ELLAMAE SIEBERT FOUNDATION INC: Form 990PF, tax year 2011

View the entire original 990 at ProPublica ↗

Organization: ELLAMAE SIEBERT FOUNDATION INC (EIN 39-1708686)
Tax period: 2011-01-01 to 2011-12-31
Filed: 2012-05-15
IRS object ID: 201241369349101189
Schema version: 2011v1.2
Source: Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header
Form 990-PF
Compensation Explanation
Gain Loss Sale Other Assets Sch
Investments Corp Stock Schedule
Legal Fees Schedule
Other Professional Fees Schedule
Taxes Schedule

Return header ReturnHeader

Field	Value	IRS element (for citing)
Timestamp	2012-05-15T11:02:58-05:00	Timestamp
Tax Period End Date	2011-12-31	TaxPeriodEndDate

Preparer Firm PreparerFirm

Preparer Firm Business Name PreparerFirmBusinessName

Field	Value	IRS element (for citing)
Business Name Line1	LICHTSINN & HAENSEL SC	BusinessNameLine1

Preparer Firm US Address PreparerFirmUSAddress

Field	Value	IRS element (for citing)
Address Line1	111 E WISCONSIN AVE STE 1800	AddressLine1
City	MILWAUKEE	City
State	WI	State
ZIP Code	53202	ZIPCode

Field	Value	IRS element (for citing)
Return Type	990PF	ReturnType
Tax Period Begin Date	2011-01-01	TaxPeriodBeginDate

Filer Filer

Field	Value	IRS element (for citing)
EIN	391708686	EIN

Name Name

Field	Value	IRS element (for citing)
Business Name Line1	ELLAMAE SIEBERT FOUNDATION INC	BusinessNameLine1

Field	Value	IRS element (for citing)
Name Control	ELLA	NameControl
Phone	4142763400	Phone

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	111 EAST WISCONSIN AVE	AddressLine1
Address Line2	ROOM/SUITE 1800	AddressLine2
City	MILWAUKEE	City
State	WI	State
ZIP Code	53202	ZIPCode

Officer Officer

Field	Value	IRS element (for citing)
Name	JANET M HOEHNEN	Name
Title	SECRETARY	Title
Phone	4142763400	Phone
Date Signed	2012-05-15	DateSigned

Preparer Preparer

Field	Value	IRS element (for citing)
Name	JANET M HOEHNEN	Name
Phone	4142763400	Phone
Date Prepared	2012-05-15	DatePrepared

Field	Value	IRS element (for citing)
Tax Year	2011	TaxYear
Build TS	2016-02-24 21:20:13Z	BuildTS

Form 990-PF IRS990PF

Field	Value	IRS element (for citing)
Exempt PF	X	ExemptPF
FMV Assets EOY	1296334	FMVAssetsEOY
Method Of Accounting Cash	X	MethodOfAccountingCash

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

Field	Value	IRS element (for citing)
Not Required To Attach Schedule B	X	NotRequiredToAttachScheduleB
Dividends Rev And Expnss	34583	DividendsRevAndExpnss
Dividends Net Invst Incm	34583	DividendsNetInvstIncm
Net Gain Sale Assets Rev And Expnss	98730	NetGainSaleAssetsRevAndExpnss
Gross Sales Price	316636	GrossSalesPrice
Capital Gain Net Incm Net Invst Incm	90567	CapitalGainNetIncmNetInvstIncm
Total Revenue And Expenses	133313	TotalRevenueAndExpenses
Total Net Investment Income	125150	TotalNetInvestmentIncome
Legal Fees Rev And Expnss	20482	LegalFeesRevAndExpnss
Other Prof Fees Rev And Expnss	24371	OtherProfFeesRevAndExpnss
Other Prof Fees Net Invst Incm	24371	OtherProfFeesNetInvstIncm
Taxes Rev And Expnss	766	TaxesRevAndExpnss
Taxes Net Invst Incm	766	TaxesNetInvstIncm
Tot Opr Expenses Rev And Expnss	45619	TotOprExpensesRevAndExpnss
Tot Opr Expenses Net Invst Incm	25137	TotOprExpensesNetInvstIncm
Tot Opr Expenses Dsbrs Chrtbl Prps	0	TotOprExpensesDsbrsChrtblPrps
Contri Gifts Paid Rev And Expnss	66585	ContriGiftsPaidRevAndExpnss
Contri Gifts Paid Dsbrs Chrtbl Prps	66585	ContriGiftsPaidDsbrsChrtblPrps
Total Expenses Rev And Expnss	112204	TotalExpensesRevAndExpnss
Total Expenses Net Invst Incm	25137	TotalExpensesNetInvstIncm
Total Expenses Dsbrs Chrtbl Prps	66585	TotalExpensesDsbrsChrtblPrps
Excess Of Revenue Over Expenses	21109	ExcessOfRevenueOverExpenses
Net Investment Income	100013	NetInvestmentIncome

Balance Sheets BalanceSheets

Field	Value	IRS element (for citing)
Investments Corp Stock BOY	1150164	InvestmentsCorpStockBOY
Investments Corp Stock EOY	1171273	InvestmentsCorpStockEOY
Investments Corp Stock EOYFMV	1296334	InvestmentsCorpStockEOYFMV
Total Assets BOY	1150164	TotalAssetsBOY
Total Assets EOY	1171273	TotalAssetsEOY
Total Assets EOYFMV	1296334	TotalAssetsEOYFMV
Total Liabilities EOY	0	TotalLiabilitiesEOY
Org That Follow SFAS117	X	OrgThatFollowSFAS117
Unrestricted BOY	1150164	UnrestrictedBOY
Unrestricted EOY	1171273	UnrestrictedEOY
Total Net Assets BOY	1150164	TotalNetAssetsBOY
Total Net Assets EOY	1171273	TotalNetAssetsEOY
Total Liabilities Net Assets BOY	1150164	TotalLiabilitiesNetAssetsBOY
Total Liabilities Net Assets EOY	1171273	TotalLiabilitiesNetAssetsEOY

Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances

Field	Value	IRS element (for citing)
Total Net Assets Fund Balances BOY	1150164	TotalNetAssetsFundBalancesBOY
Excess Of Revenue Over Expenses	21109	ExcessOfRevenueOverExpenses
Subtotal	1171273	Subtotal
Total Net Assets Fund Balances EOY	1171273	TotalNetAssetsFundBalancesEOY

Capital Gains And Losses CapitalGainsAndLosses

Capital Gains And Losses Info CapitalGainsAndLossesInfo (105 entries)

Description Of AssetDescriptionOfAsset	How AcquiredHowAcquired	Date AcquiredDateAcquired	Date SoldDateSold	Gross Sales PriceGrossSalesPrice	Cost Or Other BasisCostOrOtherBasis	Gain Or LossGainOrLoss	Gains Minus Excess Or LossesGainsMinusExcessOrLosses
25000 SHRS FNMA REMIC 2007-40-JC 05/	P	2007-04-30	2011-09-26	268	268
1.134 SHRS ALLIANZ NFJ INTL VALUE FD	P	2008-03-24	2011-11-11	21	27	-6	-6
230 SHRS CAMERON INTERNATIONAL CORPO	P	2002-10-08	2011-11-11	11979	2346	9633	9633
8 SHRS ROSS STORES INC	P	2009-03-20	2011-04-19	564	276	288	288
369 SHRS METROPCS COMMUNICATIONS INC	P	2010-10-05	2011-08-10	3502	4044	-542	-542
12 SHRS AMERICAN EXPRESS COMPANY	P	2009-10-27	2011-11-11	604	429	175	175
12 SHRS HOME DEPOT INC	P	2011-09-16	2011-11-11	458	417	41	41
142.061 SHRS JANUS INVT FD FORTY FD	P	2009-07-23	2011-05-02	5100	4116	984	984
7.658 SHRS ALLIANZ NFJ INTL VALUE FD	P	2008-06-20	2011-11-11	143	196	-53	-53
112.5 SHRS NESTLE SA SPONS ADR	P	2005-01-28	2011-11-11	6378	2968	3410	3410
48 SHRS TIBCO SOFTWARE INC	P	2010-07-07	2011-04-19	1368	601	767	767
4 SHRS PRICELINE COMMUNICATIONS INC	P	2010-09-28	2011-08-10	2018	1393	625	625
6 SHRS BED BATH & BEYOND INC	P	2010-01-14	2011-11-11	372	248	124	124
5 SHRS INTERNATIONAL BUSINESS MACHIN	P	2009-02-03	2011-11-11	938	459	479	479
142.126 SHRS JANUS INVT FD FORTY FD	P	2009-07-23	2011-07-20	5000	4117	883	883
10.279 SHRS ALLIANZ NFJ INTL VALUE F	P	2008-09-19	2011-11-11	192	207	-15	-15
12.5 SHRS NESTLE SA SPONS ADR	P	2005-03-15	2011-11-11	709	354	355	355
9 SHRS GOOGLE INC CL A	P	2010-11-02	2011-04-26	4809	5553	-744	-744
78 SHRS PARKER HANNIFIN CORP	P	2010-05-07	2011-08-10	5100	4933	167	167
4 SHRS COOPER COMPANIES INC	P	2011-03-24	2011-11-11	270	272	-2	-2
12 SHRS MCKESSON CORP	P	2009-08-06	2011-11-11	998	630	368	368
469.986 SHRS JANUS INVT FD FORTY FD	P	2009-07-23	2011-11-11	15373	13615	1758	1758
38.535 SHRS ALLIANZ NFJ INTL VALUE F	P	2008-12-15	2011-11-11	720	501	219	219
65 SHRS SCHLUMBERGER LTD	P	2000-09-11	2011-11-11	4962	2773	2189	2189
63 SHRS CIMAREX ENERGY CO	P	2010-06-18	2011-05-17	5655	5018	637	637
261 SHRS CSX CORP	P	2011-04-26	2011-09-16	5519	6655	-1136	-1136
22 SHRS CHECK POINT SOFTWARE TECHNOL	P	2010-11-22	2011-11-11	1280	962	318	318
10 SHRS MOTOROLA SOLUTIONS INC	P	2011-08-10	2011-11-11	462	400	62	62
177.515 SHRS ALLIANZ NFJ INTL VALUE	P	2007-04-13	2011-10-05	3000	4303	-1303	-1303
1.268 SHRS ALLIANZ NFJ INTL VALUE FD	P	2008-12-15	2011-11-11	24	16	8	8
80 SHRS TECK RESOURCES LIMITED SUB V	P	2005-12-23	2011-11-11	3022	2048	974	974
95 SHRS METROPCS COMMUNICATIONS INC	P	2010-10-05	2011-05-17	1701	1041	660	660
48 SHRS FRANKLIN RESOURCES INC	P	2009-08-29	2011-09-16	5665	4504	1161	1161
15 SHRS CORN PRODUCTS INTERNATIONAL	P	2011-03-02	2011-11-11	772	708	64	64
18 SHRS MATTEL INC	P	2010-02-22	2011-11-11	523	390	133	133
1.515 SHRS ALLIANZ NFJ INTL VALUE FD	P	2010-12-20	2011-11-11	28	31	-3	-3
6.855 SHRS ALLIANZ NFJ INTL VALUE FD	P	2009-03-23	2011-11-11	128	83	45	45
128 SHRS THOMAS & BETTS CORP	P	2009-11-23	2011-01-25	6292	4777	1515	1515
199 SHRS LIMITED BRANDS INC	P	2010-04-09	2011-07-01	7679	5182	2497	2497
94 SHRS CHUBB CORP	P	2011-08-08	2011-10-05	5642	5539	103	103
15 SHRS CONSTELLATION BRANDS INC CL	P	2011-11-01	2011-11-11	305	293	12	12
5 SHRS NOBLE ENERGY INC	P	2011-04-04	2011-11-11	475	486	-11	-11
3.522 SHRS ALLIANZ NFJ INTL VALUE FD	P	2011-03-21	2011-11-11	66	73	-7	-7
8.081 SHRS ALLIANZ NFJ INTL VALUE FD	P	2009-06-22	2011-11-11	151	122	29	29
99 SHRS HANSEN NATURAL CORP	P	2010-09-02	2011-03-02	5486	4554	932	932
187 SHRS RAYMOND JAMES FINANCIAL INC	P	2010-11-02	2011-07-01	6075	5415	660	660
230 SHRS EMC CORP-MASS	P	2011-07-22	2011-10-05	4966	6424	-1458	-1458
4 SHRS CHEVRON CORPORATION	P	2011-03-02	2011-11-11	428	416	12	12
32 SHRS NUANCE COMMUNICATIONS INC	P	2011-10-05	2011-11-11	828	640	188	188
9.851 SHRS ALLIANZ NFJ INTL VALUE FD	P	2011-06-17	2011-11-11	184	201	-17	-17
2.614 SHRS ALLIANZ NFJ INTL VALUE FD	P	2009-09-21	2011-11-11	49	47	2	2
108 SHRS HEWLETT PACKARD CO	P	2007-04-30	2011-03-02	4622	4589	33	33
130 SHRS JPMORGAN CHASE & CO	P	2011-01-25	2011-07-13	5196	5871	-675	-675
102 SHRS EXPRESS SCRIPTS INC COMMON	P	2007-04-30	2011-10-05	3649	2428	1221	1221
2 SHRS CF INDUSTRIES HOLDINGS INC	P	2011-03-15	2011-11-11	346	251	95	95
4 SHRS OCCIDENTAL PETE CORP	P	2011-05-17	2011-11-11	401	403	-2	-2
5.95 SHRS ALLIANZ NFJ INTL VALUE FD	P	2011-09-23	2011-11-11	111	100	11	11
1.335 SHRS ALLIANZ NFJ INTL VALUE FD	P	2009-12-21	2011-11-11	25	25
119 SHRS NETAPP INC	P	2010-06-18	2011-03-02	6004	4973	1031	1031
14 SHRS HELMERICH & PAYNE INC	P	2010-02-22	2011-07-18	963	585	378	378
128 SHRS EATON CORP	P	2010-03-10	2011-10-11	5158	4616	542	542
9 SHRS COCA COLA ENTERPRISES INC	P	2011-04-19	2011-11-11	241	251	-10	-10
28 SHRS ROSS STORES INC	P	2009-03-20	2011-11-11	2513	964	1549	1549
581.439 SHRS ALLIANZ NFJ INTL VALUE	P	2007-04-13	2011-11-11	10861	14094	-3233	-3233
1.961 SHRS ALLIANZ NFJ INTL VALUE FD	P	2010-03-22	2011-11-11	37	37
44 SHRS WHOLE FOODS MARKET INC	P	2009-08-26	2011-03-02	2501	1300	1201	1201
177 SHRS ARROW ELECTRONICS INC	P	2010-05-07	2011-07-22	6644	5046	1598	1598
125 SHRS BMC SOFTWARE INC	P	2008-03-03	2011-11-01	4244	4040	204	204
2 SHRS CUMMINS INC	P	2011-08-08	2011-11-11	197	178	19	19
18 SHRS TIBCO SOFTWARE INC	P	2010-07-07	2011-11-11	520	225	295	295
5.728 SHRS ALLIANZ NFJ INTL VALUE FD	P	2007-06-22	2011-11-11	107	154	-47	-47
8.617 SHRS ALLIANZ NFJ INTL VALUE FD	P	2010-06-21	2011-11-11	161	154	7	7
50 SHRS LUBRIZOL CORP	P	2010-08-17	2011-03-15	6694	4761	1933	1933
11 SHRS WHOLE FOODS MARKET INC	P	2009-08-26	2011-07-22	724	325	399	399
16 SHRS BED BATH & BEYOND INC	P	2010-01-14	2011-11-01	978	662	316	316
8 SHRS DENTSPLY INTERNATIONAL INC	P	2011-09-16	2011-11-11	291	276	15	15
20 SHRS WATSON PHARMACEUTICALS INC	P	2010-07-13	2011-11-11	1311	860	451	451
1.858 SHRS ALLIANZ NFJ INTL VALUE FD	P	2007-09-21	2011-11-11	35	51	-16	-16
3.677 SHRS ALLIANZ NFJ INTL VALUE FD	P	2010-09-20	2011-11-11	69	70	-1	-1
79 SHRS UNITED PARCEL SVC INC CL B	P	2010-06-01	2011-03-24	5684	4892	792	792
75 SHRS AUTOLIV INC	P	2010-04-09	2011-08-08	3986	3967	19	19
27 SHRS TIBCO SOFTWARE INC	P	2010-07-07	2011-11-01	747	338	409	409
7 SHRS ENDO PHARMACEUTICALS HLDGS IN	P	2010-08-17	2011-11-11	231	182	49	49
4 SHRS WHOLE FOODS MARKET INC	P	2009-08-26	2011-11-11	275	118	157	157
18.282 SHRS ALLIANZ NFJ INTL VALUE F	P	2007-12-14	2011-11-11	342	495	-153	-153
100 SHRS BHP BILLITON LTD SPONS ADR	P	2003-02-12	2011-11-11	7762	1095	6667	6667
150 SHRS HALLIBURTON CO	P	2010-01-06	2011-04-04	7423	5086	2337	2337
5 SHRS APPLE INC	P	2009-04-17	2011-08-08	1830	610	1220	1220
14 SHRS WHOLE FOODS MARKET INC	P	2009-08-26	2011-11-01	975	414	561	561
4 SHRS EXELON CORP	P	2011-08-10	2011-11-11	180	164	16	16
59 SHRS CUMMINS INC	P	2011-08-08	2011-11-28	5316	5237	79	79
17.019 SHRS ALLIANZ NFJ INTL VALUE F	P	2007-12-14	2011-11-11	318	461	-143	-143
225 SHRS CORE LABORATORIES NV	P	2000-09-11	2011-11-11	24866	2489	22377	22377
83 SHRS CELGENE CORP	P	2010-08-17	2011-04-05	4673	4633	40	40
106 SHRS ILLINOIS TOOL WORKS INC	P	2009-08-26	2011-08-08	4778	4541	237	237
12 SHRS ANSYS INC	P	2010-11-09	2011-11-11	707	582	125	125
4 SHRS GLOBAL PAYMENTS INC	P	2011-10-11	2011-11-11	187	173	14	14
4 SHRS INTERNATIONAL BUSINESS MACHIN	P	2009-02-03	2011-12-02	759	367	392	392
19.818 SHRS ALLIANZ NFJ INTL VALUE F	P	2007-12-21	2011-11-11	370	511	-141	-141
185 SHRS CANADIAN NATIONAL RAILWAY C	P	2001-03-30	2011-11-11	14770	2270	12500	12500
124 SHRS FREEPORT MCMORAN COPPER & G	P	2009-08-26	2011-04-19	6416	3931	2485	2485
12 SHRS CF INDUSTRIES HOLDINGS INC	P	2011-03-15	2011-08-10	1794	1503	291	291
4 SHRS AETNA INC	P	2011-07-01	2011-11-11	166	178	-12	-12
4 SHRS INTERCONTINENTALEXCHANGE INC	P	2011-07-13	2011-11-11	510	508	2	2
90 SHRS MANPOWER GROUP	P	2010-02-22	2011-12-02	3432	4801	-1369	-1369

Field	Value	IRS element (for citing)
Capital Gain Net Income	90567	CapitalGainNetIncome
Net Short Term Capital Gain Or Loss	4800	NetShortTermCapitalGainOrLoss

Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax

Field	Value	IRS element (for citing)
Liable For4942 Tax	false	LiableFor4942Tax
Qualifying Distributions Year1	61500	QualifyingDistributionsYear1
Noncharitable Assets Year1	1353288	NoncharitableAssetsYear1
Distribution Ratio Year1	0.045445	DistributionRatioYear1
Qualifying Distributions Year2	76803	QualifyingDistributionsYear2
Noncharitable Assets Year2	1233709	NoncharitableAssetsYear2
Distribution Ratio Year2	0.062254	DistributionRatioYear2
Qualifying Distributions Year3	87390	QualifyingDistributionsYear3
Noncharitable Assets Year3	1601140	NoncharitableAssetsYear3
Distribution Ratio Year3	0.054580	DistributionRatioYear3
Qualifying Distributions Year4	79367	QualifyingDistributionsYear4
Noncharitable Assets Year4	1754671	NoncharitableAssetsYear4
Distribution Ratio Year4	0.045232	DistributionRatioYear4
Qualifying Distributions Year5	73123	QualifyingDistributionsYear5
Noncharitable Assets Year5	1624784	NoncharitableAssetsYear5
Distribution Ratio Year5	0.045005	DistributionRatioYear5
Total Distribution Ratio	0.252516	TotalDistributionRatio
Average Distribution Ratio	0.050503	AverageDistributionRatio
Net Noncharitable Assets	1149336	NetNoncharitableAssets
Adjusted Noncharitable Assets	58045	AdjustedNoncharitableAssets
One Percent Net Investment Income	1000	OnePercentNetInvestmentIncome
Adj Nonchrtbl Assets And One	59045	AdjNonchrtblAssetsAndOnePct
Qualifying Distributions	66585	QualifyingDistributions

Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm

Field	Value	IRS element (for citing)
Domestic Org Meeting Sect4940e	X	DomesticOrgMeetingSect4940e
Investment Income Excise Tax	1000	InvestmentIncomeExciseTax
Subtotal	1000	Subtotal
Tax Based On Investment Income	1000	TaxBasedOnInvestmentIncome
Est Tax Payments And Overpayment	897	EstTaxPaymentsAndOverpayment
Tax Paid With Extension	3000	TaxPaidWithExtension
Total Credits And Payments	3897	TotalCreditsAndPayments
Overpayment	2897	Overpayment
Amount Credited To Next Year	2897	AmountCreditedToNextYear

Statements Regarding Activities StatementsRegardingActivities

Field	Value	IRS element (for citing)
Legislative Political Activities	false	LegislativePoliticalActivities
More Than100 Spent	false	MoreThan100Spent
Form1120 POL Filed	false	Form1120POLFiled
Activities Not Prev Reported	false	ActivitiesNotPrevReported
Changes To Articles Or Bylaws	false	ChangesToArticlesOrBylaws
Unrelated Bus Income Over1000	false	UnrelatedBusIncomeOver1000
Termination Etc	false	TerminationEtc
Requirements Of Sect508e	true	RequirementsOfSect508e
At Least5000 In Assets	true	AtLeast5000InAssets
States Filed With	WI	StatesFiledWith
Form990 PF Filed With AG	true	Form990PFFiledWithAG
Private Operating Foundation	false	PrivateOperatingFoundation
New Substantial Contributors	false	NewSubstantialContributors
Interest In Controlled Entity	false	InterestInControlledEntity
Applicable Insurance Contract	false	ApplicableInsuranceContract
Comply With Public Inspection Rqr	true	ComplyWithPublicInspectionRqr
Website Address	NONE	WebsiteAddress
Books In Care Of Person Name	JANET M HOEHNEN	BooksInCareOfPersonName
Books In Care Of Phone Number	4142763400	BooksInCareOfPhoneNumber

Books In Care Of US Address BooksInCareOfUSAddress

Field	Value	IRS element (for citing)
Address Line1	111 EAST WISCONSIN AVE SUITE 1800	AddressLine1
City	MILWAUKEE	City
State	WI	State
ZIP Code	53202	ZIPCode

Statements Regarding Acty4720 StatementsRegardingActy4720

Field	Value	IRS element (for citing)
Sale Or Exchange With Dsqfly Person	false	SaleOrExchangeWithDsqflyPerson
Borrow Or Lend With Dsqfly Person	false	BorrowOrLendWithDsqflyPerson
Furnished Goods With Dsqfly Person	false	FurnishedGoodsWithDsqflyPerson
Pay Compensation To Dsqfly Person	false	PayCompensationToDsqflyPerson
Transfer Assets To Dsqfly Person	false	TransferAssetsToDsqflyPerson
Payment To Government Offical	false	PaymentToGovernmentOffical
Undistributed Income Prior Years	false	UndistributedIncomePriorYears
Business Holdings	false	BusinessHoldings
Jeopardy Investments	false	JeopardyInvestments
Uncorrected Jeopardy Investments	false	UncorrectedJeopardyInvestments
Influence Legislation	false	InfluenceLegislation
Influence Election	false	InfluenceElection
Grants To Individuals	false	GrantsToIndividuals
Grants To Organizations	false	GrantsToOrganizations
Noncharitable Purpose	false	NoncharitablePurpose
Rcv Funds To Pay Prsnl Bnft Contract	false	RcvFundsToPayPrsnlBnftContract
Pay Premiums Prsnl Bnft Contract	false	PayPremiumsPrsnlBnftContract

Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo

Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (2 entries)

Address Line1USAddress/AddressLine1	CityUSAddress/City	StateUSAddress/State	ZIP CodeUSAddress/ZIPCode	TitleTitle	Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition	CompensationCompensation	Contri To Empl Benefit Plans EtcContriToEmplBenefitPlansEtc	Expense Account Other AllowancesExpenseAccountOtherAllowances
FRANK W BASTIAN
111 EAST WISCONSIN AVE SUITE 1800	MILWAUKEE	WI	53202	DIRECTOR	2.00	0	0	0
JANET M HOEHNEN
111 EAST WISCONSIN AVE SUITE 1800	MILWAUKEE	WI	53202	DIRECTOR	2.00	0	0	0

Field	Value	IRS element (for citing)
Comp Of Highest Paid Empl NONE	NONE	CompOfHighestPaidEmplNONE
Comp Of Hghst Paid Cntrct NONE	NONE	CompOfHghstPaidCntrctNONE

Sum Of Program Related Investments SumOfProgramRelatedInvestments

Field	Value	IRS element (for citing)
Description1	N/A	Description1

Minimum Investment Return MinimumInvestmentReturn

Field	Value	IRS element (for citing)
Avg Monthly FMV Of Securities	1146757	AvgMonthlyFMVOfSecurities
Avg Monthly Cash Balances	20082	AvgMonthlyCashBalances
FMV All Other Noncharitable Assets	0	FMVAllOtherNoncharitableAssets
Total FMV Of Unused Assets	1166839	TotalFMVOfUnusedAssets
Adj Total FMV Of Unused Assets	1166839	AdjTotalFMVOfUnusedAssets
Cash Deemed Charitable	17503	CashDeemedCharitable
Net Noncharitable Assets	1149336	NetNoncharitableAssets
Minimum Investment Return	57467	MinimumInvestmentReturn

Distributable DistributableAmount

Field	Value	IRS element (for citing)
Minimum Investment Return	57467	MinimumInvestmentReturn
Tax Based On Investment Income	1000	TaxBasedOnInvestmentIncome
Total Tax	1000	TotalTax
Distributable Amount Before Adj	56467	DistributableAmountBeforeAdj
Distributable Amount Before Ded	56467	DistributableAmountBeforeDed
Distributable Amount As Adjusted	56467	DistributableAmountAsAdjusted

Qualifying Distributions QualifyingDistributions

Field	Value	IRS element (for citing)
Expenses And Contributions	66585	ExpensesAndContributions
Qualifying Distributions	66585	QualifyingDistributions
One Pct Sect4940e Org Net Invst Incm	1000	OnePctSect4940eOrgNetInvstIncm
Adj Qualifying Distributions	65585	AdjQualifyingDistributions

Undistributed Income UndistributedIncome

Field	Value	IRS element (for citing)
Distributable Amount As Adjusted	56467	DistributableAmountAsAdjusted
Undistributed Income Prior Year	66548	UndistributedIncomePriorYear
Qualifying Distributions	66585	QualifyingDistributions
Applied To Year1	66548	AppliedToYear1
Applied To Current Year	37	AppliedToCurrentYear
Undistributed Income CY	56430	UndistributedIncomeCY

Supplementary Information SupplementaryInformation

Appication Submission Info AppicationSubmissionInfo

Field	Value	IRS element (for citing)
Recipient Name	FRANK W BASTIAN	RecipientName

Recipient US Address RecipientUSAddress

Field	Value	IRS element (for citing)
Address Line1	111 EAST WISCONSIN	AddressLine1
Address Line2	SUITE 1800	AddressLine2
City	MILWAUKEE	City
State	WI	State
ZIP Code	53202	ZIPCode

Field	Value	IRS element (for citing)
Recipient Phone Number	4142763400	RecipientPhoneNumber
Form And Info And Materials	APPLICATION FORM & IRS DETERMINATION LETTER FOR SECTION 501(C)(3) STATUS	FormAndInfoAndMaterials
Submission Deadlines	SEPTEMBER 1 OF EACH YEAR	SubmissionDeadlines
Restrictions On Awards	EMPHASIS ON MILWAUKEE METROPOLITAN AREA	RestrictionsOnAwards

Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (9 entries)

Address Line1RecipientUSAddress/AddressLine1	CityRecipientUSAddress/City	StateRecipientUSAddress/State	ZIP CodeRecipientUSAddress/ZIPCode	Recipient Foundation StatusRecipientFoundationStatus	Purpose Of Grant Or ContributionPurposeOfGrantOrContribution	AmountAmount
ACACIA THEATRE COMPANY
3194 SOUTH SUPERIOR ST	MILWAUKEE	WI	53207	PUBLIC	GENERAL	$585
AMERICAN DIABETES ASSOCIATION
375 BISHOPS WAY 220	BROOKFIELD	WI	53005	PUBLIC	GENERAL	$1,000
WAUKESHA MEMORIAL HOSPITAL FDN
725 AMERICAN AVENUE	WAUKESHA	WI	53188	PUBLIC	GENERAL	$1,000
FRIENDS OF BOERNER BOTANICAL GARDEN
9400 BOERNER DRIVE SUITE	HALES CORNERS	WI	53130	PUBLIC	GENERAL	$10,000
HUNGER TASK FORCE INC
201 SOUTH HAWLEY COURT	MILWAUKEE	WI	53214	PUBLIC	GENERAL	$9,000
KATHY'S HOUSE INC
600 NORTH 103RD STREET	MILWAUKEE	WI	53226	PUBLIC	GENERAL	$5,000
PLANNED PARENTHOOD OF WISCONSIN IN
302 NORTH JACKSON STREET	MILWAUKEE	WI	53202	PUBLIC	GENERAL	$20,000
WISCONSIN HUMANE SOCIETY
4500 WEST WISCONSIN AVENU	MILWAUKEE	WI	53208	PUBLIC	GENERAL	$5,000
UW FOUNDATION(FBO UW VETERINARY
1848 UNIVERSITY AVENUE	MADISON	WI	53726	PUBLIC	GENERAL	$15,000

Field	Value	IRS element (for citing)
Tot Grant Or Contri Paid During Year	66585	TotGrantOrContriPaidDuringYear

Analysis Income Producing Acty AnalysisIncomeProducingActy

Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII

Field	Value	IRS element (for citing)
Exclusion Code	14	ExclusionCode
Exclusion	$34,583	ExclusionAmount

Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry

Field	Value	IRS element (for citing)
Exclusion Code	18	ExclusionCode
Exclusion	$83,445	ExclusionAmount
Related Or Exempt Function Income	15285	RelatedOrExemptFunctionIncome

Subtotals Part XVIA SubtotalsPartXVIA

Field	Value	IRS element (for citing)
Exclusion	$118,028	ExclusionAmount
Related Or Exempt Function Income	15285	RelatedOrExemptFunctionIncome

Field	Value	IRS element (for citing)
Total Part XVIA	133313	TotalPartXVIA

Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO

Field	Value	IRS element (for citing)
Trnsfr Of Cash To Noncharitable EO	false	TrnsfrOfCashToNoncharitableEO
Trnsfr Oth Assets Noncharitable EO	false	TrnsfrOthAssetsNoncharitableEO
Sales Or Exchanges Of Assets	false	SalesOrExchangesOfAssets
Purchase Assets Noncharitable EO	false	PurchaseAssetsNoncharitableEO
Rental Of Facilities Etc	false	RentalOfFacilitiesEtc
Reimbursement Arrangements	false	ReimbursementArrangements
Loans Or Loan Guarantees	false	LoansOrLoanGuarantees
Performance Of Services Etc	false	PerformanceOfServicesEtc
Sharing Of Facilities Etc	false	SharingOfFacilitiesEtc
Relationships Noncharitable E Os	false	RelationshipsNoncharitableEOs

Compensation Explanation CompensationExplanation

Compensation Compensation (2 entries)

FRANK W BASTIAN
JANET M HOEHNEN

Gain Loss Sale Other Assets Sch GainLossSaleOtherAssetsSch

Gain Loss Sale Other Asset GainLossSaleOtherAsset

Field	Value	IRS element (for citing)
Name	PRIOR YEAR BASIS ADJUSTMENT	Name
Date Acquired	2010-12	DateAcquired
How Acquired	PURCHASE	HowAcquired
Date Sold	2011-12	DateSold
Gross Sales Price	8163	GrossSalesPrice
Total Net	8163	TotalNet

Investments Corp Stock Schedule InvestmentsCorpStockSchedule

Investments Corp Stock InvestmentsCorpStock

Field	Value	IRS element (for citing)
Name Of Stock	INVESTED ASSETS	NameOfStock
EOY Book Value	1171273	EOYBookValue
EOYFMV	1296334	EOYFMV

Legal Fees Schedule LegalFeesSchedule

Legal Fees LegalFees

Field	Value	IRS element (for citing)
Category	LEGAL AND ADMINISTRATION	Category
Amount	$20,482	Amount

Other Professional Fees Schedule OtherProfessionalFeesSchedule

Other Professional Fees OtherProfessionalFees

Field	Value	IRS element (for citing)
Category	INVESTMENT MANAGEMENT	Category
Amount	$24,371	Amount
Net Investment Income	24371	NetInvestmentIncome

Taxes Schedule TaxesSchedule

Taxes Taxes

Field	Value	IRS element (for citing)
Category	FOREIGN TAXES PAID ON DIVIDENDS	Category
Amount	$766	Amount
Net Investment Income	766	NetInvestmentIncome