NEW YORK HALL OF SCIENCE: Form 990, tax year 2010
View the entire original 990 at ProPublica ↗
- Organization
- NEW YORK HALL OF SCIENCE (EIN 11-2104059)
- Tax period
- 2010-07-01 to 2011-06-30
- Filed
- 2012-05-15
- IRS object ID
- 201231369349307488
- Schema version
- 2010v3.4
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990
- Schedule A
- Schedule B
- Schedule C
- Schedule D
- Schedule G
- Schedule I
- Schedule J
- Schedule L
- Schedule M
- Schedule O
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2012-05-15T17:12:18-05:00 | Timestamp |
| Tax Period End Date | 2011-06-30 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | O'CONNOR DAVIES MUNNS & DOBBINS LLP | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 60 EAST 42ND STREET 36TH FL | AddressLine1 |
| City | NEW YORK | City |
| State | NY | State |
| ZIP Code | 101653698 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990 | ReturnType |
| Tax Period Begin Date | 2010-07-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 112104059 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | NEW YORK HALL OF SCIENCE | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | NEWY | NameControl |
| Phone | 7186990005 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 47-01 111TH STREET | AddressLine1 |
| City | CORONA | City |
| State | NY | State |
| ZIP Code | 11368 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | MARGARET HONEY | Name |
| Title | CHIEF EXECUTIVE OFFICER | Title |
| Phone | 7186990005 | Phone |
| Date Signed | 2012-05-15 | DateSigned |
| Authorize Third Party | 1 | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 2122862600 | Phone |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2010 | TaxYear |
| Build TS | 2016-02-24 21:20:13Z | BuildTS |
Form 990 IRS990
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Of Principal Officer Person | MARGARET HONEY | NameOfPrincipalOfficerPerson |
Address Principal Officer US AddressPrincipalOfficerUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 47-01 111TH STREET | AddressLine1 |
| City | CORONA | City |
| State | NY | State |
| ZIP Code | 11368 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Gross Receipts | 23189106 | GrossReceipts |
| Group Return For Affiliates | 0 | GroupReturnForAffiliates |
| Organization501c3 | X | Organization501c3 |
| Web Site | HTTP://WWW.NYSCI.ORG | WebSite |
| Type Of Organization Corporation | X | TypeOfOrganizationCorporation |
| Year Formation | 1964 | YearFormation |
| State Legal Domicile | NY | StateLegalDomicile |
| Activity Or Mission Description | THE NEW YORK HALL OF SCIENCE ("NYSCI") IS NEW YORK CITY'S HANDS-ON SCIENCE AND TECHNOLOGY CENTER. RESPONDING DIRECTLY TO THE CRITICAL NEED FOR IMPROVED SCIENCE EDUCATION IN AMERICA, NYSCI BRINGS THE EXCITEMENT AND UNDERSTANDING OF SCIENCE AND TECHNOLOGY TO CHILDREN, FAMILIES, TEACHERS, AND OTHERS BY GALVANIZING THEIR CURIOSITY AND OFFERING THEM CREATIVE, PARTICIPATORY WAYS TO LEARN. LOCATED IN QUEENS, THE MOST ETHNICALLY DIVERSE COUNTY IN THE COUNTRY, NYSCI OFFERS OVER 400 INTERACTIVE EXHIBITS THAT EXPLORE CHEMISTRY, BIOLOGY, PHYSICS, GENETICS, AND MUCH MORE. THESE EXHIBITS, COUPLED WITH THE YOUNG, DIVERSE, AND ENTHUSIASTIC EXPLAINER FLOOR STAFF, MAKE NYSCI A LABORATORY OF DISCOVERY THAT SERVES OVER 375,000 VISITORS EACH YEAR, WITH AN ADDITIONAL 150,000 PARTICIPATING IN OFF-SITE, SCHOOL-BASED OUTREACH PROGRAMS. | ActivityOrMissionDescription |
| Nbr Voting Members Governing Body | 32 | NbrVotingMembersGoverningBody |
| Nbr Independent Voting Members | 32 | NbrIndependentVotingMembers |
| Total Nbr Employees | 360 | TotalNbrEmployees |
| Total Nbr Volunteers | 77 | TotalNbrVolunteers |
| Total Gross UBI | 0 | TotalGrossUBI |
| Net Unrelated Business Txbl Income | 0 | NetUnrelatedBusinessTxblIncome |
| Contributions Grants Prior Year | 16753717 | ContributionsGrantsPriorYear |
| Contributions Grants Current Year | 17964469 | ContributionsGrantsCurrentYear |
| Program Service Revenue Prior Year | 2518067 | ProgramServiceRevenuePriorYear |
| Program Service Revenue CY | 2731702 | ProgramServiceRevenueCY |
| Investment Income Prior Year | 161146 | InvestmentIncomePriorYear |
| Investment Income Current Year | 258890 | InvestmentIncomeCurrentYear |
| Other Revenue Prior Year | 635070 | OtherRevenuePriorYear |
| Other Revenue Current Year | 793669 | OtherRevenueCurrentYear |
| Total Revenue Prior Year | 20068000 | TotalRevenuePriorYear |
| Total Revenue Current Year | 21748730 | TotalRevenueCurrentYear |
| Grants And Similar Amnts Prior Year | 309843 | GrantsAndSimilarAmntsPriorYear |
| Grants And Similar Amnts CY | 304733 | GrantsAndSimilarAmntsCY |
| Benefits Paid To Members Prior Year | 0 | BenefitsPaidToMembersPriorYear |
| Benefits Paid To Members CY | 0 | BenefitsPaidToMembersCY |
| Salaries Etc Prior Year | 7390544 | SalariesEtcPriorYear |
| Salaries Etc Current Year | 7804256 | SalariesEtcCurrentYear |
| Total Prof Fundrsng Exp Prior Year | 260000 | TotalProfFundrsngExpPriorYear |
| Total Prof Fundrsng Exp CY | 527504 | TotalProfFundrsngExpCY |
| Total Fundrsng Exp Current Year | 2434669 | TotalFundrsngExpCurrentYear |
| Other Expense Prior Year | 7276072 | OtherExpensePriorYear |
| Other Expenses Current Year | 7423984 | OtherExpensesCurrentYear |
| Total Expenses Prior Year | 15236459 | TotalExpensesPriorYear |
| Total Expenses Current Year | 16060477 | TotalExpensesCurrentYear |
| Revenues Less Expenses Prior Year | 4831541 | RevenuesLessExpensesPriorYear |
| Revenues Less Expenses CY | 5688253 | RevenuesLessExpensesCY |
| Total Assets BOY | 59726893 | TotalAssetsBOY |
| Total Assets EOY | 66095365 | TotalAssetsEOY |
| Total Liabilities BOY | 1145900 | TotalLiabilitiesBOY |
| Total Liabilities EOY | 1509426 | TotalLiabilitiesEOY |
| Net Assets Or Fund Balances BOY | 58580993 | NetAssetsOrFundBalancesBOY |
| Net Assets Or Fund Balances EOY | 64585939 | NetAssetsOrFundBalancesEOY |
| Info In Schedule O Part III | X | InfoInScheduleOPartIII |
| Mission Description | NYSCI BRINGS THE EXCITEMENT AND UNDERSTANDING OF SCIENCE AND TECHNOLOGY TO CHILDREN, FAMILIES, TEACHERS AND OTHERS BY GALVANIZING THEIR CURIOSITY AND OFFERING THEM CREATIVE AND PARTICIPATORY WAYS TO LEARN. | MissionDescription |
| Significant New Program Services | 0 | SignificantNewProgramServices |
| Significant Change | 0 | SignificantChange |
| Expense | 4900181 | Expense |
| Revenue | 1709816 | Revenue |
| Description | EXHIBITIONS:NYSCI OFFERS AN UNPARALLELED RANGE OF 450 INTERACTIVE EXHIBITS THAT EXPLORE CHEMISTRY, BIOLOGY, ASTRONOMY, PHYSICS, GENETICS, AND MUCH MORE, ALL GEARED FOR CHILDREN AND ADULTS. BY COMBINING THESE EXHIBITS WITH THE OUTDOOR SCIENCE PLAYGROUND, ROCKET PARK MINI GOLF, THE BIOCHEMISTRY, ASTRONOMY AND CONNECTIONS DISCOVERY LABS, THE PRESCHOOL PLACE FOR EARLY CHILDHOOD LEARNING, THE HARCOURT TEACHER LEADERSHIP CENTER FOR OUR ENHANCED TEACHER TRAINING PROGRAMS, AND NATIONALLY REPLICATED SCIENCE EDUCATION PROGRAMS FOR UNDERSERVED POPULATIONS, NYSCI OFFERS A HIGH-TECH, HANDS-ON LABORATORY OF DISCOVERY FOR VISITORS OF ALL AGES. IN FISCAL YEAR 2011, NYSCI SERVED A NEAR RECORD NUMBER OF 500,000 VISITORS. | Description |
Activity2 Activity2
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expense | 3508206 | Expense |
| Revenue | 672877 | Revenue |
| Description | EDUCATION:SCIENCE CAREER LADDER: A YOUTH DEVELOPMENT PROGRAM THAT TRAINS A CADRE OF 150 NEW YORK CITY HIGH SCHOOL AND COLLEGE STUDENTS TO WORK AS EXHIBIT FLOOR GUIDES TO INTERACT WITH AND INSTRUCT VISITORS.AFTER SCHOOL PROGRAMS: PROVIDE ELEMENTARY THROUGH HIGH SCHOOL STUDENTS WITH HANDS-ON LEARNING. IN CALENDAR YEAR 2010, 2,990 YOUNGSTERS PARTICIPATED IN WORKSHOPS, CLUBS, CAMPS AND OUTREACH ACTIVITIES DESIGNED TO TEACH THE BASIC PRINCIPLES OF CHEMISTRY, PHYSICS, BIOLOGY, ECOLOGY, FORENSICS AND OTHER SCIENTIFIC DISCIPLINES.PROFESSIONAL DEVELOPMENT: EACH YEAR APPROXIMATELY 4,500 TEACHERS PARTICIPATE IN NYSCI'S PROFESSIONAL DEVELOPMENT PROGRAMS, EFFECTIVELY REACHING SOME 300,000 STUDENTS ANNUALLY.INFORMAL SCIENCE EDUCATION: WITH A $1.4 MILLION GRANT FROM NSF, NYSCI IS COLLABORATING WITH THE NSF QUALITY OF LIFE TECHNOLOGY ENGINEERING RESEARCH CENTER OF THE UNIVERSITY OF PITTSBURGH AND CARNEGIE MELLON UNIVERSITY TO DEVELOP AN INTERACTIVE TRAVELING EXIBITION ENTITLED HUMAN +. THE GOAL OF THE EXHIBITION IS TO ENGAGE THE PUBLIC IN THE PROFOUNDLY CREATIVE PROCESS OF HUMAN ENHANCEMENT ENGINEERING.DIGITAL LEARNING AND THE VIRTUAL VISIT PROGRAM: NYSCI PROVIDES INTERACTIVE DISTANCE LEARNING TO SCHOOLS, LIBRARIES, COMMUNITY CENTERS AND HOSPITALS. IN FISCAL YEAR 2011, NYSCI DELIVERED 200 VIRTUAL VISITS REACHING AN AUDIENCE OF 6,400. | Description |
Activity3 Activity3
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expense | 1143887 | Expense |
| Revenue | 148939 | Revenue |
| Description | PUBLIC PROGRAMS:SCIENCE TECHNOLOGY LIBRARY: FEATURES A WIDE VARIETY OF BOOKS, MEDIA, JOURNALS AND LESSON PLANS. APPROXIMATELY 29,000 VISITORS INCLUDING 500 TEACHERS USED THE LIBRARY DURING FISCAL YEAR 2011.PRESCHOOL EDUCATION: THE PRESCHOOL PLACE IS A 3,000 SQUARE FOOT AREA THAT CONTAINS PROGRAMS AND EXHIBITS FOR CHILDREN UNDER THE AGE OF SIX. IN FISCAL YEAR 2011, 88,225 VISITORS (84,500 FAMILIES & 3,725 SCHOOL GROUPS) AND CAME TO THE PRESCHOOL PLACE.SCIENCE THEATER: A COMBINATION OF THEATER MIXED WITH SCIENTIFIC CONTENT THAT ENCOURAGES CHILDREN TO PARTICIPATE WITH CHARACTERS TO CREATE AN INTERACTIVE EXPERIENCE. | Description |
Activity Other ActivityOther
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expense | 2361528 | Expense |
| Grants | 304733 | Grants |
| Revenue | 200070 | Revenue |
| Description | DEVELOPMENT OF SPECIAL SCIENTIFIC PROGRAMS AND EVENTS | Description |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Other Program Service Exp | 2361528 | TotalOfOtherProgramServiceExp |
| Total Of Other Program Service Grnt | 304733 | TotalOfOtherProgramServiceGrnt |
| Total Of Other Program Service Rev | 200070 | TotalOfOtherProgramServiceRev |
| Total Program Service Expense | 11913802 | TotalProgramServiceExpense |
| Described In501 C3 | 1 | DescribedIn501C3 |
| Schedule B Required | 1 | ScheduleBRequired |
| Political Activities | 0 | PoliticalActivities |
| Lobbying Activities | 1 | LobbyingActivities |
| Donor Advised Funds | 0 | DonorAdvisedFunds |
| Conservation Easements | 0 | ConservationEasements |
| Collections Of Art | 1 | CollectionsOfArt |
| Credit Counseling | 0 | CreditCounseling |
| Term Or Permanent Endowments | 1 | TermOrPermanentEndowments |
| Report Land Bldg Equip | 1 | ReportLandBldgEquip |
| Report Invest Oth Securities | 0 | ReportInvestOthSecurities |
| Report Prog Rel Invest | 0 | ReportProgRelInvest |
| Report Other Assets | 0 | ReportOtherAssets |
| Report Other Liabilities | 0 | ReportOtherLiabilities |
| Report Fin48 Footnote | 1 | ReportFin48Footnote |
| Independent Audit Financial Stmt | 1 | IndependentAuditFinancialStmt |
| Consolidated Audit Financial Stmt | 0 | ConsolidatedAuditFinancialStmt |
| School | 0 | School |
| Foreign Office | 0 | ForeignOffice |
| Foreign Activities | 0 | ForeignActivities |
| More Than5000 K To Organizations | 0 | MoreThan5000KToOrganizations |
| More Than5000 K To Individuals | 0 | MoreThan5000KToIndividuals |
| Professional Fundraising | 1 | ProfessionalFundraising |
| Fundraising Activities | 1 | FundraisingActivities |
| Gaming | 0 | Gaming |
| Hospital | 0 | Hospital |
| Grants To Organizations | 1 | GrantsToOrganizations |
| Grants To Individuals | 0 | GrantsToIndividuals |
| Schedule J Required | 1 | ScheduleJRequired |
| Tax Exempt Bonds | 0 | TaxExemptBonds |
| Excess Benefit Transaction | 0 | ExcessBenefitTransaction |
| Prior Excess Benefit Transaction | 0 | PriorExcessBenefitTransaction |
| Loan To Officer Or DQP | 0 | LoanToOfficerOrDQP |
| Grant To Related Person | 0 | GrantToRelatedPerson |
| Bsnss Rltnshp With Organization | 1 | BsnssRltnshpWithOrganization |
| Bsnss Rltnshp Thru Family Member | 0 | BsnssRltnshpThruFamilyMember |
| Officer Entity With Bsnss Rltnshp | 1 | OfficerEntityWithBsnssRltnshp |
| Deductible Non Cash Contributions | 1 | DeductibleNonCashContributions |
| Deductible Contributions Of Art | 1 | DeductibleContributionsOfArt |
| Terminated | 0 | Terminated |
| Partial Liquidation | 0 | PartialLiquidation |
| Disregarded Entity | 0 | DisregardedEntity |
| Related Entity | 0 | RelatedEntity |
| Related Org Controlled Entity | 0 | RelatedOrgControlledEntity |
| Transaction Related Entity | 0 | TransactionRelatedEntity |
| Transfers To Exempt Non Chrtbl Org | 0 | TransfersToExemptNonChrtblOrg |
| Activities Conducted Partnership | 0 | ActivitiesConductedPartnership |
| Schedule O Required | 1 | ScheduleORequired |
| Number Forms Transmitted With1096 | 96 | NumberFormsTransmittedWith1096 |
| Number W2 G Included | 0 | NumberW2GIncluded |
| Compliance With Backup Witholding | 1 | ComplianceWithBackupWitholding |
| Number Of Employees | 360 | NumberOfEmployees |
| Employment Tax Returns Filed | 1 | EmploymentTaxReturnsFiled |
| Unrelated Business Income | 0 | UnrelatedBusinessIncome |
| Foreign Financial Account | 0 | ForeignFinancialAccount |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTrans |
| Taxable Party Notification | 0 | TaxablePartyNotification |
| Non Deductible Contributions | 0 | NonDeductibleContributions |
| Quid Pro Quo Contributions | 1 | QuidProQuoContributions |
| Quid Pro Quo Disclosure | 1 | QuidProQuoDisclosure |
| Form8282 Property Disposed Of | 0 | Form8282PropertyDisposedOf |
| Funds To Pay Premiums | 0 | FundsToPayPremiums |
| Premiums Paid | 0 | PremiumsPaid |
| Indoor Tanning Services | 0 | IndoorTanningServices |
| Info In Schedule O Part VI | X | InfoInScheduleOPartVI |
| Nbr Voting Governing Body Members | 32 | NbrVotingGoverningBodyMembers |
| Number Independent Voting Members | 32 | NumberIndependentVotingMembers |
| Family Or Business Relationship | 1 | FamilyOrBusinessRelationship |
| Delegation Of Management Duties | 0 | DelegationOfManagementDuties |
| Changes To Organizing Docs | 1 | ChangesToOrganizingDocs |
| Material Diversion Or Misuse | 0 | MaterialDiversionOrMisuse |
| Members Or Stockholders | 0 | MembersOrStockholders |
| Election Of Board Members | 0 | ElectionOfBoardMembers |
| Decisions Subject To Approval | 0 | DecisionsSubjectToApproval |
| Minutes Of Governing Body | 1 | MinutesOfGoverningBody |
| Minutes Of Committees | 1 | MinutesOfCommittees |
| Officer Mailing Address | 0 | OfficerMailingAddress |
| Local Chapters | 0 | LocalChapters |
| Form990 Provided To Governing Body | 1 | Form990ProvidedToGoverningBody |
| Conflict Of Interest Policy | 1 | ConflictOfInterestPolicy |
| Annual Disclosure Covered Persons | 1 | AnnualDisclosureCoveredPersons |
| Regular Monitoring Enforcement | 1 | RegularMonitoringEnforcement |
| Whistleblower Policy | 1 | WhistleblowerPolicy |
| Document Retention Policy | 1 | DocumentRetentionPolicy |
| Compensation Process CEO | 1 | CompensationProcessCEO |
| Compensation Process Other | 1 | CompensationProcessOther |
| Investment In Joint Venture | 0 | InvestmentInJointVenture |
| Other Website | X | OtherWebsite |
| Upon Request | X | UponRequest |
The Books Are In Care Of TheBooksAreInCareOf
Name Business NameBusiness
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | MARGARET HONEY PRESIDENT & CEO | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Telephone Number | 7186990005 | TelephoneNumber |
Address US AddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 47-01 111TH STREET | AddressLine1 |
| City | CORONA | City |
| State | NY | State |
| ZIP Code | 11368 | ZIPCode |
Form990 Part VII Section A Form990PartVIISectionA (46 entries)
| TitleTitle | Average Hours Per WeekAverageHoursPerWeek | Individual Trustee Or DirectorIndividualTrusteeOrDirector | OfficerOfficer | Reportable Comp From OrganizationReportableCompFromOrganization | Reportable Comp From Related OrgsReportableCompFromRelatedOrgs | Other CompensationOtherCompensation | Key EmployeeKeyEmployee | Highest Compensated EmployeeHighestCompensatedEmployee |
|---|---|---|---|---|---|---|---|---|
| IVAN G SEIDENBERG | ||||||||
| CO-CHAIR BOARD OF TRUSTEES | 0.30 | X | X | 0 | 0 | 0 | ||
| NICHOLAS M DONOFRIO | ||||||||
| CO-CHAIR BOARD OF TRUSTEES | 1.50 | X | X | 0 | 0 | 0 | ||
| DON CALLAHAN | ||||||||
| VICE CHAIR BOARD OF TRUSTE | 1.00 | X | X | 0 | 0 | 0 | ||
| MELISSA VAIL | ||||||||
| VICE CHAIR BOARD OF TRUSTE | 3.00 | X | X | 0 | 0 | 0 | ||
| SIBYL R GOLDEN | ||||||||
| SECRETARY BOARD OF TRUSTEE | 1.00 | X | X | 0 | 0 | 0 | ||
| MARTIN R KUPFERBERG | ||||||||
| TREASURER BOARD OF TRUSTEE | 2.00 | X | X | 0 | 0 | 0 | ||
| ANTHONY K ASNES | ||||||||
| TRUSTEE | 0.50 | X | 0 | 0 | 0 | |||
| BONNIE ROCHE-BRONFMAN | ||||||||
| TRUSTEE | 1.00 | X | 0 | 0 | 0 | |||
| DR GEORGE CAMPBELL JR | ||||||||
| TRUSTEE | 2.00 | X | 0 | 0 | 0 | |||
| ANTHONY CIOFFI | ||||||||
| TRUSTEE | 2.00 | X | 0 | 0 | 0 | |||
| RAVENEL B CURRY III | ||||||||
| TRUSTEE | 1.00 | X | 0 | 0 | 0 | |||
| FRANCISCO D'SOUZA | ||||||||
| TRUSTEE | 1.00 | X | 0 | 0 | 0 | |||
| LEON DEMAILLE | ||||||||
| TRUSTEE | 1.50 | X | 0 | 0 | 0 | |||
| ERIK DOCHTERMANN | ||||||||
| TRUSTEE | 2.00 | X | 0 | 0 | 0 | |||
| SETH H DUBINESQ | ||||||||
| TRUSTEE | 1.50 | X | 0 | 0 | 0 | |||
| JOSEPH R FICALORA | ||||||||
| TRUSTEE | 1.00 | X | 0 | 0 | 0 | |||
| DAVID CHRISTMAN | ||||||||
| TRUSTEE | 2.00 | X | 0 | 0 | 0 | |||
| JOHN J GILBERT III | ||||||||
| TRUSTEE | 5.00 | X | 0 | 0 | 0 | |||
| EDWARD D HOROWITZ | ||||||||
| TRUSTEE | 1.00 | X | 0 | 0 | 0 | |||
| SHANKAR NARAYNAN | ||||||||
| TRUSTEE | 1.50 | X | 0 | 0 | 0 | |||
| JEFFREY R LIBSHUTZ | ||||||||
| TRUSTEE | 0.50 | X | 0 | 0 | 0 | |||
| YVONNE LIU | ||||||||
| TRUSTEE | 1.00 | X | 0 | 0 | 0 | |||
| PAUL MALCHOW | ||||||||
| TRUSTEE | 2.00 | X | 0 | 0 | 0 | |||
| MARY JANE MCCARTNEY | ||||||||
| TRUSTEE | 2.00 | X | 0 | 0 | 0 | |||
| JOEL H MOSER ESQ | ||||||||
| TRUSTEE | 2.00 | X | 0 | 0 | 0 | |||
| DAVID NEWMAN | ||||||||
| TRUSTEE | 1.00 | X | 0 | 0 | 0 | |||
| JANE FEARER SAFER | ||||||||
| TRUSTEE | 1.50 | X | 0 | 0 | 0 | |||
| SARA LEE SCHUPF | ||||||||
| TRUSTEE | 1.00 | X | 0 | 0 | 0 | |||
| ALAN SINSHEIMER ESQ | ||||||||
| TRUSTEE | 1.00 | X | 0 | 0 | 0 | |||
| CLAUDE TRAHAN | ||||||||
| TRUSTEE | 2.00 | X | 0 | 0 | 0 | |||
| BERT WELLS ESQ | ||||||||
| TRUSTEE | 2.00 | X | 0 | 0 | 0 | |||
| KURT D WOETZEL | ||||||||
| TRUSTEE | 1.00 | X | 0 | 0 | 0 | |||
| SAMUEL FLORMAN RESIGNED 311 | ||||||||
| TRUSTEE | 1.00 | X | 0 | 0 | 0 | |||
| MARK KAPLANRESIGNED 1210 | ||||||||
| TRUSTEE | 1.00 | X | 0 | 0 | 0 | |||
| MARK PIRNERRESIGNED 111 | ||||||||
| TRUSTEE | 1.00 | X | 0 | 0 | 0 | |||
| ROBERT ROTHSCHILDRESIGNED 1211 | ||||||||
| TRUSTEE | 1.00 | X | 0 | 0 | 0 | |||
| HOWARD SZARFARCRESIGNED 611 | ||||||||
| TRUSTEE | 1.00 | X | 0 | 0 | 0 | |||
| GRETCHEN TEICHGRAEBERRESIGNED 1010 | ||||||||
| TRUSTEE | 1.00 | X | 0 | 0 | 0 | |||
| JAMES WHALEYRESIGNED 22011 | ||||||||
| TRUSTEE | 1.00 | X | 0 | 0 | 0 | |||
| MARGARET HONEY | ||||||||
| PRESIDENT & CEO | 35.00 | X | 259664 | 0 | 37653 | |||
| PATRICIA HUIE | ||||||||
| CHIEF FINANCIAL OFFICER | 35.00 | X | 106876 | 0 | 11195 | |||
| ROBERT LOGAN | ||||||||
| EXECUTIVE VP & COO | 35.00 | X | 151994 | 0 | 20752 | |||
| ERIC SIEGEL | ||||||||
| DIRECTOR & CHIEF CONTENT O | 35.00 | 160696 | 0 | 29811 | X | |||
| FRANK M DUUS JR | ||||||||
| VP, INSTITUTIONAL ADVANCEMENT | 35.00 | 153761 | 0 | 23932 | X | |||
| PREETI GUPTA | ||||||||
| SR VP EDUCATION | 35.00 | 107166 | 0 | 17985 | X | |||
| DANNY WEMPA | ||||||||
| VP, EXTERNAL AFFAIRS | 35.00 | 111882 | 0 | 14312 | X | |||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Reportable Comp From Org | 1052039 | TotalReportableCompFromOrg |
| Total Reportable Comp Frm Rltd Orgs | 0 | TotalReportableCompFrmRltdOrgs |
| Total Other Compensation | 155640 | TotalOtherCompensation |
| Number Individuals GT100 K | 7 | NumberIndividualsGT100K |
| Formers Listed | 0 | FormersListed |
| Total Comp GT150 K | 1 | TotalCompGT150K |
| Compensation From Other Sources | 0 | CompensationFromOtherSources |
Contractor Compensation ContractorCompensation
Name Of Contractor NameOfContractor
Name Business NameBusiness
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | COMMUNITY COUNSELLING SERVICE CO LLC | BusinessNameLine1 |
Address Of Contractor AddressOfContractor
Address US AddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 27462 | AddressLine1 |
| City | NEW YORK | City |
| State | NY | State |
| ZIP Code | 100877462 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description Of Services | CONSULTING FOR FUNDRAISING CAMPAIGN | DescriptionOfServices |
| Compensation | 395000 | Compensation |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Number Of Contractors GT100 K | 1 | NumberOfContractorsGT100K |
| Membership Dues | 545665 | MembershipDues |
| Fundraising Events | 938003 | FundraisingEvents |
| Government Grants | 2691963 | GovernmentGrants |
| All Other Contributions | 13788838 | AllOtherContributions |
| Noncash Contributions | 262035 | NoncashContributions |
| Total Contributions | 17964469 | TotalContributions |
Program Service Revenue ProgramServiceRevenue (3 entries)
| DescriptionDescription | Business CodeBusinessCode | Total Revenue ColumnTotalRevenueColumn | Related Or Exempt Function IncomeRelatedOrExemptFunctionIncome |
|---|---|---|---|
| ADMISSIONS | 713990 | 1862903 | 1862903 |
| EDUCATION & TRAINING F | 611710 | 517258 | 517258 |
| PUBLIC PROGRAMS | 611710 | 351541 | 351541 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Program Service Revenue | 2731702 | TotalProgramServiceRevenue |
Investment Income InvestmentIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 17160 | TotalRevenueColumn |
| Exclusion | $17,160 | ExclusionAmount |
Gross Rents GrossRents
| Field | Value | IRS element (for citing) |
|---|---|---|
| Real | 520066 | Real |
Less Rental Expenses LessRentalExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Real | 130339 | Real |
Rental Income Or Loss RentalIncomeOrLoss
| Field | Value | IRS element (for citing) |
|---|---|---|
| Real | 389727 | Real |
Net Rental Income Or Loss NetRentalIncomeOrLoss
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 389727 | TotalRevenueColumn |
| Exclusion | $389,727 | ExclusionAmount |
Gross Amount Sales Assets GrossAmountSalesAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | 1401098 | Securities |
Less Cost Oth Basis Sales Expenses LessCostOthBasisSalesExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | 1159368 | Securities |
Gain Or Loss GainOrLoss
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | 241730 | Securities |
Net Gain Or Loss Investments NetGainOrLossInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 241730 | TotalRevenueColumn |
| Exclusion | $241,730 | ExclusionAmount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Gross Income Fundraising Events | 361923 | GrossIncomeFundraisingEvents |
| Cntrbtns Rprtd Fundraising Events | 938003 | CntrbtnsRprtdFundraisingEvents |
| Fundraising Direct Expenses | 150669 | FundraisingDirectExpenses |
Net Income From Fundraising Events NetIncomeFromFundraisingEvents
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 211254 | TotalRevenueColumn |
| Exclusion | $211,254 | ExclusionAmount |
Other Revenue Misc OtherRevenueMisc (3 entries)
| DescriptionDescription | Business CodeBusinessCode | Total Revenue ColumnTotalRevenueColumn | ExclusionExclusionAmount |
|---|---|---|---|
| PARKING LOT INCOME | 812930 | 121114 | $121,114 |
| RESTAURANT | 722200 | 44224 | $44,224 |
| MISCELLANEOUS REVENUE | 900099 | 27350 | $27,350 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Other Revenue | 192688 | TotalOtherRevenue |
Total Revenue TotalRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 21748730 | TotalRevenueColumn |
| Related Or Exempt Function Income | 2731702 | RelatedOrExemptFunctionIncome |
| Unrelated Business Revenue | 0 | UnrelatedBusinessRevenue |
| Exclusion | $1,052,559 | ExclusionAmount |
Grants To Domestic Orgs GrantsToDomesticOrgs
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 304733 | Total |
| Program Services | 304733 | ProgramServices |
Comp Current Officers Directors CompCurrentOfficersDirectors
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 1026175 | Total |
| Program Services | 204674 | ProgramServices |
| Management And General | 580556 | ManagementAndGeneral |
| Fundraising | 240945 | Fundraising |
Other Salaries And Wages OtherSalariesAndWages
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 5001000 | Total |
| Program Services | 3898704 | ProgramServices |
| Management And General | 409636 | ManagementAndGeneral |
| Fundraising | 692660 | Fundraising |
Pension Plan Contributions PensionPlanContributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 347281 | Total |
| Program Services | 264267 | ProgramServices |
| Management And General | 29233 | ManagementAndGeneral |
| Fundraising | 53781 | Fundraising |
Other Employee Benefits OtherEmployeeBenefits
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 952372 | Total |
| Program Services | 719857 | ProgramServices |
| Management And General | 86017 | ManagementAndGeneral |
| Fundraising | 146498 | Fundraising |
Payroll Taxes PayrollTaxes
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 477428 | Total |
| Program Services | 342118 | ProgramServices |
| Management And General | 58243 | ManagementAndGeneral |
| Fundraising | 77067 | Fundraising |
Fees For Services Management FeesForServicesManagement
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 1269236 | Total |
| Program Services | 1018161 | ProgramServices |
| Management And General | 68130 | ManagementAndGeneral |
| Fundraising | 182945 | Fundraising |
Fees For Services Legal FeesForServicesLegal
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 11945 | Total |
| Program Services | 8406 | ProgramServices |
| Management And General | 3513 | ManagementAndGeneral |
| Fundraising | 26 | Fundraising |
Fees For Services Accounting FeesForServicesAccounting
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 25545 | Total |
| Management And General | 25545 | ManagementAndGeneral |
Fees For Services Lobbying FeesForServicesLobbying
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 230079 | Total |
| Fundraising | 230079 | Fundraising |
Fees For Services Prof Fundraising FeesForServicesProfFundraising
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 527504 | Total |
| Fundraising | 527504 | Fundraising |
Fees For Services Other FeesForServicesOther
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 10689 | Total |
| Program Services | 917 | ProgramServices |
| Management And General | 7725 | ManagementAndGeneral |
| Fundraising | 2047 | Fundraising |
Advertising Advertising
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 239392 | Total |
| Program Services | 193347 | ProgramServices |
| Management And General | 37134 | ManagementAndGeneral |
| Fundraising | 8911 | Fundraising |
Office Expenses OfficeExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 601631 | Total |
| Program Services | 383682 | ProgramServices |
| Management And General | 100532 | ManagementAndGeneral |
| Fundraising | 117417 | Fundraising |
Occupancy Occupancy
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 642855 | Total |
| Program Services | 622962 | ProgramServices |
| Management And General | 13527 | ManagementAndGeneral |
| Fundraising | 6366 | Fundraising |
Travel Travel
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 279768 | Total |
| Program Services | 217091 | ProgramServices |
| Management And General | 35918 | ManagementAndGeneral |
| Fundraising | 26759 | Fundraising |
Depreciation Depletion DepreciationDepletion
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 3003437 | Total |
| Program Services | 2929863 | ProgramServices |
| Management And General | 35909 | ManagementAndGeneral |
| Fundraising | 37665 | Fundraising |
Insurance Insurance
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 195591 | Total |
| Program Services | 190709 | ProgramServices |
| Management And General | 2515 | ManagementAndGeneral |
| Fundraising | 2367 | Fundraising |
Other Expenses OtherExpenses (5 entries)
| DescriptionDescription | TotalTotal | Program ServicesProgramServices | Management And GeneralManagementAndGeneral | FundraisingFundraising |
|---|---|---|---|---|
| RENTAL/MAINT EQUIP./EXH | 451292 | 345585 | 75192 | 30515 |
| OTHER OPERATING EXPENSE | 230826 | 75283 | 124913 | 30630 |
| PARTICIPANT COSTS | 94316 | 94316 | ||
| NONCAPTIALIZED EQUIP | 94284 | 73344 | 12584 | 8356 |
| BOOKS,DUES & SUB | 43098 | 25783 | 5184 | 12131 |
Total Functional Expenses TotalFunctionalExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 16060477 | Total |
| Program Services | 11913802 | ProgramServices |
| Management And General | 1712006 | ManagementAndGeneral |
| Fundraising | 2434669 | Fundraising |
Cash Non Interest Bearing CashNonInterestBearing
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 355211 | BOY |
| EOY | 2232177 | EOY |
Savings And Temp Cash Investments SavingsAndTempCashInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 2791815 | BOY |
| EOY | 2740169 | EOY |
Pledges And Grants Receivable PledgesAndGrantsReceivable
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 3069010 | BOY |
| EOY | 8449026 | EOY |
Accounts Receivable AccountsReceivable
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 131541 | BOY |
| EOY | 155391 | EOY |
Prepaid Expenses Deferred Charges PrepaidExpensesDeferredCharges
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 209114 | BOY |
| EOY | 228227 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Land Buildings Equipment Basis | 68030271 | LandBuildingsEquipmentBasis |
| Land Bldg Equipment Accum Deprec | 18285457 | LandBldgEquipmentAccumDeprec |
Land Buildings Equipment Basis Net LandBuildingsEquipmentBasisNet
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 51261926 | BOY |
| EOY | 49744814 | EOY |
Investments Pub Traded Securities InvestmentsPubTradedSecurities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 1900429 | BOY |
| EOY | 2532895 | EOY |
Other Assets Total OtherAssetsTotal
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 7847 | BOY |
| EOY | 12666 | EOY |
Total Assets TotalAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 59726893 | BOY |
| EOY | 66095365 | EOY |
Accounts Payable Accrued Expenses AccountsPayableAccruedExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 737615 | BOY |
| EOY | 1261084 | EOY |
Deferred Revenue DeferredRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 408285 | BOY |
| EOY | 248342 | EOY |
Total Liabilities TotalLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 1145900 | BOY |
| EOY | 1509426 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Follow SFAS117 | X | FollowSFAS117 |
Unrestricted Net Assets UnrestrictedNetAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 4225762 | BOY |
| EOY | 4872236 | EOY |
Temporarily Restricted Net Assets TemporarilyRestrictedNetAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 54020231 | BOY |
| EOY | 59378703 | EOY |
Permanently Restricted Net Assets PermanentlyRestrictedNetAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 335000 | BOY |
| EOY | 335000 | EOY |
Total Net Assets Fund Balances TotalNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 58580993 | BOY |
| EOY | 64585939 | EOY |
Total Liab Net Assets Fund Balances TotalLiabNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 59726893 | BOY |
| EOY | 66095365 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Info In Schedule O Part XI | X | InfoInScheduleOPartXI |
| Reconcilation Revenue Expenses | 5688253 | ReconcilationRevenueExpenses |
| Reconcilation Other Changes | 316693 | ReconcilationOtherChanges |
| Info In Schedule O Part XII | X | InfoInScheduleOPartXII |
| Method Of Accounting Accrual | X | MethodOfAccountingAccrual |
| Accountant Compile Or Review | 0 | AccountantCompileOrReview |
| FS Audited | 1 | FSAudited |
| Audit Committee | 1 | AuditCommittee |
| Financial Statement Separate | X | FinancialStatementSeparate |
| Federal Grant Audit Required | 1 | FederalGrantAuditRequired |
| Federal Grant Audit Performed | 1 | FederalGrantAuditPerformed |
Schedule A IRS990ScheduleA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Publicly Supported Org170b1 Avi | X | PubliclySupportedOrg170b1Avi |
Gifts Grants Contrib Received170 GiftsGrantsContribReceived170
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 8598208 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 9610690 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 11205415 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 16753717 | CurrentTaxYearMinus1Year |
| Current Tax Year | 17964469 | CurrentTaxYear |
| Total | 64132499 | Total |
Total170 Total170
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 8598208 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 9610690 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 11205415 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 16753717 | CurrentTaxYearMinus1Year |
| Current Tax Year | 17964469 | CurrentTaxYear |
| Total | 64132499 | Total |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Amounts Subst Contributors Total | 809545 | AmountsSubstContributorsTotal |
| Public Support Total170 | 63322954 | PublicSupportTotal170 |
Gross Investment Income170 GrossInvestmentIncome170
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 750530 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 786959 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 503125 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 556026 | CurrentTaxYearMinus1Year |
| Current Tax Year | 537226 | CurrentTaxYear |
| Total | 3133866 | Total |
Other Income170 OtherIncome170
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 336700 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 495012 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 468824 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 197679 | CurrentTaxYearMinus1Year |
| Current Tax Year | 192688 | CurrentTaxYear |
| Total | 1690903 | Total |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Support | 68957268 | TotalSupport |
| Gross Receipts From Admissions Etc | 14458675 | GrossReceiptsFromAdmissionsEtc |
| Public Support Pertcentage170 | 0.91830 | PublicSupportPertcentage170 |
| Public Support Pertcent Prior Year | 0.92260 | PublicSupportPertcentPriorYear |
| Thirty Three Percnt Tests CY170 | X | ThirtyThreePercntTestsCY170 |
| General Explanation | SCHEDULE A, PART IV, SUPPLEMENTAL INFORMATION: SCHEDULE A, PART II, LINE 10 - EXPLANATION FOR OTHER INCOME: OTHER INCOME FOR ALL YEARS INCLUDES PARKING AND RESTAURANT REVENUE PROVIDED FOR THE CONVENIENCE OF GUESTS AS WELL AS OTHER MISCELLANEOUS REVENUE AMOUNTS. | GeneralExplanation |
Schedule B IRS990ScheduleB
Contributor Info ContributorInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor Number | RESTRICTED | ContributorNumber |
Contributor Name Business ContributorNameBusiness
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RESTRICTED | BusinessNameLine1 |
Contributor Address US ContributorAddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | RESTRICTED | AddressLine1 |
| Address Line2 | RESTRICTED | AddressLine2 |
| City | RESTRICTED | City |
| State | RESTRICTED | State |
| ZIP Code | RESTRICTED | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Aggregate Contributions | RESTRICTED | AggregateContributions |
Schedule C IRS990ScheduleC
| Field | Value | IRS element (for citing) |
|---|---|---|
| Volunteers | 0 | Volunteers |
| Paid Staff Or Management | 1 | PaidStaffOrManagement |
| Media Advertisements | 0 | MediaAdvertisements |
| Mailings Members | 0 | MailingsMembers |
| Publications Or Broadcast | 0 | PublicationsOrBroadcast |
| Grants Other Organizations | 0 | GrantsOtherOrganizations |
| Direct Contact Legislators | 1 | DirectContactLegislators |
| Direct Contact Legislators | $3,249 | DirectContactLegislatorsAmount |
| Rallies Demonstrations | 0 | RalliesDemonstrations |
| Other Activities | 1 | OtherActivities |
| Other Activities | $226,830 | OtherActivitiesAmount |
| Total Lobbying Expenditures IIB | 230079 | TotalLobbyingExpendituresIIB |
| Not Described In501c3 | 0 | NotDescribedIn501c3 |
Form990 Schedule C Part IV Form990ScheduleCPartIV
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | EXPLANATION OF OTHER LOBBYING ACTIVITIES: | Identifier |
| Return Reference | PART II-B, LINE 1I: | ReturnReference |
| Explanation | NEW YORK HALL OF SCIENCE HAS RETAINED COUNSEL TO MONITOR APPROPRIATIONS ACTIVITY AND CONTACT GOVERNMENT OFFICIALS REGARDING SCIENCE FUNDING AND FUNDING FOR NYSCI WITH RESPECT TO THE UNITED STATES, NEW YORK STATE AND NEW YORK CITY GOVERNMENTS. | Explanation |
Schedule D IRS990ScheduleD
| Field | Value | IRS element (for citing) |
|---|---|---|
| Collect Used For Public Exhibition | X | CollectUsedForPublicExhibition |
| Collect Used For Loan Or Exch Prgrms | X | CollectUsedForLoanOrExchPrgrms |
| Solicited Assets For Sale | 0 | SolicitedAssetsForSale |
Current Year CurrentYear
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Of Year Balance | 1663190 | BeginningOfYearBalance |
| Contributions | 360 | Contributions |
| Investment Earnings Or Losses | 190818 | InvestmentEarningsOrLosses |
| Other Expenditures | -107062 | OtherExpenditures |
| Administrative Expenses | -12952 | AdministrativeExpenses |
| End Of Year Balance | 1734354 | EndOfYearBalance |
Current Year Minus1 Year CurrentYearMinus1Year
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Of Year Balance | 1744496 | BeginningOfYearBalance |
| Contributions | 5089 | Contributions |
| Investment Earnings Or Losses | 137599 | InvestmentEarningsOrLosses |
| Other Expenditures | -208492 | OtherExpenditures |
| Administrative Expenses | -15502 | AdministrativeExpenses |
| End Of Year Balance | 1663190 | EndOfYearBalance |
Current Year Minus2 Years CurrentYearMinus2Years
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Of Year Balance | 2000112 | BeginningOfYearBalance |
| Investment Earnings Or Losses | -255616 | InvestmentEarningsOrLosses |
| End Of Year Balance | 1744496 | EndOfYearBalance |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Board Designated EOY Balance | 0.69000 | BoardDesignatedEOYBalance |
| Permanent Endowment EOY Balance | 0.31000 | PermanentEndowmentEOYBalance |
| Endowments Held By Unrelated Orgs | 0 | EndowmentsHeldByUnrelatedOrgs |
| Endowments Held By Related Orgs | 0 | EndowmentsHeldByRelatedOrgs |
Leasehold Improvements LeaseholdImprovements
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 66597805 | OtherCostOrOtherBasis |
| Depreciation | 17930178 | Depreciation |
| Book Value | 48667627 | BookValue |
Equipment Equipment
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 1432466 | OtherCostOrOtherBasis |
| Depreciation | 355279 | Depreciation |
| Book Value | 1077187 | BookValue |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Book Value Land Buildings | 49744814 | TotalOfBookValueLandBuildings |
| Total Revenue | 21748730 | TotalRevenue |
| Total Expenses | 16060477 | TotalExpenses |
| Excess Or Deficit For Year | 5688253 | ExcessOrDeficitForYear |
| Net Unrealized GL On Investments | 316693 | NetUnrealizedGLOnInvestments |
| Total Adjustments | 316693 | TotalAdjustments |
| Excess Or Deficit Per FS | 6004946 | ExcessOrDeficitPerFS |
| Tot Revenue Etc Audited Fincl Stmt | 22739912 | TotRevenueEtcAuditedFinclStmt |
| Net Unrealized Gains Investments | 316693 | NetUnrealizedGainsInvestments |
| Donated Srvc And Use Of Facilities | 393481 | DonatedSrvcAndUseOfFacilities |
| Other Revenues | 281008 | OtherRevenues |
| Revenue Not Rptd F990 | 991182 | RevenueNotRptdF990 |
| Revenue Subtotal | 21748730 | RevenueSubtotal |
| Revenue Not Rptd On Fin Stmt | 0 | RevenueNotRptdOnFinStmt |
| Total Revenue Per Form990 | 21748730 | TotalRevenuePerForm990 |
| Tot Expenses Etc Audited Fincl Stmt | 16734966 | TotExpensesEtcAuditedFinclStmt |
| Donated Services Use Of Facilities | 393481 | DonatedServicesUseOfFacilities |
| Other Expenses Included | 281008 | OtherExpensesIncluded |
| Expenses Not Rptd F990 | 674489 | ExpensesNotRptdF990 |
| Expenses Subtotal | 16060477 | ExpensesSubtotal |
| Expenses Not Rptd On Fin Stmt | 0 | ExpensesNotRptdOnFinStmt |
| Total Expenses Per Form990 | 16060477 | TotalExpensesPerForm990 |
Form990 Schedule D Part XIV Form990ScheduleDPartXIV (6 entries)
| Return ReferenceReturnReference | ExplanationExplanation | IdentifierIdentifier |
|---|---|---|
| PART III, LINE 1A: | CONSISTENT WITH THE POLICY OF MANY MUSEUMS, PURCHASES FOR USE AS EXHIBITS AND PROGRAMS ARE NOT CAPITALIZED. | |
| PART III, LINE 4: | NYSCI HAS APPROXIMATELY 450 INTERACTIVE EXHIBITS THAT EXPLORE CHEMISTRY, BIOLOGY, ASTRONOMY, PHYSICS, GENETICS, AND OTHER STEM (SCIENCE, TECHNOLOGY, ENGINEERING AND MATH) TOPICS, ALL GEARED FOR CHILDREN AND ADULTS. THESE EXHIBITS, COMBINED WITH THE OUTDOOR SCIENCE PLAYGROUND, ROCKET PARK MINI GOLF, THE BIOCHEMISTRY, ASTRONOMY AND CONNECTIONS DISCOVERY LABS, THE PRESCHOOL PLACE FOR EARLY CHILDHOOD LEARNING, THE HARCOURT TEACHER LEADERSHIP CENTER FOR ENHANCED TEACHER TRAINING PROGRAMS, AND NATIONALLY REPLICATED SCIENCE EDUCATION PROGRAMS FOR UNDERSERVED POPULATIONS, OFFER A HIGH-TECH HANDS-ON LABORATORY OF DISCOVERY FOR VISITORS OF ALL AGES. THE EXHIBITS SERVE A CRITICAL ROLE IN REALIZING NYSCI'S MISSION TO BRING THE EXCITEMENT AND UNDERSTANDING OF SCIENCE AND TECHNOLOGY TO CHILDREN, FAMILIES, TEACHERS AND OTHERS BY OFFERING CREATIVE AND PARTICIPATORY WAYS TO LEARN ABOUT STEM TOPICS. | |
| PART V, LINE 4: | NYSCI MAINTAINS VARIOUS DONOR RESTRICTED FUNDS WHOSE PURPOSE IS TO PROVIDE LONG-TERM SUPPORT FOR ITS PROGRAMS IN EXHIBITIONS, EDUCATION, PUBLIC PROGAMS AND SPECIAL PROJECTS. | DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: |
| PART X: | NYSCI RECOGNIZES THE EFFECT OF INCOME TAX POSITIONS ONLY WHEN THEY ARE MORE LIKELY THAN NOT OF BEING SUSTAINED. MANAGEMENT HAS DETERMINED THAT NYSCI HAD NO UNCERTAIN TAX POSITIONS THAT WOULD REQUIRE FINANCIAL STATEMENT RECOGNITION. NYSCI IS NO LONGER SUBJECT TO AUDITS BY THE APPLICABLE TAXING JURISDICTIONS FOR PERIODS PRIOR TO JUNE 30, 2008. | DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: |
| RENTAL EXPENSES REPORTED ON PART VIII LINE 6B 130,339. DIRECT EXPENSE FOR FUNDRAISING GALA REPORTED ON PART VIII LINE 8B 150,669. | PART XII, LINE 2D - OTHER ADJUSTMENTS: | |
| RENTAL EXPENSES REPORTED ON PART VIII LINE 6B 130,339. DIRECT EXPENSE FOR FUNDRAISING GALA REPORTED ON PART VIII LINE 8B 150,669. | PART XIII, LINE 2D - OTHER ADJUSTMENTS: |
Schedule G IRS990ScheduleG
| Field | Value | IRS element (for citing) |
|---|---|---|
| Mail Solicitations | X | MailSolicitations |
| Email Solicitations | X | EmailSolicitations |
| In Person Solicitations | X | InPersonSolicitations |
| Solicitation Of Non Govt Grants | X | SolicitationOfNonGovtGrants |
| Solicitation Of Govt Grants | X | SolicitationOfGovtGrants |
| Special Fundraising Events | X | SpecialFundraisingEvents |
| Agreement Ref Fundraising | 1 | AgreementRefFundraising |
Fundraiser Activity Information FundraiserActivityInformation (2 entries)
| Address Line1AddressUS/AddressLine1 | CityAddressUS/City | StateAddressUS/State | ZIP CodeAddressUS/ZIPCode | ActivityActivity | Fundraiser Control Of FundsFundraiserControlOfFunds | Gross ReceiptsGrossReceipts | Amount Retained By ContractorAmountRetainedByContractor | Net To OrganizationNetToOrganization |
|---|---|---|---|---|---|---|---|---|
| COMMUNITY COUNSELING SERVICE | ||||||||
| PO BOX 27462 | NEW YORK | NY | 10087 | PLAN/DEVELOP 5 YR FUND-RAISING CAMPAIGN | 0 | 6842899 | 395000 | 6447899 |
| RESOURCE AND EVENT MANAGEMENT LTD | ||||||||
| 342 MADISON AVENUE SUITE 1133 | NEW YORK | NY | 10173 | CONSULTANT | 0 | 1299926 | 132504 | 1167422 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Gross Receipts | 8142825 | TotalGrossReceipts |
| Total Retained By Contractors | 527504 | TotalRetainedByContractors |
| Total Net To Organization | 7615321 | TotalNetToOrganization |
| Licensed States | NY | LicensedStates |
Events Information EventsInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Of Event1 | ANNUAL GALA | NameOfEvent1 |
| Gross Receipts Event1 | 1299926 | GrossReceiptsEvent1 |
| Charitable Contributions Event1 | 938003 | CharitableContributionsEvent1 |
| Gross Revenue Event1 | 361923 | GrossRevenueEvent1 |
| Rent Facility Costs Event1 | 106015 | RentFacilityCostsEvent1 |
| Other Direct Expenses Event1 | 44654 | OtherDirectExpensesEvent1 |
| Gross Receipts Total | 1299926 | GrossReceiptsTotal |
| Charitable Contributions Total | 938003 | CharitableContributionsTotal |
| Gross Revenue Total Events | 361923 | GrossRevenueTotalEvents |
| Rent Facility Costs Total Events | 106015 | RentFacilityCostsTotalEvents |
| Other Direct Expenses Total Events | 44654 | OtherDirectExpensesTotalEvents |
| Direct Expense Summary Events | 150669 | DirectExpenseSummaryEvents |
| Net Income Summary | 211254 | NetIncomeSummary |
Schedule I IRS990ScheduleI
| Field | Value | IRS element (for citing) |
|---|---|---|
| Records Maintained | 1 | RecordsMaintained |
Recipient Table RecipientTable (4 entries)
| Address Line1AddressUS/AddressLine1 | CityAddressUS/City | StateAddressUS/State | ZIP CodeAddressUS/ZIPCode | EIN Of RecipientEINOfRecipient | IRC SectionIRCSection | Amount Of Cash GrantAmountOfCashGrant | Purpose Of GrantPurposeOfGrant |
|---|---|---|---|---|---|---|---|
| CAPITAL EXHIBITS SERVICES INC | |||||||
| 12299 LIVINGSTON ROAD | MANASSASS | VA | 20109 | 541475244 | N/A | 156268 | PAYMENT FOR SERVICES RENDERED IN CONNECTION WITH A FEDERAL RESEARCH GRANT FOCUSING ON EDUCATION AND HUMAN RESOURCES |
| INSTITUTE FOR LEARNING INNOVATION | |||||||
| 166 WEST STREET | ANNAPOLIS | MD | 21401 | 521467051 | 501(C)(3) | 57184 | PAYMENT FOR SERVICES RENDERED IN CONNECTION WITH A FEDERAL RESEARCH GRANT FOCUSING ON EDUCATION AND HUMAN RESOURCES |
| OREGON MUSEUM OF SCIENCE & INDUSTRY | |||||||
| 1945 SE WATER AVENUE | PORTLAND | OR | 972143354 | 930402877 | 501(C)(3) | 85773 | PAYMENT FOR SERVICES RENDERED IN CONNECTION WITH A FEDERAL RESEARCH GRANT FOCUSING ON EDUCATION AND HUMAN RESOURCES |
| UNIVESTITY OF PITTSBURGH | |||||||
| 123 UNIVERSITY PLACE | PITTSBURGH | PA | 15213 | 250965591 | 501(C)(3) | 5508 | PAYMENT FOR SERVICES RENDERED IN CONNECTION WITH A FEDERAL RESEARCH GRANT FOCUSING ON EDUCATION AND HUMAN RESOURCES |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Nbr Of501 C3 And Govt Grants | 3 | TotalNbrOf501C3AndGovtGrants |
| Total Nbr Of Other Organizations | 1 | TotalNbrOfOtherOrganizations |
Form990 Schedule I Part IV Form990ScheduleIPartIV
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | PROCEDURE FOR MONITORING GRANTS IN THE U.S.: | Identifier |
| Return Reference | PART I, LINE 2: | ReturnReference |
| Explanation | SCHEDULE I, PART I, LINE 2: THE SUBCONTRACTOR IS REQUIRED TO SUBMIT A BUDGET FOR APPROVAL. ONCE APPROVED, NYSCI MAINTAINS THE BUDGET IN ITS ACCOUNTING SYSTEM AND MONITORS GRANT EXPENSES AGAINST THIS BUDGET. PAYMENT TO THE SUBCONTRACTOR IS USUALLY IN THE FORM OF REIMBURSEMENTS. SUBCONTRACTOR IS REQUIRED TO SUBMIT RECEIPTS AND SUPPORTING DOCUMENTATION IN ORDER TO BE REIMBURSED. DEPENDING ON THE PROJECT, INTERIM PROGRESS REPORTS MAY BE REQUIRED. A FINAL REPORT AND ACCOUNTING STATEMENT IS USUALLY REQUIRED AT THE END OF THE PROJECT. AT ITS DISCRETION, NYSCI RESERVES THE RIGHT TO AUDIT THE SUBCONTRACTOR'S FINANCIAL RECORDS. | Explanation |
Schedule J IRS990ScheduleJ
| Field | Value | IRS element (for citing) |
|---|---|---|
| Compensation Committee | X | CompensationCommittee |
| Form990 Of Other Organizations | X | Form990OfOtherOrganizations |
| Written Employment Contract | X | WrittenEmploymentContract |
| Compensation Survey | X | CompensationSurvey |
| Board Or Committee Approval | X | BoardOrCommitteeApproval |
| Severance Payment | 0 | SeverancePayment |
| Supplemental Nonqual Retire Plan | 0 | SupplementalNonqualRetirePlan |
| Equity Based Comp Arrangement | 0 | EquityBasedCompArrangement |
| Comp Based On Revenue Of Filing Org | 0 | CompBasedOnRevenueOfFilingOrg |
| Comp Based On Revenue Related Orgs | 0 | CompBasedOnRevenueRelatedOrgs |
| Comp Based Net Earnings Filing Org | 0 | CompBasedNetEarningsFilingOrg |
| Comp Based Net Earnings Relate Orgs | 0 | CompBasedNetEarningsRelateOrgs |
| Any Non Fixed Payments | 0 | AnyNonFixedPayments |
| Initial Contract Exception | 0 | InitialContractException |
Form990 Schedule J Part II Form990ScheduleJPartII (4 entries)
| Base Compensation Filing OrgBaseCompensationFilingOrg | Comp Based On Related OrgsCompBasedOnRelatedOrgs | Bonus Filing OrgBonusFilingOrg | Bonus Related OrgsBonusRelatedOrgs | Other Compensation Filing OrgOtherCompensationFilingOrg | Other Compensation Related OrgsOtherCompensationRelatedOrgs | Deferred Comp Filing OrgDeferredCompFilingOrg | Deferred Comp Related OrgsDeferredCompRelatedOrgs | Nontaxable Benefits Filing OrgNontaxableBenefitsFilingOrg | Nontaxable Benefits Related OrgsNontaxableBenefitsRelatedOrgs | Total Compensation Filing OrgTotalCompensationFilingOrg | Total Compensation Related OrgsTotalCompensationRelatedOrgs | Comp Report Prior990 Filing OrgCompReportPrior990FilingOrg | Comp Report Prior990 Related OrgsCompReportPrior990RelatedOrgs |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| MARGARET HONEY | |||||||||||||
| 259664 | 0 | 0 | 0 | 0 | 0 | 25148 | 0 | 12505 | 0 | 297317 | 0 | 0 | 0 |
| ROBERT LOGAN | |||||||||||||
| 151994 | 0 | 0 | 0 | 0 | 0 | 14465 | 0 | 6287 | 0 | 172746 | 0 | 0 | 0 |
| ERIC SIEGEL | |||||||||||||
| 160696 | 0 | 0 | 0 | 0 | 0 | 16295 | 0 | 13516 | 0 | 190507 | 0 | 0 | 0 |
| FRANK M DUUS JR | |||||||||||||
| 153761 | 0 | 0 | 0 | 0 | 0 | 11393 | 0 | 12539 | 0 | 177693 | 0 | 0 | 0 |
Schedule L IRS990ScheduleL
Form990 Schedule L Part IV Form990ScheduleLPartIV (4 entries)
| RelationshipRelationship | Amount Of TransactionAmountOfTransaction | Description Of TransactionDescriptionOfTransaction | Sharing Of RevenuesSharingOfRevenues |
|---|---|---|---|
| ERIK DOCHTERMANN | |||
| CEO OF KD&E AND BOARD OF TRUSTEE MEMBER | 40000 | KD&E, AN ADVERTISING AND MARKETING AGENCY, PRODUCED BILLBOARDS FOR NYSCI | 0 |
| IVAN SEIDENBERG | |||
| CHAIRMAN/CEO OF VERIZON AND CO CHAIR OF THE BOARD FO TRUSTEES | 35655 | VERIZON PROVIDES TELECOMMUNICATIONS SERVICES TO NYSCI | 0 |
| ALBERT WELLS | |||
| SPOUSE OF PRESIDENT/CEO OF NY PUBLIC RADIO AND BOARD OF TRUSTEE MEMBER | 15000 | NYSCI RECEIVED ON-AIR MARKETING SUPPORT FROM WNYC IN RETURN FOR UNDERWRITING A PAYMENT AS A CULTURAL ARTS PARTNER | 0 |
| (no name) | |||
| 0 | |||
Schedule M IRS990ScheduleM
Securities Publicly Traded SecuritiesPubliclyTraded
| Field | Value | IRS element (for citing) |
|---|---|---|
| Non Cash Checkbox | X | NonCashCheckbox |
| Number Of Contributions | 5 | NumberOfContributions |
| Noncash Contribs Rptd F990 | 262035 | NoncashContribsRptdF990 |
| Method Of Determining Revenues | FAIR VALUE | MethodOfDeterminingRevenues |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Any Property That Must Be Held | 0 | AnyPropertyThatMustBeHeld |
| Review Process Unusual NC Gifts | 1 | ReviewProcessUnusualNCGifts |
| Third Parties Used | 0 | ThirdPartiesUsed |
Schedule O IRS990ScheduleO
General Explanation GeneralExplanation (8 entries)
| IdentifierIdentifier | ExplanationExplanation | Return ReferenceReturnReference |
|---|---|---|
| FORM 990, PART VI, SECTION A, LINE 2 | BOARD OF TRUSTEE MEMBER ALAN SINSHEIMER AND BOARD OF TRUSTEE MEMBER SETH DUBIN HAVE A FAMILY RELATIONSHIP. | |
| FORM 990, PART VI, SECTION A, LINE 4 | NYSCI'S BOARD OF TRUSTEES APPROVED THE FOLLOWING REVISIONS TO ITS BY-LAWS ON DECEMBER 15, 2010: 1. HAVE THE EXECUTIVE COMMITTEE BE COMPOSED OF THE CO-CHAIRS AND OFFICERS, AND THE CHAIRS OF ALL OF THE STANDING COMMITTEES; 2. ADD TO THE LIST OF STANDING COMMITTEES THE EXHIBITION AND EDUCATION COMMITTEE, A COMMITTEE THAT WAS NOT PREVIOUSLY ADDRESSED IN THE BYLAW; 3. REMOVE THE PERSONNEL COMMITTEE, WHICH HAS NOT BEEN IN OPERATION FOR SOME TIME, AND EMPOWER THE EXECUTIVE COMMITTEE TO HANDLE CEO COMPENSATION AND OTHER PERSONAL MATTERS; 4. CLARIFY THE ROLE OF PRESIDENT; AND 5. REVISE LANGUAGE AROUND THE APPOINTMENT OF AN EMERITUS TRUSTEE. NOTIFICATION OF PROPOSED CHANGES ARE RECOMMENDED TO THE BOARD A MINIMUM OF TEN DAYS PRIOR TO THE BOARD MEETING IN WHICH THEY WOULD BE VOTED ON. | |
| FORM 990, PART VI, SECTION B, LINE 11 | THE CHIEF FINANCIAL OFFICER ENGAGED AN EXTERNAL ACCOUNTING FIRM TO PREPARE FORM 990. THE FIRST DRAFT WAS REVIEWED WITH SENIOR MANAGEMENT. FORM 990 WAS THEN PROVIDED TO EACH VOTING MEMBER ELECTRONICALLY VIA EMAIL FOR REVIEW AND COMMENT BEFORE FILING. THE CHIEF FINANCIAL OFFICER COORDINATED DISTRIBUTION TO THE BOARD, AND IN CONJUNCTION WITH THE CHIEF EXECUTIVE OFFICER, RESPONDED TO COMMENTS AND QUESTIONS. FORM 990 WAS FILED AFTER REVIEW AND COMMENT BY THE BOARD. | |
| NYSCI'S TRANSPARENCY POLICY INTRODUCTION THE INTERNAL REVENUE CODE IMPOSES PENALTY TAXES IF NYSCI WERE TO ENTER INTO AN EXCESS BENEFIT TRANSACTION WITH A TRUSTEE OR OFFICER OF NYSCI OR WITH ANYONE ELSE WHO, DURING THE PRIOR FIVE YEARS, HAS BEEN IN A POSITION TO EXERCISE SUBSTANTIAL INFLUENCE OVER THE AFFAIRS OF NYSCI. A SIMILAR CONCERN ABOUT CONFLICTS OF INTEREST ALSO INFORMS THE NEW YORK NOT-FOR-PROFIT LAW PROVISIONS ABOUT CONTRACTS INVOLVING NOT-FOR-PROFIT ORGANIZATIONS AND THEIR TRUSTEES AND OFFICERS. NYSCI HAS ALWAYS BEEN CAREFUL TO AVOID CONFLICTS ISSUES. NEVERTHELESS, IT IS APPROPRIATE TO SET OUT NYSCI'S POLICY IN A WRITTEN STATEMENT WHICH DRAWS FROM THE REQUIREMENTS OF FEDERAL AND STATE LAW AND ALSO FROM OTHER PRINCIPLES OF GOOD MANAGEMENT. DEFINITIONS: A PERSON WHO HAS "SUBSTANTIAL INFLUENCE OVER THE AFFAIRS OF NYSCI" MEANS EACH TRUSTEE AND EACH SENIOR OFFICER OF NYSCI INCLUDING ALL NYSCI EMPLOYEES WHO ARE AT THE LEVEL OF DIRECTOR OR ABOVE. FOR OUR PURPOSES, IT ALSO MEANS A CORPORATION IN WHICH A TRUSTEE OR A SENIOR OFFICER IS A DIRECTOR OR OFFICER OR CONTROLS AT LEAST 10% OF THE VOTING POWER AND A PARTNERSHIP IN WHICH A TRUSTEE OR A SENIOR OFFICER IS ENTITLED TO AT LEAST 10% OF THE PROFITS. WE CALL EACH OF THOSE PEOPLE AND ENTITIES AN "INFLUENTIAL PERSON." THAT ALSO INCLUDES AN INDIVIDUAL'S SPOUSE OR SIGNIFICANT OTHER, PARENTS, CHILDREN AND THEIR SPOUSES, SISTERS AND BROTHERS, AND SISTERS- AND BROTHERS-IN-LAW. AN EXCESS BENEFIT TRANSACTION IS A TRANSACTION IN WHICH NYSCI PROVIDES TO AN INFLUENTIAL PERSON AN ECONOMIC BENEFIT THAT IS WORTH MORE THAN THE GOODS OR SERVICES THAT NYSCI RECEIVES IN RETURN. THE "REVIEWER" IS THE COMMITTEE DESIGNATED BY THE CHAIRMAN TO REVIEW TRANSACTIONS THAT REQUIRE AUTHORIZATION UNDER THIS POLICY STATEMENT. REVIEW: WITHOUT FIRST RECEIVING AUTHORIZATION FROM THE REVIEWER: A) NYSCI MAY NOT DO BUSINESS WITH AN INFLUENTIAL PERSON; B) NO INFLUENTIAL PERSON MAY ACCEPT A GIFT OR LOAN (OTHER THAN A LOAN IN THE NORMAL COURSE OF THE LENDER'S BUSINESS) FROM A CONTRACTOR OR VENDOR OF NYSCI AND THAT HAS A VALUE OF MORE THAN $100; C) NYSCI MAY NOT MAKE A CONTRIBUTION TO ANY CHARITY OF WHICH AN INFLUENTIAL PERSON IS A DIRECTOR OR OFFICER; AND D) NO INFLUENTIAL PERSON MAY GIVE OR LOAN TO AN EMPLOYEE OF NYSCI, NOR MAY AN EMPLOYEE OF NYSCI GIVE OR LOAN TO AN INFLUENTIAL PERSON, MORE THAN $1,000. THE REVIEWER MAY DECLINE TO GRANT AUTHORIZATION FOR A TRANSACTION UNDER (A) ONLY IF THE REVIEWER DETERMINES THAT THE PROPOSED TRANSACTION WOULD BE AN EXCESS BENEFIT TRANSACTION. THE REVIEWER MAY DECLINE TO GRANT AUTHORIZATION FOR A TRANSACTION UNDER (B), (C), OR (D) ONLY IF THE REVIEWER DETERMINES THAT THE PROPOSED TRANSACTION WOULD BE INIMICAL, OR MAY BE SEEN TO BE INIMICAL, TO RESPONSIBLE MANAGEMENT OF NYSCI. LARGE CONTRACTS: BEFORE NYSCI ENTERS INTO ANY AGREEMENT FOR MORE THAN $100,000, IT SHALL NOTIFY THE REVIEWER OF THE NATURE OF THE AGREEMENT AND THE NAME OF THE OTHER PARTY AND FURNISH WHATEVER INFORMATION IT HAS IN ITS POSSESSION ABOUT THE OWNERSHIP AND CONTROL OF THE OTHER PARTY. THE REVIEWER SHALL BE DEEMED TO HAVE AUTHORIZED NYSCI TO ENTER INTO THE AGREEMENT UNLESS IT NOTIFIES NYSCI WITHIN SEVEN DAYS THAT THE AGREEMENT CONTEMPLATES A TRANSACTION THAT, BY REASONS OF THE IDENTITY OF THE PARTIES, REQUIRES FURTHER REVIEW UNDER THIS POLICY STATEMENT. NOTIFICATION: EACH INFLUENTIAL PERSON MUST NOTIFY THE REVIEWER UPON BECOMING AWARE THAT NYSCI IS DOING BUSINESS, OR IS CONSIDERING DOING BUSINESS, WITH THAT INFLUENTIAL PERSON. IN ADDITION, ONCE EACH YEAR AT A TIME DESIGNATED BY THE CHAIRMAN, EACH INFLUENTIAL PERSON SHALL SUBMIT TO THE REVIEWER A COMPLETED QUESTIONNAIRE IN THE FORM ATTACHED TO THIS POLICY STATEMENT. REPETITIVE BUSINESS: IN THE EVENT THAT AN INFLUENTIAL PERSON AND NYSCI EXPECT TO ENGAGE IN REPETITIVE BUSINESS, THE REVIEWER MAY PROSPECTIVELY AUTHORIZE THE CONDUCT OF THAT BUSINESS ON TERMS THAT THE REVIEWER CONSIDERS APPROPRIATE. NO FURTHER AUTHORIZATION FOR THAT REPETITIVE BUSINESS SHALL BE REQUIRED SO LONG AS THE INFLUENTIAL PERSON AND NYSCI COMPLY WITH THE TERMS SET BY THE REVIEWER. THE REVIEWER MAY REVOKE A PROSPECTIVE AUTHORIZATION AT ANY TIME. RECONSIDERATION: IF THE REVIEWER DECLINES TO AUTHORIZE ANY TRANSACTION THAT REQUIRES AUTHORIZATION UNDER THIS POLICY STATEMENT, ANY PARTY TO THAT TRANSACTION MAY SUBMIT THE MATTER TO THE BOARD OF TRUSTEES OR THE EXECUTIVE COMMITTEE OF THE BOARD FOR RECONSIDERATION. THE RELEVANT INFLUENTIAL PERSON MAY NOT VOTE ON THAT MATTER AS A TRUSTEE OR MEMBER OF THE EXECUTIVE COMMITTEE. | FORM 990, PART VI, SECTION B, LINE 12C | |
| COMPENSATION FOR THE CEO IS REVIEWED AND APPROVED BY THE BOARD OF TRUSTEES, PROVIDED THAT PERSONS WITH POTIENTIAL CONFLICT OF INTEREST WITH RESPECT TO THE COMPENSATION ARRANGEMENTS DO NOT PARTICIPATE. THE BOARD USES APPROPRIATE AND ADEQUATE DATA TO DETERMINE THE REASONABLENESS OF THE COMPENSATION BEING CONSIDERED AGAINST INDUSTRY STANDARDS. FOR KEY EMPLOYEES, THE CEO USES INDUSTRY STANDARDS SUBSTANTIATED BY APPROPRIATE DATA SUCH AS COMPENSATION SURVEYS, PERFORMANCE REVIEWS, AND A CONSIDERATION OF EQUITY AND PARITY WITHIN THE ORGANIZATION. THE COMPENSATION REVIEW PROCESS WAS LAST UNDERTAKEN FOR THE CEO AND KEY EMPLOYEES IN THE YEARS LISTED BELOW: PRESIDENT & CEO: 2011 DIRECTOR & CHIEF CONTENT OFFICER: 2008 CHIEF FINANCIAL OFFICER: 2011 EXECUTIVE VP & COO: 2011 VP INSTITUTIONAL ADVANCEMENT: 2011 | FORM 990, PART VI, SECTION B, LINE 15 | |
| GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY HAVE NEVER BEEN REQUESTED AND HAVE NOT BEEN MADE READILY AVAILABLE TO THE PUBLIC. FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST. HARD COPIES ARE PROVIDED WITH A CHARGE TO THE RECIPIENT FOR POSTAGE. ELECTRONIC COPIES IN PDF FORMAT ARE PROVIDED FOR FREE. | FORM 990, PART VI, SECTION C, LINE 19 | |
| CHANGES IN NET ASSETS OR FUND BALANCES: | NET UNREALIZED GAINS ON INVESTMENTS: 316,693. | FORM 990, PART XI, LINE 5: |
| THERE HAVE BEEN NO CHANGES IN THE OVERSIGHT PROCESS OF THE AUDIT OF NYSCI'S FINANCIAL STATEMENTS OR IN THE SELECTION PROCESS OF AN INDEPENDENT ACCOUNTANT WITHIN THIS TAX YEAR. | FORM 990, PART XII, LINE 2C |