D J MCMANUS FOUNDATION INC: Form 990PF, tax year 2011

View the entire original 990 at ProPublica ↗

Organization: D J MCMANUS FOUNDATION INC (EIN 13-4080144)
Tax period: 2011-01-01 to 2011-12-31
Filed: 2012-10-23
IRS object ID: 201232979349100503
Schema version: 2011v1.3
Source: Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header
Form 990-PF
Depreciation Schedule
Investments Corp Bonds Schedule
Investments Corp Stock Schedule
Investments Other Schedule2
Land Etc Schedule2
Other Decreases Schedule
Other Expenses Schedule
Other Income Schedule2
Other Professional Fees Schedule
Taxes Schedule

Return header ReturnHeader

Field	Value	IRS element (for citing)
Timestamp	2012-10-23T16:03:25-05:00	Timestamp
Tax Period End Date	2011-12-31	TaxPeriodEndDate

Preparer Firm PreparerFirm

Preparer Firm Business Name PreparerFirmBusinessName

Field	Value	IRS element (for citing)
Business Name Line1	MAI Wealth Advisors LLC	BusinessNameLine1

Preparer Firm US Address PreparerFirmUSAddress

Field	Value	IRS element (for citing)
Address Line1	1360 E 9th St Ste 1100	AddressLine1
City	Cleveland	City
State	OH	State
ZIP Code	441141717	ZIPCode

Field	Value	IRS element (for citing)
Return Type	990PF	ReturnType
Tax Period Begin Date	2011-01-01	TaxPeriodBeginDate

Filer Filer

Field	Value	IRS element (for citing)
EIN	134080144	EIN

Name Name

Field	Value	IRS element (for citing)
Business Name Line1	THE D J MCMANUS FOUNDATION INC	BusinessNameLine1

Field	Value	IRS element (for citing)
In Care Of Name	% JASON D MCMANUS	InCareOfName
Name Control	DJMC	NameControl
Phone	2128747426	Phone

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	420 WEST BROADWAY PH A	AddressLine1
City	NEW YORK	City
State	NY	State
ZIP Code	100123741	ZIPCode

Officer Officer

Field	Value	IRS element (for citing)
Name	DEBRORAH MCMANUS	Name
Title	PRESIDENT	Title
Date Signed	2012-10-24	DateSigned
Authorize Third Party	true	AuthorizeThirdParty

Preparer Preparer

Field	Value	IRS element (for citing)
Name	Carla M Wainwright	Name
Phone	2169204800	Phone

Field	Value	IRS element (for citing)
Tax Year	2011	TaxYear
Build TS	2016-02-24 21:20:13Z	BuildTS

Form 990-PF IRS990PF

Field	Value	IRS element (for citing)
Exempt PF	X	ExemptPF
FMV Assets EOY	9466020	FMVAssetsEOY
Method Of Accounting Cash	X	MethodOfAccountingCash

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

Field	Value	IRS element (for citing)
Contri Received Rev And Expnss	0	ContriReceivedRevAndExpnss
Interest On Savings Rev And Expnss	121165	InterestOnSavingsRevAndExpnss
Interest On Savings Net Invst Incm	121165	InterestOnSavingsNetInvstIncm
Dividends Rev And Expnss	134825	DividendsRevAndExpnss
Dividends Net Invst Incm	134825	DividendsNetInvstIncm
Net Gain Sale Assets Rev And Expnss	61557	NetGainSaleAssetsRevAndExpnss
Gross Sales Price	1539876	GrossSalesPrice
Capital Gain Net Incm Net Invst Incm	61557	CapitalGainNetIncmNetInvstIncm
Other Income Rev And Expnss	-2278	OtherIncomeRevAndExpnss
Other Income Net Invst Incm	-2278	OtherIncomeNetInvstIncm
Total Revenue And Expenses	315269	TotalRevenueAndExpenses
Total Net Investment Income	315269	TotalNetInvestmentIncome
Comp Ofcr Dir Trst Rev And Expnss	0	CompOfcrDirTrstRevAndExpnss
Other Prof Fees Rev And Expnss	80927	OtherProfFeesRevAndExpnss
Other Prof Fees Net Invst Incm	80927	OtherProfFeesNetInvstIncm
Interest Rev And Expnss	4275	InterestRevAndExpnss
Interest Net Invst Incm	4275	InterestNetInvstIncm
Taxes Rev And Expnss	6523	TaxesRevAndExpnss
Taxes Net Invst Incm	4023	TaxesNetInvstIncm
Other Expenses Rev And Expnss	7810	OtherExpensesRevAndExpnss
Other Expenses Net Invst Incm	7810	OtherExpensesNetInvstIncm
Tot Opr Expenses Rev And Expnss	99535	TotOprExpensesRevAndExpnss
Tot Opr Expenses Net Invst Incm	97035	TotOprExpensesNetInvstIncm
Tot Opr Expenses Dsbrs Chrtbl Prps	0	TotOprExpensesDsbrsChrtblPrps
Contri Gifts Paid Rev And Expnss	417754	ContriGiftsPaidRevAndExpnss
Contri Gifts Paid Dsbrs Chrtbl Prps	417754	ContriGiftsPaidDsbrsChrtblPrps
Total Expenses Rev And Expnss	517289	TotalExpensesRevAndExpnss
Total Expenses Net Invst Incm	97035	TotalExpensesNetInvstIncm
Total Expenses Dsbrs Chrtbl Prps	417754	TotalExpensesDsbrsChrtblPrps
Excess Of Revenue Over Expenses	-202020	ExcessOfRevenueOverExpenses
Net Investment Income	218234	NetInvestmentIncome

Balance Sheets BalanceSheets

Field	Value	IRS element (for citing)
Savings And Temp Cash Invst BOY	339145	SavingsAndTempCashInvstBOY
Savings And Temp Cash Invst EOY	596230	SavingsAndTempCashInvstEOY
Savings And Temp Cash Invst EOYFMV	596230	SavingsAndTempCashInvstEOYFMV
Investments Corp Stock BOY	7986064	InvestmentsCorpStockBOY
Investments Corp Stock EOY	8144285	InvestmentsCorpStockEOY
Investments Corp Stock EOYFMV	8298358	InvestmentsCorpStockEOYFMV
Investments Corp Bonds BOY	1210018	InvestmentsCorpBondsBOY
Investments Corp Bonds EOY	602582	InvestmentsCorpBondsEOY
Investments Corp Bonds EOYFMV	566872	InvestmentsCorpBondsEOYFMV
Investments Other BOY	3200	InvestmentsOtherBOY
Investments Other EOY	4560	InvestmentsOtherEOY
Investments Other EOYFMV	4560	InvestmentsOtherEOYFMV
Total Assets BOY	9538427	TotalAssetsBOY
Total Assets EOY	9347657	TotalAssetsEOY
Total Assets EOYFMV	9466020	TotalAssetsEOYFMV
Grants Payable BOY	23100	GrantsPayableBOY
Grants Payable EOY	34350	GrantsPayableEOY
Total Liabilities BOY	23100	TotalLiabilitiesBOY
Total Liabilities EOY	34350	TotalLiabilitiesEOY
Org That Follow SFAS117	X	OrgThatFollowSFAS117
Total Net Assets BOY	9515327	TotalNetAssetsBOY
Total Net Assets EOY	9313307	TotalNetAssetsEOY
Total Liabilities Net Assets BOY	9538427	TotalLiabilitiesNetAssetsBOY
Total Liabilities Net Assets EOY	9347657	TotalLiabilitiesNetAssetsEOY

Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances

Field	Value	IRS element (for citing)
Total Net Assets Fund Balances BOY	9515327	TotalNetAssetsFundBalancesBOY
Excess Of Revenue Over Expenses	-202020	ExcessOfRevenueOverExpenses
Subtotal	9313307	Subtotal
Total Net Assets Fund Balances EOY	9313307	TotalNetAssetsFundBalancesEOY

Capital Gains And Losses CapitalGainsAndLosses

Capital Gains And Losses Info CapitalGainsAndLossesInfo (12 entries)

Description Of AssetDescriptionOfAsset	How AcquiredHowAcquired	Date AcquiredDateAcquired	Date SoldDateSold	Gross Sales PriceGrossSalesPrice	Cost Or Other BasisCostOrOtherBasis	Gain Or LossGainOrLoss	Gains Minus Excess Or LossesGainsMinusExcessOrLosses
3,328.895 SHS FIDELITY DISCIPLINED EQUITY	P	2005-05-16	2011-01-05	75999	82357	-6358	-6358
10,609.400 SHS HENNESSY CORNERSTONE GROWTH	P		2011-01-05	115112	203171	-88059	-88059
6,127.451 SHS MUTUAL SERIES MUTUAL BEACON	P	2005-08-09	2011-01-05	75858	101287	-25429	-25429
1,295.113 SHS VANGUARD 500 INDEX	P	1999-12-30	2011-01-05	151482	174781	-23299	-23299
809 SHS AOL	P		2011-01-07	19206	12241	6965	6965
4,909 SHS TIME WARNER INC.	P	2011-06-18	2011-01-09	158896	92559	66337	66337
436 SHS TIME WARNER CABLE	P	1992-06-15	2011-01-07	29222	11549	17673	17673
200,000 GOLDMAN SACHS GROUP	P	2008-04-25	2011-01-18	200000	200000
200,000 VERIZON NEW ENGL INC	P	2001-12-07	2011-04-27	204698	200374	4324	4324
200,000 BANK AMERICA	P	2000-04-26	2011-10-17	200000	200000
200,000 GENERAL ELECTRIC	P	2006-12-06	2011-11-15	200000	200000
CAPITAL GAIN DIVIDENDS	P					108984

Field	Value	IRS element (for citing)
Capital Gain Net Income	61557	CapitalGainNetIncome

Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax

Field	Value	IRS element (for citing)
Liable For4942 Tax	false	LiableFor4942Tax
Qualifying Distributions Year1	357030	QualifyingDistributionsYear1
Noncharitable Assets Year1	9076310	NoncharitableAssetsYear1
Distribution Ratio Year1	0.039336	DistributionRatioYear1
Qualifying Distributions Year2	584090	QualifyingDistributionsYear2
Noncharitable Assets Year2	7551886	NoncharitableAssetsYear2
Distribution Ratio Year2	0.077344	DistributionRatioYear2
Qualifying Distributions Year3	624031	QualifyingDistributionsYear3
Noncharitable Assets Year3	8735053	NoncharitableAssetsYear3
Distribution Ratio Year3	0.07144	DistributionRatioYear3
Qualifying Distributions Year4	600278	QualifyingDistributionsYear4
Noncharitable Assets Year4	10538914	NoncharitableAssetsYear4
Distribution Ratio Year4	0.056958	DistributionRatioYear4
Qualifying Distributions Year5	434097	QualifyingDistributionsYear5
Noncharitable Assets Year5	9599807	NoncharitableAssetsYear5
Distribution Ratio Year5	0.045219	DistributionRatioYear5
Total Distribution Ratio	0.290297	TotalDistributionRatio
Average Distribution Ratio	0.058059	AverageDistributionRatio
Net Noncharitable Assets	9676174	NetNoncharitableAssets
Adjusted Noncharitable Assets	561789	AdjustedNoncharitableAssets
One Percent Net Investment Income	2182	OnePercentNetInvestmentIncome
Adj Nonchrtbl Assets And One	563971	AdjNonchrtblAssetsAndOnePct
Qualifying Distributions	417754	QualifyingDistributions

Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm

Field	Value	IRS element (for citing)
Investment Income Excise Tax	4365	InvestmentIncomeExciseTax
Subtotal	4365	Subtotal
Tax Based On Investment Income	4365	TaxBasedOnInvestmentIncome
Est Tax Payments And Overpayment	1361	EstTaxPaymentsAndOverpayment
Tax Paid With Extension	3240	TaxPaidWithExtension
Total Credits And Payments	4601	TotalCreditsAndPayments
Penalty For Underpayment	29	PenaltyForUnderpayment
Overpayment	207	Overpayment
Amount Credited To Next Year	207	AmountCreditedToNextYear

Statements Regarding Activities StatementsRegardingActivities

Field	Value	IRS element (for citing)
Legislative Political Activities	false	LegislativePoliticalActivities
More Than100 Spent	false	MoreThan100Spent
Form1120 POL Filed	false	Form1120POLFiled
Activities Not Prev Reported	false	ActivitiesNotPrevReported
Changes To Articles Or Bylaws	false	ChangesToArticlesOrBylaws
Unrelated Bus Income Over1000	false	UnrelatedBusIncomeOver1000
Termination Etc	false	TerminationEtc
Requirements Of Sect508e	true	RequirementsOfSect508e
At Least5000 In Assets	true	AtLeast5000InAssets
States Filed With	NY	StatesFiledWith
Form990 PF Filed With AG	true	Form990PFFiledWithAG
Private Operating Foundation	false	PrivateOperatingFoundation
New Substantial Contributors	false	NewSubstantialContributors
Interest In Controlled Entity	false	InterestInControlledEntity
Applicable Insurance Contract	false	ApplicableInsuranceContract
Comply With Public Inspection Rqr	true	ComplyWithPublicInspectionRqr

Books In Care Of Business Name BooksInCareOfBusinessName

Field	Value	IRS element (for citing)
Business Name Line1	JASON D MCMANUS	BusinessNameLine1

Field	Value	IRS element (for citing)
Books In Care Of Phone Number	2128747426	BooksInCareOfPhoneNumber

Books In Care Of US Address BooksInCareOfUSAddress

Field	Value	IRS element (for citing)
Address Line1	420 WEST BROADWAY PH A	AddressLine1
City	NEW YORK	City
State	NY	State
ZIP Code	100123741	ZIPCode

Field	Value	IRS element (for citing)
Foreign Bank	false	ForeignBank

Statements Regarding Acty4720 StatementsRegardingActy4720

Field	Value	IRS element (for citing)
Sale Or Exchange With Dsqfly Person	false	SaleOrExchangeWithDsqflyPerson
Borrow Or Lend With Dsqfly Person	false	BorrowOrLendWithDsqflyPerson
Furnished Goods With Dsqfly Person	false	FurnishedGoodsWithDsqflyPerson
Pay Compensation To Dsqfly Person	false	PayCompensationToDsqflyPerson
Transfer Assets To Dsqfly Person	false	TransferAssetsToDsqflyPerson
Payment To Government Offical	false	PaymentToGovernmentOffical
Uncorrected Prior Acts	false	UncorrectedPriorActs
Undistributed Income Prior Years	false	UndistributedIncomePriorYears
Undistr Income4942a2 Not Applied	false	UndistrIncome4942a2NotApplied
Business Holdings	false	BusinessHoldings
Jeopardy Investments	false	JeopardyInvestments
Uncorrected Jeopardy Investments	false	UncorrectedJeopardyInvestments
Influence Legislation	false	InfluenceLegislation
Influence Election	false	InfluenceElection
Grants To Individuals	false	GrantsToIndividuals
Grants To Organizations	false	GrantsToOrganizations
Noncharitable Purpose	false	NoncharitablePurpose
Rcv Funds To Pay Prsnl Bnft Contract	false	RcvFundsToPayPrsnlBnftContract
Pay Premiums Prsnl Bnft Contract	false	PayPremiumsPrsnlBnftContract
Prohibited Tax Shelter Transactn	false	ProhibitedTaxShelterTransactn
Proceeds Or Net Income	false	ProceedsOrNetIncome

Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo

Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (3 entries)

Address Line1USAddress/AddressLine1	CityUSAddress/City	StateUSAddress/State	ZIP CodeUSAddress/ZIPCode	TitleTitle	Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition	CompensationCompensation	Contri To Empl Benefit Plans EtcContriToEmplBenefitPlansEtc	Expense Account Other AllowancesExpenseAccountOtherAllowances
JASON D MCMANUS
420 WEST BROADWAY PH A	NEW YORK	NY	100123741	SECRETARY	0	0	0	0
DEBORAH H M MCMANUS
420 WEST BROADWAY PH A	NEW YORK	NY	100123741	PRESIDENT	0	0	0	0
SOPHIE MCMANUS
420 WEST BROADWAY PH A	NEW YORK	NY	100123741	VICE PRESIDENT	0	0	0	0

Summary Of Direct Charitable Acty SummaryOfDirectCharitableActy

Field	Value	IRS element (for citing)
Description1	THE D J MCMANUS FOUNDATION ENGAGED IN NO DIRECT CHARITABLE ACTIVITIES DURING 2011.	Description1

Sum Of Program Related Investments SumOfProgramRelatedInvestments

Field	Value	IRS element (for citing)
Description1	THE D J MCMANUS FOUNDATION MADE NO PROGRAM-RELATED INVESTMENTS DURING 2011.	Description1

Minimum Investment Return MinimumInvestmentReturn

Field	Value	IRS element (for citing)
Avg Monthly FMV Of Securities	9158343	AvgMonthlyFMVOfSecurities
Avg Monthly Cash Balances	665184	AvgMonthlyCashBalances
FMV All Other Noncharitable Assets	0	FMVAllOtherNoncharitableAssets
Total FMV Of Unused Assets	9823527	TotalFMVOfUnusedAssets
Acquisition Indebtedness	0	AcquisitionIndebtedness
Adj Total FMV Of Unused Assets	9823527	AdjTotalFMVOfUnusedAssets
Cash Deemed Charitable	147353	CashDeemedCharitable
Net Noncharitable Assets	9676174	NetNoncharitableAssets
Minimum Investment Return	483809	MinimumInvestmentReturn

Distributable DistributableAmount

Field	Value	IRS element (for citing)
Minimum Investment Return	483809	MinimumInvestmentReturn
Tax Based On Investment Income	4365	TaxBasedOnInvestmentIncome
Total Tax	4365	TotalTax
Distributable Amount Before Adj	479444	DistributableAmountBeforeAdj
Distributable Amount Before Ded	479444	DistributableAmountBeforeDed
Distributable Amount As Adjusted	479444	DistributableAmountAsAdjusted

Qualifying Distributions QualifyingDistributions

Field	Value	IRS element (for citing)
Expenses And Contributions	417754	ExpensesAndContributions
Program Related Investments Total	0	ProgramRelatedInvestmentsTotal
Amounts Paid Acq Charitable Assets	0	AmountsPaidAcqCharitableAssets
Amounts Set Aside Suitability Test	0	AmountsSetAsideSuitabilityTest
Amounts Set Aside Cash Distri Test	0	AmountsSetAsideCashDistriTest
Qualifying Distributions	417754	QualifyingDistributions
Adj Qualifying Distributions	417754	AdjQualifyingDistributions

Undistributed Income UndistributedIncome

Field	Value	IRS element (for citing)
Distributable Amount As Adjusted	479444	DistributableAmountAsAdjusted
Undistributed Income Prior Year	0	UndistributedIncomePriorYear
Prior Year1	2009	PriorYear1
Prior Year2	2008	PriorYear2
Prior Year3	2007	PriorYear3
Total For Prior Years	0	TotalForPriorYears
Excess Distri Carryover Year3	132581	ExcessDistriCarryoverYear3
Excess Distri Carryover Year2	208220	ExcessDistriCarryoverYear2
Total Excess Distri Carryover	340801	TotalExcessDistriCarryover
Qualifying Distributions	417754	QualifyingDistributions
Applied To Year1	0	AppliedToYear1
Applied To Current Year	417754	AppliedToCurrentYear
Remaining Distri From Corpus	0	RemainingDistriFromCorpus
Excess Distri Cyov App CY Corpus	61690	ExcessDistriCyovAppCYCorpus
Excess Distri Cyov Applied CY	61690	ExcessDistriCyovAppliedCY
Total Corpus	279111	TotalCorpus
Prior Year Undistributed Income	0	PriorYearUndistributedIncome
Taxable Amount1	0	TaxableAmount1
Taxable Amount2	0	TaxableAmount2
Undistributed Income CY	0	UndistributedIncomeCY
Excess Distri Cyov To Next Year	279111	ExcessDistriCyovToNextYear
Excess From Year3	70891	ExcessFromYear3
Excess From Year2	208220	ExcessFromYear2

Field	Value	IRS element (for citing)
Private Operating Foundations		PrivateOperatingFoundations

Supplementary Information SupplementaryInformation

Field	Value	IRS element (for citing)
Contributing Manager	JASON D MCMNUS	ContributingManager
Shareholder Manager	NONE	ShareholderManager

Appication Submission Info AppicationSubmissionInfo

Field	Value	IRS element (for citing)
Recipient Name	DEBORAH MCMANUS	RecipientName

Recipient US Address RecipientUSAddress

Field	Value	IRS element (for citing)
Address Line1	420 WEST BROADWAY PH A	AddressLine1
City	NEW YORK	City
State	NY	State
ZIP Code	100123741	ZIPCode

Field	Value	IRS element (for citing)
Recipient Phone Number	2128747426	RecipientPhoneNumber
Form And Info And Materials	REQUESTS SHOULD BE SUBMITTED ON CORPORATE LETTERHEAD WITH FUNDING REQUIREMENTS AND SPECIFIC USES FOR GRANTS.	FormAndInfoAndMaterials
Submission Deadlines	NONE	SubmissionDeadlines
Restrictions On Awards	NONE	RestrictionsOnAwards

Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (95 entries)

Address Line1RecipientUSAddress/AddressLine1	CityRecipientUSAddress/City	StateRecipientUSAddress/State	ZIP CodeRecipientUSAddress/ZIPCode	Recipient RelationshipRecipientRelationship	Recipient Foundation StatusRecipientFoundationStatus	Purpose Of Grant Or ContributionPurposeOfGrantOrContribution	AmountAmount	Address Line2RecipientUSAddress/AddressLine2
564 PARK AVENUE PRESERVATION FOUNDATION
564 PARK AVENUE	NEW YORK	NY	10065	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$250
ABRAHAM HOUSE
340 WILLIS AVENUE	BRONX	NY	10454	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$500
AMERICAN RIVERS
1101 14TH STREET NW SUITE 1400	WASHINGTON	DC	20005	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$250
ARCHEOLOGIGICAL INSTITUTE OF AMERICA
657 BEACON STREET	BOSTON	MA	02215	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$500
AUDUBON SOCIETY
225 VARICK ST 7TH FLOOR	NEW YORK	NY	10014	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$250
BOSTON CHILDREN'S HOSPTIAL
300 LONGWOOD AVENUE	BOSTON	MA	02115	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$750
BREAKTHROUGH COLLABORATIVE
454 SANSOME STREET SUITE 700	SAN FRANCISCO	CA	94111	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$1,000
BROADWAY MALL ASSOCIATION
PO BOX 250234 COLUMBIA UNIVERSIT	NEW YORK	NY	10025	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$500
CANAVAN FOUNDATION
110 RIVERSIDE DRIVE	NEW YORK	NY	10024	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$500
CATS HAVEN
PO BOX 30206	INDIANAPOLIS	IN	46230	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$250
CENTER FOR HUMANS & NATURE
152 BROADWAY OFFICE 3	DOBBS FERRY	NY	10522	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$2,500
CENTER FOR REPRODUCTIVE RIGHTS
120 WALL STREET	NEW YORK	NY	10005	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$1,000
CENTRAL PARK CONSERVANCY
14 E 60	NEW YORK	NY	10022	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$500
CHILDREN'S AID SOCIETY
105 EAST 22ND STREET	NEW YORK	NY	10010	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$500
CITY YEAR
285 COLUMBUS AVE	BOSTON	MA	02116	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$750
CLEARWATER SLOOP
112 LITTLE MARKET ST	POUGHKEEPSIE	NY	12601	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$500
COMMUNITY FUNDS INC
2 PARK AVENUE	NEW YORK	NY	10016	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$15,000
CONSTITUTION MARSH SANCTUARY
127 WARREN LANDING ROAD	GARRISON	NY	10524	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$250
DESMOND FISH LIBRARY
472 NEW YORK RD	GARRISON	NY	10524	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$300
THE DOE FUND
232 EAST 84TH STREET	NEW YORK	NY	10028	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$350
DOME
486 AMSTERDAM	NEW YORK	NY	10024	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$300
DRAMA LEAGUE
359 WILLIS AVENUE	BRONX	NY	10471	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$500
ETHS DISTRICT FOUNDATION
1600 DODGE AVENUE	EVANSTON	IL	60201	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$100
FRESH AIR FUND
633 THIRD AVENUE	NEW YORK	NY	10017	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$1,000
FRIENDS OF FRANCIS LEHMAN LOEB ART CENTER
VASSAR COLLEGE PO BOX 102	POUGHKEEPSIE	NY	12604	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$500
GAY MEN'S DOMESTIC VIOLENCE PROJECT
955 MASSACHUSETTS AVE PMB 131	CAMBRIDGE	MA	02139	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$500
GLYNWOOD CENTER INC
PO BOX 157	COLD SPRING	NY	10516	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$44,675
GODDARD-RIVERSIDE
593 COLUMBUS AVENUE	NEW YORK	NY	10024	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$25,000
GREENWICH HOUSE
27 BARRON STREET	NEW YORK	NY	10014	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$10,000
HABITAT FOR HUMANITY
334 FURMAN STREET	BROOKLYN	NY	11201	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$1,000
HARTLEY HOUSE
413 WEST 46TH STREET	NEW YORK	NY	10036	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$35,725
HELPING HANDS
PO BOX 332	MEDFIELD	MA	02052	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$500
HISTORIC DISTRICTS COUNCIL
232 EAST 11TH STREET	NEW YORK	NY	10003	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$300
HISTORIC HOUSE TRUST OF NYC
830 FIFTH AVE ROOM 203	NEW YORK	NY	10065	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$500
HUDSON GUILD
441 WEST 26TH STREET	NEW YORK	NY	10001	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$10,000
HUDSON HIGHLANDS LAND TRUST
PO BOX	GARRISON	NY	10524	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$18,600
HUDSON HIGHLANDS NATURE MUSUEM
PO BOX 451	CORNWALL	NY	12518	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$1,250
HUDSON VALLEY SHAKESPEARE FESTIVAL
155 MAIN STREET	COLD SPRING	NY	10516	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$5,000
ICANN
PO BOX 53174	INDIANAPOLIS	IN	46253	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$10,000
INTERNATIONAL RESCUE COMMITTEE
112 EAST 42ND STREET	NEW YORK	NY	10168	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$1,000
JACKSON MEMORIAL LIBRARY
38 MAIN STREET	TENANTS HARBOR	ME	04860	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$25,000
LANDMARKS WEST
331 EAST 70TH STREET	NEW YORK	NY	10021	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$250
LEGAL AID SOCEITY
ONE BATTERY PARK PLAZA	NEW YORK	NY	10021	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$1,000
LENOX HILL NEIGHBORHOOD HOUSE
331 EAST 70TH STREET	NEW YORK	NY	10021	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$10,000
LIBRARY OF AMERICA
14 EAST 60TH STREET	NEW YORK	NY	10021	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$22,500
LINC
237 WEST 35TH STREET SUITE 1202	NEW YORK	NY	10001	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$750
MANITOGA
ROUTE 9D PO BOX 10524	GARRISON	NY	10524	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$500
MUNICPAL ART SOCIETY
111 W 57TH STREET	NEW YORK	NY	10019	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$250
NATIONAL PSORIASIS FOUNDATION
6600 SW 92 AVE	PORTLAND	OR	97223	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$250
NATIONAL TRUST FOR HISTORIC PRESERVATION
1785 MASS AVENUE NW	WASHINGTON	DC	20036	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$300
NEADS
305 REDEMPTIONS ROCK TRAILS SOUTH	PRINCETON	MA	01541	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$250
NEUROPATHY ASSOCIATION
60 E 42 SUITE 942	NEW YORK	NY	10165	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$1,000
NEW DRAMATISTS
424 WEST 44TH STREET	NEW YORK	NY	10036	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$500
NEW YORK HISTORICAL SOCIETY
170 CENTRAL PARK WEST	NEW YORK	NY	10024	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$500
NEW YORK NEEDIEST CASES FUND
4 CHASE METROTECH CENTER	BROOKLYN	NY	11245	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$5,000	7TH FLOOR EAST LOCKBOX 5193
NEW YORK WOMEN'S FOUNDATION
34 WEST 22ND STREET	NEW YORK	NY	10010	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$500
OPEN SPACE
151 POST ROAD	OLD WESTBURY	NY	11568	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$1,000
PKD FOUNDATION
9221 WARD PARKWAY SUITE 400	KANSAS CITY	MO	64114	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$100
PHILIPSTOWN DEPOT THEATRE
PO BOX 221 GARRISON LANDING	GARRISON	NY	10524	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$250
POLICE ATHLETIC LEAGUE
34 1/2 EAST 12TH STREET	NEW YORK	NY	10003	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$300
PRESERVATION LEAGUE OF NEW YORK STATE
44 CENTRAL AVENUE	ALBANY	NY	12206	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$250
PEN AMERICAN CENTER
588 BROADWAY SUITE 303	NEW YORK	NY	10012	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$2,000
PUTNAM COUNTY HISTORICAL SOCIETY
63 CHESTNUT	COLD SPRING	NY	10516	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$200
RAFKIS
PO BOX 711723	SALT LAKE CITY	UT	84171	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$500
RIVERKEEPER
828 SOUTH BROADWAY	FARRYTOWN	NY	10591	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$500
RIVERSIDE PARK FUND
475 RIVERSIDE DRIVE	NEW YORK	NY	10115	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$500
SALVATION ARMY
615 SLATER LANE PO BOX 269	ALEXANDRIA	VA	22313	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$4,000
SCENIC HUDSON
ONE CIVIC CENTER PLAZA SUITE 200	POUGHKEEPSIE	NY	12601	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$1,000
SECOND STAGE THEATRE INC
307 WEST 43RD STREET	NEW YORK	NY	10036	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$250
SINGLE STOP USA
1825 PARK AVE SUITE 503	NEW YORK	NY	10035	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$20,000
SOHO ALLIANCE
PO BOX 429 PRINCE STREET STATION	NEW YORK	NY	10012	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$250
SPECIAL OLYMPICS
504 BALLTOWN ROAD	SCHENECTADY	NY	12304	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$250
STANLEY M ISAACS NEIGHBORHOOD CENTER
415 EAST 93RD STREET	NEW YORK	NY	101286904	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$10,000
THE METROPOLITAN MUSEUM OF ART
1000 FIFTH AVENUE	NEW YORK	NY	10028	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$500
THORNE ECOLOGICAL INSTITUTE
PO BOX 19107	BOULDER	CO	80308	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$500
VASSAR COLLEGE
124 RAYMOND AVENUE	POUGHKEEPSIE	NY	12604	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$500
VOCAL EASE
240 WEST 73RD STREET SUITE 1403	NEW YORK	NY	10023	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$200
WNET
825 EIGHTH AVENUE	NEW YORK	NY	10019	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$2,500
WNYC
ONE CENTER STREET	NEW YORK	NY	10007	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$30,000
WOMEN'S CAMPAIGN FUND
734 15TH STREET NW	WASHINGON	DC	20005	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$28,500
WOMENS LAW
55 WASHINGTON ST SUITE 614	BROOKLYN	NY	11201	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$500
YOUNG PEOPLE CHORUS OF NEW YOUR CITY INC
1995 BROADWAY SUITE 305	NEW YORK	NY	10023	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$22,500
PASS THRU DONATION - MAI WEALTH INCOME OPPORTUNITY
1360 E 9TH STREET SUITE 1100	CLEVELAND	OH	44114	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$4
CITY HARVEST
575 EIGHTH AVENUE	NEW YORK	NY	10018	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$1,000
CHICAGO BOTANICAL GARDEN
1000 LAKE COOK ROAD	GLENCOE	IL	60022	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$1,000
HIGH LINE
529 WEST 20TH STREET SUITE 8W	NEW YORK	NY	10011	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$750
HISTORIC PIANO CONCERTS INC
15 WATER STREET	ASHBURNHAM	MA	01430	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$250
MUSEUM OF MODERN ART
11 WEST 53RD STREET	NEW YORK	NY	10019	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$300
NATIONAL WOMEN'S MUSEUM
205 S WHITING STREET SUITE 254	ALEXANDRIA	VA	22304	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$500
NEW YORK'S WRITERS COALITION
80 HANSON PLACE 603	BROOKLYN	NY	11217	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$10,000
RIIS SETTLEMENT
10-25 41ST AVENUE	LONG ISLAND CITY	NY	11101	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$10,000
GARRISOIN ART CENTER
23 GARRISONS LANDING	GARRISON	NY	10524	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$1,250
GUIDE DOG FOUNDATION
371 E JERICHO TURNPIKE	BROOKLYN	NY	11201	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$250
ST ANNE'S WAREHOUSE
45 MAIN STREET	BROOKLYN	NY	11201	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$2,000
NEW YORK MUSIC FESTIVAL (THE KIDS PRODUCTION)
PO BOX 947	ONEONTA	NY	13820	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$2,000

Field	Value	IRS element (for citing)
Tot Grant Or Contri Paid During Year	417754	TotGrantOrContriPaidDuringYear

Analysis Income Producing Acty AnalysisIncomeProducingActy

Field	Value	IRS element (for citing)
Fees Contracts From Govt Agencies		FeesContractsFromGovtAgencies
Membership Dues And Assessments		MembershipDuesAndAssessments

Int On Savings And Temp Cash Invst IntOnSavingsAndTempCashInvst

Field	Value	IRS element (for citing)
Exclusion Code	14	ExclusionCode
Exclusion	$121,165	ExclusionAmount

Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII

Field	Value	IRS element (for citing)
Exclusion Code	14	ExclusionCode
Exclusion	$134,825	ExclusionAmount

Field	Value	IRS element (for citing)
Net Rental Incm Re Debt Fincd Prop		NetRentalIncmReDebtFincdProp
Net Rntl Incm Re Not Debt Fincd Prop		NetRntlIncmReNotDebtFincdProp
Net Rental Incm Personal Property		NetRentalIncmPersonalProperty
Other Investment Income Part VII		OtherInvestmentIncomePartVII

Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry

Field	Value	IRS element (for citing)
Exclusion Code	18	ExclusionCode
Exclusion	$61,557	ExclusionAmount

Field	Value	IRS element (for citing)
Net Income Loss From Special Events		NetIncomeLossFromSpecialEvents
Gross Profit Loss Sales Of Invntry		GrossProfitLossSalesOfInvntry

Other Revenue Described OtherRevenueDescribed (4 entries)

DescriptionDescription	ExclusionExclusionAmount
MISCELLANEOUS INCOME
MAI WEALTH OPPORTUNITY FUND K-1
MAI WEALTH OPPORTUNITY MASTER FUND K-1	-$2,278
CONTRIBUTIONS, GIFTS, AND GRANTS

Subtotals Part XVIA SubtotalsPartXVIA

Field	Value	IRS element (for citing)
Exclusion	$315,269	ExclusionAmount

Field	Value	IRS element (for citing)
Total Part XVIA	315269	TotalPartXVIA

Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO

Field	Value	IRS element (for citing)
Trnsfr Of Cash To Noncharitable EO	false	TrnsfrOfCashToNoncharitableEO
Trnsfr Oth Assets Noncharitable EO	false	TrnsfrOthAssetsNoncharitableEO
Sales Or Exchanges Of Assets	false	SalesOrExchangesOfAssets
Purchase Assets Noncharitable EO	false	PurchaseAssetsNoncharitableEO
Rental Of Facilities Etc	false	RentalOfFacilitiesEtc
Reimbursement Arrangements	false	ReimbursementArrangements
Loans Or Loan Guarantees	false	LoansOrLoanGuarantees
Performance Of Services Etc	false	PerformanceOfServicesEtc
Sharing Of Facilities Etc	false	SharingOfFacilitiesEtc
Relationships Noncharitable E Os	false	RelationshipsNoncharitableEOs

Depreciation Schedule DepreciationSchedule

Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule

Investments Corp Bonds InvestmentsCorpBonds (7 entries)

Name Of BondNameOfBond	EOY Book ValueEOYBookValue	EOYFMVEOYFMV
200,000 BANKAMERICA NTS 7.125%	0	0
200,000 ANHEUSER-BUSCH NT 7.5%	204082	202414
200,000 VERIZON NE DEB 6.5%	0	0
200,000 GENERAL ELECTRIC 5.50%	0	0
200,000 GOLDMAN SACHS 5.0%	0	0
200,000 MORGAN STANLEY	198500	193058
200,000 GOLDMAN SACHS 4.5%	200000	171400

Investments Corp Stock Schedule InvestmentsCorpStockSchedule

Investments Corp Stock InvestmentsCorpStock (29 entries)

Name Of StockNameOfStock	EOY Book ValueEOYBookValue	EOYFMVEOYFMV
6,686.974 SHS HARBOR CAPITAL	203882	246749
27,132.710 SHS COLUMBIA ACORN	599867	747777
15,801.517 SHS VANGUARD SMALL	360357	527455
4,001 SHS TIME WARNER INC	82009	144596
15,278.098 FIDELITY DIV INTL	318913	389897
14,466.634 FIDELITY DIS EQTY	366557	311177
11,596.161 MATTHEW CHINA FD	183751	249433
24,526.959 MUTUAL BEACON	354191	284758
14,002.742 TROWE PRICE NW ASIA	222629	194778
2,400 SHS ISHARES FTSE/XINHUA	43560	83688
10,609.4 HENNESSY CORN GRWTH	0	0
11,827.541 MATTHEWS INDIA FD	171745	160736
10,982.773 T.ROWE PRICE GRWTH	320196	349582
5,199.538 THIRD AVE VALUE FD	290424	208709
3,000 CLAYMORE ETF SABRIENT IN	74888	92370
8,438.003 SHS DODGE & COX INTL	375341	246727
10,543.317 SSGA EMERGING MKTS	299316	189674
809 SHS AOL	0	0
8,000 ANNALY MORTGAGE MNMT INC	138760	127680
1,800 SHS TIME WARNER CABLE	49993	114426
5,203.994 SHS MAI WEALTH INC.	497735	287316
18,000 SHS JP MORGAN ALERIAN	429516	701460
12,559.896 SHS GATEWAY INDEX	311246	331581
17,835.60 GOLDMAN SACHS GRWTH	401998	393812
19,896.274 SHS MERGER FUND	312443	310183
100,000 SHS PNC BANK	110000	105014
18,810.579 SHS TEMPLETON GLOBA	259925	232687
200,000 BARCLAYS BANK	134000	137938
100,000 PNC BANK	100000	97793

Investments Other Schedule2 InvestmentsOtherSchedule2

Investments Other InvestmentsOther (2 entries)

Category Or ItemCategoryOrItem	Listed At Cost Or FMVListedAtCostOrFMV	Book ValueBookValue	EOYFMVEOYFMV
DIVIDENDS RECEIVABLE	AT COST	4480	4480
CAPITAL GAINS RECEIVABLE	AT COST	80	80

Land Etc Schedule2 LandEtcSchedule2

Other Decreases Schedule OtherDecreasesSchedule

Other Decreases OtherDecreases

Field	Value	IRS element (for citing)
Description	PRIOR PERIOD ADJUSTMENT	Description
Amount	$0	Amount

Other Expenses Schedule OtherExpensesSchedule

Other Expenses OtherExpenses (2 entries)

DescriptionDescription	Revenue And Expenses Per BooksRevenueAndExpensesPerBooks	Net Investment IncomeNetInvestmentIncome
NEW YORK STATE FILING FEES	750	750
BOND AMORTIZATION	7060	7060

Other Income Schedule2 OtherIncomeSchedule2

Other Income OtherIncome (2 entries)

DescriptionDescription	Revenue And Expenses Per BooksRevenueAndExpensesPerBooks	Net Investment IncomeNetInvestmentIncome
MISCELLANEOUS INCOME
MAI WEALTH INCOME OPP FUND K-1	-2278	-2278

Other Professional Fees Schedule OtherProfessionalFeesSchedule

Other Professional Fees OtherProfessionalFees (3 entries)

CategoryCategory	AmountAmount	Net Investment IncomeNetInvestmentIncome
INVESTMENT ADVISORY FEES	$73,409	73409
MAI WEALTH INCOME OPP. FD	$4,793	4793
SERVICE FEES	$2,725	2725

Taxes Schedule TaxesSchedule

Taxes Taxes (2 entries)

CategoryCategory	AmountAmount	Net Investment IncomeNetInvestmentIncome
FOREIGN INCOME TAXES	$4,023	4023
FEDERAL INVESTMENT INCOME TAX	$2,500