |
|---|---|---|
| FEDERAL TAX REFUND | 01 | $146 |
| CLASS ACTION SETTL | 01 | $3,532 |
Subtotals Part XVIA SubtotalsPartXVIA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $349,084 | ExclusionAmount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Part XVIA | 349084 | TotalPartXVIA |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Rln Of Acty To Accom Of Exempt Prps | RlnOfActyToAccomOfExemptPrps |
Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Noncharitable EO | false | TrnsfrOfCashToNoncharitableEO |
| Trnsfr Oth Assets Noncharitable EO | false | TrnsfrOthAssetsNoncharitableEO |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssets |
| Purchase Assets Noncharitable EO | false | PurchaseAssetsNoncharitableEO |
| Rental Of Facilities Etc | false | RentalOfFacilitiesEtc |
| Reimbursement Arrangements | false | ReimbursementArrangements |
| Loans Or Loan Guarantees | false | LoansOrLoanGuarantees |
| Performance Of Services Etc | false | PerformanceOfServicesEtc |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtc |
| Relationships Noncharitable E Os | false | RelationshipsNoncharitableEOs |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corp Bonds InvestmentsCorpBonds (15 entries)
| Name Of BondNameOfBond | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| SBC COMMUNICATIONS INC | ||
| GOLDMAN SACHS 09/01/2012 | 258233 | 254403 |
| J P MORGAN CHASE 10/01/2015 | 249603 | 265345 |
| CS FIRST BOSTON USA 01/15/2014 | 246880 | 260578 |
| MORGAN STANLEY 03/01/2013 | 249318 | 253060 |
| J P MORGAN CHASE & CO 12/30/11 | ||
| PIMCO TOTAL RETURN FD | 201475 | 219883 |
| FIRST AMER HIGH INC BOND FD | ||
| FIRST AMER SHORT TERM BD FD | ||
| AMERICAN CENTY INTL BD FD | 87463 | 85542 |
| DRIEHAUS ACTIVE INCOME FD | 165000 | 157300 |
| DRIEHAUS SELECT CREDIT FD | 165000 | 160147 |
| ISHARES JP MORGAN EM BOND FD | 80027 | 82313 |
| NUVEEN HIGH INCOME BOND FD | 135000 | 143443 |
| NUVEEN INFLATION PRO SEC | 150000 | 151965 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corp Stock InvestmentsCorpStock (297 entries)
| Name Of StockNameOfStock | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| ISHARES DOW JONES REGIONAL BK | 2767 | 3132 |
| CISCO SYS INC | 5089 | 4936 |
| EXXON MOBIL CORP | 11239 | 12544 |
| GENERAL ELECTRIC CO | 13034 | 14006 |
| JOHNSON & JOHNSON | 10033 | 10690 |
| MCDONALD'S CORP | 9454 | 18360 |
| MICROSOFT CORP | 26426 | 25623 |
| PFIZER INC | 8109 | 10885 |
| VERIZON COMUNICATIONS | 7373 | 9027 |
| SCHLUMBERGER LTD | 16086 | 13116 |
| PRAXAIR INC | 6376 | 9942 |
| QUALCOMM INC | 4986 | 4978 |
| UNITED TECHNOLOGIES CORP | 4965 | 6797 |
| PEPSICO INC | 15533 | 16853 |
| AMGEN INC | 4624 | 5586 |
| BANK OF AMERICA CORP | ||
| APACHE CORP | 9183 | 8152 |
| CONOCOPHILLIPS | 11441 | 13044 |
| MCGRAW-HILL COS INC | ||
| PROCTER & GAMBLE CO | ||
| WELLS FARGO & CO | 12221 | 15351 |
| ACCENTURE PLC | 8535 | 10486 |
| HEWLETT PACKARD CO | ||
| INTEL CORP | 4502 | 5093 |
| TEXAS INSTRUMENTS INC | 7844 | 6375 |
| ILLINOIS TOOL WKS INC | ||
| GOLDMAN SACHS GROUP INC | 5285 | 3617 |
| APPLE INC | 20468 | 39690 |
| ABBOTT LABORATORIES | 4749 | 5679 |
| AFLAC INC | 9800 | 7527 |
| BECTON DICKINSON & CO | ||
| CHEVRON CORPORATION | 15122 | 16705 |
| LINCOLN NATL CORP IND | ||
| MCCORMICK & CO INC | ||
| V F CORP | ||
| AGCO CORP | ||
| BOEING CO | 2696 | 3154 |
| CAMERON INTL CORP | 7398 | 9887 |
| COGNIZANT TECH SOLUTIONS CL A | 3921 | 6753 |
| DANAHER CORP | 4573 | 7338 |
| ECOLAB INC | ||
| EXPRESS SCRIPTS INC | 4188 | 5273 |
| GOOGLE INC CL A | 12030 | 14856 |
| HALLIBURTON CO | 16053 | 13424 |
| IBM CORP | 14028 | 24824 |
| JACOBS ENGR GROUP INC | ||
| NIKE INC | 7446 | 12335 |
| SCHEIN HENRY INC | 7943 | 9729 |
| T ROWE PRICE GROUP INC | ||
| ABB LTD A D R | 15877 | 14010 |
| AIR PRODS CHEMICALS INC | ||
| AT&T INC | 6501 | 6895 |
| AVALONBAY CMNTYS INC | 2167 | 4049 |
| CVS/CAREMARK CORP | 9936 | 12234 |
| DISNEY WALT CO | 9448 | 8813 |
| FREEPORT MCMORAN COPPER GOLD | 2786 | 4010 |
| GENERAL DYNAMICS CORP | 2972 | 3321 |
| HESS CORP | 2747 | 2954 |
| J P MORGN CHASE & CO | 15117 | 13300 |
| KIMBERLY CLARK CORP | 4999 | 5149 |
| AGRIUM INC | 3103 | 5570 |
| ANGLO AMERICAN PLC ADR | 6315 | 4138 |
| B H P BILLITON LTD ADR | 2441 | 4379 |
| ATLAS COPCO AB ADR | 5515 | 6491 |
| KEPPEL CORP LTD SPONS ADR | 13528 | 14781 |
| OCCIDENTAL PETROLEUM CORP | 4813 | 7965 |
| PETROLEO BRASILEIRO SPON ADR | 12133 | 10453 |
| TOTAL S A ADR | 13494 | 9864 |
| HONDA MOTOR CO LTD ADR | 6867 | 6202 |
| T J X COS INC | 3722 | 7488 |
| BRITISH AMERN TOB PLC ADR | 14729 | 23530 |
| DIAGEO PLC SPNS ADR | 7175 | 7693 |
| NESTLE S A SPONS ADR | 25468 | 32548 |
| NOVARTIS A G ADR | 15666 | 17437 |
| ROCHE HLDG LTD ADR | 9752 | 10340 |
| DBS GROUP HLDGS LTD | 14671 | 11866 |
| PRUDENTIAL FINANCIAL INC | 9547 | 9623 |
| TRAVELERS COS INC | 3404 | 4201 |
| VORNADO REALTY TR | ||
| PUBLIC SVC ENTERPRISE GROUP | 4908 | 4819 |
| KONINKLIJKE ROYAL KPN NV ADR | 9606 | 7498 |
| TELEFONICA SA SPON ADR | ||
| TURKCELL ILETISIM HIZMET ADR | ||
| FOMENTO ECONOMICO MEX SP ADR | 3502 | 6413 |
| CATERPILLAR INC | 4294 | 4349 |
| FLOWSERVE CORP | 6317 | 4966 |
| UNION PACIFIC CORP | 16342 | 25214 |
| WASTE MGMT INC DEL | ||
| KINDER MORGAN MANAGEMENT LLC | ||
| BEST BUY COMPANY INC | ||
| DIRECTV CL A | 3098 | 4960 |
| STAPLES INC | ||
| ANADARKO PETROLEUM CORP | 9116 | 10839 |
| COMPANHIA DE BEBIDAS P R ADR | 4390 | 12162 |
| UNILEVER PLC SPSD ADR | 6917 | 7341 |
| WAL MART STORES INC | 8202 | 9860 |
| ASTRAZENECA P L C SPSD ADR | 8773 | 8888 |
| CERNER CORP | 3588 | 7963 |
| GLAXO SMITHKLINE P L C ADR | ||
| MEDTRONIC INC | ||
| MERCK & CO INC | 4860 | 5542 |
| SANOFI ADR | 13525 | 13885 |
| THERMO FISHER SCIENTIFIC INC | 7440 | 7375 |
| VARIAN MED SYS INC | 8245 | 9667 |
| ACE LTD | 9319 | 9606 |
| BOC HONG KONG HLDGS LTD ADR | 4460 | 4810 |
| BOSTON PPTYS INC | 2435 | 4183 |
| METLIFE INC | 5544 | 5238 |
| NORTHERN TR CORP | ||
| P N C FINANCIAL SERVICES GROUP | 9418 | 10727 |
| TOKIO MARINE HOLDINGS ADR | 7053 | 5632 |
| ZURICH FINANCIAL SERVICES ADR | 3322 | 3810 |
| NATIONAL GRID PLC SP ADR | 6297 | 6448 |
| P G E CORP | 4544 | 4369 |
| KINDER MORGAN MGMT FRACT CUSIP | 10 | 18 |
| AMERICAN CENTY VISTA FD INSTIT | 103748 | 124899 |
| NEUBERGER BERMAN GENESIS INSTL | 117636 | 155901 |
| T ROWE PRICE MID CAP VALUE FD | 121855 | 137611 |
| AECOM TECHNOLOGY CORP | ||
| AMERICAN ELECTRIC POWER CO | 4070 | 5742 |
| AMERICAN EXPRESS CO | 5323 | 6462 |
| AVON PRODS INC | ||
| BRISTOL-MEYERS SQUIBB CO | 4575 | 5533 |
| BUCKLE INC | ||
| CENTRAL EUROPEAN DISTRIB CORP | ||
| DOLBY LABORATORIES | ||
| DOMINION RESOURCES INC | ||
| DOVER CORP | 6968 | 9752 |
| FIFTH THIRD BANCORP | 2999 | 3638 |
| KELLOGG CO | ||
| L-3 COMMUNICATIONS HLDGS INC | ||
| ORACLE CORPORATION | 21083 | 18468 |
| MASTERCARD INC | ||
| PACCAR INC | ||
| PRICELINE COM INC | 1264 | 8886 |
| RED HAT INC | ||
| TARGET CORPORATION | 2724 | 3278 |
| UNITED HEALTH GROUP INC | 11278 | 14292 |
| UNITED STATES STEEL CORP | ||
| VISA INC CLASS A SHRS | ||
| XILINX INC | ||
| BARCLAYS PLC ADR | 6977 | 3847 |
| CANON INC SPONS ADR | 12662 | 14269 |
| COVIDIEN PLC | 8464 | 7787 |
| CARNIVAL CORP | 13103 | 12762 |
| FUJIFILM HOLDINGS ADR | 5274 | 5094 |
| DESARROLLADORA HOMEX ADR | ||
| ERICSSON TEL SP ADR | ||
| LUKOIL SPON ADR | 8224 | 8991 |
| MITSUI & CO LTD SPSD ADR | 6689 | 9285 |
| MTN GROUP LTD ADR | 5955 | 4921 |
| NISSAN MOTOR LTD SPONS ADR | 8220 | 8641 |
| ORIX CORP SPONS ADR | 4014 | 4922 |
| PETROLEO BRASILEIRO S A ADR | ||
| SAP AG ADR | 8567 | 6831 |
| SOCIETE GENERALE FRANCE ADR | ||
| THOMPSON CREEK METALS CO INC | ||
| TYCO INTERNATIONAL LTD | 2160 | 2522 |
| VALE SA SP ADR | 3958 | 3770 |
| ISHARES MSCI EMERGING MKTS ETF | 104180 | 118183 |
| COLGATE PALMOLIVE CO | ||
| ALLERGAN INC | 5975 | 8248 |
| AMERIPRISE FINL INC | 4240 | 4517 |
| BORG WARNER INC | 5897 | 9370 |
| BROADCOM CORP | 8166 | 6518 |
| CELGENE CORP | 5837 | 6354 |
| CITIGROUP INC | 4137 | 3526 |
| CORNING INC | ||
| EMC CORP | 15273 | 14583 |
| FED EX CORP | ||
| KEYCORP NEW | 2721 | 2791 |
| KRAFT FOODS INC | 7883 | 8854 |
| LINEAR TECHNOLOGY CORP | ||
| LUBRIZOL CORP | ||
| NEXTERA ENERGY INC | 4657 | 5175 |
| ONEOK INC | ||
| PARKER HANNIFIN CORP | ||
| PEABODY ENERGY CORP | 3927 | 2947 |
| PIONEER NAT RES CO | 6735 | 10290 |
| POLO RALPH LAUREN CORP | ||
| REYNOLDS AMERICAN INC | 3602 | 4639 |
| SEMPRA ENERGY | 4153 | 4620 |
| TUPPERWARE BRANDS INC | ||
| 3M CO | ||
| ANHEUSER BUSCH INBEV NV ADR | 4635 | 4513 |
| BASF AG ADR | 8860 | 9204 |
| B H P BILLITON PLC SPSD ADR | 9855 | 7591 |
| BNP PARIBAS SA ADR | ||
| BT GROUP PLC ADR | 13145 | 13960 |
| BANCO BRADESCO ADR | ||
| BAYERISCHE MOTOREN WERKE ADR | 7809 | 8514 |
| CENTRICA PLC ADR | ||
| CNOOC LTD ADR | 6006 | 5764 |
| FOCUS MEDIA HOLDING ADR | ||
| HSBC HOLDINGS PLC SPONS ADR | 7776 | 5563 |
| INFINEON TECHNOLOGIES AG ADR | ||
| INTERCONTINENTAL HTLS PLSPONS | 4254 | 4246 |
| LVMH MOET HENNESSY LOU VUI ADR | 7112 | 5929 |
| ROGERS COMMUNICATIONS INC | ||
| ROYAL DUTCH SHELL PLC ADR | 9068 | 9794 |
| SIEMENS AG ADR | 6292 | 6023 |
| SWISS REINSURANCE CO SPSD ADR | ||
| UBS AG REG | ||
| VODAFONE GROUP PLC ADR | 14534 | 15220 |
| VOLVO AB SPONSORED ADR | 4210 | 3631 |
| IPATH DOW JONES UBS COMMODITY | ||
| AGILENT TECHNOLOGIES INC | 6673 | 5274 |
| ALLIANCE DATA SYSTEMS CORP | 4646 | 5192 |
| AMAZON COM INC | 4715 | 4501 |
| ANNALY CAP MGMT INC | 4435 | 4022 |
| AON CORP | 2072 | 1966 |
| CARDINAL HEALTH INC | 4901 | 4630 |
| COMCAST CORP CL A | 1836 | 1897 |
| CUMMINS INC | 4714 | 5017 |
| DEERE & CO | 12085 | 11448 |
| DISCOVER FINL SVCS | 4249 | 4296 |
| DU PONT E I DE NEMOURS & CO | 11643 | 10987 |
| E BAY INC | 7775 | 7795 |
| EQUINIX INC | 6733 | 7098 |
| FLUOR CORP | 7798 | 6332 |
| FRANKLIN RES INC | 3965 | 3266 |
| HELMERICH PAYNE INC | 6110 | 5544 |
| HUMANA INC | 2555 | 3504 |
| INTERNATIONAL PAPER CO | 4146 | 5210 |
| KLA TENCOR CORP | 5163 | 5404 |
| KOHLS CORP | 3019 | 2764 |
| LAUDER ESTEE COS INC CL A | 9461 | 10670 |
| LOCKHEED MARTIN CORP | 4954 | 5501 |
| MACYS INC | 4114 | 5503 |
| MARATHON PETROLEUM CORP | 4869 | 4527 |
| MATTEL INC | 5169 | 5358 |
| P P G INDS INC | 1726 | 1920 |
| P P L CORPORATION | 4078 | 4442 |
| PHILIP MORRIS INTL | 4810 | 5572 |
| RALPH LAUREN CORP | 4368 | 6214 |
| ROSS STORES INC | 4709 | 6179 |
| SIMON PROPERTY GROUP | 3705 | 4384 |
| TIME WARNER CABLE INC | 3034 | 2670 |
| TIME WARNER INC | 3360 | 3542 |
| UNUM GROUP | 5051 | 4151 |
| VIACOM INC CL B | 5831 | 5495 |
| WYNDHAM WORLDWIDE CORP | 4607 | 5864 |
| XCEL ENERGY INC | 4654 | 5362 |
| AIR LIQUIDE SA ADR | 10478 | 9028 |
| ALLIANZ SE ADR | 17053 | 10976 |
| AMERICA MOVIL ADR | 5898 | 4701 |
| ARM HLDGS PLC ADR | 9034 | 8080 |
| ATLAS COPCO AB SPONS ADR | 5130 | 3861 |
| B A E SYSTEMS PLC ADR | 4161 | 4238 |
| B G GROUP PLC ADR | 6749 | 5671 |
| BCE INC | 3945 | 4417 |
| BROOKFIELD ASSET MANAGE CL A | 4991 | 4177 |
| BUNGE LIMITED | 3095 | 2402 |
| CANADIAN NATL RY CO | 4119 | 4399 |
| CARNIVAL PLC ADR | 4986 | 3787 |
| CHINA MOBILE LIMITED ADR | 4140 | 3879 |
| CHINA RES ENTERPRISE LTD ADR | 2780 | 2260 |
| COCHLEAR LTD UNSPON ADR | 4820 | 3390 |
| CSL LIMITED ADR | 3384 | 2833 |
| DASSAULT SYSTEMES SA ADR | 10095 | 9971 |
| ENEL SOCIETA ADR | 5050 | 2928 |
| ERSTE GROUP BANK AG ADR | 8253 | 2759 |
| FANUC CORPORATION ADR | 7667 | 7211 |
| FRESENIUS MED CARE SPONS ADR | 7311 | 6730 |
| HITACHI LTD | 9245 | 8447 |
| HOYA CORP ADR | 4281 | 4381 |
| I C I C I BANK LIMITED ADR | 7714 | 4097 |
| IMPERIAL OIL LTD | 5203 | 4359 |
| ITAU UNIBANCO HOLDINGS SA ADR | 4211 | 3229 |
| JGC CORP UNSPONS ADR | 2598 | 2448 |
| JUPITER TELECOM ADR | 3079 | 3113 |
| LI FUNG LTD ADR | 8348 | 6929 |
| LONZA GROUP AG UNSPONS ADR | 4233 | 3328 |
| LOREAL CO UNSPONS ADR | 6055 | 5041 |
| NETEASE COM INC ADR | 7455 | 6683 |
| NIPPON TELEGRAPH TELE ADR | 4133 | 4154 |
| OAO GAZPROM SPON ADR | 3238 | 2051 |
| QIAGEN NV | 3985 | 2679 |
| REPSOL SA SPONS ADR | 4873 | 4454 |
| SASOL LTD SPONS ADR | 2974 | 2512 |
| SBERBANK SPONS ADR | 4900 | 3211 |
| SCHNEIDER ELECT SA UNSP ADR | 7678 | 4645 |
| SHIRE PLC ADR | 4918 | 5299 |
| SONOVA HOLDING UNSPON ADR | 4064 | 4561 |
| SWATCH GROUP AG ADR | 4944 | 3852 |
| TAIWAN SEMICONDUCTOR ADR | 2800 | 2853 |
| TESCO PLC ADR | 4107 | 3956 |
| TEVA PHARMACEUTICAL INDS ADR | 5623 | 4601 |
| TURKIYE GARANTI BANKASI AS ADR | 6379 | 3800 |
| UNICHARM CORPORATION ADR | 4587 | 5889 |
| UNILEVER NV ADR | 3437 | 3540 |
| WAL MART DE MEXICO SAB ADR | 5810 | 5231 |
| WPP PLC SPONS ADR | 5995 | 5066 |
| HIGHLAND LONG SHORT EQUITY Z | 200000 | 195204 |
| NUVEEN REAL ESTATE SECURIT | 100000 | 100158 |
| SPDR DJ WILSHIRE INTERNATIONAL | 175599 | 140529 |
| TFS MARKET NEUTRAL FD | 150000 | 139595 |
Other Assets Schedule OtherAssetsSchedule
Other Assets OtherAssets (2 entries)
| DescriptionDescription | BOY Book ValueBOYBookValue | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|---|
| ACCRUED INCOME | 3280 | 4112 | 4112 |
| 2009 WASH SALE ADJUSTMENT | 5233 | 0 | 0 |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases OtherDecreases
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | ROUNDING DIFFERENCES | Description |
| Amount | $4 | Amount |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses OtherExpenses (2 entries)
| DescriptionDescription | Revenue And Expenses Per BooksRevenueAndExpensesPerBooks | Net Investment IncomeNetInvestmentIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|
| OTHER NONALLOCABLE EXPENSES - | 464 | 464 | 0 |
| FILING FEES | 25 | 0 | 25 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income OtherIncome (2 entries)
| DescriptionDescription | Revenue And Expenses Per BooksRevenueAndExpensesPerBooks | Net Investment IncomeNetInvestmentIncome |
|---|---|---|
| CLASS ACTION SETTLEMENT | 3532 | 3532 |
| FEDERAL TAX REFUND | 146 | 0 |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities OtherLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | RETURN OF CAPITAL ADJ | Description |
| BOY Book Value | 47 | BOYBookValue |
| EOY Book Value | 65 | EOYBookValue |
Taxes Schedule TaxesSchedule
Taxes Taxes (4 entries)
| CategoryCategory | AmountAmount | Net Investment IncomeNetInvestmentIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|
| FOREIGN TAXES | $2,300 | 2300 | 0 |
| FEDERAL TAX | $1,731 | 0 | 0 |
| FOREIGN TAXES ON QUALIFIED FOR | $454 | 454 | 0 |
| FOREIGN TAXES ON NONQUALIFIED | $213 | 213 | 0 |