COLORADO SPRINGS OSTEOPATHIC FOUNDATION: Form 990PF, tax year 2011

View the entire original 990 at ProPublica ↗

Organization: COLORADO SPRINGS OSTEOPATHIC FOUNDATION (EIN 84-0488554)
Tax period: 2011-07-01 to 2012-06-30
Filed: 2012-11-12
IRS object ID: 201223179349100507
Schema version: 2011v1.2
Source: Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header
Form 990-PF
Schedule B
Depreciation Schedule
Investments Corp Bonds Schedule
Investments Corp Stock Schedule
Investments Govt Obligations Sch
Land Etc Schedule2
Other Assets Schedule
Other Decreases Schedule
Other Expenses Schedule
Other Liabilities Schedule
Other Professional Fees Schedule
Taxes Schedule

Return header ReturnHeader

Field	Value	IRS element (for citing)
Timestamp	2012-11-12T09:22:12-06:00	Timestamp
Tax Period End Date	2012-06-30	TaxPeriodEndDate

Preparer Firm PreparerFirm

Field	Value	IRS element (for citing)
EIN	840636698	EIN

Preparer Firm Business Name PreparerFirmBusinessName

Field	Value	IRS element (for citing)
Business Name Line1	OSBORNE PARSONS & ROSACKER LLP	BusinessNameLine1

Preparer Firm US Address PreparerFirmUSAddress

Field	Value	IRS element (for citing)
Address Line1	720 NORTH TEJON STREET	AddressLine1
City	COLORADO SPRINGS	City
State	CO	State
ZIP Code	809031012	ZIPCode

Field	Value	IRS element (for citing)
Return Type	990PF	ReturnType
Tax Period Begin Date	2011-07-01	TaxPeriodBeginDate

Filer Filer

Field	Value	IRS element (for citing)
EIN	840488554	EIN

Name Name

Field	Value	IRS element (for citing)
Business Name Line1	COLORADO SPRINGS OSTEOPATHIC FOUNDATION	BusinessNameLine1

Field	Value	IRS element (for citing)
Name Control	COLO	NameControl
Phone	7196359057	Phone

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	2 NORTH CASCADE AVENUE SUITE 1100	AddressLine1
Address Line2	NO 1100	AddressLine2
City	COLORADO SPRINGS	City
State	CO	State
ZIP Code	80903	ZIPCode

Officer Officer

Field	Value	IRS element (for citing)
Name	DORIS RALSTON	Name
Title	EXECUTIVE DIRECTOR	Title
Phone	7196359057	Phone
Date Signed	2012-10-23	DateSigned
Authorize Third Party	1	AuthorizeThirdParty

Preparer Preparer

Field	Value	IRS element (for citing)
Name	GREGORY P PARSONS CPA	Name
PTIN	P00052605	PTIN
Phone	7196362321	Phone
Self Employed	X	SelfEmployed

Field	Value	IRS element (for citing)
Tax Year	2011	TaxYear
Build TS	2016-02-24 21:20:13Z	BuildTS

Form 990-PF IRS990PF

Field	Value	IRS element (for citing)
Exempt PF	X	ExemptPF
FMV Assets EOY	7291605	FMVAssetsEOY
Method Of Accounting Accrual	X	MethodOfAccountingAccrual

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

Field	Value	IRS element (for citing)
Contri Received Rev And Expnss	32128	ContriReceivedRevAndExpnss
Dividends Rev And Expnss	176518	DividendsRevAndExpnss
Dividends Net Invst Incm	176518	DividendsNetInvstIncm
Net Gain Sale Assets Rev And Expnss	127492	NetGainSaleAssetsRevAndExpnss
Gross Sales Price	14197021	GrossSalesPrice
Capital Gain Net Incm Net Invst Incm	127492	CapitalGainNetIncmNetInvstIncm
Total Revenue And Expenses	336138	TotalRevenueAndExpenses
Total Net Investment Income	304010	TotalNetInvestmentIncome
Total Adjusted Net Income	0	TotalAdjustedNetIncome
Comp Ofcr Dir Trst Rev And Expnss	70000	CompOfcrDirTrstRevAndExpnss
Comp Ofcr Dir Trst Net Invst Incm	0	CompOfcrDirTrstNetInvstIncm
Comp Ofcr Dir Trst Adj Net Incm	0	CompOfcrDirTrstAdjNetIncm
Comp Ofcr Dir Trst Dsbrs Chrtbl Prps	70000	CompOfcrDirTrstDsbrsChrtblPrps
Other Prof Fees Rev And Expnss	13477	OtherProfFeesRevAndExpnss
Other Prof Fees Net Invst Incm	0	OtherProfFeesNetInvstIncm
Other Prof Fees Adj Net Incm	0	OtherProfFeesAdjNetIncm
Other Prof Fees Dsbrs Chrtbl Prps	13477	OtherProfFeesDsbrsChrtblPrps
Taxes Rev And Expnss	7683	TaxesRevAndExpnss
Taxes Net Invst Incm	0	TaxesNetInvstIncm
Taxes Adj Net Incm	0	TaxesAdjNetIncm
Taxes Dsbrs Chrtbl Prps	5355	TaxesDsbrsChrtblPrps
Deprec And Depletion Rev And Expnss	1610	DeprecAndDepletionRevAndExpnss
Deprec And Depletion Net Invst Incm	0	DeprecAndDepletionNetInvstIncm
Deprec And Depletion Adj Net Incm	1610	DeprecAndDepletionAdjNetIncm
Occupancy Rev And Expnss	18313	OccupancyRevAndExpnss
Occupancy Net Invst Incm	0	OccupancyNetInvstIncm
Occupancy Adj Net Incm	0	OccupancyAdjNetIncm
Occupancy Dsbrs Chrtbl Prps	18313	OccupancyDsbrsChrtblPrps
Trav Conf Meeting Rev And Expnss	5040	TravConfMeetingRevAndExpnss
Trav Conf Meeting Net Invst Incm	0	TravConfMeetingNetInvstIncm
Trav Conf Meeting Adj Net Incm	0	TravConfMeetingAdjNetIncm
Trav Conf Meeting Dsbrs Chrtbl Prps	5040	TravConfMeetingDsbrsChrtblPrps
Printing And Pub Rev And Expnss	4035	PrintingAndPubRevAndExpnss
Printing And Pub Net Invst Incm	0	PrintingAndPubNetInvstIncm
Printing And Pub Adj Net Incm	0	PrintingAndPubAdjNetIncm
Printing And Pub Dsbrs Chrtbl Prps	4035	PrintingAndPubDsbrsChrtblPrps
Other Expenses Rev And Expnss	86699	OtherExpensesRevAndExpnss
Other Expenses Net Invst Incm	71218	OtherExpensesNetInvstIncm
Other Expenses Adj Net Incm	0	OtherExpensesAdjNetIncm
Other Expenses Dsbrs Chrtbl Prps	15481	OtherExpensesDsbrsChrtblPrps
Tot Opr Expenses Rev And Expnss	206857	TotOprExpensesRevAndExpnss
Tot Opr Expenses Net Invst Incm	71218	TotOprExpensesNetInvstIncm
Tot Opr Expenses Adj Net Incm	1610	TotOprExpensesAdjNetIncm
Tot Opr Expenses Dsbrs Chrtbl Prps	131701	TotOprExpensesDsbrsChrtblPrps
Contri Gifts Paid Rev And Expnss	317300	ContriGiftsPaidRevAndExpnss
Contri Gifts Paid Dsbrs Chrtbl Prps	261300	ContriGiftsPaidDsbrsChrtblPrps
Total Expenses Rev And Expnss	524157	TotalExpensesRevAndExpnss
Total Expenses Net Invst Incm	71218	TotalExpensesNetInvstIncm
Total Expenses Adj Net Incm	1610	TotalExpensesAdjNetIncm
Total Expenses Dsbrs Chrtbl Prps	393001	TotalExpensesDsbrsChrtblPrps
Excess Of Revenue Over Expenses	-188019	ExcessOfRevenueOverExpenses
Net Investment Income	232792	NetInvestmentIncome
Adjusted Net Income	0	AdjustedNetIncome

Balance Sheets BalanceSheets

Field	Value	IRS element (for citing)
Cash BOY	111688	CashBOY
Cash EOY	16990	CashEOY
Cash EOYFMV	16990	CashEOYFMV
Savings And Temp Cash Invst BOY	679468	SavingsAndTempCashInvstBOY
Savings And Temp Cash Invst EOY	851244	SavingsAndTempCashInvstEOY
Savings And Temp Cash Invst EOYFMV	851244	SavingsAndTempCashInvstEOYFMV
Prepaid Expenses BOY	4227	PrepaidExpensesBOY
Prepaid Expenses EOY	2616	PrepaidExpensesEOY
Prepaid Expenses EOYFMV	2616	PrepaidExpensesEOYFMV
Investments Govt Oblig BOY	0	InvestmentsGovtObligBOY
Investments Govt Oblig EOY	18154	InvestmentsGovtObligEOY
Investments Govt Oblig EOYFMV	18154	InvestmentsGovtObligEOYFMV
Investments Corp Stock BOY	3828596	InvestmentsCorpStockBOY
Investments Corp Stock EOY	2905330	InvestmentsCorpStockEOY
Investments Corp Stock EOYFMV	2905330	InvestmentsCorpStockEOYFMV
Investments Corp Bonds BOY	3038738	InvestmentsCorpBondsBOY
Investments Corp Bonds EOY	3474605	InvestmentsCorpBondsEOY
Investments Corp Bonds EOYFMV	3474605	InvestmentsCorpBondsEOYFMV
Land Building And Equipment Basis	29112	LandBuildingAndEquipmentBasis
Accum Deprec Land Bldg And Equip	27713	AccumDeprecLandBldgAndEquip
Land Building And Equipment BOY	3009	LandBuildingAndEquipmentBOY
Land Building And Equipment EOY	1399	LandBuildingAndEquipmentEOY
Land Building And Equipment EOYFMV	1399	LandBuildingAndEquipmentEOYFMV
Other Assets BOY	22440	OtherAssetsBOY
Other Assets EOY	21267	OtherAssetsEOY
Other Assets EOYFMV	21267	OtherAssetsEOYFMV
Total Assets BOY	7688166	TotalAssetsBOY
Total Assets EOY	7291605	TotalAssetsEOY
Total Assets EOYFMV	7291605	TotalAssetsEOYFMV
Accounts Payable BOY	764	AccountsPayableBOY
Grants Payable EOY	56000	GrantsPayableEOY
Other Liabilities BOY	5387	OtherLiabilitiesBOY
Other Liabilities EOY	0	OtherLiabilitiesEOY
Total Liabilities BOY	6151	TotalLiabilitiesBOY
Total Liabilities EOY	56000	TotalLiabilitiesEOY
Org That Follow SFAS117	X	OrgThatFollowSFAS117
Unrestricted BOY	7682015	UnrestrictedBOY
Unrestricted EOY	7234780	UnrestrictedEOY
Temporarily Restricted EOY	825	TemporarilyRestrictedEOY
Total Net Assets BOY	7682015	TotalNetAssetsBOY
Total Net Assets EOY	7235605	TotalNetAssetsEOY
Total Liabilities Net Assets BOY	7688166	TotalLiabilitiesNetAssetsBOY
Total Liabilities Net Assets EOY	7291605	TotalLiabilitiesNetAssetsEOY

Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances

Field	Value	IRS element (for citing)
Total Net Assets Fund Balances BOY	7682015	TotalNetAssetsFundBalancesBOY
Excess Of Revenue Over Expenses	-188019	ExcessOfRevenueOverExpenses
Other Increases	0	OtherIncreases
Subtotal	7493996	Subtotal
Other Decreases	258391	OtherDecreases
Total Net Assets Fund Balances EOY	7235605	TotalNetAssetsFundBalancesEOY

Capital Gains And Losses CapitalGainsAndLosses

Capital Gains And Losses Info CapitalGainsAndLossesInfo (523 entries)

Description Of AssetDescriptionOfAsset	How AcquiredHowAcquired	Date AcquiredDateAcquired	Date SoldDateSold	Gross Sales PriceGrossSalesPrice	Cost Or Other BasisCostOrOtherBasis	Gain Or LossGainOrLoss	Gains Minus Excess Or LossesGainsMinusExcessOrLosses
640.395 SHS AQR MOMENTUM FUND CLASS L	P	2011-04-04	2011-11-30	8895	9907	-1012	-1012
347.208 SHS AQR MOMENTUM FUND CLASS L	P	2011-10-19	2011-11-30	4823	4663	160	160
918.038 SHS RIDGEWORTH SEIX FLOATING RATE HIGH INCOME FUND CLASS I	P	2010-10-25	2011-11-16	7978	8134	-156	-156
426.241 SHS AMERICAN CENTURY MID CAP VALUE FUND INVESTOR CLASS	P	2011-03-22	2011-10-19	4979	5499	-520	-520
11.022 SHS GATEWAY FUND CLASS Y	P	2010-07-21	2011-10-19	284	271	13	13
6 SHS ISHARES TR BARCLAYS TIPS BD FD	P	2010-04-01	2011-10-19	688	620	68	68
4 SHS ISHARES TR BARCLAYS 7-10 YR TREAS BD FD	P	2010-10-22	2011-10-19	411	396	15	15
128.968 SHS PARNASSUS SMALL-CAP FUND	P	2011-03-22	2011-10-19	2552	3138	-586	-586
6.317 SHS PRUDENTIAL JENNISON HEALTH SCIENCES FUND CLASS Z	P	2011-08-17	2011-10-19	158	157	1	1
18.32 SHS RIDGEWORTH SEIX FLOATING RATE HIGH INCOME FUND CLASS I	P	2010-10-25	2011-10-19	158	162	-4	-4
22 SHS SPDR GOLD TR GOLD SHS	P	2010-08-18	2011-10-19	3522	2635	887	887
13 SHS SPDR GOLD TR GOLD SHS	P	2010-08-19	2011-10-19	2081	1567	514	514
447.606 SHS THORNBURG INTERNATIONAL VALUE FUND CLASS I	P	2010-04-01	2011-10-19	11154	11700	-546	-546
107 SHS ISHARES TR S&P GLOBAL INFRASTRUCTURE INDEX FD	P	2010-04-01	2011-10-18	3573	3713	-140	-140
59 SHS VANGUARD INTL EQUITY INDEX FDS MSCI EMERGING MKTS ETF	P	2010-04-01	2011-10-18	2296	2538	-242	-242
143 SHS ISHARES TR S&P GLOBAL INFRASTRUCTURE INDEX FD	P	2010-04-01	2011-10-17	4842	4962	-120	-120
13 SHS ISHARES TR S&P GLOBAL INFRASTRUCTURE INDEX FD	P	2010-04-01	2011-10-17	442	451	-9	-9
23 SHS VANGUARD INTL EQUITY INDEX FDS MSCI EMERGING MKTS ETF	P	2010-04-01	2011-10-17	905	989	-84	-84
147 SHS ISHARES TR MSCI EAFE INDEX FD	P	2010-04-01	2011-08-16	7901	8346	-445	-445
25000 SHS BARRICK GOLD FIN CO GTD NT 4.875% 11/15/14 B/E DTD 11/12/04 CLB C	P	2011-11-30	2011-12-08	27237	24551	2686	2686
120000 SHS BANC AMER MTG SECS INC 2004-5 MTG PASSTHRU CTF CL 2-A-3 5.500% 0	P	2007-04-25	2011-11-25	1461	1470	-9	-9
35000 SHS CHRYSLER FINL AUTO SECURITIZATION TR 2009-A ASSET BACKED NT CL A-3	P	2010-03-08	2011-11-15	1566	1344	222	222
15000 SHS CHRYSLER FINL AUTO SECURITIZATION TR 2009-A ASSET BACKED NT CL A-3	P	2011-07-15	2011-11-15	671	678	-7	-7
20000 SHS CHRYSLER FINL AUTO SECURITIZATION TR 2009-A ASSET BACKED NT CL A-3	P	2011-09-23	2011-11-15	895	904	-9	-9
25000 SHS MORGAN STANLEY DEAN WITTER CAP I TR 2002-IQ3 COML MTG PASSTHRU CTF	P	2011-08-19	2011-11-15	1055	1085	-30	-30
25000 SHS WORLD OMNI AUTO RECEIVABLES TR 2011-A ASSET BACKED NT CL A-2 0.64	P	2011-03-02	2011-11-15	1645	1645	0	0
100000 SHS FNMA 15 YEAR TBA SETT NOVEMBER 3.000% 11/01/25 REG DTD 11/01/10	P	2011-10-06	2011-11-14	102449	102250	199	199
25000 SHS RESIDENTIAL FDG MTG SECS II INC 2003-HS1 LN BKD NT CL A-I-5 5.150	P	2006-10-04	2011-11-10	4567	5310	-743	-743
85000 SHS UNITED STATES TREAS NTS 0.750% 06/15/14 B/E DTD 06/15/11 N/C	P	2011-06-10	2011-11-08	85916	85107	809	809
35000 SHS UNITED STATES TREAS NTS 0.750% 06/15/14 B/E DTD 06/15/11 N/C	P	2011-06-23	2011-11-08	35377	35128	249	249
65000 SHS FNMA 30 YEAR TBA SETT NOVEMBER 3.500% 12/01/40 REG DTD 11/01/11 N	P	2011-09-23	2011-11-07	66503	66818	-315	-315
210000 SHS FNMA 30 YEAR TBA SETT NOVEMBER 4.000% 11/01/41 REG DTD 11/01/11	P	2011-10-07	2011-11-07	219081	217547	1534	1534
200000 SHS FNMA 30 YEAR TBA SETT NOVEMBER 5.000% 11/01/41 REG DTD 11/01/11	P	2011-10-07	2011-11-07	215453	213781	1672	1672
40000 SHS FHLMC MULTICLASS MTG PARTN CTFS GTD SER 3589 CL CA 4.000% 10/15/2	P	2009-12-10	2011-11-07	843	873	-30	-30
300000 SHS GNMA GTD MTG PASS THRU CTFS POOL # 579622 7.000% 02/15/32 B/E DT	P	2002-03-13	2011-11-07	10	10	0	0
300000 SHS GNMA GTD MTG PASS THRU CTFS POOL # 563578 7.000% 05/15/32 B/E DT	P	2002-06-06	2011-11-07	13	13	0	0
35000 SHS UNITED STATES TREAS NTS 3.500% 05/15/20 B/E DTD 05/15/10 N/C	P	2011-05-06	2011-11-07	39960	36256	3704	3704
15000 SHS UNITED STATES TREAS NTS 3.500% 05/15/20 B/E DTD 05/15/10 N/C	P	2011-06-08	2011-11-07	17126	15878	1248	1248
160000 SHS FEDERAL HOME LN MTG CORP PARTN CTFS POOL # G08167 "GOLD" 5.500%	P	2006-10-27	2011-11-04	1010	995	15	15
165000 SHS FEDERAL HOME LN MTG CORP PARTN CTFS POOL # G08167 "GOLD" 5.500%	P	2006-10-27	2011-11-04	1042	1026	16	16
100000 SHS FEDERAL HOME LN MTG CORP PARTN CTFS POOL # G08226 "GOLD" 5.500%	P	2007-09-18	2011-11-04	1493	1473	20	20
65000 SHS FEDERAL HOME LN MTG CORP PARTN CTFS POOL # 1G0731 "ARM" 2.972% 02	P	2006-05-09	2011-11-04	40	39	1	1
265000 SHS FEDERAL HOME LN MTG CORP PARTN CTFS POOL # C01725 "GOLD" 5.500%	P	2003-12-03	2011-11-04	1517	1524	-7	-7
204000 SHS FEDERAL HOME LN MTG CORP PARTN CTFS POOL # A12450 "GOLD" 6.000%	P	2004-04-15	2011-11-04	1059	1090	-31	-31
540000 SHS FEDERAL HOME LN MTG CORP PARTN CTFS POOL # A14500 "GOLD" 6.500%	P	2006-12-07	2011-11-04	33	34	-1	-1
500000 SHS FNMA GTD MTG PASS THRU CTFS POOL # 253112 7.000% 03/01/30 B/E DT	P	2000-04-07	2011-11-04	23	22	1	1
90000 SHS FNMA GTD MTG PASS THRU CTFS POOL # 256638 6.000% 03/01/37 B/E DTD	P	2007-02-28	2011-11-04	412	415	-3	-3
107854 SHS FNMA GTD MTG PASS THRU CTFS POOL # 256851 7.000% 08/01/37 B/E DT	P	2007-11-05	2011-11-04	493	511	-18	-18
245000 SHS FNMA GTD MTG PASS THRU CTFS POOL # 545807 5.500% 08/01/17 B/E DT	P	2004-09-17	2011-11-04	362	376	-14	-14
125000 SHS FNMA GTD MTG PASS THRU CTFS POOL # 900318 6.000% 09/01/36 B/E DT	P	2006-09-12	2011-11-04	782	782	0	0
20000 SHS FNMA GTD MTG PASS THRU CTFS POOL # 900318 6.000% 09/01/36 B/E DTD	P	2006-12-07	2011-11-04	125	127	-2	-2
114000 SHS FNMA GTD MTG PASS THRU CTFS POOL # 913253 "ARM" 2.392% 03/01/37	P	2009-02-13	2011-11-04	701	728	-27	-27
135578 SHS FNMA GTD MTG PASS THRU CTFS POOL # 981265 5.000% 03/01/23 B/E DT	P	2008-04-15	2011-11-04	2267	2278	-11	-11
15000 SHS UNITED STATES TREAS BDS 3.500% 02/15/39 B/E DTD 02/15/09 N/C	P	2010-03-09	2011-11-03	16148	12657	3491	3491
120000 SHS BANC AMER MTG SECS INC 2004-5 MTG PASSTHRU CTF CL 2-A-3 5.500% 0	P	2007-04-25	2011-10-25	1455	1463	-8	-8
15000 SHS UNITED STATES TREAS NTS 0.625% 01/31/13 B/E DTD 01/31/11 N/C	P	2011-05-06	2011-10-25	15084	15032	52	52
35000 SHS CHRYSLER FINL AUTO SECURITIZATION TR 2009-A ASSET BACKED NT CL A-3	P	2010-03-08	2011-10-17	1611	1382	229	229
15000 SHS CHRYSLER FINL AUTO SECURITIZATION TR 2009-A ASSET BACKED NT CL A-3	P	2011-07-15	2011-10-17	690	698	-8	-8
20000 SHS CHRYSLER FINL AUTO SECURITIZATION TR 2009-A ASSET BACKED NT CL A-3	P	2011-09-23	2011-10-17	920	930	-10	-10
25000 SHS MORGAN STANLEY DEAN WITTER CAP I TR 2002-IQ3 COML MTG PASSTHRU CTF	P	2011-08-19	2011-10-14	333	342	-9	-9
210000 SHS FNMA 30 YEAR TBA SETT OCTOBER 4.000% 10/01/41 REG DTD 10/01/11 N	P	2011-09-08	2011-10-07	218080	218466	-386	-386
200000 SHS FNMA 30 YEAR TBA SETT OCTOBER 5.000% 10/01/41 REG DTD 10/01/11 N	P	2011-09-08	2011-10-07	214305	215000	-695	-695
40000 SHS FHLMC MULTICLASS MTG PARTN CTFS GTD SER 3589 CL CA 4.000% 10/15/2	P	2009-12-10	2011-10-07	988	1023	-35	-35
300000 SHS GNMA GTD MTG PASS THRU CTFS POOL # 579622 7.000% 02/15/32 B/E DT	P	2002-03-13	2011-10-07	10	10	0	0
300000 SHS GNMA GTD MTG PASS THRU CTFS POOL # 563578 7.000% 05/15/32 B/E DT	P	2002-06-06	2011-10-07	22	23	-1	-1
85000 SHS FNMA 30 YEAR TBA SETT OCTOBER 5.500% 10/01/41 REG DTD 10/01/11 N/	P	2011-09-08	2011-10-06	91986	92584	-598	-598
160000 SHS FEDERAL HOME LN MTG CORP PARTN CTFS POOL # G08167 "GOLD" 5.500%	P	2006-10-27	2011-10-06	1464	1442	22	22
165000 SHS FEDERAL HOME LN MTG CORP PARTN CTFS POOL # G08167 "GOLD" 5.500%	P	2006-10-27	2011-10-06	1509	1487	22	22
100000 SHS FEDERAL HOME LN MTG CORP PARTN CTFS POOL # G08226 "GOLD" 5.500%	P	2007-09-18	2011-10-06	577	570	7	7
65000 SHS FEDERAL HOME LN MTG CORP PARTN CTFS POOL # 1G0731 "ARM" 2.972% 02	P	2006-05-09	2011-10-06	201	199	2	2
265000 SHS FEDERAL HOME LN MTG CORP PARTN CTFS POOL # C01725 "GOLD" 5.500%	P	2003-12-03	2011-10-06	1236	1242	-6	-6
204000 SHS FEDERAL HOME LN MTG CORP PARTN CTFS POOL # A12450 "GOLD" 6.000%	P	2004-04-15	2011-10-06	1698	1748	-50	-50
540000 SHS FEDERAL HOME LN MTG CORP PARTN CTFS POOL # A14500 "GOLD" 6.500%	P	2006-12-07	2011-10-06	33	33	0	0
500000 SHS FNMA GTD MTG PASS THRU CTFS POOL # 253112 7.000% 03/01/30 B/E DT	P	2000-04-07	2011-10-06	22	21	1	1
90000 SHS FNMA GTD MTG PASS THRU CTFS POOL # 256638 6.000% 03/01/37 B/E DTD	P	2007-02-28	2011-10-06	349	352	-3	-3
107854 SHS FNMA GTD MTG PASS THRU CTFS POOL # 256851 7.000% 08/01/37 B/E DT	P	2007-11-05	2011-10-06	326	338	-12	-12
245000 SHS FNMA GTD MTG PASS THRU CTFS POOL # 545807 5.500% 08/01/17 B/E DT	P	2004-09-17	2011-10-06	404	419	-15	-15
125000 SHS FNMA GTD MTG PASS THRU CTFS POOL # 900318 6.000% 09/01/36 B/E DT	P	2006-09-12	2011-10-06	1119	1119	0	0
20000 SHS FNMA GTD MTG PASS THRU CTFS POOL # 900318 6.000% 09/01/36 B/E DTD	P	2006-12-07	2011-10-06	179	181	-2	-2
114000 SHS FNMA GTD MTG PASS THRU CTFS POOL # 913253 "ARM" 2.392% 03/01/37	P	2009-02-13	2011-10-06	522	542	-20	-20
135578 SHS FNMA GTD MTG PASS THRU CTFS POOL # 981265 5.000% 03/01/23 B/E DT	P	2008-04-15	2011-10-06	1504	1512	-8	-8
20000 SHS DEVON FING CORP U L C NT 6.875% 09/30/11 B/E DTD 10/03/01 CLB MAT	P	2009-04-22	2011-09-30	20000	20000	0	0
15000 SHS SBC COMMUNICATIONS INC GLOBAL NT 5.100% 09/15/14 B/E DTD 11/03/04	P	2009-07-13	2011-09-27	16495	15578	917	917
120000 SHS BANC AMER MTG SECS INC 2004-5 MTG PASSTHRU CTF CL 2-A-3 5.500% 0	P	2007-04-25	2011-09-26	1448	1456	-8	-8
15000 SHS FEDERAL NATL MTG ASSN BENCHMARK NOTE 2.375% 07/28/15 B/E DTD 06/1	P	2010-09-02	2011-09-23	15866	4047	11819	11819
65000 SHS FNMA 30 YEAR TBA SETT OCTOBER 4.500% 10/01/41 REG DTD 10/01/11 N/	P	2011-09-08	2011-09-22	69388	68768	620	620
5000 SHS CITIGROUP INC FIXED RATE SR NT 5.375% 08/09/20 B/E DTD 08/09/10 CL	P	2011-08-08	2011-09-16	5278	5300	-22	-22
35000 SHS CHRYSLER FINL AUTO SECURITIZATION TR 2009-A ASSET BACKED NT CL A-3	P	2010-03-08	2011-09-15	1735	1489	246	246
15000 SHS CHRYSLER FINL AUTO SECURITIZATION TR 2009-A ASSET BACKED NT CL A-3	P	2011-07-15	2011-09-15	744	751	-7	-7
25000 SHS MORGAN STANLEY DEAN WITTER CAP I TR 2002-IQ3 COML MTG PASSTHRU CTF	P	2011-08-19	2011-09-15	670	688	-18	-18
15000 SHS BEAR STEARNS COS INC 6.400% 10/02/17 B/E DTD 10/02/07 N/C	P	2010-08-09	2011-09-14	17129	16955	174	174
15000 SHS CSX CORP NT 5.500% 08/01/13 B/E DTD 08/05/03 N/C	P	2010-01-11	2011-09-14	16170	15690	480	480
210000 SHS FNMA 30 YEAR TBA SETT SEPTEMBER 4.000% 09/01/41 REG DTD 09/01/11	P	2011-08-05	2011-09-08	219089	215709	3380	3380
65000 SHS FNMA 30 YEAR TBA SETT SEPTEMBER 4.500% 09/01/41 REG DTD 09/01/11	P	2011-08-05	2011-09-08	68930	68296	634	634
200000 SHS FNMA 30 YEAR TBA SETT SEPTEMBER 5.000% 09/01/41 REG DTD 09/01/11	P	2011-08-08	2011-09-08	215516	213844	1672	1672
85000 SHS FNMA 30 YEAR TBA SETT SEPTEMBER 5.500% 09/01/41 REG DTD 09/01/11	P	2011-08-08	2011-09-08	92753	92198	555	555
40000 SHS FHLMC MULTICLASS MTG PARTN CTFS GTD SER 3589 CL CA 4.000% 10/15/2	P	2009-12-10	2011-09-08	525	544	-19	-19
300000 SHS GNMA GTD MTG PASS THRU CTFS POOL # 579622 7.000% 02/15/32 B/E DT	P	2002-03-13	2011-09-08	10	10	0	0
300000 SHS GNMA GTD MTG PASS THRU CTFS POOL # 563578 7.000% 05/15/32 B/E DT	P	2002-06-06	2011-09-08	14	14	0	0
160000 SHS FEDERAL HOME LN MTG CORP PARTN CTFS POOL # G08167 "GOLD" 5.500%	P	2006-10-27	2011-09-07	898	885	13	13
165000 SHS FEDERAL HOME LN MTG CORP PARTN CTFS POOL # G08167 "GOLD" 5.500%	P	2006-10-27	2011-09-07	926	912	14	14
100000 SHS FEDERAL HOME LN MTG CORP PARTN CTFS POOL # G08226 "GOLD" 5.500%	P	2007-09-18	2011-09-07	887	874	13	13
65000 SHS FEDERAL HOME LN MTG CORP PARTN CTFS POOL # 1G0731 "ARM" 2.972% 02	P	2006-05-09	2011-09-07	428	424	4	4
265000 SHS FEDERAL HOME LN MTG CORP PARTN CTFS POOL # C01725 "GOLD" 5.500%	P	2003-12-03	2011-09-07	1464	1471	-7	-7
204000 SHS FEDERAL HOME LN MTG CORP PARTN CTFS POOL # A12450 "GOLD" 6.000%	P	2004-04-15	2011-09-07	604	622	-18	-18
540000 SHS FEDERAL HOME LN MTG CORP PARTN CTFS POOL # A14500 "GOLD" 6.500%	P	2006-12-07	2011-09-07	33	33	0	0
500000 SHS FNMA GTD MTG PASS THRU CTFS POOL # 253112 7.000% 03/01/30 B/E DT	P	2000-04-07	2011-09-07	20	20	0	0
90000 SHS FNMA GTD MTG PASS THRU CTFS POOL # 256638 6.000% 03/01/37 B/E DTD	P	2007-02-28	2011-09-07	724	730	-6	-6
107854 SHS FNMA GTD MTG PASS THRU CTFS POOL # 256851 7.000% 08/01/37 B/E DT	P	2007-11-05	2011-09-07	798	827	-29	-29
245000 SHS FNMA GTD MTG PASS THRU CTFS POOL # 545807 5.500% 08/01/17 B/E DT	P	2004-09-17	2011-09-07	375	389	-14	-14
125000 SHS FNMA GTD MTG PASS THRU CTFS POOL # 900318 6.000% 09/01/36 B/E DT	P	2006-09-12	2011-09-07	465	465	0	0
20000 SHS FNMA GTD MTG PASS THRU CTFS POOL # 900318 6.000% 09/01/36 B/E DTD	P	2006-12-07	2011-09-07	74	75	-1	-1
114000 SHS FNMA GTD MTG PASS THRU CTFS POOL # 913253 "ARM" 2.392% 03/01/37	P	2009-02-13	2011-09-07	994	1032	-38	-38
135578 SHS FNMA GTD MTG PASS THRU CTFS POOL # 981265 5.000% 03/01/23 B/E DT	P	2008-04-15	2011-09-07	4156	4177	-21	-21
120000 SHS BANC AMER MTG SECS INC 2004-5 MTG PASSTHRU CTF CL 2-A-3 5.500% 0	P	2007-04-25	2011-08-25	1441	1450	-9	-9
10000 SHS CREDIT SUISSE FIRST BOSTON MTG SECS CORP 2001-CKN5 MTG PASSTHRU CT	P	2009-09-29	2011-08-19		458	-458	-458
5000 SHS UNITED STATES TREAS NTS 0.750% 06/15/14 B/E DTD 06/15/11 N/C	P	2011-06-10	2011-08-18	5063	5007	56	56
10000 SHS UNITED STATES TREAS NTS 3.500% 05/15/20 B/E DTD 05/15/10 N/C	P	2011-05-06	2011-08-17	11292	10367	925	925
15000 SHS CVS CAREMARK CORP SR NT 5.750% 08/15/11 B/E DTD 08/15/06 CLB MATU	P	2009-08-11	2011-08-15	15000	15000	0	0
35000 SHS CHRYSLER FINL AUTO SECURITIZATION TR 2009-A ASSET BACKED NT CL A-3	P	2010-03-08	2011-08-15	1608	1379	229	229
15000 SHS CHRYSLER FINL AUTO SECURITIZATION TR 2009-A ASSET BACKED NT CL A-3	P	2011-07-15	2011-08-15	689	696	-7	-7
10000 SHS UNITED STATES TREAS BDS 3.500% 02/15/39 B/E DTD 02/15/09 N/C	P	2010-03-09	2011-08-10	10022	8431	1591	1591
15000 SHS UNITED STATES TREAS NTS 3.500% 05/15/20 B/E DTD 05/15/10 N/C	P	2011-05-06	2011-08-09	16716	15552	1164	1164
200000 SHS FNMA 3O YEAR TBA SETT AUG 5.000% 08/01/40 REG DTD 08/01/10 N/C	P	2011-07-08	2011-08-08	214531	212344	2187	2187
85000 SHS FNMA 30 YEAR TBA SETT AUGUST 5.500% 08/01/41 REG DTD 08/01/11 N/C	P	2011-07-08	2011-08-08	92438	91866	572	572
5000 SHS UNITED STATES TREAS NTS 3.500% 05/15/20 B/E DTD 05/15/10 N/C	P	2011-05-06	2011-08-08	5533	5184	349	349
150000 SHS FNMA 30 YEAR TBA SETT AUGUST 4.000% 08/01/41 REG DTD 08/01/11 N/	P	2011-07-11	2011-08-05	154582	150844	3738	3738
60000 SHS FNMA 30 YEAR TBA SETT AUGUST 4.000% 08/01/41 REG DTD 08/01/11 N/C	P	2011-07-14	2011-08-05	61833	60525	1308	1308
65000 SHS FNMA 30 YEAR TBA SETT AUGUST 4.500% 08/01/41 REG DTD 08/01/11 N/C	P	2011-07-08	2011-08-05	68514	67313	1201	1201
40000 SHS FHLMC MULTICLASS MTG PARTN CTFS GTD SER 3589 CL CA 4.000% 10/15/2	P	2009-12-10	2011-08-05	491	508	-17	-17
300000 SHS GNMA GTD MTG PASS THRU CTFS POOL # 579622 7.000% 02/15/32 B/E DT	P	2002-03-13	2011-08-05	15	15	0	0
300000 SHS GNMA GTD MTG PASS THRU CTFS POOL # 563578 7.000% 05/15/32 B/E DT	P	2002-06-06	2011-08-05	26	27	-1	-1
160000 SHS FEDERAL HOME LN MTG CORP PARTN CTFS POOL # G08167 "GOLD" 5.500%	P	2006-10-27	2011-08-04	802	790	12	12
165000 SHS FEDERAL HOME LN MTG CORP PARTN CTFS POOL # G08167 "GOLD" 5.500%	P	2006-10-27	2011-08-04	827	814	13	13
100000 SHS FEDERAL HOME LN MTG CORP PARTN CTFS POOL # G08226 "GOLD" 5.500%	P	2007-09-18	2011-08-04	1093	1078	15	15
65000 SHS FEDERAL HOME LN MTG CORP PARTN CTFS POOL # 1G0731 "ARM" 2.972% 02	P	2006-05-09	2011-08-04	597	592	5	5
265000 SHS FEDERAL HOME LN MTG CORP PARTN CTFS POOL # C01725 "GOLD" 5.500%	P	2003-12-03	2011-08-04	1484	1491	-7	-7
204000 SHS FEDERAL HOME LN MTG CORP PARTN CTFS POOL # A12450 "GOLD" 6.000%	P	2004-04-15	2011-08-04	1422	1464	-42	-42
540000 SHS FEDERAL HOME LN MTG CORP PARTN CTFS POOL # A14500 "GOLD" 6.500%	P	2006-12-07	2011-08-04	33	33	0	0
500000 SHS FNMA GTD MTG PASS THRU CTFS POOL # 253112 7.000% 03/01/30 B/E DT	P	2000-04-07	2011-08-04	20	20	0	0
90000 SHS FNMA GTD MTG PASS THRU CTFS POOL # 256638 6.000% 03/01/37 B/E DTD	P	2007-02-28	2011-08-04	502	506	-4	-4
107854 SHS FNMA GTD MTG PASS THRU CTFS POOL # 256851 7.000% 08/01/37 B/E DT	P	2007-11-05	2011-08-04	633	657	-24	-24
245000 SHS FNMA GTD MTG PASS THRU CTFS POOL # 545807 5.500% 08/01/17 B/E DT	P	2004-09-17	2011-08-04	309	320	-11	-11
125000 SHS FNMA GTD MTG PASS THRU CTFS POOL # 900318 6.000% 09/01/36 B/E DT	P	2006-09-12	2011-08-04	563	563	0	0
20000 SHS FNMA GTD MTG PASS THRU CTFS POOL # 900318 6.000% 09/01/36 B/E DTD	P	2006-12-07	2011-08-04	90	91	-1	-1
114000 SHS FNMA GTD MTG PASS THRU CTFS POOL # 913253 "ARM" 2.392% 03/01/37	P	2009-02-13	2011-08-04	879	913	-34	-34
135578 SHS FNMA GTD MTG PASS THRU CTFS POOL # 981265 5.000% 03/01/23 B/E DT	P	2008-04-15	2011-08-04	1043	1048	-5	-5
30000 SHS UNITED STATES TREAS NTS INFLATION INDEXED NOTES TIPS 1.250% 07/15	P	2011-01-14	2011-08-01	34261	32090	2171	2171
30000 SHS UNITED STATES TREAS NTS INFLATION INDEXED NOTES TIPS 1.250% 07/15	P	2010-10-08	2011-07-26	33533	32425	1108	1108
10000 SHS UNITED STATES TREAS NTS INFLATION INDEXED NOTES TIPS 1.250% 07/15	P	2010-10-13	2011-07-26	11178	10796	382	382
35000 SHS UNITED STATES TREAS NTS INFLATION INDEXED NOTES TIPS 1.250% 07/15	P	2010-10-13	2011-07-26	39113	37787	1326	1326
5000 SHS UNITED STATES TREAS NTS INFLATION INDEXED NOTES TIPS 1.250% 07/15/	P	2011-01-14	2011-07-26	5588	5178	410	410
120000 SHS BANC AMER MTG SECS INC 2004-5 MTG PASSTHRU CTF CL 2-A-3 5.500% 0	P	2007-04-25	2011-07-25	1435	1443	-8	-8
35000 SHS CHRYSLER FINL AUTO SECURITIZATION TR 2009-A ASSET BACKED NT CL A-3	P	2010-03-08	2011-07-15	1636	1403	233	233
10000 SHS CREDIT SUISSE FIRST BOSTON MTG SECS CORP 2001-CKN5 MTG PASSTHRU CT	P	2009-09-29	2011-07-15	1593	1644	-51	-51
50000 SHS FEDERAL HOME LN MTG CORP REFERENCE NTS FED REFERENCE BOND 3.750%	P	2011-03-02	2011-07-14	53833	22178	31655	31655
25000 SHS WELLS FARGO & CO NEW SR UNSECD NT 5.625% 12/11/17 B/E DTD 12/10/0	P	2010-08-19	2011-07-14	28227	27909	318	318
150000 SHS FNMA 30 YEAR TBA SETT JULY 4.000% 07/01/41 REG DTD 07/01/11 N/C	P	2011-06-08	2011-07-11	151271	151641	-370	-370
65000 SHS FNMA 30 YR TBA SETT JULY 4.500% 07/01/41 REG DTD 07/01/11 N/C	P	2011-06-08	2011-07-08	67509	67742	-233	-233
200000 SHS FNMA 3O YEAR TBA SETT JULY 5.000% 07/01/41 REG DTD 07/01/11 N/C	P	2011-06-08	2011-07-08	212883	213563	-680	-680
85000 SHS FNMA 3O YEAR TBA SETT JULY 5.500% 07/01/41 REG DTD 07/01/11 N/C	P	2011-06-08	2011-07-08	92019	92398	-379	-379
30000 SHS DAIMLERCHRYSLER AUTO TR 2008-B NT CL A-3A 4.710% 09/08/12 B/E DTD	P	2010-04-09	2011-07-08	252	259	-7	-7
40000 SHS FHLMC MULTICLASS MTG PARTN CTFS GTD SER 3589 CL CA 4.000% 10/15/2	P	2009-12-10	2011-07-08	499	517	-18	-18
300000 SHS GNMA GTD MTG PASS THRU CTFS POOL # 579622 7.000% 02/15/32 B/E DT	P	2002-03-13	2011-07-08	15	15	0	0
300000 SHS GNMA GTD MTG PASS THRU CTFS POOL # 563578 7.000% 05/15/32 B/E DT	P	2002-06-06	2011-07-08	258	268	-10	-10
160000 SHS FEDERAL HOME LN MTG CORP PARTN CTFS POOL # G08167 "GOLD" 5.500%	P	2006-10-27	2011-07-07	728	717	11	11
165000 SHS FEDERAL HOME LN MTG CORP PARTN CTFS POOL # G08167 "GOLD" 5.500%	P	2006-10-27	2011-07-07	751	739	12	12
100000 SHS FEDERAL HOME LN MTG CORP PARTN CTFS POOL # G08226 "GOLD" 5.500%	P	2007-09-18	2011-07-07	229	225	4	4
65000 SHS FEDERAL HOME LN MTG CORP PARTN CTFS POOL # 1G0731 "ARM" 2.972% 02	P	2006-05-09	2011-07-07	539	534	5	5
265000 SHS FEDERAL HOME LN MTG CORP PARTN CTFS POOL # C01725 "GOLD" 5.500%	P	2003-12-03	2011-07-07	1063	1068	-5	-5
204000 SHS FEDERAL HOME LN MTG CORP PARTN CTFS POOL # A12450 "GOLD" 6.000%	P	2004-04-15	2011-07-07	80	83	-3	-3
540000 SHS FEDERAL HOME LN MTG CORP PARTN CTFS POOL # A14500 "GOLD" 6.500%	P	2006-12-07	2011-07-07	32	33	-1	-1
500000 SHS FNMA GTD MTG PASS THRU CTFS POOL # 253112 7.000% 03/01/30 B/E DT	P	2000-04-07	2011-07-07	22	21	1	1
90000 SHS FNMA GTD MTG PASS THRU CTFS POOL # 256638 6.000% 03/01/37 B/E DTD	P	2007-02-28	2011-07-07	679	685	-6	-6
107854 SHS FNMA GTD MTG PASS THRU CTFS POOL # 256851 7.000% 08/01/37 B/E DT	P	2007-11-05	2011-07-07	437	453	-16	-16
245000 SHS FNMA GTD MTG PASS THRU CTFS POOL # 545807 5.500% 08/01/17 B/E DT	P	2004-09-17	2011-07-07	306	317	-11	-11
125000 SHS FNMA GTD MTG PASS THRU CTFS POOL # 900318 6.000% 09/01/36 B/E DT	P	2006-09-12	2011-07-07	48	48	0	0
20000 SHS FNMA GTD MTG PASS THRU CTFS POOL # 900318 6.000% 09/01/36 B/E DTD	P	2006-12-07	2011-07-07	8	8	0	0
114000 SHS FNMA GTD MTG PASS THRU CTFS POOL # 913253 "ARM" 2.392% 03/01/37	P	2009-02-13	2011-07-07	476	495	-19	-19
135578 SHS FNMA GTD MTG PASS THRU CTFS POOL # 981265 5.000% 03/01/23 B/E DT	P	2008-04-15	2011-07-07	396	398	-2	-2
82.817 SHS IVA WORLDWIDE I	P	2010-12-06	2011-12-07	1381	1263	118	118
20.487 SHS MAINSTAY ICAP INTERNATIONAL I	P	2010-12-06	2011-12-07	554	578	-24	-24
2.41 SHS MAINSTAY ICAP INTERNATIONAL I	P	2011-07-10	2011-12-07	65	65	0	0
49.957 SHS WILLIAM BLAIR INTERNATIONAL GROWTH N	P	2010-12-06	2011-12-07	967	994	-27	-27
318.683 SHS WILLIAM BLAIR INTERNATIONAL GROWTH N	P	2010-12-06	2011-12-07	6167	6342	-175	-175
13.745 SHS WILLIAM BLAIR INTERNATIONAL GROWTH N	P	2010-12-06	2011-12-07	266	274	-8	-8
39.215 SHS WILLIAM BLAIR INTERNATIONAL GROWTH N	P	2010-12-06	2011-12-07	759	780	-21	-21
416.096 SHS WILLIAM BLAIR INTERNATIONAL GROWTH N	P	2010-12-06	2011-12-07	8051	8281	-230	-230
212.039 SHS WILLIAM BLAIR INTERNATIONAL GROWTH N	P	2011-07-10	2011-12-07	4103	4220	-117	-117
192.84 SHS WILLIAM BLAIR INTERNATIONAL GROWTH N	P	2011-07-10	2011-12-07	3731	3838	-107	-107
284.863 SHS ARTISAN EMERGING MARKETS ADV	P	2010-12-22	2011-12-23	3327	4144	-817	-817
521.322 SHS ARTISAN EMERGING MARKETS ADV	P	2011-07-26	2011-12-23	6089	7585	-1496	-1496
432.881 SHS ARTISAN INTERNATIONAL SMALL CAP INVESTOR	P	2010-12-22	2011-12-23	7290	7707	-417	-417
136.164 SHS ARTISAN INTERNATIONAL SMALL CAP INVESTOR	P	2011-07-26	2011-12-23	2293	2424	-131	-131
1365.187 SHS ARTISAN INTERNATIONAL VALUE INVESTOR	P	2010-12-22	2011-12-23	34143	32669	1474	1474
193.321 SHS ARTISAN INTERNATIONAL VALUE INVESTOR	P	2011-07-26	2011-12-23	4835	4626	209	209
867.987 SHS DODGE & COX INTERNATIONAL STOCK	P	2010-12-22	2011-12-23	25337	27906	-2569	-2569
438.598 SHS DODGE & COX INTERNATIONAL STOCK	P	2011-07-26	2011-12-23	12803	14101	-1298	-1298
708.341 SHS IVA WORLDWIDE I	P	2010-12-22	2011-12-23	10887	10795	92	92
47.568 SHS IVA WORLDWIDE I	P	2011-07-26	2011-12-23	731	725	6	6
990.489 SHS MAINSTAY ICAP INTERNATIONAL I	P	2010-12-22	2011-12-23	25842	27947	-2105	-2105
28.583 SHS MAINSTAY ICAP INTERNATIONAL I	P	2011-07-26	2011-12-23	746	806	-60	-60
3414.073 SHS MANNING & NAPIER WORLD OPPORTUNITIES A	P	2011-07-26	2011-12-23	22635	29410	-6775	-6775
1502.333 SHS OAKMARK INTERNATIONAL I	P	2010-12-22	2011-12-23	24758	26282	-1524	-1524
465.737 SHS OAKMARK INTERNATIONAL I	P	2011-07-26	2011-12-23	7675	8148	-473	-473
73.05 SHS ASTON/RIVER ROAD INDEPENDENT VALUE N	P	2011-03-12	2011-08-09	749	787	-38	-38
163.153 SHS ABSOLUTE STRATEGIES I	P	2010-08-08	2011-08-09	1782	1736	46	46
170.947 SHS AQUILA THREE PEAKS HIGH INCOME I	P	2010-08-08	2011-08-09	1523	1554	-31	-31
17.895 SHS AQUILA THREE PEAKS HIGH INCOME I	P	2011-03-12	2011-08-09	159	159	0	0
160.855 SHS BLACKROCK INFLATION PROTECTED BOND INSTL	P	2010-08-08	2011-08-09	1877	1752	125	125
103.17 SHS CALAMOS MARKET NEUTRAL INCOME A	P	2010-08-08	2011-08-09	1227	1209	18	18
114.959 SHS HARBOR HIGH-YIELD BOND INSTL	P	2011-03-12	2011-08-09	1222	1293	-71	-71
216.581 SHS METROPOLITAN WEST TOTAL RETURN BOND M	P	2010-08-08	2011-08-09	2281	2212	69	69
46.209 SHS METROPOLITAN WEST TOTAL RETURN BOND M	P	2010-08-08	2011-08-09	487	472	15	15
507.889 SHS METROPOLITAN WEST TOTAL RETURN BOND M	P	2010-08-08	2011-08-09	5348	5188	160	160
177.102 SHS METROPOLITAN WEST TOTAL RETURN BOND M	P	2010-08-08	2011-08-09	1865	1809	56	56
242.274 SHS METROPOLITAN WEST TOTAL RETURN BOND M	P	2010-08-08	2011-08-09	2551	2475	76	76
592.656 SHS METROPOLITAN WEST TOTAL RETURN BOND M	P	2010-08-08	2011-08-09	6241	6054	187	187
223.915 SHS METROPOLITAN WEST TOTAL RETURN BOND M	P	2011-03-12	2011-08-09	2358	2287	71	71
110.199 SHS METROPOLITAN WEST TOTAL RETURN BOND M	P	2011-03-12	2011-08-09	1160	1126	34	34
47.166 SHS METROPOLITAN WEST TOTAL RETURN BOND M	P	2011-03-12	2011-08-09	497	482	15	15
171.43 SHS PIMCO COMMODITY REAL RET STRAT ADMIN	P	2010-08-08	2011-08-09	1462	1436	26	26
228.707 SHS PIMCO TOTAL RETURN ADMIN	P	2010-08-08	2011-08-09	2532	2527	5	5
222.787 SHS TEMPLETON GLOBAL BOND ADV	P	2010-08-08	2011-08-09	3041	2970	71	71
2022.796 SHS ASTON/RIVER ROAD INDEPENDENT VALUE N	P	2011-07-26	2011-12-23	21866	21786	80	80
1371.372 SHS ABSOLUTE STRATEGIES I	P	2010-12-22	2011-12-23	15154	14597	557	557
14.396 SHS ABSOLUTE STRATEGIES I	P	2011-07-26	2011-12-23	159	153	6	6
1506.273 SHS AQUILA THREE PEAKS HIGH INCOME I	P	2010-12-22	2011-12-23	13556	13689	-133	-133
217.908 SHS AQUILA THREE PEAKS HIGH INCOME I	P	2011-07-26	2011-12-23	1961	1980	-19	-19
799.183 SHS ARTISAN EMERGING MARKETS ADV	P	2011-07-26	2011-12-23	9334	12276	-2942	-2942
832.023 SHS BLACKROCK INFLATION PROTECTED BOND INSTL	P	2010-12-22	2011-12-23	9701	9068	633	633
50.887 SHS BLACKROCK INFLATION PROTECTED BOND INSTL	P	2011-07-26	2011-12-23	593	555	38	38
1249.494 SHS CALAMOS MARKET NEUTRAL INCOME A	P	2010-12-22	2011-12-23	15119	14645	474	474
44.352 SHS CALAMOS MARKET NEUTRAL INCOME A	P	2011-07-26	2011-12-23	537	520	17	17
1778.819 SHS CHAMPLAIN SMALL COMPANY ADV	P	2010-12-22	2011-12-23	24761	22205	2556	2556
314.62 SHS CHAMPLAIN SMALL COMPANY ADV	P	2011-07-26	2011-12-23	4380	3927	453	453
6044.063 SHS DIAMOND HILL LARGE CAP A	P	2010-12-22	2011-12-23	92051	85460	6591	6591
435.815 SHS DIAMOND HILL LARGE CAP A	P	2011-07-26	2011-12-23	6637	6162	475	475
4199.983 SHS DODGE & COX GLOBAL STOCK	P	2010-12-22	2011-12-23	32382	34298	-1916	-1916
1226.005 SHS DODGE & COX GLOBAL STOCK	P	2011-07-26	2011-12-23	9453	10012	-559	-559
2933.466 SHS DOUBLELINE TOTAL RETURN BOND I	P	2010-12-22	2011-12-23	32561	31980	581	581
310.051 SHS DOUBLELINE TOTAL RETURN BOND I	P	2011-07-26	2011-12-23	3442	3380	62	62
1480.488 SHS HARBOR HIGH-YIELD BOND INSTL	P	2011-07-26	2011-12-23	15619	16593	-974	-974
2020.208 SHS IVA WORLDWIDE I	P	2011-07-26	2011-12-23	31051	34548	-3497	-3497
3417.309 SHS MARSICO GLOBAL	P	2010-12-22	2011-12-23	32977	32380	597	597
298.788 SHS MARSICO GLOBAL	P	2011-07-26	2011-12-23	2883	2831	52	52
834.853 SHS OAKMARK INTERNATIONAL I	P	2010-12-22	2011-12-23	13758	15395	-1637	-1637
698.004 SHS OAKMARK INTERNATIONAL I	P	2011-07-26	2011-12-23	11503	12871	-1368	-1368
1596.105 SHS PIMCO COMMODITY REAL RET STRAT ADMIN	P	2010-12-22	2011-12-23	11636	13336	-1700	-1700
320.448 SHS PIMCO COMMODITY REAL RET STRAT ADMIN	P	2011-07-26	2011-12-23	2336	2677	-341	-341
1774.883 SHS PIMCO TOTAL RETURN ADMIN	P	2010-12-22	2011-12-23	19257	19605	-348	-348
76.744 SHS PIMCO TOTAL RETURN ADMIN	P	2011-07-26	2011-12-23	833	848	-15	-15
3032.094 SHS PRIMECAP ODYSSEY GROWTH	P	2010-12-22	2011-12-23	45512	42733	2779	2779
755.567 SHS PRIMECAP ODYSSEY GROWTH	P	2011-07-26	2011-12-23	11341	10649	692	692
1384.47 SHS TEMPLETON GLOBAL BOND ADV	P	2010-12-22	2011-12-23	17209	18414	-1205	-1205
544.455 SHS TEMPLETON GLOBAL BOND ADV	P	2011-07-26	2011-12-23	6768	7242	-474	-474
465.521 SHS THIRD AVENUE REAL ESTATE VALUE INSTL	P	2010-12-22	2011-12-23	9431	9798	-367	-367
22.759 SHS THIRD AVENUE REAL ESTATE VALUE INSTL	P	2011-07-26	2011-12-23	461	479	-18	-18
5.617 SHS CALAMOS MARKET NEUTRAL INCOME A	P	2011-08-02	2011-12-30	68	66	2	2
0.085 SHS ASTON/RIVER ROAD INDEPENDENT VALUE N	P	2011-05-09	2011-10-06	1	1	0	0
43.379 SHS AQUILA THREE PEAKS HIGH INCOME I	P	2010-10-05	2011-10-06	381	394	-13	-13
15.791 SHS AQUILA THREE PEAKS HIGH INCOME I	P	2011-05-09	2011-10-06	139	139	0	0
312.453 SHS CALAMOS MARKET NEUTRAL INCOME A	P	2010-10-05	2011-10-06	3678	3663	15	15
145.224 SHS DIAMOND HILL LONG-SHORT A	P	2010-10-05	2011-10-06	2263	2345	-82	-82
92.36 SHS DRIEHAUS ACTIVE INCOME	P	2010-10-05	2011-10-06	914	1013	-99	-99
40.812 SHS DRIEHAUS ACTIVE INCOME	P	2011-05-09	2011-10-06	404	404	0	0
75.004 SHS EATON VANCE GLBL MACR ABSOLUTE RETURN I	P	2010-10-05	2011-10-06	738	776	-38	-38
16.416 SHS EATON VANCE GLBL MACR ABSOLUTE RETURN I	P	2011-05-09	2011-10-06	162	162	0	0
303.864 SHS IVA WORLDWIDE I	P	2010-10-05	2011-10-06	4889	4682	207	207
83.996 SHS T. ROWE PRICE CAPITAL APPRECIATION	P	2010-10-05	2011-10-06	1638	1615	23	23
1478.023 SHS ASTON/RIVER ROAD INDEPENDENT VALUE N	P	2011-07-26	2011-12-23	15977	15918	59	59
2586.676 SHS ABSOLUTE STRATEGIES I	P	2010-12-22	2011-12-23	28583	27594	989	989
437.06 SHS ABSOLUTE STRATEGIES I	P	2011-07-26	2011-12-23	4830	4662	168	168
1607.332 SHS AQUILA THREE PEAKS HIGH INCOME I	P	2010-12-22	2011-12-23	14466	14591	-125	-125
130.269 SHS AQUILA THREE PEAKS HIGH INCOME I	P	2011-07-26	2011-12-23	1172	1183	-11	-11
1716.377 SHS ARBITRAGE I	P	2010-12-22	2011-12-23	22416	22476	-60	-60
392.593 SHS ARBITRAGE I	P	2011-07-26	2011-12-23	5127	5141	-14	-14
2282.71 SHS CALAMOS MARKET NEUTRAL INCOME A	P	2010-12-22	2011-12-23	27621	26763	858	858
296.277 SHS CALAMOS MARKET NEUTRAL INCOME A	P	2011-07-26	2011-12-23	3585	3474	111	111
983.806 SHS DIAMOND HILL LONG-SHORT A	P	2010-12-22	2011-12-23	16587	15886	701	701
1404.782 SHS DOUBLELINE TOTAL RETURN BOND I	P	2010-12-22	2011-12-23	15593	15371	222	222
505.29 SHS DOUBLELINE TOTAL RETURN BOND I	P	2011-07-26	2011-12-23	5609	5529	80	80
2495.738 SHS DRIEHAUS ACTIVE INCOME	P	2010-12-22	2011-12-23	24932	27375	-2443	-2443
301.016 SHS DRIEHAUS ACTIVE INCOME	P	2011-07-26	2011-12-23	3007	3302	-295	-295
2336.174 SHS EATON VANCE GLBL MACR ABSOLUTE RETURN I	P	2010-12-22	2011-12-23	23011	24181	-1170	-1170
131.129 SHS EATON VANCE GLBL MACR ABSOLUTE RETURN I	P	2011-07-26	2011-12-23	1292	1357	-65	-65
1142.224 SHS FPA NEW INCOME	P	2010-12-22	2011-12-23	12153	12492	-339	-339
561.31 SHS FPA NEW INCOME	P	2011-07-26	2011-12-23	5972	6139	-167	-167
1345.779 SHS IVA WORLDWIDE I	P	2010-12-22	2011-12-23	20685	20708	-23	-23
278.622 SHS IVA WORLDWIDE I	P	2011-07-26	2011-12-23	4282	4287	-5	-5
1328.687 SHS PIMCO COMMODITY REAL RET STRAT ADMIN	P	2010-12-22	2011-12-23	9686	11204	-1518	-1518
360.799 SHS PIMCO COMMODITY REAL RET STRAT ADMIN	P	2011-07-26	2011-12-23	2630	3042	-412	-412
963.113 SHS T. ROWE PRICE CAPITAL APPRECIATION	P	2010-12-22	2011-12-23	19908	18533	1375	1375
154.128 SHS T. ROWE PRICE CAPITAL APPRECIATION	P	2011-07-26	2011-12-23	3186	2966	220	220
1190.387 SHS WASATCH LONG/SHORT	P	2010-12-22	2011-12-23	15439	14190	1249	1249
61.091 SHS WASATCH LONG/SHORT	P	2011-07-26	2011-12-23	792	728	64	64
11.195 SHS CALAMOS MARKET NEUTRAL INCOME A	P	2011-08-02	2011-12-30	135	131	4	4
14.11 SHS ARTISAN MID CAP VAL INVS	P	2012-01-17	2012-03-26	307	284	23	23
132 SHS BRCLYS DJ AIG GRAINS ETN	P	2012-01-17	2012-04-03	6272	5618	654	654
31.64 SHS EUROPACIFIC GRW F2	P	2012-01-17	2012-03-26	1261	1141	120	120
77.75 SHS GROWTH FD AMER F2	P	2012-01-17	2012-03-26	2575	2322	253	253
25.42 SHS HIGHMRK GENEVA MID CAP F	P	2012-01-17	2012-03-26	647	588	59	59
123 SHS ISHS BRCLY20+ YR TR ETF	P	2012-01-17	2012-04-03	13887	14921	-1034	-1034
16 SHS ISHS BC7-10 TREA ETF	P	2012-01-17	2012-04-03	1656	1692	-36	-36
74 SHS ISHS INVSTMNT BD FD ETF	P	2012-01-17	2012-04-03	8557	8488	69	69
78 SHS ISHS TR IBOXX CORP ETF	P	2012-01-17	2012-07-03	7094	6954	140	140
33 SHS ISHS BRCLY MBS BD ETF	P	2012-01-17	2012-04-03	3558	3579	-21	-21
191 SHS ISHS S&P 500 VAL ETF	P	2012-01-17	2012-04-03	12404	11525	879	879
178 SHS ISHS S&P 500 GRWTH ETF	P	2012-01-17	2012-04-03	13526	12307	1219	1219
828.489 SHS KEELEY SMALL CAP VALUE I	P	2012-01-17	2012-03-23	21731	20066	1665	1665
58.77 SHS MFS INTL GRWTH I	P	2012-01-17	2012-03-26	1583	1410	173	173
1716 SHS SPDR S&P 500 TR 1 ETF	P	2012-01-17	2012-08-01	237104	222805	14299	14299
174 SHS SPDR LEH HI YLD BOND ETF	P	2012-01-17	2012-07-03	6853	6725	128	128
33 SHS VNGRD REIT ETF	P	2012-01-17	2012-04-03	2108	1946	162	162
3233.448 SHS ALLIANZ AGIC GROWTH CL P	P	2007-10-31	2012-02-07	84425	85000	-575	-575
4.188 SHS ALLIANZ AGIC GROWTH CL P	P	2009-12-17	2012-02-07	109	86	23	23
110 SHS COLGATEPALMOLIVE COMPANY	P	1991-09-19	2012-02-29	10205	1693	8512	8512
4583.674 SHS EURO PAC GRWTH F2	P	2000-02-14	2012-02-29	180826	192045	-11219	-11219
486.034 SHS EURO PAC GRWTH F2	P	2005-12-28	2012-02-29	19174	19841	-667	-667
205.641 SHS EURO PAC GRWTH F2	P	2005-12-28	2012-03-01	8182	8395	-213	-213
1273.684 SHS EURO PAC GRWTH F2	P	2005-12-28	2012-03-01	50680	51995	-1315	-1315
1033.869 SHS EURO PAC GRWTH F2	P	2006-12-27	2012-03-01	41138	47440	-6302	-6302
4298.422 SHS THORNBURG INV VALUE CL I	P	2000-09-22	2012-02-07	144126	138185	5941	5941
25.704 SHS THORNBURG INV VALUE CL I	P	2005-06-30	2012-02-07	862	815	47	47
29.283 SHS THORNBURG INV VALUE CL I	P	2005-09-30	2012-02-07	982	980	2	2
32.228 SHS THORNBURG INV VALUE CL I	P	2005-12-30	2012-02-07	1081	1105	-24	-24
22.374 SHS THORNBURG INV VALUE CL I	P	2006-03-30	2012-02-07	750	820	-70	-70
23.526 SHS THORNBURG INV VALUE CL I	P	2006-06-28	2012-02-07	789	821	-32	-32
60.244 SHS THORNBURG INV VALUE CL I	P	2006-09-27	2012-02-07	2020	2302	-282	-282
521.717 SHS THORNBURG INV VALUE CL I	P	2006-11-17	2012-02-07	17493	20730	-3237	-3237
19.149 SHS THORNBURG INV VALUE CL I	P	2006-11-17	2012-02-07	642	761	-119	-119
34.773 SHS THORNBURG INV VALUE CL I	P	2006-12-26	2012-02-07	1166	1389	-223	-223
24.639 SHS THORNBURG INV VALUE CL I	P	2007-03-26	2012-02-07	826	1026	-200	-200
11.825 SHS THORNBURG INV VALUE CL I	P	2007-06-26	2012-02-07	396	514	-118	-118
38.108 SHS THORNBURG INV VALUE CL I	P	2007-09-26	2012-02-07	1278	1713	-435	-435
399.88 SHS THORNBURG INV VALUE CL I	P	2007-11-19	2012-02-07	13408	15138	-1730	-1730
1384.286 SHS THORNBURG INV VALUE CL I	P	2007-11-19	2012-02-07	46415	52402	-5987	-5987
2.809 SHS THORNBURG INV VALUE CL I	P	2007-12-26	2012-02-07	94	109	-15	-15
8.367 SHS THORNBURG INV VALUE CL I	P	2008-03-26	2012-02-07	281	285	-4	-4
34.55 SHS THORNBURG INV VALUE CL I	P	2008-06-26	2012-02-07	1158	1140	18	18
37.999 SHS THORNBURG INV VALUE CL I	P	2008-09-26	2012-02-07	1274	1142	132	132
91.21 SHS THORNBURG INV VALUE CL I	P	2008-12-26	2012-02-07	3058	1946	1112	1112
82.611 SHS THORNBURG INV VALUE CL I	P	2009-03-26	2012-02-07	2770	1725	1045	1045
66.237 SHS THORNBURG INV VALUE CL I	P	2009-06-26	2012-02-07	2221	1733	488	488
49.413 SHS THORNBURG INV VALUE CL I	P	2009-09-25	2012-02-07	1657	1485	172	172
46.667 SHS THORNBURG INV VALUE CL I	P	2009-12-24	2012-02-07	1565	1491	74	74
5.448 SHS THORNBURG INV VALUE CL I	P	2010-03-26	2012-02-07	183	180	3	3
2.499 SHS THORNBURG INV VALUE CL I	P	2010-06-25	2012-02-07	84	75	9	9
5.544 SHS THORNBURG INV VALUE CL I	P	2010-09-24	2012-02-07	186	173	13	13
165 SHS AES CORP	P	2012-04-09	2012-05-02	2032	2120	-88	-88
430.171 SHS AIM DEVELOPING MKTS CL Y	P	2011-10-19	2012-01-10	12634	12604	30	30
8.86 SHS AIM DEVELOPING MKTS CL Y	P	2011-12-13	2012-01-10	260	257	3	3
4.61 SHS AIM DEVELOPING MKTS CL Y	P	2011-12-13	2012-01-10	135	134	1	1
916.196 SHS AMERN CENTY MID CAP VALU	P	2011-03-22	2012-01-10	10985	11819	-834	-834
5.246 SHS AMERN CENTY MID CAP VALU	P	2011-06-14	2012-01-10	63	67	-4	-4
6.146 SHS AMERN CENTY MID CAP VALU	P	2011-09-20	2012-01-10	74	71	3	3
35.136 SHS AMERN CENTY MID CAP VALU	P	2011-12-13	2012-01-10	421	408	13	13
13.314 SHS AMERN CENTY MID CAP VALU	P	2011-12-13	2012-01-10	160	154	6	6
5.075 SHS AMERN CENTY MID CAP VALU	P	2011-12-29	2012-01-10	61	60	1	1
37 SHS AMERICAN TOWER CORP NEW	P	2012-01-10	2012-04-09	2306	2274	32	32
85 SHS ANCESTRY.COM INC	P	2012-01-10	2012-02-06	2642	2280	362	362
599.692 SHS BLAIR WILLIAM INTL SM I	P	2010-04-01	2012-01-10	6986	6681	305	305
2.693 SHS BLAIR WILLIAM INTL SM I	P	2010-12-17	2012-01-10	31	35	-4	-4
310.351 SHS BLAIR WILLIAM INTL SM I	P	2011-10-19	2012-01-10	3616	3718	-102	-102
13.373 SHS BLAIR WILLIAM INTL SM I	P	2011-12-19	2012-01-10	156	148	8	8
22 SHS CVS CAREMARK CORP	P	2012-02-06	2012-06-07	983	955	28	28
86 SHS CARDTRONICS INC	P	2012-01-10	2012-04-09	2156	2300	-144	-144
22 SHS CONCHO RESOURCES INC	P	2012-01-10	2012-06-05	1904	2267	-363	-363
41 SHS EQT CORP	P	2012-01-10	2012-04-09	1990	2245	-255	-255
86 SHS EZCORP INC CL A NON-VTG	P	2012-01-10	2012-03-06	2586	2318	268	268
174 SHS GLOBE SPECIALTY METALS	P	2012-01-10	2012-07-06	2221	2332	-111	-111
265.591 SHS GATEWAY FUND CLASS Y	P	2010-07-21	2012-01-10	7059	6534	525	525
2.007 SHS GATEWAY FUND CLASS Y	P	2010-09-23	2012-01-10	53	51	2	2
270.512 SHS GATEWAY FUND CLASS Y	P	2010-10-08	2012-01-10	7190	6917	273	273
3.756 SHS GATEWAY FUND CLASS Y	P	2010-12-21	2012-01-10	100	98	2	2
3.187 SHS GATEWAY FUND CLASS Y	P	2011-03-24	2012-01-10	85	84	1	1
2.544 SHS GATEWAY FUND CLASS Y	P	2011-06-23	2012-01-10	68	67	1	1
2.699 SHS GATEWAY FUND CLASS Y	P	2011-09-22	2012-01-10	72	68	4	4
2.859 SHS GATEWAY FUND CLASS Y	P	2011-12-22	2012-01-10	76	75	1	1
49 SHS GREEN MTN CFFEE ROASTERS	P	2012-01-10	2012-02-06	3386	2350	1036	1036
60 SHS HARRIS CORP DEL	P	2012-01-10	2012-07-06	2522	2291	231	231
111 SHS HARSCO CORP	P	2012-01-10	2012-03-06	2299	2277	22	22
49 SHS ISHS BRCLY20+ YR TR ETF	P	2012-01-10	2012-07-02	6203	5783	420	420
154 SHS ISHRS BC7-10 TREA ETF	P	2010-10-25	2012-01-10	16139	15296	843	843
45 SHS ISHS BRCLYS TIPS BD ETF	P	2010-04-01	2012-07-02	5390	4653	737	737
149 SHS ISHRS BRCLY1-3 CR ETF	P	2010-04-01	2012-01-10	15543	15556	-13	-13
2 SHS ISHRS BRCLY1-3 CR ETF	P	2011-10-19	2012-01-10	209	208	1	1
67 SHS LIVEPERSON INC	P	2012-01-10	2012-06-07	1209	820	389	389
873.159 SHS MORGAN STNLY INTL EQTY I	P	2011-10-19	2012-01-10	10845	11028	-183	-183
22.79 SHS MORGAN STNLY INTL EQTY I	P	2011-12-20	2012-01-10	283	270	13	13
107 SHS NII HLDGS INC CL B NEW	P	2012-01-10	2012-06-07	1194	2284	-1090	-1090
92 SHS NORTHERN OIL & GAS INC	P	2012-01-10	2012-06-05	1565	2345	-780	-780
581.811 SHS PARNASSUS SMALL CAP FD	P	2011-03-22	2012-01-10	12206	14155	-1949	-1949
19.912 SHS PARNASSUS SMALL CAP FD	P	2011-11-18	2012-01-10	418	397	21	21
0.033 SHS PARNASSUS SMALL CAP FD	P	2011-12-29	2012-01-10	1	1	0	0
373.78 SHS PRUDENTIAL HLTH SCINCE Z	P	2011-08-17	2012-01-10	10309	9277	1032	1032
14.453 SHS PRUDENTIAL HLTH SCINCE Z	P	2011-12-02	2012-01-10	399	374	25	25
825.38 SHS RDEWRTH SEIX FLTG INC I	P	2010-10-25	2012-01-10	7189	7313	-124	-124
1.292 SHS RDEWRTH SEIX FLTG INC I	P	2010-10-29	2012-01-10	11	11	0	0
8.439 SHS RDEWRTH SEIX FLTG INC I	P	2010-11-30	2012-01-10	74	75	-1	-1
8.769 SHS RDEWRTH SEIX FLTG INC I	P	2010-12-31	2012-01-10	76	78	-2	-2
8.32 SHS RDEWRTH SEIX FLTG INC I	P	2011-01-31	2012-01-10	72	75	-3	-3
7.808 SHS RDEWRTH SEIX FLTG INC I	P	2011-02-28	2012-01-10	68	71	-3	-3
9.537 SHS RDEWRTH SEIX FLTG INC I	P	2011-03-31	2012-01-10	83	86	-3	-3
8.326 SHS RDEWRTH SEIX FLTG INC I	P	2011-04-29	2012-01-10	73	75	-2	-2
8.604 SHS RDEWRTH SEIX FLTG INC I	P	2011-05-31	2012-01-10	75	78	-3	-3
7.974 SHS RDEWRTH SEIX FLTG INC I	P	2011-06-30	2012-01-10	69	71	-2	-2
8.137 SHS RDEWRTH SEIX FLTG INC I	P	2011-07-29	2012-01-10	71	73	-2	-2
8.543 SHS RDEWRTH SEIX FLTG INC I	P	2011-08-31	2012-01-10	74	73	1	1
7.781 SHS RDEWRTH SEIX FLTG INC I	P	2011-09-30	2012-01-10	68	66	2	2
8.228 SHS RDEWRTH SEIX FLTG INC I	P	2011-10-31	2012-01-10	72	72	0	0
6.106 SHS RDEWRTH SEIX FLTG INC I	P	2011-12-02	2012-01-10	53	53	0	0
0.549 SHS RDEWRTH SEIX FLTG INC I	P	2011-12-19	2012-01-10	5	5	0	0
3.919 SHS RDEWRTH SEIX FLTG INC I	P	2012-01-04	2012-01-10	34	34	0	0
534 SHS SPDR S&P 500 TR 1 ETF	P	2012-01-10	2012-08-01	73784	69153	4631	4631
2246.465 SHS SCHWAB CP FNDMNTL US LRG	P	2011-04-04	2012-01-10	21813	23116	-1303	-1303
997.598 SHS SCHWAB CP FNDMNTL US LRG	P	2011-10-19	2012-01-10	9687	9138	549	549
61.641 SHS SCHWAB CP FNDMNTL US LRG	P	2011-12-12	2012-01-10	599	568	31	31
52 SHS SIRONA DENTAL SYS INC	P	2012-01-10	2012-03-06	2506	2259	247	247
59 SHS SPDR GOLD TRUST GOLD ETF	P	2010-08-19	2012-01-10	9380	7113	2267	2267
104 SHS STARWOOD PROPERTY TRUST	P	2012-04-09	2012-06-05	2057	2146	-89	-89
961.962 SHS TCW EMERGING MKTS INC FD	P	2011-11-16	2012-01-10	7975	8042	-67	-67
4.681 SHS TCW EMERGING MKTS INC FD	P	2011-12-02	2012-01-10	39	38	1	1
5.872 SHS TCW EMERGING MKTS INC FD	P	2012-01-03	2012-01-10	49	48	1	1
472.435 SHS THORNBRG INTL VALUE FD I	P	2010-04-01	2012-01-10	11882	12349	-467	-467
4.622 SHS THORNBRG INTL VALUE FD I	P	2010-06-25	2012-01-10	116	111	5	5
3.196 SHS THORNBRG INTL VALUE FD I	P	2010-09-24	2012-01-10	80	85	-5	-5
1.038 SHS THORNBRG INTL VALUE FD I	P	2010-12-27	2012-01-10	26	30	-4	-4
1.649 SHS THORNBRG INTL VALUE FD I	P	2011-03-25	2012-01-10	41	49	-8	-8
6.026 SHS THORNBRG INTL VALUE FD I	P	2011-06-24	2012-01-10	152	174	-22	-22
4.158 SHS THORNBRG INTL VALUE FD I	P	2011-09-26	2012-01-10	105	98	7	7
0.861 SHS THORNBRG INTL VALUE FD I	P	2011-12-28	2012-01-10	22	21	1	1
796 SHS VANGUARD DIV APPREC ETF	P	2010-04-01	2012-01-10	44337	39028	5309	5309
17 SHS VANGUARD DIV APPREC ETF	P	2011-10-19	2012-01-10	947	886	61	61
378 SHS VANGUARD TTL BD MKT ETF	P	2010-04-01	2012-01-10	31525	29839	1686	1686
1 SHS VANGUARD TTL BD MKT ETF	P	2011-10-19	2012-01-10	83	83	0	0
20000 SHS AGRIUM INC 6.75 011519	P	2009-07-31	2012-01-25	24100	20817	3283	3283
15000 SHS ALCOA INC 5.4 041521	P	2011-04-13	2012-04-17	15501	14978	523	523
15000 SHS ARCELORMITTL 5.5 030121	P	2011-08-09	2012-07-25	14162	14980	-818	-818
5000 SHS ARCELORMITTL 5.5 030121	P	2012-06-11	2012-07-25	4721	4712	9	9
120000 SHS BAMSI 04-52A3 5.5 072512	P	2007-04-25	2012-07-25	1516	12003	-10487	-10487
65000 SHS COMET 04-4A VAR 031517	P	2011-04-06	2012-06-26	65142	64898	244	244
20000 SHS CCCI04-A8 A8 4.9 121216	P	2010-03-24	2012-06-26	22020	21648	372	372
7000 SHS 8ENERGY TRANSF9.0 041519	P	2009-06-19	2012-02-07	8567	7786	781	781
210000 SHS AUG FNMA 30YR 4% TBA	P	2012-07-09	2012-08-08	224741	224372	369	369
210000 SHS MAY FNMA 30YR 4% TBA	P	2012-04-05	2012-05-08	222986	219975	3011	3011
135578 SHS FNMA 981265 5.0 030123	P	2008-04-15	2012-04-09	40792	51409	-10617	-10617
120000 SHS FNMA 0.625 103014	P	2011-11-08	2012-08-10	120770	119992	778	778
20000 SHS GECC MTN 6.875 011039	P	2009-06-08	2012-07-16	27515	18193	9322	9322
150000 SHS FEB FNMA 30YR 3.5%	P	2012-02-08	2012-02-08	155455	154523	932	932
15000 SHS GLAXOSMITHKLN4.85 051513	P	2011-07-28	2012-08-06	15516	15923	-407	-407
100000 SHS APR FNMA 15YR 3%	P	2012-03-12	2012-04-12	104258	103688	570	570
150000 SHS APR FNMA 30YR 3.5%	P	2012-03-02	2012-04-09	155438	154734	704	704
150000 SHS MAY FNMA 30YR 3.5%	P	2012-04-09	2012-05-08	156316	154992	1324	1324
15000 SHS MAY FNMA 30YR 3.5%	P	2012-04-17	2012-05-08	15632	15504	128	128
100000 SHS MAY FNMA 15YR 3%	P	2012-04-12	2012-05-10	104477	104000	477	477
100000 SHS JUN FNMA 15YR 3%	P	2012-05-10	2012-06-13	104602	104250	352	352
165000 SHS JUL FNMA 30YR 3.5%	P	2012-06-07	2012-07-10	174668	172631	2037	2037
10000 SHS ENTERPRISE PRO5.7 021542	P	2011-08-10	2012-07-09	11302	9989	1313	1313
65000 SHS JAN FNMA 30YR 3.5%	P	2011-12-07	2012-01-09	67143	66361	782	782
85000 SHS JAN FNMA 30YR 3.5%	P	2011-12-16	2012-01-09	87802	87231	571	571
15000 SHS JPMCC 06CB175.429 121243	P	2011-03-15	2012-01-12	16346	16097	249	249
45000 SHS JPMORGAN CHS 6.45 020237	P	2007-09-27	2012-07-12	45000	41807	3193	3193
15000 SHS JPMCC7LDPXA3 5.42 011549	P	2011-09-23	2012-04-17	16731	15863	868	868
20000 SHS JPMCC7LDPXA3 5.42 011549	P	2012-06-13	2012-08-02	22768	22175	593	593
65000 SHS FHLMC 1G0731 VAR 020136	P	2006-05-09	2012-05-30	16871	17267	-396	-396
100000 SHS DEC FNMA 15YR 3%	P	2011-12-12	2011-12-12	103074	102156	918	918
210000 SHS FEB FNMA 30YR TBA 4%	P	2012-02-08	2012-02-08	221607	220598	1009	1009
210000 SHS MAR FNMA 30YR TBA 4%	P	2012-02-07	2012-03-05	221263	221058	205	205
100000 SHS JAN FNMA 15YR 3%	P	2012-01-12	2012-01-12	103754	102797	957	957
100000 SHS FEB FNMA 15YR 3%	P	2012-02-14	2012-02-14	104063	103500	563	563
100000 SHS MAR FNMA 15YR 3%	P	2012-02-13	2012-03-12	103949	103797	152	152
100000 SHS AUG FNMA 3% 15YR TBA	P	2012-07-09	2012-08-03	105277	104953	324	324
210000 SHS APR FNMA 30YR 4%	P	2012-03-02	2012-04-05	220402	220828	-426	-426
100000 SHS JUL FNMA 15YR 3%	P	2012-06-13	2012-07-09	105102	104422	680	680
200000 SHS FEB FNMA 30YR 5% TBA	P	2012-02-08	2012-02-08	215992	215719	273	273
200000 SHS APR FNMA 30YR 5% TBA	P	2012-03-02	2012-04-09	217156	215719	1437	1437
200000 SHS MAY FNMA 30YR 5% TBA	P	2012-04-09	2012-05-08	217945	216813	1132	1132
200000 SHS JUN FNMA 30YR 5%	P	2012-05-08	2012-06-11	215938	217594	-1656	-1656
200000 SHS JUN FNMA 30YR 5%	P	2012-06-13	2012-06-13	215938	217594	-1656	-1656
200000 SHS JUL FNMA 30YR 5% TBA	P	2012-06-11	2012-07-05	216750	216000	750	750
200000 SHS DEC FNMA 30YR 5% TBA	P	2011-11-07	2011-12-08	215456	215000	456	456
210000 SHS JAN FNMA 4% 30YR TBA	P	2011-12-07	2012-01-09	221205	219023	2182	2182
210000 SHS JUN FNMA 30YR TBA 4%	P	2012-05-08	2012-06-07	223305	222567	738	738
210000 SHS JUL FNMA 30YR TBA 4%	P	2012-06-07	2012-07-10	224700	222830	1870	1870
200000 SHS JAN FNMA 30YR 5% TBA	P	2011-12-07	2012-01-09	216125	215195	930	930
200000 SHS MAR FNMA 30YR 5% TBA	P	2012-02-07	2012-03-02	215992	215688	304	304
210000 SHS DEC FNMA 30YR TBA 4%	P	2011-11-07	2011-12-08	219461	218630	831	831
150000 SHS MAR FNMA 30YR 3.5%	P	2012-02-07	2012-03-02	155209	155039	170	170
165000 SHS AUG FNMA 3.5% 30YR TBA	P	2012-07-05	2012-08-07	174307	173663	644	644
10000 SHS AUG FNMA 3.5% 30YR TBA	P	2012-07-05	2012-08-07	10564	10525	39	39
165000 SHS AUG FNMA 3.5% 30YR TBA	P	2012-07-06	2012-08-07	174307	173663	644	644
175000 SHS AUG FNMA 3.5% 30YR TBA	P	2012-07-05	2012-08-10	184871	184188	683	683
165000 SHS AUG FNMA 3.5% 30YR TBA	P	2012-08-08	2012-08-10	174307	173663	644	644
70000 SHS DEC FNMA 30YR TBA 3.5%	P	2011-11-07	2011-12-08	71428	71433	-5	-5
65000 SHS DEC FNMA 30YR TBA 3.5%	P	2011-11-07	2011-12-08	66518	66341	177	177
165000 SHS JUN FNMA 3.5% 30YR TBA	P	2012-05-08	2012-06-07	173070	171497	1573	1573
5000 SHS UST BOND 3.5 021539	P	2010-03-09	2012-01-31	5591	4220	1371	1371
10000 SHS UST BOND 3.5 021539	P	2010-08-27	2012-01-31	11182	9674	1508	1508
15000 SHS UST BOND 3.5 021539	P	2011-06-23	2012-01-31	16773	13385	3388	3388
10000 SHS UST BOND 3.5 021539	P	2011-06-23	2012-02-28	10943	8923	2020	2020
15000 SHS UST BOND 3.5 021539	P	2011-10-14	2012-02-28	16414	15840	574	574
10000 SHS UST BOND 3.5 021539	P	2012-01-23	2012-02-28	10943	10753	190	190
20000 SHS UST BOND 3.5 021539	P	2012-01-23	2012-07-13	23914	21506	2408	2408
25000 SHS UST NOTE 0.5 101514	P	2011-11-30	2012-03-08	25061	25078	-17	-17
15000 SHS UST NOTE 1.0 103116	P	2012-01-12	2012-04-30	15194	15154	40	40
10000 SHS UST NOTE 3.5 051520	P	2011-06-08	2011-12-16	11547	10582	965	965
40000 SHS UST NOTE 3.5 051520	P	2011-07-26	2011-12-16	46187	42417	3770	3770
5000 SHS UST NOTE 3.5 051520	P	2011-07-26	2011-12-16	5773	5296	477	477
35000 SHS UST NOTE 3.5 051520	P	2011-07-26	2012-02-29	40043	37073	2970	2970
30000 SHS UST NOTE 3.5 051520	P	2011-08-01	2012-02-29	34323	32324	1999	1999
50000 SHS UST NOTE 3.5 051520	P	2011-11-30	2012-02-29	57205	56756	449	449
15000 SHS UST NOTE 2.5 063017	P	2011-09-14	2012-06-13	16278	16109	169	169
85000 SHS UST NOTE 0.5 101513	P	2012-02-28	2012-06-19	85259	85329	-70	-70
130000 SHS UST NOTE 0.5 101513	P	2012-02-29	2012-06-19	130396	130488	-92	-92
20000 SHS UST NOTE 3.125 051521	P	2012-01-23	2012-01-24	22007	21980	27	27
5000 SHS UST NOTE 3.125 051521	P	2012-01-23	2012-03-01	5518	5495	23	23
10000 SHS UST NOTE 3.125 051521	P	2012-01-25	2012-03-01	11036	10994	42	42
10000 SHS UST NOTE 3.125 051521	P	2012-01-25	2012-03-19	10744	10994	-250	-250
10000 SHS UST NOTE 3.125 051521	P	2012-02-29	2012-03-19	10744	11091	-347	-347
30000 SHS UST NOTE 3.125 051521	P	2012-02-29	2012-03-23	32594	33274	-680	-680
30000 SHS UST NOTE 3.125 051521	P	2012-02-29	2012-04-19	33351	33274	77	77
5000 SHS UST NOTE 3.125 051521	P	2012-02-29	2012-06-11	5716	5546	170	170

Field	Value	IRS element (for citing)
Capital Gain Net Income	127492	CapitalGainNetIncome

Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax

Field	Value	IRS element (for citing)
Liable For4942 Tax	0	LiableFor4942Tax
Qualifying Distributions Year1	376892	QualifyingDistributionsYear1
Noncharitable Assets Year1	7557297	NoncharitableAssetsYear1
Distribution Ratio Year1	0.049871	DistributionRatioYear1
Qualifying Distributions Year2	323247	QualifyingDistributionsYear2
Noncharitable Assets Year2	6371510	NoncharitableAssetsYear2
Distribution Ratio Year2	0.050733	DistributionRatioYear2
Total Distribution Ratio	0.100604	TotalDistributionRatio
Average Distribution Ratio	0.050302	AverageDistributionRatio
Net Noncharitable Assets	7302310	NetNoncharitableAssets
Adjusted Noncharitable Assets	367321	AdjustedNoncharitableAssets
One Percent Net Investment Income	2328	OnePercentNetInvestmentIncome
Adj Nonchrtbl Assets And One	369649	AdjNonchrtblAssetsAndOnePct
Qualifying Distributions	393001	QualifyingDistributions

Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm

Field	Value	IRS element (for citing)
Domestic Org Meeting Sect4940e	X	DomesticOrgMeetingSect4940e
Investment Income Excise Tax	2328	InvestmentIncomeExciseTax
Tax Under Section511	0	TaxUnderSection511
Subtotal	2328	Subtotal
Subtitle A Tax	0	SubtitleATax
Tax Based On Investment Income	2328	TaxBasedOnInvestmentIncome
Est Tax Payments And Overpayment	3899	EstTaxPaymentsAndOverpayment
Total Credits And Payments	3899	TotalCreditsAndPayments
Overpayment	1571	Overpayment
Amount Credited To Next Year	1571	AmountCreditedToNextYear
Amount To Be Refunded	0	AmountToBeRefunded

Statements Regarding Activities StatementsRegardingActivities

Field	Value	IRS element (for citing)
Legislative Political Activities	0	LegislativePoliticalActivities
More Than100 Spent	0	MoreThan100Spent
Form1120 POL Filed	0	Form1120POLFiled
Sect4955 Tax On Organization	0	Sect4955TaxOnOrganization
Sect4955 Tax On Managers	0	Sect4955TaxOnManagers
Reimbursement Of Tax	0	ReimbursementOfTax
Activities Not Prev Reported	0	ActivitiesNotPrevReported
Changes To Articles Or Bylaws	0	ChangesToArticlesOrBylaws
Unrelated Bus Income Over1000	0	UnrelatedBusIncomeOver1000
Termination Etc	0	TerminationEtc
Requirements Of Sect508e	1	RequirementsOfSect508e
At Least5000 In Assets	1	AtLeast5000InAssets
States Filed With	CO	StatesFiledWith
Form990 PF Filed With AG	1	Form990PFFiledWithAG
Private Operating Foundation	0	PrivateOperatingFoundation
New Substantial Contributors	0	NewSubstantialContributors
Interest In Controlled Entity	0	InterestInControlledEntity
Applicable Insurance Contract	0	ApplicableInsuranceContract
Comply With Public Inspection Rqr	1	ComplyWithPublicInspectionRqr
Website Address	WWW.CSOF.ORG	WebsiteAddress

Books In Care Of Business Name BooksInCareOfBusinessName

Field	Value	IRS element (for citing)
Business Name Line1	DORIS RALSTON	BusinessNameLine1

Field	Value	IRS element (for citing)
Books In Care Of Phone Number	7196359057	BooksInCareOfPhoneNumber

Books In Care Of US Address BooksInCareOfUSAddress

Field	Value	IRS element (for citing)
Address Line1	2 NORTH CASCADE AVENUE SUITE 1100	AddressLine1
City	COLORADO SPRINGS	City
State	CO	State
ZIP Code	80903	ZIPCode

Field	Value	IRS element (for citing)
Foreign Bank	0	ForeignBank

Statements Regarding Acty4720 StatementsRegardingActy4720

Field	Value	IRS element (for citing)
Sale Or Exchange With Dsqfly Person	0	SaleOrExchangeWithDsqflyPerson
Borrow Or Lend With Dsqfly Person	0	BorrowOrLendWithDsqflyPerson
Furnished Goods With Dsqfly Person	0	FurnishedGoodsWithDsqflyPerson
Pay Compensation To Dsqfly Person	0	PayCompensationToDsqflyPerson
Transfer Assets To Dsqfly Person	0	TransferAssetsToDsqflyPerson
Payment To Government Offical	0	PaymentToGovernmentOffical
Uncorrected Prior Acts	0	UncorrectedPriorActs
Undistributed Income Prior Years	0	UndistributedIncomePriorYears
Business Holdings	0	BusinessHoldings
Jeopardy Investments	0	JeopardyInvestments
Uncorrected Jeopardy Investments	0	UncorrectedJeopardyInvestments
Influence Legislation	0	InfluenceLegislation
Influence Election	0	InfluenceElection
Grants To Individuals	0	GrantsToIndividuals
Grants To Organizations	0	GrantsToOrganizations
Noncharitable Purpose	0	NoncharitablePurpose
Rcv Funds To Pay Prsnl Bnft Contract	0	RcvFundsToPayPrsnlBnftContract
Pay Premiums Prsnl Bnft Contract	0	PayPremiumsPrsnlBnftContract
Prohibited Tax Shelter Transactn	0	ProhibitedTaxShelterTransactn

Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo

Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (13 entries)

Address Line1USAddress/AddressLine1	CityUSAddress/City	StateUSAddress/State	ZIP CodeUSAddress/ZIPCode	TitleTitle	Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition	CompensationCompensation	Contri To Empl Benefit Plans EtcContriToEmplBenefitPlansEtc	Expense Account Other AllowancesExpenseAccountOtherAllowances
JOHN KURISH DO
2 NORTH CASCADE AVENUE	COLORADO SPRINGS	CO	80903	IMMEDIATE PAST PRESIDENT	2.00	0	0	0
WILLIAM GRIFFIS DO
2 NORTH CASCADE AVENUE	COLORADO SPRINGS	CO	80903	PRESIDENT	2.00	0	0	0
THOMAS MCCARTHY DO
2 NORTH CASCADE AVENUE	COLORADO SPRINGS	CO	80903	DIRECTOR	2.00	0	0	0
PENNY SAYRE CPA
2 NORTH CASCADE AVENUE	COLORADO SPRINGS	CO	80903	TREASURER	2.00	0	0	0
THOMAS HIGGINBOTHAM DO
2 NORTH CASCADE AVENUE	COLORADO SPRINGS	CO	80903	PRESIDENT ELECT	2.00	0	0	0
WILLIAM DULANEY ESQ
2 NORTH CASCADE AVENUE	COLORADO SPRINGS	CO	80903	DIRECTOR	2.00	0	0	0
DANIEL TELL DO
2 NORTH CASCADE AVENUE	COLORADO SPRINGS	CO	80903	DIRECTOR	2.00	0	0	0
ROBERT MCDONALD
2 NORTH CASCADE AVENUE	COLORADO SPRINGS	CO	80903	DIRECTOR	2.00	0	0	0
MARY WALL RNC
2 NORTH CASCADE AVENUE	COLORADO SPRINGS	CO	80903	DIRECTOR	2.00	0	0	0
MICHAEL WELCH DO
2 NORTH CASCADE AVENUE	COLORADO SPRINGS	CO	80903	DIRECTOR	2.00	0	0	0
CURRY HORAK MD
2 NORTH CASCADE AVENUE	COLORADO SPRINGS	CO	80903	SECRETARY	2.00	0	0	0
LYNNE JONES
2 NORTH CASCADE AVENUE	COLORADO SPRINGS	CO	80903	DIRECTOR	2.00	0	0	0
DORIS RALSTON
2 NORTH CASCADE AVENUE	COLORADO SPRINGS	CO	80903	EXECUTIVE DIRECTOR	40.00	70000	0	0

Field	Value	IRS element (for citing)
Comp Of Highest Paid Empl NONE	NONE	CompOfHighestPaidEmplNONE
Tot Number Of Oth Empl Paid Over50k	0	TotNumberOfOthEmplPaidOver50k
Comp Of Hghst Paid Cntrct NONE	NONE	CompOfHghstPaidCntrctNONE
Tot Number Of Cntrct Paid Over50k	0	TotNumberOfCntrctPaidOver50k

Summary Of Direct Charitable Acty SummaryOfDirectCharitableActy

Field	Value	IRS element (for citing)
Description1	TO IMPROVE THE HEALTH AND WELL BEING OF THE PIKES PEAK COMMUNITY OF COLORADO THROUGH GRANTS TO PUBLICLY SUPPORTED CHARITIES, PROVIDING SCHOLARSHIPS TO OSTEOPATIC MEDICAL STUDENTS, AND EDUCATING THE PUBLIC IN MATTERS RELATING TO HEALTH.	Description1
Expenses1	419009	Expenses1

Sum Of Program Related Investments SumOfProgramRelatedInvestments

Field	Value	IRS element (for citing)
Total	0	Total

Minimum Investment Return MinimumInvestmentReturn

Field	Value	IRS element (for citing)
Avg Monthly FMV Of Securities	6442296	AvgMonthlyFMVOfSecurities
Avg Monthly Cash Balances	971217	AvgMonthlyCashBalances
FMV All Other Noncharitable Assets	0	FMVAllOtherNoncharitableAssets
Total FMV Of Unused Assets	7413513	TotalFMVOfUnusedAssets
Reduction Claimed	0	ReductionClaimed
Acquisition Indebtedness	0	AcquisitionIndebtedness
Adj Total FMV Of Unused Assets	7413513	AdjTotalFMVOfUnusedAssets
Cash Deemed Charitable	111203	CashDeemedCharitable
Net Noncharitable Assets	7302310	NetNoncharitableAssets
Minimum Investment Return	365116	MinimumInvestmentReturn

Distributable DistributableAmount

Field	Value	IRS element (for citing)
Minimum Investment Return	365116	MinimumInvestmentReturn
Tax Based On Investment Income	2328	TaxBasedOnInvestmentIncome
Total Tax	2328	TotalTax
Distributable Amount Before Adj	362788	DistributableAmountBeforeAdj
Recoveries Qlfy Distributions	0	RecoveriesQlfyDistributions
Distributable Amount Before Ded	362788	DistributableAmountBeforeDed
Deduction Fr Distributable	$0	DeductionFrDistributableAmount
Distributable Amount As Adjusted	362788	DistributableAmountAsAdjusted

Qualifying Distributions QualifyingDistributions

Field	Value	IRS element (for citing)
Expenses And Contributions	393001	ExpensesAndContributions
Program Related Investments Total	0	ProgramRelatedInvestmentsTotal
Qualifying Distributions	393001	QualifyingDistributions
One Pct Sect4940e Org Net Invst Incm	2328	OnePctSect4940eOrgNetInvstIncm
Adj Qualifying Distributions	390673	AdjQualifyingDistributions

Undistributed Income UndistributedIncome

Field	Value	IRS element (for citing)
Distributable Amount As Adjusted	362788	DistributableAmountAsAdjusted
Undistributed Income Prior Year	0	UndistributedIncomePriorYear
Total For Prior Years	0	TotalForPriorYears
Excess Distri Carryover Year2	6955	ExcessDistriCarryoverYear2
Excess Distri Carryover Year1	844	ExcessDistriCarryoverYear1
Total Excess Distri Carryover	7799	TotalExcessDistriCarryover
Qualifying Distributions	393001	QualifyingDistributions
Applied To Year1	0	AppliedToYear1
Applied To Prior Years	0	AppliedToPriorYears
Treated As Distri From Corpus	0	TreatedAsDistriFromCorpus
Applied To Current Year	362788	AppliedToCurrentYear
Remaining Distri From Corpus	30213	RemainingDistriFromCorpus
Excess Distri Cyov App CY Corpus	0	ExcessDistriCyovAppCYCorpus
Excess Distri Cyov Applied CY	0	ExcessDistriCyovAppliedCY
Total Corpus	38012	TotalCorpus
Prior Year Undistributed Income	0	PriorYearUndistributedIncome
Prior Year Deficiency Or Tax	0	PriorYearDeficiencyOrTax
Taxable Amount1	0	TaxableAmount1
Taxable Amount2	0	TaxableAmount2
Undistributed Income CY	0	UndistributedIncomeCY
Distri From Corpus170b1 E Or4942g3	0	DistriFromCorpus170b1EOr4942g3
Excess Distri Cyov From Year5	0	ExcessDistriCyovFromYear5
Excess Distri Cyov To Next Year	38012	ExcessDistriCyovToNextYear
Excess From Year2	6955	ExcessFromYear2
Excess From Year1	844	ExcessFromYear1
Excess From Current Year	30213	ExcessFromCurrentYear

Private Operating Foundations PrivateOperatingFoundations

Field	Value	IRS element (for citing)
Date Of Ruling	2009-07-01	DateOfRuling

Supplementary Information SupplementaryInformation

Appication Submission Info AppicationSubmissionInfo (2 entries)

Recipient NameRecipientName	Address Line1RecipientUSAddress/AddressLine1	CityRecipientUSAddress/City	StateRecipientUSAddress/State	ZIP CodeRecipientUSAddress/ZIPCode	Recipient Phone NumberRecipientPhoneNumber	Form And Info And MaterialsFormAndInfoAndMaterials	Submission DeadlinesSubmissionDeadlines	Restrictions On AwardsRestrictionsOnAwards
DORIS RALSTON	PO BOX 49577	COLORADO SPRINGS	CO	80909	7196353851	APPLICATIONS ARE TO BE SUBMITTED USING THE COLORADO COMMON GRANT APPLICATION AND MAY BE SUBMITTED VIA EMAIL, FAX OR REGULAR MAIL.	GRANTS DEADLINES FOR GRANT APPLICATIONS ARE SEPTEMBER 1 AND FEBRUARY 12.	GRANTS ARE LIMITED TO EL PASO AND TELLER COUTIES. NO GRANTS ARE AWARDED TO INDIVIDUALS.
DORIS RALSTON	PO BOX 49577	COLORADO SPRINGS	CO	80909	7196353851	THE SCHOLARSHIP APPLICATION IS AVAILABLE VIA THE FOUNDATIONS WEBSITE. REQUIRED INFORMATION INCLUDEDS MEDICAL SCHOOL TRANSCRIPTS, MCAT SCORES, A LIST OF CLUBS AND ORGANIZATIONS THE APPLICANT BELONGS TOO, COMMUNITY SERVICE PROVIDED, AN ESSAY ABOUT WHY THEY WANT TO BE AN OSTEOPATHIC PHYSICIAN, A PHOTO AND CURRICULUM.	APPLICATIONS MUST BE SUBMITTED BY MARCH 1.	SCHOLARSHIPS ARE LIMITED TO COLORADO RESIDENTS WHO ARE SECOND YEAR STUDENTS AND DO NOT ALREADY HAVE FULL SCHOLASHIPS FROM ANOTHER SOURCE.

Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (32 entries)

Address Line1RecipientUSAddress/AddressLine1	CityRecipientUSAddress/City	StateRecipientUSAddress/State	ZIP CodeRecipientUSAddress/ZIPCode	Recipient RelationshipRecipientRelationship	Purpose Of Grant Or ContributionPurposeOfGrantOrContribution	AmountAmount
ADAM FOSTER
2 NORTH CASCADE AVENUE	COLORADO SPRINGS	CO	80903	NONE	TUITION SCHOLARSHIP	$10,000
AMERICAN RED CROSS PIKES PEAK CHAPTER
1040 S 8TH ST 200	COLORADO SPRINGS	CO	80905	NONE	CHARITABLE	$500
BENJAMIN BARRICK
2 NORTH CASCADE AVENUE	COLORADO SPRINGS	CO	80903	NONE	TUITION SCHOLARSHIP	$10,000
CARE AND SHARE
2605 PREAMBLE POINT	COLORADO SPRINGS	CO	80915	NONE	CHARITABLE	$12,000
CASA OF THE PIKES PEAK REGION
701 SOUTH CASCADE AVENUE	COLORADO SPRINGS	CO	80903	NONE	CHARITABLE	$16,000
CENTER FOR NONPROFIT EXCELLENCE
518 NORTH NEVADA AVENUE	COLORADO SPRINGS	CO	80903	NONE	SPONSORSHIP	$1,200
COLORADO SPRINGS ECUMENICAL SOCIAL MINISTRIES
201 NORTH WEBER STREET	COLORADO SPRINGS	CO	80903	NONE	CHARITABLE	$15,000
COLORADO SPRINGS THERAPEUTIC RIDING CENTER
13620 HALLELUIAH TRAIL	ELBERT	CO	80106	NONE	CHARITABLE	$1,000
CU AGING CENTER
1420 AUSTIN BLUFFS PARKWAY	COLORADO SPRINGS	CO	80918	NONE	CHARITABLE	$28,000
DAWNIELLE ENDLY
2 NORTH CASCADE AVENUE	COLORADO SPRINGS	CO	80903	NONE	TUITION SCHOLARSHIP	$10,000
EARLY CONNECTIONS LEARNING CENTERS
104 E RIO GRANDE	COLORADO SPRINGS	CO	80903	NONE	CHARITABLE	$8,000
FIRST CHRISTIAN CHURCH MEMORIAL
16 EAST PLATTE AVENUE	COLORADO SPRINGS	CO	80903	NONE	CHARITABLE	$100
HALF THE SKY FOUNDATION
715 HEARST AVENUE STE 200	BERKELEY	CA	94710	NONE	CHARITABLE	$500
HUMAN TRAFFICKING TASK FORCE
PO BOX 784	COLORADO SPRINGS	CO	80901	NONE	CHARITABLE	$1,000
JAMES PRICKETT
2 NORTH CASCADE AVENUE	COLORADO SPRINGS	CO	80903	NONE	TUITION SCHOLARSHIP	$10,000
JENNIFER QUICK
2 NORTH CASCADE AVENUE	COLORADO SPRINGS	CO	80903	NONE	TUITION SCHOLARSHIP	$10,000
KIDPOWER
10 BOULDER CRESCENT SUITE 100	COLORADO SPRINGS	CO	80903	NONE	CHARITABLE	$5,000
LEADERSHIP PIKES PEAK
24 SOUTH WEBER STREET 135	COLORADO SPRINGS	CO	80903	NONE	CHARITABLE	$1,000
MICHAEL GROOVER
2 NORTH CASCADE AVENUE	COLORADO SPRINGS	CO	80903	NONE	TUITION SCHOLARSHIP	$10,000
MISSION MEDICAL CLINIC
2125 E LA SALLE	COLORADO SPRINGS	CO	80909	NONE	CHARITABLE	$16,000
OPEN BIBLE MEDICAL CENTER
824 SOUTH UNION BLVD	COLORADO SPRINGS	CO	80910	NONE	CHARITABLE	$5,000
PIKES PEAK HOSPICE AND PALLIATIVE CARE
825 E PIKES PEAK AVENUE SUITE 600	COLORADO SPRINGS	CO	80903	NONE	CHARITABLE	$15,000
PIKES PEAK URBAN GARDENS
730 N NEVADA AVE	COLORADO SPRINGS	CO	80903	NONE	CHARITABLE	$1,000
RONALD MCDONALD HOUSE CHARITIES OF SOUTHERN COLORADO
311 N LOGAN AVE	COLORADO SPRINGS	CO	80909	NONE	CHARITABLE	$1,000
SET FAMILY MEDICAL CLINICS
825 E PIKES PEAK AVENUE BLDG 29	COLORADO SPRINGS	CO	80903	NONE	CHARITABLE	$11,000
SILVER KEY SENIOR SERVICES
2250 BOTT AVENUE	COLORADO SPRINGS	CO	80904	NONE	CHARITABLE	$10,000
SPECIAL KIDS SPECIAL FAMILIES
3450 NORTH NEVADA AVENUE	COLORADO SPRINGS	CO	80907	NONE	CHARITABLE	$5,000
STARFIT KIDS
PO BOX 61059	COLORADO SPRINGS	CO	80960	NONE	CHARITABLE	$10,000
SUICIDE PREVENTION PARTNERSHIP
704 NORTH TEJON STREET	COLORADO SPRINGS	CO	80903	NONE	CHARITABLE	$1,000
TELLER SENIOR COALITION
PO BOX 6956	WOODLAND PARK	CO	80866	NONE	CHARITABLE	$15,000
TESSA
435 GOLD PASS HEIGHTS	COLORADO SPRINGS	CO	80906	NONE	CHARITABLE	$12,000
WOMEN'S RESROUCE AGENCY
750 CITADEL DRIVE E 3116	COLORADO SPRINGS	CO	80909	NONE	CHARITABLE	$10,000

Field	Value	IRS element (for citing)
Tot Grant Or Contri Paid During Year	261300	TotGrantOrContriPaidDuringYear

Grant Or Contri Approved For Future GrantOrContriApprovedForFuture

Recipient Business Name RecipientBusinessName

Field	Value	IRS element (for citing)
Business Name Line1	CU AGING CENTER	BusinessNameLine1

Recipient US Address RecipientUSAddress

Field	Value	IRS element (for citing)
Address Line1	1420 AUSTIN BLUFFS PARKWAY	AddressLine1
City	COLORADO SPRINGS	City
State	CO	State
ZIP Code	80918	ZIPCode

Field	Value	IRS element (for citing)
Recipient Relationship	NONE	RecipientRelationship
Purpose Of Grant Or Contribution	CHARITABLE	PurposeOfGrantOrContribution
Amount	$56,000	Amount

Field	Value	IRS element (for citing)
Tot Grant Or Contri Approved Future	56000	TotGrantOrContriApprovedFuture

Analysis Income Producing Acty AnalysisIncomeProducingActy

Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII

Field	Value	IRS element (for citing)
Exclusion Code	14	ExclusionCode
Exclusion	$176,518	ExclusionAmount

Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry

Field	Value	IRS element (for citing)
Exclusion Code	18	ExclusionCode
Exclusion	$127,492	ExclusionAmount

Other Revenue Described OtherRevenueDescribed

Field	Value	IRS element (for citing)
Description	MISC	Description

Subtotals Part XVIA SubtotalsPartXVIA

Field	Value	IRS element (for citing)
Unrelated Business Income	$0	UnrelatedBusinessIncomeAmount
Exclusion	$304,010	ExclusionAmount
Related Or Exempt Function Income	0	RelatedOrExemptFunctionIncome

Field	Value	IRS element (for citing)
Total Part XVIA	304010	TotalPartXVIA

Rln Of Acty To Accom Of Exempt Prps RlnOfActyToAccomOfExemptPrps

Field	Value	IRS element (for citing)
Line Number	11A	LineNumber
Relationship Statement	INCIDENTAL REVENUE RESULTING FROM EDUCATING THE PUBLIC IN MATTERS RELATING TO HEALTH	RelationshipStatement

Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO

Field	Value	IRS element (for citing)
Trnsfr Of Cash To Noncharitable EO	0	TrnsfrOfCashToNoncharitableEO
Trnsfr Oth Assets Noncharitable EO	0	TrnsfrOthAssetsNoncharitableEO
Sales Or Exchanges Of Assets	0	SalesOrExchangesOfAssets
Purchase Assets Noncharitable EO	0	PurchaseAssetsNoncharitableEO
Rental Of Facilities Etc	0	RentalOfFacilitiesEtc
Reimbursement Arrangements	0	ReimbursementArrangements
Loans Or Loan Guarantees	0	LoansOrLoanGuarantees
Performance Of Services Etc	0	PerformanceOfServicesEtc
Sharing Of Facilities Etc	0	SharingOfFacilitiesEtc
Relationships Noncharitable E Os	0	RelationshipsNoncharitableEOs

Schedule B IRS990ScheduleB

Field	Value	IRS element (for citing)
Organization501c3 Exempt PF	X	Organization501c3ExemptPF
General Rule	X	GeneralRule

Contributor Info ContributorInfo

Field	Value	IRS element (for citing)
Contributor Number	1	ContributorNumber
Contributor Name Individual	JOHN H DRABING	ContributorNameIndividual

Contributor Address US ContributorAddressUS

Field	Value	IRS element (for citing)
Address Line1	265 HIDDEN VALLEY ROAD	AddressLine1
City	COLORADO SPRINGS	City
State	CO	State
ZIP Code	80919	ZIPCode

Field	Value	IRS element (for citing)
Aggregate Contributions	9961	AggregateContributions
Noncash Contribution Type	X	NoncashContributionType

Noncash Property NoncashProperty

Field	Value	IRS element (for citing)
Contributor Number From Part I	1	ContributorNumberFromPartI
Noncash Property Description	130 SHARES OF COLGATE-PALMOLIVE STOCK	NoncashPropertyDescription
Fair Market Value	9961	FairMarketValue
Date Received	2011-12-02	DateReceived

Depreciation Schedule DepreciationSchedule

Depreciation Depreciation (20 entries)

Description Of PropertyDescriptionOfProperty	Date AcquiredDateAcquired	Cost Or Other BasisCostOrOtherBasis	Prior Years DepreciationPriorYearsDepreciation	Computation MethodComputationMethod	LifeLife	Current Year ExpenseCurrentYearExpense	Adjusted Net IncomeAdjustedNetIncome
BOOKSHELVES	1994-10-13	126	126	SL	7.000000000000	0	0
FILE CABINET	1988-06-15	300	300	SL	7.000000000000	0	0
FILE CABINET	1986-07-23	291	291	SL	5.000000000000	0	0
FIREPROOF CABINET	1988-08-15	522	522	SL	7.000000000000	0	0
BARRISTER BOOKSHELF	1989-03-31	774	774	SL	7.000000000000	0	0
DESK, CREDENZA	1998-12-31	1100	1100	SL	7.000000000000	0	0
LATERAL FILE	1998-12-31	438	438	SL	7.000000000000	0	0
UNIX SERVER	2000-07-11	3800	3800	SL	5.000000000000	0	0
CREDENZA	2000-08-31	499	499	SL	7.000000000000	0	0
FILE CABINETS	2001-02-02	320	320	SL	5.000000000000	0	0
LDC PROJECTOR	2002-10-07	1700	1700	SL	5.000000000000	0	0
RAISERS EDGE SOFTWARE	2005-07-25	6143	6143	SL	3.000000000000	0	0
LAPTOP	2005-12-20	883	883	200DB	5.000000000000	0	0
COMPUTER SERVER	2006-12-14	3300	3159	200DB	5.000000000000	56	56
DONOR WALL	2007-06-11	1778	1332	200DB	7.000000000000	127	127
PRINTER	2007-09-14	475	364	SL	5.000000000000	95	95
FAX SERVER	2008-02-27	2995	1997	SL	5.000000000000	599	599
LASER PRINTER	2007-09-28	272	204	SL	5.000000000000	54	54
DELL WORKSTATION	2008-04-29	2495	1580	SL	5.000000000000	499	499
FUJITSU SCANNER	2008-05-14	901	571	SL	5.000000000000	180	180

Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule

Investments Corp Bonds InvestmentsCorpBonds (5 entries)

Name Of BondNameOfBond	EOY Book ValueEOYBookValue	EOYFMVEOYFMV
SMH-0018	0	0
STIFEL NICOLAUS - 1788	47520	47520
STIFEL NICOLAUS - 6186	104890	104890
STIFEL NICOLAUS - 0846	3151560	3151560
STIFEL NICOLAUS - 9596	170635	170635

Investments Corp Stock Schedule InvestmentsCorpStockSchedule

Investments Corp Stock InvestmentsCorpStock (8 entries)

Name Of StockNameOfStock	EOY Book ValueEOYBookValue	EOYFMVEOYFMV
SMH-5306	0	0
SMH-0001	0	0
MORINGSTAR -3532	0	0
MORINGSTAR -3494	0	0
MORINGSTAR -3518	0	0
STIFEL NICOLAUS - 1788	1803915	1803915
STIFEL NICOLAUS - 6186	223893	223893
STIFEL NICOLAUS - 9596	877522	877522

Investments Govt Obligations Sch InvestmentsGovtObligationsSch

Field	Value	IRS element (for citing)
US Govt Securities EOY Book Value	0	USGovtSecuritiesEOYBookValue
US Govt Securities EOYFMV	0	USGovtSecuritiesEOYFMV
State Local Securities EOY Book Val	18154	StateLocalSecuritiesEOYBookVal
State Local Securities EOYFMV	18154	StateLocalSecuritiesEOYFMV

Land Etc Schedule2 LandEtcSchedule2

Land Etc LandEtc (20 entries)

Category Or ItemCategoryOrItem	Cost Or Other BasisCostOrOtherBasis	Accumulated DepreciationAccumulatedDepreciation	Book ValueBookValue	EOYFMVEOYFMV
BOOKSHELVES	126	126	0	0
FILE CABINET	300	300	0	0
FILE CABINET	291	291	0	0
FIREPROOF CABINET	522	522	0	0
BARRISTER BOOKSHELF	774	774	0	0
DESK, CREDENZA	1100	1100	0	0
LATERAL FILE	438	438	0	0
UNIX SERVER	3800	3800	0	0
CREDENZA	499	499	0	0
FILE CABINETS	320	320	0	0
LDC PROJECTOR	1700	1700	0	0
RAISERS EDGE SOFTWARE	6143	6143	0	0
LAPTOP	883	883	0	0
COMPUTER SERVER	3300	3215	85	85
DONOR WALL	1778	1459	319	319
PRINTER	475	459	16	16
FAX SERVER	2995	2596	399	399
LASER PRINTER	272	258	14	14
DELL WORKSTATION	2495	2079	416	416
FUJITSU SCANNER	901	751	150	150

Other Assets Schedule OtherAssetsSchedule

Other Assets OtherAssets (2 entries)

DescriptionDescription	BOY Book ValueBOYBookValue	EOY Book ValueEOYBookValue	EOYFMVEOYFMV
SECURITY DEPOSIT	1375	1375	1375
ACCRUED INTEREST	21065	19892	19892

Other Decreases Schedule OtherDecreasesSchedule

Other Decreases OtherDecreases

Field	Value	IRS element (for citing)
Description	UNREALIZED LOSS	Description
Amount	$258,391	Amount

Other Expenses Schedule OtherExpensesSchedule

Other Expenses OtherExpenses (9 entries)

DescriptionDescription	Revenue And Expenses Per BooksRevenueAndExpensesPerBooks	Net Investment IncomeNetInvestmentIncome	Disbursements Charitable PrpsDisbursementsCharitablePrps
INSURANCE	4789	0	4789
OFFICE EXPENSE	3636	0	3636
POSTAGE	1197	0	1197
DUES AND SUBSCRIPTIONS	1639	0	1639
TECHNOLOGY	2471	0	2471
TELEPHONE	550	0	550
MISCELLANEOUS	86	0	86
COMMUNITY RELATIONS	1113	0	1113
INVESTMENT FEES	71218	71218	0

Other Liabilities Schedule OtherLiabilitiesSchedule

Other Liabilities OtherLiabilities

Field	Value	IRS element (for citing)
Description	PAYROLL LIABILITIES	Description
BOY Book Value	5387	BOYBookValue
EOY Book Value	0	EOYBookValue

Other Professional Fees Schedule OtherProfessionalFeesSchedule

Other Professional Fees OtherProfessionalFees

Field	Value	IRS element (for citing)
Category	PROFESSIONAL SERVICES	Category
Amount	$13,477	Amount
Net Investment Income	0	NetInvestmentIncome
Adjusted Net Income	0	AdjustedNetIncome
Disbursements Charitable Prps	13477	DisbursementsCharitablePrps

Taxes Schedule TaxesSchedule

Taxes Taxes (2 entries)

CategoryCategory	AmountAmount	Net Investment IncomeNetInvestmentIncome	Adjusted Net IncomeAdjustedNetIncome	Disbursements Charitable PrpsDisbursementsCharitablePrps
PAYROLL TAXES	$5,355	0	0	5355
EXCISE TAX	$2,328	0	0	0