ANN LENTS AND J DAVID HEANEY FOUNDATION: Form 990PF, tax year 2011
View the entire original 990 at ProPublica ↗
- Organization
- ANN LENTS AND J DAVID HEANEY FOUNDATION (EIN 76-0453371)
- Tax period
- 2011-01-01 to 2011-12-31
- Filed
- 2012-05-08
- IRS object ID
- 201231299349100328
- Schema version
- 2011v1.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Corp Bonds Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Other Decreases Schedule
- Other Professional Fees Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2012-05-08T09:08:11-07:00 | Timestamp |
| Tax Period End Date | 2011-12-31 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | KR Cheatham CPA | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | P O Box 93745 | AddressLine1 |
| City | Southlake | City |
| State | TX | State |
| ZIP Code | 760920117 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnType |
| Tax Period Begin Date | 2011-01-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 760453371 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ANN LENTS AND J DAVID HEANEY FOUNDATION | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | ANNL | NameControl |
| Phone | 7133415731 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 9 GREENWAY PLAZA SUITE 2400 | AddressLine1 |
| City | HOUSTON | City |
| State | TX | State |
| ZIP Code | 77046 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | J DAVID HEANEY | Name |
| Title | President | Title |
| Date Signed | 2012-05-08 | DateSigned |
| Authorize Third Party | true | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | K R Cheatham | Name |
| Phone | 8174881333 | Phone |
| Self Employed | X | SelfEmployed |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2011 | TaxYear |
| Build TS | 2016-02-24 21:20:13Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exempt PF | X | ExemptPF |
| FMV Assets EOY | 728542 | FMVAssetsEOY |
| Method Of Accounting Cash | X | MethodOfAccountingCash |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Not Required To Attach Schedule B | X | NotRequiredToAttachScheduleB |
| Interest On Savings Rev And Expnss | 20 | InterestOnSavingsRevAndExpnss |
| Interest On Savings Net Invst Incm | 20 | InterestOnSavingsNetInvstIncm |
| Interest On Savings Adj Net Incm | 20 | InterestOnSavingsAdjNetIncm |
| Dividends Rev And Expnss | 25218 | DividendsRevAndExpnss |
| Dividends Net Invst Incm | 25218 | DividendsNetInvstIncm |
| Dividends Adj Net Incm | 25218 | DividendsAdjNetIncm |
| Net Gain Sale Assets Rev And Expnss | 21255 | NetGainSaleAssetsRevAndExpnss |
| Gross Sales Price | 1861732 | GrossSalesPrice |
| Capital Gain Net Incm Net Invst Incm | 21255 | CapitalGainNetIncmNetInvstIncm |
| Total Revenue And Expenses | 46493 | TotalRevenueAndExpenses |
| Total Net Investment Income | 46493 | TotalNetInvestmentIncome |
| Total Adjusted Net Income | 25238 | TotalAdjustedNetIncome |
| Accounting Fees Rev And Expnss | 990 | AccountingFeesRevAndExpnss |
| Accounting Fees Net Invst Incm | 792 | AccountingFeesNetInvstIncm |
| Accounting Fees Dsbrs Chrtbl Prps | 198 | AccountingFeesDsbrsChrtblPrps |
| Other Prof Fees Rev And Expnss | 12106 | OtherProfFeesRevAndExpnss |
| Other Prof Fees Net Invst Incm | 12106 | OtherProfFeesNetInvstIncm |
| Tot Opr Expenses Rev And Expnss | 13096 | TotOprExpensesRevAndExpnss |
| Tot Opr Expenses Net Invst Incm | 12898 | TotOprExpensesNetInvstIncm |
| Tot Opr Expenses Dsbrs Chrtbl Prps | 198 | TotOprExpensesDsbrsChrtblPrps |
| Contri Gifts Paid Rev And Expnss | 22100 | ContriGiftsPaidRevAndExpnss |
| Contri Gifts Paid Dsbrs Chrtbl Prps | 22100 | ContriGiftsPaidDsbrsChrtblPrps |
| Total Expenses Rev And Expnss | 35196 | TotalExpensesRevAndExpnss |
| Total Expenses Net Invst Incm | 12898 | TotalExpensesNetInvstIncm |
| Total Expenses Dsbrs Chrtbl Prps | 22298 | TotalExpensesDsbrsChrtblPrps |
| Excess Of Revenue Over Expenses | 11297 | ExcessOfRevenueOverExpenses |
| Net Investment Income | 33595 | NetInvestmentIncome |
| Adjusted Net Income | 25238 | AdjustedNetIncome |
Balance Sheets BalanceSheets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Savings And Temp Cash Invst BOY | 65752 | SavingsAndTempCashInvstBOY |
| Savings And Temp Cash Invst EOY | 108471 | SavingsAndTempCashInvstEOY |
| Savings And Temp Cash Invst EOYFMV | 108471 | SavingsAndTempCashInvstEOYFMV |
| Prepaid Expenses BOY | 809 | PrepaidExpensesBOY |
| Prepaid Expenses EOY | 137 | PrepaidExpensesEOY |
| Prepaid Expenses EOYFMV | 137 | PrepaidExpensesEOYFMV |
| Investments Govt Oblig EOY | 1316 | InvestmentsGovtObligEOY |
| Investments Govt Oblig EOYFMV | 1533 | InvestmentsGovtObligEOYFMV |
| Investments Corp Stock BOY | 86425 | InvestmentsCorpStockBOY |
| Investments Corp Bonds BOY | 9254 | InvestmentsCorpBondsBOY |
| Investments Corp Bonds EOY | 25509 | InvestmentsCorpBondsEOY |
| Investments Corp Bonds EOYFMV | 26689 | InvestmentsCorpBondsEOYFMV |
| Investments Other BOY | 593945 | InvestmentsOtherBOY |
| Investments Other EOY | 631355 | InvestmentsOtherEOY |
| Investments Other EOYFMV | 591712 | InvestmentsOtherEOYFMV |
| Total Assets BOY | 756185 | TotalAssetsBOY |
| Total Assets EOY | 766788 | TotalAssetsEOY |
| Total Assets EOYFMV | 728542 | TotalAssetsEOYFMV |
| Total Liabilities EOY | 0 | TotalLiabilitiesEOY |
| Org That Do Not Follow SFAS117 | X | OrgThatDoNotFollowSFAS117 |
| Capital Stock BOY | 756185 | CapitalStockBOY |
| Capital Stock EOY | 766788 | CapitalStockEOY |
| Total Net Assets BOY | 756185 | TotalNetAssetsBOY |
| Total Net Assets EOY | 766788 | TotalNetAssetsEOY |
| Total Liabilities Net Assets BOY | 756185 | TotalLiabilitiesNetAssetsBOY |
| Total Liabilities Net Assets EOY | 766788 | TotalLiabilitiesNetAssetsEOY |
Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Net Assets Fund Balances BOY | 756185 | TotalNetAssetsFundBalancesBOY |
| Excess Of Revenue Over Expenses | 11297 | ExcessOfRevenueOverExpenses |
| Subtotal | 767482 | Subtotal |
| Other Decreases | 694 | OtherDecreases |
| Total Net Assets Fund Balances EOY | 766788 | TotalNetAssetsFundBalancesEOY |
Capital Gains And Losses CapitalGainsAndLosses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | 21255 | CapitalGainNetIncome |
| Net Short Term Capital Gain Or Loss | -6175 | NetShortTermCapitalGainOrLoss |
Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable For4942 Tax | false | LiableFor4942Tax |
| Qualifying Distributions Year1 | 33557 | QualifyingDistributionsYear1 |
| Noncharitable Assets Year1 | 675428 | NoncharitableAssetsYear1 |
| Distribution Ratio Year1 | 0.04968 | DistributionRatioYear1 |
| Qualifying Distributions Year2 | 34167 | QualifyingDistributionsYear2 |
| Noncharitable Assets Year2 | 581357 | NoncharitableAssetsYear2 |
| Distribution Ratio Year2 | 0.05877 | DistributionRatioYear2 |
| Qualifying Distributions Year3 | 30898 | QualifyingDistributionsYear3 |
| Noncharitable Assets Year3 | 764673 | NoncharitableAssetsYear3 |
| Distribution Ratio Year3 | 0.04041 | DistributionRatioYear3 |
| Qualifying Distributions Year4 | 52926 | QualifyingDistributionsYear4 |
| Noncharitable Assets Year4 | 855648 | NoncharitableAssetsYear4 |
| Distribution Ratio Year4 | 0.06186 | DistributionRatioYear4 |
| Qualifying Distributions Year5 | 25041 | QualifyingDistributionsYear5 |
| Noncharitable Assets Year5 | 761567 | NoncharitableAssetsYear5 |
| Distribution Ratio Year5 | 0.03288 | DistributionRatioYear5 |
| Total Distribution Ratio | 0.24360 | TotalDistributionRatio |
| Average Distribution Ratio | 0.04872 | AverageDistributionRatio |
| Net Noncharitable Assets | 700412 | NetNoncharitableAssets |
| Adjusted Noncharitable Assets | 34123 | AdjustedNoncharitableAssets |
| One Percent Net Investment Income | 336 | OnePercentNetInvestmentIncome |
| Adj Nonchrtbl Assets And One | 34459 | AdjNonchrtblAssetsAndOnePct |
| Qualifying Distributions | 22298 | QualifyingDistributions |
Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | 672 | InvestmentIncomeExciseTax |
| Subtotal | 672 | Subtotal |
| Tax Based On Investment Income | 672 | TaxBasedOnInvestmentIncome |
| Est Tax Payments And Overpayment | 809 | EstTaxPaymentsAndOverpayment |
| Total Credits And Payments | 809 | TotalCreditsAndPayments |
| Overpayment | 137 | Overpayment |
| Amount Credited To Next Year | 137 | AmountCreditedToNextYear |
Statements Regarding Activities StatementsRegardingActivities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Activities | false | LegislativePoliticalActivities |
| More Than100 Spent | false | MoreThan100Spent |
| Form1120 POL Filed | false | Form1120POLFiled |
| Activities Not Prev Reported | false | ActivitiesNotPrevReported |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylaws |
| Unrelated Bus Income Over1000 | false | UnrelatedBusIncomeOver1000 |
| Form990 T Filed | false | Form990TFiled |
| Termination Etc | false | TerminationEtc |
| Requirements Of Sect508e | true | RequirementsOfSect508e |
| At Least5000 In Assets | true | AtLeast5000InAssets |
| States Filed With | TX | StatesFiledWith |
| Form990 PF Filed With AG | true | Form990PFFiledWithAG |
| Private Operating Foundation | false | PrivateOperatingFoundation |
| New Substantial Contributors | false | NewSubstantialContributors |
| Interest In Controlled Entity | false | InterestInControlledEntity |
| Applicable Insurance Contract | false | ApplicableInsuranceContract |
| Comply With Public Inspection Rqr | true | ComplyWithPublicInspectionRqr |
| Website Address | N/A | WebsiteAddress |
Books In Care Of Business Name BooksInCareOfBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | J DAVID HEANEY | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Books In Care Of Phone Number | 7133415731 | BooksInCareOfPhoneNumber |
Books In Care Of US Address BooksInCareOfUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 9 GREENWAY PLAZA SUITE 2400 | AddressLine1 |
| City | HOUSTON | City |
| State | TX | State |
| ZIP Code | 77046 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Bank | false | ForeignBank |
Statements Regarding Acty4720 StatementsRegardingActy4720
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exchange With Dsqfly Person | false | SaleOrExchangeWithDsqflyPerson |
| Borrow Or Lend With Dsqfly Person | false | BorrowOrLendWithDsqflyPerson |
| Furnished Goods With Dsqfly Person | false | FurnishedGoodsWithDsqflyPerson |
| Pay Compensation To Dsqfly Person | false | PayCompensationToDsqflyPerson |
| Transfer Assets To Dsqfly Person | false | TransferAssetsToDsqflyPerson |
| Payment To Government Offical | false | PaymentToGovernmentOffical |
| Acts Fail To Qualify As Exceptions | false | ActsFailToQualifyAsExceptions |
| Uncorrected Prior Acts | false | UncorrectedPriorActs |
| Undistributed Income Prior Years | false | UndistributedIncomePriorYears |
| Undistr Income4942a2 Not Applied | false | UndistrIncome4942a2NotApplied |
| Business Holdings | false | BusinessHoldings |
| Excess Business Holdings | false | ExcessBusinessHoldings |
| Jeopardy Investments | false | JeopardyInvestments |
| Uncorrected Jeopardy Investments | false | UncorrectedJeopardyInvestments |
| Influence Legislation | false | InfluenceLegislation |
| Influence Election | false | InfluenceElection |
| Grants To Individuals | false | GrantsToIndividuals |
| Grants To Organizations | false | GrantsToOrganizations |
| Noncharitable Purpose | false | NoncharitablePurpose |
| Tr Fail To Qualify As Exceptions | false | TrFailToQualifyAsExceptions |
| Maint Expend Responsibility | false | MaintExpendResponsibility |
| Rcv Funds To Pay Prsnl Bnft Contract | false | RcvFundsToPayPrsnlBnftContract |
| Pay Premiums Prsnl Bnft Contract | false | PayPremiumsPrsnlBnftContract |
| Prohibited Tax Shelter Transactn | false | ProhibitedTaxShelterTransactn |
| Proceeds Or Net Income | false | ProceedsOrNetIncome |
Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo
Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (3 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitle | Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition | CompensationCompensation |
|---|---|---|---|---|---|---|
| MURPHY K LENTS | ||||||
| 9 GREENWAY PLAZA SUITE 2400 | HOUSTON | TX | 77046 | VP & SECRETARY | 0.00 | 0 |
| ANN LENTS | ||||||
| 9 GREENWAY PLAZA SUITE 2400 | HOUSTON | TX | 77046 | VP & TREASURER | 0.00 | 0 |
| J DAVID HEANEY II | ||||||
| 9 GREENWAY PLAZA SUITE 2400 | HOUSTON | TX | 77046 | PRESIDENT | 0.00 | 0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Highest Paid Empl NONE | NONE | CompOfHighestPaidEmplNONE |
| Comp Of Hghst Paid Cntrct NONE | NONE | CompOfHghstPaidCntrctNONE |
Summary Of Direct Charitable Acty SummaryOfDirectCharitableActy
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | NONE | Description1 |
| Expenses1 | 0 | Expenses1 |
Minimum Investment Return MinimumInvestmentReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Avg Monthly FMV Of Securities | 667339 | AvgMonthlyFMVOfSecurities |
| Avg Monthly Cash Balances | 43739 | AvgMonthlyCashBalances |
| FMV All Other Noncharitable Assets | 0 | FMVAllOtherNoncharitableAssets |
| Total FMV Of Unused Assets | 711078 | TotalFMVOfUnusedAssets |
| Reduction Claimed | 0 | ReductionClaimed |
| Adj Total FMV Of Unused Assets | 711078 | AdjTotalFMVOfUnusedAssets |
| Cash Deemed Charitable | 10666 | CashDeemedCharitable |
| Net Noncharitable Assets | 700412 | NetNoncharitableAssets |
| Minimum Investment Return | 35021 | MinimumInvestmentReturn |
Distributable DistributableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | 35021 | MinimumInvestmentReturn |
| Tax Based On Investment Income | 672 | TaxBasedOnInvestmentIncome |
| Total Tax | 672 | TotalTax |
| Distributable Amount Before Adj | 34349 | DistributableAmountBeforeAdj |
| Distributable Amount Before Ded | 34349 | DistributableAmountBeforeDed |
| Distributable Amount As Adjusted | 34349 | DistributableAmountAsAdjusted |
Qualifying Distributions QualifyingDistributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | 22298 | ExpensesAndContributions |
| Qualifying Distributions | 22298 | QualifyingDistributions |
| Adj Qualifying Distributions | 22298 | AdjQualifyingDistributions |
Undistributed Income UndistributedIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable Amount As Adjusted | 34349 | DistributableAmountAsAdjusted |
| Excess Distri Carryover Year4 | 10755 | ExcessDistriCarryoverYear4 |
| Excess Distri Carryover Year2 | 5381 | ExcessDistriCarryoverYear2 |
| Excess Distri Carryover Year1 | 308 | ExcessDistriCarryoverYear1 |
| Total Excess Distri Carryover | 16444 | TotalExcessDistriCarryover |
| Qualifying Distributions | 22298 | QualifyingDistributions |
| Treated As Distri From Corpus | 0 | TreatedAsDistriFromCorpus |
| Applied To Current Year | 22298 | AppliedToCurrentYear |
| Excess Distri Cyov App CY Corpus | 12051 | ExcessDistriCyovAppCYCorpus |
| Excess Distri Cyov Applied CY | 12051 | ExcessDistriCyovAppliedCY |
| Total Corpus | 4393 | TotalCorpus |
| Undistributed Income CY | 0 | UndistributedIncomeCY |
| Excess Distri Cyov To Next Year | 4393 | ExcessDistriCyovToNextYear |
| Excess From Year2 | 4085 | ExcessFromYear2 |
| Excess From Year1 | 308 | ExcessFromYear1 |
Supplementary Information SupplementaryInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | ANN LENTS | ContributingManager |
| Contributing Manager | J DAVID HEANEY II | ContributingManager |
| Only Contributes To Preselected | X | OnlyContributesToPreselected |
Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (9 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient RelationshipRecipientRelationship | Recipient Foundation StatusRecipientFoundationStatus | Purpose Of Grant Or ContributionPurposeOfGrantOrContribution | AmountAmount |
|---|---|---|---|---|---|---|---|
| TEXAS PARKS AND WILDLIFE | |||||||
| 1901 N AKARD | DALLAS | TX | 75021 | NONE | Public | TP&W employee relief fund in wake of Bastrop County, Tx fires | $1,000 |
| THE GARDEN CLUB OF HOUSTON | |||||||
| 2925 AVALON PLACE | HOUSTON | TX | 77019 | NONE | Public | In support of general operations | $500 |
| HOUSTON SYMPHONY | |||||||
| 615 LOUISIANA SUITE 102 | HOUSTON | TX | 77002 | NONE | Public | In support of general operations Annual Fund | $500 |
| AFC PROFESSIONAL CHEFS ASSN OF HOUS | |||||||
| 1600 RIVER OAKS BLVD | HOUSTON | TX | 77019 | NONE | Public | In support of HOT team of chefs going to Afghanistan to cook for troops | $500 |
| CASA de ESPERANZA | |||||||
| PO BOX 66581 | HOUSTON | TX | 77266 | NONE | Public | Support for children in crisis due to abuse, neglect and the effets of HIV | $500 |
| HOUSTON PBS | |||||||
| PO BOX 4878 | HOUSTON | TX | 77210 | NONE | Public | In support of public radio | $100 |
| RIVER OAKS COUNTRY CLUB SCHOLARSHIP | |||||||
| 1600 RIVER OAKS BLVD | HOUSTON | TX | 77019 | NONE | Public | Educational Scolarship fund for ROCC employees, their children and grandchildren | $500 |
| GREATER HOUSTON COMMUNITY FDN | |||||||
| 1600 RIVER OAKS BLVD | HOUSTON | TX | 77019 | NONE | Public | Educational Scolarship fund for ROCC employees, their children and grandchildren | $1,000 |
| TEXAS CHILDREN'S HOSPITAL | |||||||
| 1919 S BRAESWOOD MC 4-4483 | HOUSTON | TX | 77030 | NONE | Public | Jan and Dan Duncan Neurological Research Institute | $17,500 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Grant Or Contri Paid During Year | 22100 | TotGrantOrContriPaidDuringYear |
Analysis Income Producing Acty AnalysisIncomeProducingActy
Int On Savings And Temp Cash Invst IntOnSavingsAndTempCashInvst
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $20 | ExclusionAmount |
Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $25,218 | ExclusionAmount |
Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 18 | ExclusionCode |
| Exclusion | $21,255 | ExclusionAmount |
Subtotals Part XVIA SubtotalsPartXVIA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $46,493 | ExclusionAmount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Part XVIA | 46493 | TotalPartXVIA |
Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Noncharitable EO | false | TrnsfrOfCashToNoncharitableEO |
| Trnsfr Oth Assets Noncharitable EO | false | TrnsfrOthAssetsNoncharitableEO |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssets |
| Purchase Assets Noncharitable EO | false | PurchaseAssetsNoncharitableEO |
| Rental Of Facilities Etc | false | RentalOfFacilitiesEtc |
| Reimbursement Arrangements | false | ReimbursementArrangements |
| Loans Or Loan Guarantees | false | LoansOrLoanGuarantees |
| Performance Of Services Etc | false | PerformanceOfServicesEtc |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtc |
| Relationships Noncharitable E Os | false | RelationshipsNoncharitableEOs |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees AccountingFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Accounting Fees | Category |
| Amount | $990 | Amount |
| Net Investment Income | 792 | NetInvestmentIncome |
| Adjusted Net Income | 0 | AdjustedNetIncome |
| Disbursements Charitable Prps | 198 | DisbursementsCharitablePrps |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corp Bonds InvestmentsCorpBonds
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Of Bond | 1300 NUVEEN BUILD AMER BD FND | NameOfBond |
| EOY Book Value | 25509 | EOYBookValue |
| EOYFMV | 26689 | EOYFMV |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| State Local Securities EOY Book Val | 1316 | StateLocalSecuritiesEOYBookVal |
| State Local Securities EOYFMV | 1533 | StateLocalSecuritiesEOYFMV |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOther (32 entries)
| Category Or ItemCategoryOrItem | Listed At Cost Or FMVListedAtCostOrFMV | Book ValueBookValue | EOYFMVEOYFMV |
|---|---|---|---|
| 100 MLP &STRATEGIC EQUITY FND | AT COST | 1630 | 1708 |
| 400 SOURCE CAP INC | AT COST | 17711 | 18796 |
| 400 NUVEEN EQUITY PREM & GROWTH FND | AT COST | 4768 | 4828 |
| 900 NUVEEN TAX ADV FLTG RATE FND | AT COST | 1926 | 1845 |
| 3628 NEUBERGER BERMAN RE ES SEC FND | AT COST | 13573 | 13605 |
| 100 MADISON CLAYMORE CALL & EQTY FND | AT COST | 766 | 747 |
| 4300 ING PRIME RATE TR SH BEN INT | AT COST | 22210 | 21930 |
| 100 GUGGENHEIM ENHANCED EQUITY STR | AT COST | 1509 | 1603 |
| 1700 GUGGENHEIM BLD AMR BDS MINING DR | AT COST | 33638 | 36295 |
| 2000 GABELLI DIVD & INCOME TR | AT COST | 28379 | 30840 |
| 2847 EATON VANCE TX MINING BY WRT OPP | AT COST | 37180 | 33367 |
| 2200 EATON VANCE TAX MNGED BUY WRIT | AT COST | 32255 | 28248 |
| 900 EATON VANCE TX ADV GLB DIV OP | AT COST | 15466 | 15300 |
| 900 DWS GLOBAL HIGH INCOME FND | AT COST | 6729 | 6813 |
| 2100 CALAMOS CONV & HIGH INCOME FND | AT COST | 23834 | 24276 |
| 1800 BLACKROCK BUILD AMER BD TR | AT COST | 34466 | 38430 |
| 1628 APOLLO SR FLOATING TATE FND | AT COST | 25990 | 26064 |
| 6600 ALPINE TOTAL DYNAMIC DIVID FND | AT COST | 36607 | 28908 |
| 3200 ADVENT CLAY GBL CONV SEC INCOME | AT COST | 19762 | 20160 |
| 400 ABERDEEN ISRAEL FND | AT COST | 5939 | 5100 |
| 300 AGIC EQUITY & CONV INCOME FND | AT COST | 5475 | 4680 |
| 2900 GABELLI GLOBAL MULTIMEDIA TR | AT COST | 17773 | 18067 |
| 7600 EATON VANCE TAX MANAGED GLOBAL DIV | AT COST | 77850 | 62700 |
| 3500 ALPINE GLOBAL PREMIER PPTYS FND | AT COST | 17953 | 18550 |
| 1700 ALLIANCE BERSTEIN INC FND | AT COST | 13018 | 13719 |
| 1100 MACQUARIE GLBL INFRA TOTL RETN | AT COST | 18011 | 18689 |
| 3100 LIBERTY ALL STAR EQUITY FND | AT COST | 13835 | 13082 |
| 1 CALAMOS STRATEGIC TOTL RETN FND | AT COST | 9 | 8 |
| 11039 BOULDER GROWTH & INCOME FD | AT COST | 82567 | 63364 |
| 915 GOLDMAN SACHS STRATEGIC GROWTH | AT COST | 7889 | 9004 |
| 191 GOLDMAN SACHS REAL ESTATE | AT COST | 2264 | 2572 |
| 783 GOLDMAN SACHS LARGE CAP VALUE | AT COST | 10373 | 8414 |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases OtherDecreases (2 entries)
| DescriptionDescription | AmountAmount |
|---|---|
| EXCISE TAX | $672 |
| BOOK/TAX DIFFERENCE | $22 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees OtherProfessionalFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | INVESTMENT MANAGEMENT FEES | Category |
| Amount | $12,106 | Amount |
| Net Investment Income | 12106 | NetInvestmentIncome |
| Adjusted Net Income | 0 | AdjustedNetIncome |
| Disbursements Charitable Prps | 0 | DisbursementsCharitablePrps |