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PRINCETON UNIVERSITY: Form 990, tax year 2010

View the entire original 990 at ProPublica ↗

Organization
PRINCETON UNIVERSITY (EIN 21-0634501)
Tax period
2010-07-01 to 2011-06-30
Filed
2012-05-15
IRS object ID
201241369349301944
Schema version
2010v3.7
Source
Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header ReturnHeader

FieldValueIRS element (for citing)
Timestamp2012-05-15T09:42:26-04:00Timestamp
Tax Period End Date2011-06-30TaxPeriodEndDate

Preparer Firm PreparerFirm

Preparer Firm Business Name PreparerFirmBusinessName

FieldValueIRS element (for citing)
Business Name Line1PricewaterhouseCoopers LLPBusinessNameLine1

Preparer Firm US Address PreparerFirmUSAddress

FieldValueIRS element (for citing)
Address Line12001 MARKET ST SUITE 1700AddressLine1
CityPHILADELPHIACity
StatePAState
ZIP Code19103ZIPCode
FieldValueIRS element (for citing)
Return Type990ReturnType
Tax Period Begin Date2010-07-01TaxPeriodBeginDate

Filer Filer

FieldValueIRS element (for citing)
EIN210634501EIN

Name Name

FieldValueIRS element (for citing)
Business Name Line1The Trustees of Princeton UniversityBusinessNameLine1
FieldValueIRS element (for citing)
Name ControlTRUSNameControl
Phone6092583080Phone

US Address USAddress

FieldValueIRS element (for citing)
Address Line1701 CARNEGIE CENTERAddressLine1
Address Line2OFFICE OF THE TREASURERAddressLine2
CityPRINCETONCity
StateNJState
ZIP Code08540ZIPCode

Officer Officer

FieldValueIRS element (for citing)
NameCAROLYN AINSLIEName
TitleVP-FINANCE/TREASURERTitle
Date Signed2012-05-10DateSigned

Preparer Preparer

FieldValueIRS element (for citing)
Phone2673303000Phone
FieldValueIRS element (for citing)
Tax Year2010TaxYear
Build TS2016-02-24 21:20:13ZBuildTS

Form 990 IRS990

FieldValueIRS element (for citing)
Name Of Principal Officer PersonSHIRLEY M TILGHMANNameOfPrincipalOfficerPerson

Address Principal Officer US AddressPrincipalOfficerUS

FieldValueIRS element (for citing)
Address Line1ONE NASSAU HALLAddressLine1
CityPRINCETONCity
StateNJState
ZIP Code08544ZIPCode
FieldValueIRS element (for citing)
Gross Receipts1797338132GrossReceipts
Group Return For AffiliatesfalseGroupReturnForAffiliates
Organization501c3XOrganization501c3
Web SiteWWW.PRINCETON.EDUWebSite
Type Of Organization CorporationXTypeOfOrganizationCorporation
Year Formation1746YearFormation
State Legal DomicileNJStateLegalDomicile
Activity Or Mission DescriptionPrinceton University is a privately endowed non-sectarian institution of higher learning And a world-renowned research institution.ActivityOrMissionDescription
Nbr Voting Members Governing Body40NbrVotingMembersGoverningBody
Nbr Independent Voting Members36NbrIndependentVotingMembers
Total Nbr Employees13055TotalNbrEmployees
Total Nbr Volunteers15000TotalNbrVolunteers
Total Gross UBI-48860243TotalGrossUBI
Net Unrelated Business Txbl Income-52723596NetUnrelatedBusinessTxblIncome
Contributions Grants Prior Year442782000ContributionsGrantsPriorYear
Contributions Grants Current Year482429000ContributionsGrantsCurrentYear
Program Service Revenue Prior Year339313991ProgramServiceRevenuePriorYear
Program Service Revenue CY366401802ProgramServiceRevenueCY
Investment Income Prior Year636151000InvestmentIncomePriorYear
Investment Income Current Year629379000InvestmentIncomeCurrentYear
Other Revenue Prior Year113276509OtherRevenuePriorYear
Other Revenue Current Year133574198OtherRevenueCurrentYear
Total Revenue Prior Year1531523500TotalRevenuePriorYear
Total Revenue Current Year1611784000TotalRevenueCurrentYear
Grants And Similar Amnts Prior Year231368587GrantsAndSimilarAmntsPriorYear
Grants And Similar Amnts CY260926063GrantsAndSimilarAmntsCY
Benefits Paid To Members Prior Year0BenefitsPaidToMembersPriorYear
Benefits Paid To Members CY0BenefitsPaidToMembersCY
Salaries Etc Prior Year676156000SalariesEtcPriorYear
Salaries Etc Current Year660021000SalariesEtcCurrentYear
Total Prof Fundrsng Exp Prior Year0TotalProfFundrsngExpPriorYear
Total Prof Fundrsng Exp CY0TotalProfFundrsngExpCY
Total Fundrsng Exp Current Year32041000TotalFundrsngExpCurrentYear
Other Expense Prior Year487090413OtherExpensePriorYear
Other Expenses Current Year531292937OtherExpensesCurrentYear
Total Expenses Prior Year1394615000TotalExpensesPriorYear
Total Expenses Current Year1452240000TotalExpensesCurrentYear
Revenues Less Expenses Prior Year136908500RevenuesLessExpensesPriorYear
Revenues Less Expenses CY159544000RevenuesLessExpensesCY
Total Assets BOY17801499000TotalAssetsBOY
Total Assets EOY20329338000TotalAssetsEOY
Total Liabilities BOY3524914000TotalLiabilitiesBOY
Total Liabilities EOY3500447000TotalLiabilitiesEOY
Net Assets Or Fund Balances BOY14276585000NetAssetsOrFundBalancesBOY
Net Assets Or Fund Balances EOY16828891000NetAssetsOrFundBalancesEOY
Mission DescriptionRESEARCH, EDUCATION AND GENERAL - PRINCETON UNIVERSITY IS A PRIVATELY ENDOWED NON-SECTARIAN INSTITUTION OF HIGHER LEARNING WITH APPROXIMATELY 5,100 UNDERGRADUATE AND 2,600 GRADUATE STUDENTS. 2,000 STUDENTS GRADUATED IN THE 2010-2011 ACADEMIC YEAR. AS A WORLD-RENOWNED RESEARCH UNIVERSITY, PRINCETON SEEKS TO ACHIEVE THE HIGHEST LEVELS OF DISTINCTION IN THE DISCOVERY AND TRANSMISSION OF KNOWLEDGE AND UNDERSTANDING. AT THE SAME TIME, PRINCETON IS DISTINCTIVE AMONG RESEARCH UNIVERSITIES IN ITS COMMITMENT TO UNDERGRADUATE TEACHING.MissionDescription
Significant New Program ServicesfalseSignificantNewProgramServices
Significant ChangefalseSignificantChange
Expense858355000Expense
Grants177847000Grants
Revenue276290000Revenue
DescriptionEDUCATION - Princeton University is a privately endowed non-sectarian institution of higher learning with approximately 5,100 undergraduate and 2,600 graduate students. 2,000 students graduated in the 2010-2011 academic year. As a world-renowned research university, Princeton seeks to achieve the highest levels of distinction in the discovery and transmission of knowledge and understanding. At the same time, Princeton is distinctive among research universities in its commitment to undergraduate teaching.Description

Activity2 Activity2

FieldValueIRS element (for citing)
Expense348919000Expense
Grants68894000Grants
Revenue116867000Revenue
DescriptionRESEARCH-One of the world's great research centers,Princeton University is the site of pioneering work across all academic areas.Every member of the faculty is engaged in scholarly research; each year the members of the faculty publish more than 2,000 scholarly documents.In addition, graduate students and upperclass undergraduates pursue independent research.External sources funded 1,331 separate projects in 2010-11(not including the Princeton Plasma Physics Lab.);there were 615 sponsored projects in the natural sciences,435 in engineering and applied science,151 in the humanities and social sciences,and 130 in centers,institutes,and nondepartmental programs.Description

Activity3 Activity3

FieldValueIRS element (for citing)
Expense116177000Expense
Grants0Grants
Revenue89490000Revenue
DescriptionAUXILIARY ACTIVITIES-PRINCETON UNIVERSITY FURNISHES SERVICES TO APPROXIMATELY 7,700 STUDENTS, 1,200 FACULITY, STAFF AND THE PUBLIC. SERVICES INCLUDE PROVIDING APPROXIMATELY 2.7 MILLION MEALS, HOUSING, RECREATIONS, ATHLETICS, LIBRARY, MUSEUM, PUBLIC LECTURES AND COMMUNITY EVENTS.Description
FieldValueIRS element (for citing)
Total Program Service Expense1323451000TotalProgramServiceExpense
Described In501 C3trueDescribedIn501C3
Schedule B RequiredfalseScheduleBRequired
Political ActivitiesfalsePoliticalActivities
Lobbying ActivitiestrueLobbyingActivities
Donor Advised FundstrueDonorAdvisedFunds
Conservation EasementsfalseConservationEasements
Collections Of ArttrueCollectionsOfArt
Credit CounselingfalseCreditCounseling
Term Or Permanent EndowmentstrueTermOrPermanentEndowments
Report Land Bldg EquiptrueReportLandBldgEquip
Report Invest Oth SecuritiestrueReportInvestOthSecurities
Report Prog Rel InvestfalseReportProgRelInvest
Report Other AssetsfalseReportOtherAssets
Report Other LiabilitiestrueReportOtherLiabilities
Report Fin48 FootnotetrueReportFin48Footnote
Independent Audit Financial StmtfalseIndependentAuditFinancialStmt
Consolidated Audit Financial StmttrueConsolidatedAuditFinancialStmt
SchooltrueSchool
Foreign OfficetrueForeignOffice
Foreign ActivitiestrueForeignActivities
More Than5000 K To OrganizationstrueMoreThan5000KToOrganizations
More Than5000 K To IndividualstrueMoreThan5000KToIndividuals
Professional FundraisingfalseProfessionalFundraising
Fundraising ActivitiestrueFundraisingActivities
GamingfalseGaming
HospitalfalseHospital
Grants To OrganizationstrueGrantsToOrganizations
Grants To IndividualstrueGrantsToIndividuals
Schedule J RequiredtrueScheduleJRequired
Tax Exempt BondstrueTaxExemptBonds
Invest Tax Exempt BondstrueInvestTaxExemptBonds
Escrow AccountfalseEscrowAccount
On Behalf Of IssuerfalseOnBehalfOfIssuer
Excess Benefit TransactionfalseExcessBenefitTransaction
Prior Excess Benefit TransactionfalsePriorExcessBenefitTransaction
Loan To Officer Or DQPtrueLoanToOfficerOrDQP
Grant To Related PersontrueGrantToRelatedPerson
Bsnss Rltnshp With OrganizationfalseBsnssRltnshpWithOrganization
Bsnss Rltnshp Thru Family MembertrueBsnssRltnshpThruFamilyMember
Officer Entity With Bsnss RltnshptrueOfficerEntityWithBsnssRltnshp
Deductible Non Cash ContributionstrueDeductibleNonCashContributions
Deductible Contributions Of ArttrueDeductibleContributionsOfArt
TerminatedfalseTerminated
Partial LiquidationfalsePartialLiquidation
Disregarded EntitytrueDisregardedEntity
Related EntitytrueRelatedEntity
Related Org Controlled EntitytrueRelatedOrgControlledEntity
Transaction Related EntitytrueTransactionRelatedEntity
Transfers To Exempt Non Chrtbl OrgfalseTransfersToExemptNonChrtblOrg
Activities Conducted PartnershipfalseActivitiesConductedPartnership
Schedule O RequiredtrueScheduleORequired
Info In Schedule O Part VXInfoInScheduleOPartV
Number Forms Transmitted With109611834NumberFormsTransmittedWith1096
Number W2 G Included0NumberW2GIncluded
Compliance With Backup WitholdingtrueComplianceWithBackupWitholding
Number Of Employees13055NumberOfEmployees
Employment Tax Returns FiledtrueEmploymentTaxReturnsFiled
Unrelated Business IncometrueUnrelatedBusinessIncome
Form990-T FiledtrueForm990-TFiled
Foreign Financial AccounttrueForeignFinancialAccount
Name Of Foreign CountryASNameOfForeignCountry
Name Of Foreign CountryAUNameOfForeignCountry
Name Of Foreign CountryBENameOfForeignCountry
Name Of Foreign CountryBCNameOfForeignCountry
Name Of Foreign CountryBRNameOfForeignCountry
Name Of Foreign CountryCANameOfForeignCountry
Name Of Foreign CountryCJNameOfForeignCountry
Name Of Foreign CountryCINameOfForeignCountry
Name Of Foreign CountryDANameOfForeignCountry
Prohibited Tax Shelter TransfalseProhibitedTaxShelterTrans
Taxable Party NotificationfalseTaxablePartyNotification
Non Deductible ContributionsfalseNonDeductibleContributions
Quid Pro Quo ContributionstrueQuidProQuoContributions
Quid Pro Quo DisclosuretrueQuidProQuoDisclosure
Form8282 Property Disposed OffalseForm8282PropertyDisposedOf
Funds To Pay PremiumsfalseFundsToPayPremiums
Premiums PaidfalsePremiumsPaid
Form1098 C FiledtrueForm1098CFiled
Indoor Tanning ServicesfalseIndoorTanningServices
Info In Schedule O Part VIXInfoInScheduleOPartVI
Nbr Voting Governing Body Members40NbrVotingGoverningBodyMembers
Number Independent Voting Members36NumberIndependentVotingMembers
Family Or Business RelationshiptrueFamilyOrBusinessRelationship
Delegation Of Management DutiesfalseDelegationOfManagementDuties
Changes To Organizing DocsfalseChangesToOrganizingDocs
Material Diversion Or MisusefalseMaterialDiversionOrMisuse
Members Or StockholdersfalseMembersOrStockholders
Election Of Board MemberstrueElectionOfBoardMembers
Decisions Subject To ApprovalfalseDecisionsSubjectToApproval
Minutes Of Governing BodytrueMinutesOfGoverningBody
Minutes Of CommitteestrueMinutesOfCommittees
Officer Mailing AddressfalseOfficerMailingAddress
Local ChapterstrueLocalChapters
Policies Reference ChapterstruePoliciesReferenceChapters
Form990 Provided To Governing BodytrueForm990ProvidedToGoverningBody
Conflict Of Interest PolicytrueConflictOfInterestPolicy
Annual Disclosure Covered PersonstrueAnnualDisclosureCoveredPersons
Regular Monitoring EnforcementtrueRegularMonitoringEnforcement
Whistleblower PolicytrueWhistleblowerPolicy
Document Retention PolicytrueDocumentRetentionPolicy
Compensation Process CEOtrueCompensationProcessCEO
Compensation Process OthertrueCompensationProcessOther
Investment In Joint VenturetrueInvestmentInJointVenture
Written Policy Or ProceduretrueWrittenPolicyOrProcedure
Upon RequestXUponRequest

The Books Are In Care Of TheBooksAreInCareOf

FieldValueIRS element (for citing)
Name PersonCONTROLLEROFFICE OF FINTREASNamePerson
Telephone Number6092583080TelephoneNumber

Address US AddressUS

FieldValueIRS element (for citing)
Address Line1701 CARNEGIE CENTERAddressLine1
CityPRINCETONCity
StateNJState
ZIP Code08540ZIPCode
FieldValueIRS element (for citing)
Info In Schedule O Part VIIXInfoInScheduleOPartVII

Form990 Part VII Section A Form990PartVIISectionA (64 entries)

TitleTitleAverage Hours Per WeekAverageHoursPerWeekIndividual Trustee Or DirectorIndividualTrusteeOrDirectorReportable Comp From Related OrgsReportableCompFromRelatedOrgsOfficerOfficerReportable Comp From OrganizationReportableCompFromOrganizationOther CompensationOtherCompensationKey EmployeeKeyEmployeeHighest Compensated EmployeeHighestCompensatedEmployeeFormerFormer
ALLEN DANIELLE
TRUSTEE5.0X150
BARRON THOMAS A
TRUSTEE5.0X
BOYLE KIM M
TRUSTEE5.0X
BRADLEY KATHERINE BRITTAIN
TRUSTEE6.0X
BROWNLEE DENNIS J
TRUSTEE6.0X
CHRISTIE CHRISTOPHER
TRUSTEE5.0X
COLE CHRISTOPHER A
TRUSTEE5.0X
DIEKMAN JOHN D
TRUSTEE5.0X
DILDAY ELIZABETH A
TRUSTEE5.0X
FORD HENRI R
TRUSTEE5.0X
FORESE LAURA L
TRUSTEE5.0X
FUNG WILLIAM K
TRUSTEE5.0X
GOTTSCH JULIA HALLER
TRUSTEE5.0X
GREHAN FRANCIS JOSHUA
TRUSTEE5.0X
HALL KATHRYN A
TRUSTEE15.0X
HENRY BRENT L
TRUSTEE5.0X
HOLMGREN JANET L
TRUSTEE6.0X
KENNEDY RANDALL L
TRUSTEE5.0X
LEWIS PETER B
TRUSTEE5.0X
MAGEE KAREN
TRUSTEE6.0X
MILLER HEIDI G
TRUSTEE6.0X
MOSS FRANKLIN H
TRUSTEE6.0X
MURLEY ROBERT S
TRUSTEE15.0X
NIX-HINES CRYSTAL
TRUSTEE5.0X
OFFENSEND DAVID G
TRUSTEE5.0X
OXMAN STEPHEN A
TRUSTEE15.0X
PERETSMAN NANCY B
TRUSTEE15.0X
PETERSACK MEAGHAN P
TRUSTEE5.0X
PORTER MICHAEL E
TRUSTEE5.0X
RAMDAS KAVITA N
TRUSTEE5.0X
SAMS LOUISE S
TRUSTEE6.0X
SIEBEL THOMAS
TRUSTEE5.0X
SOTOMAYOR SONIA
TRUSTEE5.0X
WALTON WILLIAM H III
TRUSTEE5.0X
WENDELL PETER C
TRUSTEE5.0X
WILL GEORGE F
TRUSTEE5.0X
WILLIAMSON JAMES
TRUSTEE5.0X
WU GORDON YS
TRUSTEE5.0X
YEH C JAMES
TRUSTEE5.0X
TILGHMAN SHIRLEY
PRESIDENT50.0X0X784885117320
AINSLIE CAROLYN
VP FOR FINANCE/TREASURER50.00X41316653336
BURSTEIN MARK
EXECUTIVE VICE PRESIDENT50.00X49545851700
cherrey cynthia
VICE PRESIDENT FOR CAMPUS LIFE50.00X13258617740
Dickerson Janet Smith
VP FOR CAMPUS LIFE50.00X16879030181
DURKEE ROBERT
VICE PRESIDENT & SECRETARY50.00X34987948529
EISGRUBER CHRISTOPHER
PROVOST50.0685X50551051184
GOLDEN ANDREW
PRESIDENT,P.U.INVESTMENT CO.50.00X1618950366441
LEYDON BETTY
VICE PRESIDENT OF IT & CIO50.00X48571251125
MCDONOUGH PETER
GENERAL COUNSEL&ASSISTANT SEC.50.00X39489566646
MCKAY MICHAEL
VICE PRESIDENT FOR FACILITIES50.00X29955049655
SHROFF NILUFER
CHIEF AUDIT&COMPLIANCE OFFICER50.00X23285045552
SULLIVAN-CROWLEYLIANNE
VICE PRESIDENT OF HR50.00X27435155217
WOOD ELIZABETH
VP FOR OFFICE OF DEVELOPMENT50.00X37896849398
DOBKIN DAVID
DEAN OF THE FACULTY50.0042522858396X
MALKIEL NANCY WEISS
DEAN OF THE COLLEGE50.0030314147894X
RUSSEL WILLIAM
DEAN OF THE GRADUATE SCHOOL50.0033273844904X
SMITH STEWART AJ
DEAN FOR RESEARCH50.0034901052050X
DAVIDSON RONALD CROSBY
PROFESSOR OF ASTROPHYSICAL SCI50.0059000948036X
ERICKSON JONATHAN
MANAGING DIRECTOR OF PRINCO50.001137666294611X
GUNN JAMES EDWARD
PROFESSOR OF ASTRONOMY50.0055930443431X
RIEDL DREW
MANAGING DIRECTOR OF PRINCO50.00619854195081X
SCHAFER PETER
PROFESSOR OF JEWISH STUDIES50.0166150510046766X
MCCRUDDEN CHRISTOPHER
VP & SR. ADVISER TO PRESIDENT50.0051058650644X
MCDONALD BRIAN
FORMER VP FOR DEVELOPMENT50.0041469254966X
FieldValueIRS element (for citing)
Total Reportable Comp From Org12282878TotalReportableCompFromOrg
Total Reportable Comp Frm Rltd Orgs2496TotalReportableCompFrmRltdOrgs
Total Other Compensation1990803TotalOtherCompensation
Number Individuals GT100 K1214NumberIndividualsGT100K
Formers ListedtrueFormersListed
Total Comp GT150 KtrueTotalCompGT150K
Compensation From Other SourcesfalseCompensationFromOtherSources

Contractor Compensation ContractorCompensation (5 entries)

Address Line1AddressOfContractor/AddressUS/AddressLine1CityAddressOfContractor/AddressUS/CityStateAddressOfContractor/AddressUS/StateZIP CodeAddressOfContractor/AddressUS/ZIPCodeDescription Of ServicesDescriptionOfServicesCompensationCompensation
TOD WILLIAMS BILLIE TSIEN ARCHITECT
222 CENTRAL PARK SOUTHNEW YORKNY10019ARCHITECTURE3032867
FIRST TRANSIT INC
22192 NETWORK PLACECHICAGOIL60673TRANSPORTATION3200969
DAVIS BRODY BOND LLP
315 HUDSON STREET 9TH FLOORNEW YORKNY10013ARCHITECTURE2847791
PAYETTE ASSOCIATES
285 SUMMER STREETBOSTONMA02210ARCHITECTURE3418858
SHEPLEY BULFINCH RICHARDSON ABBOT
2 SEAPORT LANeBOSTONMA02210ARCHITECTURE5079347
FieldValueIRS element (for citing)
Number Of Contractors GT100 K228NumberOfContractorsGT100K
Fundraising Events124695FundraisingEvents
Government Grants252556000GovernmentGrants
All Other Contributions229748305AllOtherContributions
Noncash Contributions50765000NoncashContributions
Total Contributions482429000TotalContributions

Program Service Revenue ProgramServiceRevenue (5 entries)

DescriptionDescriptionBusiness CodeBusinessCodeTotal Revenue ColumnTotalRevenueColumnRelated Or Exempt Function IncomeRelatedOrExemptFunctionIncomeUnrelated Business RevenueUnrelatedBusinessRevenue
TUITION AND FEES900099276290000276290000
SALES AND SERVICES OF AUXILLARY ACTIVITIES9000998953230789532307
CONFERENCE/EVENT SERVICES812900146610146610
ADVERTISING511120424475424475
FOOD SERVICES72232084108410
FieldValueIRS element (for citing)
Total Program Service Revenue366401802TotalProgramServiceRevenue

Investment Income InvestmentIncome

FieldValueIRS element (for citing)
Total Revenue Column624637000TotalRevenueColumn
Unrelated Business Revenue-49464507UnrelatedBusinessRevenue
Exclusion$674,101,507ExclusionAmount

Income From Invest Bond Proceeds IncomeFromInvestBondProceeds

FieldValueIRS element (for citing)
Total Revenue Column353000TotalRevenueColumn
Exclusion$353,000ExclusionAmount

Royalties Revenue RoyaltiesRevenue

FieldValueIRS element (for citing)
Total Revenue Column116867471TotalRevenueColumn
Related Or Exempt Function Income116867471RelatedOrExemptFunctionIncome

Gross Rents GrossRents

FieldValueIRS element (for citing)
Real13481000Real

Less Rental Expenses LessRentalExpenses

FieldValueIRS element (for citing)
Real10010000Real

Rental Income Or Loss RentalIncomeOrLoss

FieldValueIRS element (for citing)
Real3471000Real

Net Rental Income Or Loss NetRentalIncomeOrLoss

FieldValueIRS element (for citing)
Total Revenue Column3471000TotalRevenueColumn
Exclusion$3,471,000ExclusionAmount

Gross Amount Sales Assets GrossAmountSalesAssets

FieldValueIRS element (for citing)
Securities174316000Securities
Other5527000Other

Less Cost Oth Basis Sales Expenses LessCostOthBasisSalesExpenses

FieldValueIRS element (for citing)
Securities167974000Securities
Other7480000Other

Gain Or Loss GainOrLoss

FieldValueIRS element (for citing)
Securities6342000Securities
Other-1953000Other

Net Gain Or Loss Investments NetGainOrLossInvestments

FieldValueIRS element (for citing)
Total Revenue Column4389000TotalRevenueColumn
Exclusion$4,389,000ExclusionAmount
FieldValueIRS element (for citing)
Gross Income Fundraising Events47355GrossIncomeFundraisingEvents
Cntrbtns Rprtd Fundraising Events124695CntrbtnsRprtdFundraisingEvents
Fundraising Direct Expenses90132FundraisingDirectExpenses

Net Income From Fundraising Events NetIncomeFromFundraisingEvents

FieldValueIRS element (for citing)
Total Revenue Column-42777TotalRevenueColumn
Exclusion-$42,777ExclusionAmount

Net Income From Gaming NetIncomeFromGaming

FieldValueIRS element (for citing)
Total Revenue Column0TotalRevenueColumn

Net Income Or Loss NetIncomeOrLoss

FieldValueIRS element (for citing)
Total Revenue Column0TotalRevenueColumn

Other Revenue Misc OtherRevenueMisc

FieldValueIRS element (for citing)
DescriptionOTHER REVENUEDescription
Business Code211110BusinessCode
Total Revenue Column13278504TotalRevenueColumn
Unrelated Business Revenue24769UnrelatedBusinessRevenue
Exclusion$13,253,735ExclusionAmount
FieldValueIRS element (for citing)
Total Other Revenue13278504TotalOtherRevenue

Total Revenue TotalRevenue

FieldValueIRS element (for citing)
Total Revenue Column1611784000TotalRevenueColumn
Related Or Exempt Function Income482689778RelatedOrExemptFunctionIncome
Unrelated Business Revenue-48860243UnrelatedBusinessRevenue
Exclusion$695,525,465ExclusionAmount

Grants To Domestic Orgs GrantsToDomesticOrgs

FieldValueIRS element (for citing)
Total14185874Total
Program Services14185874ProgramServices

Grants To Domestic Individuals GrantsToDomesticIndividuals

FieldValueIRS element (for citing)
Total237664648Total
Program Services237664648ProgramServices

Foreign Grants ForeignGrants

FieldValueIRS element (for citing)
Total9075541Total
Program Services9075541ProgramServices

Benefits To Members BenefitsToMembers

FieldValueIRS element (for citing)
Total0Total

Comp Current Officers Directors CompCurrentOfficersDirectors

FieldValueIRS element (for citing)
Total8881000Total
Program Services3386000ProgramServices
Management And General5038000ManagementAndGeneral
Fundraising457000Fundraising

Comp Disqual Persons CompDisqualPersons

FieldValueIRS element (for citing)
Total1057000Total
Management And General862000ManagementAndGeneral
Fundraising195000Fundraising

Other Salaries And Wages OtherSalariesAndWages

FieldValueIRS element (for citing)
Total490333000Total
Program Services449989000ProgramServices
Management And General21570000ManagementAndGeneral
Fundraising18774000Fundraising

Pension Plan Contributions PensionPlanContributions

FieldValueIRS element (for citing)
Total45630000Total
Program Services42274000ProgramServices
Management And General1814000ManagementAndGeneral
Fundraising1542000Fundraising

Other Employee Benefits OtherEmployeeBenefits

FieldValueIRS element (for citing)
Total82230000Total
Program Services75924000ProgramServices
Management And General3502000ManagementAndGeneral
Fundraising2804000Fundraising

Payroll Taxes PayrollTaxes

FieldValueIRS element (for citing)
Total31890000Total
Program Services29378000ProgramServices
Management And General1422000ManagementAndGeneral
Fundraising1090000Fundraising

Fees For Services Management FeesForServicesManagement

FieldValueIRS element (for citing)
Total487692Total
Management And General487692ManagementAndGeneral

Fees For Services Legal FeesForServicesLegal

FieldValueIRS element (for citing)
Total1702000Total
Program Services76000ProgramServices
Management And General1441000ManagementAndGeneral
Fundraising185000Fundraising

Fees For Services Accounting FeesForServicesAccounting

FieldValueIRS element (for citing)
Total927000Total
Management And General927000ManagementAndGeneral

Fees For Services Lobbying FeesForServicesLobbying

FieldValueIRS element (for citing)
Total205000Total
Management And General205000ManagementAndGeneral

Fees For Services Prof Fundraising FeesForServicesProfFundraising

FieldValueIRS element (for citing)
Total0Total

Fees For Services Invst Mgmnt Fees FeesForServicesInvstMgmntFees

FieldValueIRS element (for citing)
Total1374000Total
Management And General1374000ManagementAndGeneral

Fees For Services Other FeesForServicesOther

FieldValueIRS element (for citing)
Total20456000Total
Program Services7838000ProgramServices
Management And General10689000ManagementAndGeneral
Fundraising1929000Fundraising

Advertising Advertising

FieldValueIRS element (for citing)
Total931000Total
Program Services689000ProgramServices
Management And General214000ManagementAndGeneral
Fundraising28000Fundraising

Office Expenses OfficeExpenses

FieldValueIRS element (for citing)
Total101400000Total
Program Services76559000ProgramServices
Management And General22994000ManagementAndGeneral
Fundraising1847000Fundraising

Information Technology InformationTechnology

FieldValueIRS element (for citing)
Total12210000Total
Program Services10127000ProgramServices
Management And General1788000ManagementAndGeneral
Fundraising295000Fundraising

Royalties Royalties

FieldValueIRS element (for citing)
Total0Total

Occupancy Occupancy

FieldValueIRS element (for citing)
Total44302000Total
Program Services40531000ProgramServices
Management And General3549000ManagementAndGeneral
Fundraising222000Fundraising

Travel Travel

FieldValueIRS element (for citing)
Total25785000Total
Program Services24004000ProgramServices
Management And General982000ManagementAndGeneral
Fundraising799000Fundraising

Travel Entrtnmnt Public Officials TravelEntrtnmntPublicOfficials

FieldValueIRS element (for citing)
Total0Total

Conferences Meetings ConferencesMeetings

FieldValueIRS element (for citing)
Total6674000Total
Program Services6115000ProgramServices
Management And General402000ManagementAndGeneral
Fundraising157000Fundraising

Interest Interest

FieldValueIRS element (for citing)
Total124321000Total
Program Services118975000ProgramServices
Management And General4973000ManagementAndGeneral
Fundraising373000Fundraising

Payments To Affiliates PaymentsToAffiliates

FieldValueIRS element (for citing)
Total0Total

Depreciation Depletion DepreciationDepletion

FieldValueIRS element (for citing)
Total108032000Total
Program Services103903000ProgramServices
Management And General3841000ManagementAndGeneral
Fundraising288000Fundraising

Insurance Insurance

FieldValueIRS element (for citing)
Total2064482Total
Program Services1889000ProgramServices
Management And General165182ManagementAndGeneral
Fundraising10300Fundraising

Other Expenses OtherExpenses (3 entries)

DescriptionDescriptionTotalTotalProgram ServicesProgramServicesManagement And GeneralManagementAndGeneralFundraisingFundraising
INVENTOR SHARE OF ROYALTY INC.3483900034839000
SUBCONTRACTS3276600032766000
OTHER EXPENSES12816763326293785081261045700

Total Functional Expenses TotalFunctionalExpenses

FieldValueIRS element (for citing)
Total1452240000Total
Program Services1323451000ProgramServices
Management And General96748000ManagementAndGeneral
Fundraising32041000Fundraising

Cash Non Interest Bearing CashNonInterestBearing

FieldValueIRS element (for citing)
BOY4064000BOY
EOY11283000EOY

Savings And Temp Cash Investments SavingsAndTempCashInvestments

FieldValueIRS element (for citing)
BOY274785000BOY
EOY104038000EOY

Pledges And Grants Receivable PledgesAndGrantsReceivable

FieldValueIRS element (for citing)
BOY335965000BOY
EOY334650000EOY

Accounts Receivable AccountsReceivable

FieldValueIRS element (for citing)
BOY18397000BOY
EOY30518000EOY

Receivables From Officers Etc ReceivablesFromOfficersEtc

FieldValueIRS element (for citing)
BOY6496894BOY
EOY4756474EOY

Other Notes Loans Receivable Net OtherNotesLoansReceivableNet

FieldValueIRS element (for citing)
BOY386592106BOY
EOY403523526EOY

Inventories For Sale Or Use InventoriesForSaleOrUse

FieldValueIRS element (for citing)
BOY3737000BOY
EOY3984000EOY

Prepaid Expenses Deferred Charges PrepaidExpensesDeferredCharges

FieldValueIRS element (for citing)
BOY7673000BOY
EOY4056000EOY
FieldValueIRS element (for citing)
Land Buildings Equipment Basis3871804000LandBuildingsEquipmentBasis
Land Bldg Equipment Accum Deprec1006706000LandBldgEquipmentAccumDeprec

Land Buildings Equipment Basis Net LandBuildingsEquipmentBasisNet

FieldValueIRS element (for citing)
BOY2739069000BOY
EOY2865098000EOY

Investments Pub Traded Securities InvestmentsPubTradedSecurities

FieldValueIRS element (for citing)
BOY711810000BOY
EOY810763000EOY

Investments Other Securities InvestmentsOtherSecurities

FieldValueIRS element (for citing)
BOY13305715000BOY
EOY15748106000EOY

Other Assets Total OtherAssetsTotal

FieldValueIRS element (for citing)
BOY7195000BOY
EOY8562000EOY

Total Assets TotalAssets

FieldValueIRS element (for citing)
BOY17801499000BOY
EOY20329338000EOY

Accounts Payable Accrued Expenses AccountsPayableAccruedExpenses

FieldValueIRS element (for citing)
BOY114889000BOY
EOY108561000EOY

Deferred Revenue DeferredRevenue

FieldValueIRS element (for citing)
BOY176826000BOY
EOY168657000EOY

Tax Exempt Bond Liabilities TaxExemptBondLiabilities

FieldValueIRS element (for citing)
BOY1671618000BOY
EOY1628632000EOY

Mort Notes Pybl Secured Invest Prop MortNotesPyblSecuredInvestProp

FieldValueIRS element (for citing)
BOY50067000BOY
EOY50250000EOY

Unsecured Notes Loans Payable UnsecuredNotesLoansPayable

FieldValueIRS element (for citing)
BOY996815000BOY
EOY996925000EOY

Other Liabilities OtherLiabilities

FieldValueIRS element (for citing)
BOY514699000BOY
EOY547422000EOY

Total Liabilities TotalLiabilities

FieldValueIRS element (for citing)
BOY3524914000BOY
EOY3500447000EOY
FieldValueIRS element (for citing)
Follow SFAS117XFollowSFAS117

Unrestricted Net Assets UnrestrictedNetAssets

FieldValueIRS element (for citing)
BOY5600611000BOY
EOY6249465000EOY

Temporarily Restricted Net Assets TemporarilyRestrictedNetAssets

FieldValueIRS element (for citing)
BOY7140152000BOY
EOY8912183000EOY

Permanently Restricted Net Assets PermanentlyRestrictedNetAssets

FieldValueIRS element (for citing)
BOY1535822000BOY
EOY1667243000EOY

Total Net Assets Fund Balances TotalNetAssetsFundBalances

FieldValueIRS element (for citing)
BOY14276585000BOY
EOY16828891000EOY

Total Liab Net Assets Fund Balances TotalLiabNetAssetsFundBalances

FieldValueIRS element (for citing)
BOY17801499000BOY
EOY20329338000EOY
FieldValueIRS element (for citing)
Info In Schedule O Part XIXInfoInScheduleOPartXI
Reconcilation Revenue Expenses159544000ReconcilationRevenueExpenses
Reconcilation Other Changes2392762000ReconcilationOtherChanges
Method Of Accounting AccrualXMethodOfAccountingAccrual
Accountant Compile Or ReviewfalseAccountantCompileOrReview
FS AuditedtrueFSAudited
Audit CommitteetrueAuditCommittee
Financial Statement ConsolidatedXFinancialStatementConsolidated
Federal Grant Audit RequiredtrueFederalGrantAuditRequired
Federal Grant Audit PerformedtrueFederalGrantAuditPerformed

Schedule A IRS990ScheduleA

FieldValueIRS element (for citing)
School170b1 AiiXSchool170b1Aii

Schedule C IRS990ScheduleC

FieldValueIRS element (for citing)
Org Belongs To Affiliated GroupXOrgBelongsToAffiliatedGroup
Total Grassroots LobbyingTotalGrassrootsLobbying

Total Direct Lobbying TotalDirectLobbying

FieldValueIRS element (for citing)
Filing Organizations Totals340190FilingOrganizationsTotals
Affiliated Group Totals340190AffiliatedGroupTotals

Total Lobbying Expenditures TotalLobbyingExpenditures

FieldValueIRS element (for citing)
Filing Organizations Totals340190FilingOrganizationsTotals
Affiliated Group Totals340190AffiliatedGroupTotals

Other Exempt Purpose Expenditures OtherExemptPurposeExpenditures

FieldValueIRS element (for citing)
Filing Organizations Totals1452240000FilingOrganizationsTotals
Affiliated Group Totals1487568700AffiliatedGroupTotals

Total Exempt Purpose Expenditures TotalExemptPurposeExpenditures

FieldValueIRS element (for citing)
Filing Organizations Totals1452580190FilingOrganizationsTotals
Affiliated Group Totals1487908890AffiliatedGroupTotals

Lobbying Nontaxable LobbyingNontaxableAmount

FieldValueIRS element (for citing)
Filing Organizations Totals1000000FilingOrganizationsTotals
Affiliated Group Totals1000000AffiliatedGroupTotals

Grassroots Nontaxable GrassrootsNontaxableAmount

FieldValueIRS element (for citing)
Filing Organizations Totals250000FilingOrganizationsTotals
Affiliated Group Totals250000AffiliatedGroupTotals
FieldValueIRS element (for citing)
Tot Lobbying Grassroot Minus Non TxTotLobbyingGrassrootMinusNonTx
Tot Lobby Expend Mns Lobbying NontxTotLobbyExpendMnsLobbyingNontx
Form4720 FiledfalseForm4720Filed

Lobbying Nontaxable Amount2 LobbyingNontaxableAmount2

FieldValueIRS element (for citing)
Current Year Minus31000000CurrentYearMinus3
Current Year Minus21000000CurrentYearMinus2
Current Year Minus11000000CurrentYearMinus1
Current Year1000000CurrentYear
Total4000000Total
FieldValueIRS element (for citing)
Lobbying Ceiling$6,000,000LobbyingCeilingAmount

Total Lobbying Expenditures2 TotalLobbyingExpenditures2

FieldValueIRS element (for citing)
Current Year Minus3284198CurrentYearMinus3
Current Year Minus2270277CurrentYearMinus2
Current Year Minus1364685CurrentYearMinus1
Current Year340190CurrentYear
Total1259350Total

Grassroots Nontaxable Amount2 GrassrootsNontaxableAmount2

FieldValueIRS element (for citing)
Current Year Minus3250000CurrentYearMinus3
Current Year Minus2250000CurrentYearMinus2
Current Year Minus1250000CurrentYearMinus1
Current Year250000CurrentYear
Total1000000Total
FieldValueIRS element (for citing)
Grassroots Ceiling$1,500,000GrassrootsCeilingAmount

Form990 Schedule C Part IV Form990ScheduleCPartIV

FieldValueIRS element (for citing)
IdentifierAffiliated group listIdentifier
Return ReferenceSchedule C, Part II-AReturnReference
ExplanationTrustees of Princeton University-Alumni Organizations and Classes 701 Carnegie Center, Princeton NJ 08540 22-2711242 Share of Expenses: 5,569,958 501(h)Election: NO Share of Excess Lobbying Expenditures: None Forrestal Agricultural Corporation 701 Carnegie Center, Princeton NJ 08540 36-3625291 Share of Expenses: None 501(h)Election: NO Share of Excess Lobbying Expenditures: None Forrestal Investment Corporation 701 Carnegie Center, Princeton NJ 08540 22-2968912 Share of Expenses: 6,261,517 501(h)Election: NO Share of Excess Lobbying Expenditures: None Founding Fathers Papers, Inc. 701 Carnegie Center, Princeton NJ 08540 22-2365602 Share of Expenses: 1,497,861 501(h)Election: NO Share of Excess Lobbying Expenditures: None Princeton University Press 41 William Street, Princeton NJ 08540 21-0634483 Share of Expenses: 17,770,160 501(h)Election: NO Share of Excess Lobbying Expenditures: None Stanley J. Seeger Hellenic Fund 701 Carnegie Center, Princeton NJ 08540 22-2266810 Share of Expenses: 1,311,410 501(h)Election: NO Share of Excess Lobbying Expenditures: None The Research Collections and Preservation Consortium 701 Carnegie Center, Princeton NJ 08540 22-3751732 Share of Expenses: 2,917,794 501(h)Election: NO Share of Excess Lobbying Expenditures: NoneExplanation

Schedule D IRS990ScheduleD

FieldValueIRS element (for citing)
Number Funds Held2NumberFundsHeld
Aggregate Fund Value1856971AggregateFundValue
Disclosed Orgs Legal ControlfalseDisclosedOrgsLegalControl
Disclosed For Charitable PurposesfalseDisclosedForCharitablePurposes

Art Public Exhibition Amts ArtPublicExhibitionAmts

FieldValueIRS element (for citing)
Revenues Included2588890RevenuesIncluded
Assets In Part X157875557AssetsInPartX
FieldValueIRS element (for citing)
Held Works Of Art AmtsHeldWorksOfArtAmts
Collect Used For Public ExhibitionXCollectUsedForPublicExhibition
Collect Used For Scholar ResearchXCollectUsedForScholarResearch
Collect Used For PreservationXCollectUsedForPreservation
Collect Used For Loan Or Exch PrgrmsXCollectUsedForLoanOrExchPrgrms

Collection Used For Other CollectionUsedForOther

FieldValueIRS element (for citing)
Collection Used For Other PurposesXCollectionUsedForOtherPurposes
Description Of Other PurposesDIGITAL COLLECTIONSDescriptionOfOtherPurposes
FieldValueIRS element (for citing)
Solicited Assets For SalefalseSolicitedAssetsForSale

Current Year CurrentYear

FieldValueIRS element (for citing)
Beginning Of Year Balance13502506000BeginningOfYearBalance
Contributions460527000Contributions
Investment Earnings Or Losses2877289000InvestmentEarningsOrLosses
Grants Or Scholarships145619000GrantsOrScholarships
Other Expenditures500250000OtherExpenditures
Administrative Expenses18062000AdministrativeExpenses
End Of Year Balance16176391000EndOfYearBalance

Current Year Minus1 Year CurrentYearMinus1Year

FieldValueIRS element (for citing)
Beginning Of Year Balance11612485000BeginningOfYearBalance
Contributions869169000Contributions
Investment Earnings Or Losses1660434000InvestmentEarningsOrLosses
Grants Or Scholarships152004000GrantsOrScholarships
Other Expenditures472918000OtherExpenditures
Administrative Expenses14660000AdministrativeExpenses
End Of Year Balance13502506000EndOfYearBalance

Current Year Minus2 Years CurrentYearMinus2Years

FieldValueIRS element (for citing)
Beginning Of Year Balance14611945000BeginningOfYearBalance
Contributions730974000Contributions
Investment Earnings Or Losses-3077474193InvestmentEarningsOrLosses
Grants Or Scholarships147500000GrantsOrScholarships
Other Expenditures491604000OtherExpenditures
Administrative Expenses13856000AdministrativeExpenses
End Of Year Balance11612484807EndOfYearBalance
FieldValueIRS element (for citing)
Board Designated EOY Balance0.37000BoardDesignatedEOYBalance
Permanent Endowment EOY Balance0.09000PermanentEndowmentEOYBalance
Term Endowment EOY Balance0.54000TermEndowmentEOYBalance
Endowments Held By Unrelated OrgstrueEndowmentsHeldByUnrelatedOrgs
Endowments Held By Related OrgstrueEndowmentsHeldByRelatedOrgs
Are Related Orgs Listed Schedule RtrueAreRelatedOrgsListedScheduleR

Land Land

FieldValueIRS element (for citing)
Investment Cost Or Other Basis76024000InvestmentCostOrOtherBasis
Other Cost Or Other Basis99697000OtherCostOrOtherBasis
Book Value175721000BookValue

Buildings Buildings

FieldValueIRS element (for citing)
Other Cost Or Other Basis3013791000OtherCostOrOtherBasis
Depreciation782797000Depreciation
Book Value2230994000BookValue
FieldValueIRS element (for citing)
Leasehold ImprovementsLeaseholdImprovements

Equipment Equipment

FieldValueIRS element (for citing)
Other Cost Or Other Basis264080000OtherCostOrOtherBasis
Depreciation121031000Depreciation
Book Value143049000BookValue

Other Land Buildings OtherLandBuildings

FieldValueIRS element (for citing)
Other Cost Or Other Basis418212000OtherCostOrOtherBasis
Depreciation102878000Depreciation
Book Value315334000BookValue
FieldValueIRS element (for citing)
Total Of Book Value Land Buildings2865098000TotalOfBookValueLandBuildings
Financial DerivativesFinancialDerivatives
Closely Held Equity InterestsCloselyHeldEquityInterests

Other Securities OtherSecurities (4 entries)

DescriptionDescriptionBook ValueBookValueMethod Of ValuationMethodOfValuation
INVESTMENTS LTD. PARTNERSHIPS15518793000F
BOND PROCEED AWAITING DRAWDOWN38057000F
PLANNED GIVING INVESTMENTS189136000F
FUNDS SEPARATELY INVESTED2120000F
FieldValueIRS element (for citing)
Total Of Book Value Securities15748106000TotalOfBookValueSecurities
Federal Income Tax Liability0FederalIncomeTaxLiability

Other Liabilities OtherLiabilities (4 entries)

DescriptionDescriptionAmountAmount
DEP HELD IN CUSTODY FOR OTHERS$167,833,000
LIAB.-PLANNED GIVING ARRANGEMENTS$83,164,000
FEDERAL LOAN PROGRAMS$6,469,000
POST RETIREMENT BENEFITS$289,956,000
FieldValueIRS element (for citing)
Total Of Amounts547422000TotalOfAmounts

Form990 Schedule D Part XIV Form990ScheduleDPartXIV (3 entries)

IdentifierIdentifierReturn ReferenceReturnReferenceExplanationExplanation
COLLECTIONS OF ART, HISTORICAL TREASURES, OR OTHER SIMILIAR ASSETSSCHEDULE D, PART III, LINE 4The primary mission of Princeton University Art Museum ("PUAM") is to effectively support and enhance the university's goals of teaching, research, and service. The museum does this through the study, preservation, conservation, exhibition, and development of its collections. Through direct and sustained access to original works of art, and by collaborating with faculty, students, and staff from the Department of Art and Archaeology and many other disciplines, the museum contributes to the development of critical thinking and visual literacy at Princeton. As one of the finest cultural resources in the state of New Jersey, the museum also has a clear commitment to serve the local community, the region, and beyond. The museum makes its collections and exhibitions accessible to a wide public. All audiences are encouraged to participate in PUAM's principal activities through specific programs and outreach initiatives. Scholarly exhibitions, publications, symposia, and an active loan program extend the museum's reach to a national and international audience, assuring its continuing vitality and active participation in the university's primary commitment to advance and impart knowledge. The Department of Rare Books and Special Collections, located in the Harvey S. Firestone Library and the Seeley G. Mudd Manuscript Library, is one of the premier repositories of its kind. Its holdings span five millennia and five continents, and include around 200,000 rare or significant printed works; 30,000 linear feet of textual materials, ranging from cuneiform tablets to contemporary manuscripts; a collection of prints, drawings, photographs, maps, coins, and other visual materials; the Cotsen Children's Library; and the Princeton University Archives. These collections support scholarship, research, faculty and students, and help further the overall mission of the university.
ENDOWMENT FUNDSSCHEDULE D, PART V, QUESTION 4Endowment funds are designated by the university to support schools or departments of the University, often for specific purposes such as professorships, research, faculty support, scholarships and fellowships, athletics, library and art museum, building construction, and other specific purposes.
FASB INTERPRETATION NO. 48SCHEDULE D, PART X, LINE 2EFFECTIVE JULY 1, 2007, THE UNIVERSITY IMPLEMENTED ASC 740, INCOME TAXES (FORMERLY FASB INTERPRETATION NO. 48, ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES (FIN 48)). ASC 740 PRESCRIBES THE MINIMUM RECOGNITION THRESHOLD A TAX POSITION MUST MEET IN CONNECTION WITH ACCOUNTING FOR UNCERTAINTIES IN INCOME TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN BY AN ENTITY BEFORE BEING MEASURED AND RECOGNIZED IN THE FINANCIAL STATEMENTS. THE UNIVERSITY CONTINUES TO EVALUATE ITS TAX POSITIONS PURSUANT TO THE PRINCIPLES OF ASC 740, AND HAS DETERMINED THAT THERE IS NO MATERIAL IMPACT ON THE UNIVERSITY'S FINANCIAL STATEMENTS. THE UNIVERSITY IS A NON-FOR-PROFIT ORGANIZATION AS DESCRIBED IN SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND IS EXEMPT FROM INCOME TAXES ON RELATED INCOME. THE UNIVERSITY FILES U.S. FEDERAL AND VARIOUS STATE AND LOCAL TAX RETURNS. THE STATUTE OF LIMITATIONS ON THE UNIVERSITY'S U.S. FEDERAL TAX RETURNS REMAINS OPEN FOR THE YEARS ENDED JUNE 30, 2008, THROUGH THE PRESENT.

Schedule E IRS990ScheduleE

FieldValueIRS element (for citing)
Nondiscriminatory Policy StmttrueNondiscriminatoryPolicyStmt
Policy Statement In Brochures EtctruePolicyStatementInBrochuresEtc
Policy Publ Via Broadcast MediatruePolicyPublViaBroadcastMedia
Maint Racial Composition RecordstrueMaintRacialCompositionRecords
Maint Scholarships RecordstrueMaintScholarshipsRecords
Maint Copies Of Brochures EtctrueMaintCopiesOfBrochuresEtc
Maint Copies Of All SolicitationstrueMaintCopiesOfAllSolicitations
Discriminate Race Students RightsfalseDiscriminateRaceStudentsRights
Discriminate Race Admiss PoliciesfalseDiscriminateRaceAdmissPolicies
Discriminate Race Emplmn FacultyfalseDiscriminateRaceEmplmnFaculty
Discriminate Race ScholarshipsfalseDiscriminateRaceScholarships
Discriminate Race Educ PoliciesfalseDiscriminateRaceEducPolicies
Discriminate Race Use Of FcltsfalseDiscriminateRaceUseOfFclts
Discriminate Race Athletic ProgfalseDiscriminateRaceAthleticProg
Discriminate Race Other ActyfalseDiscriminateRaceOtherActy
Government Financial Aid ReceivedtrueGovernmentFinancialAidReceived
Government Financial Aid RevokedfalseGovernmentFinancialAidRevoked
Compliance With Rev Proc7550trueComplianceWithRevProc7550

Form990 Schedule E Part II Form990ScheduleEPartII (2 entries)

IdentifierIdentifierReturn ReferenceReturnReferenceExplanationExplanation
NONDISCRIMINATORY POLICYLINE 3PRINCETON UNIVERSITY DOES NOT HAVE A STUDENT SOLICITATION PROGRAM. INDIVIDUALS WHO REQUEST INFORMATION ABOUT UNDERGRADUATE ADMISSION RECEIVE A COPY OF "PRINCETON UNIVERSITY: ADMISSION INFORMATION". INDIVIDUALS WHO REQUEST INFORMATION ABOUT GRADUATE ADMISSION RECEIVE A COPY OF "PRINCETON UNIVERSITY: APPLICATION AND GUIDE TO GRADUATE ADMISSION". ALL STUDENTS ARE ENROLLED AT FALL REGISTRATIONS. ALL INCOMING FRESHMEN RECEIVE A COPY OF "RIGHTS, RULES, RESPONSIBILITES" IN THE MAIL DURING THE SUMMER BEFORE THEY MATRICULATE. ALL OTHER STUDENTS RECEIVE THIS PUBLICATION AT FALL REGISTRATION. THE CURRENT EDITIONS OF THESE THREE PUBLICATIONS CONTAIN THE UNIVERSITY'S POLICY REGARDING EQUAL OPPORTUNITY UNDER THE HEADING "NONDISCRIMINATION STATEMENT".
FINANCIAL AID OR ASSISTANCE FROM GOVERNMENTAL AGENCYLINE 6ATHE UNIVERSITY RECEIVES SIGNIFICANT RESEARCH GRANT FUNDS FROM THE FEDERAL GOVERNMENT. THIS AMOUNT IS INCLUDED IN FORM 990, PART 1, LINE 8.

Schedule F IRS990ScheduleF

FieldValueIRS element (for citing)
Grant Records MaintainedtrueGrantRecordsMaintained

Accts Actvs Out US Table AcctsActvsOutUSTable (31 entries)

RegionRegionNumber Of OfficesNumberOfOfficesNumber Of EmployeesNumberOfEmployeesType Of Activities ConductedTypeOfActivitiesConductedSpecific Services ProvidedSpecificServicesProvidedTotal ExpendituresTotalExpenditures
Central America and the Caribbean08Program ServicesRES,EDU,TRAVEL,CONSULT80944
Central America and the Caribbean08Program ServicesSTUDY ABROAD368872
Central America and the Caribbean06Program ServicesCONFERENCE/WORKSHOP18569
East Asia and the Pacific062Program ServicesRES,EDU,TRAVEL,CONSULT401131
East Asia and the Pacific035Program ServicesFELLOWSHIP RESEARCH34200
East Asia and the Pacific05Program ServicesSTUDY ABROAD591238
East Asia and the Pacific060Program ServicesCONFERENCE/WORKSHOP211313
Europe (Including Iceland and Greenland)514Program ServicesRESEARCH PROJECTS1360925
Europe (Including Iceland and Greenland)08Program ServicesFELLOWSHIP RESEARCH119362
Europe (Including Iceland and Greenland)0223Program ServicesRES,EDU,TRAVEL,CONSULT1413763
Europe (Including Iceland and Greenland)058Program ServicesSTUDY ABROAD1294411
Europe (Including Iceland and Greenland)0186Program ServicesCONFERENCE/WORKSHOP610819
Middle East and North Africa022Program ServicesRES,EDU,TRAVEL,CONSULT166679
Middle East and North Africa01Program ServicesSTUDY ABROAD133957
Middle East and North Africa011Program ServicesCONFERENCE/WORKSHOP23567
North America019Program ServicesRES,EDU,TRAVEL,CONSULT135578
North America02Program ServicesSTUDY ABROAD14553
North America029Program ServicesCONFERENCE/WORKSHOP71571
Russia and the Newly Independent States07Program ServicesRES,EDU,TRAVEL,CONSULT115413
Russia and the Newly Independent States16Program ServicesSTUDY ABROAD59826
South America023Program ServicesRES,EDU,TRAVEL,CONSULT108404
South America08Program ServicesCONFERENCE/WORKSHOP22571
South Asia018Program ServicesRES,EDU,TRAVEL,CONSULT69356
South Asia01Program ServicesSTUDY ABROAD82578
Sub-Saharan Africa017Program ServicesRESEARCH PROJECTS903581
Sub-Saharan Africa024Program ServicesRES,EDU,TRAVEL,CONSULT311825
Sub-Saharan Africa01Program ServicesSTUDY ABROAD350534
Central America and the CaribbeanInvestments4038312252
North AmericaInvestments132830832
Europe (Including Iceland and Greenland)Investments918587023
Sub-Saharan AfricaInvestments334879052
FieldValueIRS element (for citing)
Subtotal Number Of Offices5SubtotalNumberOfOffices
Subtotal Number Of Employees728SubtotalNumberOfEmployees
Cont Number Of Offices1ContNumberOfOffices
Cont Number Of Employees134ContNumberOfEmployees
Total Number Of Offices6TotalNumberOfOffices
Total Number Of Employees862TotalNumberOfEmployees
Subtotal Amount Spent6979881SubtotalAmountSpent
Cont Amount Spent5426704818ContAmountSpent
Total Amount Spent5433684699TotalAmountSpent

Grants To Orgs Outside US GrantsToOrgsOutsideUS (9 entries)

RegionRegionPurpose Of GrantPurposeOfGrantAmount Of Cash GrantAmountOfCashGrantManner Of Cash DisbursementMannerOfCashDisbursementDescription Of Non Cash AssistanceDescriptionOfNonCashAssistanceMethod Of ValuationMethodOfValuation
East Asia/PacificFELLOWSHIP32000checkN/AN/A
East Asia/PacificSTUDY ABROAD159748checkN/AN/A
East Asia/PacificRES/EDU/TRAV/CONSULT9086checkN/AN/A
Europe/Iceland/GreenlandRES/EDU/TRAV/CONSULT173192checkN/AN/A
Europe/Iceland/GreenlandRES.PROJECTS1360925checkN/AN/A
Middle East/North AfricaRES/EDU/TRAV/CONSULT67557checkN/AN/A
North AmericaRES/EDU/TRAV/CONSULT70832checkN/AN/A
Sub-Saharan AfricaRESEARCH PROJECTS362793checkn/an/a
South AmericaRES/EDU/TRAV/CONSULT5167CHECKN/AN/A
FieldValueIRS element (for citing)
Total Number Of501c3 Orgs37TotalNumberOf501c3Orgs
Total Number Of Other Orgs116TotalNumberOfOtherOrgs

Grants To Ind Outside US GrantsToIndOutsideUS (9 entries)

Type Of AssistanceTypeOfAssistanceRegionRegionNumber Of RecipientsNumberOfRecipientsAmount Of Cash GrantAmountOfCashGrantManner Of Cash DisbursementMannerOfCashDisbursement
SCHOLARSHIP/FELLOWSHIPCent. America/Caribbean96468386credit
SCHOLARSHIP/FELLOWSHIPEast Asia/Pacific1581037048credit
SCHOLARSHIP/FELLOWSHIPEurope/Iceland/Greenland10123259813credit
SCHOLARSHIP/FELLOWSHIPMiddle East/North Africa102256646credit
SCHOLARSHIP/FELLOWSHIPNorth America75150870credit
SCHOLARSHIP/FELLOWSHIPSouth America50125808credit
SCHOLARSHIP/FELLOWSHIPSouth Asia34151934credit
SCHOLARSHIP/FELLOWSHIPSub-Saharan Africa3321203147credit
SCHOLARSHIP/FELLOWSHIPRussia37175239credit
FieldValueIRS element (for citing)
Transfer To Foreign CorptrueTransferToForeignCorp
Interest In Foreign TrustfalseInterestInForeignTrust
Own Foreign CorptrueOwnForeignCorp
Passive Foreign Invest CotruePassiveForeignInvestCo
Foreign PartnershiptrueForeignPartnership
Boycott CountriestrueBoycottCountries

Form990 Schedule F Part V Form990ScheduleFPartV (3 entries)

IdentifierIdentifierReturn ReferenceReturnReferenceExplanationExplanation
ORGANIZATION'S PROCEDURES FOR MONITORING THE USE OF GRANT FUNDSSCHEDULE F, PART I, QUESTION 2The University provides the necessary institutional review and approval which is required prior to the awarding of grant funds outside the U.S. Grant awards are not authorized for projects that have not been properly approved by the University. The Office of Research and Project Administration (ORPA) provides guidance on export controls, foreign travel voucher policies, approval verifications, foreign travel checklists, and Federal Aviation Administration waiver checklists. ORPA completes the restricted party screening process for payments to foreign organizations and individuals. The University also maintains a travel registration database which informs users of potentially relevant export control laws and similar concerns when they register for travel to particular destinations. In order to monitor and ensure appropriate use of non-U.S. grant funds, the University analyzes all project results and prepares financial reports that are reviewed at both the program and central office levels.
BEST AVAILABLE INFORMATION FOR TOTAL EXPENDITURESSCHEDULE F, PART I, QUESTION 3Activities outside the United States have been identified on a reasonable efforts basis where such activities were not tracked separately under the University's current accounting procedures. These reasonable efforts included reviews of financial records, interviews with University personnel, review of the University's website and publications, etc. Expenditures by region in Part I, Column (F) are based on actual expenditures where available under current accounting procedures or, otherwise, based on best available budgeted or estimated amounts.
Sub-awardsSchedule F, Part IIIn furtherance of its research activities, Princeton University makes sub-awards to other foreign institutions that perform research in connection with research grants awarded to Princeton University. Princeton University does not categorize these sub-awards as "foreign activities" for Form 990, Schedule F reporting, since the foreign recipient organizations perform research services for the University and are considered independent contractors which serve the direct needs of the University.

Schedule G IRS990ScheduleG

Events Information EventsInformation

FieldValueIRS element (for citing)
Name Of Event1PUAM GALANameOfEvent1
Gross Receipts Event1172050GrossReceiptsEvent1
Charitable Contributions Event1124695CharitableContributionsEvent1
Gross Revenue Event147355GrossRevenueEvent1
Food And Beverage Event152771FoodAndBeverageEvent1
Entertainment Event15600EntertainmentEvent1
Other Direct Expenses Event131761OtherDirectExpensesEvent1
Total Number Of Other Events0TotalNumberOfOtherEvents
Gross Receipts Total172050GrossReceiptsTotal
Charitable Contributions Total124695CharitableContributionsTotal
Gross Revenue Total Events47355GrossRevenueTotalEvents
Food And Beverage Total Events52771FoodAndBeverageTotalEvents
Entertainment Total Events5600EntertainmentTotalEvents
Other Direct Expenses Total Events31761OtherDirectExpensesTotalEvents
Direct Expense Summary Events90132DirectExpenseSummaryEvents
Net Income Summary-42777NetIncomeSummary

Schedule I IRS990ScheduleI

FieldValueIRS element (for citing)
Records MaintainedtrueRecordsMaintained

Recipient Table RecipientTable (15 entries)

Address Line1AddressUS/AddressLine1Address Line2AddressUS/AddressLine2CityAddressUS/CityStateAddressUS/StateZIP CodeAddressUS/ZIPCodeEIN Of RecipientEINOfRecipientIRC SectionIRCSectionAmount Of Cash GrantAmountOfCashGrantPurpose Of GrantPurposeOfGrant
BOROUGH OF PRINCETON
PO BOX 3901 MONUMENT DRPRINCETONNJ08542216001029GOVERNMENT1190496CONTRIBUTION
PRINCETON FIRST AID AND RESCUE SQUAD
PO BOX 529PRINCETONNJ085420529237140015501 (C)(3)35000CONTRIBUTION
BORO OF PRINCETON FIRE DEPARTMENT
PO BOX 3901 MONUMENT DRPRINCETONNJ08542216001029GOVERNMENT120000CONTRIBUTION
STONY BROOK MILLSTONE WATERSHED
31 TITUS MILL RDPENNINGTONNJ08534210649717501 (C)(3)15000CONTRIBUTION
UNITED WAY OF GREATER MERCER COUNTY
3131 PRINCETON PIKEBLDG 2LAWRENCEVILLENJ08648210683073501 (c)(3)23025CONTRIBUTION
WEST WINDSOR TOWNSHIP
271 CLARKSVILLE ROADWEST WINDSORNJ08550216001354GOVERNMENT51692CONTRIBUTION
PRINCETON AREA COMMUNITY FOUNDATION
15 PRINCESS ROADLAWRENCEVILLENJ08648521746234501 (C)(3)50000CONTRIBUTION
PRINCETON TOWNSHIP
400 Witherspoon StreetPrincetonNJ08540216001037GOVERNMENT500000CONTRIBUTION
ENVIRONMENTAL DEFENSE FUND
257 PARK AVNEUE SOUTHNEW YORKNY10010116107128501(C)(3)201732CONTRIBUTION
THE FOOD PROJECT INC
10 LEWIS STREETLINCOLNMA01773043262532501(C)(3)73285CONTRIBUTION
THE VERMONT COMMUNITY FOUNDATION
PO BOX 30 THREE COURT STREETMIDDLEBURYVT05753222712160501(C)(3)39136CONTRIBUTION
NEW JERSEY INSTITUTE FOR SOCIAL JUSTICE
60 PARK PLACENEWARKNJ07102223478143501(C)(3)94392CONTRIBUTION
PU CLASS OF 1969 COMMUNITY SERVICE FUND
PO BOX 261PRINCETONNJ08542223436451501(C)(3)24650CONTRIBUTION
BANBURY FUND INC
14255 US HIGHWAY 1JUNO BEACHFL33408136062463501(C)(3)10000000CONTRIBUTION
ROBERTSON FOUNDATION FOR GOVERNMENT INC
14255 US HIGHWAY 1JUNO BEACHFL33408204630877501(C)(3)1767466CONTRIBUTION
FieldValueIRS element (for citing)
Total Nbr Of501 C3 And Govt Grants15TotalNbrOf501C3AndGovtGrants

Form990 Schedule I Part III Form990ScheduleIPartIII (4 entries)

Type Of GrantTypeOfGrantNumber Of RecipientsNumberOfRecipientsAmount Of Cash GrantAmountOfCashGrant
UNDERGRADUATE STUDENTS-SCHOLARSHIPS FOR TUITION4355109265719
UNDERGRADUATE STUDENTS-SCHOLARSHIPS NON-TUITION11514182661
GRADUATE STUDENTS-FELLOWSHIPS FOR TUITION234579162103
GRADUATE STUDENTS-FELLOWSHIPS FOR NON-TUITION213545054165

Form990 Schedule I Part IV Form990ScheduleIPartIV (2 entries)

IdentifierIdentifierReturn ReferenceReturnReferenceExplanationExplanation
RECORDS MAINTAINED FOR GRANTS OR ASSISTANCESCHEDULE I, PART I, LINE 2The University has agreements with various government agencies regarding annual contributions. Also, Each year the University makes numerous small contributions to community organizations. THE UNIVERSITY'S Department of Community and Regional Affairs reviews requests from local non-profits, and looks to provide program support for organizations in the Princeton area who provide important services and resources to the community. All Contributions are evaluated to assure that they provide towards the betterment of the Princeton community at large. The University's Pace Center for Civic Engagement provides grant and support efforts by students, faculty, staff, and alumni to identify and address issues of public concern, to be actively engaged citizens, and to practice effective public leadership for the purpose of building stronger communities and societies throughout the world. THE UNDERGRADUATE FINANCIAL AID DEPARTMENT MAINTAINS THE RECORDS RELATED TO THE UNDERGRADUATE NEED-BASED GRANTS. THE PROCEDURE IS AS FOLLOWS: THE STUDENTS APPLY ANNUALLY FOR GRANTS BASED ON THEIR FAMILIES' FINANCIAL CIRCUMSTANCES. EACH APPLICATION IS THEN REVIEWED TO DETERMINE THE AMOUNT OF GRANT THAT IS NEEDED. THE GRANTS ARE PROVIDED FROM APPROPRIATE SOURCES AND APPLIED TO EACH STUDENT'S PRINCETON BILL FOR TUITION, FEES, ROOM, BOARD AND OTHER CHARGES. At the time of admission, graduate student fellowships are awarded on the basis of a combination of academic merit and financial need. All students must remain in good academic standing in order to receive funding. Students in certain programs receive research grants after their first year of study, While other students receive fellowships for the duration of their program. Graduate student fellowships are funded through a combination of university resources including endowment, general university funds, and/or departmental resources.
Sub-awardsSchedule I, Part IIIn furtherance of its research activities, Princeton University makes sub-awards to other institutions that perform research in connection with research grants awarded to Princeton University. Princeton University does not categorize these sub-awards as "grants and other assistance" for Form 990 reporting, since the recipient organizations perform research services for the University and are considered independent contractors which serve the direct needs of the University. During the year ended June 30, 2011, Princeton University made sub-award payments to 181 recipient organizations totaling $32,766,154.

Schedule J IRS990ScheduleJ

FieldValueIRS element (for citing)
First Class Or Charter TravelXFirstClassOrCharterTravel
Travel For CompanionsXTravelForCompanions
Idemnification Gross Up PaymentsXIdemnificationGrossUpPayments
Housing Allowance Or ResidenceXHousingAllowanceOrResidence
Personal ServicesXPersonalServices
Written Policy Re T And E ExpensestrueWrittenPolicyReTAndEExpenses
Substantiation RequiredtrueSubstantiationRequired
Compensation CommitteeXCompensationCommittee
Independent ConsultantXIndependentConsultant
Form990 Of Other OrganizationsXForm990OfOtherOrganizations
Compensation SurveyXCompensationSurvey
Board Or Committee ApprovalXBoardOrCommitteeApproval
Severance PaymenttrueSeverancePayment
Supplemental Nonqual Retire PlantrueSupplementalNonqualRetirePlan
Equity Based Comp ArrangementfalseEquityBasedCompArrangement
Comp Based On Revenue Of Filing OrgfalseCompBasedOnRevenueOfFilingOrg
Comp Based On Revenue Related OrgsfalseCompBasedOnRevenueRelatedOrgs
Comp Based Net Earnings Filing OrgfalseCompBasedNetEarningsFilingOrg
Comp Based Net Earnings Relate OrgsfalseCompBasedNetEarningsRelateOrgs
Any Non Fixed PaymentstrueAnyNonFixedPayments
Initial Contract ExceptionfalseInitialContractException

Form990 Schedule J Part II Form990ScheduleJPartII (25 entries)

Base Compensation Filing OrgBaseCompensationFilingOrgComp Based On Related OrgsCompBasedOnRelatedOrgsBonus Filing OrgBonusFilingOrgBonus Related OrgsBonusRelatedOrgsOther Compensation Filing OrgOtherCompensationFilingOrgOther Compensation Related OrgsOtherCompensationRelatedOrgsDeferred Comp Filing OrgDeferredCompFilingOrgDeferred Comp Related OrgsDeferredCompRelatedOrgsNontaxable Benefits Filing OrgNontaxableBenefitsFilingOrgNontaxable Benefits Related OrgsNontaxableBenefitsRelatedOrgsTotal Compensation Filing OrgTotalCompensationFilingOrgTotal Compensation Related OrgsTotalCompensationRelatedOrgsComp Report Prior990 Filing OrgCompReportPrior990FilingOrgComp Report Prior990 Related OrgsCompReportPrior990RelatedOrgs
AINSLIE CAROLYN
376586000365800306620226740466502000
BURSTEIN MARK
459100000363580306620210380547158000
cherrey cynthia
1302770002309011725060150150326000
DAVIDSON RONALD CROSBY
2106140003793950306620173740638045000
Dickerson Janet Smith
145916000228740166620135190198971000
DOBKIN DAVID
393200000320280306620277340483624000
DURKEE ROBERT
330582000192970306620178670398408000
EISGRUBER CHRISTOPHER
4702000003531068530662020522055669468500
ERICKSON JONATHAN
542704054319405176802726620219490143227703011940
GOLDEN ANDREW
689200085019807955203336620327790198539105471980
GUNN JAMES EDWARD
2094290003498750292990141320602735000
LEYDON BETTY
446885000388270306620204630536837000
MALKIEL NANCY WEISS
292600000105410306620172320351035000
MCDONOUGH PETER
371296000235990306620359840461541000
MCKAY MICHAEL
28982200097280306620189930349205000
RIEDL DREW
33118502751040135650180662014419081493501251040
RUSSEL WILLIAM
317947000147910306620142420377642000
SCHAFER PETER
2410870002640131661306620161040551866166100
SHROFF NILUFER
218715000141350276620178900278402000
SMITH STEWART AJ
332142000168680306620213880401060000
SULLIVAN-CROWLEYLIANNE
262920000114310306620245550329568000
TILGHMAN SHIRLEY
711100000737850306620866580902205000
WOOD ELIZABETH
360200000187680306620187360428366000
MCCRUDDEN CHRISTOPHER
3081420002024440306620199820561230000
MCDONALD BRIAN
00004146920306620243040469658000

Form990 Schedule J Part III Form990ScheduleJPartIII (6 entries)

IdentifierIdentifierReturn ReferenceReturnReferenceExplanationExplanation
NON-FIXED PAYMENTSSCHEDULE J, PART I, LINE 7The president of and the managing directors of Princeton University Investment Company, a University department, received incentive compensation from the University based on investment results relative to various benchmark indices, peer group performance and a discretionary factor.
RELEVANT INFORMATION REGARDING TRAVEL, HOUSING & PERSONAL SERVICESSCHEDULE J, PART I, LINE 1AUnder the University expense guidelines, Employees may travel at fares other than coach class for special health or other business reasons as approved by the Executive VP or the Dean of the Faculty or, in the case of the president, by the compensation committee. Spousal/partner travel is permissible in rare instances when the presence of a spouse/partner is required by the University to further an institutional business purpose as approved by the Executive VP or the Dean of the Faculty. The University may provide tax gross-up payments under certain circumstances as approved by the president, provost, executive vice president, vice president for human resources, or the dean of the faculty. The University does not provide tax indemnifications. The University requires its president to live in its official president's residence for its convenience and as a condition of employment. The University employs a cook, house manager and housekeeping staff to support business events at the official president's residence.
SUPPLEMENTAL NONQUALIFIED RETIREMENT PLANSCHEDULE J, PART I, LINE 4BThe President of and the Managing Directors of Princeton University Investment Company, a University department, particpated in and received compensation from nonqualified unfunded 457(f) incentive compensation plans which provide for the deferral of compensation (which amount can increase or decrease substantially depending on the performance of certain market benchmarks), until such compensation is no longer subject to a substantial risk of forfeiture.
PRIOR YEAR COMPENSATIONSCHEDULE J, PART II, COLUMN FTHE AMOUNTS REPORTED IN COLUMN (F) ONLY REFLECT COMPENSATION REPORTED IN COLUMN (B) THAT WAS REPORTED AS DEFERRED COMPENSATION ON PRIOR YEAR RETURNS.
Voluntary Incentive Retirement PlanSchedule J, Part II, Column B (iii) Other Reportable CompensationThe following employees: Ronald Crosby Davidson, James Edward Gunn, and Peter Schafer, received bonus compensation in accordance with a voluntary incentive retirement plan offered to faculty members who reach retirement age.
SEVERANCE PAYMENTSSCHEDULE J, PART I, LINE 4A AND PART II, COLUMN B (III)The following employees received severance payments as part of a leadership transition: Brian McDonald received $400,000 and Christopher McCrudden received $190,000.

Schedule K IRS990ScheduleK

Form990 Schedule K Part I Form990ScheduleKPartI (4 entries)

Issuer EINIssuerEINCUSIP NumberCUSIPNumberDate IssuedDateIssuedIssue PriceIssuePriceDescription Of PurposeDescriptionOfPurposeDefeasedDefeasedOn Behalf Of IssuerOnBehalfOfIssuerPool FinancingPoolFinancing
NEW JERSEY EDUCATIONAL FACILITIES AUTHORITY
22182951164605LEA22003-06-26120288759REFUNDING OF O/S COMM PAPER NOtesfalsefalsefalse
NEW JERSEY EDUCATIONAL FACILITIES AUTHORITY
22182951164605LGG72003-10-23125451946FIN ADVANCE REFUNDING OF VAR Notestruefalsefalse
NEW JERSEY EDUCATIONAL FACILITIES AUTHORITY
22182951164605LRY62004-07-29185398618FUNDS-MAINT,EQUIP&CONS&REF. NOTESfalsefalsefalse
NEW JERSEY EDUCATIONAL FACILITIES AUTHORITY
22182951164605LUU02005-04-12148571158FIN REFUNDING O/S NOTES&ADV REFUNDtruefalsefalse

Form990 Schedule K Part II Form990ScheduleKPartII (4 entries)

Amount RetiredAmountRetiredTotal ProceedsTotalProceedsIssuance Costs From ProceedsIssuanceCostsFromProceedsCapital ExpendituresCapitalExpendituresYear Of Subst CompletionYearOfSubstCompletionCurrent RefundingCurrentRefundingAdvance RefundingAdvanceRefundingFinal Allocation MadeFinalAllocationMadeAdequate Books And Recds MaintaindAdequateBooksAndRecdsMaintaindAmount Bond DefeasedAmountBondDefeasedRefunding EscrowRefundingEscrow
514000001202887592846501200000002004truefalsetruetrue
41875000125451946293172truetruetruetrue116230000
291650001890038101299381886508632006truefalsetruetrue
4175000148571158271770truetruetruetrue13969500058650171

Form990 Schedule K Part III Form990ScheduleKPartIII (4 entries)

Owning Bond Financed PropertyOwningBondFinancedPropertyAny Lease ArrangementsAnyLeaseArrangementsMngment Cntrct Bond Financd PrprtyMngmentCntrctBondFinancdPrprtyAny Research AgreementsAnyResearchAgreementsBond Counsel Routinely EngagedBondCounselRoutinelyEngagedPrcntge Prvt Business Use By OthersPrcntgePrvtBusinessUseByOthersPercentage Of Prvt Business Re UBIPercentageOfPrvtBusinessReUBITotal Private Business UseTotalPrivateBusinessUsePost Issuance Compliance ProcdrsPostIssuanceComplianceProcdrs
falsetruetruetruetrue0.003940.000250.00420true
falsetruetruetruetrue0.003140.000200.00334true
falsetruetruetruetrue0.008160.000250.00841true
falsetruetruetruetrue0.003650.000520.00417true

Form990 Schedule K Part IV Form990ScheduleKPartIV (4 entries)

Form8038 T FiledForm8038TFiledVariable Rate IssueVariableRateIssueHedge Identified In Books And RecdsHedgeIdentifiedInBooksAndRecdsGross Proceeds Invested In GICGrossProceedsInvestedInGICGross Proceeds InvestedGrossProceedsInvestedException To RebateExceptionToRebateTerm Of GICTermOfGICRegulatory Safe Harbor SatisfiedRegulatorySafeHarborSatisfied
(no name)
falsefalsefalsefalsefalsetrue
(no name)
truefalsefalsefalsefalsefalse
transamerica lifeins
falsefalsefalsetruefalsetrue1.9true
(no name)
falsefalsefalsefalsefalsetrue

Form990 Schedule K Part V Form990ScheduleKPartV (4 entries)

IdentifierIdentifierReturn ReferenceReturnReferenceExplanationExplanation
DIFFERENCE BETWEEN PROCEEDS AND ISSUE PRICESCHEDULE K, Part II, Line 3FOR CUSIP NUMBERS 64605LRY6, 64605LWF1, 64605LL97, 646065JB9, 646065VL3, and 646065E32, THE DIFFERENCES BETWEEN THE TOTAL PROCEEDS AND THE ISSUE PRICE ARE DUE TO INVESTMENT EARNINGS INCLUDED IN TOTAL PROCEEDS.
YEAR OF SUBSTANTIAL COMPLETIONSCHEDULE K, PART II, LINE 8FOR CUSIP NUMBER 64606R7M0, THE FINANCED PROJECTS WERE NOT SUBSTANTIALLY COMPLETE AS OF THE TAX YEAR END. FOR CUSIP NUMBERS 64605LGG7, 64605LUU0, 64605LT65, 646065GY2, AND 646065WX6, THE BONDS WERE REFUNDING ISSUES, AND HENCE, THE YEAR OF COMPLETION OF THE FINANCED PROJECTS IS NOT APPLICABLE.
PRIVATE BUSINESS USESCHEDULE K, PART IIIIN ACCORDANCE WITH THE IRS INSTRUCTIONS, PART III FOR CUSIP NUMBERS 64605LEA2 AND 64605LGG7 ARE NOT COMPLETED SINCE THE BONDS WERE ISSUED ENTIRELY FOR THE PURPOSE OF REFUNDING PRE-1/1/2003 BOND ISSUES.
ENGAGEMENT OF BOND COUNSELSCHEDULE K, PART III, LINE 3CTHE UNIVERSITY ENGAGED BOND COUNSEL THROUGH THE NEW JERSEY EDUCATIONAL FACILITIES AUTHORITY, THE CONDUIT ISSUER OF THE BONDS, AND ALSO ENGAGED ITS INTERNAL OFFICE OF GENERAL COUNSEL TO REVIEW CONTRACTS AND AGREEMENTS RELATING TO THE FINANCED PROPERTY.

Schedule L IRS990ScheduleL

Loan Table LoanTable (12 entries)

Purpose Of LoanPurposeOfLoanLoan From OrganizationLoanFromOrganizationOriginal PrincipalOriginalPrincipalAmountBalance DueBalanceDueDefaultDefaultApproved By BoardApprovedByBoardWritten AgreementWrittenAgreement
Ainslie Carolyn
MORTGAGEX$675,000661553falsefalsetrue
BURSTEIN MARK
MORTGAGEX$148,920138926falsefalsetrue
DICKERSON JANET S
MORTGAGEX$249,335103361falsefalsetrue
DOBKIN DAVID
MORTGAGEX$275,000226561falsefalsetrue
DURKEE ROBERT
MORTGAGEX$236,680203343falsefalsetrue
ERICKSON JONATHAN
MORTGAGEX$758,398752241falsefalsetrue
GOLDEN ANDREW
MORTGAGEX$693,500667412falsefalsetrue
LEYDON BETTY
MORTGAGEX$450,000403303falsefalsetrue
mCcRUDDEN cHRISTOPH
MORTGAGEX$450,000402159falsefalsetrue
mcdonough peter
MORTGAGEX$322,700291297falsefalsetrue
Sullivan-CrowleyL
mortgageX$518,500491344falsefalsetrue
Tilghman Shirley
MortgageX$417,000414974falsefalsetrue
FieldValueIRS element (for citing)
Total Balance Due4756474TotalBalanceDue

Form990 Schedule L Part III Form990ScheduleLPartIII

FieldValueIRS element (for citing)
Name Of Interested PersonNOT REQUIREDNameOfInterestedPerson
Amount Of Grant4600AmountOfGrant
Type Of AssistanceSCHOLARSHIPSTypeOfAssistance

Form990 Schedule L Part IV Form990ScheduleLPartIV (4 entries)

RelationshipRelationshipAmount Of TransactionAmountOfTransactionDescription Of TransactionDescriptionOfTransactionSharing Of RevenuesSharingOfRevenues
SIERRA VENTURES IX LP
SEE PART V1067624SEE PART Vfalse
SIERRA VENTURES VIII-A LP
SEE PART V-1395143SEE PART Vfalse
BURTON MALKIEL
SPOUSE OF KEY EMPLOYEE249707COMP. IN CAPACITY AS PROFESSORfalse
Thermo Fisher Scientific LLC
SEE PART V2597226SEE PART Vfalse

Form990 Schedule L Part V Form990ScheduleLPartV

FieldValueIRS element (for citing)
IdentifierLoans to and/or from interested personsIdentifier
Return ReferenceSchedule L, Part IIReturnReference
ExplanationIn accordance with a mortgage loan program, the University provides home financing assistance on residential properties in the area surrounding the University to eligible employees, including officers, key and highest compensated employees, under the authority of resolutions adopted by the Committee on Finance of the Board of Trustees. SIERRA VENTURES IX, L.P. and Sierra Ventures VIII-A, L.P. SCHEDULE L, PART IV (b) Princeton holds limited partnership interests in Sierra Ventures IX, L.P. and Sierra Ventures VIII-A, L.P. Peter Wendell, a Princeton University trustee, serves as an individual managing director of the general partner of these partnerships. Schedule L, Part IV (d) The amount of transaction (c) for Sierra Ventures IX, L.P. includes capital contributed during the year by the trustees of Princeton University of $2,500,000 and the university's share of current year income (loss) of ($1,432,376). The amount of transaction (c) for Sierra Ventures VIII-A, L.P. includes capital distributed during the year to the trustees of Princeton University of $2,030,199 and the university's share of current year income (loss)of $635,056. THERMO FISCHER SCIENTIFIC LLC SCHEDULE l, PART IV, COLUMN (B) Michael Porter, a Princeton university trustee, is a director of Thermo Fischer Scientific LLC. Schedule L, Part IV, Column (d) Thermo Fischer Scientific LLC supplies the University with various laboratory supplies and equipment that are procured on a competitively bid basis.Explanation

Schedule M IRS990ScheduleM

Works Of Art WorksOfArt

FieldValueIRS element (for citing)
Non Cash CheckboxXNonCashCheckbox
Number Of Contributions11NumberOfContributions
Noncash Contribs Rptd F990420754NoncashContribsRptdF990
Method Of Determining RevenuesSEE PART IIMethodOfDeterminingRevenues
FieldValueIRS element (for citing)
Art Historical TreasuresArtHistoricalTreasures
Art Fractional InterestArtFractionalInterest

Books And Publications BooksAndPublications

FieldValueIRS element (for citing)
Non Cash CheckboxXNonCashCheckbox
Noncash Contribs Rptd F9901961499NoncashContribsRptdF990
Method Of Determining RevenuesSEE PART IIMethodOfDeterminingRevenues
FieldValueIRS element (for citing)
Clothing And Household GoodsClothingAndHouseholdGoods

Cars And Other Vehicles CarsAndOtherVehicles

FieldValueIRS element (for citing)
Non Cash CheckboxXNonCashCheckbox
Number Of Contributions1NumberOfContributions
Noncash Contribs Rptd F9907400NoncashContribsRptdF990
Method Of Determining RevenuesSEE PART IIMethodOfDeterminingRevenues
FieldValueIRS element (for citing)
Boats And PlanesBoatsAndPlanes
Intellectual PropertyIntellectualProperty
Securities Publicly TradedSecuritiesPubliclyTraded
Securities Closely Held StockSecuritiesCloselyHeldStock
Securities Prtnrshp Trust IntrstsSecuritiesPrtnrshpTrustIntrsts

Securities Miscellaneous SecuritiesMiscellaneous

FieldValueIRS element (for citing)
Non Cash CheckboxXNonCashCheckbox
Number Of Contributions1116NumberOfContributions
Noncash Contribs Rptd F99048175955NoncashContribsRptdF990
Method Of Determining RevenuesSEE PART IIMethodOfDeterminingRevenues
FieldValueIRS element (for citing)
Qualified Contrib Hist StructQualifiedContribHistStruct
Qualified Contrib OtherQualifiedContribOther
Real Estate ResidentialRealEstateResidential
Real Estate CommercialRealEstateCommercial
Real Estate OtherRealEstateOther

Collectibles Collectibles

FieldValueIRS element (for citing)
Non Cash CheckboxXNonCashCheckbox
Number Of Contributions2NumberOfContributions
Noncash Contribs Rptd F99076200NoncashContribsRptdF990
Method Of Determining RevenuesSEE PART IIMethodOfDeterminingRevenues
FieldValueIRS element (for citing)
Food InventoryFoodInventory
Drugs And Medical SuppliesDrugsAndMedicalSupplies
TaxidermyTaxidermy

Historical Artifacts HistoricalArtifacts

FieldValueIRS element (for citing)
Non Cash CheckboxXNonCashCheckbox
Number Of Contributions2NumberOfContributions
Noncash Contribs Rptd F990123037NoncashContribsRptdF990
Method Of Determining RevenuesSEE PART IIMethodOfDeterminingRevenues
FieldValueIRS element (for citing)
Scientific SpecimensScientificSpecimens
Archaeological ArtifactsArchaeologicalArtifacts
Number Of8283 Received18NumberOf8283Received
Any Property That Must Be HeldfalseAnyPropertyThatMustBeHeld
Review Process Unusual NC GiftstrueReviewProcessUnusualNCGifts
Third Parties UsedtrueThirdPartiesUsed

Form990 Schedule M Part II Form990ScheduleMPartII

FieldValueIRS element (for citing)
IdentifierNUMBER OF CONTRIBUTIONSIdentifier
Return ReferencePART I, COLUMN BReturnReference
ExplanationAMOUNT REPRESENTS THE NUMBER OF INDIVIDUAL TRANSACTIONS OF NON-CASH CONTRIBUTIONS RECEIVED. TYPE OF PROPERTY SCHEDULE M, PART I, LINES 1,4,6,18, & 22 METHOD OF DETERMINING REVENUES FOR VEHICLES, ART WORK, BOOKS & PUBLICATIONS, COLLECTIBLES, AND HISTORICAL ARTIFACTS ARE BASED ON APPRAISAL AND OTHER VALUATION METHODS. SECURITIES SCHEDULE M, PART I, LINE 12 SECURITIES-MISCELLANEOUS INCLUDES BOTH MARKETABLE AND NON-MARKETABLE SECURITIES. REVENUES FOR MARKETABLE SECURITY CONTRIBUTIONS ARE VALUED BASED ON QUOTED MARKET PRICES. REVENUES FOR NON-MARKETABLE SECURITY CONTRIBUTIONS ARE VALUED BASED ON DISCOUNTED CASH FLOW AND OTHER VALUATION APPROACHES. USE OF THIRD PARTIES PART I, QUESTION 32B BROKERS ARE USED TO SELL CONTRIBUTED SECURITIES. THE ORGANIZATION DOES NOT USE THIRD PARTIES TO SOLICIT NONCASH CONTRIBUTIONS.Explanation

Schedule O IRS990ScheduleO

General Explanation GeneralExplanation (8 entries)

IdentifierIdentifierReturn ReferenceReturnReferenceExplanationExplanation
FINANCIAL ACCOUNTS IN FOREIGN COUNTRIESPART V, LINE 4BCONTINUED FROM STATEMENT 2 France Germany Greece Guernsey Hong Kong Ireland Italy Japan Mexico Netherlands New Zealand Norway Poland Singapore South Africa Sweden Switzerland Thailand United Kingdom
BUSINESS RELATIONSHIPPART VI, SECTION A, QUESTION 2Nancy Peretsman, a trustee, serves on the board of an exempt organization which employs Danielle Allen, a trustee. GOVERNING BODY PART VI, SECTION A, QUESTION 7A The Princeton University Board of Trustees consists of 40 members. Thirteen members are Alumni Trustees who are elected by the alumni members of the University and serve four-year terms. Four Alumni Trustees are elected by the junior and senior classes and the two most recently graduated undergraduate classes. Nine of these alumni trustees are elected through an alumni-wide election overseen by the Committee to Nominate Alumni Trustees. Alumni trustees have the same rights and powers as other trustees.
FORM 990 PROVIDED TO ORGANIZATIONS GOVERNING BODYPART VI, SECTION B, LINE 11aThe Form 990 is prepared by the University's Office of Finance & Treasury and is reviewed by management. The Schedule J compensation information is reviewed by the Compensation Committee and the entire Form 990 is reviewed by the Audit & Compliance Committee at a meeting prior to its filing with the IRS. A draft copy of the form, along with supplementary information, is provided in electronic form to the committees in advance of the meetings, and the draft is revised subsequently, as necessary. The full Board of Trustees is provided access to the final draft form prior to the filing date, allowing sufficient time for review.
Conflict of Interest PolicyPart VI, Section B, Line 12cOn an annual basis, all trustees are provided with a copy of the conflict of interest policy for trustees and a statement of compliance affirmation which they are required to sign and return to the office of the Vice President and Secretary. Where questions arise about potential conflicts of interest or the possible perception of such conflicts, the policy requires that those issues be brought to the chair of the trustee committee on compensation for resolution. On an annual basis, the vice president of human resources, the dean of the faculty, and the director of the Princeton Plasma Physics Laboratory ("PPPL") are responsible for ensuring compliance with the University's conflict of interest policies by all employees hired through their respective units. All office heads, managers of departments, programs, centers, and institutes, and academic department chairs are reminded of their obligation to ensure compliance in their functional areas. All employees are asked to review the conflict of interest policies, which are provided to them online, and to complete a disclosure form acknowledging that they have reviewed the policies and requiring that any conflicts or potential conflicts be disclosed. All disclosed conflicts are reviewed by the applicable office head, manager or department chair, and then brought to the respective vice president of human resources, the dean of the faculty, or the director of the PPPL for further review and resolution. Conflict disclosure forms completed by officers are reviewed by the president of the University and by the compensation committee of the board of trustees; the president's disclosure form is reviewed by the compensation committee of the board of trustees, and disclosed conflicts, if any, are appropriately resolved.
DETERMINATION OF COMPENSATIONPART VI, SECTION B, QUESTIONS 15a & 15bThe Compensation Committee of the Board of Trustees meets every spring to set the President's compensation and the compensation levels for officers and key employees. The Compensation Committee has an independent compensation consultant who provides all of the comparability data for the President's position. With this information, the Committee then determines the President's compensation. The Human Resources Department provides the Committee with market comparability data for the remaining officers and key employees. The Committee discusses and reviews the recommended compensation of such individuals with the president. The secretary to the Committee takes notes during the meetings and writes the minutes reflecting the deliberation and decision processes.
FINANCIAL STATEMENTS AVAILABLE TO THE PUBLICPART VI, SECTION C, LINE 19THE CONFLICT OF INTEREST POLICY AND THE FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC THROUGH PRINCETON UNIVERSITY'S WEBSITE.
AVERAGE HOURS PER WEEKPART VII, SECTION A, COLUMN BCertain officers of the Trustees of Princeton University also serve on the boards of related organizations: Stanley J. Seeger Hellenic Fund, Forrestal Investment Corporation, Princeton Charitable Foundation Limited, Princeton University Press, and Forrestal Agricultural Corporation. The average hours per week that these officers devote to the related organizations during the year is DE MINIMIS.
Other Changes in net assets or fund balancesPart XI, Line 5THE ENTIRE AMOUNT REPORTED CONSISTS OF UNREALIZED GAINS ON INVESTMENTS CARRIED AT MARKET VALUE.

Schedule R IRS990ScheduleR

Form990 Schedule R Part I Form990ScheduleRPartI (3 entries)

Address Line1AddressUS/AddressLine1CityAddressUS/CityStateAddressUS/StateZIP CodeAddressUS/ZIPCodeEINEINPrimary ActivitiesPrimaryActivitiesLegal Domicile StateLegalDomicileStateTotal IncomeTotalIncomeEOY AssetsEOYAssetsBusiness Name Line1DirectControllingEntityName/BusinessNameLine1Address Line1AddressForeign/AddressLine1CountryAddressForeign/CountryLegal Domicile Foreign CountryLegalDomicileForeignCountry
GOLDIE ENTERPRISES LLC
701 CARNEGIE CENTER SUITE 438PRINCETONNJ08540200747823INVESTMENTNJ-1727357150321NA
Princeton University Housing Holdings Co
701 CARNEGIE CENTER SUITE 438PRINCETONNJ08540263612810INVESTMENTNJ-1344260NA
PRINCETON CHARITABLE FOUNDATION LIMITED
980591811CHARITY43273121348NA19 OLD BAILEY LONDON EC4M 7EGUKUK

Form990 Schedule R Part II Form990ScheduleRPartII (11 entries)

Address Line1AddressUS/AddressLine1CityAddressUS/CityStateAddressUS/StateZIP CodeAddressUS/ZIPCodeEINEINPrimary ActivitiesPrimaryActivitiesLegal Domicile StateLegalDomicileStateExempt Code SectionExemptCodeSectionBusiness Name Line1DirectControllingEntityName/BusinessNameLine1Controlled OrgControlledOrgPublic Charity StatusPublicCharityStatus
FORRESTAL INVESTMENT CORPORATION
701 CARNEGIE CENTER SUITE 438PRINCETONNJ08540222968912HOLDING CO.NJ501(C)(2)PRINCETON Utrue
STANLEY J SEEGER HELLENIC FUND
701 CARNEGIE CENTER SUITE 438PRINCETONNJ08540222266810PROGRAMSNJ501(c)(3)PRINCETON Utrue11-TYPE I
FORRESTAL AGRICULTURAL CORPORATION
701 CARNEGIE CENTER SUITE 438PRINCETONNJ08540363625291INVESTMENTSIA501(c)(3)PRINCETON Utrue11-TYPE I
PRINCETON UNIVERSITY ALUMNI ORGANIZATION
701 CARNEGIE CENTER SUITE 438PRINCETONNJ08540222711242ALUMNINJ501(c)(3)nafalse11-III-O
PRINCETON UNIVERSITY PRESS
41 William StreetPrincetonNJ08540210634483PUBLICATIONSNJ501(c)(3)PRINCETON Utrue11-TYPE I
PRINCETON-BLAIRSTOWN CENTER INC
350 ALEXANDER ROADPRINCETONNJ08540226075831PROGRAMSNJ501(c)(3)PRINCETON Utrue11-TYPE I
PRINCETON IN AFRICA INC
PO BOX 226PRINCETONNJ08542223824520PROGRAMSNJ501(c)(3)PRINCETON Utrue11-TYPE I
PRINCETON IN ISHIKAWA INC
211 JONES HALL PRINCETON UNIVERSITPRINCETONNJ08544223563022PROGRAMSNJ501(c)(3)PRINCETON Utrue11-TYPE I
PRINCETON IN BEIJING INC
211 JONES HALL PRINCETON UNIVERSITPRINCETONNJ08544223779722PROGRAMSNJ501(c)(3)PRINCETON Utrue11-TYPE I
FOUNDING FATHERS PAPERS INC
701 CARNEGIE CENTERPRINCETONNJ08540222365602RESEARCH/PUBNJ501(c)(3)nafalse11-TYPE I
RESEARCH COLLECTIONS&PRESERVCONSORTIUM
701 CARNEGIE CENTERPRINCETONNJ08540223751732BOOK STORAGENJ501(c)(3)nafalse11-TYPE I

Form990 Schedule R Part III Form990ScheduleRPartIII (21 entries)

Address Line1AddressUS/AddressLine1CityAddressUS/CityStateAddressUS/StateZIP CodeAddressUS/ZIPCodeEINEINPrimary ActivityPrimaryActivityLegal Domicile StateLegalDomicileStateBusiness Name Line1DirectControllingEntityName/BusinessNameLine1Predominant Income TypePredominantIncomeTypeShare Of Total IncomeShareOfTotalIncomeShare Of EOY AssetsShareOfEOYAssetsDisproportionate AllocationsDisproportionateAllocationsGeneral Or Managing PartnerGeneralOrManagingPartnerPercentage OwnershipPercentageOwnershipCode VCodeVAmountAddress Line1AddressForeign/AddressLine1CityAddressForeign/CityProvince Or StateAddressForeign/ProvinceOrStateCountryAddressForeign/CountryLegal Domicile Foreign CountryLegalDomicileForeignCountryPostal CodeAddressForeign/PostalCode
NASSAU CAP RE PART III LP
PO BOX 305BELLE MEADNJ085020305223648371INVESTMENTDENAEXCLUDED FROM TAX-15973795falsefalse1.00000
NASSAU CAP RE PARTNERS
PO BOX 305BELLE MEADNJ08502223487397INVESTMENTDENAEXCLUDED FROM TAX399180886falsefalse1.00000
NASSAU CAP PART III
PO BOX 305BELLE MEADNJ085020305223648372INVESTMENTDENAEXCLUDED FROM TAX78364264855128falsefalse0.99053
PETROTIGER III LTD
1 HOUSTON CTR 1221 MCKINNEY SUITEHOUSTONTX77010760328789INVESTMENTTXNAEXCLUDED FROM TAX12338913005622falsefalse0.99000$111,865
NASSAU CAPITAL FUNDS
22 CHAMBERS STREET 4TH FLOORPRINCETONNJ08542223344912INVESTMENTDENAEXCLUDED FROM TAX58262145240155120falsefalse0.98469-$424,258
DYNAMO BRASIL I LLC
2711 CENTERVILLE ROAD SUITE 400WILMINGTONDE19808980515400INVESTMENTDENAEXCLUDED FROM TAX100273479239481397falsefalse0.93200
PB INSTITUTIONAL LP
10 ST JAMES AVE STE 1700BOSTONMA02116043425688INVESTMENTDENAEXCLUDED FROM TAX11689902867075028falsefalse0.98284-$2,316,880
VARDE FUND VI-A LP
8500 NORMANDALE LAKE BLVD SUITE 15MINNEAPOLISMN55437412022693INVESTMENTDENAEXCLUDED FROM TAX-17295692172836782falsefalse0.90664
BENGAL LP
515 MADISON AVE SUITE 4200NEW YORKNY10022204541456INVESTMENTDENAEXCLUDED FROM TAX391880453421559falsefalse0.94890
FARALLON CAP INST PARTIII
ONE MARITIME PLAZA SUITE 2100SAN FRANCISCOCA94111943253905INVESTMENTDENAEXCLUDED FROM TAX50549707475595069falsefalse0.90986
BAKER BIOTECH FUND II (A) LP
667 MADISON AVENUE 21ST FLOORNEW YORKNY10065331004876INVESTMENTDENAEXCLUDED FROM TAX756901290778falsefalse0.55010
LONE BALSAM LP
TWO GREENWICH PLAZA SECOND FLLORGREENWICHCT08630582359631INVESTMENTDENAEXCLUDED FROM TAX9884125204077416falsefalse0.53785$19,111
WHITECREST PARTNERS
222 BERKELEY STREET 22ND FLOORBOSTONMA02116043585396INVESTMENTDENAEXCLUDED FROM TAX58051663407569581falsefalse0.90787$324,032
THE ORANGE PARTNERS FUND LTD
210634501INVESTMENTNAEXCLUDED FROM TAX59919184196478845falsefalse1.00000PO BOX 309GT UGLAND HOUSEGRAND CAYMANCACJCJ
ALEXANDER STREET PARTNERS LTD
225 WEST WATER STREET STE 1987JACKSONVILLEFL322025152593374725INVESTMENTFLNAEXCLUDED FROM TAX-210283300058537falsefalse0.82351
LAXEY UNIVERSAL VALUE LP
1209 ORANGE STREETWILMINGTONDE19801210634501INVESTMENTDENAEXCLUDED FROM TAX971548441596812falsefalse0.91400
BPI LTD
INVESTMENTNAEXCLUDED FROM TAX23371335599756424falsefalse1.00000103 S CHURCH ST PO BOX 1034 GTGRCJCJCAYMAN ISLANDS
PETROTIGER IV LTD
1 HOUSTON CENTER-1221 MCKINNEY 37HOUSTONTX77010760495639INVESTMENTTXNAEXCLUDED FROM TAX261684811165010falsefalse0.76560
PETROTIGER I LTD
1 HOUSTON CENTER 1221 MCKINNEY 3HOUSTONTX77010760230203INVESTMENTTXNAEXCLUDED FROM TAX618187722791890falsefalse0.61220
2-4 NASSAU LLC
PO BOX 30PRINCETONNJ08540208596685INVESTMENTNJGOLDIE ENTERPRIEXCLUDED FROM TAX-1727357150321falsefalse0.99000
AMANSA FEEDER LTD
INVESTMENTNAEXCLUDED FROM TAX456167370508398falsefalse0.6098010 Changi Business Park Central 2SNSN486030

Form990 Schedule R Part IV Form990ScheduleRPartIV (4 entries)

Primary ActivityPrimaryActivityBusiness Name Line1DirectControllingEntityName/BusinessNameLine1Type Of EntityTypeOfEntity
Charitable Remainder TrustS (306)
InvestmentvariousTRUST
CHARITABLE LEAD TRUSTS (13)
INVESTMENTVARIOUSTRUST
POOLED FUNDS (210)
INVESTMENTVARIOUSTRUST
CHARITABLE GIFT ANNUITIES (130)
INVESTMENTVARIOUSTRUST
FieldValueIRS element (for citing)
Receipt Of Int Ann Rents RoyaltiestrueReceiptOfIntAnnRentsRoyalties
Gift Grant Or Cap Contr To Other OrgtrueGiftGrantOrCapContrToOtherOrg
Gift Grant Or Cap Contr Fr Other OrgtrueGiftGrantOrCapContrFrOtherOrg
Loans Or Guarantees To Other OrgfalseLoansOrGuaranteesToOtherOrg
Loans Or Guarantees From Other OrgfalseLoansOrGuaranteesFromOtherOrg
Sale Of Assets To Other OrgfalseSaleOfAssetsToOtherOrg
Purchase Of Assets From Other OrgfalsePurchaseOfAssetsFromOtherOrg
Exchange Of AssetsfalseExchangeOfAssets
Rental Of Facilities To Other OrgsfalseRentalOfFacilitiesToOtherOrgs
Rental Of Facilities Fr Other OrgstrueRentalOfFacilitiesFrOtherOrgs
Perform Of Services For Other OrgsfalsePerformOfServicesForOtherOrgs
Perform Of Services By Other OrgsfalsePerformOfServicesByOtherOrgs
Sharing Of FacilitiestrueSharingOfFacilities
Sharing Of Paid EmployeestrueSharingOfPaidEmployees
Reimbursement Paid To Other OrgtrueReimbursementPaidToOtherOrg
Reimbursement Paid By Other OrgtrueReimbursementPaidByOtherOrg
Other Transfer To Other OrgtrueOtherTransferToOtherOrg
Other Transfer From Other OrgtrueOtherTransferFromOtherOrg

Transactions Related Orgs Table TransactionsRelatedOrgsTable (23 entries)

Transaction TypeTransactionTypeAmount InvolvedAmountInvolvedMethod Of Amt DeterminationMethodOfAmtDetermination
FORRESTAL INVESTMENT CORPORATION
R6261517CASH
STANLEY J SEEGER HELLENIC FUND
C1306410CASH
FORRESTAL AGRICULTURAL CORPORATION
B3750000CASH
PRINCETON UNIVERSITY ALUMNI ORGANIZATION
C229295CASH
PRINCETON UNIVERSITY PRESS
A50688CASH
PRINCETON UNIVERSITY PRESS
J136810CASH
PRINCETON UNIVERSITY PRESS
M,N,P142866CASH
PRINCETON UNIVERSITY PRESS
Q3995655CASH
PRINCETON UNIVERSITY PRESS
R379621CASH
PRINCETON-BLAIRSTOWN CENTER INC
P180000CASH
FOUNDING FATHERS PAPERS INC
C406800CASH
RESEARCH COLLECTIONS&PRESERVATION CONSORTIUM
B,O440608CASH
NASSAU CAPITAL PARTNERS III LP
R16424938CASH
PB INSTITUTIONAL LIMITED PARTNERSHIP
R39344000CASH
NASSAU CAPITAL FUNDS
B1631392CASH
NASSAU CAPITAL FUNDS
R113298469CASH
DYNAMO BRASIL I LLC
B10000000CASH
FARALLON CAPITAL INSTITUTIONAL PARTNERS III
R18335027CASH
WHITECREST PARTNERS LP
R87475873CASH
VARDE FUND VI-A LP
R30000000CASH
PETROTIGER III LTD
R1766348CASH
BPI LTD
R50000000CASH
2-4 NASSAU LLC
B1344524CASH