HELEN S BARNES TRUST FOR BATON ROUGE AREA FOUNDATION: Form 990PF, tax year 2011
View the entire original 990 at ProPublica ↗
- Organization
- HELEN S BARNES TRUST FOR BATON ROUGE AREA FOUNDATION (EIN 72-6092736)
- Tax period
- 2011-04-01 to 2012-03-31
- Filed
- 2012-07-16
- IRS object ID
- 201232009349100613
- Schema version
- 2011v1.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Other Assets Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2012-07-16T13:15:28-05:00 | Timestamp |
| Tax Period End Date | 2012-03-31 | TaxPeriodEndDate |
| Return Type | 990PF | ReturnType |
| Tax Period Begin Date | 2011-04-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 726092736 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | HELEN S BARNES TRUST FOR BATON ROUGE | BusinessNameLine1 |
| Business Name Line2 | AREA FOUNDATION R75032004 | BusinessNameLine2 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | BARN | NameControl |
| Phone | 4149771210 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | JPMORGAN CHASE BANKNAPOBOX 3038 | AddressLine1 |
| City | MILWAUKEE | City |
| State | WI | State |
| ZIP Code | 53201 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | JACK L UDOVICH | Name |
| Title | AUTHORIZED OFFICER | Title |
| Phone | 4149771210 | Phone |
| Date Signed | 2012-08-09 | DateSigned |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2011 | TaxYear |
| Build TS | 2016-02-24 21:20:13Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exempt PF | X | ExemptPF |
| FMV Assets EOY | 5399275 | FMVAssetsEOY |
| Method Of Accounting Cash | X | MethodOfAccountingCash |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Not Required To Attach Schedule B | X | NotRequiredToAttachScheduleB |
| Interest On Savings Rev And Expnss | 64 | InterestOnSavingsRevAndExpnss |
| Interest On Savings Net Invst Incm | 64 | InterestOnSavingsNetInvstIncm |
| Dividends Rev And Expnss | 89302 | DividendsRevAndExpnss |
| Dividends Net Invst Incm | 89295 | DividendsNetInvstIncm |
| Net Gain Sale Assets Rev And Expnss | 93760 | NetGainSaleAssetsRevAndExpnss |
| Gross Sales Price | 2269032 | GrossSalesPrice |
| Capital Gain Net Incm Net Invst Incm | 93760 | CapitalGainNetIncmNetInvstIncm |
| Other Income Rev And Expnss | 13837 | OtherIncomeRevAndExpnss |
| Other Income Net Invst Incm | 13837 | OtherIncomeNetInvstIncm |
| Total Revenue And Expenses | 196963 | TotalRevenueAndExpenses |
| Total Net Investment Income | 196956 | TotalNetInvestmentIncome |
| Comp Ofcr Dir Trst Rev And Expnss | 52917 | CompOfcrDirTrstRevAndExpnss |
| Comp Ofcr Dir Trst Net Invst Incm | 39688 | CompOfcrDirTrstNetInvstIncm |
| Comp Ofcr Dir Trst Dsbrs Chrtbl Prps | 13229 | CompOfcrDirTrstDsbrsChrtblPrps |
| Accounting Fees Rev And Expnss | 825 | AccountingFeesRevAndExpnss |
| Accounting Fees Net Invst Incm | 0 | AccountingFeesNetInvstIncm |
| Accounting Fees Dsbrs Chrtbl Prps | 825 | AccountingFeesDsbrsChrtblPrps |
| Taxes Rev And Expnss | 7863 | TaxesRevAndExpnss |
| Taxes Net Invst Incm | 1006 | TaxesNetInvstIncm |
| Taxes Dsbrs Chrtbl Prps | 0 | TaxesDsbrsChrtblPrps |
| Other Expenses Rev And Expnss | 937 | OtherExpensesRevAndExpnss |
| Other Expenses Net Invst Incm | 937 | OtherExpensesNetInvstIncm |
| Other Expenses Dsbrs Chrtbl Prps | 0 | OtherExpensesDsbrsChrtblPrps |
| Tot Opr Expenses Rev And Expnss | 62542 | TotOprExpensesRevAndExpnss |
| Tot Opr Expenses Net Invst Incm | 41631 | TotOprExpensesNetInvstIncm |
| Tot Opr Expenses Dsbrs Chrtbl Prps | 14054 | TotOprExpensesDsbrsChrtblPrps |
| Contri Gifts Paid Rev And Expnss | 241908 | ContriGiftsPaidRevAndExpnss |
| Contri Gifts Paid Dsbrs Chrtbl Prps | 241908 | ContriGiftsPaidDsbrsChrtblPrps |
| Total Expenses Rev And Expnss | 304450 | TotalExpensesRevAndExpnss |
| Total Expenses Net Invst Incm | 41631 | TotalExpensesNetInvstIncm |
| Total Expenses Dsbrs Chrtbl Prps | 255962 | TotalExpensesDsbrsChrtblPrps |
| Excess Of Revenue Over Expenses | -107487 | ExcessOfRevenueOverExpenses |
| Net Investment Income | 155325 | NetInvestmentIncome |
Balance Sheets BalanceSheets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | 2123 | CashBOY |
| Cash EOY | 1097 | CashEOY |
| Cash EOYFMV | 1097 | CashEOYFMV |
| Savings And Temp Cash Invst BOY | 104947 | SavingsAndTempCashInvstBOY |
| Savings And Temp Cash Invst EOY | 267816 | SavingsAndTempCashInvstEOY |
| Savings And Temp Cash Invst EOYFMV | 267816 | SavingsAndTempCashInvstEOYFMV |
| Investments Corp Stock BOY | 3751704 | InvestmentsCorpStockBOY |
| Investments Corp Stock EOY | 3693684 | InvestmentsCorpStockEOY |
| Investments Corp Stock EOYFMV | 4202058 | InvestmentsCorpStockEOYFMV |
| Investments Corp Bonds BOY | 1072433 | InvestmentsCorpBondsBOY |
| Investments Corp Bonds EOY | 863317 | InvestmentsCorpBondsEOY |
| Investments Corp Bonds EOYFMV | 889112 | InvestmentsCorpBondsEOYFMV |
| Other Assets BOY | 1 | OtherAssetsBOY |
| Other Assets EOY | 1 | OtherAssetsEOY |
| Other Assets EOYFMV | 39192 | OtherAssetsEOYFMV |
| Total Assets BOY | 4931208 | TotalAssetsBOY |
| Total Assets EOY | 4825915 | TotalAssetsEOY |
| Total Assets EOYFMV | 5399275 | TotalAssetsEOYFMV |
| Total Liabilities BOY | 0 | TotalLiabilitiesBOY |
| Total Liabilities EOY | 0 | TotalLiabilitiesEOY |
| Org That Do Not Follow SFAS117 | X | OrgThatDoNotFollowSFAS117 |
| Capital Stock BOY | 4931208 | CapitalStockBOY |
| Capital Stock EOY | 4825915 | CapitalStockEOY |
| Paid In Or Capital Surplus BOY | 0 | PaidInOrCapitalSurplusBOY |
| Paid In Or Capital Surplus EOY | 0 | PaidInOrCapitalSurplusEOY |
| Retained Earnings BOY | 0 | RetainedEarningsBOY |
| Retained Earnings EOY | 0 | RetainedEarningsEOY |
| Total Net Assets BOY | 4931208 | TotalNetAssetsBOY |
| Total Net Assets EOY | 4825915 | TotalNetAssetsEOY |
| Total Liabilities Net Assets BOY | 4931208 | TotalLiabilitiesNetAssetsBOY |
| Total Liabilities Net Assets EOY | 4825915 | TotalLiabilitiesNetAssetsEOY |
Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Net Assets Fund Balances BOY | 4931208 | TotalNetAssetsFundBalancesBOY |
| Excess Of Revenue Over Expenses | -107487 | ExcessOfRevenueOverExpenses |
| Other Increases | 2194 | OtherIncreases |
| Subtotal | 4825915 | Subtotal |
| Other Decreases | 0 | OtherDecreases |
| Total Net Assets Fund Balances EOY | 4825915 | TotalNetAssetsFundBalancesEOY |
Capital Gains And Losses CapitalGainsAndLosses
Capital Gains And Losses Info CapitalGainsAndLossesInfo (2 entries)
| Description Of AssetDescriptionOfAsset | Gross Sales PriceGrossSalesPrice | Cost Or Other BasisCostOrOtherBasis | Gain Or LossGainOrLoss | Gains Minus Excess Or LossesGainsMinusExcessOrLosses | How AcquiredHowAcquired |
|---|---|---|---|---|---|
| PUBLICLY TRADED SECURITIES | 2237327 | 2175272 | 62055 | 62055 | |
| CAPITAL GAINS DIVIDENDS | 31705 | 31705 | 31705 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | 93760 | CapitalGainNetIncome |
Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable For4942 Tax | 0 | LiableFor4942Tax |
| Qualifying Distributions Year1 | 198918 | QualifyingDistributionsYear1 |
| Noncharitable Assets Year1 | 5166519 | NoncharitableAssetsYear1 |
| Distribution Ratio Year1 | 0.038501 | DistributionRatioYear1 |
| Qualifying Distributions Year2 | 167214 | QualifyingDistributionsYear2 |
| Noncharitable Assets Year2 | 4716907 | NoncharitableAssetsYear2 |
| Distribution Ratio Year2 | 0.035450 | DistributionRatioYear2 |
| Qualifying Distributions Year3 | 118772 | QualifyingDistributionsYear3 |
| Noncharitable Assets Year3 | 4874883 | NoncharitableAssetsYear3 |
| Distribution Ratio Year3 | 0.024364 | DistributionRatioYear3 |
| Total Distribution Ratio | 0.098315 | TotalDistributionRatio |
| Average Distribution Ratio | 0.032772 | AverageDistributionRatio |
| Net Noncharitable Assets | 5311867 | NetNoncharitableAssets |
| Adjusted Noncharitable Assets | 174081 | AdjustedNoncharitableAssets |
| One Percent Net Investment Income | 1553 | OnePercentNetInvestmentIncome |
| Adj Nonchrtbl Assets And One | 175634 | AdjNonchrtblAssetsAndOnePct |
| Qualifying Distributions | 255962 | QualifyingDistributions |
Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | X | DomesticOrgMeetingSect4940e |
| Investment Income Excise Tax | 1553 | InvestmentIncomeExciseTax |
| Tax Under Section511 | 0 | TaxUnderSection511 |
| Subtotal | 1553 | Subtotal |
| Subtitle A Tax | 0 | SubtitleATax |
| Tax Based On Investment Income | 1553 | TaxBasedOnInvestmentIncome |
| Est Tax Payments And Overpayment | 3800 | EstTaxPaymentsAndOverpayment |
| Total Credits And Payments | 3800 | TotalCreditsAndPayments |
| Overpayment | 2247 | Overpayment |
| Amount Credited To Next Year | 1560 | AmountCreditedToNextYear |
| Amount To Be Refunded | 687 | AmountToBeRefunded |
Statements Regarding Activities StatementsRegardingActivities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Activities | 0 | LegislativePoliticalActivities |
| More Than100 Spent | 0 | MoreThan100Spent |
| Form1120 POL Filed | 0 | Form1120POLFiled |
| Sect4955 Tax On Organization | 0 | Sect4955TaxOnOrganization |
| Sect4955 Tax On Managers | 0 | Sect4955TaxOnManagers |
| Reimbursement Of Tax | 0 | ReimbursementOfTax |
| Activities Not Prev Reported | 0 | ActivitiesNotPrevReported |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylaws |
| Unrelated Bus Income Over1000 | 0 | UnrelatedBusIncomeOver1000 |
| Termination Etc | 0 | TerminationEtc |
| Requirements Of Sect508e | 1 | RequirementsOfSect508e |
| At Least5000 In Assets | 1 | AtLeast5000InAssets |
| States Filed With | LA | StatesFiledWith |
| Form990 PF Filed With AG | 1 | Form990PFFiledWithAG |
| Private Operating Foundation | 0 | PrivateOperatingFoundation |
| New Substantial Contributors | 0 | NewSubstantialContributors |
| Interest In Controlled Entity | 0 | InterestInControlledEntity |
| Applicable Insurance Contract | 0 | ApplicableInsuranceContract |
| Comply With Public Inspection Rqr | 1 | ComplyWithPublicInspectionRqr |
| Website Address | N/A | WebsiteAddress |
Books In Care Of Business Name BooksInCareOfBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | JPMORGAN CHASE BANK NA | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Books In Care Of Phone Number | 2253324443 | BooksInCareOfPhoneNumber |
Books In Care Of US Address BooksInCareOfUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 451 FLORIDA ST | AddressLine1 |
| City | BATON ROUGE | City |
| State | LA | State |
| ZIP Code | 708011700 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Bank | 0 | ForeignBank |
Statements Regarding Acty4720 StatementsRegardingActy4720
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exchange With Dsqfly Person | 0 | SaleOrExchangeWithDsqflyPerson |
| Borrow Or Lend With Dsqfly Person | 0 | BorrowOrLendWithDsqflyPerson |
| Furnished Goods With Dsqfly Person | 0 | FurnishedGoodsWithDsqflyPerson |
| Pay Compensation To Dsqfly Person | 1 | PayCompensationToDsqflyPerson |
| Transfer Assets To Dsqfly Person | 0 | TransferAssetsToDsqflyPerson |
| Payment To Government Offical | 0 | PaymentToGovernmentOffical |
| Acts Fail To Qualify As Exceptions | 0 | ActsFailToQualifyAsExceptions |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActs |
| Undistributed Income Prior Years | 0 | UndistributedIncomePriorYears |
| Business Holdings | 0 | BusinessHoldings |
| Jeopardy Investments | 0 | JeopardyInvestments |
| Uncorrected Jeopardy Investments | 0 | UncorrectedJeopardyInvestments |
| Influence Legislation | 0 | InfluenceLegislation |
| Influence Election | 0 | InfluenceElection |
| Grants To Individuals | 0 | GrantsToIndividuals |
| Grants To Organizations | 0 | GrantsToOrganizations |
| Noncharitable Purpose | 0 | NoncharitablePurpose |
| Rcv Funds To Pay Prsnl Bnft Contract | 0 | RcvFundsToPayPrsnlBnftContract |
| Pay Premiums Prsnl Bnft Contract | 0 | PayPremiumsPrsnlBnftContract |
| Prohibited Tax Shelter Transactn | 0 | ProhibitedTaxShelterTransactn |
Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo
Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person Name | JPMORGAN CHASE BANK NA | PersonName |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 3038 | AddressLine1 |
| City | MILWAUKEE | City |
| State | WI | State |
| ZIP Code | 53201 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Title | TRUSTEE | Title |
| Avg Hours Per Wk Devoted To Position | 2.00 | AvgHoursPerWkDevotedToPosition |
| Compensation | 52917 | Compensation |
| Contri To Empl Benefit Plans Etc | 0 | ContriToEmplBenefitPlansEtc |
| Expense Account Other Allowances | 0 | ExpenseAccountOtherAllowances |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Highest Paid Empl NONE | NONE | CompOfHighestPaidEmplNONE |
| Tot Number Of Oth Empl Paid Over50k | 0 | TotNumberOfOthEmplPaidOver50k |
| Comp Of Hghst Paid Cntrct NONE | NONE | CompOfHghstPaidCntrctNONE |
| Tot Number Of Cntrct Paid Over50k | 0 | TotNumberOfCntrctPaidOver50k |
Sum Of Program Related Investments SumOfProgramRelatedInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Minimum Investment Return MinimumInvestmentReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Avg Monthly FMV Of Securities | 5186207 | AvgMonthlyFMVOfSecurities |
| Avg Monthly Cash Balances | 182000 | AvgMonthlyCashBalances |
| FMV All Other Noncharitable Assets | 24551 | FMVAllOtherNoncharitableAssets |
| Total FMV Of Unused Assets | 5392758 | TotalFMVOfUnusedAssets |
| Reduction Claimed | 0 | ReductionClaimed |
| Acquisition Indebtedness | 0 | AcquisitionIndebtedness |
| Adj Total FMV Of Unused Assets | 5392758 | AdjTotalFMVOfUnusedAssets |
| Cash Deemed Charitable | 80891 | CashDeemedCharitable |
| Net Noncharitable Assets | 5311867 | NetNoncharitableAssets |
| Minimum Investment Return | 265593 | MinimumInvestmentReturn |
Distributable DistributableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | 265593 | MinimumInvestmentReturn |
| Tax Based On Investment Income | 1553 | TaxBasedOnInvestmentIncome |
| Total Tax | 1553 | TotalTax |
| Distributable Amount Before Adj | 264040 | DistributableAmountBeforeAdj |
| Recoveries Qlfy Distributions | 0 | RecoveriesQlfyDistributions |
| Distributable Amount Before Ded | 264040 | DistributableAmountBeforeDed |
| Deduction Fr Distributable | $0 | DeductionFrDistributableAmount |
| Distributable Amount As Adjusted | 264040 | DistributableAmountAsAdjusted |
Qualifying Distributions QualifyingDistributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | 255962 | ExpensesAndContributions |
| Program Related Investments Total | 0 | ProgramRelatedInvestmentsTotal |
| Qualifying Distributions | 255962 | QualifyingDistributions |
| One Pct Sect4940e Org Net Invst Incm | 1553 | OnePctSect4940eOrgNetInvstIncm |
| Adj Qualifying Distributions | 254409 | AdjQualifyingDistributions |
Undistributed Income UndistributedIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable Amount As Adjusted | 264040 | DistributableAmountAsAdjusted |
| Undistributed Income Prior Year | 241908 | UndistributedIncomePriorYear |
| Total For Prior Years | 0 | TotalForPriorYears |
| Total Excess Distri Carryover | 0 | TotalExcessDistriCarryover |
| Qualifying Distributions | 255962 | QualifyingDistributions |
| Applied To Year1 | 241908 | AppliedToYear1 |
| Applied To Prior Years | 0 | AppliedToPriorYears |
| Treated As Distri From Corpus | 0 | TreatedAsDistriFromCorpus |
| Applied To Current Year | 14054 | AppliedToCurrentYear |
| Remaining Distri From Corpus | 0 | RemainingDistriFromCorpus |
| Excess Distri Cyov App CY Corpus | 0 | ExcessDistriCyovAppCYCorpus |
| Excess Distri Cyov Applied CY | 0 | ExcessDistriCyovAppliedCY |
| Total Corpus | 0 | TotalCorpus |
| Prior Year Undistributed Income | 0 | PriorYearUndistributedIncome |
| Prior Year Deficiency Or Tax | 0 | PriorYearDeficiencyOrTax |
| Taxable Amount1 | 0 | TaxableAmount1 |
| Taxable Amount2 | 0 | TaxableAmount2 |
| Undistributed Income CY | 249986 | UndistributedIncomeCY |
| Distri From Corpus170b1 E Or4942g3 | 0 | DistriFromCorpus170b1EOr4942g3 |
| Excess Distri Cyov From Year5 | 0 | ExcessDistriCyovFromYear5 |
| Excess Distri Cyov To Next Year | 0 | ExcessDistriCyovToNextYear |
Supplementary Information SupplementaryInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contributes To Preselected | X | OnlyContributesToPreselected |
Grant Or Contri Paid During Year GrantOrContriPaidDuringYear
Recipient Business Name RecipientBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | BATON ROUGE AREA FOUNDATION | BusinessNameLine1 |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 402 NORTH FOURTH STREET | AddressLine1 |
| City | BATON ROUGE | City |
| State | LA | State |
| ZIP Code | 70802 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Relationship | NONE | RecipientRelationship |
| Recipient Foundation Status | PUBLIC CHARITY | RecipientFoundationStatus |
| Purpose Of Grant Or Contribution | PROGRAM SUPPORT | PurposeOfGrantOrContribution |
| Amount | $241,908 | Amount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Grant Or Contri Paid During Year | 241908 | TotGrantOrContriPaidDuringYear |
| Tot Grant Or Contri Approved Future | 0 | TotGrantOrContriApprovedFuture |
Analysis Income Producing Acty AnalysisIncomeProducingActy
Int On Savings And Temp Cash Invst IntOnSavingsAndTempCashInvst
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $64 | ExclusionAmount |
Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $89,302 | ExclusionAmount |
Other Investment Income Part VII OtherInvestmentIncomePartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $13,837 | ExclusionAmount |
Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 18 | ExclusionCode |
| Exclusion | $93,760 | ExclusionAmount |
Subtotals Part XVIA SubtotalsPartXVIA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Income | $0 | UnrelatedBusinessIncomeAmount |
| Exclusion | $196,963 | ExclusionAmount |
| Related Or Exempt Function Income | 0 | RelatedOrExemptFunctionIncome |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Part XVIA | 196963 | TotalPartXVIA |
Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Noncharitable EO | 0 | TrnsfrOfCashToNoncharitableEO |
| Trnsfr Oth Assets Noncharitable EO | 0 | TrnsfrOthAssetsNoncharitableEO |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssets |
| Purchase Assets Noncharitable EO | 0 | PurchaseAssetsNoncharitableEO |
| Rental Of Facilities Etc | 0 | RentalOfFacilitiesEtc |
| Reimbursement Arrangements | 0 | ReimbursementArrangements |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuarantees |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtc |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtc |
| Relationships Noncharitable E Os | 0 | RelationshipsNoncharitableEOs |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees AccountingFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | TAX PREPARATION FEE | Category |
| Amount | $825 | Amount |
| Net Investment Income | 0 | NetInvestmentIncome |
| Disbursements Charitable Prps | 825 | DisbursementsCharitablePrps |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corp Bonds InvestmentsCorpBonds (10 entries)
| Name Of BondNameOfBond | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| VANGUARD FI SECS F INTR TRM CP PT FUND 71 - 4946.385 SHS | 47090 | 49860 |
| AMERICAN CENTURY INFLATION ADJ BOND FD - 7831.172 SHS | 85818 | 100631 |
| EATON VANCE FLOATING RATE I - 13429.636 SHS | 118346 | 120867 |
| JPM CORE BOND FD - SEL - 4191.043 SHS | 45956 | 49622 |
| JPM HIGH YIELD FD - SEL - 32573.387 SHS | 258804 | 257004 |
| DREYFUS/LAUREL FDS TR PRM EMRGN MK I - 6450.141 SHS | 93236 | 92689 |
| JPM STR INC OPP FD FUND 3844 3.39% - 4698.986 SHS | 47601 | 54273 |
| JPM INTL CURRENCY INCOME FD - 7966.337 SHS | 86847 | 88506 |
| DB 95% PPN FX BASKET 2/1/13 - 40000 SHS | 39733 | 37144 |
| BARC 93% PPN CURRENCY BASKET 9/13/13 - 40000 SHS | 39886 | 38516 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corp Stock InvestmentsCorpStock (113 entries)
| Name Of StockNameOfStock | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| ALLERGAN INC - 30 SHS | 2159 | 2386 |
| AMAZON COM INC - 33 SHS | 3163 | 6075 |
| ANADARKO PETROLEUM CORP - 37 SHS | 2344 | 2585 |
| APPLE INC. - 39 SHS | 3350 | 20385 |
| AUTOZONE INC - 6 SHS | 1718 | 2231 |
| CVS CAREMARK CORP - 77 SHS | 1731 | 2912 |
| CAMPBELL SOUP COMPANY - 65 SHS | 1593 | 1523 |
| CAPITAL ONE FINANCIAL CORP - 22 SHS | 2070 | 2341 |
| CARDINAL HEALTH INC - 85 SHS | 1915 | 3190 |
| CELGENE CORPORATION - 50 SHS | 1981 | 3488 |
| CISCO SYSTEMS INC - 248 SHS | 4531 | 5245 |
| CITRIX SYSTEMS INC - 20 SHS | 979 | 1341 |
| COLGATE PALMOLIVE CO - 24 SHS | 1655 | 2053 |
| DELAWARE EMERGING MARKETS FUND - 4823.505 SHS | 76983 | 67433 |
| E I DU PONT DE NEMOURS & CO - 126 SHS | 4179 | 6136 |
| E M C CORP MASS - 95 SHS | 1635 | 2420 |
| EMERSON ELECTRIC CO - 73 SHS | 2986 | 3026 |
| FREEPORT-MCMORAN COPPER & GOLD INC CL B - 114 SHS | 2681 | 3462 |
| GENERAL ELECTRIC CO - 145 SHS | 2033 | 2509 |
| GENERAL MILLS INC - 60 SHS | 1616 | 2091 |
| HOME DEPOT INC - 75 SHS | 2459 | 3220 |
| HUMANA INC - 46 SHS | 2790 | 3514 |
| JOHNSON CONTROLS INC - 190 SHS | 3399 | 5522 |
| LAM RESEARCH CORP - 30 SHS | 1253 | 1339 |
| THE ESTEE LAUDER COMPANIES INC CL A - 32 SHS | 1311 | 1610 |
| LENNAR CORP - 80 SHS | 958 | 1821 |
| LOWES COMPANIES INC - 197 SHS | 3679 | 5554 |
| MICROSOFT CORP - 415 SHS | 8219 | 11612 |
| NIKE INC B - 35 SHS | 1706 | 3253 |
| NORFOLK SOUTHERN CORP - 65 SHS | 2373 | 3950 |
| OCCIDENTAL PETROLEUM CORP - 69 SHS | 2986 | 5523 |
| ORACLE CORP - 190 SHS | 3376 | 4695 |
| PACCAR INC - 90 SHS | 2333 | 3559 |
| PFIZER INC - 342 SHS | 4198 | 6952 |
| PIONEER NATURAL RESOURCES CO - 18 SHS | 1525 | 2009 |
| PROCTER & GAMBLE CO - 110 SHS | 4856 | 6183 |
| QUALCOMM INC - 89 SHS | 2027 | 5377 |
| SCHLUMBERGER LTD - 88 SHS | 5656 | 4755 |
| TEXAS INSTRUMENTS INC - 84 SHS | 2283 | 2319 |
| UNITED TECHNOLOGIES CORP - 92 SHS | 4312 | 6635 |
| VERTEX PHARMACEUTICALS INC - 40 SHS | 1066 | 1394 |
| WALTER ENERGY INC - 28 SHS | 1315 | 1066 |
| WILLIAMS COMPANIES INC - 117 SHS | 2536 | 3173 |
| XILINX CORP - 92 SHS | 2208 | 2845 |
| MARRIOTT INTL INC CL A - 67 SHS | 1997 | 2157 |
| COGNIZANT TECHNOLOGY SOLUTIONS CORP CL A - 54 SHS | 2289 | 3540 |
| WELLS FARGO & CO - 311 SHS | 5881 | 9184 |
| BANK OF AMERICA CORP - 289 SHS | 2326 | 2048 |
| GOLDMAN SACHS GROUP INC - 43 SHS | 3252 | 4477 |
| DEVON ENERGY CORP - 17 SHS | 1087 | 1209 |
| EOG RESOURCES INC - 23 SHS | 1344 | 2111 |
| HONEYWELL INTL INC - 65 SHS | 2424 | 3663 |
| UNITEDHEALTH GROUP INC - 75 SHS | 2541 | 3772 |
| ISHARES MSCI JAPAN INDEX FUND - 11042 SHS | 109386 | 112352 |
| ISHARES S&P MIDCAP 400 INDEX FD - 606 SHS | 43389 | 60127 |
| VERIZON COMMUNICATIONS INC - 111 SHS | 3278 | 3670 |
| ISHARES COHEN & STEERS REALTY MAJORS INDEX FUND - 1485 SHS | 57621 | 113810 |
| US BANCORP DEL - 95 SHS | 1703 | 2503 |
| DODGE & COX INTL STOCK - 3712.588 SHS | 136438 | 122367 |
| JPM MID CAP VALUE FD - SEL - 5832.637 SHS | 149008 | 152640 |
| YUM BRANDS INC - 90 SHS | 2948 | 6050 |
| CENTERPOINT ENERGY INC - 180 SHS | 2438 | 2997 |
| COMCAST CORP CL A - 105 SHS | 1545 | 2731 |
| FMI FDS INC LARGE CAP FD - 13671 SHS | 170863 | 231587 |
| ASTON OPTIMUM MID CAP FUND I - 1852.621 SHS | 52429 | 62804 |
| JPM MID CAP GROWTH - SEL - 6035.615 SHS | 127207 | 139724 |
| AMERIPRISE FINANCIAL INC - 35 SHS | 1463 | 1543 |
| JPM US LRGE CAP CORE PLUS FD - SEL - 10990.829 SHS | 209041 | 248283 |
| AT&T INC - 122 SHS | 3065 | 2873 |
| CBS CORP CLASS B W/I - 126 SHS | 2737 | 3594 |
| JPM TR I GROWTH ADVANTAGE FD - SEL - 25689.128 SHS | 227639 | 267167 |
| CAMERON INTL CORPORATION - 36 SH | 1367 | 1374 |
| MANNING & NAPIER FUND INC WORLD OPPS SERIES FUND - 16762.105 SHS | 107699 | 128565 |
| IVY GLOBAL NATURAL RESOURCE-I - 3487.124 SHS | 52342 | 63431 |
| CME GROUP INC CLASS A COMMON STOCK - 10 SHS | 2304 | 2315 |
| EATON VANCE MUT FDS TR GLOBAL MACRO - I - 10422.761 SHS | 108207 | 103811 |
| INVESCO LTD - 115 SHS | 1823 | 2587 |
| PHILIP MORRIS INTL - 40 SHS | 2790 | 3013 |
| NETAPP INC - 49 SHS | 1708 | 1925 |
| SPDR GOLD TRUST - 573 SHS | 41887 | 92895 |
| ACE LTD NEW - 56 SHS | 2253 | 3367 |
| EQT CORPORATION - 31 SHS | 1097 | 1012 |
| TYCO INTERNATIONAL LTD - 70 SHS | 2082 | 3202 |
| TIME WARNER INC NEW - 191 SHS | 3565 | 6153 |
| MERCK AND CO INC - 248 SHS | 6807 | 8179 |
| HIGHBRIDGE DYNAMIC COMM STRG FD -SEL - 8600.906 SHS | 155480 | 154902 |
| GS CONT BUFF EQ SPX 04/20/12 - 80000 SHS | 79000 | 96417 |
| MATTHEWS PACIFIC TIGER INSTL FD - 7578.794 SHS | 140576 | 170978 |
| BLACKSTONE PARTNERS OFFSHORE FUND LTD. CLASS L2 - 487.59 SHS | 500000 | 516841 |
| COVIDIEN PLC NEW - 64 SHS | 2119 | 3062 |
| DB REN SPX 04/18/12 - 85000 SHS | 84150 | 94520 |
| CITIGROUP INC NEW - 134 SHS | 3378 | 3801 |
| HSBC BREN EAFE 05/31/12 - 60000 SHS | 59400 | 55356 |
| MS GSCI BRENT CRUDE CPN NOTE 6/25/12 - 55000 SHS | 54450 | 59054 |
| GS CONT BUFF EQ SPX 09/26/12 - 100000 SHS | 99000 | 115625 |
| JPM ACCESS MULTI-STRATEGY FUND II RIC - 19084.085 SHS | 286778 | 294038 |
| GS BREN EAFE 11/07/12 - 50000 SHS | 49500 | 52209 |
| HSBC BREN EEM 11/15/12 - 50000 SHS | 49500 | 51550 |
| DB BREN ASIA BASKET 01/24/13 - 50000 SHS | 49500 | 56270 |
| HSBC BREN SPX 03/06/13 - 100000 SHS | 99000 | 101610 |
| HSBC BREN EAFE 03/06/13 - 55000 SHS | 54450 | 54423 |
| CS BREN EAFE 04/10/13 - 55000 SHS | 54450 | 54120 |
| JUNIPER NETWORKS INC - 155 SHS | 1893 | 2631 |
| EXXON MOBIL CORP - 138 SHS | 3484 | 10061 |
| METLIFE INC - 120 SHS | 2821 | 3548 |
| KRAFT FOODS INC CLASS A - 119 SHS | 3475 | 3839 |
| PRUDENTIAL FINANCIAL INC - 58 SHS | 1574 | 3106 |
| BIOGEN IDEC INC - 34 SHS | 1606 | 3906 |
| BAIDU INC SPONS ADR - 15 SHS | 1106 | 1749 |
| INTERCONTINENTAL EXCHANGE INC - 13 SHS | 1235 | 1512 |
| TD AMERITRADE HOLDING CORP - 79 SHS | 1213 | 1559 |
| MASTERCARD INC - CLASS A - 5 SHS | 901 | 2103 |
| GENERAL MOTORS CO - 95 SHS | 2249 | 1744 |
Other Assets Schedule OtherAssetsSchedule
Other Assets OtherAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | MINERAL PROPERTIES | Description |
| BOY Book Value | 1 | BOYBookValue |
| EOY Book Value | 1 | EOYBookValue |
| EOYFMV | 39192 | EOYFMV |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses OtherExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | MINERAL MGMT FEE | Description |
| Revenue And Expenses Per Books | 937 | RevenueAndExpensesPerBooks |
| Net Investment Income | 937 | NetInvestmentIncome |
| Disbursements Charitable Prps | 0 | DisbursementsCharitablePrps |
Other Income Schedule2 OtherIncomeSchedule2
Other Income OtherIncome (3 entries)
| DescriptionDescription | Revenue And Expenses Per BooksRevenueAndExpensesPerBooks | Net Investment IncomeNetInvestmentIncome | Adjusted Net IncomeAdjustedNetIncome |
|---|---|---|---|
| MINERAL ROYALTY | 522 | 522 | 522 |
| LEASE BONUS | 12596 | 12596 | 12596 |
| ORIGINAL ISSUE DISCOUNT INCOME | 719 | 719 | 719 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases OtherIncreases (2 entries)
| DescriptionDescription | AmountAmount |
|---|---|
| ROUNDING | $1,778 |
| RETURN OF CAPITAL ADJUSTMENT | $416 |
Taxes Schedule TaxesSchedule
Taxes Taxes (4 entries)
| CategoryCategory | AmountAmount | Net Investment IncomeNetInvestmentIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|
| ESTIMATED EXCISE TAX - CURRENT YEAR | $3,800 | 0 | 0 |
| FOREIGN TAX WITHHELD | $953 | 953 | 0 |
| TAXES - MINERAL PRODUCTION | $53 | 53 | 0 |
| EXCISE TAXES PAID- PRIOR YEAR | $3,057 | 0 | 0 |