ALFRED E MANN FOUNDATION FOR SCIENTIFIC RESEARCH: Form 990, tax year 2011
View the entire original 990 at ProPublica ↗
- Organization
- ALFRED E MANN FOUNDATION FOR SCIENTIFIC RESEARCH (EIN 95-4002032)
- Tax period
- 2011-04-01 to 2012-03-31
- Filed
- 2012-08-13
- IRS object ID
- 201242269349301804
- Schema version
- 2011v1.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990
- Schedule A
- Schedule B
- Schedule D
- Schedule F
- Schedule G
- Schedule I
- Schedule J
- Schedule L
- Schedule M
- Schedule O
- Schedule R
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2012-08-13T13:26:59-05:00 | Timestamp |
| Tax Period End Date | 2012-03-31 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 910189318 | EIN |
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | MOSS ADAMS LLP | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 9665 GRANITE RIDGE DRIVE SUITE 600 | AddressLine1 |
| City | SAN DIEGO | City |
| State | CA | State |
| ZIP Code | 92123 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990 | ReturnType |
| Tax Period Begin Date | 2011-04-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 954002032 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ALFRED E MANN FOUNDATION FOR SCIENTIFIC RESEARCH | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | ALFR | NameControl |
| Phone | 6617026700 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 25134 RYE CANYON LOOP NO 200 | AddressLine1 |
| City | SANTA CLARITA | City |
| State | CA | State |
| ZIP Code | 91355 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | DAVID HANKIN | Name |
| Title | CEO | Title |
| Phone | 6617026700 | Phone |
| Date Signed | 2012-08-10 | DateSigned |
| Authorize Third Party | 1 | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | PATRICIA J MAYER | Name |
| PTIN | P00188643 | PTIN |
| Phone | 8586271400 | Phone |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2011 | TaxYear |
| Build TS | 2016-02-24 21:20:13Z | BuildTS |
Form 990 IRS990
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Of Principal Officer Person | DAVID HANKIN | NameOfPrincipalOfficerPerson |
Address Principal Officer US AddressPrincipalOfficerUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 25134 RYE CANYON LOOP NO 200 | AddressLine1 |
| City | SANTA CLARITA | City |
| State | CA | State |
| ZIP Code | 91355 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Gross Receipts | 62738507 | GrossReceipts |
| Group Return For Affiliates | 0 | GroupReturnForAffiliates |
| Organization501c3 | X | Organization501c3 |
| Web Site | WWW.AEMF.ORG | WebSite |
| Type Of Organization Corporation | X | TypeOfOrganizationCorporation |
| Year Formation | 1985 | YearFormation |
| State Legal Domicile | CA | StateLegalDomicile |
| Activity Or Mission Description | CONDUCT MEDICAL AND SCIENTIFIC RESEARCH | ActivityOrMissionDescription |
| Nbr Voting Members Governing Body | 5 | NbrVotingMembersGoverningBody |
| Nbr Independent Voting Members | 4 | NbrIndependentVotingMembers |
| Total Nbr Employees | 126 | TotalNbrEmployees |
| Total Nbr Volunteers | 12 | TotalNbrVolunteers |
| Total Gross UBI | 0 | TotalGrossUBI |
| Net Unrelated Business Txbl Income | 0 | NetUnrelatedBusinessTxblIncome |
| Contributions Grants Prior Year | 990071 | ContributionsGrantsPriorYear |
| Contributions Grants Current Year | 1281308 | ContributionsGrantsCurrentYear |
| Program Service Revenue Prior Year | 0 | ProgramServiceRevenuePriorYear |
| Program Service Revenue CY | 0 | ProgramServiceRevenueCY |
| Investment Income Prior Year | 8294980 | InvestmentIncomePriorYear |
| Investment Income Current Year | 6288396 | InvestmentIncomeCurrentYear |
| Other Revenue Prior Year | 3081838 | OtherRevenuePriorYear |
| Other Revenue Current Year | 3584399 | OtherRevenueCurrentYear |
| Total Revenue Prior Year | 12366889 | TotalRevenuePriorYear |
| Total Revenue Current Year | 11154103 | TotalRevenueCurrentYear |
| Grants And Similar Amnts Prior Year | 36000 | GrantsAndSimilarAmntsPriorYear |
| Grants And Similar Amnts CY | 14120 | GrantsAndSimilarAmntsCY |
| Benefits Paid To Members Prior Year | 0 | BenefitsPaidToMembersPriorYear |
| Benefits Paid To Members CY | 0 | BenefitsPaidToMembersCY |
| Salaries Etc Prior Year | 13055840 | SalariesEtcPriorYear |
| Salaries Etc Current Year | 13735353 | SalariesEtcCurrentYear |
| Total Prof Fundrsng Exp Prior Year | 0 | TotalProfFundrsngExpPriorYear |
| Total Prof Fundrsng Exp CY | 0 | TotalProfFundrsngExpCY |
| Total Fundrsng Exp Current Year | 366968 | TotalFundrsngExpCurrentYear |
| Other Expense Prior Year | 8903530 | OtherExpensePriorYear |
| Other Expenses Current Year | 10950267 | OtherExpensesCurrentYear |
| Total Expenses Prior Year | 21995370 | TotalExpensesPriorYear |
| Total Expenses Current Year | 24699740 | TotalExpensesCurrentYear |
| Revenues Less Expenses Prior Year | -9628481 | RevenuesLessExpensesPriorYear |
| Revenues Less Expenses CY | -13545637 | RevenuesLessExpensesCY |
| Total Assets BOY | 149147272 | TotalAssetsBOY |
| Total Assets EOY | 127153690 | TotalAssetsEOY |
| Total Liabilities BOY | 15477095 | TotalLiabilitiesBOY |
| Total Liabilities EOY | 14940475 | TotalLiabilitiesEOY |
| Net Assets Or Fund Balances BOY | 133670177 | NetAssetsOrFundBalancesBOY |
| Net Assets Or Fund Balances EOY | 112213215 | NetAssetsOrFundBalancesEOY |
| Info In Schedule O Part III | X | InfoInScheduleOPartIII |
| Mission Description | THE ALFRED MANN FOUNDATION IS A MEDICAL RESEARCH ORGANIZATION DEDICATED TO BRINGING ADVANCED MEDICAL TECHNOLOGIES TO THE PUBLIC TO PROVIDE SIGNIFICANT IMPROVEMENTS TO THE HEALTH, SECURITY AND QUALITY OF LIFE FOR PEOPLE SUFFERING FROM DEBILITATING MEDICAL CONDITIONS. | MissionDescription |
| Significant New Program Services | 0 | SignificantNewProgramServices |
| Significant Change | 0 | SignificantChange |
| Expense | 5450538 | Expense |
| Grants | 14120 | Grants |
| Description | IMES: THE IMES PROJECT IS A CONSORTIUM PROJECT WITH THE FOLLOWING PARTNERS: NORTHWESTERN UNIVERSITY, THE ILLINOIS INSTITUTE OF TECHNOLOGY, AND SIGENICS (A CLOSELY HELD ENGINEERING COMPANY). THE INITIAL FUNDING FOR THE IMES PROGRAM IS COMING FROM THE NATIONAL INSTITUTES FOR BIOMEDICAL IMAGING AND BIOENGINEERING (NIBIB) AND THE NATIONAL INSTITUTE OF CHILD HEALTH AND HUMAN DEVELOPMENT (NICHD) AS WELL AS THE DEFENSE ADVANCED RESEARCH PROJECTS AGENCY (DARPA). THE IMPLANTABLE MYOELECTRIC SENSOR (IMES) SYSTEM IMPLANTED IN THE RESIDUAL LIMB OF A GROSS LIMB AMPUTEE WOULD TRANSMIT NERVE SIGNALS TO THE WEARABLE PROSTHESIS TO PERMIT CONTROL OF THE PROSTHESIS IN A MORE NATURAL MANNER. INITIALLY, AMF WAS A SUBCONTRACTOR TO PROVIDE ENGINEERING AND MANUFACTURING SERVICES TO PACKAGE AN IMPLANT SUITABLE FOR FURTHER STUDY. IN THE LAST FEW YEARS, AMF HAS ASSUMED A MORE CENTRAL ROLE, PERFORMING KEY ENGINEERING TASK AND PREPARING FOR A CLINICAL TRIAL.STATUS: AMF APPLIED MAJOR FOCUSED EFFORTS ON THE IMES PROGRAM RESULTING IN THE COMPLETION OF FULL QUALIFICATION OF THE DEVICE. ALL OF THE REQUIRED EXTERNAL HARDWARE WAS DEVELOPED AND THE IMPLANT CHIP WAS REDESIGNED TO IMPROVE MANUFACTURABILITY. A CLINICAL TRIAL PROTOCOL WAS DEVELOPED AND IS READY FOR SUBMISSION TO THE FDA AND THE PROPOSED CLINICAL SITE (WALTER REED ARMY MEDICAL CENTER). | Description |
Activity2 Activity2
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expense | 4765558 | Expense |
| Description | IMPLANTABLE PAIN PUMP: IN DECEMBER 2009, AMF PURCHASED THE ASSETS OF A COMPANY CALLED INFUSION SYSTEMS. THE ASSETS INCLUDED, AMONG OTHER THINGS, THE INTELLECTUAL PROPERTY AND HARD ASSETS/EQUIPMENT NECESSARY TO BUILD AN IMPLANTABLE INFUSION PUMP THAT CAN BE USED TO PUMP VARIOUS PHARMACEUTICAL PRODUCTS INTO THE HUMAN BODY SAFELY AND ACCURATELY. THE INITIAL APPLICATION IS FOR PAIN MANAGEMENT USING MORPHINE. STATUS: THE FOUNDATION SUBMITTED AND THE FDA APPROVED AN IDE APPLICATION TO START A HUMAN CLINICAL TRIAL FOR PAIN MANAGEMENT USING INFUMORPH. FOURTEEN PATIENTS WERE IMPLANTED WITH PUMPS AT FIVE SEPARATE CENTERS, THE CAROLINAS PAIN INSTITUTE, UC SAN DIEGO, SPECTRUM CARE PAIN TREATMENT CENTER, MILLENNIUM PAIN CENTER, CENTER FOR PAIN AND SUPPORTING CARE. IN PARALLEL, SYSTEM COMPONENTS AND ACCESSORY INVENTORY WAS BUILT TO SUPPORT THE 75 PATIENT HUMAN TRIAL. ON AN ONGOING BASIS, VARIOUS ENGINEERING PROJECTS WERE IN DEVELOPMENT FOCUSING ON: A NEW TABLET PROGRAMING PLATFORM AND TWO NEW PUMP DESIGNS, ONE WITH A SMALL DRUG RESERVOIR AND ONE WITH A LARGER RESERVOIR. | Description |
Activity3 Activity3
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expense | 4639317 | Expense |
| Revenue | 3975000 | Revenue |
| Description | FEBPM: THE FUNCTION ELECTRICAL STIMULATION BATTERY POWERED MICROSTIMULATOR (FEBPM) PROGRAM (FORMERLY THE BATTERY POWERED MICROSTIMULATOR (BPM) PROGRAM) IS THE DEVELOPMENT OF THE NEXT-GENERATION MICROSTIMULATOR SYSTEM. IT IS DESIGNED FOR A WIDE RANGE OF MEDICAL APPLICATIONS INCLUDING LOCALIZED INDIVIDUAL MUSCLE CONTROL AND ORCHESTRATED MUSCLE GROUP CONTROL. THE PRESENT MICROSTIMULATOR (RFM - SEE BELOW) IS POWERED AND CONTROLLED THROUGH AN EXTERNAL RF FIELD AND ONLY A FEW MICROSTIMULATORS CAN BE CONTROLLED AT ONCE USING A CONTROL ALGORITHM INSTALLED ON A PC AND UTILIZING LIMITED ACTIVITY SEQUENCES. BY CONTRAST, THE FEBPM IMPLANT HAS ITS OWN POWER SUPPLY WHICH CAN BE RECHARGED AS NEEDED AND THEN CAN OPERATE FOR PERIODS OF TIME. NUMEROUS FEBPM'S CAN BE COMMUNICATED WITH AND CONTROLLED USING ONE EXTERNAL CONTROLLER. FUTURE VERSIONS OF THE FEBPM SYSTEM MAY ALSO CONTAIN SENSORS CAPABLE OF COMMUNICATING BACK TO THE CONTROLLER TO DELIVER VARIOUS TYPES OF INFORMATION USED FOR SYSTEM OPERATION.STATUS: A MAJOR MILESTONE WAS REACHED DURING 2011 WHEN THE FCC ISSUED AN ORDER ENABLING THE FOUNDATION TO SHARE A SMALL RANGE OF RADIO FREQUENCY IN HARMONY WITH THE EXISTING USERS. THIS APPROVAL IN CONJUNCTION WITH EFFECTIVELY SECURING A COUPLE OF KEY COMPONENT SUPPLIERS HAS ALLOWED THE PROGRAM TO ONCE AGAIN MOVE FORWARD. THE MAJOR CHALLENGES REMAINING FOCUS ON THE DEVICES FINAL QUALIFICATION TESTING AND DETERMINATION OF THE INITIAL CLINICAL TRIAL APPLICATION. | Description |
Activity Other ActivityOther
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expense | 6260811 | Expense |
| Grants | 0 | Grants |
| Description | NEW PROJECTS: A) ICPM: INITIAL DEVELOPMENT WORK BEGAN ON A NEW TECHNOLOGY ALLOWING THE MONITORING OF INTERCRANIAL PRESSURE. THE GOAL OF THIS PROJECT IS TO COUPLE A PRESSURE SENSOR TO THE INTRA-VENTRICULAR CATHETER OF A HYDROCEPHALUS SHUNT IN ORDER TO MONITOR INTRACRANIAL CSF PRESSURE IN REAL TIME, TO MONITOR THE ADEQUACY AND EFFECTIVENESS OF INDIVIDUAL PATIENTS' SHUNT OPERATION, AND TO PROTECT THE HEALTH OF SHUNT PATIENTS. THE MAJOR AREA OF FOCUS DURING THE INITIAL FEASIBILITY ANALYSIS IS DRIFT THAT RESULTS FROM VARIOUS FORCES PLACED ON THE SENSOR. OVER TIME THE BUILT IN FORCES CAUSE THE OUTPUT TO DRIFT AND RESULT IN INACCURATE READINGS.STATUS: A POTENTIAL LICENSEE HAS BEEN LOCATED, AND AMF HAS FILED JOINTLY WITH THIS COMPANY FOR GRANT FUNDING TO ADVANCE DEVELOPMENT OF THIS PROGRAM. IF THE GRANT IS RECEIVED AND COMPLETED SUCCESSFULLY, IT IS LIKELY THAT THE PARTNER COMPANY WILL EITHER OPTION OR LICENSE THE ICPM PROGRAM TECHNOLOGY. IF THIS DOES NOT OCCUR, AMF DOES NOT INTEND TO CONTINUE FUNDING FOR THIS PROGRAM. B) AP: THE ARTIFICIAL PANCREAS DEVELOPMENT PATH CONSISTS OF SEVERAL STEPS CULMINATING IN A FULLY IMPLANTABLE, CLOSED-LOOP, AUTONOMOUS ARTIFICIAL ENDOCRINE PANCREAS. SUCH A SYSTEM WILL MAINTAIN BLOOD GLUCOSE LEVELS IN DIABETICS TO NORMAL RANGE WITHOUT RISK OF HYPOGLYCEMIA (LOW BLOOD GLUCOSE). FOUR MAJOR COMPONENTS CONSTITUTE THE AP SYSTEM: AN IMPLANTABLE PUMP DELIVERING INSULIN TO THE INTRAPERITONEAL SPACE, INSULIN WHICH IS STABLE AT BODY TEMPERATURE, AN IMPLANTABLE GLUCOSE SENSOR, AND A CONTROL ALGORITHM.STATUS: AFTER SIGNIFICANT DUE DILIGENCE ON VARIOUS SENSOR TECHNOLOGIES AND CONTROL ALGORITHMS, EFFORTS TO OBTAIN EXTERNAL FUNDING ON TERMS SATISFACTORY TO AMF WERE ULTIMATELY NOT SUCCESSFUL. A DECISION WAS MADE TO TERMINATE ACTIVE DEVELOPMENT EFFORTS RELATING TO THIS PROGRAM, BUT FOR THE LIMITED EFFORTS OF ONE EMPLOYEE WHO IS ATTEMPTING TO GATHER FINANCIAL AND TECHNOLOGICAL SUPPORT FOR A DEVELOPMENT EFFORT THAT LIKELY WOULD BE CARRIED ON IN A NEWLY-LAUNCHED STARTUP ENTITY THAT WOULD BE FUNDED BY THIRD PARTIES AND WHICH WOULD LICENSE AP-RELATED INTELLECTUAL PROPERTY FROM AMF. RFM: THE RADIO FREQUENCY MICROSTIMULATOR (RFM) IS A SYSTEM OF DEVICES INTENDED TO STIMULATE NERVES TO CONTROL MUSCLE MOVEMENT IN PATIENTS WHO HAVE EXPERIENCED A DEBILITATING MUSCLE/NERVE INJURY OR DISEASE. THE SYSTEM CONSISTS OF IMPLANTED MICROSTIMULATORS, SURGICAL TOOLS USED TO IMPLANT THE MICROSTIMULATORS, EXTERNAL COMPONENTS USED TO POWER THE IMPLANTED MICROSTIMULATORS (A CONTROL UNIT AND RF COIL), AND A LAPTOP WITH CUSTOM SOFTWARE USED TO PROGRAM THE MICROSTIMULATORS. STATUS: IN CONNECTION WITH THE PREVIOUS FEASIBILITY STUDY, ENGINEERING WORK WAS PERFORMED TO ENHANCE SYSTEM FEATURES AND FUNCTIONALITY REQUIRED TO MEET USER NEEDS. ENGINEERING AND REGULATORY ACTIVATES HAVE BEEN CARRIED OUT TO SUPPORT A IDE SUBMISSIONS FOR A CLINICAL STUDY FOR ARM REHAB DUE TO TRAUMATIC BRAIN INJURY. WE HAVE IMPLANTED THE FIRST PATIENT IN THE TRIAL AT THE TAMPA VA. | Description |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Other Program Service Exp | 6260811 | TotalOfOtherProgramServiceExp |
| Total Program Service Expense | 21116224 | TotalProgramServiceExpense |
| Described In501 C3 | 1 | DescribedIn501C3 |
| Schedule B Required | 1 | ScheduleBRequired |
| Political Activities | 0 | PoliticalActivities |
| Lobbying Activities | 0 | LobbyingActivities |
| Subject To Proxy Tax | 0 | SubjectToProxyTax |
| Donor Advised Funds | 0 | DonorAdvisedFunds |
| Conservation Easements | 0 | ConservationEasements |
| Collections Of Art | 0 | CollectionsOfArt |
| Credit Counseling | 0 | CreditCounseling |
| Term Or Permanent Endowments | 0 | TermOrPermanentEndowments |
| Report Land Bldg Equip | 1 | ReportLandBldgEquip |
| Report Invest Oth Securities | 0 | ReportInvestOthSecurities |
| Report Prog Rel Invest | 0 | ReportProgRelInvest |
| Report Other Assets | 0 | ReportOtherAssets |
| Report Other Liabilities | 0 | ReportOtherLiabilities |
| Report Fin48 Footnote | 1 | ReportFin48Footnote |
| Independent Audit Financial Stmt | 1 | IndependentAuditFinancialStmt |
| Consolidated Audit Financial Stmt | 0 | ConsolidatedAuditFinancialStmt |
| School | 0 | School |
| Foreign Office | 0 | ForeignOffice |
| Foreign Activities | 1 | ForeignActivities |
| More Than5000 K To Organizations | 0 | MoreThan5000KToOrganizations |
| More Than5000 K To Individuals | 0 | MoreThan5000KToIndividuals |
| Professional Fundraising | 0 | ProfessionalFundraising |
| Fundraising Activities | 1 | FundraisingActivities |
| Gaming | 0 | Gaming |
| Hospital | 0 | Hospital |
| Grants To Organizations | 1 | GrantsToOrganizations |
| Grants To Individuals | 0 | GrantsToIndividuals |
| Schedule J Required | 1 | ScheduleJRequired |
| Tax Exempt Bonds | 0 | TaxExemptBonds |
| Excess Benefit Transaction | 0 | ExcessBenefitTransaction |
| Prior Excess Benefit Transaction | 0 | PriorExcessBenefitTransaction |
| Loan To Officer Or DQP | 1 | LoanToOfficerOrDQP |
| Grant To Related Person | 0 | GrantToRelatedPerson |
| Bsnss Rltnshp With Organization | 0 | BsnssRltnshpWithOrganization |
| Bsnss Rltnshp Thru Family Member | 0 | BsnssRltnshpThruFamilyMember |
| Officer Entity With Bsnss Rltnshp | 1 | OfficerEntityWithBsnssRltnshp |
| Deductible Non Cash Contributions | 1 | DeductibleNonCashContributions |
| Deductible Contributions Of Art | 0 | DeductibleContributionsOfArt |
| Terminated | 0 | Terminated |
| Partial Liquidation | 0 | PartialLiquidation |
| Disregarded Entity | 0 | DisregardedEntity |
| Related Entity | 1 | RelatedEntity |
| Related Org Controlled Entity | 0 | RelatedOrgControlledEntity |
| Transaction Related Entity | 0 | TransactionRelatedEntity |
| Transfers To Exempt Non Chrtbl Org | 0 | TransfersToExemptNonChrtblOrg |
| Activities Conducted Partnership | 0 | ActivitiesConductedPartnership |
| Schedule O Required | 1 | ScheduleORequired |
| Number Forms Transmitted With1096 | 72 | NumberFormsTransmittedWith1096 |
| Number W2 G Included | 0 | NumberW2GIncluded |
| Compliance With Backup Witholding | 1 | ComplianceWithBackupWitholding |
| Number Of Employees | 126 | NumberOfEmployees |
| Employment Tax Returns Filed | 1 | EmploymentTaxReturnsFiled |
| Unrelated Business Income | 0 | UnrelatedBusinessIncome |
| Foreign Financial Account | 0 | ForeignFinancialAccount |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTrans |
| Taxable Party Notification | 0 | TaxablePartyNotification |
| Non Deductible Contributions | 0 | NonDeductibleContributions |
| Quid Pro Quo Contributions | 1 | QuidProQuoContributions |
| Quid Pro Quo Disclosure | 1 | QuidProQuoDisclosure |
| Form8282 Property Disposed Of | 0 | Form8282PropertyDisposedOf |
| Funds To Pay Premiums | 0 | FundsToPayPremiums |
| Premiums Paid | 0 | PremiumsPaid |
| Indoor Tanning Services | 0 | IndoorTanningServices |
| Info In Schedule O Part VI | X | InfoInScheduleOPartVI |
| Nbr Voting Governing Body Members | 5 | NbrVotingGoverningBodyMembers |
| Number Independent Voting Members | 4 | NumberIndependentVotingMembers |
| Family Or Business Relationship | 1 | FamilyOrBusinessRelationship |
| Delegation Of Management Duties | 0 | DelegationOfManagementDuties |
| Changes To Organizing Docs | 0 | ChangesToOrganizingDocs |
| Material Diversion Or Misuse | 0 | MaterialDiversionOrMisuse |
| Members Or Stockholders | 1 | MembersOrStockholders |
| Election Of Board Members | 1 | ElectionOfBoardMembers |
| Decisions Subject To Approval | 0 | DecisionsSubjectToApproval |
| Minutes Of Governing Body | 1 | MinutesOfGoverningBody |
| Minutes Of Committees | 1 | MinutesOfCommittees |
| Officer Mailing Address | 0 | OfficerMailingAddress |
| Local Chapters | 0 | LocalChapters |
| Form990 Provided To Governing Body | 1 | Form990ProvidedToGoverningBody |
| Conflict Of Interest Policy | 1 | ConflictOfInterestPolicy |
| Annual Disclosure Covered Persons | 1 | AnnualDisclosureCoveredPersons |
| Regular Monitoring Enforcement | 1 | RegularMonitoringEnforcement |
| Whistleblower Policy | 1 | WhistleblowerPolicy |
| Document Retention Policy | 1 | DocumentRetentionPolicy |
| Compensation Process CEO | 1 | CompensationProcessCEO |
| Compensation Process Other | 1 | CompensationProcessOther |
| Investment In Joint Venture | 0 | InvestmentInJointVenture |
| States Where Copy Of Return Is Filed | CA | StatesWhereCopyOfReturnIsFiled |
| Upon Request | X | UponRequest |
The Books Are In Care Of TheBooksAreInCareOf
Name Business NameBusiness
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | FARAH BOROOMAND | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Telephone Number | 6617026731 | TelephoneNumber |
Address US AddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 25134 RYE CANYON LOOP SUITE 200 | AddressLine1 |
| City | SANTA CLARITA | City |
| State | CA | State |
| ZIP Code | 91355 | ZIPCode |
Form990 Part VII Section A Form990PartVIISectionA (19 entries)
| TitleTitle | Average Hours Per WeekAverageHoursPerWeek | Individual Trustee Or DirectorIndividualTrusteeOrDirector | Reportable Comp From OrganizationReportableCompFromOrganization | Reportable Comp From Related OrgsReportableCompFromRelatedOrgs | Other CompensationOtherCompensation | OfficerOfficer | Key EmployeeKeyEmployee | Highest Compensated EmployeeHighestCompensatedEmployee |
|---|---|---|---|---|---|---|---|---|
| ALFRED MANN | ||||||||
| MEMBER | 3.00 | X | 0 | 0 | 0 | |||
| BRIAN MANN | ||||||||
| BOARD MEMBER | 2.00 | X | 0 | 0 | 0 | |||
| KENT KRESA | ||||||||
| BOARD MEMBER | 2.00 | X | 0 | 0 | 0 | |||
| ROBERT GREENBERG | ||||||||
| CHAIRMAN | 2.00 | X | 0 | 0 | 0 | X | ||
| RICHARD WAUGH | ||||||||
| BOARD MEMBER | 2.00 | X | 0 | 0 | 0 | |||
| MARI DANIHEL | ||||||||
| BOARD MEMBER | 2.00 | X | 0 | 0 | 0 | |||
| DAVID HANKIN | ||||||||
| CEO | 55.00 | 372712 | 0 | 35018 | X | |||
| FARAH BOROOMAND | ||||||||
| CFO | 50.00 | 216443 | 0 | 8147 | X | |||
| MARK CHAMBERLAIN | ||||||||
| COO | 52.00 | 289948 | 0 | 29081 | X | |||
| DAN MERRILL | ||||||||
| DIR OF APPS ENGINEERING | 43.00 | 196227 | 0 | 20936 | X | |||
| GUANGQIANG JIANG | ||||||||
| DIR OF MATERIAL SCIENCE | 45.00 | 209968 | 0 | 32885 | X | |||
| JOHN PETROVICH | ||||||||
| GENERAL COUNSEL | 53.00 | 232704 | 0 | 31369 | X | |||
| STEPHEN HESSELL | ||||||||
| VP, IMPLANTABLE PUMP | 42.00 | 220845 | 0 | 29797 | X | |||
| MICHAEL PERRIN | ||||||||
| DIRECTOR, QUALITY ASSURANCE | 43.00 | 158368 | 0 | 19636 | X | |||
| PETER LORD | ||||||||
| VP, R&D CLINICAL, INFUSION SYSTEMS | 40.00 | 172528 | 0 | 20313 | X | |||
| EUSEBIU MATEI | ||||||||
| MIXED SIG DESIGN GRP MGR | 40.00 | 208981 | 0 | 21368 | X | |||
| JAMES WOLFE | ||||||||
| ASIC ENGINEER | 40.00 | 164128 | 0 | 31212 | X | |||
| HOWARD STOVER | ||||||||
| COMMUNICATION GROUP MGR | 40.00 | 172768 | 0 | 11798 | X | |||
| GLEN GRIFFITH | ||||||||
| PRINCIPAL RF COMMUNICATIONS ENGINEER | 40.00 | 176980 | 0 | 28222 | X | |||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Reportable Comp From Org | 2792600 | TotalReportableCompFromOrg |
| Total Reportable Comp Frm Rltd Orgs | 0 | TotalReportableCompFrmRltdOrgs |
| Total Other Compensation | 319782 | TotalOtherCompensation |
| Number Individuals GT100 K | 45 | NumberIndividualsGT100K |
| Formers Listed | 0 | FormersListed |
| Total Comp GT150 K | 1 | TotalCompGT150K |
| Compensation From Other Sources | 0 | CompensationFromOtherSources |
Contractor Compensation ContractorCompensation (5 entries)
| Address Line1AddressOfContractor/AddressUS/AddressLine1 | CityAddressOfContractor/AddressUS/City | StateAddressOfContractor/AddressUS/State | ZIP CodeAddressOfContractor/AddressUS/ZIPCode | Description Of ServicesDescriptionOfServices | CompensationCompensation |
|---|---|---|---|---|---|
| KAYE SCHOLER LLP | |||||
| 1999 AVENUE OF THE STARS STE 1600 | LOS ANGELES | CA | 90067 | LEGAL SERVICES | 894096 |
| PODESTA GROUP INC | |||||
| 1001 G STREET NW STE 900 EAST | WASHINGTON | DC | 20001 | PROGRAM SERVICES | 300000 |
| HENRICKS SLAVIN & HOLMES LLP | |||||
| 840 APOLLO STREET 200 | EL SEGUNDO | CA | 90245 | LEGAL SERVICES | 168465 |
| WILKINSON BARKER KNAUER LLP | |||||
| 2300 N STREET NW 700 | WASHINGTON | DC | 20037 | LEGAL SERVICES | 166728 |
| TOM XIAOHAI HE | |||||
| 19907 VIA OTT | SANTA CLARITA | CA | 91321 | CONSULTING SERVICES | 152400 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Number Of Contractors GT100 K | 6 | NumberOfContractorsGT100K |
| Fundraising Events | 887339 | FundraisingEvents |
| Government Grants | 26659 | GovernmentGrants |
| All Other Contributions | 367310 | AllOtherContributions |
| Total Contributions | 1281308 | TotalContributions |
Investment Income InvestmentIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 4481136 | TotalRevenueColumn |
| Exclusion | $4,481,136 | ExclusionAmount |
Royalties Revenue RoyaltiesRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 3975000 | TotalRevenueColumn |
| Related Or Exempt Function Income | 3975000 | RelatedOrExemptFunctionIncome |
Gross Amount Sales Assets GrossAmountSalesAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | 52830980 | Securities |
| Other | 12583 | Other |
Less Cost Oth Basis Sales Expenses LessCostOthBasisSalesExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | 51008365 | Securities |
| Other | 27938 | Other |
Gain Or Loss GainOrLoss
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | 1822615 | Securities |
| Other | -15355 | Other |
Net Gain Or Loss Investments NetGainOrLossInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 1807260 | TotalRevenueColumn |
| Exclusion | $1,807,260 | ExclusionAmount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Gross Income Fundraising Events | 157500 | GrossIncomeFundraisingEvents |
| Cntrbtns Rprtd Fundraising Events | 887339 | CntrbtnsRprtdFundraisingEvents |
| Fundraising Direct Expenses | 548101 | FundraisingDirectExpenses |
Net Income From Fundraising Events NetIncomeFromFundraisingEvents
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | -390601 | TotalRevenueColumn |
| Exclusion | -$390,601 | ExclusionAmount |
Total Revenue TotalRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 11154103 | TotalRevenueColumn |
| Related Or Exempt Function Income | 3975000 | RelatedOrExemptFunctionIncome |
| Unrelated Business Revenue | 0 | UnrelatedBusinessRevenue |
| Exclusion | $5,897,795 | ExclusionAmount |
Grants To Domestic Orgs GrantsToDomesticOrgs
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 14120 | Total |
| Program Services | 14120 | ProgramServices |
Comp Current Officers Directors CompCurrentOfficersDirectors
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 2185698 | Total |
| Program Services | 1801271 | ProgramServices |
| Management And General | 384427 | ManagementAndGeneral |
Other Salaries And Wages OtherSalariesAndWages
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 9623880 | Total |
| Program Services | 8477081 | ProgramServices |
| Management And General | 940713 | ManagementAndGeneral |
| Fundraising | 206086 | Fundraising |
Pension Plan Contributions PensionPlanContributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 149170 | Total |
| Program Services | 133673 | ProgramServices |
| Management And General | 14060 | ManagementAndGeneral |
| Fundraising | 1437 | Fundraising |
Other Employee Benefits OtherEmployeeBenefits
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 910993 | Total |
| Program Services | 782385 | ProgramServices |
| Management And General | 105867 | ManagementAndGeneral |
| Fundraising | 22741 | Fundraising |
Payroll Taxes PayrollTaxes
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 865612 | Total |
| Program Services | 757303 | ProgramServices |
| Management And General | 92921 | ManagementAndGeneral |
| Fundraising | 15388 | Fundraising |
Fees For Services Legal FeesForServicesLegal
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 1975303 | Total |
| Program Services | 1783143 | ProgramServices |
| Management And General | 192160 | ManagementAndGeneral |
Fees For Services Accounting FeesForServicesAccounting
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 85468 | Total |
| Management And General | 85468 | ManagementAndGeneral |
Fees For Services Other FeesForServicesOther
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 1807392 | Total |
| Program Services | 877389 | ProgramServices |
| Management And General | 922428 | ManagementAndGeneral |
| Fundraising | 7575 | Fundraising |
Office Expenses OfficeExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 2885006 | Total |
| Program Services | 2710875 | ProgramServices |
| Management And General | 128170 | ManagementAndGeneral |
| Fundraising | 45961 | Fundraising |
Information Technology InformationTechnology
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 198918 | Total |
| Program Services | 150950 | ProgramServices |
| Management And General | 44912 | ManagementAndGeneral |
| Fundraising | 3056 | Fundraising |
Occupancy Occupancy
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 1265592 | Total |
| Program Services | 1135836 | ProgramServices |
| Management And General | 97317 | ManagementAndGeneral |
| Fundraising | 32439 | Fundraising |
Travel Travel
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 304166 | Total |
| Program Services | 220379 | ProgramServices |
| Management And General | 68108 | ManagementAndGeneral |
| Fundraising | 15679 | Fundraising |
Conferences Meetings ConferencesMeetings
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 76805 | Total |
| Program Services | 46991 | ProgramServices |
| Management And General | 23089 | ManagementAndGeneral |
| Fundraising | 6725 | Fundraising |
Depreciation Depletion DepreciationDepletion
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 1158966 | Total |
| Program Services | 1073968 | ProgramServices |
| Management And General | 82992 | ManagementAndGeneral |
| Fundraising | 2006 | Fundraising |
Insurance Insurance
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 114094 | Total |
| Program Services | 93062 | ProgramServices |
| Management And General | 15774 | ManagementAndGeneral |
| Fundraising | 5258 | Fundraising |
Other Expenses OtherExpenses (3 entries)
| DescriptionDescription | TotalTotal | Program ServicesProgramServices | Management And GeneralManagementAndGeneral | FundraisingFundraising |
|---|---|---|---|---|
| RESEARCH K-1 ALLOCATION | 935966 | 935966 | ||
| EDUCATION & MORALE | 89561 | 76567 | 10781 | 2213 |
| MISCELLANEOUS | 53030 | 45265 | 7361 | 404 |
Total Functional Expenses TotalFunctionalExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 24699740 | Total |
| Program Services | 21116224 | ProgramServices |
| Management And General | 3216548 | ManagementAndGeneral |
| Fundraising | 366968 | Fundraising |
Cash Non Interest Bearing CashNonInterestBearing
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 401231 | BOY |
| EOY | 368867 | EOY |
Savings And Temp Cash Investments SavingsAndTempCashInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 1367375 | BOY |
| EOY | 1362386 | EOY |
Accounts Receivable AccountsReceivable
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 614719 | BOY |
| EOY | 357134 | EOY |
Other Notes Loans Receivable Net OtherNotesLoansReceivableNet
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 10078562 | BOY |
| EOY | 10000000 | EOY |
Prepaid Expenses Deferred Charges PrepaidExpensesDeferredCharges
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 580006 | BOY |
| EOY | 155095 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Land Buildings Equipment Basis | 10721483 | LandBuildingsEquipmentBasis |
| Land Bldg Equipment Accum Deprec | 8344702 | LandBldgEquipmentAccumDeprec |
Land Buildings Equipment Basis Net LandBuildingsEquipmentBasisNet
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 3298862 | BOY |
| EOY | 2376781 | EOY |
Investments Pub Traded Securities InvestmentsPubTradedSecurities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 122636134 | BOY |
| EOY | 107105926 | EOY |
Investments Other Securities InvestmentsOtherSecurities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 7221573 | BOY |
| EOY | 2334229 | EOY |
Intangible Assets IntangibleAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 1979379 | BOY |
| EOY | 1915888 | EOY |
Other Assets Total OtherAssetsTotal
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 969431 | BOY |
| EOY | 1177384 | EOY |
Total Assets TotalAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 149147272 | BOY |
| EOY | 127153690 | EOY |
Accounts Payable Accrued Expenses AccountsPayableAccruedExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 2278523 | BOY |
| EOY | 1856256 | EOY |
Mort Notes Pybl Secured Invest Prop MortNotesPyblSecuredInvestProp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 12921364 | BOY |
| EOY | 13084219 | EOY |
Other Liabilities OtherLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 277208 | BOY |
| EOY | 0 | EOY |
Total Liabilities TotalLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 15477095 | BOY |
| EOY | 14940475 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Follow SFAS117 | X | FollowSFAS117 |
Unrestricted Net Assets UnrestrictedNetAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 133670177 | BOY |
| EOY | 112213215 | EOY |
Total Net Assets Fund Balances TotalNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 133670177 | BOY |
| EOY | 112213215 | EOY |
Total Liab Net Assets Fund Balances TotalLiabNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 149147272 | BOY |
| EOY | 127153690 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Info In Schedule O Part XI | X | InfoInScheduleOPartXI |
| Reconcilation Revenue Expenses | -13545637 | ReconcilationRevenueExpenses |
| Reconcilation Other Changes | -7911325 | ReconcilationOtherChanges |
| Method Of Accounting Accrual | X | MethodOfAccountingAccrual |
| Accountant Compile Or Review | 0 | AccountantCompileOrReview |
| FS Audited | 1 | FSAudited |
| Audit Committee | 1 | AuditCommittee |
| Financial Statement Separate | X | FinancialStatementSeparate |
| Federal Grant Audit Required | 0 | FederalGrantAuditRequired |
Schedule A IRS990ScheduleA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Medical Research Org170b1 Aiii | X | MedicalResearchOrg170b1Aiii |
Hospital Name And Address HospitalNameAndAddress (10 entries)
| CityCity | StateState |
|---|---|
| COUNTY USC MEDICAL CENTER | |
| LOS ANGELES | CA |
| SHEPHERD CENTER | |
| ATLANTA | GA |
| SHRINER'S CHILDREN'S HOSPITAL | |
| PHILADELPHIA | PA |
| JAMES A HALEY VA MEDICAL CENTER | |
| TAMPA | FL |
| WALTER REED ARMY MEDICAL | |
| WASHINGTON | DC |
| THE CENTER FOR CLINICAL RESEARCH | |
| WINSTONSALEM | NC |
| UCSD CENTER FOR PAIN MEDICINE | |
| SAN DIEGO | CA |
| NEUROVATIONS | |
| NAPA | CA |
| MILLENNIUM PAIN CENTER | |
| BLOOMINGTON | IL |
| THE CENTER FOR PAIN AND SUPPORTIVE CARE | |
| PHOENIX | AZ |
Schedule B IRS990ScheduleB
Contributor Info ContributorInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor Number | RESTRICTED | ContributorNumber |
Contributor Name Business ContributorNameBusiness
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RESTRICTED | BusinessNameLine1 |
Contributor Address US ContributorAddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | RESTRICTED | AddressLine1 |
| Address Line2 | RESTRICTED | AddressLine2 |
| City | RESTRICTED | City |
| State | RESTRICTED | State |
| ZIP Code | RESTRICTED | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Aggregate Contributions | RESTRICTED | AggregateContributions |
Schedule D IRS990ScheduleD
Leasehold Improvements LeaseholdImprovements
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 1481078 | OtherCostOrOtherBasis |
| Depreciation | 268105 | Depreciation |
| Book Value | 1212973 | BookValue |
Equipment Equipment
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 5160121 | OtherCostOrOtherBasis |
| Depreciation | 4283251 | Depreciation |
| Book Value | 876870 | BookValue |
Other Land Buildings OtherLandBuildings
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 4080284 | OtherCostOrOtherBasis |
| Depreciation | 3793346 | Depreciation |
| Book Value | 286938 | BookValue |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Book Value Land Buildings | 2376781 | TotalOfBookValueLandBuildings |
| Total Revenue | 11154103 | TotalRevenue |
| Total Expenses | 24699740 | TotalExpenses |
| Excess Or Deficit For Year | -13545637 | ExcessOrDeficitForYear |
| Net Unrealized GL On Investments | -3959947 | NetUnrealizedGLOnInvestments |
| Other | -$3,951,378 | OtherAmount |
| Total Adjustments | -7911325 | TotalAdjustments |
| Excess Or Deficit Per FS | -21456962 | ExcessOrDeficitPerFS |
| Tot Revenue Etc Audited Fincl Stmt | 7194156 | TotRevenueEtcAuditedFinclStmt |
| Net Unrealized Gains Investments | -3959947 | NetUnrealizedGainsInvestments |
| Revenue Not Rptd F990 | -3959947 | RevenueNotRptdF990 |
| Revenue Subtotal | 11154103 | RevenueSubtotal |
| Revenue Not Rptd On Fin Stmt | 0 | RevenueNotRptdOnFinStmt |
| Total Revenue Per Form990 | 11154103 | TotalRevenuePerForm990 |
| Tot Expenses Etc Audited Fincl Stmt | 28651118 | TotExpensesEtcAuditedFinclStmt |
| Other Expenses Included | 4887344 | OtherExpensesIncluded |
| Expenses Not Rptd F990 | 4887344 | ExpensesNotRptdF990 |
| Expenses Subtotal | 23763774 | ExpensesSubtotal |
| Other Expenses Not Included | 935966 | OtherExpensesNotIncluded |
| Expenses Not Rptd On Fin Stmt | 935966 | ExpensesNotRptdOnFinStmt |
| Total Expenses Per Form990 | 24699740 | TotalExpensesPerForm990 |
Form990 Schedule D Part XIV Form990ScheduleDPartXIV (4 entries)
| IdentifierIdentifier | ExplanationExplanation |
|---|---|
| PART XI, LINE 8 - OTHER ADJUSTMENTS: | IMPAIRMENT ON OTHER INVESTMENT -4,887,344. K-1 RESEARCH ACTIVITY ALLOCATION 935,966. TOTAL TO SCHEDULE D, PART XI, LINE 8: -3,951,378. |
| PART XIII, LINE 2D - OTHER ADJUSTMENTS: | IMPAIRMENT ON OTHER INVESTMENT 4,887,344. |
| PART XIII, LINE 4B - OTHER ADJUSTMENTS: | K-1 RESEARCH ACTIVITY ALLOCATION 935,966. |
| PART X, LINE 2: THE FOUNDATION, UNDER THE PROVISIONS OF ASC 740, INCOME TAXES, HAD NO UNCERTAIN TAX POSITIONS REQUIRING ACCRUAL AS OF MARCH 31, 2012. |
Schedule F IRS990ScheduleF
Accts Actvs Out US Table AcctsActvsOutUSTable
| Field | Value | IRS element (for citing) |
|---|---|---|
| Region | CENTRAL AMERICA AND THE CARIBBEAN | Region |
| Number Of Offices | 0 | NumberOfOffices |
| Number Of Employees | 0 | NumberOfEmployees |
| Type Of Activities Conducted | INVESTMENTS | TypeOfActivitiesConducted |
| Total Expenditures | 6501313 | TotalExpenditures |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Subtotal Number Of Offices | 0 | SubtotalNumberOfOffices |
| Subtotal Number Of Employees | 0 | SubtotalNumberOfEmployees |
| Cont Number Of Offices | 0 | ContNumberOfOffices |
| Cont Number Of Employees | 0 | ContNumberOfEmployees |
| Total Number Of Offices | 0 | TotalNumberOfOffices |
| Total Number Of Employees | 0 | TotalNumberOfEmployees |
| Subtotal Amount Spent | 6501313 | SubtotalAmountSpent |
| Cont Amount Spent | 0 | ContAmountSpent |
| Total Amount Spent | 6501313 | TotalAmountSpent |
| Transfer To Foreign Corp | 1 | TransferToForeignCorp |
| Interest In Foreign Trust | 0 | InterestInForeignTrust |
| Own Foreign Corp | 1 | OwnForeignCorp |
| Passive Foreign Invest Co | 1 | PassiveForeignInvestCo |
| Foreign Partnership | 1 | ForeignPartnership |
| Boycott Countries | 0 | BoycottCountries |
Schedule G IRS990ScheduleG
Events Information EventsInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Of Event1 | GALA | NameOfEvent1 |
| Gross Receipts Event1 | 1044839 | GrossReceiptsEvent1 |
| Charitable Contributions Event1 | 887339 | CharitableContributionsEvent1 |
| Gross Revenue Event1 | 157500 | GrossRevenueEvent1 |
| Other Direct Expenses Event1 | 548101 | OtherDirectExpensesEvent1 |
| Gross Receipts Total | 1044839 | GrossReceiptsTotal |
| Charitable Contributions Total | 887339 | CharitableContributionsTotal |
| Gross Revenue Total Events | 157500 | GrossRevenueTotalEvents |
| Other Direct Expenses Total Events | 548101 | OtherDirectExpensesTotalEvents |
| Direct Expense Summary Events | 548101 | DirectExpenseSummaryEvents |
| Net Income Summary | -390601 | NetIncomeSummary |
Schedule I IRS990ScheduleI
| Field | Value | IRS element (for citing) |
|---|---|---|
| Records Maintained | 1 | RecordsMaintained |
| No Grant More Than5000 | X | NoGrantMoreThan5000 |
Form990 Schedule I Part IV Form990ScheduleIPartIV
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | PROCEDURE FOR MONITORING GRANTS IN THE U.S.: | Identifier |
| Return Reference | PART I, LINE 2: | ReturnReference |
| Explanation | SCHEDULE I, PART I, LINE 2: AMOUNTS PROVIDED ARE TO PUBLIC CHARITIES, ACCOUNTING DEPARTMENT MAINTAINS BACKUP DETAILS. | Explanation |
Schedule J IRS990ScheduleJ
| Field | Value | IRS element (for citing) |
|---|---|---|
| Compensation Committee | X | CompensationCommittee |
| Compensation Survey | X | CompensationSurvey |
| Board Or Committee Approval | X | BoardOrCommitteeApproval |
| Severance Payment | 0 | SeverancePayment |
| Supplemental Nonqual Retire Plan | 0 | SupplementalNonqualRetirePlan |
| Equity Based Comp Arrangement | 0 | EquityBasedCompArrangement |
| Comp Based On Revenue Of Filing Org | 0 | CompBasedOnRevenueOfFilingOrg |
| Comp Based On Revenue Related Orgs | 0 | CompBasedOnRevenueRelatedOrgs |
| Comp Based Net Earnings Filing Org | 0 | CompBasedNetEarningsFilingOrg |
| Comp Based Net Earnings Relate Orgs | 0 | CompBasedNetEarningsRelateOrgs |
| Any Non Fixed Payments | 1 | AnyNonFixedPayments |
| Initial Contract Exception | 0 | InitialContractException |
Form990 Schedule J Part II Form990ScheduleJPartII (13 entries)
| Base Compensation Filing OrgBaseCompensationFilingOrg | Comp Based On Related OrgsCompBasedOnRelatedOrgs | Bonus Filing OrgBonusFilingOrg | Bonus Related OrgsBonusRelatedOrgs | Other Compensation Filing OrgOtherCompensationFilingOrg | Other Compensation Related OrgsOtherCompensationRelatedOrgs | Deferred Comp Filing OrgDeferredCompFilingOrg | Deferred Comp Related OrgsDeferredCompRelatedOrgs | Nontaxable Benefits Filing OrgNontaxableBenefitsFilingOrg | Nontaxable Benefits Related OrgsNontaxableBenefitsRelatedOrgs | Total Compensation Filing OrgTotalCompensationFilingOrg | Total Compensation Related OrgsTotalCompensationRelatedOrgs | Comp Report Prior990 Filing OrgCompReportPrior990FilingOrg | Comp Report Prior990 Related OrgsCompReportPrior990RelatedOrgs |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| DAVID HANKIN | |||||||||||||
| 280712 | 0 | 80000 | 0 | 12000 | 0 | 4851 | 0 | 30167 | 0 | 407730 | 0 | 0 | 0 |
| FARAH BOROOMAND | |||||||||||||
| 181443 | 0 | 35000 | 0 | 0 | 0 | 3682 | 0 | 4465 | 0 | 224590 | 0 | 0 | 0 |
| MARK CHAMBERLAIN | |||||||||||||
| 239948 | 0 | 50000 | 0 | 0 | 0 | 4802 | 0 | 24279 | 0 | 319029 | 0 | 0 | 0 |
| DAN MERRILL | |||||||||||||
| 176227 | 0 | 20000 | 0 | 0 | 0 | 3577 | 0 | 17359 | 0 | 217163 | 0 | 0 | 0 |
| GUANGQIANG JIANG | |||||||||||||
| 179968 | 0 | 30000 | 0 | 0 | 0 | 3762 | 0 | 29123 | 0 | 242853 | 0 | 0 | 0 |
| JOHN PETROVICH | |||||||||||||
| 207704 | 0 | 25000 | 0 | 0 | 0 | 4249 | 0 | 27120 | 0 | 264073 | 0 | 0 | 0 |
| STEPHEN HESSELL | |||||||||||||
| 205845 | 0 | 15000 | 0 | 0 | 0 | 4148 | 0 | 25649 | 0 | 250642 | 0 | 0 | 0 |
| MICHAEL PERRIN | |||||||||||||
| 133368 | 0 | 25000 | 0 | 0 | 0 | 858 | 0 | 18778 | 0 | 178004 | 0 | 0 | 0 |
| PETER LORD | |||||||||||||
| 168528 | 0 | 4000 | 0 | 0 | 0 | 2969 | 0 | 17344 | 0 | 192841 | 0 | 0 | 0 |
| EUSEBIU MATEI | |||||||||||||
| 198981 | 0 | 10000 | 0 | 0 | 0 | 3991 | 0 | 17377 | 0 | 230349 | 0 | 0 | 0 |
| JAMES WOLFE | |||||||||||||
| 164128 | 0 | 0 | 0 | 0 | 0 | 3407 | 0 | 27805 | 0 | 195340 | 0 | 0 | 0 |
| HOWARD STOVER | |||||||||||||
| 152768 | 0 | 20000 | 0 | 0 | 0 | 3021 | 0 | 8777 | 0 | 184566 | 0 | 0 | 0 |
| GLEN GRIFFITH | |||||||||||||
| 176980 | 0 | 0 | 0 | 0 | 0 | 3575 | 0 | 24647 | 0 | 205202 | 0 | 0 | 0 |
Form990 Schedule J Part III Form990ScheduleJPartIII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Reference | PART I, LINE 7 | ReturnReference |
| Explanation | BONUS PAYMENTS WERE MADE, BUT ARE BASED ON ACHIEVEMENTS, GOALS, AND ARE APPROVED BY BOARD OF DIRECTORS. | Explanation |
Schedule L IRS990ScheduleL
Loan Table LoanTable (2 entries)
| Purpose Of LoanPurposeOfLoan | Loan From OrganizationLoanFromOrganization | Original PrincipalOriginalPrincipalAmount | Balance DueBalanceDue | DefaultDefault | Approved By BoardApprovedByBoard | Written AgreementWrittenAgreement | Loan To OrganizationLoanToOrganization |
|---|---|---|---|---|---|---|---|
| BIONESS INC - INDIRECT 35 OWNERSHIP BY ALFRED E MANN MEMBER | |||||||
| BRIDGE LOAN | X | $10,000,000 | 10000000 | 0 | 1 | 1 | |
| ROUNDTRIP LLC - INDIRECT 35 OWNERSHIP BY ALFRED E MANN MEMBER | |||||||
| LOAN FOR INVESTMENT OPERATIONS | $525,775 | 0 | 0 | 1 | 1 | X | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Balance Due | 10000000 | TotalBalanceDue |
Form990 Schedule L Part IV Form990ScheduleLPartIV (4 entries)
| RelationshipRelationship | Amount Of TransactionAmountOfTransaction | Description Of TransactionDescriptionOfTransaction | Sharing Of RevenuesSharingOfRevenues |
|---|---|---|---|
| MANN BIOMEDICAL PARK LLC | |||
| ENTITY MORE THAN 35% OWNED BY ALFRED E. MANN, MEMBER | 715164 | THE FOUNDATION IS PARTY TO TWO LEASES WITH MANN BIOMEDICAL PARK, LLC FOR THE FOLLOWING FACILITIES: 1) 25133 RYE CANYON LOOP, SANTA CLARITA FOR $1,649 PER MONTH, AND 2) 25134 RYE CANYON LOOP, SANTA CLARITA FOR $57,948 PER MONTH. | 0 |
| MANNCO LLC | |||
| ENTITY MORE THAN 35% OWNED BY ALFRED E. MANN, MEMBER | 497160 | THE FOUNDATION IS PARTY TO ONE LEASE WITH MANNCO, LLC FOR THE FACILITY AT 28575 LIVINGSTON AVE., VALENCIA FOR $41,430 PER MONTH | 0 |
| BIONESS INC | |||
| ENTITY MORE THAN 35% OWNED BY ALFRED E. MANN, MEMBER | 935445 | INTEREST PAID TO ORGANIZATION ON BRIDGE LOAN | 0 |
| PERQFLO LLC | |||
| ENTITY MORE THAN 35% OWNED BY ALFRED E. MANN, MEMBER | 63563 | PERQFLO, LLC IS SUBLESSOR FOR $9,080 PER MONTH STARTING ON SEPTEMBER 1, 2011 | 0 |
Schedule M IRS990ScheduleM
Other Non Cash Contributions Table OtherNonCashContributionsTable
| Field | Value | IRS element (for citing) |
|---|---|---|
| Non Cash Checkbox | X | NonCashCheckbox |
| Description | VALUABLE ITEM | Description |
| Number Of Contributions | 6 | NumberOfContributions |
| Noncash Contribs Rptd F990 | 0 | NoncashContribsRptdF990 |
| Method Of Determining Revenues | NONE | MethodOfDeterminingRevenues |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Any Property That Must Be Held | 0 | AnyPropertyThatMustBeHeld |
| Review Process Unusual NC Gifts | 0 | ReviewProcessUnusualNCGifts |
| Third Parties Used | 0 | ThirdPartiesUsed |
Form990 Schedule M Part II Form990ScheduleMPartII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | NON REPORTING OF REVENUE: | Identifier |
| Return Reference | PART I, LINE 33: | ReturnReference |
| Explanation | THE DONATED ITEMS WERE NOT RECORDED WHEN THEY WERE RECEIVED, BUT THE PROCEEDS FROM SELLING THEM WERE RECORDED AS REVENUE. THESE ITEMS WERE DONATED SHORTLY BEFORE THE ANNUAL FUNDRAISING EVENT. | Explanation |
Schedule O IRS990ScheduleO
General Explanation GeneralExplanation (8 entries)
| Return ReferenceReturnReference | ExplanationExplanation | IdentifierIdentifier |
|---|---|---|
| FORM 990, PART VI, SECTION A, LINE 2 | BRIAN MANN AND ALFRED MANN, FAMILY RELATIONSHIP KEN KRESA AND ALFRED MANN, BUSINESS RELATIONSHIP ROB GREENBERG AND ALFRED MANN, BUSINESS RELATIONSHIP | |
| FORM 990, PART VI, SECTION A, LINE 6 | THE FOUNDATION HAS A SINGLE MEMBER WHO MAY APPOINT OR REMOVE MEMBERS OF THE BOARD OF DIRECTORS. | |
| FORM 990, PART VI, SECTION A, LINE 7A | THE FOUNDATION HAS A SINGLE MEMBER WHO MAY APPOINT OR REMOVE MEMBERS OF THE BOARD OF DIRECTORS. | |
| FORM 990, PART VI, SECTION B, LINE 11 | A DRAFT OF FORM 990 WAS PRESENTED BY MANAGEMENT TO THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS, AND A FULL COPY OF THE FORM WAS PROVIDED TO ALL VOTING MEMBERS PRIOR TO FILING WITH THE IRS. | |
| FORM 990, PART VI, SECTION B, LINE 12C | CONFLICT OF INTEREST DISCLOSURES ARE UPDATED ANNUALLY AND POTENTIAL CONFLICTS ARE REVIEWED PRIOR TO PARTICIPATING IN TRANSACTIONS.IF A CONFLICT EXISTS, THE PERSON WITH A CONFLICT DOES NOT VOTE. THERE HAVE BEEN NO INCIDENCES THIS REPORTING YEAR. | |
| FORM 990, PART VI, SECTION B, LINE 15 | THE BOARD OF DIRECTORS REVIEWS AND APPROVES THE COMPENSATION OF THE CEO AND CFO. THEY ALSO REVIEW AND APPROVE THE OVERALL ANNUAL ADJUSTMENTS TO COMPENSATION OF OTHER EMPLOYEES. SPECIFIC ADJUSTMENTS FOR OTHER EMPLOYEES ARE HANDLED BY THE CEO AND HEAD OF HUMAN RESOURCES USING COMPARISONS TO SALARY SURVEYS FOR SIMILAR POSITIONS AND EXPERIENCE. DURING THE YEAR ENDED MARCH 31, 2011, THE ORGANIZATION HAD AN OUTSIDE COMPENSATION ANALYSIS COMPLETED COVERING EXECUTIVE MANAGEMENT, KEY EMPLOYEES AND HIGHLY COMPENSATED EMPLOYEES. THE BOARD OF DIRECTORS APPROVED COMPENSATION FOR THE CEO AND CFO. THIS PROCESS WAS DOCUMENTED. | |
| FORM 990, PART VI, SECTION C, LINE 19 | MEMBERS OF THE PUBLIC OR INTERESTED PARTIES MAY REQUEST TO REVIEW OR RECIEVE A COPY OF THE GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS BY PHONE OR MAIL. | |
| FORM 990, PART XI, LINE 5: | NET UNREALIZED LOSSES ON INVESTMENTS: -3,959,947. IMPAIRMENT ON OTHER INVESTMENT -4,887,344. K-1 RESEARCH ACTIVITY ALLOCATION 935,966. TOTAL TO FORM 990, PART XI, LINE 5: -7,911,325. | CHANGES IN NET ASSETS OR FUND BALANCES: |
Schedule R IRS990ScheduleR
Form990 Schedule R Part III Form990ScheduleRPartIII (4 entries)
| Address Line1AddressUS/AddressLine1 | CityAddressUS/City | StateAddressUS/State | ZIP CodeAddressUS/ZIPCode | Primary ActivityPrimaryActivity | Legal Domicile StateLegalDomicileState | Direct Controlling Entity NADirectControllingEntityNA | Predominant Income TypePredominantIncomeType | Share Of Total IncomeShareOfTotalIncome | Disproportionate AllocationsDisproportionateAllocations | General Or Managing PartnerGeneralOrManagingPartner | Percentage OwnershipPercentageOwnership |
|---|---|---|---|---|---|---|---|---|---|---|---|
| ROUNDTRIP LLC | |||||||||||
| 12121 WILSHIRE BLVD STE700 | LOS ANGELES | CA | 90025 | RESEARCH & DEVELOPMENT OF LOCATION SYSTEMS | DE | N/A | RELATED | -935966 | 0 | 0 | 0.25130 |
| MANN BIOMEDICAL PARK LLC | |||||||||||
| 25134 RYE CANYON LOOP | VALENCIA | CA | 91355 | PROPERTY RENTAL | CA | N/A | N/A | 0 | 0 | ||
| INCUMED LLC | |||||||||||
| 25134 RYE CANYON LOOP 300 | VALENCIA | CA | 91355 | HOLDING COMPANY PROVIDING STRATEGIC , OPERATIONAL & | CA | N/A | N/A | 0 | 0 | ||
| PERQFLO LLC | |||||||||||
| 25134 RYE CANYON LOOP 300 | VALENCIA | CA | 91355 | PUMP DEVELOPMENT COMPANY | CA | N/A | N/A | 0 | 0 | ||
Form990 Schedule R Part IV Form990ScheduleRPartIV (2 entries)
| Address Line1AddressUS/AddressLine1 | CityAddressUS/City | StateAddressUS/State | ZIP CodeAddressUS/ZIPCode | Primary ActivityPrimaryActivity | Legal Domicile StateLegalDomicileState | Direct Controlling Entity NADirectControllingEntityNA | Type Of EntityTypeOfEntity | Percentage OwnershipPercentageOwnership |
|---|---|---|---|---|---|---|---|---|
| BIONESS INC | ||||||||
| 25103 RYE CANYON LOOP | VALENCIA | CA | 91355 | DESIGN MANUFACTURE & SALE OF MEDICAL DEVICES | DE | N/A | C | 0.03980 |
| NEUROSYSTEC CORPORATION | ||||||||
| 25134 RYE CANYON LOOP STE 370 | VALENCIA | CA | 91355 | PHARMACEUTICAL SOLUTIONS DEVELOPMENT | CA | N/A | C | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Receipt Of Int Ann Rents Royalties | 0 | ReceiptOfIntAnnRentsRoyalties |
| Gift Grant Or Cap Contr To Other Org | 0 | GiftGrantOrCapContrToOtherOrg |
| Gift Grant Or Cap Contr Fr Other Org | 0 | GiftGrantOrCapContrFrOtherOrg |
| Loans Or Guarantees To Other Org | 1 | LoansOrGuaranteesToOtherOrg |
| Loans Or Guarantees From Other Org | 1 | LoansOrGuaranteesFromOtherOrg |
| Sale Of Assets To Other Org | 0 | SaleOfAssetsToOtherOrg |
| Purchase Of Assets From Other Org | 1 | PurchaseOfAssetsFromOtherOrg |
| Exchange Of Assets | 0 | ExchangeOfAssets |
| Rental Of Facilities To Other Orgs | 1 | RentalOfFacilitiesToOtherOrgs |
| Rental Of Facilities Fr Other Orgs | 1 | RentalOfFacilitiesFrOtherOrgs |
| Perform Of Services For Other Orgs | 0 | PerformOfServicesForOtherOrgs |
| Perform Of Services By Other Orgs | 0 | PerformOfServicesByOtherOrgs |
| Sharing Of Facilities | 0 | SharingOfFacilities |
| Sharing Of Paid Employees | 1 | SharingOfPaidEmployees |
| Reimbursement Paid To Other Org | 1 | ReimbursementPaidToOtherOrg |
| Reimbursement Paid By Other Org | 1 | ReimbursementPaidByOtherOrg |
| Other Transfer To Other Org | 0 | OtherTransferToOtherOrg |
| Other Transfer From Other Org | 0 | OtherTransferFromOtherOrg |