BAYLOR COLLEGE OF MEDICINE: Form 990, tax year 2010
View the entire original 990 at ProPublica ↗
- Organization
- BAYLOR COLLEGE OF MEDICINE (EIN 74-1613878)
- Tax period
- 2010-07-01 to 2011-06-30
- Filed
- 2012-05-15
- IRS object ID
- 201241379349300134
- Schema version
- 2010v3.4
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990
- Schedule A
- Schedule B
- Schedule C
- Schedule D
- Schedule E
- Schedule F
- Schedule G
- Schedule I
- Schedule J
- Schedule K
- Schedule K
- Schedule L
- Schedule M
- Schedule O
- Schedule R
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2012-05-15T13:41:08-05:00 | Timestamp |
| Tax Period End Date | 2011-06-30 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | DELOITTE TAX LLP | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1111 BAGBY STREET SUITE 4500 | AddressLine1 |
| City | HOUSTON | City |
| State | TX | State |
| ZIP Code | 770022591 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990 | ReturnType |
| Tax Period Begin Date | 2010-07-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 741613878 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | BAYLOR COLLEGE OF MEDICINE | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | BAYL | NameControl |
| Phone | 7137984375 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | ONE BAYLOR PLAZA NO T100 | AddressLine1 |
| City | HOUSTON | City |
| State | TX | State |
| ZIP Code | 770303498 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | KIMBERLY COTNER | Name |
| Title | CFO | Title |
| Phone | 7137984375 | Phone |
| Date Signed | 2012-05-14 | DateSigned |
| Authorize Third Party | 1 | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 7139822000 | Phone |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2010 | TaxYear |
| Build TS | 2016-02-24 21:20:13Z | BuildTS |
Form 990 IRS990
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Of Principal Officer Person | KIMBERLY C DAVID | NameOfPrincipalOfficerPerson |
| Gross Receipts | 1676310969 | GrossReceipts |
| Group Return For Affiliates | 0 | GroupReturnForAffiliates |
| Organization501c3 | X | Organization501c3 |
| Web Site | WWW.BCM.TMC.EDU | WebSite |
| Type Of Organization Corporation | X | TypeOfOrganizationCorporation |
| Year Formation | 1900 | YearFormation |
| State Legal Domicile | TX | StateLegalDomicile |
| Activity Or Mission Description | BAYLOR COLLEGE OF MEDICINE IS COMMITTED TO ADVANCING HUMAN HEALTH THROUGH THE INTEGRATION OF PATIENT CARE, RESEARCH, EDUCATION AND COMMUNITY SERVICE. | ActivityOrMissionDescription |
| Nbr Voting Members Governing Body | 48 | NbrVotingMembersGoverningBody |
| Nbr Independent Voting Members | 47 | NbrIndependentVotingMembers |
| Total Nbr Employees | 11127 | TotalNbrEmployees |
| Total Nbr Volunteers | 1950 | TotalNbrVolunteers |
| Total Gross UBI | 3711147 | TotalGrossUBI |
| Net Unrelated Business Txbl Income | 664861 | NetUnrelatedBusinessTxblIncome |
| Contributions Grants Prior Year | 803115812 | ContributionsGrantsPriorYear |
| Contributions Grants Current Year | 922114017 | ContributionsGrantsCurrentYear |
| Program Service Revenue Prior Year | 260916251 | ProgramServiceRevenuePriorYear |
| Program Service Revenue CY | 261132707 | ProgramServiceRevenueCY |
| Investment Income Prior Year | 67069457 | InvestmentIncomePriorYear |
| Investment Income Current Year | 23091475 | InvestmentIncomeCurrentYear |
| Other Revenue Prior Year | 23036854 | OtherRevenuePriorYear |
| Other Revenue Current Year | 23049951 | OtherRevenueCurrentYear |
| Total Revenue Prior Year | 1154138374 | TotalRevenuePriorYear |
| Total Revenue Current Year | 1229388150 | TotalRevenueCurrentYear |
| Grants And Similar Amnts Prior Year | 90201989 | GrantsAndSimilarAmntsPriorYear |
| Grants And Similar Amnts CY | 79433709 | GrantsAndSimilarAmntsCY |
| Benefits Paid To Members Prior Year | 0 | BenefitsPaidToMembersPriorYear |
| Benefits Paid To Members CY | 0 | BenefitsPaidToMembersCY |
| Salaries Etc Prior Year | 725476270 | SalariesEtcPriorYear |
| Salaries Etc Current Year | 732252723 | SalariesEtcCurrentYear |
| Total Prof Fundrsng Exp Prior Year | 0 | TotalProfFundrsngExpPriorYear |
| Total Prof Fundrsng Exp CY | 0 | TotalProfFundrsngExpCY |
| Total Fundrsng Exp Current Year | 4508250 | TotalFundrsngExpCurrentYear |
| Other Expense Prior Year | 422527597 | OtherExpensePriorYear |
| Other Expenses Current Year | 434767021 | OtherExpensesCurrentYear |
| Total Expenses Prior Year | 1238205856 | TotalExpensesPriorYear |
| Total Expenses Current Year | 1246453453 | TotalExpensesCurrentYear |
| Revenues Less Expenses Prior Year | -84067482 | RevenuesLessExpensesPriorYear |
| Revenues Less Expenses CY | -17065303 | RevenuesLessExpensesCY |
| Total Assets BOY | 2380599805 | TotalAssetsBOY |
| Total Assets EOY | 2186970862 | TotalAssetsEOY |
| Total Liabilities BOY | 1434201072 | TotalLiabilitiesBOY |
| Total Liabilities EOY | 1177000110 | TotalLiabilitiesEOY |
| Net Assets Or Fund Balances BOY | 946398733 | NetAssetsOrFundBalancesBOY |
| Net Assets Or Fund Balances EOY | 1009970752 | NetAssetsOrFundBalancesEOY |
| Info In Schedule O Part III | X | InfoInScheduleOPartIII |
| Mission Description | BAYOR COLLEGE OF MEDICINE IS COMMITTED TO ADVANCING HUMAN HEALTH THROUGH THE INTERGRATION OF PATIENT CARE, RESEARCH, EDUCATION AND COMMUNITY SERVICE. | MissionDescription |
| Significant New Program Services | 0 | SignificantNewProgramServices |
| Significant Change | 0 | SignificantChange |
| Expense | 559288621 | Expense |
| Grants | 54179217 | Grants |
| Revenue | 248316217 | Revenue |
| Description | SERVICE - BCM AFFIRMS OUR CONVENANT TO SERVE THE COMMUNITY. FOREMOST IS OUR COMMITMENT TO PATIENTS, BOTH IN OUR CLINICAL PRACTICE AND WITH AFFILIATED HOSPITALS. WE STRIVE TO IMPROVE PUBLIC HEALTH IN ALL OUR ENDEAVORS AND SERVE THE COMMUNITY IN ALL ASPECTS OF THIS PROCESS. BAYLOR STUDENTS AND RESIDENTS SPEND MUCH OF THEIR EDUCATION AND TRAINING IN THE COLLEGE'S SEVEN PRIMARY CARE AFFILIATED TEACHING HOSPITALS WHERE BAYLOR FACULTY ALSO PROVIDE PATIENT CARE. | Description |
Activity2 Activity2
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expense | 361004890 | Expense |
| Grants | 2345803 | Grants |
| Revenue | 0 | Revenue |
| Description | RESEARCH-BAYLOR RESEARCHERS AND PHYSICIANS ARE STUDYING A VARIETY OF MEDICAL TOPICS, INCLUDING CANCER CELL FUNCTION, FERTILITY,CHILD NUTRITION,INFLUENZA, HEART AND NEUROLOGICAL DISORDERS, AND OTHER BASIC AND CLINICAL RESEARCH. | Description |
Activity3 Activity3
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expense | 98631246 | Expense |
| Grants | 19788017 | Grants |
| Revenue | 12816490 | Revenue |
| Description | INSTRUCTION - BCM VALUES ACADEMIC PURSUITS AND WE COMMIT OUR EFFORTS TO THE SCHOLARLY PURSUIT OF KNOWLEDGE FOR OUR TRAINEES, OUR PATIENTS, AND OUR COMMUNITY. AS A MEDICAL SCHOOL, BAYLOR'S PRIMARY GOAL IS TO EDUCATE MEDICAL SCHOOL STUDENTS AND TRAIN MEDICAL SCHOOL GRADUATES. BAYLOR ALSO PLACES EMPHASIS ON THE EDUCATION OF MEDICAL RESEARCH AND ALLIED HEALTH PERSONNEL. | Description |
Activity Other ActivityOther
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expense | 28433750 | Expense |
| Grants | 521563 | Grants |
| Revenue | 1158932 | Revenue |
| Description | ACADEMIC SUPPORT-DEPARTMENTAL TEACHING AND RESEARCH SUPPORT FUNDS FROM VARIOUS DONORS AND SOURCES. RESEARCH AND INSTRUCTION EFFORTS ARE INCLUDED IN ACADEMIC SUPPORT. LIBRARY EXPENSES ARE ALSO INCLUDED IN THIS CATEGORY. | Description |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Other Program Service Exp | 28433750 | TotalOfOtherProgramServiceExp |
| Total Of Other Program Service Grnt | 521563 | TotalOfOtherProgramServiceGrnt |
| Total Of Other Program Service Rev | 1158932 | TotalOfOtherProgramServiceRev |
| Total Program Service Expense | 1047358507 | TotalProgramServiceExpense |
| Described In501 C3 | 1 | DescribedIn501C3 |
| Schedule B Required | 1 | ScheduleBRequired |
| Political Activities | 0 | PoliticalActivities |
| Lobbying Activities | 1 | LobbyingActivities |
| Donor Advised Funds | 0 | DonorAdvisedFunds |
| Conservation Easements | 0 | ConservationEasements |
| Collections Of Art | 0 | CollectionsOfArt |
| Credit Counseling | 0 | CreditCounseling |
| Term Or Permanent Endowments | 1 | TermOrPermanentEndowments |
| Report Land Bldg Equip | 1 | ReportLandBldgEquip |
| Report Invest Oth Securities | 1 | ReportInvestOthSecurities |
| Report Prog Rel Invest | 1 | ReportProgRelInvest |
| Report Other Assets | 1 | ReportOtherAssets |
| Report Other Liabilities | 1 | ReportOtherLiabilities |
| Report Fin48 Footnote | 1 | ReportFin48Footnote |
| Independent Audit Financial Stmt | 0 | IndependentAuditFinancialStmt |
| Consolidated Audit Financial Stmt | 1 | ConsolidatedAuditFinancialStmt |
| School | 1 | School |
| Foreign Office | 0 | ForeignOffice |
| Foreign Activities | 1 | ForeignActivities |
| More Than5000 K To Organizations | 1 | MoreThan5000KToOrganizations |
| More Than5000 K To Individuals | 0 | MoreThan5000KToIndividuals |
| Professional Fundraising | 0 | ProfessionalFundraising |
| Fundraising Activities | 1 | FundraisingActivities |
| Gaming | 0 | Gaming |
| Hospital | 0 | Hospital |
| Grants To Organizations | 0 | GrantsToOrganizations |
| Grants To Individuals | 1 | GrantsToIndividuals |
| Schedule J Required | 1 | ScheduleJRequired |
| Tax Exempt Bonds | 1 | TaxExemptBonds |
| Invest Tax Exempt Bonds | 1 | InvestTaxExemptBonds |
| Escrow Account | 0 | EscrowAccount |
| On Behalf Of Issuer | 1 | OnBehalfOfIssuer |
| Excess Benefit Transaction | 0 | ExcessBenefitTransaction |
| Prior Excess Benefit Transaction | 0 | PriorExcessBenefitTransaction |
| Loan To Officer Or DQP | 0 | LoanToOfficerOrDQP |
| Grant To Related Person | 0 | GrantToRelatedPerson |
| Bsnss Rltnshp With Organization | 0 | BsnssRltnshpWithOrganization |
| Bsnss Rltnshp Thru Family Member | 1 | BsnssRltnshpThruFamilyMember |
| Officer Entity With Bsnss Rltnshp | 0 | OfficerEntityWithBsnssRltnshp |
| Deductible Non Cash Contributions | 1 | DeductibleNonCashContributions |
| Deductible Contributions Of Art | 0 | DeductibleContributionsOfArt |
| Terminated | 0 | Terminated |
| Partial Liquidation | 0 | PartialLiquidation |
| Disregarded Entity | 0 | DisregardedEntity |
| Related Entity | 1 | RelatedEntity |
| Related Org Controlled Entity | 1 | RelatedOrgControlledEntity |
| Transaction Related Entity | 0 | TransactionRelatedEntity |
| Transfers To Exempt Non Chrtbl Org | 0 | TransfersToExemptNonChrtblOrg |
| Activities Conducted Partnership | 0 | ActivitiesConductedPartnership |
| Schedule O Required | 1 | ScheduleORequired |
| Info In Schedule O Part V | X | InfoInScheduleOPartV |
| Number Forms Transmitted With1096 | 1344 | NumberFormsTransmittedWith1096 |
| Number W2 G Included | 0 | NumberW2GIncluded |
| Compliance With Backup Witholding | 1 | ComplianceWithBackupWitholding |
| Number Of Employees | 11127 | NumberOfEmployees |
| Employment Tax Returns Filed | 1 | EmploymentTaxReturnsFiled |
| Unrelated Business Income | 1 | UnrelatedBusinessIncome |
| Form990-T Filed | 1 | Form990-TFiled |
| Foreign Financial Account | 1 | ForeignFinancialAccount |
| Name Of Foreign Country | UK | NameOfForeignCountry |
| Name Of Foreign Country | CJ | NameOfForeignCountry |
| Name Of Foreign Country | LU | NameOfForeignCountry |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTrans |
| Taxable Party Notification | 0 | TaxablePartyNotification |
| Non Deductible Contributions | 0 | NonDeductibleContributions |
| Quid Pro Quo Contributions | 1 | QuidProQuoContributions |
| Quid Pro Quo Disclosure | 1 | QuidProQuoDisclosure |
| Form8282 Property Disposed Of | 0 | Form8282PropertyDisposedOf |
| Funds To Pay Premiums | 0 | FundsToPayPremiums |
| Premiums Paid | 0 | PremiumsPaid |
| Indoor Tanning Services | 0 | IndoorTanningServices |
| Info In Schedule O Part VI | X | InfoInScheduleOPartVI |
| Nbr Voting Governing Body Members | 48 | NbrVotingGoverningBodyMembers |
| Number Independent Voting Members | 47 | NumberIndependentVotingMembers |
| Family Or Business Relationship | 1 | FamilyOrBusinessRelationship |
| Delegation Of Management Duties | 0 | DelegationOfManagementDuties |
| Changes To Organizing Docs | 1 | ChangesToOrganizingDocs |
| Material Diversion Or Misuse | 0 | MaterialDiversionOrMisuse |
| Members Or Stockholders | 0 | MembersOrStockholders |
| Election Of Board Members | 1 | ElectionOfBoardMembers |
| Decisions Subject To Approval | 1 | DecisionsSubjectToApproval |
| Minutes Of Governing Body | 1 | MinutesOfGoverningBody |
| Minutes Of Committees | 1 | MinutesOfCommittees |
| Officer Mailing Address | 0 | OfficerMailingAddress |
| Local Chapters | 0 | LocalChapters |
| Form990 Provided To Governing Body | 1 | Form990ProvidedToGoverningBody |
| Conflict Of Interest Policy | 1 | ConflictOfInterestPolicy |
| Annual Disclosure Covered Persons | 1 | AnnualDisclosureCoveredPersons |
| Regular Monitoring Enforcement | 1 | RegularMonitoringEnforcement |
| Whistleblower Policy | 1 | WhistleblowerPolicy |
| Document Retention Policy | 1 | DocumentRetentionPolicy |
| Compensation Process CEO | 1 | CompensationProcessCEO |
| Compensation Process Other | 1 | CompensationProcessOther |
| Investment In Joint Venture | 1 | InvestmentInJointVenture |
| Written Policy Or Procedure | 1 | WrittenPolicyOrProcedure |
| Upon Request | X | UponRequest |
The Books Are In Care Of TheBooksAreInCareOf
Name Business NameBusiness
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | KIMBERLY COTNER DAVID | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Telephone Number | 7137981543 | TelephoneNumber |
Address US AddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | ONE BAYLOR PLAZA 110C | AddressLine1 |
| City | HOUSTON | City |
| State | TX | State |
| ZIP Code | 77030 | ZIPCode |
Form990 Part VII Section A Form990PartVIISectionA (80 entries)
| TitleTitle | Average Hours Per WeekAverageHoursPerWeek | Individual Trustee Or DirectorIndividualTrusteeOrDirector | Reportable Comp From OrganizationReportableCompFromOrganization | Reportable Comp From Related OrgsReportableCompFromRelatedOrgs | Other CompensationOtherCompensation | OfficerOfficer | Key EmployeeKeyEmployee | Highest Compensated EmployeeHighestCompensatedEmployee | FormerFormer |
|---|---|---|---|---|---|---|---|---|---|
| BARBARA B ALLIBRITTON | |||||||||
| TRUSTEE | 2.50 | X | 0 | 0 | 0 | ||||
| ROBERT H ALLEN | |||||||||
| TRUSTEE | 2.50 | X | 0 | 0 | 0 | ||||
| JOHN H BAKER III | |||||||||
| TRUSTEE | 2.00 | X | 0 | 0 | 0 | ||||
| JOHN F BOOKOUT III | |||||||||
| TRUSTEE | 2.00 | X | 0 | 0 | 0 | ||||
| ROBERT T BROCKMAN | |||||||||
| TRUSTEE | 0.50 | X | 0 | 0 | 0 | ||||
| PASTOR K H CALDWELL | |||||||||
| TRUSTEE | 2.50 | X | 0 | 0 | 0 | ||||
| W FRED CAMERON | |||||||||
| TRUSTEE | 2.00 | X | 0 | 0 | 0 | ||||
| JAMES C FLORES | |||||||||
| TRUSTEE | 2.00 | X | 0 | 0 | 0 | ||||
| JAMES T HACKETT | |||||||||
| TRUSTEE | 2.50 | X | 0 | 0 | 0 | ||||
| PAUL W HOBBY | |||||||||
| TRUSTEE | 5.00 | X | 0 | 0 | 0 | ||||
| NED S HOLMES | |||||||||
| TRUSTEE | 1.00 | X | 0 | 0 | 0 | ||||
| JACK HUNT | |||||||||
| TRUSTEE | 2.00 | X | 0 | 0 | 0 | ||||
| JODIE LEE JILES | |||||||||
| TRUSTEE | 2.00 | X | 0 | 0 | 0 | ||||
| C BERDON LAWRENCE | |||||||||
| TRUSTEE | 2.00 | X | 0 | 0 | 0 | ||||
| JACK E LITTLE PHD | |||||||||
| TRUSTEE | 1.00 | X | 0 | 0 | 0 | ||||
| FRED R LUMMIS | |||||||||
| TRUSTEE | 5.00 | X | 0 | 0 | 0 | ||||
| DRAYTON MCLANE JR | |||||||||
| TRUSTEE | 2.00 | X | 0 | 0 | 0 | ||||
| ROBERT C MCNAIR | |||||||||
| TRUSTEE | 4.00 | X | 0 | 0 | 0 | ||||
| JOHN L NAU III | |||||||||
| TRUSTEE | 2.00 | X | 0 | 0 | 0 | ||||
| LYNDON L OLSON JR | |||||||||
| TRUSTEE | 2.00 | X | 0 | 0 | 0 | ||||
| R RANDALL ONSTEAD JR | |||||||||
| TRUSTEE | 1.00 | X | 0 | 0 | 0 | ||||
| HARRY REASONER | |||||||||
| TRUSTEE | 3.00 | X | 0 | 0 | 0 | ||||
| CORBIN J ROBERTSON JR | |||||||||
| TRUSTEE | 2.00 | X | 0 | 0 | 0 | ||||
| TRINIDAD MENDENHALL SOSA | |||||||||
| TRUSTEE | 1.00 | X | 0 | 0 | 0 | ||||
| JAMES Y CHAO | |||||||||
| TRUSTEE | 8.00 | X | 0 | 0 | 0 | ||||
| CAROLYN DINEEN KING | |||||||||
| TRUSTEE | 6.00 | X | 0 | 0 | 0 | ||||
| THOMAS R POWERS | |||||||||
| TRUSTEE | 5.00 | X | 0 | 0 | 0 | ||||
| PHILIP J BURGUIERES | |||||||||
| TRUSTEE | 12.00 | X | 0 | 0 | 0 | ||||
| DAVID C BALDWIN | |||||||||
| TRUSTEE | 3.00 | X | 0 | 0 | 0 | ||||
| ROBERT L BREWTON | |||||||||
| TRUSTEE | 5.00 | X | 0 | 0 | 0 | ||||
| SALLY ANDERSON CLARK | |||||||||
| TRUSTEE | 2.00 | X | 0 | 0 | 0 | ||||
| MILANE DUCAN-FRANTZ | |||||||||
| TRUSTEE | 3.00 | X | 0 | 0 | 0 | ||||
| GERALD W HADDOCK | |||||||||
| TRUSTEE | 6.50 | X | 0 | 0 | 0 | ||||
| WILLIAM K ROBBINS JR | |||||||||
| TRUSTEE | 2.50 | X | 0 | 0 | 0 | ||||
| GLENN R SMITH | |||||||||
| TRUSTEE | 1.00 | X | 0 | 0 | 0 | ||||
| JUDGE KENNETH W STARR | |||||||||
| TRUSTEE | 2.00 | X | 0 | 0 | 0 | ||||
| LARRY P HEARD | |||||||||
| TRUSTEE | 4.00 | X | 0 | 0 | 0 | ||||
| J HUGH ROFF JR | |||||||||
| TRUSTEE | 5.00 | X | 0 | 0 | 0 | ||||
| ALI A SABERIOON | |||||||||
| TRUSTEE | 2.00 | X | 0 | 0 | 0 | ||||
| MARC J SHAPIRO | |||||||||
| TRUSTEE | 20.00 | X | 0 | 0 | 0 | ||||
| LESTER H SMITH | |||||||||
| TRUSTEE | 2.00 | X | 0 | 0 | 0 | ||||
| H BEN TAUB | |||||||||
| TRUSTEE | 2.00 | X | 0 | 0 | 0 | ||||
| J ADAN TREVINO | |||||||||
| TRUSTEE | 0.50 | X | 0 | 0 | 0 | ||||
| LOUIS A WATERS | |||||||||
| TRUSTEE | 2.00 | X | 0 | 0 | 0 | ||||
| CHUCK WASTSON | |||||||||
| TRUSTEE | 4.00 | X | 0 | 0 | 0 | ||||
| MARVIN L WEST | |||||||||
| TRUSTEE | 2.00 | X | 0 | 0 | 0 | ||||
| CHARLES A WILLIAMS | |||||||||
| TRUSTEE | 2.00 | X | 0 | 0 | 0 | ||||
| WALLAVE S WATSON | |||||||||
| TRUSTEE | 1.00 | X | 0 | 0 | 0 | ||||
| BOBBY ALFORD | |||||||||
| CHANCELLOR | 50.00 | 679638 | 0 | 14361 | X | ||||
| WILLIAM BUTLER MD | |||||||||
| PRESIDENT | 50.00 | 594590 | 0 | 19746 | X | ||||
| CLAIRE BASSETT | |||||||||
| VICE PRESIDENT | 50.00 | 242009 | 0 | 19070 | X | ||||
| R CAILLOUET | |||||||||
| VICE PRESIDENT | 50.00 | 308417 | 0 | 19391 | X | ||||
| KIMBERLY DAVID | |||||||||
| CFO | 50.00 | 534041 | 0 | 19487 | X | ||||
| J JARRIEL | |||||||||
| VICE PRESIDENT | 50.00 | 333214 | 0 | 19413 | X | ||||
| LISA KENNEDY | |||||||||
| VICE PRESIDENT | 50.00 | 336301 | 0 | 19406 | X | ||||
| J D HOLCOMB | |||||||||
| VICE-PRESIDENT | 50.00 | 220258 | 0 | 18051 | X | ||||
| HIRAM GILBERT PHD | |||||||||
| DEAN | 50.00 | 246789 | 0 | 19349 | X | ||||
| W BRINKLEY | |||||||||
| VICE-PRESIDENT | 50.00 | 180978 | 0 | 15757 | X | ||||
| S GREENBERG | |||||||||
| VICE PRESIDENT | 50.00 | 520636 | 0 | 19583 | X | ||||
| SUSAN HAMILTON | |||||||||
| VICE PRESIDENT | 50.00 | 435828 | 0 | 19510 | X | ||||
| STEPHEN SPANN | |||||||||
| VICE PRESIDENT | 50.00 | 527165 | 0 | 19597 | X | ||||
| ROBERT F CORRIGAN JR | |||||||||
| VICE PRESIDENT | 50.00 | 0 | 0 | 0 | X | ||||
| KRISTI COOPER | |||||||||
| VICE PRESIDENT | 50.00 | 145265 | 0 | 13798 | X | ||||
| TOM KLEINWORTH | |||||||||
| VICE PRESIDENT | 50.00 | 273369 | 0 | 19354 | X | ||||
| ADAM KUSPA | |||||||||
| VICE PRESIDENT | 50.00 | 354099 | 0 | 19421 | X | ||||
| STEPHEN SIGWORTH | |||||||||
| VICE PRESIDENT | 50.00 | 95834 | 0 | 1664 | X | ||||
| PAUL KLOTMAN | |||||||||
| PRESIDENT & CEO | 50.00 | 546765 | 0 | 14275 | X | ||||
| N KATHURIA | |||||||||
| VICE PRESIDENT | 50.00 | 22158 | 0 | 1456 | X | ||||
| LORIE TABAK | |||||||||
| VICE PRESIDENT | 50.00 | 128878 | 0 | 4385 | X | ||||
| WILLIAM WALKER | |||||||||
| VICE PRESIDENT: INVESTMENT | 50.00 | 741506 | 0 | 19551 | X | ||||
| MARK KLINE | |||||||||
| CHAIR PEDIATRICS | 50.00 | 517124 | 0 | 19522 | X | ||||
| LARRY LIPSHULTZ | |||||||||
| ASSISTANT PROFESSOR | 50.00 | 875900 | 0 | 19930 | X | ||||
| THOMAS WHEELER | |||||||||
| ADJUNCT PROFESSOR | 50.00 | 870234 | 0 | 19858 | X | ||||
| JOSEPH COSELLI | |||||||||
| PROFESSOR | 50.00 | 1996120 | 0 | 21012 | X | ||||
| CHARLES FRASER | |||||||||
| PROFESSOR | 50.00 | 1555180 | 0 | 20579 | X | ||||
| WALTER LOWE MD | |||||||||
| ASSOC PROF | 60.00 | 0 | 0 | 0 | X | ||||
| F BRUNICARDI | |||||||||
| CHAIRMAN SURGERY | 50.00 | 1193999 | 0 | 20243 | X | ||||
| RALPH FEIGIN MD | |||||||||
| CHAIRMAN | 60.00 | 0 | 0 | 0 | X | ||||
| PETER TRABER | |||||||||
| PRESIDENT EMERITUS | 0.00 | 850000 | 0 | 0 | X | ||||
| DONNA SOLLENBERGER | |||||||||
| FORMER EXECUTIVE VICE PRES | 0.00 | 1172269 | 0 | 0 | X | ||||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Reportable Comp From Org | 16498564 | TotalReportableCompFromOrg |
| Total Reportable Comp Frm Rltd Orgs | 0 | TotalReportableCompFrmRltdOrgs |
| Total Other Compensation | 457769 | TotalOtherCompensation |
| Number Individuals GT100 K | 27 | NumberIndividualsGT100K |
| Formers Listed | 1 | FormersListed |
| Total Comp GT150 K | 1 | TotalCompGT150K |
| Compensation From Other Sources | 0 | CompensationFromOtherSources |
Contractor Compensation ContractorCompensation (5 entries)
| Address Line1AddressOfContractor/AddressUS/AddressLine1 | CityAddressOfContractor/AddressUS/City | StateAddressOfContractor/AddressUS/State | ZIP CodeAddressOfContractor/AddressUS/ZIPCode | Description Of ServicesDescriptionOfServices | CompensationCompensation |
|---|---|---|---|---|---|
| LINBECK GROUP LLC | |||||
| 3900 ESSEX LANE SUITE 1200 | HOUSTON | TX | 77027 | CONSTRUCTION | 13372121 |
| FTI CONSULTING INC | |||||
| 909 COMMERCE ROAD | ANNAPOLIS | MD | 21401 | CONSULTING | 6196735 |
| W S BELLOWS CONSTRUCTION CORP | |||||
| 1018 ST AGNES | HOUSTON | TX | 77030 | CONSTRUCTION | 2684351 |
| JOHN L WORTHAM & SON LLP | |||||
| 2727 ALLEN PARKWAY | HOUSTON | TX | 77019 | INSURANCE | 2038830 |
| MILLER CURTIS WEISBROD LLP | |||||
| 11551 FOREST CENTRAL DR | DALLAS | TX | 75243 | LEGAL SERVICES | 1630380 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Number Of Contractors GT100 K | 5 | NumberOfContractorsGT100K |
| Fundraising Events | 750436 | FundraisingEvents |
| Related Organizations | 233626 | RelatedOrganizations |
| Government Grants | 538073302 | GovernmentGrants |
| All Other Contributions | 383056653 | AllOtherContributions |
| Noncash Contributions | 17245171 | NoncashContributions |
| Total Contributions | 922114017 | TotalContributions |
Program Service Revenue ProgramServiceRevenue (3 entries)
| DescriptionDescription | Business CodeBusinessCode | Total Revenue ColumnTotalRevenueColumn | Related Or Exempt Function IncomeRelatedOrExemptFunctionIncome |
|---|---|---|---|
| EDUCATIONAL PROGRAMS | 621110 | 248316217 | 248316217 |
| TUITION AND FEES | 611600 | 12431666 | 12431666 |
| INTEREST: STUDENT LOAN | 525990 | 384824 | 384824 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Program Service Revenue | 261132707 | TotalProgramServiceRevenue |
Investment Income InvestmentIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 22276015 | TotalRevenueColumn |
| Exclusion | $22,276,015 | ExclusionAmount |
Income From Invest Bond Proceeds IncomeFromInvestBondProceeds
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 2833199 | TotalRevenueColumn |
| Exclusion | $2,833,199 | ExclusionAmount |
Royalties Revenue RoyaltiesRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 14923538 | TotalRevenueColumn |
| Exclusion | $14,923,538 | ExclusionAmount |
Gross Rents GrossRents
| Field | Value | IRS element (for citing) |
|---|---|---|
| Real | 42270 | Real |
Rental Income Or Loss RentalIncomeOrLoss
| Field | Value | IRS element (for citing) |
|---|---|---|
| Real | 42270 | Real |
Net Rental Income Or Loss NetRentalIncomeOrLoss
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 42270 | TotalRevenueColumn |
| Exclusion | $42,270 | ExclusionAmount |
Gross Amount Sales Assets GrossAmountSalesAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | 421898134 | Securities |
| Other | 22737631 | Other |
Less Cost Oth Basis Sales Expenses LessCostOthBasisSalesExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | 446653504 | Securities |
Gain Or Loss GainOrLoss
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | -24755370 | Securities |
| Other | 22737631 | Other |
Net Gain Or Loss Investments NetGainOrLossInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | -2017739 | TotalRevenueColumn |
| Unrelated Business Revenue | 2244843 | UnrelatedBusinessRevenue |
| Exclusion | -$4,262,582 | ExclusionAmount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Gross Income Fundraising Events | 95846 | GrossIncomeFundraisingEvents |
| Cntrbtns Rprtd Fundraising Events | 750436 | CntrbtnsRprtdFundraisingEvents |
| Fundraising Direct Expenses | 269048 | FundraisingDirectExpenses |
Net Income From Fundraising Events NetIncomeFromFundraisingEvents
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | -173202 | TotalRevenueColumn |
| Exclusion | -$173,202 | ExclusionAmount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Gross Sales Of Inventory | 17604 | GrossSalesOfInventory |
| Cost Of Goods Sold | 267 | CostOfGoodsSold |
Net Income Or Loss NetIncomeOrLoss
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 17337 | TotalRevenueColumn |
| Exclusion | $17,337 | ExclusionAmount |
Other Revenue Misc OtherRevenueMisc (3 entries)
| DescriptionDescription | Business CodeBusinessCode | Total Revenue ColumnTotalRevenueColumn | ExclusionExclusionAmount | Unrelated Business RevenueUnrelatedBusinessRevenue |
|---|---|---|---|---|
| PARKING FACILITIES FOR | 531190 | 3488839 | $3,488,839 | |
| RENTAL OF FACILITIES | 531120 | 1462724 | $1,462,724 | |
| OTHER INCOME | 900099 | 1192550 | $420,846 | 771704 |
Miscellaneous Revenue MiscellaneousRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 2095895 | TotalRevenueColumn |
| Related Or Exempt Function Income | 1158932 | RelatedOrExemptFunctionIncome |
| Unrelated Business Revenue | 694600 | UnrelatedBusinessRevenue |
| Exclusion | $242,363 | ExclusionAmount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Other Revenue | 8240008 | TotalOtherRevenue |
Total Revenue TotalRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 1229388150 | TotalRevenueColumn |
| Related Or Exempt Function Income | 262291639 | RelatedOrExemptFunctionIncome |
| Unrelated Business Revenue | 3711147 | UnrelatedBusinessRevenue |
| Exclusion | $41,271,347 | ExclusionAmount |
Grants To Domestic Orgs GrantsToDomesticOrgs
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 76834601 | Total |
| Program Services | 76834601 | ProgramServices |
Grants To Domestic Individuals GrantsToDomesticIndividuals
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 2599108 | Total |
| Program Services | 2599108 | ProgramServices |
Comp Current Officers Directors CompCurrentOfficersDirectors
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 11391565 | Total |
| Management And General | 10795832 | ManagementAndGeneral |
| Fundraising | 595733 | Fundraising |
Comp Disqual Persons CompDisqualPersons
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 168490 | Total |
| Management And General | 168490 | ManagementAndGeneral |
Other Salaries And Wages OtherSalariesAndWages
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 619627058 | Total |
| Program Services | 569147683 | ProgramServices |
| Management And General | 48137871 | ManagementAndGeneral |
| Fundraising | 2341504 | Fundraising |
Pension Plan Contributions PensionPlanContributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 20754192 | Total |
| Program Services | 20320049 | ProgramServices |
| Management And General | 314523 | ManagementAndGeneral |
| Fundraising | 119620 | Fundraising |
Other Employee Benefits OtherEmployeeBenefits
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 47283285 | Total |
| Program Services | 46294196 | ProgramServices |
| Management And General | 716564 | ManagementAndGeneral |
| Fundraising | 272525 | Fundraising |
Payroll Taxes PayrollTaxes
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 33028133 | Total |
| Program Services | 32337239 | ProgramServices |
| Management And General | 500531 | ManagementAndGeneral |
| Fundraising | 190363 | Fundraising |
Fees For Services Legal FeesForServicesLegal
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 5400277 | Total |
| Program Services | 274021 | ProgramServices |
| Management And General | 5126256 | ManagementAndGeneral |
Fees For Services Accounting FeesForServicesAccounting
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 1127340 | Total |
| Program Services | 696829 | ProgramServices |
| Management And General | 430511 | ManagementAndGeneral |
Fees For Services Invst Mgmnt Fees FeesForServicesInvstMgmntFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 4269208 | Total |
| Management And General | 4269208 | ManagementAndGeneral |
Fees For Services Other FeesForServicesOther
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 183976828 | Total |
| Program Services | 152081927 | ProgramServices |
| Management And General | 31640442 | ManagementAndGeneral |
| Fundraising | 254459 | Fundraising |
Advertising Advertising
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 36364 | Total |
| Program Services | 29964 | ProgramServices |
| Management And General | 6400 | ManagementAndGeneral |
Office Expenses OfficeExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 10564467 | Total |
| Program Services | 7616295 | ProgramServices |
| Management And General | 2787961 | ManagementAndGeneral |
| Fundraising | 160211 | Fundraising |
Information Technology InformationTechnology
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 7553540 | Total |
| Program Services | 5921058 | ProgramServices |
| Management And General | 1626095 | ManagementAndGeneral |
| Fundraising | 6387 | Fundraising |
Occupancy Occupancy
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 29070569 | Total |
| Program Services | 18387945 | ProgramServices |
| Management And General | 10682624 | ManagementAndGeneral |
Travel Travel
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 8237089 | Total |
| Program Services | 7865089 | ProgramServices |
| Management And General | 347412 | ManagementAndGeneral |
| Fundraising | 24588 | Fundraising |
Conferences Meetings ConferencesMeetings
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 2045052 | Total |
| Program Services | 1966508 | ProgramServices |
| Management And General | 78544 | ManagementAndGeneral |
Interest Interest
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 28126036 | Total |
| Program Services | 2738793 | ProgramServices |
| Management And General | 25387243 | ManagementAndGeneral |
Depreciation Depletion DepreciationDepletion
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 63633204 | Total |
| Program Services | 51603926 | ProgramServices |
| Management And General | 11716672 | ManagementAndGeneral |
| Fundraising | 312606 | Fundraising |
Insurance Insurance
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 30677993 | Total |
| Program Services | 2212411 | ProgramServices |
| Management And General | 28464593 | ManagementAndGeneral |
| Fundraising | 989 | Fundraising |
Other Expenses OtherExpenses (5 entries)
| DescriptionDescription | TotalTotal | Program ServicesProgramServices | Management And GeneralManagementAndGeneral | FundraisingFundraising |
|---|---|---|---|---|
| SUPPLIES, BAD DEBTS, DU | 36661283 | 30031973 | 6438724 | 190586 |
| RETIRE BONDS & FACILITI | 12675702 | 9922043 | 2750964 | 2695 |
| EMPLOYEE RECRUITING, ET | 4809866 | 4263363 | 535660 | 10843 |
| FEES | 4444414 | 4134819 | 284454 | 25141 |
| TRANSFER OF RESEARCH AS | 1457789 | 78667 | 1379122 |
Total Functional Expenses TotalFunctionalExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 1246453453 | Total |
| Program Services | 1047358507 | ProgramServices |
| Management And General | 194586696 | ManagementAndGeneral |
| Fundraising | 4508250 | Fundraising |
Cash Non Interest Bearing CashNonInterestBearing
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 6359134 | BOY |
| EOY | 29233231 | EOY |
Savings And Temp Cash Investments SavingsAndTempCashInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 469090243 | BOY |
| EOY | 131382783 | EOY |
Pledges And Grants Receivable PledgesAndGrantsReceivable
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 122647901 | BOY |
| EOY | 133824505 | EOY |
Accounts Receivable AccountsReceivable
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 264828632 | BOY |
| EOY | 357449435 | EOY |
Inventories For Sale Or Use InventoriesForSaleOrUse
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 2762791 | BOY |
| EOY | 2833469 | EOY |
Prepaid Expenses Deferred Charges PrepaidExpensesDeferredCharges
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 14757194 | BOY |
| EOY | 12551739 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Land Buildings Equipment Basis | 1179293222 | LandBuildingsEquipmentBasis |
| Land Bldg Equipment Accum Deprec | 553665558 | LandBldgEquipmentAccumDeprec |
Land Buildings Equipment Basis Net LandBuildingsEquipmentBasisNet
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 712802686 | BOY |
| EOY | 625627664 | EOY |
Investments Pub Traded Securities InvestmentsPubTradedSecurities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 499936576 | BOY |
| EOY | 571095322 | EOY |
Investments Other Securities InvestmentsOtherSecurities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 262125938 | BOY |
| EOY | 297738906 | EOY |
Investments Program Related InvestmentsProgramRelated
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 19464346 | BOY |
| EOY | 18802686 | EOY |
Other Assets Total OtherAssetsTotal
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 5824364 | BOY |
| EOY | 6431122 | EOY |
Total Assets TotalAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 2380599805 | BOY |
| EOY | 2186970862 | EOY |
Accounts Payable Accrued Expenses AccountsPayableAccruedExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 417754310 | BOY |
| EOY | 466667626 | EOY |
Grants Payable GrantsPayable
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 63519887 | BOY |
| EOY | 66462607 | EOY |
Deferred Revenue DeferredRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 5575009 | BOY |
| EOY | 6766694 | EOY |
Tax Exempt Bond Liabilities TaxExemptBondLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 888211217 | BOY |
| EOY | 578826448 | EOY |
Mort Notes Pybl Secured Invest Prop MortNotesPyblSecuredInvestProp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 55424396 | BOY |
| EOY | 55368265 | EOY |
Other Liabilities OtherLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 3716253 | BOY |
| EOY | 2908470 | EOY |
Total Liabilities TotalLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 1434201072 | BOY |
| EOY | 1177000110 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Follow SFAS117 | X | FollowSFAS117 |
Unrestricted Net Assets UnrestrictedNetAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 308929220 | BOY |
| EOY | 269164294 | EOY |
Temporarily Restricted Net Assets TemporarilyRestrictedNetAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 303079989 | BOY |
| EOY | 380952449 | EOY |
Permanently Restricted Net Assets PermanentlyRestrictedNetAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 334389524 | BOY |
| EOY | 359854009 | EOY |
Total Net Assets Fund Balances TotalNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 946398733 | BOY |
| EOY | 1009970752 | EOY |
Total Liab Net Assets Fund Balances TotalLiabNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 2380599805 | BOY |
| EOY | 2186970862 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Reconcilation Revenue Expenses | -17065303 | ReconcilationRevenueExpenses |
| Reconcilation Other Changes | 80637322 | ReconcilationOtherChanges |
| Method Of Accounting Accrual | X | MethodOfAccountingAccrual |
| Accountant Compile Or Review | 0 | AccountantCompileOrReview |
| FS Audited | 1 | FSAudited |
| Audit Committee | 1 | AuditCommittee |
| Financial Statement Consolidated | X | FinancialStatementConsolidated |
| Federal Grant Audit Required | 1 | FederalGrantAuditRequired |
| Federal Grant Audit Performed | 1 | FederalGrantAuditPerformed |
Schedule A IRS990ScheduleA
| Field | Value | IRS element (for citing) |
|---|---|---|
| School170b1 Aii | X | School170b1Aii |
Schedule B IRS990ScheduleB
Contributor Info ContributorInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor Number | RESTRICTED | ContributorNumber |
Contributor Name Business ContributorNameBusiness
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RESTRICTED | BusinessNameLine1 |
Contributor Address US ContributorAddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | RESTRICTED | AddressLine1 |
| Address Line2 | RESTRICTED | AddressLine2 |
| City | RESTRICTED | City |
| State | RESTRICTED | State |
| ZIP Code | RESTRICTED | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Aggregate Contributions | RESTRICTED | AggregateContributions |
Schedule C IRS990ScheduleC
| Field | Value | IRS element (for citing) |
|---|---|---|
| Political Expenditures | 0 | PoliticalExpenditures |
| Volunteer Hours | 0 | VolunteerHours |
| Amt Of4955 Tax | 0 | AmtOf4955Tax |
| Amt Of4955 Tax On Managers | 0 | AmtOf4955TaxOnManagers |
| Volunteers | 1 | Volunteers |
| Paid Staff Or Management | 1 | PaidStaffOrManagement |
| Media Advertisements | 0 | MediaAdvertisements |
| Mailings Members | 0 | MailingsMembers |
| Publications Or Broadcast | 0 | PublicationsOrBroadcast |
| Grants Other Organizations | 0 | GrantsOtherOrganizations |
| Direct Contact Legislators | 1 | DirectContactLegislators |
| Direct Contact Legislators | $792,991 | DirectContactLegislatorsAmount |
| Rallies Demonstrations | 0 | RalliesDemonstrations |
| Other Activities | 0 | OtherActivities |
| Total Lobbying Expenditures IIB | 792991 | TotalLobbyingExpendituresIIB |
| Not Described In501c3 | 0 | NotDescribedIn501c3 |
Form990 Schedule C Part IV Form990ScheduleCPartIV
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | EXPLANATION OF OTHER LOBBYING ACTIVITIES: | Identifier |
| Return Reference | PART II-B, LINE 1I: | ReturnReference |
| Explanation | INFREQUENTLY COLLEGE ALUMNI AND SOME BOARD MEMBERS ARE REQUESTED TO CONTACT THEIR STATE REPRESENTATIVE TO SUPPORT THE APPROPRIATE LEGISLATION TO SUPPORT THE COLLEGE. | Explanation |
Schedule D IRS990ScheduleD
Current Year CurrentYear
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Of Year Balance | 793303356 | BeginningOfYearBalance |
| Contributions | 32598886 | Contributions |
| Investment Earnings Or Losses | 169899819 | InvestmentEarningsOrLosses |
| Other Expenditures | 156022714 | OtherExpenditures |
| End Of Year Balance | 839779347 | EndOfYearBalance |
Current Year Minus1 Year CurrentYearMinus1Year
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Of Year Balance | 719348878 | BeginningOfYearBalance |
| Contributions | 14371052 | Contributions |
| Investment Earnings Or Losses | 113514429 | InvestmentEarningsOrLosses |
| Other Expenditures | 53931002 | OtherExpenditures |
| End Of Year Balance | 793303356 | EndOfYearBalance |
Current Year Minus2 Years CurrentYearMinus2Years
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Of Year Balance | 1092000749 | BeginningOfYearBalance |
| Contributions | 18050529 | Contributions |
| Investment Earnings Or Losses | -232873845 | InvestmentEarningsOrLosses |
| Other Expenditures | 157828555 | OtherExpenditures |
| End Of Year Balance | 719348878 | EndOfYearBalance |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Board Designated EOY Balance | 0.35460 | BoardDesignatedEOYBalance |
| Permanent Endowment EOY Balance | 0.64130 | PermanentEndowmentEOYBalance |
| Term Endowment EOY Balance | 0.00410 | TermEndowmentEOYBalance |
| Endowments Held By Unrelated Orgs | 1 | EndowmentsHeldByUnrelatedOrgs |
| Endowments Held By Related Orgs | 0 | EndowmentsHeldByRelatedOrgs |
Land Land
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Cost Or Other Basis | 2152455 | InvestmentCostOrOtherBasis |
| Other Cost Or Other Basis | 27582726 | OtherCostOrOtherBasis |
| Book Value | 29735181 | BookValue |
Buildings Buildings
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 689722254 | OtherCostOrOtherBasis |
| Depreciation | 248923140 | Depreciation |
| Book Value | 440799114 | BookValue |
Leasehold Improvements LeaseholdImprovements
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 109300684 | OtherCostOrOtherBasis |
| Depreciation | 61104042 | Depreciation |
| Book Value | 48196642 | BookValue |
Equipment Equipment
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 347668420 | OtherCostOrOtherBasis |
| Depreciation | 241573046 | Depreciation |
| Book Value | 106095374 | BookValue |
Other Land Buildings OtherLandBuildings
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 2866683 | OtherCostOrOtherBasis |
| Depreciation | 2065330 | Depreciation |
| Book Value | 801353 | BookValue |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Book Value Land Buildings | 625627664 | TotalOfBookValueLandBuildings |
Other Securities OtherSecurities (41 entries)
| DescriptionDescription | Book ValueBookValue | Method Of ValuationMethodOfValuation |
|---|---|---|
| HORSLEY BRIDGE VII LP | 23809086 | F |
| DLJ MERCHANT BANKING PARTNERS III, LP | 6543816 | F |
| HICKS,MUSE, TATE AND FURST V, L.P. | 1297897 | F |
| THOMAS H. LEE EQUITY FUND V, LP | 6160307 | F |
| GMO & CO, LLC | 48616253 | F |
| ABRY MEZZANINE PARTNERS, LP | 1632549 | F |
| BRIDGEPOINT CAPITAL, LTD. | 2200150 | F |
| TSG4, L.P. | 7218362 | F |
| CSFP GLOBAL OPPORTUNITIES FUND | 105861 | F |
| HORSLEY BRIDGE INTERNATIONAL III, LP | 22603460 | F |
| ARBY PARTNERS V L.P. | 4878646 | F |
| OCM OPPORTUNITIES FUND VI L.P. | 3679170 | F |
| HORSLEY BRIDGE INTERNATIONAL V, L.P. | 18111752 | F |
| ABRY SENIOR EQUITY II | 6376452 | F |
| TSG5, L.P. | 11565792 | F |
| HORSLEY BRIDGE INTERNATIONAL IV, LP | 16651921 | F |
| OCM OPPORTUNITIES FUND VII L.P. | 7713154 | F |
| HORSLEY BRIDGE INTERNATIONAL V, LP | 7374347 | F |
| ARBY PARTNERS VI L.P. | 9049937 | F |
| OCM OPPORTUNITIES FUND VIIB, L.P. | 10275214 | F |
| HORSLEY BRIDGE INTERNATIONAL V, LP | 2091809 | F |
| BCM TECHNOLOGIES, 1, L.P. | 1692597 | F |
| AUXERIS THERAPEUTICS, 946 SHARES | 1 | F |
| FAIRWAY MEDICAL TECH, INC | 1 | F |
| FHJ SCIENTIFIC | 1 | F |
| GENE EXCEL, INC. | 1 | F |
| INGENEX, INC. | 1 | F |
| KING RACH INVESTMENT | 8431763 | F |
| KING RACH INVESTMENT, L.P | 26006 | F |
| PROGRESSION THERAPEUTICS, INC. -100,000 | 1000 | F |
| SOUTHERN MEDICAL CNETER INSURANCE | 2114424 | F |
| BCM TECHNOLOGIES, INC | 10955751 | F |
| PRIVATE EQUITY FAIR VALUE ADJUSTMENT | 6132200 | F |
| BAYLOR MEDICAL FOUNDATION | 30160306 | F |
| USRC LP BELLAIRE & SCOTT | 29728 | F |
| HUDSON PARTNERSHIP, LTD | 100000 | F |
| FINGER 1% LIMITED PARTNERSHIP INTEREST | 138189 | F |
| RREEF AMERICA REAL ESTATE FUND, L.P. | 20000000 | F |
| GOLDMAN SACHS REAL ESTATE | 1000 | F |
| STEPSTONEMED, INC | 1 | F |
| SENNES DRUG INNOVATIONS, INC (AGIS) | 1 | F |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Book Value Securities | 297738906 | TotalOfBookValueSecurities |
Other Liabilities OtherLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | OTHER LIABILITIES - GIFT ANNUITIES | Description |
| Amount | $2,908,470 | Amount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Amounts | 2908470 | TotalOfAmounts |
Form990 Schedule D Part XIV Form990ScheduleDPartXIV
| Field | Value | IRS element (for citing) |
|---|---|---|
| Explanation | PART V, LINE 4 - INTENDED USE OF ENDOWMENT FUNDS: THE ENDOWMENT FUNDS ARE USED TO FUND MEDICAL RESEARCH AND MEDICAL EDUCATION, INCLUDING SCHOLARSHIPS AND STUDENT LOAN FUNDS. FIN 48 - UNCERTAINTY IN INCOME TAXES: IN THE CONSOLIDATED AUDITED FINANCIAL STATEMENTS FOR THE YEAR ENDED JUNE 30, 2011, THE FOOTNOTE TO THE FINANCIAL STATEMENTS ADDRESSING THE REPORTING REQUIREMENTS OF FIN 48 READS AS FOLLOWS: "ASC 740, INCOME TAXES, CREATES A SINGLE MODEL TO ADDRESS UNCERTAINTY IN TAX POSITIONS AND CLARIFIES THE ACCOUNTING FOR INCOME TAXES BY PRESCRIBING THE MINIMUM RECOGNITION THRESHOLD A TAX POSITION IS REQUIRED TO MEET BEFORE BEING RECOGNIZED IN THE FINANCIAL STATEMENTS. UNDER THE REQUIREMENTS OF ASC 740, TAX-EXEMPT ORGANIZATIONS COULD NOW BE REQUIRED TO RECORD AN OBLIGATION AS THE RESULT OF A TAX POSITION THEY HAVE HISTORICALLY TAKEN ON VARIOUS TAX EXPOSURE ITEMS. PRIOR TO ASC 740, TAX LIABILITIES WERE RECORDED AS INCURRED. THERE ARE NO MATERIAL UNRECORDED TAX LIABILITIES AS JUNE 30, 2011 AND 2010." | Explanation |
Schedule E IRS990ScheduleE
| Field | Value | IRS element (for citing) |
|---|---|---|
| Nondiscriminatory Policy Stmt | 1 | NondiscriminatoryPolicyStmt |
| Policy Statement In Brochures Etc | 1 | PolicyStatementInBrochuresEtc |
| Policy Publ Via Broadcast Media | 1 | PolicyPublViaBroadcastMedia |
| Maint Racial Composition Records | 1 | MaintRacialCompositionRecords |
| Maint Scholarships Records | 1 | MaintScholarshipsRecords |
| Maint Copies Of Brochures Etc | 1 | MaintCopiesOfBrochuresEtc |
| Maint Copies Of All Solicitations | 1 | MaintCopiesOfAllSolicitations |
| Discriminate Race Students Rights | 0 | DiscriminateRaceStudentsRights |
| Discriminate Race Admiss Policies | 0 | DiscriminateRaceAdmissPolicies |
| Discriminate Race Emplmn Faculty | 0 | DiscriminateRaceEmplmnFaculty |
| Discriminate Race Scholarships | 0 | DiscriminateRaceScholarships |
| Discriminate Race Educ Policies | 0 | DiscriminateRaceEducPolicies |
| Discriminate Race Use Of Fclts | 0 | DiscriminateRaceUseOfFclts |
| Discriminate Race Athletic Prog | 0 | DiscriminateRaceAthleticProg |
| Discriminate Race Other Acty | 0 | DiscriminateRaceOtherActy |
| Government Financial Aid Received | 1 | GovernmentFinancialAidReceived |
| Government Financial Aid Revoked | 0 | GovernmentFinancialAidRevoked |
| Compliance With Rev Proc7550 | 1 | ComplianceWithRevProc7550 |
Form990 Schedule E Part II Form990ScheduleEPartII (2 entries)
| IdentifierIdentifier | Return ReferenceReturnReference | ExplanationExplanation |
|---|---|---|
| EXPLANATION OF NONDISCRIMINATORY POLICY PUBLICATION | SCHEDULE E, PART I, LINE 3 | THE COLLEGE INCLUDES A STATEMENT OF ITS RACIALLY NONDISCRIMINATORY POLICY AS TO STUDENTS IN ALL ITS BROCHURES AND CATALOGS DEALING WITH ADMISSIONS, PROGRAMS, AND SCHOLARSHIPS. |
| EXPLANATION OF GOVERNMENT FINANCIAL ASSISTANCE | SCHEDULE E, PART I, LINE 6 | BAYLOR COLLEGE OF MEDICINE PARTICIPATES IN THE FEDERAL STUDENT LOAN PRORAMS, PERKINS PRIMARY CARE LOANS AND LOANS FOR DISADVANTAGED STUDENTS. THE U.S. GOVERNMENT PROVIDES THE MONEY THAT THE COLLEGE LOANS TO STUDENTS AT 5% INTEREST. THE PRINCIPAL AND INTEREST COLLECTED FROM THE STUDENTS ARE USED TO RELOAN TO OTHER STUDENTS. BAYLOR COLLEGE OF MEDICINE RECEIVES AID AND ASSISTANCE FROM GOVERNMENT AGENCIES, INCLUDING MEDICAL RESEARCH GRANTS FROM NIH, NSF, DOD, USDA, NASA, DOJ, TITLE IV FUNDING, PERKINS AND FEDERAL WORKSTUDY FROM THE DEPARTMENT OF EDUCATION. STATE AGENCIES INCLUDE THE TEXAS COORDINATING BOARD, THE DSHS (DEPT OF STATE HEALTH SERVICES) AND THE DEPARTMENT OF TRANSPORTATION. LOCAL AGENCIES INCLUDE THE HARRIS COUNTY HOSPITAL DISTRICT AND THE CITY OF HOUSTON. |
Schedule F IRS990ScheduleF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Grant Records Maintained | 1 | GrantRecordsMaintained |
Accts Actvs Out US Table AcctsActvsOutUSTable (3 entries)
| RegionRegion | Type Of Activities ConductedTypeOfActivitiesConducted | Specific Services ProvidedSpecificServicesProvided | Total ExpendituresTotalExpenditures |
|---|---|---|---|
| EUROPE | GRANTS TO RECIPENTS LOCATED IN REGION FOR HOSPITAL CONSTRUCTION. | GRANTS FOR PEDIATRIC AIDS PREVENTION AND CARE. | 560255 |
| SUB-SAHARAN AFRICA | GRANTS TO RECIPENTS LOCATED IN REGION FOR HOSPITAL CONSTRUCTION. | GRANTS FOR PEDIATRIC AIDS PREVENTION AND CARE. | 2038853 |
| UNITED KINGDOM | LIMITED PARTNERSHIP | INVESTMENT. | 2200150 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Subtotal Number Of Offices | 0 | SubtotalNumberOfOffices |
| Subtotal Number Of Employees | 0 | SubtotalNumberOfEmployees |
| Cont Number Of Offices | 0 | ContNumberOfOffices |
| Cont Number Of Employees | 0 | ContNumberOfEmployees |
| Total Number Of Offices | 0 | TotalNumberOfOffices |
| Total Number Of Employees | 0 | TotalNumberOfEmployees |
| Subtotal Amount Spent | 4799258 | SubtotalAmountSpent |
| Cont Amount Spent | 0 | ContAmountSpent |
| Total Amount Spent | 4799258 | TotalAmountSpent |
| No Recipient Over5 K | X | NoRecipientOver5K |
Grants To Orgs Outside US GrantsToOrgsOutsideUS (2 entries)
| RegionRegion | Purpose Of GrantPurposeOfGrant | Amount Of Cash GrantAmountOfCashGrant | Manner Of Cash DisbursementMannerOfCashDisbursement |
|---|---|---|---|
| EUROPE | PROVIDE PEDIATRIC AIDS PREVENTION AND CARE | 560255 | WIRE TRANSFER TO LOCAL BANK ACCOUNT OF THE ORGANIZATION. |
| SUB-SAHARAN AFRICA | PROVIDE PEDIATRIC AIDS PREVENTION AND CARE | 2038853 | WIRE TRANSFER TO LOCAL BANK ACCOUNT OF THE ORGANIZATION. |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Number Of501c3 Orgs | 0 | TotalNumberOf501c3Orgs |
| Total Number Of Other Orgs | 6 | TotalNumberOfOtherOrgs |
| Transfer To Foreign Corp | 1 | TransferToForeignCorp |
| Interest In Foreign Trust | 0 | InterestInForeignTrust |
| Own Foreign Corp | 1 | OwnForeignCorp |
| Passive Foreign Invest Co | 0 | PassiveForeignInvestCo |
| Foreign Partnership | 1 | ForeignPartnership |
| Boycott Countries | 0 | BoycottCountries |
Form990 Schedule F Part V Form990ScheduleFPartV
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | OTHER INFORMATION | Identifier |
| Return Reference | SCHEDULE F, PART V | ReturnReference |
| Explanation | PART I, LINE 2 - GRANTMAKERS EXPLANATION FOR GRANTS OUTSIDE U.S. THE MAJORITY OF THE PEOPLE ON THE BOARDS OF THE ORGANIZATION ARE EMPLOYEES OF BAYLOR COLLEGE OF MEDICINE AND/OR EMPLOYEES OF A RELATED ORGANIZATION, BAYLOR INTERNATIONAL PEDIATRIC AIDS INITIATIVE. THESE BOARD MEMBERS ARE THEREFORE ABLE TO CONTROL THE BOARD AND MONITOR THE ACTIVITIES OF THE VARIOUS NON-GOVERNMENTAL ORGANIZATIONS THROUGH BOARD OVERSIGHT. | Explanation |
Schedule G IRS990ScheduleG
| Field | Value | IRS element (for citing) |
|---|---|---|
| Agreement Ref Fundraising | 0 | AgreementRefFundraising |
Events Information EventsInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Of Event1 | PINK RIBBON HOUSTON | NameOfEvent1 |
| Gross Receipts Event1 | 516413 | GrossReceiptsEvent1 |
| Charitable Contributions Event1 | 459843 | CharitableContributionsEvent1 |
| Gross Revenue Event1 | 56570 | GrossRevenueEvent1 |
| Food And Beverage Event1 | 52434 | FoodAndBeverageEvent1 |
| Entertainment Event1 | 15166 | EntertainmentEvent1 |
| Other Direct Expenses Event1 | 100912 | OtherDirectExpensesEvent1 |
| Name Of Event2 | PARTNERSHIP | NameOfEvent2 |
| Gross Receipts Event2 | 270176 | GrossReceiptsEvent2 |
| Charitable Contributions Event2 | 250967 | CharitableContributionsEvent2 |
| Gross Revenue Event2 | 19209 | GrossRevenueEvent2 |
| Food And Beverage Event2 | 53438 | FoodAndBeverageEvent2 |
| Other Direct Expenses Event2 | 15706 | OtherDirectExpensesEvent2 |
| Total Number Of Other Events | 2 | TotalNumberOfOtherEvents |
| Gross Receipts Other Events | 59693 | GrossReceiptsOtherEvents |
| Charitable Contrib Other Events | 39626 | CharitableContribOtherEvents |
| Gross Revenue Other Events | 20067 | GrossRevenueOtherEvents |
| Food And Beverage Other Events | 13000 | FoodAndBeverageOtherEvents |
| Entertainment Other Events | 128 | EntertainmentOtherEvents |
| Other Direct Expenses Other Events | 18264 | OtherDirectExpensesOtherEvents |
| Gross Receipts Total | 846282 | GrossReceiptsTotal |
| Charitable Contributions Total | 750436 | CharitableContributionsTotal |
| Gross Revenue Total Events | 95846 | GrossRevenueTotalEvents |
| Food And Beverage Total Events | 118872 | FoodAndBeverageTotalEvents |
| Entertainment Total Events | 15294 | EntertainmentTotalEvents |
| Other Direct Expenses Total Events | 134882 | OtherDirectExpensesTotalEvents |
| Direct Expense Summary Events | 269048 | DirectExpenseSummaryEvents |
| Net Income Summary | -173202 | NetIncomeSummary |
Form990 Schedule G Part IV Form990ScheduleGPartIV
| Field | Value | IRS element (for citing) |
|---|---|---|
| Explanation | Z | Explanation |
Schedule I IRS990ScheduleI
| Field | Value | IRS element (for citing) |
|---|---|---|
| Records Maintained | 0 | RecordsMaintained |
Form990 Schedule I Part III Form990ScheduleIPartIII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Type Of Grant | SCHOLARSHIPS AND FELLOWSHIPS FOR STUDENTS | TypeOfGrant |
| Number Of Recipients | 2904 | NumberOfRecipients |
| Amount Of Cash Grant | 89241032 | AmountOfCashGrant |
| Method Of Valuation | N/A | MethodOfValuation |
| Description Of Non Cash Assistance | N/A | DescriptionOfNonCashAssistance |
Form990 Schedule I Part IV Form990ScheduleIPartIV
| Field | Value | IRS element (for citing) |
|---|---|---|
| Explanation | PART I, LINE 2 - PROCEDURES FOR MONITORING USE OF GRANT FUNDS IN U.S GRANTS AND OTHER ASSISTANCE TO INDIVIDUALS ARE PROVIDED IN THE FORM OF STIPENDS TO RESIDENTS, POST DOCS, AND GRADUATE STUDENTS. THE STIPENDS ARE SUBJECT TO ALL OF THE PAYROLL SYSTEM CONTROLS, TIME SHEETS, TIME AND EFFORT REPORTING AND OTHER PAYROLL CONTROLS. THE REMAINING GRANTS USE TUITION SCHOLARSHIPS WHICH ARE APPLIED DIRECTLY TO TUITION AND FEES WITHIN THE ACCOUNTING SYSTEMS TO WHICH THE STUDENT HAS NO ACCESS. | Explanation |
Schedule J IRS990ScheduleJ
| Field | Value | IRS element (for citing) |
|---|---|---|
| Idemnification Gross Up Payments | X | IdemnificationGrossUpPayments |
| Written Policy Re T And E Expenses | 1 | WrittenPolicyReTAndEExpenses |
| Substantiation Required | 1 | SubstantiationRequired |
| Compensation Committee | X | CompensationCommittee |
| Independent Consultant | X | IndependentConsultant |
| Written Employment Contract | X | WrittenEmploymentContract |
| Compensation Survey | X | CompensationSurvey |
| Board Or Committee Approval | X | BoardOrCommitteeApproval |
| Severance Payment | 1 | SeverancePayment |
| Supplemental Nonqual Retire Plan | 0 | SupplementalNonqualRetirePlan |
| Equity Based Comp Arrangement | 0 | EquityBasedCompArrangement |
| Comp Based On Revenue Of Filing Org | 0 | CompBasedOnRevenueOfFilingOrg |
| Comp Based On Revenue Related Orgs | 0 | CompBasedOnRevenueRelatedOrgs |
| Comp Based Net Earnings Filing Org | 0 | CompBasedNetEarningsFilingOrg |
| Comp Based Net Earnings Relate Orgs | 0 | CompBasedNetEarningsRelateOrgs |
| Any Non Fixed Payments | 0 | AnyNonFixedPayments |
| Initial Contract Exception | 0 | InitialContractException |
Form990 Schedule J Part II Form990ScheduleJPartII (26 entries)
| Base Compensation Filing OrgBaseCompensationFilingOrg | Comp Based On Related OrgsCompBasedOnRelatedOrgs | Bonus Filing OrgBonusFilingOrg | Bonus Related OrgsBonusRelatedOrgs | Other Compensation Filing OrgOtherCompensationFilingOrg | Other Compensation Related OrgsOtherCompensationRelatedOrgs | Deferred Comp Filing OrgDeferredCompFilingOrg | Deferred Comp Related OrgsDeferredCompRelatedOrgs | Nontaxable Benefits Filing OrgNontaxableBenefitsFilingOrg | Nontaxable Benefits Related OrgsNontaxableBenefitsRelatedOrgs | Total Compensation Filing OrgTotalCompensationFilingOrg | Total Compensation Related OrgsTotalCompensationRelatedOrgs | Comp Report Prior990 Filing OrgCompReportPrior990FilingOrg | Comp Report Prior990 Related OrgsCompReportPrior990RelatedOrgs |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| BOBBY ALFORD | |||||||||||||
| 170184 | 0 | 452714 | 0 | 56740 | 0 | 9394 | 0 | 4967 | 0 | 693999 | 0 | 0 | 0 |
| WILLIAM BUTLER MD | |||||||||||||
| 577162 | 0 | 0 | 0 | 17428 | 0 | 13409 | 0 | 6337 | 0 | 614336 | 0 | 0 | 0 |
| CLAIRE BASSETT | |||||||||||||
| 234267 | 0 | 0 | 0 | 7742 | 0 | 12733 | 0 | 6337 | 0 | 261079 | 0 | 0 | 0 |
| R CAILLOUET | |||||||||||||
| 306095 | 0 | 0 | 0 | 2322 | 0 | 13054 | 0 | 6337 | 0 | 327808 | 0 | 0 | 0 |
| KIMBERLY DAVID | |||||||||||||
| 408501 | 0 | 125000 | 0 | 540 | 0 | 13146 | 0 | 6341 | 0 | 553528 | 0 | 0 | 0 |
| J JARRIEL | |||||||||||||
| 330892 | 0 | 0 | 0 | 2322 | 0 | 13076 | 0 | 6337 | 0 | 352627 | 0 | 0 | 0 |
| LISA KENNEDY | |||||||||||||
| 327859 | 0 | 0 | 0 | 8442 | 0 | 13069 | 0 | 6337 | 0 | 355707 | 0 | 0 | 0 |
| J D HOLCOMB | |||||||||||||
| 208867 | 0 | 0 | 0 | 11391 | 0 | 11714 | 0 | 6337 | 0 | 238309 | 0 | 0 | 0 |
| HIRAM GILBERT PHD | |||||||||||||
| 243225 | 0 | 0 | 0 | 3564 | 0 | 13012 | 0 | 6337 | 0 | 266138 | 0 | 0 | 0 |
| W BRINKLEY | |||||||||||||
| 169452 | 0 | 0 | 0 | 11526 | 0 | 9420 | 0 | 6337 | 0 | 196735 | 0 | 0 | 0 |
| S GREENBERG | |||||||||||||
| 508074 | 0 | 1171 | 0 | 11391 | 0 | 13246 | 0 | 6337 | 0 | 540219 | 0 | 0 | 0 |
| SUSAN HAMILTON | |||||||||||||
| 432264 | 0 | 0 | 0 | 3564 | 0 | 13173 | 0 | 6337 | 0 | 455338 | 0 | 0 | 0 |
| STEPHEN SPANN | |||||||||||||
| 524843 | 0 | 0 | 0 | 2322 | 0 | 13260 | 0 | 6337 | 0 | 546762 | 0 | 0 | 0 |
| KRISTI COOPER | |||||||||||||
| 143844 | 0 | 1000 | 0 | 421 | 0 | 7461 | 0 | 6337 | 0 | 159063 | 0 | 0 | 0 |
| TOM KLEINWORTH | |||||||||||||
| 271047 | 0 | 0 | 0 | 2322 | 0 | 13017 | 0 | 6337 | 0 | 292723 | 0 | 0 | 0 |
| ADAM KUSPA | |||||||||||||
| 346357 | 0 | 0 | 0 | 7742 | 0 | 13084 | 0 | 6337 | 0 | 373520 | 0 | 0 | 0 |
| PAUL KLOTMAN | |||||||||||||
| 268761 | 0 | 255000 | 0 | 23004 | 0 | 12385 | 0 | 1890 | 0 | 561040 | 0 | 0 | 0 |
| WILLIAM WALKER | |||||||||||||
| 475184 | 0 | 264000 | 0 | 2322 | 0 | 13214 | 0 | 6337 | 0 | 761057 | 0 | 0 | 0 |
| MARK KLINE | |||||||||||||
| 515882 | 0 | 0 | 0 | 1242 | 0 | 13185 | 0 | 6337 | 0 | 536646 | 0 | 0 | 0 |
| LARRY LIPSHULTZ | |||||||||||||
| 871709 | 0 | 0 | 0 | 4191 | 0 | 13593 | 0 | 6337 | 0 | 895830 | 0 | 0 | 0 |
| THOMAS WHEELER | |||||||||||||
| 794863 | 0 | 66549 | 0 | 8822 | 0 | 13521 | 0 | 6337 | 0 | 890092 | 0 | 0 | 0 |
| JOSEPH COSELLI | |||||||||||||
| 1991698 | 0 | 0 | 0 | 4422 | 0 | 14675 | 0 | 6337 | 0 | 2017132 | 0 | 0 | 0 |
| CHARLES FRASER | |||||||||||||
| 1540938 | 0 | 0 | 0 | 14242 | 0 | 14242 | 0 | 6337 | 0 | 1575759 | 0 | 0 | 0 |
| F BRUNICARDI | |||||||||||||
| 1191677 | 0 | 0 | 0 | 2322 | 0 | 13906 | 0 | 6337 | 0 | 1214242 | 0 | 0 | 0 |
| PETER TRABER | |||||||||||||
| 0 | 0 | 0 | 0 | 850000 | 0 | 0 | 0 | 0 | 0 | 850000 | 0 | 0 | 0 |
| DONNA SOLLENBERGER | |||||||||||||
| 0 | 0 | 0 | 0 | 1172269 | 0 | 0 | 0 | 0 | 0 | 1172269 | 0 | 0 | 0 |
Form990 Schedule J Part III Form990ScheduleJPartIII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Reference | PART I, LINE 1A | ReturnReference |
| Explanation | RELEVANT INFORMATION REGARDING COMPENSATION BENEFITS: BAYLOR COLLEGE OF MEDICINE OFFERS A FACULTY CHILDREN'S SCHOLARSHIP PROGRAM FOR DEPENDENT CHILDREN OF ELIGIBLE FACULTY AND DESIGNATED STAFF EMPLOYEES. THE COLLEGE PAYS UP TO A MAXIMUM OF $4,500 ANNUALLY PER CHILD. A CHILD CAN RECEIVE A MAXIMUM OF FOUR (4) ANNUAL SCHOLARSHIP AWARDS. THE TOTAL ANNUAL BENEFIT AMOUNT IS $6,500 AND THE ENTIRE AMOUNT OF THIS BENEFIT IS TAXABLE TO THE EMPLOYEE. THE TOTAL REPRESENTS THE $4,500 PAYMENT TO THE CHILD'S COLLEGE AND AN ADDITIONAL $2,000 TO OFFSET THE FEDERAL INCOME TAXES. THIS ASSUMES THE ENTIRE $6,500 IS THE PAYMENT. IF THE BENEFIT IS REDUCED, THE INCOME TAX OFFSET IS REDUCED AS WELL. IN OTHER WORDS, $6,500 IS ADDED TO THE EMPLOYEE'S TAXABLE INCOME; THEREFORE, THE BENEFIT MAY AFFECT THE EMPLOYEE'S TAX BRACKET. | Explanation |
Schedule K IRS990ScheduleK
Form990 Schedule K Part I Form990ScheduleKPartI (4 entries)
| Issuer EINIssuerEIN | CUSIP NumberCUSIPNumber | Date IssuedDateIssued | Issue PriceIssuePrice | Description Of PurposeDescriptionOfPurpose | DefeasedDefeased | On Behalf Of IssuerOnBehalfOfIssuer | Pool FinancingPoolFinancing |
|---|---|---|---|---|---|---|---|
| HARRIS COUNTY CULTURAL EDUC FACILITY CORP | |||||||
| 760337885 | 414008AA0 | 2008-08-27 | 251893440 | REFUND PRIOR ISSUE | 0 | 1 | 0 |
| HARRIS COUNTY HEALTH FACILITY DEV CORP | |||||||
| 561284201 | 41415MAJ3 | 1999-03-01 | 50000000 | REFUND PRIOR ISSUE | 0 | 1 | 0 |
| HARRIS COUNTY HEALTH FACILITY DEV CORP | |||||||
| 561284201 | 414152RNO | 2007-11-15 | 400000000 | BUILD A HOSPITAL | 0 | 1 | 0 |
| HARRIS COUNTY HEALTH FAC DEVELOPMENT COR | |||||||
| 561284201 | 414152RQ3 | 2007-11-15 | 200000000 | BUILD A HOSPITAL | 0 | 1 | 0 |
Form990 Schedule K Part II Form990ScheduleKPartII (4 entries)
| Amount RetiredAmountRetired | Total ProceedsTotalProceeds | Amount In Reserve FundAmountInReserveFund | Issuance Costs From ProceedsIssuanceCostsFromProceeds | Credit EnhancementCreditEnhancement | Other Spent ProceedsOtherSpentProceeds | Current RefundingCurrentRefunding | Advance RefundingAdvanceRefunding | Final Allocation MadeFinalAllocationMade | Adequate Books And Recds MaintaindAdequateBooksAndRecdsMaintaind | Capital ExpendituresCapitalExpenditures |
|---|---|---|---|---|---|---|---|---|---|---|
| 16210000 | 251893440 | 17976988 | 2955947 | 27500 | 230933050 | 1 | 0 | 1 | 1 | |
| 10895000 | 49396743 | 432940 | 305460 | 48658343 | 1 | 0 | 1 | 1 | ||
| 297610000 | 400000000 | 305460 | 11318849 | 0 | 0 | 1 | 1 | 386283818 | ||
| 100655000 | 200000000 | 998667 | 0 | 0 | 1 | 1 | 199001333 |
Form990 Schedule K Part III Form990ScheduleKPartIII (4 entries)
| Owning Bond Financed PropertyOwningBondFinancedProperty | Any Lease ArrangementsAnyLeaseArrangements | Mngment Cntrct Bond Financd PrprtyMngmentCntrctBondFinancdPrprty | Any Research AgreementsAnyResearchAgreements | Post Issuance Compliance ProcdrsPostIssuanceComplianceProcdrs |
|---|---|---|---|---|
| 0 | 0 | 0 | 0 | 1 |
| 0 | 0 | 0 | 0 | 1 |
| 0 | 0 | 0 | 0 | 1 |
| 0 | 0 | 0 | 0 | 1 |
Form990 Schedule K Part IV Form990ScheduleKPartIV (4 entries)
| Form8038 T FiledForm8038TFiled | Variable Rate IssueVariableRateIssue | Hedge Identified In Books And RecdsHedgeIdentifiedInBooksAndRecds | Gross Proceeds Invested In GICGrossProceedsInvestedInGIC | Gross Proceeds InvestedGrossProceedsInvested | Exception To RebateExceptionToRebate | Term Of HedgeTermOfHedge | Superintegrated HedgeSuperintegratedHedge | Hedge TerminatedHedgeTerminated | Term Of GICTermOfGIC | Regulatory Safe Harbor SatisfiedRegulatorySafeHarborSatisfied | Business Name Line2NameOfGICProvider/BusinessNameLine2 |
|---|---|---|---|---|---|---|---|---|---|---|---|
| (no name) | |||||||||||
| 1 | 0 | 0 | 0 | 0 | 0 | ||||||
| (no name) | |||||||||||
| 1 | 0 | 0 | 0 | 0 | 0 | ||||||
| CITIBANK | |||||||||||
| 1 | 1 | 1 | 1 | 1 | 0 | 40.000000000000 | 0 | 0 | 3.000000000000 | 1 | |
| ROYAL BANK OF | |||||||||||
| 1 | 1 | 0 | 1 | 0 | 0 | 1 | 3.000000000000 | 1 | CANADA | ||
Schedule K IRS990ScheduleK
Form990 Schedule K Part I Form990ScheduleKPartI (3 entries)
| Issuer EINIssuerEIN | CUSIP NumberCUSIPNumber | Date IssuedDateIssued | Issue PriceIssuePrice | Description Of PurposeDescriptionOfPurpose | DefeasedDefeased | On Behalf Of IssuerOnBehalfOfIssuer | Pool FinancingPoolFinancing |
|---|---|---|---|---|---|---|---|
| HARRIS COUNTY HEALTH FAC DEVELOPMENT COR | |||||||
| 561284201 | 414152SA7 | 2008-06-18 | 85000000 | REFUND PRIOR ISSUE | 0 | 1 | 0 |
| HARRIS COUNTY HEALTH FAC DEVELOPMENT COR | |||||||
| 561284201 | 414152SB5 | 2008-06-18 | 34550000 | REFUND PRIOR ISSUE | 0 | 1 | 0 |
| HARRIS COUNTY HEALTH FAC DEVELOPMENT COR | |||||||
| 561284201 | 414152SC3 | 2008-06-18 | 38180000 | REFUND PRIOR ISSUE | 0 | 1 | 0 |
Form990 Schedule K Part II Form990ScheduleKPartII (3 entries)
| Amount RetiredAmountRetired | Total ProceedsTotalProceeds | Issuance Costs From ProceedsIssuanceCostsFromProceeds | Credit EnhancementCreditEnhancement | Other Spent ProceedsOtherSpentProceeds | Current RefundingCurrentRefunding | Advance RefundingAdvanceRefunding | Final Allocation MadeFinalAllocationMade | Adequate Books And Recds MaintaindAdequateBooksAndRecdsMaintaind |
|---|---|---|---|---|---|---|---|---|
| 21700000 | 85000000 | 1119562 | 354638 | 83525800 | 1 | 0 | 1 | 1 |
| 17150000 | 34550000 | 456118 | 144482 | 33949400 | 1 | 0 | 1 | 1 |
| 18980000 | 38180000 | 497583 | 157617 | 37524800 | 1 | 0 | 1 | 1 |
Form990 Schedule K Part III Form990ScheduleKPartIII (3 entries)
| Owning Bond Financed PropertyOwningBondFinancedProperty | Any Lease ArrangementsAnyLeaseArrangements | Mngment Cntrct Bond Financd PrprtyMngmentCntrctBondFinancdPrprty | Any Research AgreementsAnyResearchAgreements | Post Issuance Compliance ProcdrsPostIssuanceComplianceProcdrs |
|---|---|---|---|---|
| 0 | 0 | 0 | 0 | 1 |
| 0 | 0 | 0 | 0 | 1 |
| 0 | 0 | 0 | 0 | 1 |
Form990 Schedule K Part IV Form990ScheduleKPartIV (3 entries)
| Form8038 T FiledForm8038TFiled | Variable Rate IssueVariableRateIssue | Hedge Identified In Books And RecdsHedgeIdentifiedInBooksAndRecds | Term Of HedgeTermOfHedge | Superintegrated HedgeSuperintegratedHedge | Hedge TerminatedHedgeTerminated | Gross Proceeds Invested In GICGrossProceedsInvestedInGIC | Business Name Line1NameOfGICProvider/BusinessNameLine1 | Term Of GICTermOfGIC | Regulatory Safe Harbor SatisfiedRegulatorySafeHarborSatisfied | Gross Proceeds InvestedGrossProceedsInvested | Exception To RebateExceptionToRebate |
|---|---|---|---|---|---|---|---|---|---|---|---|
| CITIBANK | |||||||||||
| 1 | 1 | 1 | 40.000000000000 | 0 | 0 | 1 | FSA CAPITAL MGMT | 3.000000000000 | 1 | 0 | 0 |
| CITIBANK | |||||||||||
| 1 | 1 | 1 | 11152047.000000000000 | 0 | 0 | 1 | FSA CAPITAL MGMT | 3.000000000000 | 1 | 0 | 0 |
| CITIBANK | |||||||||||
| 1 | 1 | 1 | 11152047.000000000000 | 0 | 0 | 1 | FSA CAPITAL MGMT | 3.000000000000 | 1 | 0 | 0 |
Schedule L IRS990ScheduleL
Form990 Schedule L Part IV Form990ScheduleLPartIV (3 entries)
| RelationshipRelationship | Amount Of TransactionAmountOfTransaction | Description Of TransactionDescriptionOfTransaction | Sharing Of RevenuesSharingOfRevenues |
|---|---|---|---|
| DR RAYE LYNN ALFORD | |||
| SEE SCHEDULE O | 81592 | SEE SCHEDULE O | 0 |
| NATHALIE KIM ROFF | |||
| SEE SCHEDULE O | 49990 | SEE SCHEDULE O | 0 |
| (no name) | |||
| 0 | |||
Schedule M IRS990ScheduleM
Securities Publicly Traded SecuritiesPubliclyTraded
| Field | Value | IRS element (for citing) |
|---|---|---|
| Non Cash Checkbox | X | NonCashCheckbox |
| Number Of Contributions | 102 | NumberOfContributions |
| Noncash Contribs Rptd F990 | 4104475 | NoncashContribsRptdF990 |
| Method Of Determining Revenues | SELLING PRICE | MethodOfDeterminingRevenues |
Other Non Cash Contributions Table OtherNonCashContributionsTable
| Field | Value | IRS element (for citing) |
|---|---|---|
| Non Cash Checkbox | X | NonCashCheckbox |
| Description | MEDICAL DEVICES | Description |
| Number Of Contributions | 598 | NumberOfContributions |
| Noncash Contribs Rptd F990 | 13140695 | NoncashContribsRptdF990 |
| Method Of Determining Revenues | COST | MethodOfDeterminingRevenues |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Any Property That Must Be Held | 0 | AnyPropertyThatMustBeHeld |
| Review Process Unusual NC Gifts | 1 | ReviewProcessUnusualNCGifts |
| Third Parties Used | 1 | ThirdPartiesUsed |
Form990 Schedule M Part II Form990ScheduleMPartII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | THIRD PARTY USE: | Identifier |
| Return Reference | PART I, LINE 32B: | ReturnReference |
| Explanation | PART I, LINE 32 - HIRE AND USE OF THIRD PARTIES THE COLLEGE RECEIVES DONATIONS IN THE FORM OF COMMON STOCK AND OTHER PUBLICLY RELATED SECURITIES AND HAS HIRED LICENSED BROKERS TO SELL THESE SECURITIES FOR THE COLLGE. | Explanation |
Schedule O IRS990ScheduleO
General Explanation GeneralExplanation (15 entries)
| IdentifierIdentifier | ExplanationExplanation | Return ReferenceReturnReference |
|---|---|---|
| FORM 990, PART VI, SECTION A, LINE 1 | THE MEMBERS OF THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES ARE CHOSEN BY THE BOARD AND MUST BE TRUSTEES. THEY SHALL NOT NUMBER LESS THAN SEVEN MEMBERS AND AT LEAST ONE THIRD OF THE NUMBER OF MEMBERS OF THE EXECUTIVE COMMITTEE SHALL BE NECESSARY TO CONSTITUTE A QUORUM. EXCEPTIONS PROVIDED IN THE BYLAWS OF BAYLOR COLLEGE OF MEDICINE, SECTION 2.13. THEY SHALL HAVE AND MAY EXERCISE THE AUTHORITY OF THE BOARD OF TRUSTEES IN THE MANAGEMENT OF THE CORPORATION INCLUDING, BUT WITHOUT LIMITATION, THE AUTHORITY TO EXECUTE LEGAL INSTRUMENTS WITH OR WITHOUT THE CORPORATE SEAL. | |
| FORM 990, PART VI, SECTION A, LINE 2 | FAMILY RELATIONSHIP - OFFICER BOBBY ALFORD AND DAUGHTER, EMPLOYEE DR. RAYE LYNN ALFORD TRUSTEE J. HUGH ROFF, JR. AND SON, WHO IS AN EMPLOYEE OF BAYOLR COLLEGE OF MEDICINE AND DAUGHTER-IN-LAW, WHO IS A POST DOCTORAL FELOW AT BAYLOR COLLEGE OF MEDICINE. TRUSTEE SALLY ANDERSON CLARK ADN TRUSTEE JOHN ANDERSON, M.D. TRUSTEE MILANE DUNCAN-FRANTZ AND TRUSTEE CHARLES WILLIAMS BUSINESS RELATIONSHIPS: BUSINESS RELATIONS - TRUSTEE MARC SHAPIRO AND TRUSTEE PHILIP J. BURGUIERES BUSINESS RELATIONSHIP - TRUSTEE ROBERT C. MCNAIR AND TRUSTEE JACK HUNT BUSINESS RELATIONSHIP - TRUSTEE PAUL W. HOBBY AND TRUSTEE FRED LUMMIS, TRUSTEE BOB MCNAIR AND TRUSTEE JAMES FLORES | |
| FORM 990, PART VI, SECTION A, LINE 4 | BAYLOR COLLEGE OF MEDICINE AMENDED THE BYLAWS IN JANUARY, 2011 AMENDMENTS CAN BE SUMMARIZED AS FOLLOWS: 1. PRESIDENT AND CEO IS NO LONGER A VOTING MEMBER OF THE BOARD OF TRUSTEES. (SEC. 2.2(C)) 2. THERE USED TO BE AN AGE LIMIT OF 72 FOR TRUSTEES, THOUGH THE BOARD COULD WAIVE THIS AGE LIMIT. UNDER THE AMENDED BYLAWS. THERE IS A NO-WAIVABLE AGE LIMIT OF 78 (SEC. 2.2(E)) 3. REQUIREMENTS FOR "TRUSTEE EMERITUS" HAVE BEEN REVISED AND THE CONCEPT OF A "RETIRED TRUSTEE" HAS BEEN DELETED. (SEC. 2.2(H)). 4. THE BYLAWS NOW PROVIDE FOR "LIFE TRUSTEES," AND SET FORTH QUALIFICATIONS FOR SAME. (SEC. 2.2(J)) 5. UNDER NEW SEC. 2.2(K), THE BCM ALUMNI ASSOCIATION MAY NOMINATE AN INDIVIDUAL TO SERVE AS AN EX-OFFICIO, NON-VOTING MEMBER OF THE BOARD OF TRUSTEES. THIS INDIVIDUAL MUST BE APPROVED BY THE BOARD OF TRUSTEES. (SEC 2.2(K)) 6. UNDER REVISED SEC 2.7, THE TERM OF OFFICE OF THE CHAIR OF THE BOARD OF TRUSTEES IS NOW TWO YEARS; THE TERM FOR THE OTHER OFFICERS REMAINS AT ONE YEAR. IN ADDITION, THE CHAIR OF THE BOARD IN PLACE ON JANUARY, 1, 2011 IS SUBJECT TO A FIVE-YEAR TERM LIMIT; SUBSEQUENT CHAIRS WILL NOT BE ABLE TO SERVE THAN TWO CONSECUTIVE TWO-YEAR TERMS. (SEC. 2.7) 7. THERE IS NEW STANDING COMMITTEE, THE "FACULTY LIFE COMMITTEE." (SEC. 2.14) 8. THE COMPENSATION COMMITTEE HAS BEEN RE-NAMED THE "COMPENSATION AND EMPLOYEE BENEFITS COMMITTEE." (SEC 2.17(B)). | |
| FORM 990, PART VI, SECTION A, LINE 7A | THE TRUSTEES SHALL BE DIVIDED INTO TWO GROUPS, ONE OF SUCH GROUPS TO BE COMPRISED OF AT LEAST ONE FOURTH OF THE MAXIMUM NUMBER OF TRUSTEES, THE OTHER SUCH GROUP TO BE COMPRISED OF THE REMAINDER OF THE NUMBER OF TRUSTEES. THE GROUP OF TRUSTEES (25%) SHALL BE ELECTED BY THE BAYLOR UNIVERSITY BOARD AND SUCH BOARD SHALL ALSO DETERMINE THE TERMS OF OFFICE FOR SUCH GROUPS. | |
| FORM 990, PART VI, SECTION A, LINE 7B | CERTAIN ASSETS OWNED BY BAYLOR UNIVERSITY AND CONVEYED TO BCM WHEN BAYLOR UNIVERSITY TRANSFERRED ASSETS TO BCM HAVE CERTAIN LIMITATIONS AS TO USE AND BAYLOR UNIVERSITY RETAINED CERTAIN OTHER RIGHTS DESCRIBED BELOW. IN ADDITION, CERTAIN CORPORATE ACTIONS REQUIRE THE PRIOR APPROVAL OF BAYLOR UNIVERSITY. ANY DISSOLUTION, MERGER, OR CONSOLIDATION MUST BE APPROVED BY BOTH A MAJORITY OF THE TRUSTEES OF THE CORPORATION AND A MAJORITY OF THE MEMBERS OF THE BOARD OF TRUSTEES OF BAYLOR UNIVERSITY. NO SUCH PLAN OF MERGER, CONSOLIDATION, OR DISSOLUTION SHALL BE ADOPTED UNLESS SUCH PLAN REQUIRES THE ASSETS TO BE TRANSFERRED TO THE NEW ENTITY WHICH IS A PRIVATE, NON-PROFIT SCIENTIFIC OR EDUCATIONAL CORPORATION, TRUST, OR ASSOCIATION, OR TO SOME GOVERNMENTAL AGENCY OR ORGANIZATION ENGAGED IN CHARITABLE, SCIENTIFIC, OR EDUCATIONAL ACTIVITIES. | |
| FORM 990, PART VI, SECTION B, LINE 11 | A COPY OF FORM 990 IS PROVIDED TO THE ORGANIZATION'S GOVERNING BOARD OF TRUSTEES FOR AUDIT COMMITTEE REVIEW AND QUESTIONS BEFORE FILING. THE AUDIT COMMITTEE REVIEWS FORM 990 TO MAKE SURE IT IS COMPLETE BEFORE SUBMITTING IT TO THE TRUSTEES FOR THEIR APPROVAL. MANAGEMENT THEN PRESENTS FORM 990 TO THE AUDIT COMMITTEE AND MAKES ITSELF AVAILABLE TO ANSWER THEIR QUESTIONS. | |
| THE PRESIDENT OF THE COLLEGE APPOINTS A CONFLICT OF INTEREST COMMITTEE THAT HAS RESPONSIBILITY FOR ADMINISTERING AND INTERPRETING THE POLICY. THE CONFLICT OF INTEREST COMMITTEE MEETS AS OFTEN AS ITS CHAIRMAN SHALL DETERMINE, AND IT PERIODICALLY REPORTS ON ITS ACTIVITIES TO THE PRESIDENT, TO THE ACADEMIC COUNCIL, AND TO THE AUDIT COMMITTEE OF THE BOARD OF TRUSTEES OF THE COLLEGE. ANY DISCLOSURES MANDATED UNDER THE POLICY ARE REVIEWED AND DISPOSED OF IN ADVANCE BY THE CONFLICT OF INTEREST COMMITTEE AND ARE REPORTED REGULARLY TO THE AUDIT COMMITTEE OF THE COLLEGE'S BOARD OF TRUSTEES. DECISIONS OF THE COMMITTEE MAY BE APPEALED TO THE PRESIDENT OF THE COLLEGE THROUGH THE ELECTRONIC CONFLICT OF INTEREST DISCLOSURE SYSTEM. EACH OFFICER, DIRECTOR, AND TRUSTEE IS REQUIRED TO READ THE POLICY, ANSWER THE QUESTIONNAIRE AND SIGN THE QUESTIONNAIRE ANNUALLY. THERE WILL BE AN APPROPRIATE FOLLOW-UP IF ALL OF THE QUESTIONNAIRES ARE NOT RETURNED. THE COMMITTEE PURSUES OBTAINING ALL OF THE SIGNED QUESTIONNAIRES UNTIL THEY ARE RETURNED. THE AUDIT COMMITTEE OF THE BOARD OF TRUSTEES (OR A SUBCOMMITTEE APPOINTED BY THE AUDIT COMMITTEE) IS RESPONSIBLE FOR ADMINISTERING THE TRUSTEE POLICY. THE COMMITTEE UTILIZES FORMS BY WHICH TRUSTEES PERIODICALLY VERIFY THAT THEY ARE IN COMPLIANCE WITH THE POLICY. SUCH FORMS ARE DISTRIBUTED AS DETERMINED BY THE COMMITTEE, WHICH NORMALLY WILL BE ONCE A YEAR. ALL COMMUNICATIONS REGARDING DISCLOSURES OR DETERMINATIONS OF CONFLICTS OF INTEREST ARE MAINTAINED IN CONFIDENCE. | FORM 990, PART VI, SECTION B, LINE 12C | |
| COMPENSATION REVIEW & APPROVAL PROCESS FOR OFFICERS & KEY EMPLOYEES 1. AN EXTERNAL EXECUTIVE COMPENSATION CONSULTANT PROVIDES ANNUAL COMPENSATION AND BONUS ASSESSMENTS FOR OFFICERS, CHAIRS, DEANS AND VICE PRESIDENTS. 2. THE DEANS OF RESEARCH AND CLINICAL AFFAIRS ASSESS COMPENSATION AND BONUSES FOR THEIR RESPECTIVE DEPARTMENT CHAIRS AND CENTER DIRECTORS UTILIZING THE INFORMATION FROM THE EXECUTIVE COMPENSATION CONSULTANT. 3. HR COMPENSATION ASSESSES ADMINISTRATOR SALARIES BY UTILIZING VARIOUS EXTERNAL SALARY SURVEYS. 4. ALL COMPENSATION RECOMMENDATIONS FROM THE EXECUTIVE COMPENSATION CONSULTANT, THE DEAN OF RESEARCH, THE DEAN OF CLINICAL AFFAIRS, AND HR ARE REVIEWED BY THE VP OF HR WITH THE PRESIDENT. THE DEANS OF MEDICAL EDUCATION, THE GRADUATE SCHOOL, AND ALLIED HEALTH APPROVE THE COMPENSATION OF THE ASSISTANT AND ASSOCIATE DEANS. 5. THE PRESIDENT RECOMMENDS ANY SALARY ADJUSTMENTS AND BONUSES FOR OFFICERS, CHAIRS, DEANS, VICE PRESIDNETS, AND ADMINISTRATORS, TO THE COMPENSATION AND BENEFITS COMMITTEE OF THE BOARD OF TRUSTEEES. THE COMPENSATION AND BENEFITS COMMITTEE FORMALLY CONSIDERS AND ACTS UPON THE RECOMMENDATIONS. 6. THE WRITTEN APPROVAL FROM THE PRESIDENT AND FROM THE COMPENSATION AND BENEFITS COMMITTEE IS PROVIDED TO HUMAN RESOURCES FOR INPUT INTO SAP. THEREFORE, THE PROCESS FOR DETERMINING COMPENSATION OF THE PERSONS MENTIONED IN QUESTION 15 INCLUDE A REVIEW AND APPROVAL BY INDEPENDENT PERSONS, COMPARABILITY DATA, AND CONTEMPORANEOUS SUBSTANTIATION OF THE DELIBERATION AND DECISION. | FORM 990, PART VI, SECTION B, LINE 15 | |
| THE GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY ARE MADE AVAILABLE UPON REQUEST. THE AUDITED FINANCIALS ARE ON THE COLLEGE'S WEB SITE THAT IS AVAILABLE TO THE PUBLIC. | FORM 990, PART VI, SECTION C, LINE 19 | |
| BAYLOR COLLEGE OF MEDICINE IS AUDITED BY INDEPENDENT AUDITORS. HOWEVER, THE AUDIT IS PERFORMED ON A CONSOLIDATED BASIS AND THUS COMBINES OTHER ENTITIES IN THE AUDIT WITH BAYLOR COLLEGE OF MEDICINE. FOR INSTANCE, ITS WHOLLY OWNED CORPORATION IS INCLUDED IN THE FINANCIAL STATEMENTS. THIS ENTITY DOES NOT RECEIVE A SEPARATE COMPANY AUDIT. THE ORGANIZATION DOES HAVE AN AUDIT COMMITTEE THAT ASSUMES RESPONSIBILITY FOR OVERSIGHT OF THE AUDIT. | FORM 990, PART XI, LINE 2 - AUDITED FINANCIAL STATEMENTS | |
| THE ORGANIZATION DOES NOT HAVE MEMBERS PER ITS ARTICLES OF INCORPORATION. CERTAIN CORPORATE ACTIONS REQUIRE THE PRIOR APPROVAL OF BAYLOR UNIVERSITY. IN ADDITION, 25% OF BCM'S TRUSTEES SERVE AT THE PLEASURE OF BAYLOR UNIVERSITY. | FORM 990, PART XI, LINE 6 - MEMBERS OR STOCKHOLDERS | |
| THERE WAS A TEMPORARY PAUSE IN CONSTRUCTION THAT CAUSED THE PROCEEDS OF THE BOND ISSUE TO BE INVESTED BEYOND THE TEMPORARY PERIOD. AN ARBITRAGE YIELD RESTRICTION CALCULATION IS UNDER PREPARATION, BUT PRELIMINARY CALCULATIONS INDICATE THAT THERE WILL NOT BE EXCESS EARNINGS. | FORM 990, PART IV, LINE 24B | |
| I. OFFICERS AND TRUSTEES OF BAYLOR COLLEGE OF MEDICINE (BCM) WHO SERVE ON THE BOARD OF BCM TECHNOLOGIES, INC. ROBERT H. ALLEN - BCM TRUSTEE JACK LITTLE, PH.D. - BCM TRUSTEE FRED LUMMIS - BCM TRUSTEE KIM DAVID - BCM OFFICER WILLIAM WALKER - BMC KEY EMPLOYEE ADAM KUSPA - BCM OFFICER EACH DEVOTED ONE HOUR EACH WEEK TO THEIR DUTIES. II. BCM EMPLOYEES AND THEIR POSITIONS AT BAYLOR INTERNATIONAL PEDIATRIC AIDS INITIATIVE (BIPAI) MARK KLINE, M.D. - BCM EMPLOYEE IS PRESIDENT AND CHAIRMAN OF THE BOARD DOUG SPADE - BCM EMPLOYEE IS VP AND CFO OF BIPAI MICHAEL MIZWA - BCM EMPLOYEE AND SECRETARY OF BIPAI JOSEPH KANEWSKE - BCM EMPLOYEE AND TREASURE OF BIPAI EACH DEVOTED ONE HOUR EACH WEEK TO THEIR DUTIES. III. BCM TRUSTEE, H. BEN TAUB, IS THE PRESIDENT AND CHAIRMAN OF THE BOARD OF THE BAYLOR MEDICAL FOUNDATION. HE DEVOTED 1 HOUR PER WEEK TO THESE DUTIES. | PART VII - OFFICERS AND TRUSTEES AND RELATED ORGANIZATIONS | |
| OTHER CHANGES IN NET ASSETS OR FUND BALANCES ADJUST EXPENSES FOR INCOME TAXES........................719,003 EXPENSES OF PARTNERSHIP..............................-4,780,342 INCOME OF ANOTHER ORGANIZATION...........................30,222 RECLASS OF EXPENSES TO INCOME...........................-24,403 RECLASS OF EXPENSES TO INCOME..........................-694,600 REVERSE AUDIT ADJUSTMENT FOR IMPAIRMENT.............-87,000,000 ROUNDING.....................................................-1 TAX GAIN ON P/S TERMINATION.............................-82,380 UNREALIZED GAINS....................................172,469,823 ____________ TOTAL $80,637,322 | FORM 990, PART XI, LINE 5 | |
| BUSINESS TRANSACTIONS INVOLVING INTEREST PERSONS: (A) NAME OF PERSON: DR. RAYE LYNN ALFORD (B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: DAUGHTER OF OFFICER BOBBY ALFORD DR. RAYE LYNN ALFORD IS AN EMPLOYEE OF BAYLOR COLLEGE OF MEDICINE AND IS THE DAUGHTER OF OFFICER BOBBY ALFORD. (A) NAME OF PERSON: NATHALIE KIM ROFF (B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: DAUGHTER OF TRUSTEE HUGH ROFF NATHALIE KIM ROFF IS AN EMPLOYEE OF BAYLOR COLLEGE OF MEDICINE AND IS THE DAUGHTER OF TRUSTEE HUGH ROFF. | FORM 990, SCHEDULE L, PART IV |
Schedule R IRS990ScheduleR
Form990 Schedule R Part II Form990ScheduleRPartII (9 entries)
| Address Line1AddressUS/AddressLine1 | CityAddressUS/City | StateAddressUS/State | ZIP CodeAddressUS/ZIPCode | EINEIN | Primary ActivitiesPrimaryActivities | Legal Domicile StateLegalDomicileState | Exempt Code SectionExemptCodeSection | Public Charity StatusPublicCharityStatus | Business Name Line1DirectControllingEntityName/BusinessNameLine1 | Controlled OrgControlledOrg | Direct Controlling Entity NADirectControllingEntityNA |
|---|---|---|---|---|---|---|---|---|---|---|---|
| AFFILIATED MEDICAL SERVICES | |||||||||||
| 1502 TAUB LOOP N PC BUILDING B067 | HOUSTON | TX | 77030 | 760259042 | HEALTHCARE DELIVERY | TX | 501(C)(3) | 11 TYPE 1 | BAYLOR COLLEGE OF MEDICINE | 0 | |
| BAYLOR MEDICAL FOUNDATION | |||||||||||
| ONE BAYLOR PLAZA | HOUSTON | TX | 77030 | 741490000 | SUPPORT BAYLOR COLLEGE OF MEDICINE | TX | 501(C)(3) | 11 TYPE 1 | 0 | N/A | |
| BAYLOR INTERNATIONAL PEDIATRIC AID | |||||||||||
| ONE BAYLOR PLAZA | HOUSTON | TX | 77030 | 202951275 | CARE FOR CHILDREN WITH AIDS | TX | 501(C)(3) | 11 TYPE 1 | BAYLOR COLLEGE OF MEDICINE | 0 | |
| BAYLOR SHOULDER TO SHOULDER FOUNDATION | |||||||||||
| ONE BAYLOR PLAZA | HOUSTON | TX | 77030 | 954894137 | PROVIDE CHARITY HEALTH CARE TO PEOPLE IN HONDURAS | TX | 501(C)(3) | 11 TYPE 1 | BAYLOR COLLEGE OF MEDICINE | 1 | |
| NATIONAL SPACE BIOMEDICAL RESEARCH INSTITUTE | |||||||||||
| ONE BAYLOR PLAZA | HOUSTON | TX | 77030 | 760548799 | BIOMEDICAL RESEARCH | TX | 501(C)(3) | 7 | 0 | N/A | |
| BAYLOR COLLEGE OF MEDICINE HEALTHCARE | |||||||||||
| ONE BAYLOR PLAZA | HOUSTON | TX | 77030 | 760481211 | HEALTHCARE DELIVERY | TX | 501(C)(3) | 3 | BAYLOR COLLEGE OF MEDICINE | 0 | |
| BAYLOR COLLEGE OF MEDICINE RADIOLOGY | |||||||||||
| ONE BAYLOR PLAZA | HOUSTON | TX | 77030 | 204258051 | INACTIVE | TX | 501(C)(3) | 3 | 0 | N/A | |
| BAYLOR COLLEGE OF MEDICINE PATHOLOGY | |||||||||||
| ONE BAYLOR PLAZA | HOUSTON | TX | 77030 | 320161879 | INACTIVE | TX | 501(C)(3) | 3 | 0 | N/A | |
| ALLBIRITTON-ALFORD ENDOWMENT FUND | |||||||||||
| 4400 POST OAK PARKWAY | HOUSTON | TX | 77027 | 526934320 | PROVIDES SUPPORT TO NON-PROFITS | TX | 501(C)(3) | 11 TYPE 1 | BAYLOR COLLEGE OF MEDICINE | 0 | |
Form990 Schedule R Part III Form990ScheduleRPartIII (3 entries)
| Address Line1AddressUS/AddressLine1 | CityAddressUS/City | StateAddressUS/State | ZIP CodeAddressUS/ZIPCode | EINEIN | Primary ActivityPrimaryActivity | Legal Domicile StateLegalDomicileState | Direct Controlling Entity NADirectControllingEntityNA | Predominant Income TypePredominantIncomeType | Share Of Total IncomeShareOfTotalIncome | Share Of EOY AssetsShareOfEOYAssets | Disproportionate AllocationsDisproportionateAllocations | General Or Managing PartnerGeneralOrManagingPartner | Percentage OwnershipPercentageOwnership | Business Name Line1DirectControllingEntityName/BusinessNameLine1 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| BCM TECH I LP | ||||||||||||||
| 1709 DRYDEN 17 | HOUSTON | TX | 77030 | 205541490 | INVESTMENT | TX | N/A | EXCLUDED | 104072 | 1724118 | 0 | 0 | 0.51150 | |
| BCM VENTURES | ||||||||||||||
| 1709 DRYDEN 17 | HOUSTON | TX | 77030 | 205541357 | INVESTMENT | TX | BCM TECHNOLOGY | 0 | 0 | 0.30020 | BCM TECHNOLOGY | |||
| COMMUNITY PATHOL | ||||||||||||||
| ONE BAYLOR PLAZA | HOUSTON | TX | 77030 | 320167640 | INACTIVE | TX | N/A | N/A | 0 | 0 | ||||
Form990 Schedule R Part IV Form990ScheduleRPartIV
Name Of Related Org NameOfRelatedOrg
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | BCM TECHNOLOGIES INC | BusinessNameLine1 |
Address US AddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1709 DRYDEN SUITE 1790 | AddressLine1 |
| City | HOUSTON | City |
| State | TX | State |
| ZIP Code | 77030 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 760112935 | EIN |
| Primary Activity | INVESTMENT | PrimaryActivity |
| Legal Domicile State | DE | LegalDomicileState |
| Direct Controlling Entity NA | N/A | DirectControllingEntityNA |
| Type Of Entity | C | TypeOfEntity |
| Share Of Total Income | -1082760 | ShareOfTotalIncome |
| Share Of EOY Assets | 5149465 | ShareOfEOYAssets |
| Percentage Ownership | 1.00000 | PercentageOwnership |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Receipt Of Int Ann Rents Royalties | 0 | ReceiptOfIntAnnRentsRoyalties |
| Gift Grant Or Cap Contr To Other Org | 0 | GiftGrantOrCapContrToOtherOrg |
| Gift Grant Or Cap Contr Fr Other Org | 1 | GiftGrantOrCapContrFrOtherOrg |
| Loans Or Guarantees To Other Org | 1 | LoansOrGuaranteesToOtherOrg |
| Loans Or Guarantees From Other Org | 0 | LoansOrGuaranteesFromOtherOrg |
| Sale Of Assets To Other Org | 0 | SaleOfAssetsToOtherOrg |
| Purchase Of Assets From Other Org | 0 | PurchaseOfAssetsFromOtherOrg |
| Exchange Of Assets | 0 | ExchangeOfAssets |
| Rental Of Facilities To Other Orgs | 0 | RentalOfFacilitiesToOtherOrgs |
| Rental Of Facilities Fr Other Orgs | 0 | RentalOfFacilitiesFrOtherOrgs |
| Perform Of Services For Other Orgs | 1 | PerformOfServicesForOtherOrgs |
| Perform Of Services By Other Orgs | 0 | PerformOfServicesByOtherOrgs |
| Sharing Of Facilities | 0 | SharingOfFacilities |
| Sharing Of Paid Employees | 1 | SharingOfPaidEmployees |
| Reimbursement Paid To Other Org | 0 | ReimbursementPaidToOtherOrg |
| Reimbursement Paid By Other Org | 0 | ReimbursementPaidByOtherOrg |
| Other Transfer To Other Org | 1 | OtherTransferToOtherOrg |
| Other Transfer From Other Org | 1 | OtherTransferFromOtherOrg |
Transactions Related Orgs Table TransactionsRelatedOrgsTable (8 entries)
| Transaction TypeTransactionType | Amount InvolvedAmountInvolved | Method Of Amt DeterminationMethodOfAmtDetermination |
|---|---|---|
| BAYLOR MEDICAL FOUNDATION | ||
| C | 638420 | GENERAL LEDGER |
| BAYLOR MEDICAL FOUNDATION | ||
| N | 563285 | GENERAL LEDGER |
| BAYLOR INTERNATIONAL PEDIATRIC AIDS INIT | ||
| D | 1254998 | BALANCE SHEET |
| NATIONAL SPACE BIOMEDICAL RESEARCH | ||
| N | 611367 | RECORDS |
| NATIONAL SPACE BIOMEDICAL RESEARCH | ||
| Q | 25309840 | NSBRI'S RECORD |
| BCM HEALTHCARE | ||
| D | 1410446 | BALANCE SHEET |
| BCM TECHNOLOGIES INC | ||
| D | 2553576 | BALANCE SHEET |
| BCM TECHNOLOGIES INC | ||
| K | 50000 | GENERAL LEDGER |