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THE BOARD OF TRUSTEES OF THE LELAND STANFORD JUNIOR UNIVERSITY: Form 990, tax year 2010

View the entire original 990 at ProPublica ↗

Organization
THE BOARD OF TRUSTEES OF THE LELAND STANFORD JUNIOR UNIVERSITY (EIN 94-1156365)
Tax period
2010-09-01 to 2011-08-31
Filed
2012-09-07
IRS object ID
201242519349300029
Schema version
2010v3.7
Source
Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header ReturnHeader

FieldValueIRS element (for citing)
Timestamp2012-09-07T17:46:33-05:00Timestamp
Tax Period End Date2011-08-31TaxPeriodEndDate

Preparer Firm PreparerFirm

Preparer Firm Business Name PreparerFirmBusinessName

FieldValueIRS element (for citing)
Business Name Line1PricewaterhouseCoopers LLPBusinessNameLine1

Preparer Firm US Address PreparerFirmUSAddress

FieldValueIRS element (for citing)
Address Line1125 High StreetAddressLine1
CityBostonCity
StateMAState
ZIP Code02110ZIPCode
FieldValueIRS element (for citing)
Return Type990ReturnType
Tax Period Begin Date2010-09-01TaxPeriodBeginDate

Filer Filer

FieldValueIRS element (for citing)
EIN941156365EIN

Name Name

FieldValueIRS element (for citing)
Business Name Line1STANFORD UNIVERSITY BOARD OF TRUSTEESBusinessNameLine1
Business Name Line2OF THE LELAND STANFORD JUNIOR UNIVERSITYBusinessNameLine2
FieldValueIRS element (for citing)
Name ControlSTANNameControl
Phone6507251732Phone

US Address USAddress

FieldValueIRS element (for citing)
Address Line13145 PORTER DRIVEAddressLine1
CityPALO ALTOCity
StateCAState
ZIP Code94304ZIPCode

Officer Officer

FieldValueIRS element (for citing)
NameSusan CalandraName
TitleSenior Assoc VP for FinanceTitle
Date Signed2012-09-07DateSigned
Authorize Third PartytrueAuthorizeThirdParty

Preparer Preparer

FieldValueIRS element (for citing)
NamePRICEWATERHOUSECOOPERS LLPName
Phone6175305000Phone
FieldValueIRS element (for citing)
Tax Year2010TaxYear
Build TS2016-02-24 21:20:13ZBuildTS

Form 990 IRS990

FieldValueIRS element (for citing)
Amended ReturnXAmendedReturn
Name Of Principal Officer PersonJohn HennessyNameOfPrincipalOfficerPerson

Address Principal Officer US AddressPrincipalOfficerUS

FieldValueIRS element (for citing)
Address Line1Building 10AddressLine1
CityStanfordCity
StateCAState
ZIP Code94305ZIPCode
FieldValueIRS element (for citing)
Gross Receipts21509755590GrossReceipts
Group Return For AffiliatesfalseGroupReturnForAffiliates
Organization501c3XOrganization501c3
Web SiteWWW.STANFORD.EDUWebSite
Type Of Organization CorporationXTypeOfOrganizationCorporation
Year Formation1885YearFormation
State Legal DomicileCAStateLegalDomicile
Activity Or Mission DescriptionSTANFORD UNIVERSITY IS ONE OF A SELECT GROUP OF AMERICAN UNIVERSITIES THAT HAVE ACHIEVED EMINENCE IN BOTH UNDERGRADUATE AND GRADUATE EDUCATION AND IN A BROAD RANGE OF ACADEMIC DISCIPLINES.CONT'D SCH O.ActivityOrMissionDescription
Nbr Voting Members Governing Body34NbrVotingMembersGoverningBody
Nbr Independent Voting Members25NbrIndependentVotingMembers
Total Nbr Employees30794TotalNbrEmployees
Total Gross UBI35884278TotalGrossUBI
Net Unrelated Business Txbl Income-38606586NetUnrelatedBusinessTxblIncome
Contributions Grants Prior Year1448832299ContributionsGrantsPriorYear
Contributions Grants Current Year1573066590ContributionsGrantsCurrentYear
Program Service Revenue Prior Year1637343940ProgramServiceRevenuePriorYear
Program Service Revenue CY1745319547ProgramServiceRevenueCY
Investment Income Prior Year54571085InvestmentIncomePriorYear
Investment Income Current Year997644998InvestmentIncomeCurrentYear
Other Revenue Prior Year54051297OtherRevenuePriorYear
Other Revenue Current Year65296226OtherRevenueCurrentYear
Total Revenue Prior Year3194798621TotalRevenuePriorYear
Total Revenue Current Year4381327361TotalRevenueCurrentYear
Grants And Similar Amnts Prior Year323489818GrantsAndSimilarAmntsPriorYear
Grants And Similar Amnts CY353407063GrantsAndSimilarAmntsCY
Benefits Paid To Members Prior Year0BenefitsPaidToMembersPriorYear
Benefits Paid To Members CY0BenefitsPaidToMembersCY
Salaries Etc Prior Year2064373137SalariesEtcPriorYear
Salaries Etc Current Year2173648853SalariesEtcCurrentYear
Total Prof Fundrsng Exp Prior Year0TotalProfFundrsngExpPriorYear
Total Prof Fundrsng Exp CY0TotalProfFundrsngExpCY
Total Fundrsng Exp Current Year76105244TotalFundrsngExpCurrentYear
Other Expense Prior Year1187138858OtherExpensePriorYear
Other Expenses Current Year1277736364OtherExpensesCurrentYear
Total Expenses Prior Year3575001813TotalExpensesPriorYear
Total Expenses Current Year3804792280TotalExpensesCurrentYear
Revenues Less Expenses Prior Year-380203192RevenuesLessExpensesPriorYear
Revenues Less Expenses CY576535081RevenuesLessExpensesCY
Total Assets BOY24553320653TotalAssetsBOY
Total Assets EOY27697527289TotalAssetsEOY
Total Liabilities BOY5118398161TotalLiabilitiesBOY
Total Liabilities EOY5142733434TotalLiabilitiesEOY
Net Assets Or Fund Balances BOY19434922492NetAssetsOrFundBalancesBOY
Net Assets Or Fund Balances EOY22554793855NetAssetsOrFundBalancesEOY
Info In Schedule O Part IIIXInfoInScheduleOPartIII
Mission DescriptionSTANFORD UNIVERSITY IS ONE OF A SELECT GROUP OF AMERICAN UNIVERSITIES THAT HAVE ACHIEVED EMINENCE IN BOTH UNDERGRADUATE AND GRADUATE EDUCATION AND IN A BROAD RANGE OF ACADEMIC DISCIPLINES. CONT'D SCH O.MissionDescription
Significant New Program ServicesfalseSignificantNewProgramServices
Significant ChangefalseSignificantChange
Expense1160020712Expense
Grants32549385Grants
Revenue933008109Revenue
DescriptionINSTRUCTION AND DEPARTMENTAL RESEARCH- See Schedule O.Description

Activity2 Activity2

FieldValueIRS element (for citing)
Expense1019584223Expense
Grants31731413Grants
Revenue190714418Revenue
DescriptionORGANIZED RESEARCH - REVENUE AMOUNT REPORTED ON LINE 4B DOES NOT INCLUDE $1,056,414,408 IN FEDERAL RESEARCH SUPPORT. CONT'D SCH O.Description

Activity3 Activity3

FieldValueIRS element (for citing)
Expense674734845Expense
Grants1062099Grants
Revenue621597020Revenue
DescriptionUNIVERSITY AUXILIARY ACTIVITIES - See Schedule O.Description
FieldValueIRS element (for citing)
Total Of Other Program Service Exp560139486TotalOfOtherProgramServiceExp
Total Of Other Program Service Grnt277405043TotalOfOtherProgramServiceGrnt
Total Of Other Program Service Rev0TotalOfOtherProgramServiceRev
Total Program Service Expense3414479266TotalProgramServiceExpense
Described In501 C3trueDescribedIn501C3
Schedule B RequiredtrueScheduleBRequired
Political ActivitiesfalsePoliticalActivities
Lobbying ActivitiestrueLobbyingActivities
Donor Advised FundstrueDonorAdvisedFunds
Conservation EasementsfalseConservationEasements
Collections Of ArttrueCollectionsOfArt
Credit CounselingfalseCreditCounseling
Term Or Permanent EndowmentstrueTermOrPermanentEndowments
Report Land Bldg EquiptrueReportLandBldgEquip
Report Invest Oth SecuritiestrueReportInvestOthSecurities
Report Prog Rel InvestfalseReportProgRelInvest
Report Other AssetsfalseReportOtherAssets
Report Other LiabilitiestrueReportOtherLiabilities
Report Fin48 FootnotefalseReportFin48Footnote
Independent Audit Financial StmttrueIndependentAuditFinancialStmt
Consolidated Audit Financial StmttrueConsolidatedAuditFinancialStmt
SchooltrueSchool
Foreign OfficetrueForeignOffice
Foreign ActivitiestrueForeignActivities
More Than5000 K To OrganizationstrueMoreThan5000KToOrganizations
More Than5000 K To IndividualstrueMoreThan5000KToIndividuals
Professional FundraisingfalseProfessionalFundraising
Fundraising ActivitiestrueFundraisingActivities
GamingfalseGaming
HospitalfalseHospital
Grants To OrganizationstrueGrantsToOrganizations
Grants To IndividualstrueGrantsToIndividuals
Schedule J RequiredtrueScheduleJRequired
Tax Exempt BondstrueTaxExemptBonds
Invest Tax Exempt BondsfalseInvestTaxExemptBonds
Escrow AccountfalseEscrowAccount
On Behalf Of IssuerfalseOnBehalfOfIssuer
Excess Benefit TransactionfalseExcessBenefitTransaction
Prior Excess Benefit TransactionfalsePriorExcessBenefitTransaction
Loan To Officer Or DQPtrueLoanToOfficerOrDQP
Grant To Related PersonfalseGrantToRelatedPerson
Bsnss Rltnshp With OrganizationtrueBsnssRltnshpWithOrganization
Bsnss Rltnshp Thru Family MembertrueBsnssRltnshpThruFamilyMember
Officer Entity With Bsnss RltnshptrueOfficerEntityWithBsnssRltnshp
Deductible Non Cash ContributionstrueDeductibleNonCashContributions
Deductible Contributions Of ArttrueDeductibleContributionsOfArt
TerminatedfalseTerminated
Partial LiquidationfalsePartialLiquidation
Disregarded EntitytrueDisregardedEntity
Related EntitytrueRelatedEntity
Related Org Controlled EntitytrueRelatedOrgControlledEntity
Transaction Related EntitytrueTransactionRelatedEntity
Transfers To Exempt Non Chrtbl OrgfalseTransfersToExemptNonChrtblOrg
Activities Conducted PartnershipfalseActivitiesConductedPartnership
Schedule O RequiredtrueScheduleORequired
Info In Schedule O Part VXInfoInScheduleOPartV
Number Forms Transmitted With109626970NumberFormsTransmittedWith1096
Number W2 G Included0NumberW2GIncluded
Compliance With Backup WitholdingtrueComplianceWithBackupWitholding
Number Of Employees30794NumberOfEmployees
Employment Tax Returns FiledtrueEmploymentTaxReturnsFiled
Unrelated Business IncometrueUnrelatedBusinessIncome
Form990-T FiledtrueForm990-TFiled
Foreign Financial AccounttrueForeignFinancialAccount
Prohibited Tax Shelter TransfalseProhibitedTaxShelterTrans
Taxable Party NotificationfalseTaxablePartyNotification
Non Deductible ContributionsfalseNonDeductibleContributions
Quid Pro Quo ContributionstrueQuidProQuoContributions
Quid Pro Quo DisclosuretrueQuidProQuoDisclosure
Form8282 Property Disposed OftrueForm8282PropertyDisposedOf
Number Of8282 Filed8NumberOf8282Filed
Funds To Pay PremiumsfalseFundsToPayPremiums
Premiums PaidfalsePremiumsPaid
Excess Business HoldingsfalseExcessBusinessHoldings
Taxable DistributionsfalseTaxableDistributions
Distribution To DonorfalseDistributionToDonor
Indoor Tanning ServicesfalseIndoorTanningServices
Info In Schedule O Part VIXInfoInScheduleOPartVI
Nbr Voting Governing Body Members34NbrVotingGoverningBodyMembers
Number Independent Voting Members25NumberIndependentVotingMembers
Family Or Business RelationshiptrueFamilyOrBusinessRelationship
Delegation Of Management DutiesfalseDelegationOfManagementDuties
Changes To Organizing DocsfalseChangesToOrganizingDocs
Material Diversion Or MisusefalseMaterialDiversionOrMisuse
Members Or StockholdersfalseMembersOrStockholders
Election Of Board MembersfalseElectionOfBoardMembers
Decisions Subject To ApprovalfalseDecisionsSubjectToApproval
Minutes Of Governing BodytrueMinutesOfGoverningBody
Minutes Of CommitteestrueMinutesOfCommittees
Officer Mailing AddressfalseOfficerMailingAddress
Local ChaptersfalseLocalChapters
Form990 Provided To Governing BodytrueForm990ProvidedToGoverningBody
Conflict Of Interest PolicytrueConflictOfInterestPolicy
Annual Disclosure Covered PersonstrueAnnualDisclosureCoveredPersons
Regular Monitoring EnforcementtrueRegularMonitoringEnforcement
Whistleblower PolicytrueWhistleblowerPolicy
Document Retention PolicytrueDocumentRetentionPolicy
Compensation Process CEOtrueCompensationProcessCEO
Compensation Process OthertrueCompensationProcessOther
Investment In Joint VenturefalseInvestmentInJointVenture
States Where Copy Of Return Is FiledCAStatesWhereCopyOfReturnIsFiled
Own WebsiteXOwnWebsite
Upon RequestXUponRequest

The Books Are In Care Of TheBooksAreInCareOf

FieldValueIRS element (for citing)
Name PersonCHRISTOPHER CANELLOSNamePerson
Telephone Number6507251732TelephoneNumber

Address US AddressUS

FieldValueIRS element (for citing)
Address Line13145 PORTER DRIVEAddressLine1
CityPalo AltoCity
StateCAState
ZIP Code94304ZIPCode
FieldValueIRS element (for citing)
Info In Schedule O Part VIIXInfoInScheduleOPartVII

Form990 Part VII Section A Form990PartVIISectionA (52 entries)

TitleTitleAverage Hours Per WeekAverageHoursPerWeekIndividual Trustee Or DirectorIndividualTrusteeOrDirectorOfficerOfficerReportable Comp From OrganizationReportableCompFromOrganizationReportable Comp From Related OrgsReportableCompFromRelatedOrgsOther CompensationOtherCompensationKey EmployeeKeyEmployeeHighest Compensated EmployeeHighestCompensatedEmployee
JOHN HENNESSY
PRESIDENT/TRUSTEE50.0XX7036580329899
Robert M Bass
Trustee2.0X000
William R Brody
Trustee2.0X000
Mariann Byerwalter
Trustee2.0X000
James E Canales
Trustee2.0X000
James G Coulter
Trustee2.0X000
Lauren B Dachs
Trustee2.0X000
Steven A Denning
Trustee2.0X000
Bruce W Dunlevie
Trustee2.0X000
Armando Garza
Trustee2.0X000
John A Gunn
Trustee2.0X000
Christine U Hazy
Trustee2.0X000
Pete Higgins
Trustee2.0X000
Leslie P Hume
Trustee2.0X000
Ronald B Johnson
Trustee2.0X000
Ann H Lamont
Trustee2.0X000
Frank D Lee
Trustee2.0X000
Goodwin Liu
Trustee2.0X000
Susan R McCaw
Trustee2.0X000
Hamid R Moghadam
Trustee2.0X000
Wendy Munger
Trustee2.0X000
Paul A Ormond
Trustee2.0X000
Ruth M Porat
Trustee2.0X000
Penny S Pritzker
Trustee2.0X000
Miriam Rivera
Trustee2.0X000
Victoria B Rogers
Trustee2.0X000
Richard A Sapp
Trustee2.0X000
Kavitark Ram Shriram
Trustee2.0X000
Ronald P Spogli
Trustee2.0X000
Isaac Stein
Trustee2.0X000
Thomas F Steyer
Trustee2.0X000
Vaughn C Williams
Trustee2.0X000
Jerry Yang
Trustee2.0X000
Deborah A Decotis
Trustee2.0X000
JOHN ETCHEMENDY
PROVOST50.0X4946850271566
RANDALL LIVINGSTON
VP BUS AFF/CFO50.0X4749000123374
MARTIN SHELL
VP DEVELOPMENT50.0X8725400119184
DEBRA ZUMWALT
VP GENERAL COUNSEL50.0X4977430169315
ROBERT C REIDY
VP REAL ESTATE50.0X12779810258812
DAVID DEMAREST
VP PUBLIC AFFAIRS50.0X5713780110519
HOWARD WOLF
PRES. OF STANFORD ALUM. ASSOC.50.0X335606072688
WILLIAM MADIA
VP SLAC NAL50.0X317224068821
DIANE PECK
VP HR, UNTIL 2/11/1150.0X341659044496
DAVID JONES
VP HR, APPOINTED 2/28/1150.0X000
JOHN POWERS
PRESIDENT, STANFORD MGNT CO.50.016850680424358X
PHILIP A PIZZO
DEAN, SCHOOL OF MEDICINE50.06103170262738X
RICHARD SALLER
DEAN SCHOOL OF HUM & SCIENCES50.0494353028041X
FRANK HANLEY
CHIEF PED CARDIOTHORACIC50.014686680242928X
GARY STEINBERG
CHAIR, NEUROSURGERY50.01173289043923X
BRUCE A REITZ
CHIEF, ADULT CARDIOTHORACIC SU50.01083849018463X
WILLARD E FEE JR
PROF, OTOLARYNGOLOGY50.01029137044969X
JAMES JOSEPH HARBAUGH
COACH, MEN'S FOOTBALL PROGRAM50.01027203045881X
FieldValueIRS element (for citing)
Total Reportable Comp From Org14459258TotalReportableCompFromOrg
Total Reportable Comp Frm Rltd Orgs0TotalReportableCompFrmRltdOrgs
Total Other Compensation2679975TotalOtherCompensation
Number Individuals GT100 K3891NumberIndividualsGT100K
Formers ListedfalseFormersListed
Total Comp GT150 KtrueTotalCompGT150K
Compensation From Other SourcesfalseCompensationFromOtherSources

Contractor Compensation ContractorCompensation (5 entries)

Address Line1AddressOfContractor/AddressUS/AddressLine1CityAddressOfContractor/AddressUS/CityStateAddressOfContractor/AddressUS/StateZIP CodeAddressOfContractor/AddressUS/ZIPCodeDescription Of ServicesDescriptionOfServicesCompensationCompensation
TURNER CONSTRUCTION CO
1625 CLAY STREETOAKLANDCA94612CONSTRUCTION121838010
HATHAWAY DINWIDDIE CONSTRUCTION COM
565 LAURELWOOD ROADSANTA CLARACA95054CONSTRUCTION39312808
THE WHITING-TURNER CONTRACTING CO
PO BOX 17596BALTIMOREMD21297CONSTRUCTION37260077
DOME CONSTRUCTION CORPORATION
393 E GRAND AVESOUTH SAN FRANCISCOCA94080CONSTRUCTION22089669
VANCE BROWN INC
3197 PARK BOULEVARDPALO ALTOCA94306CONSTRUCTION14636291
FieldValueIRS element (for citing)
Number Of Contractors GT100 K505NumberOfContractorsGT100K
Government Grants1056652182GovernmentGrants
All Other Contributions516414408AllOtherContributions
Noncash Contributions178521415NoncashContributions
Total Contributions1573066590TotalContributions

Program Service Revenue ProgramServiceRevenue (5 entries)

DescriptionDescriptionBusiness CodeBusinessCodeTotal Revenue ColumnTotalRevenueColumnRelated Or Exempt Function IncomeRelatedOrExemptFunctionIncomeUnrelated Business RevenueUnrelatedBusinessRevenue
STUDENT INCOME900099688151962688151962
NONGOVERNMENT RESEARCH900099190714418190714418
PATIENT CARE900099493812004493812004
SPECIAL PROGRAMS900099371722186371722186
DRIVING RANGE713910592064592064

Total Oth Program Service Revenue TotalOthProgramServiceRevenue

FieldValueIRS element (for citing)
Total Revenue Column326913TotalRevenueColumn
Unrelated Business Revenue326913UnrelatedBusinessRevenue
FieldValueIRS element (for citing)
Total Program Service Revenue1745319547TotalProgramServiceRevenue

Investment Income InvestmentIncome

FieldValueIRS element (for citing)
Total Revenue Column222933659TotalRevenueColumn
Unrelated Business Revenue19360342UnrelatedBusinessRevenue
Exclusion$203,573,317ExclusionAmount

Income From Invest Bond Proceeds IncomeFromInvestBondProceeds

FieldValueIRS element (for citing)
Total Revenue Column126TotalRevenueColumn
Exclusion$126ExclusionAmount

Royalties Revenue RoyaltiesRevenue

FieldValueIRS element (for citing)
Total Revenue Column8020392TotalRevenueColumn
Exclusion$8,020,392ExclusionAmount

Gross Rents GrossRents

FieldValueIRS element (for citing)
Real63728358Real

Less Rental Expenses LessRentalExpenses

FieldValueIRS element (for citing)
Real9232952Real

Rental Income Or Loss RentalIncomeOrLoss

FieldValueIRS element (for citing)
Real54495406Real

Net Rental Income Or Loss NetRentalIncomeOrLoss

FieldValueIRS element (for citing)
Total Revenue Column54495406TotalRevenueColumn
Exclusion$54,495,406ExclusionAmount

Gross Amount Sales Assets GrossAmountSalesAssets

FieldValueIRS element (for citing)
Securities17886705451Securities
Other4884445Other

Less Cost Oth Basis Sales Expenses LessCostOthBasisSalesExpenses

FieldValueIRS element (for citing)
Securities17112698178Securities
Other4180505Other

Gain Or Loss GainOrLoss

FieldValueIRS element (for citing)
Securities774007273Securities
Other703940Other

Net Gain Or Loss Investments NetGainOrLossInvestments

FieldValueIRS element (for citing)
Total Revenue Column774711213TotalRevenueColumn
Unrelated Business Revenue15604959UnrelatedBusinessRevenue
Exclusion$759,106,254ExclusionAmount
FieldValueIRS element (for citing)
Gross Income Fundraising Events132562GrossIncomeFundraisingEvents
Fundraising Direct Expenses364482FundraisingDirectExpenses

Net Income From Fundraising Events NetIncomeFromFundraisingEvents

FieldValueIRS element (for citing)
Total Revenue Column-231920TotalRevenueColumn
Exclusion-$231,920ExclusionAmount

Net Income From Gaming NetIncomeFromGaming

FieldValueIRS element (for citing)
Total Revenue Column0TotalRevenueColumn
FieldValueIRS element (for citing)
Gross Sales Of Inventory4964460GrossSalesOfInventory
Cost Of Goods Sold1952112CostOfGoodsSold

Net Income Or Loss NetIncomeOrLoss

FieldValueIRS element (for citing)
Total Revenue Column3012348TotalRevenueColumn
Exclusion$3,012,348ExclusionAmount
FieldValueIRS element (for citing)
Total Other Revenue0TotalOtherRevenue

Total Revenue TotalRevenue

FieldValueIRS element (for citing)
Total Revenue Column4381327361TotalRevenueColumn
Related Or Exempt Function Income1744400570RelatedOrExemptFunctionIncome
Unrelated Business Revenue35884278UnrelatedBusinessRevenue
Exclusion$1,027,975,923ExclusionAmount

Grants To Domestic Orgs GrantsToDomesticOrgs

FieldValueIRS element (for citing)
Total8322465Total
Program Services8322465ProgramServices

Grants To Domestic Individuals GrantsToDomesticIndividuals

FieldValueIRS element (for citing)
Total333513170Total
Program Services333513170ProgramServices

Foreign Grants ForeignGrants

FieldValueIRS element (for citing)
Total11571428Total
Program Services11571428ProgramServices

Benefits To Members BenefitsToMembers

FieldValueIRS element (for citing)
Total0Total

Comp Current Officers Directors CompCurrentOfficersDirectors

FieldValueIRS element (for citing)
Total7119141Total
Program Services1548383ProgramServices
Management And General4655774ManagementAndGeneral
Fundraising914984Fundraising

Comp Disqual Persons CompDisqualPersons

FieldValueIRS element (for citing)
Total0Total

Other Salaries And Wages OtherSalariesAndWages

FieldValueIRS element (for citing)
Total1704514443Total
Program Services1579966361ProgramServices
Management And General83940992ManagementAndGeneral
Fundraising40607090Fundraising

Pension Plan Contributions PensionPlanContributions

FieldValueIRS element (for citing)
Total104435261Total
Program Services92535381ProgramServices
Management And General8998921ManagementAndGeneral
Fundraising2900959Fundraising

Other Employee Benefits OtherEmployeeBenefits

FieldValueIRS element (for citing)
Total259660322Total
Program Services229814821ProgramServices
Management And General22591555ManagementAndGeneral
Fundraising7253946Fundraising

Payroll Taxes PayrollTaxes

FieldValueIRS element (for citing)
Total97919686Total
Program Services86578541ProgramServices
Management And General8596597ManagementAndGeneral
Fundraising2744548Fundraising

Fees For Services Management FeesForServicesManagement

FieldValueIRS element (for citing)
Total228020Total
Program Services0ProgramServices
Management And General228020ManagementAndGeneral
Fundraising0Fundraising

Fees For Services Legal FeesForServicesLegal

FieldValueIRS element (for citing)
Total9138193Total
Program Services0ProgramServices
Management And General9138193ManagementAndGeneral
Fundraising0Fundraising

Fees For Services Accounting FeesForServicesAccounting

FieldValueIRS element (for citing)
Total1684230Total
Management And General1684230ManagementAndGeneral

Fees For Services Lobbying FeesForServicesLobbying

FieldValueIRS element (for citing)
Total55980Total
Management And General55980ManagementAndGeneral

Fees For Services Prof Fundraising FeesForServicesProfFundraising

FieldValueIRS element (for citing)
Total0Total

Fees For Services Invst Mgmnt Fees FeesForServicesInvstMgmntFees

FieldValueIRS element (for citing)
Total29269792Total
Program Services0ProgramServices
Management And General29269792ManagementAndGeneral
Fundraising0Fundraising

Fees For Services Other FeesForServicesOther

FieldValueIRS element (for citing)
Total153674372Total
Program Services123969861ProgramServices
Management And General24082465ManagementAndGeneral
Fundraising5622046Fundraising

Advertising Advertising

FieldValueIRS element (for citing)
Total351085Total
Program Services0ProgramServices
Management And General246992ManagementAndGeneral
Fundraising104093Fundraising

Office Expenses OfficeExpenses

FieldValueIRS element (for citing)
Total231880327Total
Program Services196859211ProgramServices
Management And General29815437ManagementAndGeneral
Fundraising5205679Fundraising

Information Technology InformationTechnology

FieldValueIRS element (for citing)
Total18071782Total
Program Services9971129ProgramServices
Management And General7729022ManagementAndGeneral
Fundraising371631Fundraising

Royalties Royalties

FieldValueIRS element (for citing)
Total6335238Total
Program Services1643625ProgramServices
Management And General4691613ManagementAndGeneral
Fundraising0Fundraising

Occupancy Occupancy

FieldValueIRS element (for citing)
Total145873691Total
Program Services124242438ProgramServices
Management And General19873187ManagementAndGeneral
Fundraising1758066Fundraising

Travel Travel

FieldValueIRS element (for citing)
Total53062989Total
Program Services48955556ProgramServices
Management And General2516859ManagementAndGeneral
Fundraising1590574Fundraising

Travel Entrtnmnt Public Officials TravelEntrtnmntPublicOfficials

FieldValueIRS element (for citing)
Total2225Total
Management And General2225ManagementAndGeneral

Conferences Meetings ConferencesMeetings

FieldValueIRS element (for citing)
Total8757182Total
Program Services8302121ProgramServices
Management And General398814ManagementAndGeneral
Fundraising56247Fundraising

Interest Interest

FieldValueIRS element (for citing)
Total71714798Total
Program Services63834401ProgramServices
Management And General7460316ManagementAndGeneral
Fundraising420081Fundraising

Payments To Affiliates PaymentsToAffiliates

FieldValueIRS element (for citing)
Total0Total

Depreciation Depletion DepreciationDepletion

FieldValueIRS element (for citing)
Total258888648Total
Program Services219251826ProgramServices
Management And General37552563ManagementAndGeneral
Fundraising2084259Fundraising

Insurance Insurance

FieldValueIRS element (for citing)
Total12240608Total
Program Services8240920ProgramServices
Management And General3972173ManagementAndGeneral
Fundraising27515Fundraising

Other Expenses OtherExpenses (5 entries)

DescriptionDescriptionTotalTotalProgram ServicesProgramServicesManagement And GeneralManagementAndGeneralFundraisingFundraising
EQUIPMENT RENTAL & MAINTENANCE53541664703180503710147276
PRINTING & PUBLICATION1034170580963601365119880226
SLAC NON-SALARY EXPENSE15766528915758439180591307
RESEARCH SUBAWARDS6192683261926832
EMPLOYEE RELATED EXPENSES412192123304686547566303415717

Total Functional Expenses TotalFunctionalExpenses

FieldValueIRS element (for citing)
Total3804792280Total
Program Services3414479266ProgramServices
Management And General314207770ManagementAndGeneral
Fundraising76105244Fundraising

Cash Non Interest Bearing CashNonInterestBearing

FieldValueIRS element (for citing)
BOY221835BOY
EOY210884EOY

Savings And Temp Cash Investments SavingsAndTempCashInvestments

FieldValueIRS element (for citing)
BOY1529632970BOY
EOY1186045821EOY

Pledges And Grants Receivable PledgesAndGrantsReceivable

FieldValueIRS element (for citing)
BOY764662131BOY
EOY729253245EOY

Accounts Receivable AccountsReceivable

FieldValueIRS element (for citing)
BOY305908025BOY
EOY313887477EOY

Receivables From Officers Etc ReceivablesFromOfficersEtc

FieldValueIRS element (for citing)
BOY4706059BOY
EOY4639292EOY

Other Notes Loans Receivable Net OtherNotesLoansReceivableNet

FieldValueIRS element (for citing)
BOY513055135BOY
EOY536426700EOY

Inventories For Sale Or Use InventoriesForSaleOrUse

FieldValueIRS element (for citing)
BOY6594431BOY
EOY6121197EOY

Prepaid Expenses Deferred Charges PrepaidExpensesDeferredCharges

FieldValueIRS element (for citing)
BOY41183139BOY
EOY57072649EOY
FieldValueIRS element (for citing)
Land Buildings Equipment Basis6621343476LandBuildingsEquipmentBasis
Land Bldg Equipment Accum Deprec2946960305LandBldgEquipmentAccumDeprec

Land Buildings Equipment Basis Net LandBuildingsEquipmentBasisNet

FieldValueIRS element (for citing)
BOY3583996267BOY
EOY3674383171EOY

Investments Pub Traded Securities InvestmentsPubTradedSecurities

FieldValueIRS element (for citing)
BOY3788899686BOY
EOY4446400555EOY

Investments Other Securities InvestmentsOtherSecurities

FieldValueIRS element (for citing)
BOY14014460975BOY
EOY16743086298EOY

Total Assets TotalAssets

FieldValueIRS element (for citing)
BOY24553320653BOY
EOY27697527289EOY

Accounts Payable Accrued Expenses AccountsPayableAccruedExpenses

FieldValueIRS element (for citing)
BOY1382407968BOY
EOY1244029604EOY

Deferred Revenue DeferredRevenue

FieldValueIRS element (for citing)
BOY370573166BOY
EOY548362744EOY

Tax Exempt Bond Liabilities TaxExemptBondLiabilities

FieldValueIRS element (for citing)
BOY1376031361BOY
EOY1349831594EOY

Mort Notes Pybl Secured Invest Prop MortNotesPyblSecuredInvestProp

FieldValueIRS element (for citing)
BOY1439901380BOY
EOY1376774970EOY

Other Liabilities OtherLiabilities

FieldValueIRS element (for citing)
BOY549484286BOY
EOY623734522EOY

Total Liabilities TotalLiabilities

FieldValueIRS element (for citing)
BOY5118398161BOY
EOY5142733434EOY
FieldValueIRS element (for citing)
Follow SFAS117XFollowSFAS117

Unrestricted Net Assets UnrestrictedNetAssets

FieldValueIRS element (for citing)
BOY9131844886BOY
EOY11235459051EOY

Temporarily Restricted Net Assets TemporarilyRestrictedNetAssets

FieldValueIRS element (for citing)
BOY5526835975BOY
EOY6243177502EOY

Permanently Restricted Net Assets PermanentlyRestrictedNetAssets

FieldValueIRS element (for citing)
BOY4776241631BOY
EOY5076157302EOY

Total Net Assets Fund Balances TotalNetAssetsFundBalances

FieldValueIRS element (for citing)
BOY19434922492BOY
EOY22554793855EOY

Total Liab Net Assets Fund Balances TotalLiabNetAssetsFundBalances

FieldValueIRS element (for citing)
BOY24553320653BOY
EOY27697527289EOY
FieldValueIRS element (for citing)
Info In Schedule O Part XIXInfoInScheduleOPartXI
Reconcilation Revenue Expenses576535081ReconcilationRevenueExpenses
Reconcilation Other Changes2543336282ReconcilationOtherChanges
Method Of Accounting AccrualXMethodOfAccountingAccrual
Accountant Compile Or ReviewfalseAccountantCompileOrReview
FS AuditedtrueFSAudited
Audit CommitteetrueAuditCommittee
Financial Statement BothXFinancialStatementBoth
Federal Grant Audit RequiredtrueFederalGrantAuditRequired
Federal Grant Audit PerformedtrueFederalGrantAuditPerformed

Schedule A IRS990ScheduleA

FieldValueIRS element (for citing)
School170b1 AiiXSchool170b1Aii

Schedule B IRS990ScheduleB

Contributor Info ContributorInfo

FieldValueIRS element (for citing)
Contributor NumberRESTRICTEDContributorNumber

Contributor Name Business ContributorNameBusiness

FieldValueIRS element (for citing)
Business Name Line1RESTRICTEDBusinessNameLine1

Contributor Address US ContributorAddressUS

FieldValueIRS element (for citing)
Address Line1RESTRICTEDAddressLine1
Address Line2RESTRICTEDAddressLine2
CityRESTRICTEDCity
StateRESTRICTEDState
ZIP CodeRESTRICTEDZIPCode
FieldValueIRS element (for citing)
Aggregate ContributionsRESTRICTEDAggregateContributions

Schedule C IRS990ScheduleC

FieldValueIRS element (for citing)
Amt Of4955 Tax0AmtOf4955Tax
Amt Of4955 Tax On Managers0AmtOf4955TaxOnManagers
Total Grassroots LobbyingTotalGrassrootsLobbying
Total Direct LobbyingTotalDirectLobbying
Total Lobbying ExpendituresTotalLobbyingExpenditures
Other Exempt Purpose ExpendituresOtherExemptPurposeExpenditures
Total Exempt Purpose ExpendituresTotalExemptPurposeExpenditures
Lobbying NontaxableLobbyingNontaxableAmount
Grassroots NontaxableGrassrootsNontaxableAmount
Tot Lobbying Grassroot Minus Non TxTotLobbyingGrassrootMinusNonTx
Tot Lobby Expend Mns Lobbying NontxTotLobbyExpendMnsLobbyingNontx
VolunteerstrueVolunteers
Paid Staff Or ManagementtruePaidStaffOrManagement
Media AdvertisementstrueMediaAdvertisements
Media Advertisements$2,569MediaAdvertisementsAmount
Mailings MemberstrueMailingsMembers
Mailings Members$159,137MailingsMembersAmount
Publications Or BroadcasttruePublicationsOrBroadcast
Publications Or Broadcast$32,341PublicationsOrBroadcastAmount
Grants Other OrganizationstrueGrantsOtherOrganizations
Grants Other Organizations$8,044GrantsOtherOrganizationsAmount
Direct Contact LegislatorstrueDirectContactLegislators
Direct Contact Legislators$486,756DirectContactLegislatorsAmount
Rallies DemonstrationstrueRalliesDemonstrations
Rallies Demonstrations$178,386RalliesDemonstrationsAmount
Other ActivitiesfalseOtherActivities
Total Lobbying Expenditures IIB867233TotalLobbyingExpendituresIIB
Not Described In501c3falseNotDescribedIn501c3

Form990 Schedule C Part IV Form990ScheduleCPartIV

FieldValueIRS element (for citing)
IdentifierPART II-B - LOBBYING ACTIVITY EXPLANATIONIdentifier
Return ReferenceAN INSUBSTANTIAL PORTION OF STANFORD UNIVERSITY'S TOTAL ACTIVITIESReturnReference
ExplanationINVOLVED LEGISLATIVE AND REGULATORY MATTERS OF DIRECT CONCERN TO HIGHER EDUCATION OR OF COMPELLING IMPORTANCE TO STANFORD IN PARTICULAR. INSTITUTIONAL EFFORTS TO INFLUENCE LEGISLATION AND REGULATION ARE DIRECTED BY THE OFFICE OF GOVERNMENT AND COMMUNITY RELATIONS. DURING FISCAL YEAR 2010-2011, THE OFFICE CONSISTED OF FOUR PROFESSIONAL STAFF MEMBERS, ONE INTERN, AND TWO SUPPORT PERSONS. THE UNIVERSITY DOES NOT HAVE A LOBBYING OFFICE IN EITHER WASHINGTON, DC OR SACRAMENTO, CA AND DURING THIS PERIOD, THE UNIVERSITY HIRED AN OUTSIDE REGISTERED LOBBYIST IN SACRAMENTO FOR PART-TIME WORK ON STATE ISSUES. ACTIVITIES OF GOVERNMENT AND COMMUNITY RELATIONS STAFF INCLUDE CONTACTS BY LETTERS, PHONE CALLS AND MEETINGS WITH LEGISLATORS, MEMBERS OF THEIR STAFFS, OR OTHER GOVERNMENT OFFICIALS, AND MEETINGS WITH LOCAL CITIZENS REGARDING STANFORD ISSUES WITH LOCAL GOVERNMENTS. IN FISCAL YEAR 2010-2011, LEGISLATIVE, EXECUTIVE, AND LOCAL REGULATORY ISSUES HANDLED BY THE UNIVERSITY INCLUDED THE FOLLOWING: LOCAL ISSUES: ZONING AND LAND USES RELATED TO PROPERTY OWNED BY THE UNIVERSITY AND CONTIGUOUS TO THE UNIVERSITY'S ACADEMIC CAMPUS. STATE ISSUES: STUDENT AID; TAXATION; RESEARCH FUNDING ISSUES; PRIVACY ISSUES; ACCOUNTING ISSUES; INTELLECTUAL PROPERTY ISSUES; COMPETENCY EDUCATION ISSUES; STEM CELL RESEARCH ISSUES; WATER RIGHTS; FIDUCIARY DUTIES; HOSPITAL SEISMIC DEADLINES; AND CLEAN ENERGY PROGRAMS. FEDERAL ISSUES: STUDENT AID; TAXATION; REIMBURSEMENT OF FEDERAL RESEARCH COSTS; FUNDING LEVELS OF RESEARCH (E.G. NIH, DOE, NASA, DOD, NSF); FUNDING FOR SLAC NATIONAL ACCELERATOR LABORATORY; MEDICARE FUNDING FOR TEACHING HOSPITALS; RESEARCH POLICY; COPYRIGHT AND IMMIGRATION POLICY. THE TOTAL BUDGET EXPENDED BY THE OFFICE OF GOVERNMENT AND COMMUNITY RELATIONS WAS $1,375,309. THE ESTIMATED TOTAL EXPENSES FOR LOBBYING ARE AS FOLLOWS: SALARIES AND BENEFITS $645,377 GENERAL OFFICE OVERHEAD $139,222 PAID CONSULTANT COALITION DUES $55,980 GRANTS TO OTHER ORGANIZATIONS $8,044 TRAVEL $18,610 _______ TOTAL $867,233 AMOUNTS APPEARING ON PART II-B ARE REASONABLE ESTIMATED ALLOCATIONS OF THE ABOVE EXPENSES. OCCASIONALLY STANFORD UNIVERSITY EMPLOYEES OUTSIDE THE GOVERNMENT AND COMMUNITY RELATIONS OFFICE MAY ENGAGE IN LOBBYING ACTIVITIES ON BEHALF OF THE UNIVERSITY. INCLUDING SUCH CONTACT, THE TOTAL AMOUNT SPENT BY STANFORD IN LOBBYING REPRESENTS AN INSIGNIFICANT PART OF THE UNIVERSITY'S TOTAL EXPENDITURES.Explanation

Schedule D IRS990ScheduleD

FieldValueIRS element (for citing)
Number DA Fs Held29NumberDAFsHeld
Donor Advised Contributions5136733DonorAdvisedContributions
Grants Paid From Donor Funds8322465GrantsPaidFromDonorFunds
Aggregate DAF Value207282444AggregateDAFValue
Disclosed Orgs Legal ControltrueDisclosedOrgsLegalControl
Disclosed For Charitable PurposestrueDisclosedForCharitablePurposes
Art Public Exhibition AmtsArtPublicExhibitionAmts
Held Works Of Art AmtsHeldWorksOfArtAmts
Collect Used For Public ExhibitionXCollectUsedForPublicExhibition
Collect Used For Scholar ResearchXCollectUsedForScholarResearch
Collect Used For PreservationXCollectUsedForPreservation
Collect Used For Loan Or Exch PrgrmsXCollectUsedForLoanOrExchPrgrms
Solicited Assets For SalefalseSolicitedAssetsForSale

Current Year CurrentYear

FieldValueIRS element (for citing)
Beginning Of Year Balance13851115000BeginningOfYearBalance
Contributions673440000Contributions
Investment Earnings Or Losses2763132000InvestmentEarningsOrLosses
Grants Or Scholarships182421410GrantsOrScholarships
Other Expenditures602659590OtherExpenditures
End Of Year Balance16502606000EndOfYearBalance

Current Year Minus1 Year CurrentYearMinus1Year

FieldValueIRS element (for citing)
Beginning Of Year Balance12619094000BeginningOfYearBalance
Contributions517078000Contributions
Investment Earnings Or Losses1569588000InvestmentEarningsOrLosses
Grants Or Scholarships203694898GrantsOrScholarships
Other Expenditures650950102OtherExpenditures
End Of Year Balance13851115000EndOfYearBalance

Current Year Minus2 Years CurrentYearMinus2Years

FieldValueIRS element (for citing)
Beginning Of Year Balance17214373000BeginningOfYearBalance
Contributions155359000Contributions
Investment Earnings Or Losses-3470843000InvestmentEarningsOrLosses
Grants Or Scholarships209983118GrantsOrScholarships
Other Expenditures1069811882OtherExpenditures
End Of Year Balance12619094000EndOfYearBalance
FieldValueIRS element (for citing)
Board Designated EOY Balance0.40458BoardDesignatedEOYBalance
Permanent Endowment EOY Balance0.59027PermanentEndowmentEOYBalance
Term Endowment EOY Balance0.00514TermEndowmentEOYBalance
Endowments Held By Unrelated OrgstrueEndowmentsHeldByUnrelatedOrgs
Endowments Held By Related OrgstrueEndowmentsHeldByRelatedOrgs
Are Related Orgs Listed Schedule RtrueAreRelatedOrgsListedScheduleR

Land Land

FieldValueIRS element (for citing)
Other Cost Or Other Basis97768046OtherCostOrOtherBasis
Book Value97768046BookValue

Buildings Buildings

FieldValueIRS element (for citing)
Other Cost Or Other Basis4644449448OtherCostOrOtherBasis
Depreciation1640008903Depreciation
Book Value3004440545BookValue

Leasehold Improvements LeaseholdImprovements

FieldValueIRS element (for citing)
Other Cost Or Other Basis152621364OtherCostOrOtherBasis
Depreciation135568350Depreciation
Book Value17053014BookValue

Equipment Equipment

FieldValueIRS element (for citing)
Other Cost Or Other Basis1555848092OtherCostOrOtherBasis
Depreciation1171383052Depreciation
Book Value384465040BookValue

Other Land Buildings OtherLandBuildings

FieldValueIRS element (for citing)
Other Cost Or Other Basis170656526OtherCostOrOtherBasis
Book Value170656526BookValue
FieldValueIRS element (for citing)
Total Of Book Value Land Buildings3674383171TotalOfBookValueLandBuildings
Financial DerivativesFinancialDerivatives
Closely Held Equity InterestsCloselyHeldEquityInterests

Other Securities OtherSecurities

FieldValueIRS element (for citing)
DescriptionSEE PAGE 5Description
Book Value16743086298BookValue
FieldValueIRS element (for citing)
Total Of Book Value Securities16743086298TotalOfBookValueSecurities
Federal Income Tax Liability0FederalIncomeTaxLiability

Other Liabilities OtherLiabilities

FieldValueIRS element (for citing)
DescriptionSEE PAGE 5Description
Amount$623,734,522Amount
FieldValueIRS element (for citing)
Total Of Amounts623734522TotalOfAmounts
Total Revenue4381327361TotalRevenue
Total Expenses3804792280TotalExpenses
Excess Or Deficit For Year576535081ExcessOrDeficitForYear
Net Unrealized GL On Investments2443864505NetUnrealizedGLOnInvestments
Other$99,471,777OtherAmount
Total Adjustments2543336282TotalAdjustments
Excess Or Deficit Per FS3119871363ExcessOrDeficitPerFS
Tot Revenue Etc Audited Fincl Stmt6629950000TotRevenueEtcAuditedFinclStmt
Net Unrealized Gains Investments2443864505NetUnrealizedGainsInvestments
Other Revenues-130835443OtherRevenues
Revenue Not Rptd F9902313029062RevenueNotRptdF990
Revenue Subtotal4316920938RevenueSubtotal
Investment Expenses Not Included66722748InvestmentExpensesNotIncluded
Other Revenues Not Included-2316325OtherRevenuesNotIncluded
Revenue Not Rptd On Fin Stmt64406423RevenueNotRptdOnFinStmt
Total Revenue Per Form9904381327361TotalRevenuePerForm990
Tot Expenses Etc Audited Fincl Stmt3510079000TotExpensesEtcAuditedFinclStmt
Other Expenses Included2316686OtherExpensesIncluded
Expenses Not Rptd F9902316686ExpensesNotRptdF990
Expenses Subtotal3507762314ExpensesSubtotal
Investment Expenses Not Included266722748InvestmentExpensesNotIncluded2
Other Expenses Not Included230307218OtherExpensesNotIncluded
Expenses Not Rptd On Fin Stmt297029966ExpensesNotRptdOnFinStmt
Total Expenses Per Form9903804792280TotalExpensesPerForm990

Form990 Schedule D Part XIV Form990ScheduleDPartXIV (7 entries)

IdentifierIdentifierReturn ReferenceReturnReferenceExplanationExplanation
SCHEDULE D, PART III, LINE 1AWORKS OF ART AND SPECIAL COLLECTIONSWORKS OF ART, HISTORICAL TREASURES, LITERARY WORKS, AND ARTIFACTS, WHICH ARE PRESERVED AND PROTECTED FOR EDUCATIONAL, RESEARCH AND PUBLIC EXHIBITION PURPOSES, ARE NOT CAPITALIZED. PURCHASES OF SUCH COLLECTIONS ARE RECORDED AS OPERATING EXPENSES IN THE PERIOD IN WHICH THEY ARE ACQUIRED.
SCHEDULE D, PART III, LINE 4THE CANTOR ARTS CENTER AT STANFORD UNIVERSITY IS A MUSEUM COMMITTED TO INTELLECTUAL EXPLORATION AND THE PURSUIT OF KNOWLEDGE, FOSTERING A SENSE OF DISCOVERY THROUGH DIRECT EXPERIENCES WITH WORKS OF ART. THE CENTER COLLECTS, PRESERVES, AND STUDIES ART FROM ALL CULTURES AND PERIODS, SERVING THE UNIVERSITY AND THE PUBLIC THROUGH EXHIBITIONS AND PROGRAMS THAT INSPIRE THE UNDERSTANDING AND ENJOYMENT OF ART. SCHEDULE D, PART V, LINES 1B & 1E "CONTRIBUTIONS" (LINE 1B) INCLUDE CERTAIN INVESTMENT INCOME, CURRENT YEAR GIFTS TO ENDOWMENT, MATURED LIVING TRUSTS DIRECTED TO ENDOWMENT, AND CERTAIN OTHER FUNDS TRANSFERRED INTO THE ENDOWMENT. INCLUDED IN "OTHER EXPENDITURES FOR FACILITIES AND PROGRAMS" (LINE 1E) ARE FUNDS DISTRIBUTED ANNUALLY FROM ENDOWMENT PRINCIPAL TO SUPPORT SUCH FACILITIES AND PROGRAMS. PLEASE SEE FURTHER DISCUSSION BELOW IN "INTENDED USES OF THE ENDOWMENT FUNDS". SCHEDULE D, PART V, LINE 2B APPROXIMATELY HALF OF THE AMOUNT ON LINE 2B REPRESENTS REALIZED AND UNREALIZED GAINS ON ENDOWMENT ASSETS. EACH YEAR, THE BOARD OF TRUSTEES DETERMINES THE PRUDENT PORTION OF THESE GAINS THAT WILL BECOME AVAILABLE FOR EXPENDITURE IN ACCORDANCE WITH THE CALIFORNIA UNIFORM PRUDENT MANAGEMENT OF INSTITUTIONAL FUNDS ACT. SCHEDULE D, PART V, LINE 3A(I) INCLUDED IN UNIVERSITY ENDOWMENT ARE SEVERAL TRUSTS MANAGED BY OUTSIDE TRUSTEES NOT RELATED TO THE UNIVERSITY. SCHEDULE D, PART V, LINE 3A(II) AND LINE 3B INCLUDED IN THE ENDOWMENT BALANCE ON LINE 1G ARE THE ASSETS OF THE FREIDENRICH SUPPORT FOUNDATION, AND SHR HOLDINGS, INC., RELATED ORGANIZATIONS.
SCHEDULE D, PART V, LINE 4INTENDED USES OF THE ENDOWMENT FUNDSIN 1885, LELAND AND JANE LATHROP STANFORD SAID OF THEIR FOUNDING GRANT "IT SHALL CONSTITUTE THE FOUNDATION AND ENDOWMENT FOR THE UNIVERSITY HEREIN PROVIDED, AND UPON THE TRUST THAT THE PRINCIPAL THEREOF SHALL FOREVER REMAIN INTACT, AND THAT THE RENTS, ISSUES, AND PROFITS THEREOF SHALL BE DEVOTED TO THE FOUNDATION AND MAINTENANCE OF THE UNIVERSITY HEREBY FOUNDED AND ENDOWED, AND THE USES AND PURPOSES HEREIN MENTIONED." TODAY, STANFORD'S ENDOWMENT CONSISTS OF THOUSANDS OF INDIVIDUAL FUNDS, MANY OF WHICH ARE RESTRICTED TO PARTICULAR USES (E.G., SCHOLARSHIP FUNDS FOR UNDERGRADUATES, FELLOWSHIP FUNDS TO SUPPORT GRADUATE STUDENTS, RESEARCH FUNDS DIRECTED TO MANY DIFFERENT AREAS, PROGRAM SUPPORT FUNDS, FUNDS TO SUPPORT PROFESSORS, FUNDS TO SUPPORT LECTURES, FUNDS TO PROVIDE BUILDING AND GROUND MAINTENANCE, FUNDS TO SUPPORT THE UNIVERSITY'S MUSEUM, FUNDS TO SUPPORT THE ACQUISITION OF LIBRARY MATERIALS). THE FUNDS ARE INVESTED IN PERPETUITY FOR LONG TERM GROWTH AND THE PAYOUT IS USED FOR THE PURPOSE SET FORTH IN THE GIFT DOCUMENT. SOME ENDOWMENT FUNDS DO NOT HAVE PURPOSE RESTRICTIONS AND THE PAYOUT FROM THESE FUNDS IS USED TO SUPPORT THE GENERAL OPERATIONS AND INFRASTRUCTURE OF THE UNIVERSITY AS WELL AS MANY OTHER PARTS OF THE UNIVERSITY. ENDOWMENT PAYOUT IS A RELIABLE SOURCE OF CONTINUING SUPPORT AND IS CRUCIAL TO THE FUNDING OF THE MANY LONG TERM COMMITMENTS THAT THE UNIVERSITY MUST MAKE. THE ENDOWMENT MAKES STANFORD LESS DEPENDENT ON OTHER MORE VARIABLE SOURCES OF INCOME. THE ENDOWMENT PAYOUT COVERS APPROXIMATELY 22% OF STANFORD'S TOTAL EXPENSES. STANFORD IS CURRENTLY DIRECTING CONSIDERABLE RESEARCH AND EDUCATION EFFORTS TOWARD ADDRESSING THE CHALLENGES CRUCIAL TO THE WORLD. IN PARTICULAR, IT IS SEEKING SOLUTIONS TO SOME OF THE MOST CHALLENGING PROBLEMS IN HUMAN HEALTH, INTERNATIONAL PEACE AND SECURITY AND THE ENVIRONMENT AND SUSTAINABILITY. STANFORD CONTINUES TO BE ONE OF FEW PRIVATE INSTITUTIONS THAT ENROLL AND ADMIT THE VERY BEST APPLICANTS, REGARDLESS OF THEIR FAMILIES' INCOME AND PROVIDE SUFFICIENT FINANCIAL AID FOR ALL ADMITTED STUDENTS TO ATTEND THE UNIVERSITY. ENDOWMENT SUPPORT CONTRIBUTES GREATLY TO THE SUCCESS OF THESE EFFORTS. AS A RESULT OF ENDOWMENT SUPPORT OF STUDENT AID, STANFORD IS ABLE TO WAIVE THE TOTAL COST OF TUITION FOR STUDENTS FROM MOST FAMILIES WITH INCOMES LESS THAN $100,000. STUDENTS FROM MOST FAMILIES MAKING LESS THAN $60,000 WILL HAVE THE FULL COST OF ATTENDANCE (PRINCIPALLY TUITION, ROOM & BOARD, AND BOOKS) COVERED. FOR THE YEAR ENDED AUGUST 31, 2011, ENDOWMENT PAYOUT SUPPORTED THE FOLLOWING BROAD FUNCTIONS OF THE UNIVERSITY: INSTRUCTION AND RESEARCH $228,241,419 STUDENT FINANCIAL AID $182,421,410 LIBRARIES $15,873,690 SCHEDULE D, PART VI BALANCES AS REPORTED ON THE UNIVERSITY FINANCIAL STATEMENTS HAVE BEEN RECLASSIFIED TO COMPLY WITH 990 REPORTING REQUIREMENTS. SCHEDULE D, PART VII, INVESTMENTS - OTHER SECURITIES CASH & CASH EQUIVALENTS $349,234,208 COLLATERAL HELD FOR SECURITIES LOANED $142,962,742 DERIVATIVES ($13,833,749) FIXED INCOME $756,822,006 REAL ESTATE $4,500,588,163 NATURAL RESOURCES $1,683,568,776 PRIVATE EQUITIES $5,319,812,812 ABSOLUTE RETURN $5,253,469,836 ASSETS HELD BY OTHER TRUSTEES $163,044,438 OTHER $181,578,032 ------------------ $18,337,247,264 LESS HOSPITAL FUNDS INVESTED IN THE UNIVERSITY MERGED POOL ($1,594,160,966) ------------------ $16,743,086,298 SCHEDULE D, PART X, LINE 1 DEPOSITS PAYABLE: COLLATERAL FOR SECURITIES LOANED $182,026,760 US GOVERNMENT REFUNDABLE LOAN FUNDS $53,760,361 INCOME BENEFICIARY SHARE OF SPLIT INTEREST AGREEMENTS $387,947,401 ---------------- $623,734,522
SCHEDULE D, PART X, LINE 2STANFORD DID NOT REPORT A FIN 48 LIABILITY.SCHEDULE D, PART XI, LINE 8 ADJUSTMENT TO EQUITY RELATING TO LIVING TRUSTS AND DERIVATIVES $99,471,775 FINANCIAL STATEMENT ROUNDING $2
SCHEDULE D, PART XII, LINE 2DFINANCIAL AID ($230,307,218)OTHER, INCLUDING ADJUSTMENT TO EQUITY RELATING TO LIVING TRUSTS AND DERIVATIVES $99,471,775
SCHEDULE D, PART XII, LINE 4BEXPENSES OF SPECIAL EVENTS FROM 990, PART VIII, LINE 8B ($364,482)COST OF GOODS SOLD FROM 990 PART VIII, LINE 10B ($1,952,112) FINANCIAL STATEMENT ROUNDING $269
SCHEDULE D, PART XIII LINE 2DEXPENSES OF SPECIAL EVENTS FROM 990, PART VIII, LINE 8B $364,482COST OF GOODS SOLD FROM 990 PART VIII LINE 10B $1,952,112 FINANCIAL STATEMENT ROUNDING $92 SCHEDULE D, PART XIII LINE 4B FINANCIAL AID $230,307,218

Schedule E IRS990ScheduleE

FieldValueIRS element (for citing)
Nondiscriminatory Policy StmttrueNondiscriminatoryPolicyStmt
Policy Statement In Brochures EtctruePolicyStatementInBrochuresEtc
Policy Publ Via Broadcast MediafalsePolicyPublViaBroadcastMedia
Maint Racial Composition RecordstrueMaintRacialCompositionRecords
Maint Scholarships RecordstrueMaintScholarshipsRecords
Maint Copies Of Brochures EtctrueMaintCopiesOfBrochuresEtc
Maint Copies Of All SolicitationstrueMaintCopiesOfAllSolicitations
Discriminate Race Students RightsfalseDiscriminateRaceStudentsRights
Discriminate Race Admiss PoliciesfalseDiscriminateRaceAdmissPolicies
Discriminate Race Emplmn FacultyfalseDiscriminateRaceEmplmnFaculty
Discriminate Race ScholarshipsfalseDiscriminateRaceScholarships
Discriminate Race Educ PoliciesfalseDiscriminateRaceEducPolicies
Discriminate Race Use Of FcltsfalseDiscriminateRaceUseOfFclts
Discriminate Race Athletic ProgfalseDiscriminateRaceAthleticProg
Discriminate Race Other ActyfalseDiscriminateRaceOtherActy
Government Financial Aid ReceivedtrueGovernmentFinancialAidReceived
Government Financial Aid RevokedfalseGovernmentFinancialAidRevoked
Compliance With Rev Proc7550trueComplianceWithRevProc7550

Form990 Schedule E Part II Form990ScheduleEPartII (2 entries)

IdentifierIdentifierReturn ReferenceReturnReferenceExplanationExplanation
SCHEDULE E, LINE 3STANFORD MEETS THE CRITERIA OF SECTION 4.03.2(B) OF REV. PROC. 75-50THROUGH ADMISSION AND FINANCIAL AID OFFICES OUTREACH PROGRAMS WHICH PUBLICIZE STANFORD UNIVERSITY'S ACADEMIC OPPORTUNITIES AT SECONDARY AND POST-SECONDARY SCHOOLS THROUGHOUT THE UNITED STATES.
SCHEDULE E, LINE 6ASTANFORD UNIVERSITY RECEIVED RESEARCH AND INSTRUCTIONAL GRANTS ANDCONTRACTS, FELLOWSHIP AND STUDENT AID AWARDS, LIBRARY GRANTS AND CONSTRUCTION GRANTS, AND CONTRACTS FROM VARIOUS FEDERAL AGENCIES.

Schedule F IRS990ScheduleF

FieldValueIRS element (for citing)
Grant Records MaintainedtrueGrantRecordsMaintained

Accts Actvs Out US Table AcctsActvsOutUSTable (152 entries)

RegionRegionNumber Of OfficesNumberOfOfficesNumber Of EmployeesNumberOfEmployeesType Of Activities ConductedTypeOfActivitiesConductedSpecific Services ProvidedSpecificServicesProvidedTotal ExpendituresTotalExpenditures
East Asia and the Pacific224Program ServicesStudy Abroad3192772
Europe (Including Iceland and Greenland)574Program ServicesStudy abroad6873433
Russia and the Newly Independent States12Program ServicesStudy Abroad178298
South America18Program ServicesStudy Abroad884300
Sub-Saharan Africa112Program ServicesStudy Abroad851477
East Asia and the PacificProgram ServicesEducation: Conferences17129
Europe (Including Iceland and Greenland)Program ServicesEducation: Conferences40000
Europe (Including Iceland and Greenland)Program ServicesEducation: Executive23706
North AmericaProgram ServicesEducation: Executive35024
Europe (Including Iceland and Greenland)Program ServicesEducation: Travel Stud1631409
Middle East and North AfricaProgram ServicesEducation: Travel Stud156054
North AmericaProgram ServicesEducation: Travel Stud216403
South AmericaProgram ServicesEducation: Travel Stud166208
Sub-Saharan AfricaProgram ServicesEducation: Travel Stud190276
Central America and the Caribbean2Program ServicesResearch5700
East Asia and the Pacific2Program ServicesResearch313637
Europe (Including Iceland and Greenland)Program ServicesResearch272716
Middle East and North Africa2Program ServicesResearch32637
North America12Program ServicesResearch85954
South AmericaProgram ServicesResearch78689
Sub-Saharan AfricaProgram ServicesResearch130455
East Asia and the PacificProgram ServicesResearch subaward cont980603
Europe (Including Iceland and Greenland)Program ServicesResearch subaward cont3069850
North AmericaProgram ServicesResearch subaward cont878438
East Asia and the PacificProgram ServicesResearch: Construction3340369
Central America and the CaribbeanProgram ServicesForeign Travel:Academi6970
East Asia and the PacificProgram ServicesForeign Travel:Academi160317
Europe (Including Iceland and Greenland)Program ServicesForeign Travel:Academi325127
Middle East and North AfricaProgram ServicesForeign Travel:Academi3489
North AmericaProgram ServicesForeign Travel:Academi195092
Russia and the Newly Independent StatesProgram ServicesForeign Travel:Academi3871
South AmericaProgram ServicesForeign Travel:Academi56747
South AsiaProgram ServicesForeign Travel:Academi8864
Sub-Saharan AfricaProgram ServicesForeign Travel:Academi1645
Central America and the CaribbeanProgram ServicesForeign Travel: Educat86595
East Asia and the PacificProgram ServicesForeign Travel: Educat3675276
Europe (Including Iceland and Greenland)Program ServicesForeign Travel: Educat5516735
Middle East and North AfricaProgram ServicesForeign Travel: Educat538761
North AmericaProgram ServicesForeign Travel: Educat832407
Russia and the Newly Independent StatesProgram ServicesForeign Travel: Educat202452
South AmericaProgram ServicesForeign Travel: Educat665091
South AsiaProgram ServicesForeign Travel: Educat654049
Sub-Saharan AfricaProgram ServicesForeign Travel: Educat550022
East Asia and the PacificProgram ServicesForeign Travel: Librar48828
Europe (Including Iceland and Greenland)Program ServicesForeign Travel: Librar157271
Middle East and North AfricaProgram ServicesForeign Travel: Librar3179
North AmericaProgram ServicesForeign Travel: Librar24706
Russia and the Newly Independent StatesProgram ServicesForeign Travel: Librar10046
South AmericaProgram ServicesForeign Travel: Librar1934
Central America and the CaribbeanProgram ServicesForeign Travel: Resear51179
East Asia and the PacificProgram ServicesForeign Travel: Resear1407714
Europe (Including Iceland and Greenland)Program ServicesForeign Travel: Resear3334965
Middle East and North AfricaProgram ServicesForeign Travel: Resear303030
North AmericaProgram ServicesForeign Travel: Resear650713
Russia and the Newly Independent StatesProgram ServicesForeign Travel: Resear72426
South AmericaProgram ServicesForeign Travel: Resear108162
South AsiaProgram ServicesForeign Travel: Resear226007
Sub-Saharan AfricaProgram ServicesForeign Travel: Resear348227
Central America and the CaribbeanProgram ServicesForeign Travel: Clinic694
East Asia and the PacificProgram ServicesForeign Travel: Clinic28403
Europe (Including Iceland and Greenland)Program ServicesForeign Travel: Clinic61941
Middle East and North AfricaProgram ServicesForeign Travel: Clinic4066
North AmericaProgram ServicesForeign Travel: Clinic35701
South AmericaProgram ServicesForeign Travel: Clinic25423
South AsiaProgram ServicesForeign Travel: Clinic19739
Sub-Saharan AfricaProgram ServicesForeign Travel: Clinic8638
Central America and the CaribbeanProgram ServicesForeign Travel: Extern6676
East Asia and the PacificProgram ServicesForeign Travel: Extern173259
Europe (Including Iceland and Greenland)Program ServicesForeign Travel: Extern127908
Middle East and North AfricaProgram ServicesForeign Travel: Extern35573
North AmericaProgram ServicesForeign Travel: Extern32641
Russia and the Newly Independent StatesProgram ServicesForeign Travel: Extern11276
South AmericaProgram ServicesForeign Travel: Extern34940
South AsiaProgram ServicesForeign Travel: Extern23359
Sub-Saharan AfricaProgram ServicesForeign Travel: Extern23390
Central America and the CaribbeanProgram ServicesForeign Travel: Recrui335
East Asia and the PacificProgram ServicesForeign Travel: Recrui49654
Europe (Including Iceland and Greenland)Program ServicesForeign Travel: Recrui123274
Middle East and North AfricaProgram ServicesForeign Travel: Recrui1167
North AmericaProgram ServicesForeign Travel: Recrui15055
South AsiaProgram ServicesForeign Travel: Recrui1079
East Asia and the PacificProgram ServicesForeign Travel: Admini73790
Europe (Including Iceland and Greenland)Program ServicesForeign Travel: Admini173851
Middle East and North AfricaProgram ServicesForeign Travel: Admini121756
North AmericaProgram ServicesForeign Travel: Admini9369
South AmericaProgram ServicesForeign Travel: Admini52236
South AsiaProgram ServicesForeign Travel: Admini31942
Sub-Saharan AfricaProgram ServicesForeign Travel: Admini5000
East Asia and the PacificProgram ServicesForeign Travel: Academ237858
Europe (Including Iceland and Greenland)Program ServicesForeign Travel: Academ39159
Middle East and North AfricaProgram ServicesForeign Travel: Academ369
North AmericaProgram ServicesForeign Travel: Academ8735
South AmericaProgram ServicesForeign Travel: Academ8894
South AsiaProgram ServicesForeign Travel: Academ1644
Sub-Saharan AfricaProgram ServicesForeign Travel: Academ1280
East Asia and the PacificProgram ServicesForeign travel: Manage288068
Europe (Including Iceland and Greenland)Program ServicesForeign travel: Manage365716
Middle East and North AfricaProgram ServicesForeign travel: Manage11831
North AmericaProgram ServicesForeign travel: Manage11351
South AmericaProgram ServicesForeign travel: Manage85937
South AsiaProgram ServicesForeign travel: Manage8716
Sub-Saharan AfricaProgram ServicesForeign travel: Manage55419
East Asia and the PacificFundraisingForeign travel149502
Europe (Including Iceland and Greenland)FundraisingForeign travel125621
Middle East and North AfricaFundraisingForeign travel5261
North AmericaFundraisingForeign travel9977
Russia and the Newly Independent StatesFundraisingForeign travel463
South AsiaFundraisingForeign travel6731
Europe (Including Iceland and Greenland)FundraisingFundraising Administra78341
East Asia and the PacificGrantmakingGrant-funded subawards926923
Europe (Including Iceland and Greenland)GrantmakingGrant-funded subawards1961024
Middle East and North AfricaGrantmakingGrant-funded subawards43720
North AmericaGrantmakingGrant-funded subawards1605537
South AmericaGrantmakingGrant-funded subawards34192
South AsiaGrantmakingGrant-funded subawards543176
Sub-Saharan AfricaGrantmakingGrant-funded subawards615660
Europe (Including Iceland and Greenland)GrantmakingInternship Stipends192811
East Asia and the PacificGrantmakingStipends52850
East Asia and the PacificGrantmakingPrizes17120
Europe (Including Iceland and Greenland)GrantmakingPrizes4207
Central America and the CaribbeanGrantmakingLoan Forgiveness5325
East Asia and the PacificGrantmakingLoan Forgiveness4200
Europe (Including Iceland and Greenland)GrantmakingLoan Forgiveness8414
South AsiaGrantmakingLoan Forgiveness2400
Central America and the CaribbeanGrantmakingResearch grants/fellow11000
East Asia and the PacificGrantmakingResearch grants/fellow48741
Europe (Including Iceland and Greenland)GrantmakingResearch grants/fellow18000
Middle East and North AfricaGrantmakingResearch grants/fellow8000
South AmericaGrantmakingResearch grants/fellow10250
South AsiaGrantmakingResearch grants/fellow18200
Sub-Saharan AfricaGrantmakingResearch grants/fellow57850
Central America and the CaribbeanGrantmakingUndergrad Research5600
East Asia and the PacificGrantmakingUndergrad Research50400
Europe (Including Iceland and Greenland)GrantmakingUndergrad Research94200
Middle East and North AfricaGrantmakingUndergrad Research22400
Russia and the Newly Independent StatesGrantmakingUndergrad Research5600
South AmericaGrantmakingUndergrad Research11200
South AsiaGrantmakingUndergrad Research5600
Sub-Saharan AfricaGrantmakingUndergrad Research28000
East Asia and the PacificGrantmakingService Learning319386
South AmericaGrantmakingService Learning11091
South AsiaGrantmakingService Learning12476
Sub-Saharan AfricaGrantmakingService Learning6000
Central America and the CaribbeanInvestment7184973000
East Asia and the PacificInvestment667912000
Europe (Including Iceland and Greenland)Investment1247523000
Middle East and North AfricaInvestment14714000
North AmericaInvestment340610000
Russia and the Newly Independent StatesInvestment-652000
South AmericaInvestment25034000
South AsiaInvestment78708000
Sub-Saharan AfricaInvestment200721000
FieldValueIRS element (for citing)
Subtotal Number Of Offices10SubtotalNumberOfOffices
Subtotal Number Of Employees124SubtotalNumberOfEmployees
Cont Number Of Employees14ContNumberOfEmployees
Total Number Of Offices10TotalNumberOfOffices
Total Number Of Employees138TotalNumberOfEmployees
Subtotal Amount Spent15048542SubtotalAmountSpent
Cont Amount Spent9797946453ContAmountSpent
Total Amount Spent9812994995TotalAmountSpent

Grants To Orgs Outside US GrantsToOrgsOutsideUS (42 entries)

RegionRegionPurpose Of GrantPurposeOfGrantAmount Of Cash GrantAmountOfCashGrantManner Of Cash DisbursementMannerOfCashDisbursement
East Asia/PacificResearch Sub-award53565Check
East Asia/PacificResearch Sub-award100000WIRE
East Asia/PacificResearch Sub-award227035WIRE
East Asia/PacificResearch Sub-award63600WIRE
East Asia/PacificResearch Sub-award435000WIRE
East Asia/PacificResearch Sub-award47723CHECK
Europe/Iceland/GreenlandResearch Sub-award523724WIRE
Europe/Iceland/GreenlandResearch Sub-award170738CHECK
Europe/Iceland/GreenlandResearch Sub-award426111CHECK
Europe/Iceland/GreenlandResearch Sub-award426145CHECK
Europe/Iceland/GreenlandResearch Sub-award51873CHECK
Europe/Iceland/GreenlandResearch Sub-award68053CHECK
Europe/Iceland/GreenlandResearch Sub-award25000CHECK
Europe/Iceland/GreenlandResearch Sub-award30000CHECK
Europe/Iceland/GreenlandResearch Sub-award67213WIRE
Europe/Iceland/GreenlandResearch Sub-award60095CHECK
Europe/Iceland/GreenlandResearch Sub-award102073CHECK
Europe/Iceland/GreenlandResearch Sub-award10000CHECK
North AmericaResearch Sub-award11429CHECK
North AmericaResearch Sub-award166793CHECK
North AmericaResearch Sub-award677188CHECK
North AmericaResearch Sub-award134543CHECK
North AmericaResearch Sub-award192307CHECK
North AmericaResearch Sub-award174913CHECK
North AmericaResearch Sub-award23393CHECK
North AmericaResearch Sub-award89429CHECK
North AmericaResearch Sub-award91832WIRE
North AmericaResearch Sub-award43710WIRE
Middle East/North AfricaResearch Sub-award16300CHECK
Middle East/North AfricaResearch Sub-award27420WIRE
South AmericaResearch Sub-award34192CHECK
South AsiaResearch Sub-award81724WIRE
South AsiaResearch Sub-award32486CHECK/WIRE
South AsiaResearch Sub-award7000WIRE
South AsiaResearch Sub-award396966CHECK/WIRE
South AsiaResearch Sub-award25000CHECK
Sub-Saharan AfricaResearch Sub-award31865WIRE
Sub-Saharan AfricaResearch Sub-award60000GRANT
Sub-Saharan AfricaResearch Sub-award144000WIRE
Sub-Saharan AfricaResearch Sub-award175200WIRE
Sub-Saharan AfricaResearch Sub-award12609WIRE
Sub-Saharan AfricaResearch Sub-award191985WIRE
FieldValueIRS element (for citing)
Total Number Of501c3 Orgs36TotalNumberOf501c3Orgs
Total Number Of Other Orgs6TotalNumberOfOtherOrgs

Grants To Ind Outside US GrantsToIndOutsideUS (24 entries)

Type Of AssistanceTypeOfAssistanceRegionRegionNumber Of RecipientsNumberOfRecipientsAmount Of Cash GrantAmountOfCashGrantManner Of Cash DisbursementMannerOfCashDisbursement
Research Grants-undergraduateCent. America/Caribbean15600EFT
Research Grants-undergraduateEast Asia/Pacific950400EFT
Research Grants-undergraduateEurope/Iceland/Greenland1794200EFT
Research Grants-undergraduateMiddle East/North Africa422400EFT
Research Grants-undergraduateRussia15600EFT
Research Grants-undergraduateSouth America211200EFT
Research Grants-undergraduateSouth Asia15600EFT
Research Grants-undergraduateSub-Saharan Africa528000EFT
Service Learning FellowshipsCent. America/Caribbean211000EFT
Service Learning FellowshipsEast Asia/Pacific530050EFT
Service Learning FellowshipsEurope/Iceland/Greenland318000EFT
Service Learning FellowshipsMiddle East/North Africa18000EFT
Service Learning FellowshipsSouth America210250EFT
Service Learning FellowshipsSouth Asia318200EFT
Service Learning FellowshipsSub-Saharan Africa1057850EFT
ScholarshipsEast Asia/Pacific22207775EFT
Internships StipendsEast Asia/Pacific669970CHECK/EFT
Internships StipendsEurope/Iceland/Greenland54197018CHECK/EFT
Loan ForgivenessCent. America/Caribbean15325CHECK
Loan ForgivenessEurope/Iceland/Greenland18414CHECK
Travel StipendsSouth Asia212476CHECK
Travel StipendsEast Asia/Pacific217886CHECK
Travel StipendsSouth America111091CHECK
Travel StipendsSub-Saharan Africa16000CHECK
FieldValueIRS element (for citing)
Transfer To Foreign CorptrueTransferToForeignCorp
Interest In Foreign TrusttrueInterestInForeignTrust
Own Foreign CorptrueOwnForeignCorp
Passive Foreign Invest CotruePassiveForeignInvestCo
Foreign PartnershiptrueForeignPartnership
Boycott CountriestrueBoycottCountries

Form990 Schedule F Part V Form990ScheduleFPartV (2 entries)

IdentifierIdentifierExplanationExplanation
PART I: GENERAL INFORMATION ON ACTIVITIES OUTSIDE OF THE USPART I, LINE 2: DESCRIBE IN THE ORGANIZATION'S PROCEDURES FOR MONITORING THE USE OF GRANT FUNDS OUTSIDE OF THE UNITED STATES. STANFORD UNIVERSITY IS NOT A "GRANTMAKER" PER SE IN THAT ITS FUNDAMENTAL MISSION, AND PURPOSE FOR TAX-EXEMPTION, RELATES TO TEACHING, RESEARCH AND PATIENT CARE ACTIVITIES. HOWEVER, IN THE COURSE OF THESE MISSION-BASED ACTIVITIES, THE UNIVERSITY DOES MAKE PAYMENTS THAT MEET THE CRITERIA FOR 'GRANTMAKING' AS DEFINED BY THE INSTRUCTIONS TO IRS 990 SCHEDULE F. PROCEDURES FOR MONITORING USE OF GRANT FUNDS OUTSIDE OF THE U.S. ARE PRINCIPALLY GOVERNED BY THE PURPOSE FOR WHICH THE FUNDS WERE GRANTED: FINANCIAL AID: SCHOLARSHIPS, STIPENDS AND FELLOWSHIPS FOR MOST U.S. INSTITUTIONS OF HIGHER EDUCATION, PROVISION OF FINANCIAL AID TO STUDENTS IS AN IMPORTANT ACTIVITY ENABLING QUALIFIED STUDENTS TO OBTAIN A COLLEGE EDUCATION AT THE UNDERGRADUATE, GRADUATE OR POSTDOCTORAL LEVEL. STANFORD IS COMMITTED TO A "NEED-BLIND" ADMISSION POLICY FOR U.S. CITIZENS AND PERMANENT RESIDENTS; IT ADMITS QUALIFIED STUDENTS WITHOUT REGARD TO THEIR ABILITY TO PAY, AND PROVIDES A COMPREHENSIVE FINANCIAL AID PROGRAM FOR ALL ADMITTED STUDENTS WHO HAVE UNIVERSITY-COMPUTED NEED, AND WHO MEET STATED FINANCIAL AID ELIGIBILITY REQUIREMENTS. FOR THE FISCAL YEAR, ENDED AUGUST 31, 2011, 79% (5,411) OF UNDERGRADUATE AND 81% (7,071) OF GRADUATE STUDENTS RECEIVED SOME FORM OF FINANCIAL AID, WITH A TOTAL OF $333,513,170 OF FINANCIAL AID DISBURSED TO ALL STANFORD STUDENTS. APPROXIMATELY 69% OF THIS AID TOOK THE FORM OF TRANSFERS FROM INTERNAL UNIVERSITY FUNDS TO OFFSET TUITION AND OTHER UNIVERSITY CHARGES THAT WOULD OTHERWISE HAVE BEEN RECEIVED BY THE UNIVERSITY. THE BALANCE REPRESENTS DISBURSEMENTS, PRIMARILY TO GRADUATE STUDENTS, FOR STIPENDS, FELLOWSHIPS AND OTHER STUDENT AID, IN SUPPORT OF ACADEMIC EFFORT. FOR THE VAST MAJORITY OF ENROLLED STUDENTS, THESE AMOUNTS ARE PAID BY DIRECT DEPOSIT TO STUDENT BANK ACCOUNTS IN THE UNITED STATES. AT THE TIME OF CONSTRUCTIVE RECEIPT OF THESE FUNDS IN THE U.S., IT IS POSSIBLE THAT STUDENTS (PARTICULARLY DOCTORAL STUDENTS) MIGHT BE TRAVELING, OR "LIVING", OUTSIDE OF THE U.S. DURING THE COURSE OF THEIR ACADEMIC WORK, OR EVEN FOR PERSONAL PURPOSES. STANFORD REQUIRES THAT STUDENTS WHO ARE RECEIVING FINANCIAL AID MAINTAIN THEIR REGISTRATION STATUS, AND BE ENROLLED FOR ACADEMIC CREDIT IN UNIVERSITY-APPROVED PROGRAMS. THE UNIVERSITY DOES NOT BROADLY CONSIDER FINANCIAL AID DISBURSEMENTS IN THE UNITED STATES TO ENROLLED STUDENTS AS "GRANTS TO FOREIGN INDIVIDUALS", AND HAS ACCORDINGLY REPORTED ON SCHEDULE F THOSE GRANTS PAID OUTSIDE OF THE UNITED STATES, OR GRANTS FOR USE OUTSIDE THE UNITED STATES FOR PROGRAMS WHICH HAVE A READILY IDENTIFIABLE FOREIGN COMPONENT THAT IS SEPARATELY TRACKED. THE FOLLOWING CATEGORIES OF AID ARE PAID DIRECTLY TO STUDENTS OR SCHOLARS OUTSIDE OF THE UNITED STATES, OR FOR INTENDED USE OUTSIDE THE U.S., AND ARE REPORTED ON SCHEDULE F, PART III. 1. RESEARCH GRANTS: THE UNIVERSITY FUNDS A SUMMER INDEPENDENT RESEARCH GRANT PROGRAM AVAILABLE ON A COMPETITIVE BASIS TO UNDERGRADUATES. AS WITH MOST FINANCIAL AID, THESE GRANTS ARE DISBURSED IN THE UNITED STATES TO ENROLLED STUDENTS. OPPORTUNITIES TO FORMALLY PRESENT RESULTING ACADEMIC RESEARCH FINDINGS ARE PROVIDED, WHICH CONTRIBUTES TO THE ASSURANCE THAT MONIES ARE USED FOR THE INTENDED PURPOSE. THOSE AWARDS EXCEEDING $5,000, WHERE THE INTENDED USE OF THE RESEARCH GRANT IS OUTSIDE OF THE U.S., ARE REPORTED IN PART III. 2. SERVICE LEARNING FELLOWSHIPS: STANFORD'S HAAS CENTER FOR PUBLIC SERVICE MANAGES A PROGRAM TO ENGAGE STANFORD STUDENTS IN SERVICE LEARNING OPPORTUNITIES. THESE PLACEMENTS ARE CLOSELY MONITORED BY PROGRAM OFFICERS PRIOR TO AND AFTER THEY OCCUR, TO ASSURE MAXIMUM BENEFIT OF THE LEARNING EXPERIENCE. FELLOWSHIPS PLACEMENTS OUTSIDE OF THE U.S. FOR WHICH STUDENTS RECEIVED SUPPORT IN EXCESS OF $5,000 ARE REPORTED IN PART III. 3. SCHOLARSHIPS STANFORD MANAGES A CONSORTIUM LANGUAGE PROGRAM LOCATED IN THE EAST ASIA/PACIFIC REGION ON BEHALF OF SEVERAL U.S. UNIVERSITIES. SCHOLARSHIPS TO ATTEND THIS PROGRAM ARE AWARDED BY THE CONSORTIUM, AND ARE DISBURSED FROM STANFORD DIRECTLY TO THE IN-COUNTRY CONSORTIUM PROGRAM OFFICE. THESE AMOUNTS ARE REPORTED IN PART III. 4. OVERSEAS STUDIES PROGRAM-INTERNSHIP STIPENDS AS PART OF ITS UNDERGRADUATE OVERSEAS STUDY PROGRAM, THE UNIVERSITY IS ABLE TO PLACE ELIGIBLE STANFORD STUDENTS IN LOCAL INTERNSHIPS FOR 3-6 MONTHS. STUDENTS ARE PAID A STIPEND TO COVER THEIR HOUSING, FOOD AND LIVING EXPENSES. UNIVERSITY PROGRAM MANAGERS IN THESE COUNTRIES WORK WITH RECIPIENT ORGANIZATIONS TO MONITOR STUDENT PERFORMANCE AND PROVIDE FEEDBACK. THESE AMOUNTS ARE REPORTED IN PART III AS GRANTS TO INDIVIDUALS, LIVING OUTSIDE OF THE U.S. THE IN-COUNTRY EXPENDITURES RELATING TO EACH OF THE OVERSEAS STUDIES CENTERS ARE REPORTED IN PART I, LINE 3 AS A PROGRAM ACTIVITY. A VERY SMALL PROPORTION OF THOSE EXPENSES ARE REPRESENTED BY CASH PAYMENTS TO STUDENTS FOR PER DIEM MEAL ALLOWANCES. THESE HAVE BEEN INCLUDED AS PROGRAM ACTIVITY EXPENSES, NOT AS GRANTS TO INDIVIDUALS. 5. LOAN FORGIVENESS THE AMOUNT REPORTED IN PART III INCLUDES PAYMENTS MADE UNDER STANFORD'S GRADUATE SCHOOL OF BUSINESS (GSB) INTERNATIONAL OR NON-PROFIT LOAN FORGIVENESS PROGRAMS. THESE PROGRAMS ARE PART OF THE GSB'S BROADER GOAL TO HAVE GREATER INTERNATIONAL IMPACT AND TO INCREASE ACCESS TO GLOBAL OPPORTUNITIES. ELIGIBILITY FOR BOTH PROGRAMS IS MONITORED BY THE GSB FINANCIAL AID OFFICE, AND SINCE THE PROGRAMS ARE GIFT-FUNDED, THE UNIVERSITY IS REQUIRED TO DEMONSTRATE THAT IT HAS USED THE FUNDS IN ACCORDANCE WITH DONOR RESTRICTIONS. 6. TRAVEL STIPENDS DEPARTMENTS OF THE UNIVERSITY AWARD TRAVEL STIPENDS TO UNDERGRADUATE, GRADUATE AND POSTDOCTORAL STUDENTS WHERE IT IS DEEMED THAT FOREIGN ACADEMIC EXPERIENCE OR RESEARCH IS OF VALUE TO THE STUDENTS' INDIVIDUAL ACADEMIC ACHIEVEMENT. THESE STIPENDS ARE NOT SYSTEMATICALLY TRACKED GEOGRAPHICALLY IN THE ACCOUNTING SYSTEM, BUT HAVE BEEN IDENTIFIED VIA SELF-REPORTING OF STUDENT TRAVEL. STIPENDS IDENTIFIED BY THIS MECHANISM IN EXCESS OF $5,000 ARE REPORTED IN PART III. 7. PRIZES TO STUDENTS INCLUDED IN PROGRAM EXPENSES FOR GRANTMAKING ARE PRIZES AWARDED TO STUDENTS BY THE CENTER FOR EAST ASIAN STUDIES. NONE WERE IN EXCESS OF $5,000. SUB-AWARDS ARE PAYMENTS TO THIRD PARTY RECIPIENTS FOR PERFORMING A PORTION OF A STANFORD RESEARCH PROGRAM, MOST OFTEN A SPONSORED-RESEARCH PROJECT. MANY SUB-AWARDS ARE AGREEMENTS FOR CONTRACTUALLY DEFINED DELIVERABLES, USUALLY REQUIRING HIGHLY SPECIFIC EXPERTISE. AS SUCH THEY COULD BE DESCRIBED AS RESEARCH CONTRACTS. HOWEVER, CERTAIN SUB-AWARDS MIGHT ALSO BE CATEGORIZED AS GRANTS, DEPENDING ON THE NATURE OF THE ORIGINATING PRIME FUNDING SOURCE, SINCE THE TERMS AND CONDITIONS OF THE ORIGINATING FUNDING SOURCE GENERALLY FLOW THROUGH TO THE SUB-AWARD. ACCORDINGLY, GRANT-FUNDED SUB-AWARDS ARE REPORTED IN PART II. CONTRACT-FUNDED SUB-AWARDS TO FOREIGN RECIPIENTS ARE REPORTED IN PART I, LINE 3 AS RESEARCH PROGRAM ACTIVITIES. THE PROCEDURES FOR MONITORING BOTH TYPES OF SUB-AWARDS ARE ESSENTIALLY IDENTICAL. AN INITIAL RISK ASSESSMENT OF THE RECIPIENT IS CONDUCTED PRIOR TO THE GRANTING OF THE SUB-AWARD. THIS, TOGETHER WITH AN AUDIT/FINANCIALS REVIEW, PROVIDES INSIGHT ON WHETHER IT IS APPROPRIATE AND REASONABLE TO ENTER INTO THE SUB-AWARD, OR WHETHER ADDITIONAL TERMS MUST BE ADDED TO THE SUB-AWARD AGREEMENT FOR GREATER ASSURANCE OF ITS SAFE-HANDLING. IN ACCORDANCE WITH U.S. OMB CIRCULAR A-133 REQUIREMENTS, THE SUB-RECIPIENT IS REQUIRED TO ANNUALLY COMPLETE A QUESTIONNAIRE DESIGNED TO ASSESS CERTAIN ASPECTS OF THE ENTITY'S INTERNAL CONTROLS AND FINANCIAL STATUS. THIS INFORMATION IS COLLECTED AND REVIEWED BY SPONSORED RESEARCH SPECIALISTS. INVOICES SUBMITTED BY THE SUB-RECIPIENT TO THE UNIVERSITY ARE REVIEWED TO ENSURE THAT CHARGED EXPENSES MEET BOTH INTERNAL ACCOUNTING POLICIES, AS WELL AS STANDARDS ESTABLISHED BY U.S. OMB CIRCULAR A-21. AWARDS ARE MONITORED ON AN ONGOING BASIS BY MEETING, REPORT OR COMMUNICATION, BY BOTH THE AWARD PRINCIPAL INVESTIGATOR AND THE UNIVERSITY'S SUB-RECIPIENT MONITORING OFFICER TO ENSURE THAT PROGRESS IS BEING MADE AS AGREED.
PART I, LINE 3: ENTER THE DETAILS FOR EACH TYPE OF ACTIVITY CONDUCTEDAT ANY TIME DURING THE TAX YEAR IN EACH REGION. DESCRIBE THE METHOD USED TO ACCOUNT FOR EXPENDITURES ON PART I, COLUMN (F), LINE 3 AS A LEADING RESEARCH INSTITUTION, STANFORD UNIVERSITY CONDUCTS ACTIVITIES ALL OVER THE WORLD IN PURSUIT OF ITS ACADEMIC MISSION OF INSTRUCTION, RESEARCH AND PATIENT CARE. ITS STUDENT, FACULTY AND ALUMNI COMMUNITIES ARE SIMILARLY INTERNATIONAL IN CHARACTER, AND SEEK TO COLLABORATE IN AN INTERDEPENDENT WORLD TO UNDERSTAND AND SOLVE GLOBAL CHALLENGES. IN ACCORDANCE WITH THE FORM 990 INSTRUCTIONS, THE UNIVERSITY HAS REPORTED ON SCHEDULE F EXPENDITURES RELATING TO FOREIGN ACTIVITIES WHICH ARE SEPARATELY TRACKED IN THE ACCOUNTING SYSTEM. ALL UNIVERSITY EXPENDITURES ARE TRACKED AND REPORTED IN THE ACCOUNTING SYSTEM; HOWEVER, THERE HAS PREVIOUSLY BEEN NO BUSINESS PURPOSE TO WARRANT THE CATEGORIZATION OF EXPENDITURES GEOGRAPHICALLY. SYSTEMS ARE CURRENTLY BEING UPGRADED TO FACILITATE CAPTURE OF RELATED GEOGRAPHIC INFORMATION. GRANTMAKING: GRANTS REPORTED ON SCHEDULE F ARE SEPARATELY TRACKED IN THE ACCOUNTING SYSTEM, CATEGORIZED FOR FINANCIAL STATEMENT PURPOSES BY ACTIVITY AND EXPENDITURE TYPE. IT IS CURRENTLY NOT POSSIBLE TO EXHAUSTIVELY REPORT ALL GRANTS WHERE THE INTENDED PURPOSE IS FOR USE OUTSIDE THE U.S. BECAUSE THE PURPOSE OF THE INDIVIDUAL AWARDS IS NOT TRACKED IN THE ACCOUNTING SYSTEM. PROGRAM SERVICES: PROGRAM SERVICES INCLUDE ACTIVITIES RELATING TO THE CORE INSTITUTIONAL MISSION OF TEACHING, RESEARCH AND PATIENT CARE. FOR FINANCIAL STATEMENT PURPOSES, EXPENDITURES ARE REPORTED IN ACCORDANCE WITH GENERALLY ACCEPTED ACCOUNTING PRINCIPLES. THE STATEMENT OF ACTIVITIES REPORTS BY COST OBJECT (SALARIES & BENEFITS, DEPRECIATION AND OTHER OPERATING EXPENSES), WITH ADDITIONAL DISCLOSURE AS TO FUNCTIONAL BASIS OF EXPENDITURES. STUDY ABROAD: INCLUDES EXPENSES DIRECTLY INCURRED IN REGIONS; AND, CONSISTENT WITH FINANCIAL STATEMENT TREATMENT, WHERE SALARIES ARE INCURRED, A COST ALLOCATION FOR FRINGE BENEFITS IS ALSO REPORTED. EDUCATION-CONFERENCES: REPRESENT EXPENSES RELATED TO STANFORD-SPONSORED ACADEMIC CONFERENCES HELD OUTSIDE OF THE US. EDUCATION-EXECUTIVE: STANFORD'S GRADUATE SCHOOLS OFFER EXECUTIVE EDUCATION PROGRAMS TO FACILITATE LIFE-LONG PROFESSIONAL LEARNING, AND DISSEMINATION OF CURRENT RESEARCH FINDINGS. EDUCATION-TRAVEL/STUDY PROGRAM: INCLUDES EXPENSES DIRECTLY INCURRED IN REGIONS FOR ALUMNI ASSOCIATION-SPONSORED TRAVEL STUDY TRIPS. RESEARCH: INCLUDES DIRECT COSTS INCURRED FOR FACULTY RESEARCH PROJECTS IN A SPECIFIC REGION, INCLUDING PAYMENTS FOR PROFESSIONAL SERVICES ENGAGED TO FURTHER THE RESEARCH PURPOSE. RESEARCH SUB-AWARDS: REPRESENT PAYMENT TO FOREIGN SUB-RECIPIENTS FOR CONTRACT-FUNDED SUB-AWARDS THAT RETAIN THEIR PRIME-SPONSOR TERMS AND CONDITIONS AS CONTRACTS. RESEARCH: CONSTRUCTION: REPRESENT EXPENSES INCURRED FOR THE CONSTRUCTION OF A FACILITY IN THE EAST ASIA/PACIFIC REGION TO HOUSE STANFORD FACULTY, STAFF AND STUDENTS ENGAGED IN ACADEMIC ACTIVITIES IN THAT REGION. FOREIGN TRAVEL: IS CATEGORIZED SEPARATELY IN THE ACCOUNTING SYSTEM TO MEET COST PRINCIPLES OF OMB A21. FUNDRAISING: INCLUDE THOSE EXPENSES DIRECTLY INCURRED IN THE REGION FOR FUNDRAISING ACTIVITIES. INVESTMENTS IN THE INTERESTS OF PRUDENT STEWARDSHIP OF ITS ENDOWMENT FUNDS, THE UNIVERSITY SEEKS TO MAINTAIN A DIVERSIFIED INVESTMENT PORTFOLIO OF ACTIVELY MANAGED FINANCIAL AND REAL ESTATE ASSETS LOCATED THROUGHOUT THE WORLD. DIVERSIFICATION AIMS TO ENSURE THAT THE ENDOWMENT GENERATES RETURNS THAT BOTH MEETS CURRENT OPERATING INCOME NEEDS AND PROVIDES FOR SUPPORT OF FUTURE STUDENTS AND PROGRAMS. THE PORTFOLIO IS CONSTRUCTED ON A FOUNDATION OF MODERN PORTFOLIO THEORY AND STRATEGIC ALLOCATION, SEEKING TO OPTIMIZE LONG-TERM RETURNS, CREATE CONSISTENT ANNUAL PAYOUTS TO THE UNIVERSITY'S OPERATING BUDGET AND PRESERVE PURCHASING POWER FOR FUTURE GENERATIONS OF STANFORD FACULTY AND STUDENTS. THE STANFORD MANAGEMENT COMPANY, A DIVISION OF THE UNIVERSITY, ACTIVELY MANAGES THE ENDOWMENT, SEEKING TO IDENTIFY AND INVEST WITH THE BEST THIRD-PARTY INVESTMENT MANAGERS TO DEPLOY ITS CAPITAL WORLDWIDE AND, IN ITS FIDUCIARY CAPACITY, CONDUCTS FURTHER APPROPRIATE DUE DILIGENCE. THE GEOGRAPHIC ALLOCATION OF THE UNIVERSITY'S INVESTMENTS, AS SHOWN IN SCHEDULE F, IS A RESULT OF THESE FACTORS. THE UNIVERSITY REPORTS IN PART I ITS REGIONAL NET BOOK VALUE INVESTMENT AMOUNTS, CONSISTENT WITH THE IRS REVISED 2010 INSTRUCTIONS FOR SCHEDULE F. ALSO REPORTED IN PART I ARE THE FOREIGN TRAVEL EXPENSES DIRECTLY RELATED TO THE REQUISITE DUE DILIGENCE AND MANAGEMENT OF THE ENDOWMENT PORTFOLIO. DESCRIBE THE METHOD USED TO ACCOUNT FOR CASH GRANTS AND NON CASH ASSISTANCE ON PART II SUB AWARDS ARE SEPARATELY TRACKED IN THE ACCOUNTING SYSTEM WITH THE IDENTIFICATION OF THE FUNDING SOURCE OF THE SUB AWARD (I.E. GRANT VS. CONTRACT) SEPARATELY TRACKED IN THE UNIVERSITY'S SPONSORED RESEARCH SYSTEM. DESCRIBE THE METHOD USED TO ACCOUNT FOR CASH GRANTS AND NON CASH ASSISTANCE ON PART III PAYMENTS TO INDIVIDUALS OUTSIDE OF THE UNITED STATES ARE TRACKED IN THE PAYABLES SUB-LEDGER OF THE ACCOUNTING SYSTEM. GRANT DISBURSEMENTS TO STUDENTS AND FACULTY ARE TRACKED AT A SUMMARY LEVEL IN THE ACCOUNTING SYSTEM. THE AWARDING OF INDIVIDUAL GRANT FUNDS IS A DECENTRALIZED ACADEMIC PROGRAM LEVEL RESPONSIBILITY; HOWEVER, THE GEOGRAPHIC LOCATION OF THE INTENDED USE OF THE FUNDS IS NOT CURRENTLY SYSTEMATICALLY TRACKED, AND THEREFORE CANNOT READILY BE IDENTIFIED OUTSIDE OF LARGE UNDERGRADUATE PROGRAMS WHICH MAKE SUCH AWARDS. CONSEQUENTLY, THE NUMBER OF RECIPIENTS REPORTED IN PART III REFLECT ACTUAL RECIPIENTS OF THOSE PROGRAMS, OR OTHER SELF-IDENTIFIED STUDENT RECIPIENTS.

Schedule G IRS990ScheduleG

Events Information EventsInformation

FieldValueIRS element (for citing)
Name Of Event1UNDER ONE LUNCHNameOfEvent1
Gross Receipts Event1616517GrossReceiptsEvent1
Charitable Contributions Event1597067CharitableContributionsEvent1
Gross Revenue Event119450GrossRevenueEvent1
Rent Facility Costs Event11500RentFacilityCostsEvent1
Other Direct Expenses Event1100101OtherDirectExpensesEvent1
Name Of Event2TAILGATESNameOfEvent2
Gross Receipts Event225093GrossReceiptsEvent2
Gross Revenue Event225093GrossRevenueEvent2
Rent Facility Costs Event20RentFacilityCostsEvent2
Other Direct Expenses Event236598OtherDirectExpensesEvent2
Total Number Of Other Events5TotalNumberOfOtherEvents
Gross Receipts Other Events88019GrossReceiptsOtherEvents
Gross Revenue Other Events88019GrossRevenueOtherEvents
Rent Facility Costs Other Events3900RentFacilityCostsOtherEvents
Other Direct Expenses Other Events222383OtherDirectExpensesOtherEvents
Gross Receipts Total729629GrossReceiptsTotal
Charitable Contributions Total597067CharitableContributionsTotal
Gross Revenue Total Events132562GrossRevenueTotalEvents
Rent Facility Costs Total Events5400RentFacilityCostsTotalEvents
Other Direct Expenses Total Events359082OtherDirectExpensesTotalEvents
Direct Expense Summary Events364482DirectExpenseSummaryEvents
Net Income Summary-231920NetIncomeSummary

Schedule I IRS990ScheduleI

FieldValueIRS element (for citing)
Records MaintainedtrueRecordsMaintained

Recipient Table RecipientTable (39 entries)

Address Line1AddressUS/AddressLine1CityAddressUS/CityStateAddressUS/StateZIP CodeAddressUS/ZIPCodeEIN Of RecipientEINOfRecipientIRC SectionIRCSectionAmount Of Cash GrantAmountOfCashGrantPurpose Of GrantPurposeOfGrant
Operation Gratitude
16444 Refugio RdEncinoCA914363740200103575501(C)(3)25000GENERAL GRANT
Spirit of America Worldwide
File 50315Los AngelesCA900740315201687786501(C)(3)10000GENERAL GRANT
Science and Environmental Policy Project
1600 S Eads StS ArlingtonVA222022907541645372501(c)(3)10000GENERAL GRANT
PRESIDENT & FELLOWS OF HARVARD COLLEGE
124 Mt Auburn StCambridgeMA02138042103580501(c)(3)250000GENERAL GRANT
AOPA Foundation
421 Aviation WayFrederickMD217014756208817225501(c)(3)300000GENERAL GRANT
National Dance Institute of New Mexico Inc
1140 Alto StSanta FeNM875012596850431846501(c)(3)15000GENERAL GRANT
New Mexico School for the Arts
275 East AlamedaSanta FeNM87501264764395501(c)(3)15000GENERAL GRANT
The Santa Fe Opera
P O Box 2408Santa FeNM87504850131810501(c)(3)25000GENERAL GRANT
Chabad Jewish Center of Santa Fe
242 W San Mateo RdSanta FeNM87505850446049501(c)(3)25000GENERAL GRANT
St John's College in Santa Fe
1160 Cam de Cruz BlancaSanta FeNM875054599850162247501(c)(3)125000GENERAL GRANT
Educate New Mexico
P O Box 794AlbuquerqueNM87103850467810501(c)(3)10000GENERAL GRANT
Johns Hopkins University School of Medicine
100 N Charles SBaltimoreMD21201520595110501(c)(3)10000General Grant
Alliance for School Choice
1660 L Street NWWashingtonDC20036522111508501(c)(3)25000GENERAL GRANT
Making Waves Education Program
200 24TH STRichmondCA94804943267851501(c)(3)1000000Gifts for 2010/11
The Innocence Project Inc
100 Fifth AveNew YorkNY10011320077563501(c)(3)20000Gifts for 2010/11
The Intl Research Fdn (TIRF)
177 Webster St P O Box 220MontereyCA93940541939288501(c)(3)30000Gifts for 2010/11
Nuru International
71 Manzanita RdAthertonCA94027261250716501(c)(3)20000GENERAL GRANT
Santa Barbara Center for Performing Arts
1330 STATE STSanta BarbaraCA93101953847102501(c)(3)25000Gift for year 2011
UCSB Foundation
UCSBSanta BarbaraCA931061130237314834501(c)(3)100000Institute for Energy Efficiency at UC Santa Barbar
Massachusetts Institute of Technology
600 Memorial DrCambridgeMA02139042103594501(c)(3)530000Equipment purchase and MISTI Chile Fund
Embrace
1902 Divisadero StSan FranciscoCA94115830509261501(c)(3)20000GENERAL GRANT
California Academy of Sciences
55 Music Concourse DrSan FranciscoCA94118941156258501(c)(3)450000GENERAL GRANT
Second Harvest Food Bank
750 Curtner AveSan JoseCA95125942614101501(c)(3)10000GENERAL GRANT
Computer History Museum
1401 N Shoreline BlvdMountain ViewCA94043770507525501(c)(3)10000GENERAL GRANT
Villanova University
800 Lancaster AveVillanovaPA19085231352688501(c)(3)20000GENERAL GRANT
Schwab Charitable Fund
211 Main StSan FranciscoCA94105311640316501(c)(3)4283465VARIOUS
Juvenile Diabetes Research Foundation Internationa
49 Stevenson StSan FranciscoCA94105231907729501(c)(3)10000research purposes
Menlo Park Presbyterian Church
950 Santa Cruz AveMenlo ParkCA94025941167435501(c)(3)50000General GRANT
YMCA Silicon Valley
1922 The AlamedaSan JoseCA95126941156318501(c)(3)10000GENERAL GRANT
Portland State University Foundation
1300 SW Fifth AvePortlandOR97201930619733501(c)(3)150000Support an endowment for the Stampfer Professor of
Oregon Health & Sciences University Fdn
1900 SW 5th AvePortlandOR97201237083114501(c)(3)500000To match other gifts for the purchase of medical/s
The Pioneer Fund
733 Broad StGrinnellIA501121690420680387501(c)(3)20000GENERAL GRANT
Menlo Park Atherton Education Foundation
P O Box 584Menlo ParkCA940260584942871701501(c)(3)6000GENERAL GRANT
Valley Presbyterian Church
945 Portola RdPortola ValleyCA94028941556664501(c)(3)7500GENERAL GRANT
Oakland Children's Fairyland
699 Bellevue AveOaklandCA94610943209054501(c)(3)25000GENERAL GRANT
Girls Incorporated of Alameda County
13666 E 14th StSan LeandroCA94578941558073501(c)(3)25000GENERAL GRANT
Mills College
5000 MacArthur BlvdOaklandCA946131301941156566501(c)(3)50000GENERAL GRANT
Heroic Imagination Project
220 Halleck StSan FranciscoCA94129271964460501(c)(3)51000GENERAL GRANT
Cathedral School for Boys
1287 Sacramento StSan FranciscoCA94108941712328501(c)(3)9000GENERAL GRANT
FieldValueIRS element (for citing)
Total Nbr Of501 C3 And Govt Grants39TotalNbrOf501C3AndGovtGrants
Total Nbr Of Other Organizations0TotalNbrOfOtherOrganizations

Form990 Schedule I Part III Form990ScheduleIPartIII

FieldValueIRS element (for citing)
Type Of GrantSCHOLARSHIPS FOR STUDENTSTypeOfGrant
Number Of Recipients12482NumberOfRecipients
Amount Of Cash Grant333513170AmountOfCashGrant

Form990 Schedule I Part IV Form990ScheduleIPartIV

FieldValueIRS element (for citing)
IdentifierGRANTS AND ASSISTANCEIdentifier
Return ReferencePart I, Line 2ReturnReference
ExplanationGRANTS AND ALLOCATIONS REFLECT NON-COMPENSATORY SUPPORT PROVIDED TO STUDENTS IN VARIOUS FORMS. STANFORD IS COMMITTED TO A NEED-BLIND ADMISSIONS POLICY, ADMITTING QUALIFIED UNDERGRADUATES WITHOUT REGARD TO THEIR ABILITY TO PAY AND PROVIDING A COMPREHENSIVE FINANCIAL AID PROGRAM FOR ALL ADMITTED UNDERGRADUATES WHO HAVE NEED AS DETERMINED BY THE UNIVERSITY AND WHO MEET OTHER REQUISITE CONDITIONS FOR FINANCIAL AID. MORE THAN 80% OF UNDERGRADUATES RECEIVED SOME FORM OF FINANCIAL ASSISTANCE DURING THE TAX YEAR AS WELL AS 85% OF ALL GRADUATE STUDENTS from stanford and other sources. THE TOTAL FINANCIAL AID INCLUDES $230,307,218 IN MERIT AND NEED-BASED SCHOLARSHIPS AND FELLOWSHIPS. AN ADDITIONAL $103,205,952 REFLECTS AMOUNTS PAID FOR ADDITIONAL FINANCIAL SUPPORT TO STUDENTS, INCLUDING PAYMENTS FOR HEALTH INSURANCE, LIVING EXPENSES, AND SUPPORT OF POSTDOCTORAL FELLOWS. GRANT RECOMMENDATIONS FROM DONOR ADVISED FUNDS ARE REVIEWED AND APPROVED BY SENIOR OFFICIALS IN THE OFFICE OF DEVELOPMENT AND THE CONTROLLER'S OFFICE PRIOR TO PAYMENT. SUB-GRANTS Stanford occasionally receives grant support that is disbursed to other individuals or entities per the terms of the award. In most cases, prior to the grant to Stanford, the University will provide the granting entity with a list of such contemplated recipients. Generally, as work on the grant progresses, changes to these recipients must be approved by the granting agency. Due to these review requirements of the granting agency, Stanford does not report such payments on Form 990 as sub-grants when made to a domestic recipient.Explanation

Schedule J IRS990ScheduleJ

FieldValueIRS element (for citing)
First Class Or Charter TravelXFirstClassOrCharterTravel
Travel For CompanionsXTravelForCompanions
Housing Allowance Or ResidenceXHousingAllowanceOrResidence
Personal ServicesXPersonalServices
Written Policy Re T And E ExpensestrueWrittenPolicyReTAndEExpenses
Substantiation RequiredtrueSubstantiationRequired
Compensation CommitteeXCompensationCommittee
Independent ConsultantXIndependentConsultant
Form990 Of Other OrganizationsXForm990OfOtherOrganizations
Compensation SurveyXCompensationSurvey
Board Or Committee ApprovalXBoardOrCommitteeApproval
Severance PaymenttrueSeverancePayment
Supplemental Nonqual Retire PlantrueSupplementalNonqualRetirePlan
Equity Based Comp ArrangementfalseEquityBasedCompArrangement
Comp Based On Revenue Of Filing OrgfalseCompBasedOnRevenueOfFilingOrg
Comp Based On Revenue Related OrgsfalseCompBasedOnRevenueRelatedOrgs
Comp Based Net Earnings Filing OrgfalseCompBasedNetEarningsFilingOrg
Comp Based Net Earnings Relate OrgsfalseCompBasedNetEarningsRelateOrgs
Any Non Fixed PaymentstrueAnyNonFixedPayments
Initial Contract ExceptiontrueInitialContractException
Rebuttable Presumption ProceduretrueRebuttablePresumptionProcedure

Form990 Schedule J Part II Form990ScheduleJPartII (18 entries)

Base Compensation Filing OrgBaseCompensationFilingOrgComp Based On Related OrgsCompBasedOnRelatedOrgsBonus Filing OrgBonusFilingOrgBonus Related OrgsBonusRelatedOrgsOther Compensation Filing OrgOtherCompensationFilingOrgOther Compensation Related OrgsOtherCompensationRelatedOrgsDeferred Comp Filing OrgDeferredCompFilingOrgDeferred Comp Related OrgsDeferredCompRelatedOrgsNontaxable Benefits Filing OrgNontaxableBenefitsFilingOrgNontaxable Benefits Related OrgsNontaxableBenefitsRelatedOrgsTotal Compensation Filing OrgTotalCompensationFilingOrgTotal Compensation Related OrgsTotalCompensationRelatedOrgsComp Report Prior990 Related OrgsCompReportPrior990RelatedOrgsComp Report Prior990 Filing OrgCompReportPrior990FilingOrg
JOHN HENNESSY
67496300028695019595601339430103355700
JOHN ETCHEMENDY
4944850002000209332062234076625100
RANDALL LIVINGSTON
474700000200084500038874059827400
MARTIN SHELL
4104670838100378263089500029684099172400304398
DEBRA ZUMWALT
49774300000153250016065066705800
ROBERT C REIDY
3404220300000063755902245000343120153679300625000
DAVID DEMAREST
3099620100000251416074500036019068189700250000
HOWARD WOLF
2880310469500625023728048960040829400
WILLIAM MADIA
22773605000003948806577603045038604500
JOHN POWERS
7619590397303052580604027700215880210942600525806
PHILIP A PIZZO
591226000190910238500024238087305500
RICHARD SALLER
43782501000004652801833709704052239400
FRANK HANLEY
443559010251090002245000184280171159600
GARY STEINBERG
6792130492971011050245000194230121721200
BRUCE A REITZ
13166400095218509544089190110231200
WILLARD E FEE JR
2738750007552620245000204690107410600
JAMES JOSEPH HARBAUGH
69156403200000156390199170259640107308400
DIANE PECK
287097026000028562024500019996038615500

Form990 Schedule J Part III Form990ScheduleJPartIII (3 entries)

IdentifierIdentifierReturn ReferenceReturnReferenceExplanationExplanation
PART I, LINE 1ATRAVEL POLICYSTANFORD UNIVERSITY TRAVEL POLICY GENERALLY REQUIRES ALL EMPLOYEES TO USE THE MOST ECONOMICAL MODE OF TRANSPORTATION AVAILABLE CONSISTENT WITH THE AUTHORIZED BUSINESS PURPOSE OF THE TRAVEL. IN ORDER TO BE REIMBURSED ON A TAX-FREE BASIS EMPLOYEES ARE REQUIRED TO COMPLY WITH THE ACCOUNTABLE PLAN RULES UNDER I.R.C. SECTION 62. UNIVERSITY OFFICERS AND OTHER INDIVIDUALS ENUMERATED IN SCHEDULE J ARE FULLY SUBJECT TO THE SAME POLICIES AND PROCEDURES AS ANY OTHER EMPLOYEE OF THE UNIVERSITY. ON RARE OCCASIONS, FIRST CLASS TRAVEL WILL BE AUTHORIZED BASED ON MEDICAL NEED OR OTHER EXIGENCY APPROVED BY THE PROVOST. SIMILARLY, REIMBURSEMENT OF TRAVEL FOR COMPANIONS IS SUBJECT TO THE PRE-APPROVAL OF THE PROVOST AND MUST DIRECTLY SUPPORT THE AUTHORIZED BUSINESS PURPOSE OF THE TRAVEL IN ORDER TO BE TREATED AS NON-TAXABLE. PRESIDENT AND PROVOST HOUSING AS A CONDITION OF HIS EMPLOYMENT AS PRESIDENT OF THE UNIVERSITY AND FOR THE CONVENIENCE OF THE UNIVERSITY, PRESIDENT HENNESSY IS REQUIRED TO LIVE IN THE PRESIDENT'S HOME ON THE CAMPUS OF THE UNIVERSITY. AS A CONDITION OF HIS EMPLOYMENT AS PROVOST OF THE UNIVERSITY AND FOR THE CONVENIENCE OF THE UNIVERSITY, PROVOST ETCHEMENDY IS ALSO REQUIRED TO LIVE ON THE CAMPUS OF THE UNIVERSITY. THEIR RESIDENCES ARE USED FREQUENTLY FOR UNIVERSITY BUSINESS, INCLUDING OFFICIAL GATHERINGS OF FACULTY, STAFF, STUDENTS, ALUMNI, DONORS, AND THEIR FAMILIES. AS PART OF A PROGRAM OF APPROPRIATE AND REGULAR MAINTENANCE OF THESE HOUSES, THE UNIVERSITY PROVIDES CLEANING SERVICE FOR THE PUBLIC AND PRIVATE AREAS. THE UNIVERSITY HAS INCLUDED AS NONTAXABLE COMPENSATION IN COLUMN D THE ESTIMATED RENTAL VALUE OF THE HOUSING FOR THE AREAS OF THESE RESIDENCES RESERVED FOR THE PERSONAL USE OF THE EMPLOYEES, BASED UPON THE PREVAILING RENTAL RATES IN PALO ALTO, AND ACTUAL COSTS OF RELATED SERVICES FOR THE PERSONAL AREAS, INCLUDING MAINTENANCE, CLEANING, AND UTILITIES. PART I, LINE 4A CERTAIN FACULTY MEMBERS MAY RECEIVE RETIREMENT INCENTIVES CONSISTING OF A LUMP SUM PAYMENT CONTINGENT ON SEVERANCE OF SERVICE. INCLUDED IN WILLARD E. FEE, JR.'S COMPENSATION REPORTED IN COLUMN B(III) IS A PAYMENT OF $755,248 IN RETIREMENT INCENTIVES. INCLUDED IN BRUCE A. REITZ'S COMPENSATION REPORTED IN COLUMN B(III) IS A PAYMENT OF $952,076 IN RETIREMENT INCENTIVES. PART I, LINE 4B DEFERRED COMPENSATION PLAN PROVISIONS OFFICERS AND OTHERS LISTED IN SCHEDULE J, PART II PARTICIPATE IN A DEFERRED COMPENSATION PLAN. ANNUALLY, AMOUNTS ARE CREDITED TO THE PLAN BASED ON PERFORMANCE AND CERTAIN OTHER FACTORS. THESE AMOUNTS APPEAR IN SCHEDULE J, PART II, COLUMN (C). PLAN BALANCES ARE SUBJECT TO FORFEITURE AND/OR PAYMENT ONLY IF CERTAIN CONDITIONS ARE MET. AMOUNTS APPEARING IN COLUMN (F) ARE DEFERRED COMPENSATION PAYMENTS REPORTED IN COLUMN (C) IN PRIOR YEARS AND THAT ARE REPORTED (A SECOND TIME) IN COLUMN (B)(III) IN THE CURRENT YEAR. SCHEDULE J, PART II, COLUMN (F) AMOUNTS APPEARING HERE ARE AMOUNTS THAT WERE REPORTED ON PREVIOUS FORMS 990 AS CREDITED TO THE EMPLOYEE'S ACCOUNT AND DURING THIS REPORTING PERIOD WERE PAID OUT OF THAT ACCOUNT. INCLUDED IN MARTIN SHELL'S COMPENSATION REPORTED IN COLUMN B(III) IS A PAYMENT FROM HIS DEFERRED COMPENSATION ACCOUNT OF $304,398. INCLUDED IN ROBERT C. REIDY'S COMPENSATION REPORTED IN COLUMN B(III) IS A PAYMENT FROM HIS DEFERRED COMPENSATION ACCOUNT OF $625,000. INCLUDED IN DAVID DEMAREST'S COMPENSATION REPORTED IN COLUMN B(III) IS A PAYMENT FROM HIS DEFERRED COMPENSATION ACCOUNT OF $250,000. INCLUDED IN JOHN POWERS'S COMPENSATION REPORTED IN COLUMN B(III) IS A PAYMENT FROM HIS DEFERRED COMPENSATION ACCOUNT OF $525,806. SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN (SERP) THE UNIVERSITY PROVIDES THE PRESIDENT WITH A SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN (SERP) TO SUPPLEMENT HIS SOCIAL SECURITY AND 403(B) RETIREMENT BENEFITS. THE SERP IS EARNED GRADUALLY THROUGH HIS TERM OF SERVICE AS AN OFFICER. ANNUAL ACCRUALS ARE MADE AS OF THE END OF EACH CONTRACT YEAR WHICH COINCIDES WITH THE UNIVERSITY'S FISCAL YEAR. IF THE PRESIDENT REMAINS IN HIS POSITION THROUGH AUGUST 31, 2012, HE WILL RECEIVE A BENEFIT APPROXIMATELY EQUAL TO AN ANNUAL PAYMENT FOR LIFE OF 35.5% OF HIS HIGHEST THREE YEAR AVERAGE BASE PAY (2 PERCENTAGE POINTS OF WHICH WAS EARNED IN FY 2011), OFFSET BY THE ANNUITY EQUIVALENT OF HIS ANTICIPATED SOCIAL SECURITY BENEFIT AND AMOUNTS CONTRIBUTED BY THE UNIVERSITY DIRECTLY TO HIS 403(B) DEFINED CONTRIBUTION RETIREMENT PLAN WHILE HE IS AN OFFICER. THE SERP BENEFIT IS SUBJECT TO FORFEITURE IF CERTAIN CONDITIONS ARE NOT MET. FOR THE YEAR ENDED AUGUST 31, 2011, THE VALUE OF THE ANNUAL ACCRUAL OF THIS BENEFIT WAS $171,456 AND IS INCLUDED ON SCHEDULE J-1 COLUMN (C) AS DEFERRED COMPENSATION. THE UNIVERSITY ALSO PROVIDES THE PROVOST WITH A SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN (SERP) TO SUPPLEMENT HIS SOCIAL SECURITY AND 403(B) RETIREMENT BENEFITS. THE SERP IS EARNED GRADUALLY THROUGH HIS TERM OF SERVICE AS PROVOST. ANNUAL ACCRUALS ARE MADE AS OF THE END OF EACH CONTRACT YEAR WHICH COINCIDES WITH THE UNIVERSITY'S FISCAL YEAR. IF THE PROVOST REMAINS IN HIS POSITION THROUGH AUGUST 31, 2012, HE WILL RECEIVE A BENEFIT APPROXIMATELY EQUAL TO AN ANNUAL PAYMENT FOR LIFE OF 33% OF HIS HIGHEST THREE YEAR AVERAGE BASE PAY (3 PERCENTAGE POINTS OF WHICH WAS EARNED IN FY 2011), OFFSET BY THE ANNUITY EQUIVALENT OF HIS ANTICIPATED SOCIAL SECURITY BENEFIT AND AMOUNTS CONTRIBUTED BY THE UNIVERSITY DIRECTLY TO HIS 403(B) DEFINED CONTRIBUTION RETIREMENT PLAN WHILE HE IS AN OFFICER. THE SERP BENEFIT IS SUBJECT TO FORFEITURE IF CERTAIN CONDITIONS ARE NOT MET. FOR THE YEAR ENDED AUGUST 31, 2011, THE VALUE OF THE ANNUAL ACCRUAL OF THIS BENEFIT WAS $184,832 AND IS INCLUDED ON SCHEDULE J-1 COLUMN (C) AS DEFERRED COMPENSATION.
PART I, LINE 7 AND PART II, COLUMN B (II)COMPENSATION OF FACULTY IN THE STANFORD SCHOOL OF MEDICINETOTAL COMPENSATION FOR FACULTY IN THE SCHOOL OF MEDICINE IS MADE UP OF THE FOLLOWING INTEGRAL COMPONENTS: SALARY AND BENEFITS, ADMINISTRATIVE SUPPLEMENTS, AND BONUSES AWARDED UNDER DEPARTMENTAL PLANS. BASE SALARY IS BASED ON ACADEMIC RANK (E.G., PROFESSOR, ASSISTANT PROFESSOR). A VARIABLE COMPONENT OF SALARY IS DETERMINED PRIMARILY BY THE CONTRIBUTION OF THE INDIVIDUAL TO THE DEPARTMENT/DIVISION AND SECONDARILY BY THE CLINICAL SPECIALTY OF THE FACULTY MEMBER. OTHER SALARY SUPPLEMENTS ARE OCCASIONALLY USED TO PROVIDE FOR COMPENSATION GIVEN UP BY A FACULTY MEMBER WHEN ASSUMING A POSITION AT STANFORD. ADMINISTRATIVE SUPPLEMENTS ARE PAID TO FACULTY WHO TAKE ON DUTIES WHICH ARE OUTSIDE THEIR USUAL FACULTY RESPONSIBILITIES AND OUTSIDE NORMAL COMMITTEE WORK. INCENTIVE BONUSES ARE CONSIDERED A FUNDAMENTAL COMPONENT OF TOTAL COMPENSATION. THEY ARE PAID OUT BY THE DEPARTMENTS BASED ON THE DEPARTMENT'S INCENTIVE BONUS PLAN MEASURING THE FACULTY'S EFFORTS IN RESEARCH, TEACHING, CLINICAL, AND/OR ADMINISTRATIVE LEADERSHIP AREAS AS DEFINED BY THE PLAN. IN ADDITION, THE DEAN HAS A BONUS PLAN FOR CLINICAL CHAIRS BASED ON ACHIEVEMENT OF LEADERSHIP GOALS. SOME DEPARTMENTS HAVE "ON-CALL" AND "COVERAGE" BONUSES TO PROVIDE COMPENSATION FOR A FACULTY MEMBER'S PROVIDING OFF-HOURS COVERAGE. VARIABLE COMPENSATION OF INVESTMENT PROFESSIONALS A PORTION OF THE COMPENSATION PAID TO LISTED INVESTMENT PROFESSIONAL EMPLOYEES IS BASED ON A COMBINATION OF THREE FACTORS: THREE YEAR ANNUALIZED PERFORMANCE VERSUS THE RELEVANT POLICY portfolio BENCHMARK RETURN FOR THAT PERIOD, THREE YEAR ANNUALIZED PERFORMANCE VERSUS THe PERFORMANCE OF THE NINETEEN LARGEST COLLEGE AND ENDOWMENT INVESTMENT POOLS IN THE UNITED STATES, AND INDIVIDUAL PERFORMANCE. VARIABLE COMPENSATION OF OFFICERS AND OTHERS OFFICERS AND OTHERS ARE ELIGIBLE TO RECEIVE BONUSES AND INCENTIVE COMPENSATION BASED ON PERFORMANCE, AS ENUMERATED IN PART II, COLUMN B(II). FOR JAMES JOSEPH HARBAUGH, THE AMOUNT OF BONUS AND INCENTIVE COMPENSATION APPEARING ON SCHEDULE J PART II (B) II INCLUDES AN ANNUAL DISCRETIONARY BONUS, WHICH IS BASED UPON TEAM ACADEMIC ACHIEVEMENT AND PROGRAM MANAGEMENT AND ACHIEVEMENT AS DETERMINED BY THE PROVOST AND THE DIRECTOR OF ATHLETICS. IT ALSO INCLUDES A PAYMENT FOR ADDITIONAL SERVICES PROVIDED UNDER THE TERMS OF HIS CONTRACT AND A NONRECURRING PAYMENT RELATING TO LONGEVITY AND CURRENT YEAR PERFORMANCE. PART I, LINE 8 CERTAIN OFFICERS ARE SERVING UNDER THE PROVISIONS OF THEIR INITIAL CONTRACTS TO SERVE AS OFFICERS OF THE UNIVERSITY, WHICH PRINCIPALLY ESTABLISHES THEIR COMPENSATION, RESPONSIBILITIES, AND DUTIES.
PART II, COLUMN B (iii)HOUSING ASSISTANCEOTHER REPORTABLE COMPENSATION IN PART II, COLUMN B(III) INCLUDES HOUSING ASSISTANCE AND OTHER MISCELLANEOUS COMPENSATION. IN ADDITION, STANFORD HAS PROVIDED VARIOUS ITEMS OF "LISTED PROPERTY" (E.G., COMPUTERS AND PERIPHERALS) TO THE ABOVE LISTED EMPLOYEES PRINCIPALLY FOR THEIR BUSINESS USE. Part II, Columns C AND D STANFORD OFFICERS ACCRUE FUTURE BENEFITS THAT ARE AVAILABLE TO ALL STANFORD EMPLOYEES, SUCH AS POST-RETIREMENT MEDICAL INSURANCE AND TUITION BENEFITS, AND LISTED PERSONS WHO ARE ALSO FACULTY ACCRUE FUTURE FACULTY BENEFITS SUCH AS SABBATICAL AND TENURE BUYOUT PROVISIONS. THESE BENEFITS ARE SUBJECT TO CERTAIN ELIGIBILITY REQUIREMENTS SUCH AS AGE, YEARS OF SERVICE, AND EMPLOYEE CLASSIFICATION. FOR SOME BENEFIT PLANS, THE UNIVERSITY RESERVES THE RIGHT TO CHANGE ELIGIBILITY REQUIREMENTS AND/OR THE NATURE AND EXTENT OF THE BENEFIT BEING PROMISED. THE VALUE OF THESE BENEFITS IS REPORTED FOR EACH OFFICER IN THE YEAR, IF ANY, SUCH BENEFITS ARE RECEIVED. PART II DAVID JONES WAS APPOINTED VICE PRESIDENT OF HUMAN RESOURCES IN FEBRUARY 2011. IN ACCORDANCE WITH FORM 990 INSTRUCTIONS, NO SALARY WAS REPORTED FOR MR. JONES, BECAUSE HE RECEIVED NO COMPENSATION AS AN OFFICER DURING THE CALENDAR YEAR ENDED DECEMBER 31, 2010.

Schedule K IRS990ScheduleK

Form990 Schedule K Part I Form990ScheduleKPartI (4 entries)

Issuer EINIssuerEINCUSIP NumberCUSIPNumberDate IssuedDateIssuedIssue PriceIssuePriceDescription Of PurposeDescriptionOfPurposeDefeasedDefeasedOn Behalf Of IssuerOnBehalfOfIssuerPool FinancingPoolFinancing
CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY CP
52170559213018AAA82008-05-22300000000SEE SCHEDULE Ofalsefalsefalse
CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY S
521705592130175P892004-06-24181200000SEE SCHEDULE Ofalsefalsefalse
CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY T-1&3
521705592130178JD92007-09-06153277097SEE SCHEDULE Ofalsefalsefalse
CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY T-4
521705592130178NH52008-05-15188501621SEE SCHEDULE Ofalsefalsefalse

Form990 Schedule K Part II Form990ScheduleKPartII (4 entries)

Total ProceedsTotalProceedsCapitalized InterestCapitalizedInterestCapital ExpendituresCapitalExpendituresOther Spent ProceedsOtherSpentProceedsYear Of Subst CompletionYearOfSubstCompletionCurrent RefundingCurrentRefundingAdvance RefundingAdvanceRefundingFinal Allocation MadeFinalAllocationMadeAdequate Books And Recds MaintaindAdequateBooksAndRecdsMaintaindIssuance Costs From ProceedsIssuanceCostsFromProceeds
3002180101851659908303412180102010truefalsefalsetrue
1824329501198734147794061324479502006truefalsetruetrue992205
15610724259544064355560904950262009truefalsetruetrue661216
18850730201875556812009truefalsetruetrue951621

Form990 Schedule K Part III Form990ScheduleKPartIII (4 entries)

Owning Bond Financed PropertyOwningBondFinancedPropertyAny Lease ArrangementsAnyLeaseArrangementsMngment Cntrct Bond Financd PrprtyMngmentCntrctBondFinancdPrprtyAny Research AgreementsAnyResearchAgreementsBond Counsel Routinely EngagedBondCounselRoutinelyEngagedPrcntge Prvt Business Use By OthersPrcntgePrvtBusinessUseByOthersPercentage Of Prvt Business Re UBIPercentageOfPrvtBusinessReUBITotal Private Business UseTotalPrivateBusinessUsePost Issuance Compliance ProcdrsPostIssuanceComplianceProcdrs
falsetruefalsetruetrue0.000000.000000.00000true
falsetruefalsetruetrue0.000000.000000.00000true
falsetruefalsetruetrue0.000000.000000.00000true
falsetruefalsetruetrue0.000000.000000.00000true

Form990 Schedule K Part IV Form990ScheduleKPartIV (4 entries)

Form8038 T FiledForm8038TFiledVariable Rate IssueVariableRateIssueHedge Identified In Books And RecdsHedgeIdentifiedInBooksAndRecdsGross Proceeds Invested In GICGrossProceedsInvestedInGICGross Proceeds InvestedGrossProceedsInvestedException To RebateExceptionToRebate
falsetruefalsefalsefalsetrue
falsetruefalsefalsefalsefalse
falsefalsefalsefalsefalsefalse
falsefalsefalsefalsefalsefalse

Schedule L IRS990ScheduleL

Loan Table LoanTable (9 entries)

Purpose Of LoanPurposeOfLoanLoan From OrganizationLoanFromOrganizationOriginal PrincipalOriginalPrincipalAmountBalance DueBalanceDueDefaultDefaultApproved By BoardApprovedByBoardWritten AgreementWrittenAgreement
ROBERT REIDY
HOUSINGX$200,000200000falsetruetrue
RICHARD SALLER
HOUSINGX$600,000203515falsetruetrue
RICHARD SALLER
HOUSINGX$300,000300000falsetruetrue
RICHARD SALLER
HOUSINGX$300,000180000falsetruetrue
RICHARD SALLER
HOUSINGX$25,00025000falsetruetrue
PHILIP PIZZO
HOUSINGX$1,500,0001500000falsetruetrue
PHILIP PIZZO
HOUSINGX$1,211,8001205777falsetruetrue
PHILIP PIZZO
HOUSINGX$125,00025000falsetruetrue
MARTIN SHELL
HOUSINGX$1,000,0001000000falsetruetrue
FieldValueIRS element (for citing)
Total Balance Due4639292TotalBalanceDue

Form990 Schedule L Part IV Form990ScheduleLPartIV

Name Of Interested Person NameOfInterestedPerson

FieldValueIRS element (for citing)
Name PersonSEE SCHEDULE ONamePerson

Form990 Schedule L Part V Form990ScheduleLPartV

FieldValueIRS element (for citing)
IdentifierPLEASE SEE SCHEDULE O FOR A COMPLETE DISCLOSURE OF THE UNIVERSITY'SIdentifier
ExplanationCONFLICT OF INTEREST POLICIES AND DISCLOSURES OF TRANSACTIONS WITH INTERESTED PERSONS.Explanation

Schedule M IRS990ScheduleM

Works Of Art WorksOfArt

FieldValueIRS element (for citing)
Non Cash CheckboxXNonCashCheckbox
Number Of Contributions33NumberOfContributions
Noncash Contribs Rptd F9900NoncashContribsRptdF990
Method Of Determining RevenuesN/AMethodOfDeterminingRevenues
FieldValueIRS element (for citing)
Art Historical TreasuresArtHistoricalTreasures
Art Fractional InterestArtFractionalInterest

Books And Publications BooksAndPublications

FieldValueIRS element (for citing)
Non Cash CheckboxXNonCashCheckbox
Noncash Contribs Rptd F9900NoncashContribsRptdF990
Method Of Determining RevenuesN/AMethodOfDeterminingRevenues
FieldValueIRS element (for citing)
Clothing And Household GoodsClothingAndHouseholdGoods
Cars And Other VehiclesCarsAndOtherVehicles
Boats And PlanesBoatsAndPlanes
Intellectual PropertyIntellectualProperty

Securities Publicly Traded SecuritiesPubliclyTraded

FieldValueIRS element (for citing)
Non Cash CheckboxXNonCashCheckbox
Number Of Contributions1304NumberOfContributions
Noncash Contribs Rptd F990143385068NoncashContribsRptdF990
Method Of Determining RevenuesMARKET VALUEMethodOfDeterminingRevenues

Securities Closely Held Stock SecuritiesCloselyHeldStock

FieldValueIRS element (for citing)
Non Cash CheckboxXNonCashCheckbox
Number Of Contributions13NumberOfContributions
Noncash Contribs Rptd F99012500795NoncashContribsRptdF990
Method Of Determining RevenuesAPPRAISALMethodOfDeterminingRevenues
FieldValueIRS element (for citing)
Securities Prtnrshp Trust IntrstsSecuritiesPrtnrshpTrustIntrsts
Securities MiscellaneousSecuritiesMiscellaneous
Qualified Contrib Hist StructQualifiedContribHistStruct
Qualified Contrib OtherQualifiedContribOther

Real Estate Residential RealEstateResidential

FieldValueIRS element (for citing)
Non Cash CheckboxXNonCashCheckbox
Number Of Contributions16NumberOfContributions
Noncash Contribs Rptd F99011401646NoncashContribsRptdF990
Method Of Determining RevenuesAPPRAISALMethodOfDeterminingRevenues

Real Estate Commercial RealEstateCommercial

FieldValueIRS element (for citing)
Non Cash CheckboxXNonCashCheckbox
Number Of Contributions2NumberOfContributions
Noncash Contribs Rptd F99011175000NoncashContribsRptdF990
Method Of Determining RevenuesAPPRAISALMethodOfDeterminingRevenues
FieldValueIRS element (for citing)
Real Estate OtherRealEstateOther

Collectibles Collectibles

FieldValueIRS element (for citing)
Non Cash CheckboxXNonCashCheckbox
Number Of Contributions3NumberOfContributions
Noncash Contribs Rptd F9900NoncashContribsRptdF990
Method Of Determining RevenuesN/AMethodOfDeterminingRevenues
FieldValueIRS element (for citing)
Food InventoryFoodInventory
Drugs And Medical SuppliesDrugsAndMedicalSupplies
TaxidermyTaxidermy
Historical ArtifactsHistoricalArtifacts
Scientific SpecimensScientificSpecimens
Archaeological ArtifactsArchaeologicalArtifacts

Other Non Cash Contributions Table OtherNonCashContributionsTable (2 entries)

Non Cash CheckboxNonCashCheckboxDescriptionDescriptionNumber Of ContributionsNumberOfContributionsNoncash Contribs Rptd F990NoncashContribsRptdF990Method Of Determining RevenuesMethodOfDeterminingRevenues
XHORSES40N/A
XEQUIPMENT358906RETAIL
FieldValueIRS element (for citing)
Number Of8283 Received26NumberOf8283Received
Any Property That Must Be HeldfalseAnyPropertyThatMustBeHeld
Review Process Unusual NC GiftstrueReviewProcessUnusualNCGifts
Third Parties UsedfalseThirdPartiesUsed

Form990 Schedule M Part II Form990ScheduleMPartII

FieldValueIRS element (for citing)
IdentifierPART I, COLUMN (B)Identifier
Return ReferenceIN COLUMN B, STANFORD IS REPORTING THE NUMBER OF CONTRIBUTIONS.ReturnReference
ExplanationPART I, LINE 33 NON-CASH CONTRIBUTIONS - GENERAL EXPLANATION STANFORD DOES NOT INCLUDE IN GIFT REVENUE TOTALS THE FOLLOWING TYPES OF NON-CASH CONTRIBUTIONS: - ART - BOOKS AND PUBLICATIONS - COLLECTIBLES - HORSES IN MANY CASES, VALUES OF SUCH ITEMS ARE DIFFICULT AND EXPENSIVE TO ASCERTAIN AND CONFIRM FOR FINANCIAL STATEMENT PURPOSES AND THEREFORE ARE EXCLUDED FROM THE FINANCIAL STATEMENTS.Explanation

Schedule O IRS990ScheduleO

General Explanation GeneralExplanation (7 entries)

IdentifierIdentifierExplanationExplanationReturn ReferenceReturnReference
INDEX OF RESPONSES APPEARING IN SCHEDULE OForm Reference Description ============== =========== FORM 990, PAGE 1, LINE K FORM OF ORGANIZATION Form 990, Parts I and III, Line 1 Organization's Mission Form 990, Part I, Line 6 Volunteers Form 990, Part III, Line 4a-d Statement of Program Accomplishments Form 990, Part IV, Line 12A-12B How the Financial Statements were Audited Form 990, Part V, Line 4b Countries of Foreign Bank Accounts Form 990, Part VI, Section B, Line 11A Preparation and Review of the Form 990 Form 990, Part VI, Section A, Line 2; Section B, Line 12c; and Schedule L, Part IV Conflict of Interest Form 990, Part VI, Section B, Line 15 Compensation Determination Form 990, Part VI, Section C, Line 19 How Stanford Makes Its Governing Documents Available to the Public FORM 990, PART VII, SECTION B INDEPENDENT CONTRACTORS FORM 990, PART XI, LINE 5 OTHER CHANGES IN NET ASSETS OF FUND BALANCES Schedule K TAX EXEMPT BONDS Schedule K, Part I, Column C CUSIP Number Schedule K, Part I, Column F Description of Purpose for Tax-Exempt Bonds SCHEDULE K, PART II COMMERCIAL PAPER DEBT SCHEDULE K, PART II, LINE 3 TOTAL PROCEEDS SCHEDULE K, PART III REFINANCING SCHEUDLE K, PART III, LINES 4-5 PRIVATE BUSINESS USE SCHEUDLE K, PART IV FORM 8038-T SCHEDULE L, PART II LOANS TO/FROM INTERESTED PERSONS FORM 990, PAGE 1, LINE K FORM OF ORGANIZATION THE LELAND STANFORD JUNIOR UNIVERSITY WAS FOUNDED BY SENATOR AND MRS. LELAND STANFORD ON NOVEMBER 11, 1885, IN MEMORY OF THEIR ONLY CHILD, LELAND, JR. THE FOUNDING WAS ACCOMPLISHED BY A GRANT OF ENDOWMENT, KNOWN AS THE FOUNDING GRANT, WHICH CONVEYED IN TRUST TO A BOARD OF TRUSTEES CERTAIN PROPERTIES, DIRECTED THAT A UNIVERSITY BE ESTABLISHED AND OUTLINED THE OBJECTIVES AND GOVERNMENT OF THE UNIVERSITY. SUBSEQUENT LEGISLATION IN THE STATE OF CALIFORNIA GRANTED THE UNIVERSITY CORPORATE POWERS EFFECTIVE 1901. ACCORDINGLY, STANFORD HAS ELECTED TO BE TREATED AS A CORPORATION FOR THE PURPOSES OF THE ADMINISTRATION OF FEDERAL AND STATE INCOME TAX LAW. Form 990, Parts I and III, Line 1 Organization's Mission - CONTINUED FROM PART I, LINE 1 & PART III, LINE 1 STANFORD IS INTERNATIONALLY RECOGNIZED FOR THE QUALITY OF ITS TEACHING AND RESEARCH, ITS DISTINGUISHED FACULTY, AND ITS OUTSTANDING STUDENT BODY. IN THE YEARS SINCE ITS FOUNDING IN 1885, STANFORD HAS GROWN TO OVER 1900 FACULTY MEMBERS AND AN ENROLLMENT OF APPROXIMATELY 6900 UNDERGRADUATE AND 8800 GRADUATE STUDENTS. THE OBJECTIVE AND PURPOSES OF STANFORD UNIVERSITY, JANE AND LELAND STANFORD WROTE IN THEIR FOUNDING GRANT IN 1885, ARE "TO QUALIFY ITS STUDENTS FOR PERSONAL SUCCESS, AND DIRECT USEFULNESS IN LIFE; ... TO PROMOTE THE PUBLIC WELFARE BY EXERCISING AN INFLUENCE IN BEHALF OF HUMANITY AND CIVILIZATION, TEACHING THE BLESSINGS OF LIBERTY REGULATED BY LAW, AND INCULCATING LOVE AND REVERENCE FOR THE GREAT PRINCIPLES OF GOVERNMENT AS DERIVED FROM THE INALIENABLE RIGHTS OF MAN TO LIFE, LIBERTY, AND THE PURSUIT OF HAPPINESS." FORM 990, PART I, LINE 6 VOLUNTEERS THERE ARE THOUSANDS OF ALUMNI AND FRIENDS OF STANFORD UNIVERSITY WHO VOLUNTEERED THEIR SERVICES TO STANFORD OVER THE COURSE OF THE YEAR. THESE SERVICES RANGE FROM SERVING AS A MEMBER OF THE BOARD OF TRUSTEES OF THE UNIVERSITY TO BEING ON A FUNDRAISING COMMITTEE TO BEING ON AN ADVISORY BOARD OF AN INSTITUTE.
FORM 990, PART III, LINE 4A(EXPENSES $1,160,020,710 INCLUDING GRANTS OF $32,549,385, REVENUE $933,008,109) INSTRUCTION AND DEPARTMENTAL RESEARCH: INCLUDES THE SALARIES, FRINGE BENEFITS AND SUPPLIES NECESSARY TO TEACH ABOUT 15,700 STUDENTS, INCLUDING 6,900 UNDERGRADUATE AND 8,800 GRADUATE AND PROFESSIONAL SCHOOL STUDENTS. STANFORD'S 1,900 -PERSON FACULTY INCLUDES 16 NOBEL PRIZE WINNERS AND FOUR PULITZER PRIZE WINNERS. STANFORD HAS SEVEN SCHOOLS: BUSINESS, EARTH SCIENCES, EDUCATION, ENGINEERING, HUMANITIES AND SCIENCES, LAW, AND MEDICINE. CURRENT MULTIDISCIPLINARY INITIATIVES FOCUS ON WORLDWIDE PROBLEMS INVOLVING ENVIRONMENTAL SUSTAINABILITY, HUMAN HEALTH, GLOBAL PEACE AND SECURITY, AND K-12 EDUCATION. UNDERGRADUATES CHOOSE AMONG 60 MAJORS AND ARE ENCOURAGED TO LEARN CRITICAL THINKING SKILLS THROUGH RESEARCH. STANFORD STRIVES FOR CLOSE INTERACTION WITH FACULTY TO PREPARE STUDENTS TO BE TOMORROW'S LEADERS. FORM 990, PART III, LINE 4B (EXPENSES $1,019,584,223 INCLUDING GRANTS OF $31,731,413, REVENUE "NON PUBLIC" ONLY $190,714,418) ORGANIZED RESEARCH: RESEARCH IS INTEGRAL TO THE EDUCATIONAL MISSION OF STANFORD AND INVOLVES FACULTY, GRADUATE STUDENTS, AND UNDERGRADUATES WHO SEEK NEW KNOWLEDGE IN SERVICE TO HUMANITY. STANFORD FACULTY MEMBERS HAVE CONTRIBUTED TO ADVANCEMENTS IN HIGH TECHNOLOGY, INCLUDING THE CREATION OF DIGITAL SUBSCRIBER LINES, IDENTITY-BASED ENCRYPTION, GLOBAL POSITIONING SYSTEMS AND THE REDUCED INSTRUCTION SET COMPUTER, AMONG OTHER DISCOVERIES; DISEASE IDENTIFICATION AND MANAGEMENT, INCLUDING PROGRAMS USED BY MORE THAN 500 ORGANIZATIONS WORLDWIDE CONCERNED WITH CHRONIC HEALTH PROBLEMS SUCH AS ARTHRITIS AND HIV/AIDS; AND GENOME SEQUENCING, INCLUDING DISCOVERIES THAT CREATED THE FIELD OF GENETIC ENGINEERING. TODAY'S STANFORD FACULTY MEMBERS ARE LEADERS IN STEM CELL RESEARCH, NANOTECHNOLOGY, BIOENGINEERING, COMPUTING TECHNOLOGY, REFORM OF OUR NATION'S SCHOOLS AND ENVIRONMENTAL SUSTAINABILITY. THROUGH BOTH BASIC AND APPLIED RESEARCH, STANFORD IS COMMITTED TO PROVIDING NEW KNOWLEDGE THAT FUELS OUR NATIONAL ECONOMY AND TO TRAINING GRADUATE STUDENTS WHO WILL BECOME TOMORROW'S TEACHERS AND RESEARCHERS. STANFORD FACULTY MEMBERS ARE KNOWN FOR THEIR ABILITY TO CROSS INTERDISCIPLINARY BOUNDARIES TO CREATE TEAMS OF RESEARCHERS ABLE TO PROVIDE NEW INSIGHTS TO COMPLEX, WORLDWIDE PROBLEMS. SPECIFICALLY, STANFORD RESEARCHERS ARE FOCUSING THEIR RESOURCES TO MAKE GROUNDBREAKING ADVANCES THAT WILL LEAD TO IMPROVEMENTS IN HUMAN HEALTH, ENVIRONMENTAL SUSTAINABILITY, GLOBAL PEACE AND SECURITY, AND K-12 EDUCATION. FORM 990, PART III, LINE 4C (EXPENSES $674,734,845 INCLUDING GRANTS OF $1,062,099, REVENUE $621,597,020) UNIVERSITY AUXILIARY ACTIVITIES: INCLUDES AMONG OTHERS PATIENT CARE, STUDENT RESIDENCE AND DINING (R&DE), AND INTER-COLLEGIATE ATHLETIC PROGRAMS. RESIDENTIAL & DINING ENTERPRISES (R&DE) GENERATES REVENUES PRIMARILY THROUGH STUDENT ROOM AND BOARD, CONFERENCE FEES, AND OTHER ENTERPRISES. R&DE HOUSES 6,260 UNDERGRADUATE RESIDENTS (96% OF TOTAL UNDERGRADUATE STUDENTS) AND 4,760 GRADUATE RESIDENTS (56% OF TOTAL GRADUATE STUDENTS) AND SERVES 12,000 MEALS PER DAY (4,036 STUDENTS ON MEAL PLAN), WHILE PROVIDING STEWARDSHIP FOR 5 MILLION SQ FT OF PHYSICAL PLANT (OVER 1/3 OF CAMPUS). THE UNIVERSITY AND R&DE HAVE BEEN INVESTING IN THE RESIDENTIAL EDUCATION PROGRAM TO FOSTER AN ENVIRONMENT OF INTELLECTUAL, EDUCATIONAL, AND COMMUNITY-BUILDING ACTIVITIES IN STUDENT RESIDENCES. FORM 990, PART III, LINE 4D OTHER PROGRAM SERVICES (EXPENSES $560,139,486 INCLUDING GRANTS OF $277,405,043) ACADEMIC SUPPORT AND PUBLIC SERVICE 285,755,998 STUDENT FINANCIAL AID 230,307,218 SLAC CONSTRUCTION AND OTHER 44,076,270 ___________ TOTAL OTHER PROGRAM SERVICE EXPENSES 560,139,486 ACADEMIC SUPPORT AND PUBLIC SERVICE: STANFORD'S 17 MAIN AND BRANCH LIBRARIES INCLUDE MORE THAN 9.1 MILLION VOLUMES, 2.3 MILLION AUDIOVISUAL MATERIALS, 83,000 CURRENT SERIALS, THOUSANDS OF DIGITAL RESOURCES, AND 5.7 MILLION MICROFORM HOLDINGS. SPECIAL COLLECTIONS INCLUDE ABOUT 290,000 RARE BOOKS AND MORE THAN 59 MILLION PAGES OF MATERIALS. STANFORD UNIVERSITY PRESS PUBLISHES ABOUT 130 BOOKS PER YEAR, TWO-THIRDS OF WHICH ARE SCHOLARLY MONOGRAPHS AND TEXTBOOKS IN THE HUMANITIES AND THE SOCIAL SCIENCES. HIGHWIRE PRESS IS AN ELECTRONIC JOURNAL DEVELOPING AND HOSTING SERVICE THAT PRODUCES THE ONLINE VERSIONS OF 1,665 PEER-REVIEWED JOURNALS AND OTHER SCHOLARLY CONTENT. THE STANFORD UNIVERSITY NETWORK INCLUDES MORE THAN 150,000 COMPUTERS WITH ASSIGNED INTERNET PROTOCOL ADDRESSES. MORE THAN 9.5 TERABYTES OF DATA FLOW BETWEEN SUNET AND THE INTERNET EACH DAY. STUDENT SERVICES INCLUDE, AMONG OTHERS, THE DEAN OF STUDENTS OFFICE, THE REGISTRAR, THE ADMISSIONS OFFICE, THE FINANCIAL AID OFFICE, AND THE OFFICE FOR RELIGIOUS LIFE. STUDENT FINANCIAL AID: INCLUDES MERIT AND NEED-BASED SCHOLARSHIPS AND FELLOWSHIPS. SLAC CONSTRUCTION AND OTHER: THE UNIVERSITY MANAGES AND OPERATES THE SLAC NATIONAL ACCELERATOR LABORATORY FOR THE DEPARTMENT OF ENERGY ("DOE") UNDER A MANAGEMENT AND OPERATING CONTRACT. REVENUES AND EXPENDITURES ARE INCLUDED IN STANFORD'S FINANCIAL STATEMENTS; ASSETS AND LIABILITIES ARE CARRIED ON DOE'S BOOKS. ACCORDINGLY, CONSTRUCTION EXPENDITURES ARE RECORDED AS EXPENDITURES HEREIN. FORM 990 PART IV, LINES 12A AND 12B HOW THE FINANCIAL STATEMENTS WERE AUDITED STANFORD'S CONSOLIDATED FINANCIAL STATEMENTS AS OF AND FOR THE YEARS ENDED AUGUST 31, 2011 AND AUGUST 31, 2010 WERE AUDITED BY THE ACCOUNTING FIRM OF PRICEWATERHOUSECOOPERS ("PWC"). AS REQUIRED BY GENERALLY ACCEPTED ACCOUNTING PRINCIPLES, THE UNIVERSITY'S FINANCIAL STATEMENTS ARE PREPARED ON A CONSOLIDATED BASIS AND INCLUDE THE UNIVERSITY ACCOUNTS AND THOSE OF STANFORD HOSPITAL AND CLINICS AND THE LUCILE SALTER PACKARD CHILDREN'S HOSPITAL AT STANFORD ("THE HOSPITALS"). THE FINANCIAL STATEMENTS DISCLOSE SEPARATELY THE ACCOUNTS OF THE UNIVERSITY FROM THOSE OF THE HOSPITALS. UNDER SEPARATE COVER, THE HOSPITALS PROVIDE AUDITED FINANCIAL STATEMENTS OF THEIR OWN ACCOUNTS. PWC UTILIZES SEPARATE AUDIT TEAMS TO CONDUCT THE AUDIT ENGAGEMENTS OF STANFORD AND THE HOSPITALS. EACH AUDIT IS CONDUCTED BY QUALIFIED PROFESSIONAL ACCOUNTANTS WITH AUDIT PLANS DESIGNED FROM THE SEPARATE ACCOUNTS FOR THE RESPECTIVE ENTITIES, IN ACCORDANCE WITH GENERALLY ACCEPTED AUDITING STANDARDS. STANFORD'S FORM 990 REPRESENTS THE ACCOUNTS OF THE UNIVERSITY. THE HOSPITALS FILE THEIR OWN SEPARATE 990 FORMS.STATEMENT OF PROGRAM SERVICE ACCOMPLISHMENTS, CONTINUED FROM PAGE 3
FORM 990, PART V, LINE 4bSTANFORD HAS AN INTEREST IN OR SIGNATURE AUTHORITY OVER BANK AND INVESTMENT ACCOUNTS IN THE FOLLOWING COUNTRIES: AUSTRALIA BELGIUM BRAZIL CANADA CAYMAN ISLANDS CHANNEL ISLANDS CHINA DENMARK FINLAND FRANCE GERMANY HONG KONG HUNGARY INDIA INDONESIA ISRAEL ITALY JAPAN LUXEMBOURG MALAYSIA MAURITIUS MEXICO NETHERLANDS NEW ZEALAND NORWAY PHILIPPINES QATAR SINGAPORE SOUTH AFRICA SOUTH KOREA SPAIN SWEDEN SWITZERLAND TAIWAN THAILAND TURKEY UNITED KINGDOMCOUNTRIES OF FOREIGN BANK ACCOUNTS
FORM 990, PART VI, SECTION B, LINE 11AEACH YEAR, THE UNIVERSITY HAS ITS FINANCIAL STATEMENTS AUDITED BY THE INDEPENDENT ACCOUNTING FIRM OF PRICEWATERHOUSECOOPERS (PWC). DATA FOR THE 990 IS EXTRACTED FROM THE AUDITED FINANCIAL STATEMENTS AND SUPPLEMENTAL INFORMATION. COMPENSATION DATA REPORTED ON SCHEDULE J IS EXTRACTED FROM PAYROLL RECORDS, AND IN EACH CASE CONFIRMED BY THE REPORTED INDIVIDUAL. THIS RETURN IS PREPARED BY THE TAX DEPARTMENT AND REVIEWED BY EXTERNAL ACCOUNTANTS (PWC), SENIOR MANAGEMENT, AND THE BOARD OF TRUSTEES OF THE UNIVERSITY. THE FINAL VERSION IS THEN SIGNED BY THE SENIOR ASSOCIATE VICE PRESIDENT FOR FINANCE AND PWC AS PAID PREPARER.PREPARATION AND REVIEW OF THE FORM 990
FORM 990, PART VI, SECTION A, LINE 2; SECTION B, LINE 12C; ANDSCHEDULE L, PART IV CONFLICT OF INTEREST MEMBERS OF THE UNIVERSITY'S BOARD OF TRUSTEES ("TRUSTEES"), OFFICERS AND FACULTY MAY, FROM TIME TO TIME, BE ASSOCIATED, EITHER DIRECTLY OR INDIRECTLY, WITH ENTITIES DOING BUSINESS WITH THE UNIVERSITY. THE UNIVERSITY HAS CONFLICT OF INTEREST POLICIES THAT ARE STRICTLY ENFORCED TO ENSURE THAT ALL TRANSACTIONS WITH THESE PARTIES ARE ARM'S LENGTH, AND THERE IS NO FAVORABLE TREATMENT AS A RESULT OF THESE RELATIONSHIPS. CONFLICTS OF INTEREST ARE REGULARLY MONITORED, AND THE WRITTEN CONFLICT OF INTEREST POLICY IS CONSISTENTLY ENFORCED. UNIVERSITY-WIDE COMPLIANCE INITIATIVES INCLUDE TRAINING AND DOCUMENTATION, REQUIRED ANNUAL DISCLOSURE AND FOLLOW-UP; MANAGEMENT CONTROLS; ENTERPRISE RISK MANAGEMENT; REGULAR INTERNAL AND EXTERNAL AUDITS; WHISTLE-BLOWER PROVISIONS; SUPERVISION; AND REVIEW. VIOLATIONS ARE ADDRESSED THROUGH VARIOUS SANCTIONS, INCLUDING FINANCIAL PENALTIES AND TERMINATION, DEPENDING UPON THE NATURE AND DEGREE OF THE CONFLICT. FOR OFFICERS, THE UNIVERSITY REQUIRES ANNUAL DISCLOSURE OF SIGNIFICANT FINANCIAL INTERESTS IN EMPLOYMENT OR CONSULTING RELATIONSHIPS WITH ENTITIES DOING BUSINESS WITH THE UNIVERSITY. THESE ANNUAL DISCLOSURES COVER BOTH OFFICERS AND THEIR IMMEDIATE FAMILY. WHEN SUCH ASSOCIATIONS EXIST, MEASURES ARE TAKEN TO APPROPRIATELY MANAGE, IN THE BEST INTERESTS OF THE UNIVERSITY, ANY ACTUAL OR PERCEIVED CONFLICT. FACULTY MUST COMPLY WITH THE FACULTY CONFLICT OF INTEREST POLICY, WHICH REQUIRES ANNUAL CERTIFICATION OF COMPLIANCE WITH THE POLICY AND DISCLOSURE OF INTERESTS IN OUTSIDE ENTITIES THAT ARE SPONSORS OF THEIR TEACHING OR RESEARCH OR OTHER TRANSACTIONS WITH THE UNIVERSITY IN WHICH THEY ARE INVOLVED. ALL PERSONAL FINANCIAL INTERESTS RELATED TO STANFORD ACTIVITIES MUST BE REPORTED, REGARDLESS OF DOLLAR AMOUNT. FOR TRUSTEES, THE UNIVERSITY HAS A WRITTEN CONFLICT OF INTEREST POLICY THAT REQUIRES, AMONG OTHER THINGS, THAT NO MEMBER OF THE BOARD OF TRUSTEES IS PERMITTED TO PARTICIPATE IN ANY DECISION RELATING TO AN ENTITY IN WHICH HE OR SHE (OR AN IMMEDIATE FAMILY MEMBER) HAS A MATERIAL FINANCIAL INTEREST. THE CONFLICT OF INTEREST POLICY ALSO PRECLUDES THE UNIVERSITY FROM ENTERING INTO CERTAIN TRANSACTIONS WITH AN ENTITY IN WHICH A TRUSTEE HAS A MATERIAL FINANCIAL INTEREST UNLESS MEASURES ARE TAKEN TO MITIGATE ANY ACTUAL OR PERCEIVED CONFLICT. NAMELY, THE POLICY REQUIRES THAT SUCH TRANSACTIONS ARE CONDUCTED AT ARM'S LENGTH, FOR GOOD AND SUFFICIENT CONSIDERATION, BASED ON TERMS THAT ARE FAIR AND REASONABLE TO AND FOR THE BENEFIT OF THE UNIVERSITY, AND OTHERWISE IN ACCORDANCE WITH SOUND CONFLICT MANAGEMENT PRACTICES. THE CONFLICT OF INTEREST POLICY REQUIRES EACH TRUSTEE TO CERTIFY COMPLIANCE WITH THE CONFLICT OF INTEREST POLICY ON AN ANNUAL BASIS. DIRECTORS OF THE STANFORD MANAGEMENT COMPANY ("SMC") ARE ALSO SUBJECT TO SIMILAR PROVISIONS AND RESTRICTIONS APPEARING IN SMC'S SEPARATE WRITTEN CONFLICT OF INTEREST POLICY. IN ADDITION, SMC IS PROHIBITED FROM MAKING AN INVESTMENT THAT WOULD BE AN INTERESTED TRANSACTION WITH AN SMC DIRECTOR. SUBJECT TO THE POLICIES AND PROVISIONS OUTLINED ABOVE, AND WITHIN A WELL-DIVERSIFIED PORTFOLIO OF OVER 600 INDIVIDUAL ALTERNATIVE INVESTMENTS THAT SPAN MOST REGIONS OF THE WORLD AND MOST OF THE APPROPRIATE ASSET CLASSES FOR INVESTMENTS OF THIS NATURE, STANFORD MAY FROM TIME TO TIME INVEST ASSETS IN CERTAIN PARTNERSHIPS IN WHICH A TRUSTEE HAS A DIRECT OR INDIRECT GENERAL PARTNERSHIP INTEREST. SUCH INVESTMENTS ARE MADE BASED ON COMPELLING HISTORICAL PERFORMANCE AND TRACK RECORDS OF THE MANAGERS. THE INVESTMENT STRATEGIES OF THESE MANAGERS WERE ALSO ADDITIVE TO THE EXISTING PORTFOLIO AT THE TIME OF THE INVESTMENTS. IN ACCORDANCE WITH ITS CONTRACTUAL ARRANGEMENTS AS A GENERAL OR LIMITED PARTNER, WHICH ARE SIMILAR TO THOSE OF ALL OTHER INVESTORS IN SUCH ENTITIES, STANFORD IS REQUIRED, FROM TIME TO TIME, TO MAKE ADDITIONAL INVESTMENTS IN SUCH PARTNERSHIPS AND RECEIVES CASH DISTRIBUTIONS FROM REDEMPTION OR OTHER DISTRIBUTION OF PRINCIPAL, AS WELL AS ITS PRO-RATA SHARE OF EARNINGS AND OTHER GAINS GENERATED BY THE PARTNERSHIP, NET OF ANY FEES OR CARRIED INTEREST DILUTION OF THE GENERAL PARTNER. IN THE YEAR ENDED AUGUST 31, 2011, TRANSACTIONS WITH THE FOLLOWING TRUSTEES ROSE TO THE LEVEL OF DISCLOSURE REQUIRED BY THE IRS: WITH RESPECT TO STANFORD INVESTMENTS WHERE ROBERT BASS, A TRUSTEE, HAD A DIRECT OR INDIRECT INTEREST AS A PARTNER, THE UNIVERSITY INVESTED $9,077,323 (0.05% OF TOTAL INVESTMENTS DURING THE YEAR ENDED AUGUST 31, 2011) AND RECEIVED DISTRIBUTIONS OF $14,361,122. WITH RESPECT TO STANFORD INVESTMENTS WHERE THOMAS STEYER, A TRUSTEE, HAD A DIRECT OR INDIRECT INTEREST AS A GENERAL PARTNER, THE UNIVERSITY INVESTED $18,192,982 (0.10% OF TOTAL INVESTMENTS DURING THE YEAR ENDED AUGUST 31, 2011) AND RECEIVED DISTRIBUTIONS OF $28,320,455. WITH RESPECT TO STANFORD INVESTMENTS WHERE STEVEN DENNING, A TRUSTEE, HAD A DIRECT OR INDIRECT FINANCIAL INTEREST AS A GENERAL PARTNER, THE UNIVERSITY INVESTED $20,584,282 (0.12% OF TOTAL INVESTMENTS) AND RECEIVED DISTRIBUTIONS OF $16,921,706. WITH RESPECT TO STANFORD INVESTMENTS WHERE ANN LAMONT, A TRUSTEE, HAD A DIRECT OR INDIRECT FINANCIAL INTEREST AS A GENERAL PARTNER, THE UNIVERSITY INVESTED $3,661,242 (0.02% OF TOTAL INVESTMENTS) AND RECEIVED DISTRIBUTIONS OF $6,728,992. IN AGGREGATE, REPORTABLE TRANSACTIONS RELATING TO ALL SUCH INVESTMENT RELATIONSHIPS WITH TRUSTEES AMOUNTED TO AN INVESTMENT BY STANFORD OF $51,515,831 (0.29% OF TOTAL INVESTMENTS) AND A RETURN TO STANFORD OF $66,332,275. PARTNERSHIPS IN WHICH MR. BASS OWNS A DIRECT OR INDIRECT PARTNERSHIP INTEREST RENTED FACILITIES DIRECTLY OR INDIRECTLY OWNED BY STANFORD UNIVERSITY AND PAID RENT AT FAIR MARKET RATES TO STANFORD IN THE AMOUNT OF $3,304,575, DURING THE YEAR ENDED 8/31/2011. JOHN HENNESSY, PRESIDENT AND A TRUSTEE, IS A MEMBER OF THE BOARD OF DIRECTORS OF CISCO SYSTEMS, INC. (CISCO) AND GOOGLE INC. (GOOGLE). THE UNIVERSITY PURCHASES GOODS AND SERVICES FROM CISCO AND GOOGLE IN THE NORMAL COURSE OF BUSINESS AND ALL PURCHASES ARE MADE, AT ARM'S LENGTH, IN ACCORDANCE WITH STANFORD PROCUREMENT POLICIES AND PROCEDURES. MR. HENNESSY DOES NOT PARTICIPATE IN ANY DECISIONS WITH RESPECT TO THESE COMPANIES. DURING THE YEAR ENDED AUGUST 31, 2011, STANFORD PURCHASES FROM CISCO AND GOOGLE AMOUNTED TO $2,300 AND $433,977 RESPECTIVELY: KAVITARK RAM SHRIRAM, A TRUSTEE, IS ALSO A DIRECTOR AT GOOGLE; JERRY YANG, A TRUSTEE, IS ALSO A DIRECTOR OF CISCO. CONSISTENT WITH THE UNIVERSITY MISSION OF SHARING AND DISSEMINATING KNOWLEDGE, STANFORD PROVIDES BOOKS TO THE GOOGLE BOOK SEARCH PROJECT, WHICH IS CURRENTLY THE SUBJECT OF LITIGATION. OVER THE PAST SEVEN YEARS GOOGLE HAS SCANNED ABOUT 3 MILLION BOOKS OWNED BY STANFORD AT NO COST TO STANFORD. PRESIDENT HENNESSY HAS NOT BEEN INVOLVED IN ANY OF THE NEGOTIATIONS OR DECISIONS INVOLVING THE GOOGLE BOOK SEARCH PROJECT. RANDALL LIVINGSTON, AN OFFICER, WAS A DIRECTOR FOR PACIFIC BIOSCIENCES, INC. DURING FY11, STANFORD PURCHASED $786,000 OF GOODS AND SERVICES FROM PACIFIC BIOSCIENCES. CONSISTENT WITH POLICY, MR. LIVINGSTON RECUSED HIMSELF WITH RESPECT TO THESE TRANSACTIONS. Ruth Porat, a trustee, serves as an officer of Morgan Stanley. Under a contract executed prior to the commencement of her trustee service, Morgan Stanley acts as remarketing agent and broker dealer for certain of Stanfords tax-exempt securities. Total fees would comprise an insignificant amount of the total revenues of Morgan Stanley and the expenses of the University. Penny Pritzker, a trustee, serves as a board member of the Hyatt Group. Under a contract executed prior to the commencement of Ms. Pritzkers service, a subsidiary of the Hyatt Group paid the University $5,131,000 in rent for property on which Vi at Palo Alto, a continuing care community, operates. ISAAC STEIN, A TRUSTEE, IS A DIRECTOR OF THE NON-PROFIT IRVINE FOUNDATION, WHERE JAMES CANALES, A TRUSTEE, SERVES AS CHIEF EXECUTIVE OFFICER. DURING THE FISCAL YEAR ENDED AUGUST 31, 2011 STANFORD RECEIVED $1,112,979 IN GRANTS FROM THE IRVINE FOUNDATION. ALL RELATIONSHIPS DESCRIBED ABOVE ARE IN FULL COMPLIANCE WITH THE CONTROLLING POLICIES. THESE DISCLOSURES DO NOT INCLUDE TRANSACTIONS IN WHICH A TRUSTEE, OFFICER OR FAMILY MEMBER THEREOF PAYS TUITION, ROOM AND/OR BOARD COSTS OR RECEIVES FINANCIAL AID OR WORK/STUDY ASSISTANCE FOR A STUDENT AT THE UNIVERSITY. THE UNIVERSITY PAYS REASONABLE COMPENSATION AND REIMBURSEMENT OF EXPENSES FOR EMPLOYEES OF THE UNIVERSITY AND REASONABLE REIMBURSEMENT OF EXPENSES (AND NO COMPENSATION) FOR TRUSTEES.
FORM 990, PART VI, SECTION B, LINE 15THE ANNUAL PROCESS FOR DETERMINING COMPENSATION OF BOTH THE TOP MANAGEMENT OFFICIAL (PRESIDENT OF THE UNIVERSITY) AND OF OTHER OFFICERS/KEY EMPLOYEES INCLUDES REVIEW AND APPROVAL BY INDEPENDENT PERSONS, USE OF COMPARABILITY DATA AND CREATION OF CONTEMPORANEOUS SUBSTANTIATION OF THE DELIBERATION AND DECISION. IN THE CASE OF THE UNIVERSITY'S PRESIDENT, THE VICE PRESIDENT OF HUMAN RESOURCES, AT A PRELIMINARY MEETING WITH A SUBCOMMITTEE OF THE COMMITTEE ON COMPENSATION, PRESENTS AN ANALYSIS OF CURRENT RELEVANT MARKET DATA OBTAINED FROM AN INDEPENDENT HUMAN RESOURCE CONSULTING FIRM. THE SAME MATERIALS ARE SENT TO THE FULL COMMITTEE. AT THE MEETING OF THE FULL COMMITTEE AND IN THE ABSENCE OF THE PRESIDENT, DISCUSSION OCCURS PRIOR TO A VOTE. MINUTES OF BOTH MEETINGS ARE ON FILE IN THE OFFICE OF THE VICE PRESIDENT OF HUMAN RESOURCES. IN THE CASE OF OTHER OFFICERS/KEY EMPLOYEES, PER GUIDELINES IN THE COMMITTEE'S EXECUTIVE COMPENSATION POLICY AND PROCEDURES DOCUMENT, EACH YEAR THE VICE PRESIDENT OF HUMAN RESOURCES PROVIDES CURRENT RELEVANT MARKET DATA AND THE HISTORICAL PAY INFORMATION RELATING TO THESE PERSONS TO THE PRESIDENT OR TO THE PROVOST BASED ON THE REPORTING STRUCTURE. THE PRESIDENT AND PROVOST PROPOSE CHANGES IN COMPENSATION BASED ON EACH INDIVIDUAL'S PERFORMANCE AND ON THE MARKET DATA. THE COMMITTEE ON COMPENSATION REVIEWS THE RECOMMENDATIONS AND, FOLLOWING DISCUSSION, APPROVES THE RECOMMENDATIONS AS SUBMITTED OR WITH MODIFICATIONS. MINUTES OF THE MEETING ARE ON FILE IN THE OFFICE OF THE VICE PRESIDENT OF HUMAN RESOURCES. FORM 990, PART VI, SECTION C, LINE 19 HOW STANFORD MAKES ITS GOVERNING DOCUMENTS AVAILABLE TO THE PUBLIC STANFORD UNIVERSITY MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE GENERAL PUBLIC ON STANFORD'S WEBSITE. FORM 990, PART VII, SECTION B INDEPENDENT CONTRACTORS IN THE PRESENTATION OF THE DATA APPEARING IN FORM 990, PART VII, SECTION B, STANFORD REPORTS DIRECT CASH COMPENSATION PAID TO PROFESSIONAL INDEPENDENT CONTRACTORS. COMMISSIONS, DISCOUNTS, AND MANAGEMENT FEES EMBEDDED IN AND/OR DEDUCTED FROM INVESTMENT RETURNS AND AMOUNTS PROVIDED TO VENTURE CAPITAL, PRIVATE EQUITY, AND HEDGE FUND GENERAL PARTNERS DUE TO THEIR "CARRIED INTEREST" IN PARTNERSHIPS WHICH STANFORD PARTICIPATES ARE NOT CONSIDERED IN THIS REPORTING. FORM 990, PART XI, LINE 5 OTHER CHANGES IN NET ASSETS OF FUND BALANCES NET UNREALIZED GAINS (LOSSES) ON INVESTMENTS $2,443,864,505 ADJUSTMENT TO EQUITY RELATING TO LIVING TRUSTS AND DERIVATIVES (INCLUDES FINANCIAL STATEMENT ROUNDING $2) $99,471,777 _______________ $2,543,336,282 SCHEDULE K, TAX-EXEMPT BONDS FOR MORE THAN 30 YEARS, STANFORD AND THE MANY COMMUNITIES AND CONSTITUENCIES IT SERVES HAVE BENEFITED FROM TAX-EXEMPT BORROWING THROUGH THE CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY. THE UNIVERSITY USES GENEROUS DONOR GIFTS, UNIVERSITY RESERVES AND TAXABLE DEBT, IN ADDITION TO PROCEEDS FROM TAX EXEMPT BORROWING, TO FUND THE CONSTRUCTION OF ACADEMIC BUILDINGS, RESEARCH SUPPORT FACILITIES, RESIDENCES AND OTHER CAMPUS HOUSING, ROADS AND INFRASTRUCTURE. THESE FACILITIES HAVE, IN TURN, ENABLED THE UNIVERSITY TO ATTRACT OUTSTANDING FACULTY AND STUDENTS AND TO MORE EFFECTIVELY PERFORM INTERDISCIPLINARY RESEARCH DESIGNED TO ADDRESS FUNDAMENTAL WORLD PROBLEMS IN HEALTH, SUSTAINABILITY, SECURITY AND K-12 EDUCATION. THE NEW FACILITIES PROVIDE THE STANFORD COMMUNITY WITH THE MOST ADVANCED TECHNOLOGY AND ENVIRONMENT FOR TEACHING, LEARNING AND RESEARCH. THE FUNDING ALSO HAS PLAYED A KEY ROLE IN ENABLING STANFORD TO MEET SEISMIC AND OTHER FEDERAL AND STATE BUILDING REQUIREMENTS. THE FOLLOWING ARE EXAMPLES OF BUILDINGS FUNDED IN PART THROUGH TAX-EXEMPT DEBT: A. THE YANG YAMAZAKI ENVIRONMENTAL AND ENERGY BUILDING IS THE HUB OF STANFORD'S ENVIRONMENTAL SUSTAINABILITY TEACHING AND RESEARCH. IT IS A MODEL FOR SUSTAINABILITY BUILDING STANDARDS, USING 56 PERCENT LESS ENERGY AND 90 PERCENT LESS POTABLE WATER THAN A TRADITIONALLY CONSTRUCTED BUILDING OF ITS SIZE. B. THE LI KA SHING CENTER FOR LEARNING AND KNOWLEDGE BRINGS TOGETHER CUTTING-EDGE MEDICINE, MODERN EDUCATION AND ADVANCED TECHNOLOGY TO TRAIN THE PHYSICIANS OF TOMORROW. MEDICAL STUDENTS PRACTICE LIFE-SAVING SKILLS IN REALISTIC SIMULATIONS AND LEARN TO APPLY RESEARCH TO BEDSIDE TREATMENTS. THE CENTER IS A GATHERING PLACE FOR MEDICAL EXPERTS TO SHARE RESEARCH AND HEALTH CARE INSIGHTS AND TO BRING THEIR COMBINED EXPERTISE TO BEAR ON THE WORLD'S GREATEST HEALTH CHALLENGES. C. THE CENTER FOR NANOSCALE SCIENCE AND TECHNOLOGY FOSTERS COLLABORATIVE DEVELOPMENT IN THIS BURGEONING NEW SCIENCE. SCIENTISTS AT THE CENTER ARE STUDYING HOW TO CREATE MATERIALS AND DEVICES NO BIGGER THAN ONE-BILLIONTH OF A METER, WITH DIRECT AND ECONOMICALLY VIABLE APPLICATIONS TO MEDICINE, ENERGY AND COMMUNICATIONS. D. THE HUANG ENGINEERING CENTER HOUSES THE SCHOOL OF ENGINEERING, WHOSE TIES TO THE HIGH-TECHNOLOGY INDUSTRY CONTINUE TO FUEL THE GROWTH AND ECONOMY OF SILICON VALLEY AND NORTHERN CALIFORNIA. THE SCHOOL OF ENGINEERING IS WORLD RENOWNED FOR PUSHING THE FRONTIERS OF MODERN SCIENCE AND ENGINEERING, ESPECIALLY IN THE FIELDS OF COMPUTER SCIENCE, BIOENGINEERING AND ENVIRONMENTAL SUSTAINABILITY. E. THE LORRY I. LOKEY STEM CELL RESEARCH BUILDING OPENED IN 2010 AND IS THE LARGEST DEDICATED STEM CELL RESEARCH BUILDING IN THE COUNTRY. THE BUILDING HOUSES THE STANFORD STEM CELL BIOLOGY AND REGENERATIVE MEDICINE INSTITUTE, WHICH INTEGRATES RESEARCHERS FROM CANCER, NEUROSCIENCE, CARDIOVASCULAR MEDICINE, TRANSPLATATION, IMMUNOLOGY, BIOENGINEERING AND DEVELOPMENTAL BIOLOGY. ALL ARE FOCUSED ON MAKING DISCOVERIES IN STEM CELL RESEARCH AND QUICKLY TRANSLATING THEM INTO PRECLINICAL APPLICATIONS, INNOVATIVE THERAPIES AND TREATMENTS. F. THE MUNGER GRADUATE RESIDENCE IS A FIVE-BUILDING HOUSING COMPLEX FOR 600 STANFORD LAW AND OTHER GRADUATE STUDENTS. IT IS A SIGNIFICANT INVESTMENT BY STANFORD IN MITIGATING TRAFFIC AND OTHER ENVIRONMENTAL CONCERNS AS IT GREATLY REDUCES THE NUMBER OF PEOPLE DRIVING TO CAMPUS DAILY.COMPENSATION DETERMINATION
FORM 990, SCHEDULE K, PART I, COLUMN CCUSIP NUMBER CEFA TAX EXEMPT COMMERCIAL PAPER ("TECP") DATED 5/22/08 WAS ASSIGNED A UNIQUE BLOCK OF 900 CUSIP NUMBERS UPON ISSUANCE. A NEW CUSIP NUMBER IS ASSIGNED TO EACH TRANCHE OF TECP THAT IS ISSUED. THE CUSIP NUMBER LISTED IS THE FIRST CUSIP NUMBER IN THE SERIES AND WAS ASSIGNED AT THE ORIGINAL ISSUANCE DATE, 5/22/08. FORM 990, SCHEDULE K, PART I, COLUMN F DESCRIPTION OF PURPOSE FOR TAX-EXEMPT BONDS A. CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY CP - CAPITAL EXPENDITURES FOR EDUCATIONAL FACILITIES. REFUND PRIOR COMMERCIAL PAPER NOTES ISSUED 5/2/2008 AND 3/24/2008 THAT WERE PART OF THE SAME PROGRAM. COSTS OF ISSUANCE. B. CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY S - CAPITAL EXPENDITURES FOR EDUCATIONAL FACILITIES. REFUND CEFA SERIES L-8 ISSUED 10/30/2001, REFUND CEFA SERIES L-9 ISSUED 10/31/2001, REFUND CEFA TAX EXEMPT COMMERCIAL PAPER REVENUE NOTES ISSUED 3/18/03. COSTS OF ISSUANCE. C. CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY T-1 AND T-3 - CAPITAL EXPENDITURES FOR EDUCATIONAL FACILITIES, CAPITAL EQUIPMENT, LAND IMPROVEMENTS, UTILITIES AND SYSTEMS. REFUND CEFA TAX EXEMPT COMMERCIAL PAPER NOTES ISSUED ON VARIOUS DATES. COSTS OF ISSUANCE. D. CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY T-4 - REFUND PRIOR COMMERCIAL PAPER NOTES ISSUED ON OR ABOUT MARCH 3, 2008 AND MARCH 6, 2008. COSTS OF ISSUANCE. E. CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY T-5 - REFUND $59,180,000 OF CEFA SERIES P REVENUE BONDS - ISSUED MARCH 30, 1999. F. CALIFORNIA EDUCATIONAL FACILITES AUTHORITY U-1 - REFUND $136,200,000 OF TAXABLE AND TAX-EXEMPT COMMERCIAL PAPER NOTES ISSUED ON VARIOUS DATES. COSTS OF ISSUANCE, AND CAPITAL EXPENDITURES FOR EDUCATIONAL FACILITIES. SCHEDULE K, PART II COMMERCIAL PAPER DEBT FOR CEFA CP, PART II, LINE 3 IS THE MAXIMUM AMOUNT OF COMMERCIAL PAPER THAT IS AUTHORIZED UNDER THAT ISSUE. AT AUGUST 31, 2011, COMMERCIAL PAPER DEBT OUTSTANDING WAS $92,682,000. ADDITIONAL AMOUNTS SPENT REPRESENT INVESTMENT EARNINGS. SCHEDULE K, PART II, LINE 3 TOTAL PROCEEDS THE DIFFERENCE BETWEEN LINE 3 AND SCHEDULE K, PART I, COLUMN (E) AMOUNTS REPRESENTS INVESTMENT EARNINGS. SCHEDULE K, PART III REFINANCING CEFA SERIES T-4 AND T-5 PROCEEDS WERE USED TO REFINANCE DEBT ISSUED PRIOR TO JANUARY 1, 2003. ACCORDINGLY, PART III IS NOT COMPLETED FOR THESE ISSUES. SCHEDULE K, PART III, LINES 4-5 PRIVATE BUSINESS USE STANFORD UNIVERSITY FINANCES ITS FACILITIES WITH A COMBINATION OF TAX-EXEMPT DEBT, TAXABLE DEBT, GIFTS AND OTHER UNIVERSITY FUNDS. OCCASIONALLY, SOME OF THESE FACILITIES WILL HOUSE ACTIVITIES THAT MAY CONSTITUTE "PRIVATE BUSINESS USE", AS DEFINED IN IRC SECTION 141. FOR INSTANCE, STANFORD MAY RENT A SMALL PORTION OF A FACILITY TO A FOR-PROFIT OPERATOR OF CAFETERIAS (PRIMARILY FOR THE CONVENIENCE OF FACULTY, STAFF, STUDENTS AND THEIR GUESTS). IN OTHER SITUATIONS, STANFORD MAY RECEIVE A GENEROUS CORPORATE GIFT TO FUND A PORTION OF A BUILDING AND MAY CHOOSE TO ACKNOWLEDGE SUCH GENEROSITY BY NAMING A CLASSROOM, LIBRARY OR AUDITORIUM IN HONOR OF THE CORPORATE DONOR. IN SUCH CASES, STANFORD ELECTS THE "UNDIVIDED PORTION ALLOCATION METHOD" DESCRIBED IN PROPOSED TREASURY REGULATION SECTION 1.141-D(6), AND THUS ALLOCATES SUCH "PRIVATE BUSINESS USE" FIRST TO THAT PORTION OF THE FACILITY FUNDED BY TAXABLE DEBT, GIFTS OR OTHER UNIVERSITY FUNDS. ACCORDINGLY, STANFORD REPORTS 0% AS THE PERCENTAGE OF FINANCED PROPERTY USED IN PRIVATE BUSINESS USE (PART III, QUESTION 4). IN ADDITION TO THE CONSTRUCTION COST OF BUILDINGS, TAX-EXEMPT DEBT ALSO FUNDED A SIGNIFICANT PORTION OF THE UNIVERSITY'S INFRASTRUCTURE, INCLUDING ROADS AND UNDERGROUND UTILITIES. THE PORTION OF THE FUNDING OF THESE IMPROVEMENTS BY SOURCES OTHER THAN TAX-EXEMPT DEBT AS A PERCENTAGE OF TOTAL FUNDING WAS WELL IN EXCESS OF THE MEASURED AMOUNT OF PRIVATE BUSINESS USE TO TOTAL USE. ACCORDINGLY, THE AMOUNTS REPORTED ON PART III, LINES 4 AND 5, FOR THE PERCENTAGE OF FINANCED PROPERTY USED IN PRIVATE BUSINESS USE BY OTHER ENTITIES AND AS A RESULT OF AN UNRELATED TRADE OR BUSINESS ACTIVITY, RESPECTIVELY, ARE ZERO. BOND ISSUANCE COSTS (BIC) AS A PERCENTAGE OF THE TOTAL PROCEEDS BY BOND ISSUE ARE: ISSUE: BIC% CEFA CP 0.0000% CEFA SERIES S 0.5476% CEFA SERIES T-1 0.4314% CEFA SERIES T-4 0.5048% CEFA SERIES T-5 0.0028% CEFA SERIES U-1 0.6483% SCHEDULE K, PART IV FORM 8038-T DURING THE PERIODS SINCE THESE BONDS WERE ISSUED, THE INTEREST RATE ON THE BONDS HAS EXCEEDED THE INVESTMENT RETURN ON ANY UNSPENT PROCEEDS. ACCORDINGLY, NO FORM 8038-T HAS BEEN ISSUED. FORM 990, SCHEDULE L, PART II LOANS TO/FROM INTERESTED PERSONS LOANS TO INTERESTED PERSONS ARE DISCLOSED IN SCHEDULE L, PART II. IN EACH CASE THE LOAN IS MADE FROM STANFORD TO THE INDIVIDUAL (COLUMN B). NONE OF THESE LOANS ARE IN DEFAULT (COLUMN E). ALL LOANS HAVE BEEN APPROVED BY THE BOARD OF TRUSTEES (COLUMN F) AND FOR EACH LOAN ISSUED, THERE EXISTS A WRITTEN AGREEMENT BETWEEN STANFORD AND THE BORROWER (COLUMN G). PURSUANT TO PROGRAMS INTENDED TO FACILITATE HOUSING FOR EMPLOYEES, THE UNIVERSITY HOLDS MORTGAGES AND LEASEHOLDS ON CERTAIN HOUSES ON OR NEAR CAMPUS OWNED AND OCCUPIED BY EMPLOYEES AND THEIR FAMILIES, WHICH, FROM TIME TO TIME, COULD INCLUDE OFFICERS AND KEY EMPLOYEES OF THE UNIVERSITY.

Schedule R IRS990ScheduleR

Form990 Schedule R Part I Form990ScheduleRPartI (17 entries)

Address Line1AddressUS/AddressLine1CityAddressUS/CityStateAddressUS/StateZIP CodeAddressUS/ZIPCodePrimary ActivitiesPrimaryActivitiesLegal Domicile StateLegalDomicileStateTotal IncomeTotalIncomeEOY AssetsEOYAssetsBusiness Name Line1DirectControllingEntityName/BusinessNameLine1EINEIN
CARDINAL NEWBURY GP LLC
C/O SMC 635 KNIGHT WAYSTANFORDCA94305INVESTMENTDE3106356NA
CARDINAL NEWBURY LP LLC
C/O SMC 635 KNIGHT WAYSTANFORDCA94305INVESTMENTDE2915225974605NA
CARDINAL REGENT GP LLC
C/O SMC 635 KNIGHT WAYSTANFORDCA94305INVESTMENTTX00NA912116646
CARDINAL REGENT LP LLC
C/O SMC 635 KNIGHT WAYSTANFORDCA94305INVESTMENTDE13531663NA912116398
FAIRFIELD NORTH SEA ENERGY LLC
C/O SMC 635 KNIGHT WAYSTANFORDCA94025INVESTMENTDE4362810686968056NA
SAND HILL INVESTMENTS GP LLC
C/O SMC 635 KNIGHT WAYSTANFORDCA94305INVESTMENTDE00NA412262027
SMC DE LLC
C/O SMC 635 KNIGHT WAYSTANFORDCA94305INVESTMENTDE1924305296273NA
SAND HILL INVESTMENTS LP
C/O SMC 635 KNIGHT WAYSTANFORDCA94305INVESTMENTDE469290674672467NA351557441
ALTIRA TECHNOLOGY FUND IV DIRECT INVEST
C/O SMC 635 KNIGHT WAYSTANFORDCA94305InvestmentDE70713812542365NA
CYPRESS MARINA PARTNERS LLC
C/O SMC 635 KNIGHT WAYSTANFORDCA94305REAL ESTATECA-33188676752260NA954890334
OTL LLC
3145 PORTER DRIVEPALO ALTOCA94304TECHNOLOGYCA504046536NA941156365
SU ACQUISITION LLC
3145 PORTER DRIVEPALO ALTOCA94304REAL ESTATEDE6645310NA941156365
SAA SIERRA PROGRAMS LLC
3145 PORTER DRIVEPALO ALTOCA94304ALUM RELATIONCA55282518796633NA941156365
ANTS AT WORK LLC
3145 PORTER DRIVEPALO ALTOCA94304researchNM055000NA941156365
SHR HOTEL LLC
3145 PORTER DRIVEPALO ALTOCA94304REAL ESTATECA36689000141556049NA412277925
SPECIALTY EVENTS LLC
3145 PORTER DRIVEPALO ALTOCA94304GEN. BUS. OPSCA00NA273665473
SNOWCREEK VII LLC
C/O SMC 635 KNIGHT WAYSTANFORDCA94305REAL ESTATECA1019030810554649NA954890334

Form990 Schedule R Part II Form990ScheduleRPartII (8 entries)

Address Line1AddressUS/AddressLine1CityAddressUS/CityStateAddressUS/StateZIP CodeAddressUS/ZIPCodeEINEINPrimary ActivitiesPrimaryActivitiesLegal Domicile StateLegalDomicileStateExempt Code SectionExemptCodeSectionPublic Charity StatusPublicCharityStatusBusiness Name Line1DirectControllingEntityName/BusinessNameLine1Controlled OrgControlledOrg
STANFORD HOSPITAL AND CLINICS
300 PASTEUR DRIVE MC 5555STANFORDCA94304946174066HEALTHCARECA501(C)(3)3STANFORDtrue
LUCILE SALTER PACKARD CHILDRENS HOSPITAL
725 WELCH ROAD MC 5553PALO ALTOCA94304770003859HEALTHCARECA501(C)(3)3STANFORDtrue
THE FREIDENRICH SUPPORT FOUNDATION
3145 PORTER DRIVEPALO ALTOCA94304300519583EDUCATIONALCA501(C)(3)11, TYPE 1STANFORDtrue
PACIFIC-12 CONFERENCE
1350 TREAT BOULEVARDWALNUT CREEKCA94597941459048EDUCATIONALCA501(C)(3)11, TYPE 1NAfalse
SHR HOLDINGS INC
3145 PORTER DRIVEPALO ALTOCA94304943187167REAL ESTATECA501(C)(25)N/ASTANFORDtrue
STANFORD UNIV TRUST POST RETEMPYNT BEN
3145 PORTER DRIVEPALO ALTOCA94304943246199BENEFITSCA501(C)(9)N/ASTANFORDtrue
UNIVERSITY HEALTHCARE ALLIANCE
855 OAK GROVE AVE SUITE 100MENLO PARKCA94205943192446HEALTHCARECA501(C)(3)3NAtrue
THE DUDLEY E CHAMBERS FOUNDATION
JP MORGAN CHASE PO BOX 3038MILWAUKEEWI53201386841793SUPPORTWI501(C)(3)11,TYPE IIINAfalse

Form990 Schedule R Part III Form990ScheduleRPartIII (27 entries)

Address Line1AddressUS/AddressLine1CityAddressUS/CityStateAddressUS/StateZIP CodeAddressUS/ZIPCodeEINEINPrimary ActivityPrimaryActivityLegal Domicile StateLegalDomicileStateBusiness Name Line1DirectControllingEntityName/BusinessNameLine1Predominant Income TypePredominantIncomeTypeShare Of Total IncomeShareOfTotalIncomeShare Of EOY AssetsShareOfEOYAssetsDisproportionate AllocationsDisproportionateAllocationsGeneral Or Managing PartnerGeneralOrManagingPartnerPercentage OwnershipPercentageOwnershipAddress Line1AddressForeign/AddressLine1CityAddressForeign/CityProvince Or StateAddressForeign/ProvinceOrStateCountryAddressForeign/CountryPostal CodeAddressForeign/PostalCodeLegal Domicile Foreign CountryLegalDomicileForeignCountryCode VCodeVAmount
ARCOLA LP
C/O ARCOLOA GP LLC 1 EMBARCADERO CSAN FRANCISCOCA02108204222260REAL ESTATE DDENAEXCLUDED91092000277falsefalse0.91950
ATWATER 12 LP
2001 ROSS AVENUE SUITE 3400DALLASTX75201752944481REAL ESTATE IDENAEXCLUDED146878421496401falsefalse0.70000
AVENUE ASIA CAPITAL PARTNERS LP
399 Park Avenue 6th FloorNEW YORKNY10022010553224FOREIGN INV.DENAEXCLUDED211503211025142falsefalse0.79560
JER R E QUALIFIED PARTNERS EUROPE LP
C/O JE ROBERT COS 1650 TYSON BLSTE MCLEANVA22102542029560REAL ESTATE IDENAEXCLUDED-126474581690falsefalse0.99000
KEB INVESTORS II LP
FOREIGN INV.NAEXCLUDED632161369978410falsefalse0.63820wASHINGTON MALL STE 304 7 REID STHAMILTONBDBDBDBD
LINCOLN COMMERCE PARK II LTD
PO BOX 1920DALLASTX75221204681486REAL ESTATE DDENAEXCLUDED78369317531971falsefalse0.70000
PALO ALTO LP
FOREIGN INV.NAEXCLUDED-15578407118491438falsefalse0.99900WHITELEY CHAMBERS DON STREETST. HELIERJEXC JE4 9WGJE
PARMENTER REALTY FUND II LP
1111 BRICKELL AVENUE SUITE 2910MIAMIFL33131200973616REAL ESTATE IDENAEXCLUDED813552141341falsefalse0.75410
REGENT OFFICE CENTER LP
c/o Bentall Kennedy US LP 1215 4SEATTLEWA98161912116424REAL ESTATE ITXCARDINAL REGENTEXCLUDED13531663falsefalse0.89900
SANDPIPER FUND LP
2100 MCKINNEY AVENUE SUITE 1770DALLASTX75201260341626INV. IN SECURTXNAEXCLUDED142031563998397falsefalse0.94280
SAROFIM MULTIFAMILY PARTNERS LP
8115 PRESTON ROAD SUITE 400DALLASTX75225201929002Real Estate DDENAEXCLUDED-242500082652713falsefalse0.63750-$270,782
SIC PARTNERS LLC
C/O STANFORD MGT CO 635 KNIGHT WASTANFORDCA94305300312996REAL ESTATE DCANAUNRELATED-2292300falsefalse0.00000-$236,575
SKY HARBOR ASSOCIATES LP
PO BOX 1920DALLASTX75221205803431COMM. PROP. IDENAEXCLUDED-1597327086014falsefalse0.70000
SNOWCREEK VI PARTNERS LLC
C/O SMC 2770 SAND HILL RDMENLO PARKCA94025861089966REAL ESTATE DCANAUNRELATED-7034831810183falsefalse0.98970-$703,483
STERLING STAMOS REAL ASSETS FUND (A) LP
250 PARK AVENUE 29TH FLOORNEW YORKNY10022203949682REAL ESTATE IDENAUNRELATED89615424681495falsefalse0.62640-$356,134
DEK PORTFOLIO LLC
C/O SPAULDING SLYE INV 1 PO SBOSTONMA02109043446765REAL ESTATE IDENAEXCLUDED-171904424478650falsefalse0.97310
BROWN BARK I LP
PO BOX 1068STAFFORDTX774971068721604614NOTES REC. INDENAEXCLUDED7934429955878falsefalse0.99000
BROWN BARK II LP
PO BOX 1068STAFFORDTX774971068208727391NOTES REC. INDENAEXCLUDED14002096312346falsefalse0.99000
BROWN BARK III LP
PO BOX 1068STAFFORDTX774971068261780743NOTES REC. INDENAEXCLUDED27881727538862falsefalse0.66000
FORTRESS IW COINVESTMENT (FUND B) LP
1345 AVE OF THE AMERICAS 23RD FLNEW YORKNY10105980509639TRAVEL INVNAEXCLUDED10066964861falsefalse0.71640CJ
JER REAL ESTATE PARTNERS EUROPE II LP
REAL ESTATE IJER ALBERTA LPEXCLUDED-726896312478510falsefalse0.60820CLARGES HOUSE 6-12 CLARGES STLONDONENUKW1J 8ADUK
GRE PROPERTIES LLC
3145 PORTER DRIVEPALO ALTOCA94304941156365REAL ESTATEAZNARELATED09108falsetrue1.00000
STANFORD PET-CT LLC
300 PASTEUR DRIVE M/C 5555STANFORDCA94305611423414MED. DIAGNOSICANARELATED3570274016259748falsefalse0.50000
CYPRESS MARINA HEIGHTS LP
2716 COEAN PARK BLVD SUITE 3025SANTA MONICACA90405954887979REAL ESTATE INVCACYPRESS MARINAUNRELATED-33188676752260falsefalse0.95390-$331,886
CEE EQUITY HOLDINGS LP
INVESTMENTSNAEXCLUDED656335514832209falsefalse1.00000Elizabeth House 9 Castle StSt. Helier,JerseyCJJE4 2QPCJ
LSF V DHB HOLDINGS LP
2711 North Haskell Avenue Suite 17DALLASTX75204272858604INVESTMENTS IN REDENAEXCLUDED06917688falsefalse0.61880
SIC SNOWCREEK VIII LLC
635 KNIGHT WAYSTANFORDCA94305275431605REAL ESTATE DEVCANAUNRELATED-24379745341925falsefalse0.99870-$291,713

Form990 Schedule R Part IV Form990ScheduleRPartIV (19 entries)

Address Line1AddressForeign/AddressLine1CityAddressForeign/CityCountryAddressForeign/CountryPrimary ActivityPrimaryActivityLegal Domicile Foreign CountryLegalDomicileForeignCountryBusiness Name Line1DirectControllingEntityName/BusinessNameLine1Type Of EntityTypeOfEntityShare Of Total IncomeShareOfTotalIncomeShare Of EOY AssetsShareOfEOYAssetsPercentage OwnershipPercentageOwnershipPostal CodeAddressForeign/PostalCodeEINEINAddress Line1AddressUS/AddressLine1CityAddressUS/CityStateAddressUS/StateZIP CodeAddressUS/ZIPCodeLegal Domicile StateLegalDomicileStateProvince Or StateAddressForeign/ProvinceOrState
MARINER VOYAGER INTERNATIONAL LTD
C/O STUARTS CORP SVCS PO BOX 2510GEORGE TOWNCJINVESTMENTSCJNAC CORP-109690145477800.62677
NWQ CONCENTRATED FUND LTD
WALKER HOUSE 87 MARY STREETGEORGE TOWNCJINVESTMENTSCJNAC CORP13861126874976471.00000KY1-9002680661555
STANFORD SGGS EUROPE INC
UGLAND HOUSE S CHURCH STPO BOX 309GT, GEORGE TOWNCJINVESTMENTSCJNAC CORP12650082765489511.00000131684331
BLACK RIVER EMEA INVESTORS FUND LTD
UGLAND HOUSE S CHURCH STGEORGE TOWNCJINVESTMENTSCJNAC CORP364059511577776290.81646980428006
EAST SAIL
C/O INTL FS INC IFS COURTTWENTYEIGHT, CYBERCITY, EBENEMPINVESTMENTSMPNAC CORP13155977877213251.00000
GAVEA INVESTMENT FUND II-C LP
PO BOX 896GT HARBOUR CENTREGEORGE TOWNCJINVESTMENTSCJNAC CORP199994401032135990.53190980537952
JER ALBERTA LP
INVESTMENTSCANAC CORP-7268963127005851.00000980423557C/O JE ROBERT COS 1650 TYSON BLVDMCLEANVA22102
JER ALBERTA III LP
INVESTMENTSCANAC CORP1297977113929351.00000980493425c/o JE ROBERT COS 1650 TYSON BLVDMCLEANVA22102
MARBLETON PROPERTY FUND (ALBERTA) LP
Real Estate ICANAC CORP-12189512632040.64563980531893c/o JE ROBERT COMPANIES 1650 TYSMCLEANVA22102
CLAT (16)
CHARITABLE TRUSTSSTANFORD UNITRUSTCA
CRT (493)
CHARITABLE TRUSTSSTANFORD UNITRUSTCA
OTHER (11)
CHARITABLE TRUSTSSTANFORD UNITRUSTCA
PIF (94)
CHARITABLE TRUSTSSTANFORD UNITRUSTCA
PARDUS SPECIAL OPPORTUNITIES FUND II LTD
c/o Walkers SPV Ltd WALKER HOUSE87 MARY ST GEORGE TOWNCJINVESTMENTCJNAC CORP6795285541587140.54414KY1-9002CJ
MIDPOINT TECHNOLOGY PARK
REAL ESTATENAC CORP6892863316961.000009432872543145 PORTER DRPALO ALTOCA94304CA
NORTHWEST CAMPUS MIDPOINT
REAL ESTATENAC CORP2031761091381.000002016279583145 PORTER DRPALO ALTOCA94304CA
STANFORD PROGRAMME (CAPE TOWN)
WAVERLY BUSINESS PARK BUILDING 11CAPE TOWNSFEDUCATIONSFNAC CORP5900882817591.00000
THE HONG KONGSU CHARITABLE TRUST
EDUCATIONHKNATRUST3108462536821.00000
THE STANFORD TRUST (UK)
EDUCATIONUKNATRUST1188862229051.00000
FieldValueIRS element (for citing)
Receipt Of Int Ann Rents RoyaltiesfalseReceiptOfIntAnnRentsRoyalties
Gift Grant Or Cap Contr To Other OrgtrueGiftGrantOrCapContrToOtherOrg
Gift Grant Or Cap Contr Fr Other OrgtrueGiftGrantOrCapContrFrOtherOrg
Loans Or Guarantees To Other OrgfalseLoansOrGuaranteesToOtherOrg
Loans Or Guarantees From Other OrgfalseLoansOrGuaranteesFromOtherOrg
Sale Of Assets To Other OrgfalseSaleOfAssetsToOtherOrg
Purchase Of Assets From Other OrgfalsePurchaseOfAssetsFromOtherOrg
Exchange Of AssetsfalseExchangeOfAssets
Rental Of Facilities To Other OrgstrueRentalOfFacilitiesToOtherOrgs
Rental Of Facilities Fr Other OrgsfalseRentalOfFacilitiesFrOtherOrgs
Perform Of Services For Other OrgstruePerformOfServicesForOtherOrgs
Perform Of Services By Other OrgstruePerformOfServicesByOtherOrgs
Sharing Of FacilitiestrueSharingOfFacilities
Sharing Of Paid EmployeestrueSharingOfPaidEmployees
Reimbursement Paid To Other OrgtrueReimbursementPaidToOtherOrg
Reimbursement Paid By Other OrgtrueReimbursementPaidByOtherOrg
Other Transfer To Other OrgtrueOtherTransferToOtherOrg
Other Transfer From Other OrgtrueOtherTransferFromOtherOrg

Transactions Related Orgs Table TransactionsRelatedOrgsTable (52 entries)

Transaction TypeTransactionTypeAmount InvolvedAmountInvolvedMethod Of Amt DeterminationMethodOfAmtDetermination
ALTIRA TECHNOLOGY FUND IV DIRECT INVESTOR LLC
R2442514BANK RECORDS
ATWATER 12 LP
B144825BANK RECORDS
ATWATER 12 LP
R1931000BANK RECORDS
AVENUE ASIA CAPITAL PARTNERS LP
R3621302BANK RECORDS
BLACK RIVER EMEA INVESTORS FUND LTD
R30000000BANK RECORDS
BROWN BARK I LP
R1682949BANK RECORDS
BROWN BARK II LP
R2079001BANK RECORDS
BROWN BARK III LP
R5869209BANK RECORDS
CARDINAL NEWBURY GP LLC
B118913BANK RECORDS
CEE EQUITY HOLDINGS LP
B3141760BANK RECORDS
CYPRESS MARINA PARTNERS LLC
B7050000BANK RECORDS
DEK PORTFOLIO LLC
R9521126BANK RECORDS
DEK PORTFOLIO LLC
B879698BANK RECORDS
EAST SAIL
R29910361BANK RECORDS
EAST SAIL
B2743814BANK RECORDS
FAIRFIELD NORTH SEA ENERGY LLC
B5776237BANK RECORDS
GAVEA INVESTMENT FUND II-C LP
R47000000BANK RECORDS
JER REAL ESTATE QUALIFIED PARTNERS EUROPE LP
R619960BANK RECORDS
JER ALBERTA LP
R2763914BANK RECORDS
KEB INVESTORS II LP
R33067925BANK RECORDS
LINCOLN COMMERCE PARK II LTD
B1278060BANK RECORDS
MARINER VOYAGER FUND INTERNATIONAL LTD
R4006400BANK RECORDS
PARDUS SPECIAL OPPORTUNITIES FUND II LTD
R22500000BANK RECORDS
PARMENTER REALTY FUND II LP
R1524254BANK RECORDS
PARMENTER REALTY FUND II LP
B160168BANK RECORDS
SAND HILL INVESTMENTS LP
R268387BANK RECORDS
SAND HILL INVESTMENTS LP
B9868403BANK RECORDS
SKY HARBOR ASSOCIATES LP
R45000BANK RECORDS
SKY HARBOR ASSOCIATES LP
B480310BANK RECORDS
SMC DE LLC
R3951475BANK RECORDS
SNOWCREEK VI PARTNERS LLC
R950788BANK RECORDS
SNOWCREEK VII LLC
B12970155BANK RECORDS
STANFORD SGGS EUROPE INC
R12273593BANK RECORDS
STANFORD SGGS EUROPE INC
B3363192BANK RECORDS
STERLING STAMOS REAL ASSETS FUND (A) LP
R247649BANK RECORDS
STERLING STAMOS REAL ASSETS FUND (A) LP
B575862BANK RECORDS
LUCILE SALTER PACKARD CHILDRENS HOSPITAL
C24084462BOOK
LUCILE SALTER PACKARD CHILDRENS HOSPITAL
C881155BOOK
LUCILE SALTER PACKARD CHILDRENS HOSPITAL
I1240529BOOK
LUCILE SALTER PACKARD CHILDRENS HOSPITAL
J837336BOOK
LUCILE SALTER PACKARD CHILDRENS HOSPITAL
K108324815BOOK
LUCILE SALTER PACKARD CHILDRENS HOSPITAL
L2009936BOOK
LUCILE SALTER PACKARD CHILDRENS HOSPITAL
R26779847BOOK
STANFORD HOSPITAL AND CLINICS
B352305BOOK
STANFORD HOSPITAL AND CLINICS
C6968315BOOK
STANFORD HOSPITAL AND CLINICS
I3651306BOOK
STANFORD HOSPITAL AND CLINICS
J7140785BOOK
STANFORD HOSPITAL AND CLINICS
K292029108BOOK
STANFORD HOSPITAL AND CLINICS
L35135470BOOK
STANFORD HOSPITAL AND CLINICS
R84915206BOOK
FREIDENRICH SUPPORT FOUNDATION
R5370000BOOK
STANFORD UNIVERSITY TRUST FOR POSTRETIREMENT
Q30575334BOOK

Form990 Schedule R Part VII Form990ScheduleRPartVII

FieldValueIRS element (for citing)
IdentifierSCHEDULE R, PART IV, LINE (3)Identifier
ExplanationCHARITABLE LEAD ANNUITY TRUSTS ARE PRINCIPALLY DOMICILED IN CALIFORNIA. SCHEDULE R, PART IV, LINE (4) CHARITABLE REMAINDER TRUSTS ARE PRINCIPALLY DOMICILED IN CALIFORNIA. SCHEDULE R, PART IV, LINE (5) OTHER TRUSTS ARE PRINCIPALLY DOMICILED IN CALIFORNIA. SCHEDULE R, PART IV, LINE (6) POOLED INVESTMENT FUNDS ARE PRINCIPALLY DOMICILED IN CALIFORNIA.Explanation