RAND CORPORATION: Form 990, tax year 2009
View the entire original 990 at ProPublica ↗
- Organization
- RAND CORPORATION (EIN 95-1958142)
- Tax period
- 2009-09-28 to 2010-09-26
- Filed
- 2011-02-14
- IRS object ID
- 201100459349301405
- Schema version
- 2009v1.7
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990
- Schedule A
- Schedule B
- Schedule C
- Schedule D
- Schedule F
- Schedule I
- Schedule J
- Schedule K
- Schedule L
- Schedule O
- Schedule R
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2011-02-14T14:14:37-06:00 | Timestamp |
| Tax Period End Date | 2010-09-26 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ERNST & YOUNG US LLP | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 18111 VON KARMAN AVENUE SUITE 1000 | AddressLine1 |
| City | IRVINE | City |
| State | CA | State |
| ZIP Code | 92612 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990 | ReturnType |
| Tax Period Begin Date | 2009-09-28 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 951958142 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RAND Corporation | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | RAND | NameControl |
| Phone | 3103930411 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1776 MAIN STREET PO BOX 2138 | AddressLine1 |
| City | SANTA MONICA | City |
| State | CA | State |
| ZIP Code | 904072138 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | Richard Fallon | Name |
| Title | VIce President & CFO | Title |
| Date Signed | 2011-02-11 | DateSigned |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 9497942300 | Phone |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2009 | TaxYear |
| Build TS | 2016-02-24 21:20:13Z | BuildTS |
Form 990 IRS990
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Of Principal Officer Person | James Thomson | NameOfPrincipalOfficerPerson |
Address Principal Officer US AddressPrincipalOfficerUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | Same as C above | AddressLine1 |
| City | SANTA MONICA | City |
| State | CA | State |
| ZIP Code | 90401 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Gross Receipts | 289869207 | GrossReceipts |
| Group Return For Affiliates | false | GroupReturnForAffiliates |
| Organization501c | X | Organization501c |
| Web Site | WWW.RAND.ORG | WebSite |
| Type Of Organization Corporation | X | TypeOfOrganizationCorporation |
| Year Formation | 1948 | YearFormation |
| State Legal Domicile | CA | StateLegalDomicile |
| Activity Or Mission Description | Help Improve Policy and Decision Making Through Research and Analysis. | ActivityOrMissionDescription |
| Nbr Voting Members Governing Body | 21 | NbrVotingMembersGoverningBody |
| Nbr Independent Voting Members | 19 | NbrIndependentVotingMembers |
| Total Nbr Employees | 2051 | TotalNbrEmployees |
| Total Nbr Volunteers | 11 | TotalNbrVolunteers |
| Total Gross UBI | -257116 | TotalGrossUBI |
| Net Unrelated Business Txbl Income | 0 | NetUnrelatedBusinessTxblIncome |
| Contributions Grants Prior Year | 231780065 | ContributionsGrantsPriorYear |
| Contributions Grants Current Year | 244912391 | ContributionsGrantsCurrentYear |
| Program Service Revenue Prior Year | 10159813 | ProgramServiceRevenuePriorYear |
| Program Service Revenue CY | 10335040 | ProgramServiceRevenueCY |
| Investment Income Prior Year | 6581260 | InvestmentIncomePriorYear |
| Investment Income Current Year | 4715061 | InvestmentIncomeCurrentYear |
| Other Revenue Prior Year | 1663384 | OtherRevenuePriorYear |
| Other Revenue Current Year | 1943608 | OtherRevenueCurrentYear |
| Total Revenue Prior Year | 250184522 | TotalRevenuePriorYear |
| Total Revenue Current Year | 261906100 | TotalRevenueCurrentYear |
| Grants And Similar Amnts Prior Year | 310564 | GrantsAndSimilarAmntsPriorYear |
| Grants And Similar Amnts CY | 260643 | GrantsAndSimilarAmntsCY |
| Benefits Paid To Members Prior Year | 0 | BenefitsPaidToMembersPriorYear |
| Benefits Paid To Members CY | 0 | BenefitsPaidToMembersCY |
| Salaries Etc Prior Year | 171239126 | SalariesEtcPriorYear |
| Salaries Etc Current Year | 177857180 | SalariesEtcCurrentYear |
| Total Prof Fundrsng Exp Prior Year | 0 | TotalProfFundrsngExpPriorYear |
| Total Prof Fundrsng Exp CY | 0 | TotalProfFundrsngExpCY |
| Total Fundrsng Exp Current Year | 3477120 | TotalFundrsngExpCurrentYear |
| Other Expense Prior Year | 78779909 | OtherExpensePriorYear |
| Other Expenses Current Year | 84637310 | OtherExpensesCurrentYear |
| Total Expenses Prior Year | 250329599 | TotalExpensesPriorYear |
| Total Expenses Current Year | 262755133 | TotalExpensesCurrentYear |
| Revenues Less Expenses Prior Year | -145077 | RevenuesLessExpensesPriorYear |
| Revenues Less Expenses CY | -849033 | RevenuesLessExpensesCY |
| Total Assets BOY | 383344958 | TotalAssetsBOY |
| Total Assets EOY | 394761856 | TotalAssetsEOY |
| Total Liabilities BOY | 211239407 | TotalLiabilitiesBOY |
| Total Liabilities EOY | 215267071 | TotalLiabilitiesEOY |
| Net Assets Or Fund Balances BOY | 172105551 | NetAssetsOrFundBalancesBOY |
| Net Assets Or Fund Balances EOY | 179494785 | NetAssetsOrFundBalancesEOY |
| Mission Description | Help Improve Policy and Decision Making Through Research and Analysis. | MissionDescription |
| Significant New Program Services | false | SignificantNewProgramServices |
| Significant Change | false | SignificantChange |
| Expense | 192951975 | Expense |
| Grants | 260643 | Grants |
| Revenue | 10335040 | Revenue |
| Description | Public Policy Research All in the Furtherance of our charter "to further and promote scientific, educational, and charitable purposes all for the public welfare and security of the United States" and the operation of doctoral degree programs. | Description |
| Total Program Service Expense | 192951975 | TotalProgramServiceExpense |
| Described In501 C3 | true | DescribedIn501C3 |
| Schedule B Required | true | ScheduleBRequired |
| Political Activities | false | PoliticalActivities |
| Lobbying Activities | true | LobbyingActivities |
| Donor Advised Funds | false | DonorAdvisedFunds |
| Conservation Easements | false | ConservationEasements |
| Collections Of Art | false | CollectionsOfArt |
| Credit Counseling | true | CreditCounseling |
| Term Or Permanent Endowments | true | TermOrPermanentEndowments |
| Balance Sheet Amounts Reported | true | BalanceSheetAmountsReported |
| Independent Audit Financial Stmt | false | IndependentAuditFinancialStmt |
| Consolidated Audit Financial Stmt | true | ConsolidatedAuditFinancialStmt |
| School | false | School |
| Foreign Office | true | ForeignOffice |
| Foreign Activities | true | ForeignActivities |
| More Than5000 K To Organizations | false | MoreThan5000KToOrganizations |
| More Than5000 K To Individuals | false | MoreThan5000KToIndividuals |
| Professional Fundraising | false | ProfessionalFundraising |
| Fundraising Activities | false | FundraisingActivities |
| Gaming | false | Gaming |
| Hospital | false | Hospital |
| Grants To Organizations | false | GrantsToOrganizations |
| Grants To Individuals | true | GrantsToIndividuals |
| Schedule J Required | true | ScheduleJRequired |
| Tax Exempt Bonds | true | TaxExemptBonds |
| Invest Tax Exempt Bonds | false | InvestTaxExemptBonds |
| Escrow Account | false | EscrowAccount |
| On Behalf Of Issuer | false | OnBehalfOfIssuer |
| Excess Benefit Transaction | false | ExcessBenefitTransaction |
| Prior Excess Benefit Transaction | false | PriorExcessBenefitTransaction |
| Loan To Officer Or DQP | false | LoanToOfficerOrDQP |
| Grant To Related Person | false | GrantToRelatedPerson |
| Bsnss Rltnshp With Organization | false | BsnssRltnshpWithOrganization |
| Bsnss Rltnshp Thru Family Member | true | BsnssRltnshpThruFamilyMember |
| Officer Entity With Bsnss Rltnshp | false | OfficerEntityWithBsnssRltnshp |
| Deductible Non Cash Contributions | false | DeductibleNonCashContributions |
| Deductible Contributions Of Art | false | DeductibleContributionsOfArt |
| Terminated | false | Terminated |
| Partial Liquidation | false | PartialLiquidation |
| Disregarded Entity | false | DisregardedEntity |
| Related Entity | true | RelatedEntity |
| Related Org Controlled Entity | true | RelatedOrgControlledEntity |
| Transfers To Exempt Non Chrtbl Org | true | TransfersToExemptNonChrtblOrg |
| Activities Conducted Partnership | false | ActivitiesConductedPartnership |
| Schedule O Required | true | ScheduleORequired |
| Number Forms Transmitted With1096 | 436 | NumberFormsTransmittedWith1096 |
| Number W2 G Included | 0 | NumberW2GIncluded |
| Compliance With Backup Witholding | true | ComplianceWithBackupWitholding |
| Number Of Employees | 2051 | NumberOfEmployees |
| Employment Tax Returns Filed | true | EmploymentTaxReturnsFiled |
| Unrelated Business Income | true | UnrelatedBusinessIncome |
| Form990-T Filed | true | Form990-TFiled |
| Foreign Financial Account | true | ForeignFinancialAccount |
| Name Of Foreign Country | QA | NameOfForeignCountry |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTrans |
| Taxable Party Notification | false | TaxablePartyNotification |
| Non Deductible Contributions | false | NonDeductibleContributions |
| Quid Pro Quo Contributions | true | QuidProQuoContributions |
| Quid Pro Quo Disclosure | true | QuidProQuoDisclosure |
| Form8282 Property Disposed Of | false | Form8282PropertyDisposedOf |
| Funds To Pay Premiums | false | FundsToPayPremiums |
| Premiums Paid | false | PremiumsPaid |
| Nbr Voting Governing Body Members | 21 | NbrVotingGoverningBodyMembers |
| Number Independent Voting Members | 19 | NumberIndependentVotingMembers |
| Family Or Business Relationship | false | FamilyOrBusinessRelationship |
| Delegation Of Management Duties | false | DelegationOfManagementDuties |
| Changes To Organizing Docs | false | ChangesToOrganizingDocs |
| Material Diversion Or Misuse | false | MaterialDiversionOrMisuse |
| Members Or Stockholders | false | MembersOrStockholders |
| Election Of Board Members | false | ElectionOfBoardMembers |
| Decisions Subject To Approval | false | DecisionsSubjectToApproval |
| Minutes Of Governing Body | true | MinutesOfGoverningBody |
| Minutes Of Committees | true | MinutesOfCommittees |
| Officer Mailing Address | false | OfficerMailingAddress |
| Local Chapters | false | LocalChapters |
| Form990 Provided To Governing Body | false | Form990ProvidedToGoverningBody |
| Conflict Of Interest Policy | true | ConflictOfInterestPolicy |
| Annual Disclosure Covered Persons | true | AnnualDisclosureCoveredPersons |
| Regular Monitoring Enforcement | true | RegularMonitoringEnforcement |
| Whistleblower Policy | true | WhistleblowerPolicy |
| Document Retention Policy | true | DocumentRetentionPolicy |
| Compensation Process CEO | true | CompensationProcessCEO |
| Compensation Process Other | true | CompensationProcessOther |
| Investment In Joint Venture | false | InvestmentInJointVenture |
| States Where Copy Of Return Is Filed | AL | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | CA | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | DC | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | LA | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | MA | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | MS | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | NJ | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | NY | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | PA | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | VA | StatesWhereCopyOfReturnIsFiled |
| Upon Request | X | UponRequest |
The Books Are In Care Of TheBooksAreInCareOf
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Person | Richard Fallon | NamePerson |
| Telephone Number | 3103930411 | TelephoneNumber |
Address US AddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1776 MAIN STREET | AddressLine1 |
| City | SANTA MONICA | City |
| State | CA | State |
| ZIP Code | 904013208 | ZIPCode |
Form990 Part VII Section A Form990PartVIISectionA (52 entries)
| TitleTitle | Average Hours Per WeekAverageHoursPerWeek | Individual Trustee Or DirectorIndividualTrusteeOrDirector | OfficerOfficer | Reportable Comp From OrganizationReportableCompFromOrganization | Reportable Comp From Related OrgsReportableCompFromRelatedOrgs | Other CompensationOtherCompensation | Highest Compensated EmployeeHighestCompensatedEmployee | FormerFormer |
|---|---|---|---|---|---|---|---|---|
| JAMES A THOMSON | ||||||||
| President and CEO | 40.0 | X | X | 592707 | 0 | 141184 | ||
| BARBARA BARRETT | ||||||||
| TRUSTEE | 1.0 | X | 2100 | 0 | 0 | |||
| RICHARD DANZIG | ||||||||
| TRUSTEE | 1.0 | X | 2100 | 0 | 0 | |||
| FRANCIS FUKUYAMA | ||||||||
| TRUSTEE | 1.0 | X | 1400 | 0 | 0 | |||
| RICHARD GEPHARDT | ||||||||
| TRUSTEE | 1.0 | X | 0 | 0 | 0 | |||
| JOHN W HANDY | ||||||||
| TRUSTEE | 1.0 | X | 2100 | 0 | 0 | |||
| KAREN ELLIOT HOUSE | ||||||||
| TRUSTEE | 1.0 | X | 0 | 0 | 0 | |||
| JEN-HSUN HUANG | ||||||||
| TRUSTEE | 1.0 | X | 0 | 0 | 0 | |||
| PAUL G KAMINSKI | ||||||||
| TRUSTEE | 1.0 | X | 6520 | 0 | 0 | |||
| JOHN KEANE | ||||||||
| TRUSTEE | 1.0 | X | 700 | 0 | 0 | |||
| LYDIA H KENNARD | ||||||||
| TRUSTEE | 1.0 | X | 4900 | 0 | 0 | |||
| ANN MCLAUGLIN KOROLOGOS | ||||||||
| TRUSTEE | 1.0 | X | 2100 | 0 | 0 | |||
| PHILIP LADER | ||||||||
| TRUSTEE | 1.0 | X | 6300 | 0 | 0 | |||
| PETER LOWY | ||||||||
| TRUSTEE | 1.0 | X | 0 | 0 | 0 | |||
| MICHAEL LYNTON | ||||||||
| TRUSTEE | 1.0 | X | 0 | 0 | 0 | |||
| CHARLES MARTIN | ||||||||
| TRUSTEE | 1.0 | X | 2100 | 0 | 0 | |||
| PAUL H O'NEILL | ||||||||
| TRUSTEE | 1.0 | X | 3758 | 0 | 0 | |||
| RONALD L OLSON | ||||||||
| TRUSTEE | 1.0 | X | 0 | 0 | 0 | |||
| MICHAEL K POWELL | ||||||||
| TRUSTEE | 1.0 | X | 1400 | 0 | 0 | |||
| DONALD B RICE | ||||||||
| TRUSTEE | 1.0 | X | 8168 | 0 | 0 | |||
| JAMES E ROHR | ||||||||
| TRUSTEE | 1.0 | X | 0 | 0 | 0 | |||
| JAMES F ROTHENBERG | ||||||||
| TRUSTEE | 1.0 | X | 0 | 0 | 0 | |||
| HECTOR RUIZ | ||||||||
| TRUSTEE | 1.0 | X | 0 | 0 | 0 | |||
| CARLOS SLIM HEL | ||||||||
| TRUSTEE | 1.0 | X | 0 | 0 | 0 | |||
| DONALD TANG | ||||||||
| TRUSTEE | 1.0 | X | 0 | 0 | 0 | |||
| ROBERT WRIGHT | ||||||||
| TRUSTEE | 1.0 | X | 4200 | 0 | 0 | |||
| MICHAEL D RICH | ||||||||
| Executive Vice President | 40.0 | X | 405170 | 0 | 89925 | |||
| RICHARD FALLON | ||||||||
| Vice President and CFO | 40.0 | X | 303744 | 0 | 56564 | |||
| VIVIAN J ARTERBERY | ||||||||
| Corporate Secretary | 40.0 | X | 174761 | 0 | 36665 | |||
| ROBERT H BROOK | ||||||||
| Vice President | 40.0 | X | 196429 | 0 | 48074 | |||
| EUGENE C GRITTON | ||||||||
| Vice President | 40.0 | X | 261754 | 0 | 55075 | |||
| ANDREW HOEHN | ||||||||
| Vice President | 40.0 | X | 263812 | 0 | 46070 | |||
| WILLIAM P HORRIGAN | ||||||||
| Vice President | 40.0 | X | 239883 | 0 | 50344 | |||
| JEFFREY A ISAACSON | ||||||||
| Vice President | 40.0 | X | 109488 | 0 | 48780 | |||
| DEBRA S KNOPMAN | ||||||||
| Vice President | 40.0 | X | 212092 | 0 | 48591 | |||
| LINDSEY C KOZBERG | ||||||||
| Vice President | 40.0 | X | 251698 | 0 | 32488 | |||
| ADELE R PALMER | ||||||||
| Vice President | 40.0 | X | 242499 | 0 | 38673 | |||
| JACK RILEY | ||||||||
| Vice President | 40.0 | X | 189509 | 0 | 26299 | |||
| DEBRA SCHROEDER | ||||||||
| VP & General Counsel | 40.0 | X | 0 | 0 | 0 | |||
| JONATHAN GRANT | ||||||||
| Rand Europe President | 1.0 | X | 0 | 217422 | 15229 | |||
| SUSAN LYNN MARQUIS | ||||||||
| Dean-Pardee Graduate School | 40.0 | X | 319699 | 0 | 49742 | |||
| RICHARD E DARILEK | ||||||||
| UNIT HEAD-RESEARCH MGMT | 40.0 | 393131 | 0 | 47771 | X | |||
| OBAIDULLAH YOUNOSSI | ||||||||
| Senior Management Scientist | 40.0 | 355321 | 0 | 38522 | X | |||
| BRUCE NARDULLI | ||||||||
| Unit Head-Research Mgmt | 40.0 | 344342 | 0 | 33688 | X | |||
| ARIE KAPTEYN | ||||||||
| UNIT HEAD-RESEARCH MGMT | 40.0 | 318483 | 0 | 38131 | X | |||
| ELIZABETH A MCGLYNN | ||||||||
| Sr Principal Researcher | 40.0 | 317395 | 0 | 45398 | X | |||
| BRENT D BRADLEY | ||||||||
| FORMER OFC-DIR CORP STRATEGY | 35.0 | 192290 | 0 | 33839 | X | |||
| NATALIE W CRAWFORD | ||||||||
| FORMER OFC-SENIOR FELLOW | 40.0 | 206981 | 0 | 44142 | X | |||
| DAVID C GOMPERT | ||||||||
| FORMER OFC-SENIOR FELLOW | 24.0 | 118196 | 0 | 12374 | X | |||
| THOMAS L MCNAUGHER | ||||||||
| FORMAR OFC-SR PRIN RESEARCHER | 40.0 | 201685 | 0 | 39978 | X | |||
| JAMES T QUINLIVAN | ||||||||
| FORMER OFC-SENIOR O R ANALYST | 40.0 | 118242 | 0 | 32735 | X | |||
| CHARLES WOLF | ||||||||
| FORMER OFC-SR PRIN RESEARCHER | 40.0 | 181018 | 0 | 35061 | X | |||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Reportable Comp From Org | 6558175 | TotalReportableCompFromOrg |
| Total Reportable Comp Frm Rltd Orgs | 217422 | TotalReportableCompFrmRltdOrgs |
| Total Other Compensation | 1185342 | TotalOtherCompensation |
| Number Individuals GT100 K | 519 | NumberIndividualsGT100K |
| Formers Listed | true | FormersListed |
| Total Comp GT150 K | true | TotalCompGT150K |
| Compensation From Other Sources | false | CompensationFromOtherSources |
Contractor Compensation ContractorCompensation (5 entries)
| Address Line1AddressOfContractor/AddressUS/AddressLine1 | CityAddressOfContractor/AddressUS/City | StateAddressOfContractor/AddressUS/State | ZIP CodeAddressOfContractor/AddressUS/ZIPCode | Description Of ServicesDescriptionOfServices | CompensationCompensation |
|---|---|---|---|---|---|
| JOHNSON CONTROLS INC | |||||
| 5757 N GREEN BAY AVENUE | MILWAUKEE | WI | 53201 | BUILDING MAINTENANCE | 1102762 |
| SERVICON SYSTEMS INC | |||||
| 3965 LANDMARK STREET | CULVER CITY | CA | 90232 | JANITORIAL SERVICES | 593053 |
| SODEXO INC AFFILIATES | |||||
| 9801 WASHINGTONIAN BLDG | GAITHERSBURG | MD | 20878 | FOOD MANAGEMENT | 487308 |
| B2B STAFFING SERVICES INC | |||||
| 4141 BALL RD 150 | CYPRESS | CA | 90630 | LABOR SUPPORT | 460900 |
| PINKERTON GOVERNMENT SERVICES | |||||
| 1230 OAKMEAD PKWY STE 312 | SUNNYVALE | CA | 94085 | SECURITY SERVICES | 439352 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Number Of Contractors GT100 K | 26 | NumberOfContractorsGT100K |
| Government Grants | 205771500 | GovernmentGrants |
| All Other Contributions | 39140891 | AllOtherContributions |
| Total Contributions | 244912391 | TotalContributions |
Program Service Revenue ProgramServiceRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | FEE REVENUE | Description |
| Business Code | 900099 | BusinessCode |
| Total Revenue Column | 10335040 | TotalRevenueColumn |
| Related Or Exempt Function Income | 10335040 | RelatedOrExemptFunctionIncome |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Program Service Revenue | 10335040 | TotalProgramServiceRevenue |
Investment Income InvestmentIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 3658127 | TotalRevenueColumn |
| Unrelated Business Revenue | -257653 | UnrelatedBusinessRevenue |
| Exclusion | $3,915,780 | ExclusionAmount |
Income From Invest Bond Proceeds IncomeFromInvestBondProceeds
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 0 | TotalRevenueColumn |
Royalties Revenue RoyaltiesRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 0 | TotalRevenueColumn |
Gross Amount Sales Assets GrossAmountSalesAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | 19031115 | Securities |
| Other | 9986608 | Other |
Less Cost Oth Basis Sales Expenses LessCostOthBasisSalesExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | 18405563 | Securities |
| Other | 9555226 | Other |
Gain Or Loss GainOrLoss
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | 625552 | Securities |
| Other | 431382 | Other |
Net Gain Or Loss Investments NetGainOrLossInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 1056934 | TotalRevenueColumn |
| Exclusion | $1,056,934 | ExclusionAmount |
Net Income From Fundraising Events NetIncomeFromFundraisingEvents
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 0 | TotalRevenueColumn |
Net Income From Gaming NetIncomeFromGaming
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 0 | TotalRevenueColumn |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Gross Sales Of Inventory | 2855 | GrossSalesOfInventory |
| Cost Of Goods Sold | 2318 | CostOfGoodsSold |
Net Income Or Loss NetIncomeOrLoss
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 537 | TotalRevenueColumn |
| Unrelated Business Revenue | 537 | UnrelatedBusinessRevenue |
Other Revenue Misc OtherRevenueMisc
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | SUBLEASE RENTS | Description |
| Business Code | 900099 | BusinessCode |
| Total Revenue Column | 1943071 | TotalRevenueColumn |
| Exclusion | $1,943,071 | ExclusionAmount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Other Revenue | 1943071 | TotalOtherRevenue |
Total Revenue TotalRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 261906100 | TotalRevenueColumn |
| Related Or Exempt Function Income | 10335040 | RelatedOrExemptFunctionIncome |
| Unrelated Business Revenue | -257116 | UnrelatedBusinessRevenue |
| Exclusion | $6,915,785 | ExclusionAmount |
Grants To Domestic Orgs GrantsToDomesticOrgs
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Grants To Domestic Individuals GrantsToDomesticIndividuals
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 260643 | Total |
| Program Services | 260643 | ProgramServices |
Foreign Grants ForeignGrants
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Benefits To Members BenefitsToMembers
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Comp Current Officers Directors CompCurrentOfficersDirectors
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 4702615 | Total |
| Program Services | 1741239 | ProgramServices |
| Management And General | 2791457 | ManagementAndGeneral |
| Fundraising | 169919 | Fundraising |
Comp Disqual Persons CompDisqualPersons
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 1303810 | Total |
| Program Services | 424856 | ProgramServices |
| Management And General | 667994 | ManagementAndGeneral |
| Fundraising | 210960 | Fundraising |
Other Salaries And Wages OtherSalariesAndWages
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 117527268 | Total |
| Program Services | 97253228 | ProgramServices |
| Management And General | 18691746 | ManagementAndGeneral |
| Fundraising | 1582294 | Fundraising |
Pension Plan Contributions PensionPlanContributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 10192064 | Total |
| Program Services | 8151248 | ProgramServices |
| Management And General | 1875869 | ManagementAndGeneral |
| Fundraising | 164947 | Fundraising |
Other Employee Benefits OtherEmployeeBenefits
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 34532598 | Total |
| Program Services | 27141918 | ProgramServices |
| Management And General | 6887812 | ManagementAndGeneral |
| Fundraising | 502868 | Fundraising |
Payroll Taxes PayrollTaxes
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 9598825 | Total |
| Program Services | 7786096 | ProgramServices |
| Management And General | 1666217 | ManagementAndGeneral |
| Fundraising | 146512 | Fundraising |
Fees For Services Management FeesForServicesManagement
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Fees For Services Legal FeesForServicesLegal
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 1108150 | Total |
| Program Services | 227078 | ProgramServices |
| Management And General | 881072 | ManagementAndGeneral |
Fees For Services Accounting FeesForServicesAccounting
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 911140 | Total |
| Program Services | 114371 | ProgramServices |
| Management And General | 796769 | ManagementAndGeneral |
Fees For Services Lobbying FeesForServicesLobbying
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 13836 | Total |
| Program Services | 13836 | ProgramServices |
Fees For Services Prof Fundraising FeesForServicesProfFundraising
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Fees For Services Invst Mgmnt Fees FeesForServicesInvstMgmntFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 265175 | Total |
| Management And General | 265175 | ManagementAndGeneral |
Fees For Services Other FeesForServicesOther
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 7303706 | Total |
| Program Services | 5042113 | ProgramServices |
| Management And General | 2243363 | ManagementAndGeneral |
| Fundraising | 18230 | Fundraising |
Advertising Advertising
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 85721 | Total |
| Program Services | 58306 | ProgramServices |
| Management And General | 27415 | ManagementAndGeneral |
Office Expenses OfficeExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 5219343 | Total |
| Program Services | 3051664 | ProgramServices |
| Management And General | 2073090 | ManagementAndGeneral |
| Fundraising | 94589 | Fundraising |
Information Technology InformationTechnology
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 6866193 | Total |
| Program Services | 3566129 | ProgramServices |
| Management And General | 3107774 | ManagementAndGeneral |
| Fundraising | 192290 | Fundraising |
Royalties Royalties
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 23294 | Total |
| Program Services | 23294 | ProgramServices |
Occupancy Occupancy
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 11232691 | Total |
| Program Services | 3159391 | ProgramServices |
| Management And General | 8015567 | ManagementAndGeneral |
| Fundraising | 57733 | Fundraising |
Travel Travel
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 12137932 | Total |
| Program Services | 10752870 | ProgramServices |
| Management And General | 1293177 | ManagementAndGeneral |
| Fundraising | 91885 | Fundraising |
Travel Entrtnmnt Public Officials TravelEntrtnmntPublicOfficials
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Conferences Meetings ConferencesMeetings
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 345752 | Total |
| Program Services | 268194 | ProgramServices |
| Management And General | 67883 | ManagementAndGeneral |
| Fundraising | 9675 | Fundraising |
Interest Interest
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 3060501 | Total |
| Management And General | 3060501 | ManagementAndGeneral |
Payments To Affiliates PaymentsToAffiliates
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Depreciation Depletion DepreciationDepletion
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 8434520 | Total |
| Program Services | 1306251 | ProgramServices |
| Management And General | 7128269 | ManagementAndGeneral |
Insurance Insurance
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 1409399 | Total |
| Program Services | 409213 | ProgramServices |
| Management And General | 1000186 | ManagementAndGeneral |
Other Expenses OtherExpenses (4 entries)
| DescriptionDescription | TotalTotal | Program ServicesProgramServices | Management And GeneralManagementAndGeneral | FundraisingFundraising |
|---|---|---|---|---|
| SUBCONTRACTS | 19424447 | 19424447 | 0 | 0 |
| LETTER AGREEMENTS | 1682751 | 1665001 | 750 | 17000 |
| LICENSES & OTHER TAXES | 634052 | 186178 | 442543 | 5331 |
| MISCELLANEOUS EXPENSES | 4478707 | 924411 | 3341409 | 212887 |
Total Functional Expenses TotalFunctionalExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 262755133 | Total |
| Program Services | 192951975 | ProgramServices |
| Management And General | 66326038 | ManagementAndGeneral |
| Fundraising | 3477120 | Fundraising |
Cash Non Interest Bearing CashNonInterestBearing
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 5630095 | BOY |
| EOY | 4507840 | EOY |
Savings And Temp Cash Investments SavingsAndTempCashInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 26319067 | BOY |
| EOY | 28739094 | EOY |
Pledges And Grants Receivable PledgesAndGrantsReceivable
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 8505223 | BOY |
| EOY | 7930737 | EOY |
Accounts Receivable AccountsReceivable
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 34104218 | BOY |
| EOY | 37149694 | EOY |
Other Notes Loans Receivable Net OtherNotesLoansReceivableNet
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 2525873 | BOY |
| EOY | 2354941 | EOY |
Inventories For Sale Or Use InventoriesForSaleOrUse
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 11031 | BOY |
| EOY | 16452 | EOY |
Prepaid Expenses Deferred Charges PrepaidExpensesDeferredCharges
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 3596047 | BOY |
| EOY | 4032574 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Land Buildings Equipment Basis | 185121191 | LandBuildingsEquipmentBasis |
| Land Bldg Equipment Accum Deprec | 63069189 | LandBldgEquipmentAccumDeprec |
Land Buildings Equipment Basis Net LandBuildingsEquipmentBasisNet
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 124739918 | BOY |
| EOY | 122052002 | EOY |
Investments Pub Traded Securities InvestmentsPubTradedSecurities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 126453358 | BOY |
| EOY | 134109270 | EOY |
Investments Other Securities InvestmentsOtherSecurities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 46528941 | BOY |
| EOY | 48629642 | EOY |
Other Assets Total OtherAssetsTotal
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 4931187 | BOY |
| EOY | 5239610 | EOY |
Total Assets TotalAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 383344958 | BOY |
| EOY | 394761856 | EOY |
Accounts Payable Accrued Expenses AccountsPayableAccruedExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 58100711 | BOY |
| EOY | 62891488 | EOY |
Deferred Revenue DeferredRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 12192489 | BOY |
| EOY | 12539614 | EOY |
Tax Exempt Bond Liabilities TaxExemptBondLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 124735000 | BOY |
| EOY | 122805000 | EOY |
Other Liabilities OtherLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 16211207 | BOY |
| EOY | 17030969 | EOY |
Total Liabilities TotalLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 211239407 | BOY |
| EOY | 215267071 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Follow SFAS117 | X | FollowSFAS117 |
Unrestricted Net Assets UnrestrictedNetAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 109549283 | BOY |
| EOY | 116820544 | EOY |
Temporarily Restricted Net Assets TemporarilyRestrictedNetAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 18872550 | BOY |
| EOY | 19503747 | EOY |
Permanently Restricted Net Assets PermanentlyRestrictedNetAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 43683718 | BOY |
| EOY | 43170494 | EOY |
Total Net Assets Fund Balances TotalNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 172105551 | BOY |
| EOY | 179494785 | EOY |
Total Liab Net Assets Fund Balances TotalLiabNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 383344958 | BOY |
| EOY | 394761856 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Method Of Accounting Accrual | X | MethodOfAccountingAccrual |
| Accountant Compile Or Review | false | AccountantCompileOrReview |
| FS Audited | true | FSAudited |
| Audit Committee | true | AuditCommittee |
| Financial Statement Consolidated | X | FinancialStatementConsolidated |
| Federal Grant Audit Required | true | FederalGrantAuditRequired |
| Federal Grant Audit Performed | true | FederalGrantAuditPerformed |
Schedule A IRS990ScheduleA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Publicly Supported Org170b1 Avi | X | PubliclySupportedOrg170b1Avi |
Gifts Grants Contrib Received170 GiftsGrantsContribReceived170
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 222302878 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 232054611 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 235324140 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 231780065 | CurrentTaxYearMinus1Year |
| Current Tax Year | 244912391 | CurrentTaxYear |
| Total | 1166374085 | Total |
Total170 Total170
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 222302878 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 232054611 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 235324140 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 231780065 | CurrentTaxYearMinus1Year |
| Current Tax Year | 244912391 | CurrentTaxYear |
| Total | 1166374085 | Total |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Public Support Total170 | 1166374085 | PublicSupportTotal170 |
Gross Investment Income170 GrossInvestmentIncome170
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 8745483 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 12648891 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 10757235 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 3874420 | CurrentTaxYearMinus1Year |
| Current Tax Year | 3685446 | CurrentTaxYear |
| Total | 39711475 | Total |
Net UBI NetUBI
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 285666 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 303118 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 0 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 0 | CurrentTaxYearMinus1Year |
| Current Tax Year | 0 | CurrentTaxYear |
| Total | 588784 | Total |
Other Income170 OtherIncome170
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 914249 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 1374678 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 1871728 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 1924902 | CurrentTaxYearMinus1Year |
| Current Tax Year | 1943071 | CurrentTaxYear |
| Total | 8028628 | Total |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Support | 1214702972 | TotalSupport |
| Gross Receipts From Admissions Etc | 51223939 | GrossReceiptsFromAdmissionsEtc |
| Public Support Pertcentage170 | 0.96021 | PublicSupportPertcentage170 |
| Public Support Pertcent Prior Year | 0.91210 | PublicSupportPertcentPriorYear |
| Thirty Three Percnt Tests CY170 | X | ThirtyThreePercntTestsCY170 |
| General Explanation | Lines 1 and 12 of Part II have been adjusted for FY 2005-2008 to reflect a reclassification of certain contract and grant revenue to fee revenue. The reclassifications were made for current and prior year financial statement reporting purposes. | GeneralExplanation |
Schedule B IRS990ScheduleB
Contributor Info ContributorInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor Number | RESTRICTED | ContributorNumber |
Contributor Name Business ContributorNameBusiness
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RESTRICTED | BusinessNameLine1 |
Contributor Address US ContributorAddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | RESTRICTED | AddressLine1 |
| Address Line2 | RESTRICTED | AddressLine2 |
| City | RESTRICTED | City |
| State | RESTRICTED | State |
| ZIP Code | RESTRICTED | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Aggregate Contributions | RESTRICTED | AggregateContributions |
Schedule C IRS990ScheduleC
Total Grassroots Lobbying TotalGrassrootsLobbying
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Totals | 0 | FilingOrganizationsTotals |
Total Direct Lobbying TotalDirectLobbying
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Totals | 13836 | FilingOrganizationsTotals |
Total Lobbying Expenditures TotalLobbyingExpenditures
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Totals | 13836 | FilingOrganizationsTotals |
Other Exempt Purpose Expenditures OtherExemptPurposeExpenditures
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Totals | 262741297 | FilingOrganizationsTotals |
Total Exempt Purpose Expenditures TotalExemptPurposeExpenditures
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Totals | 262755133 | FilingOrganizationsTotals |
Lobbying Nontaxable LobbyingNontaxableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Totals | 1000000 | FilingOrganizationsTotals |
Grassroots Nontaxable GrassrootsNontaxableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Totals | 250000 | FilingOrganizationsTotals |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Lobbying Grassroot Minus Non Tx | TotLobbyingGrassrootMinusNonTx | |
| Tot Lobby Expend Mns Lobbying Nontx | TotLobbyExpendMnsLobbyingNontx | |
| Form4720 Filed | false | Form4720Filed |
Lobbying Nontaxable Amount2 LobbyingNontaxableAmount2
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year Minus3 | 1000000 | CurrentYearMinus3 |
| Current Year Minus2 | 1000000 | CurrentYearMinus2 |
| Current Year Minus1 | 1000000 | CurrentYearMinus1 |
| Current Year | 1000000 | CurrentYear |
| Total | 4000000 | Total |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Lobbying Ceiling | $6,000,000 | LobbyingCeilingAmount |
Total Lobbying Expenditures2 TotalLobbyingExpenditures2
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year Minus3 | 80000 | CurrentYearMinus3 |
| Current Year Minus2 | 80000 | CurrentYearMinus2 |
| Current Year Minus1 | 21382 | CurrentYearMinus1 |
| Current Year | 13836 | CurrentYear |
| Total | 195218 | Total |
Grassroots Nontaxable Amount2 GrassrootsNontaxableAmount2
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year Minus3 | 250000 | CurrentYearMinus3 |
| Current Year Minus2 | 250000 | CurrentYearMinus2 |
| Current Year Minus1 | 250000 | CurrentYearMinus1 |
| Current Year | 250000 | CurrentYear |
| Total | 1000000 | Total |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Grassroots Ceiling | $1,500,000 | GrassrootsCeilingAmount |
Grassroots Lobbying Expenditures GrassrootsLobbyingExpenditures
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year Minus3 | 0 | CurrentYearMinus3 |
| Current Year Minus2 | 0 | CurrentYearMinus2 |
| Current Year Minus1 | 0 | CurrentYearMinus1 |
| Current Year | 0 | CurrentYear |
| Total | 0 | Total |
Schedule D IRS990ScheduleD
| Field | Value | IRS element (for citing) |
|---|---|---|
| Art Public Exhibition Amts | ArtPublicExhibitionAmts | |
| Held Works Of Art Amts | HeldWorksOfArtAmts | |
| Agent Trustee Etc | true | AgentTrusteeEtc |
| Beginning Balance | 7700679 | BeginningBalance |
| Additions During Year | 2529822 | AdditionsDuringYear |
| Distributions During Year | 1083650 | DistributionsDuringYear |
| Ending Balance | 9146851 | EndingBalance |
| Included On FS | false | IncludedOnFS |
Current Year CurrentYear
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Of Year Balance | 174515558 | BeginningOfYearBalance |
| Contributions | 257842 | Contributions |
| Investment Earnings Or Losses | 18084099 | InvestmentEarningsOrLosses |
| Grants Or Scholarships | 0 | GrantsOrScholarships |
| Other Expenditures | 7947522 | OtherExpenditures |
| Administrative Expenses | 0 | AdministrativeExpenses |
| End Of Year Balance | 184909977 | EndOfYearBalance |
Current Year Minus1 Year CurrentYearMinus1Year
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Of Year Balance | 183751804 | BeginningOfYearBalance |
| Contributions | 740714 | Contributions |
| Investment Earnings Or Losses | 293285 | InvestmentEarningsOrLosses |
| Grants Or Scholarships | 0 | GrantsOrScholarships |
| Other Expenditures | 10270245 | OtherExpenditures |
| Administrative Expenses | 0 | AdministrativeExpenses |
| End Of Year Balance | 174515558 | EndOfYearBalance |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Board Designated EOY Balance | 0.70820 | BoardDesignatedEOYBalance |
| Permanent Endowment EOY Balance | 0.23300 | PermanentEndowmentEOYBalance |
| Term Endowment EOY Balance | 0.05880 | TermEndowmentEOYBalance |
| Endowments Held By Unrelated Orgs | false | EndowmentsHeldByUnrelatedOrgs |
| Endowments Held By Related Orgs | false | EndowmentsHeldByRelatedOrgs |
Land Land
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 1334060 | OtherCostOrOtherBasis |
| Book Value | 1334060 | BookValue |
Buildings Buildings
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 109754760 | OtherCostOrOtherBasis |
| Depreciation | 16428393 | Depreciation |
| Book Value | 93326367 | BookValue |
Leasehold Improvements LeaseholdImprovements
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 15520818 | OtherCostOrOtherBasis |
| Depreciation | 9008600 | Depreciation |
| Book Value | 6512218 | BookValue |
Equipment Equipment
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 54322665 | OtherCostOrOtherBasis |
| Depreciation | 37632196 | Depreciation |
| Book Value | 16690469 | BookValue |
Other Land Buildings OtherLandBuildings
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 4188888 | OtherCostOrOtherBasis |
| Book Value | 4188888 | BookValue |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Book Value Land Buildings | 122052002 | TotalOfBookValueLandBuildings |
| Financial Derivatives | FinancialDerivatives | |
| Closely Held Equity Interests | CloselyHeldEquityInterests |
Other Securities OtherSecurities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | ALTERNATIVE INVESTMENTS | Description |
| Book Value | 48629642 | BookValue |
| Method Of Valuation | F | MethodOfValuation |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Book Value Securities | 48629642 | TotalOfBookValueSecurities |
| Federal Income Tax Liability | 0 | FederalIncomeTaxLiability |
Other Liabilities OtherLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | ACCRUED POST RETIREMENT BENEFIT | Description |
| Amount | $17,030,969 | Amount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Amounts | 17030969 | TotalOfAmounts |
| Total Revenue | 261906100 | TotalRevenue |
| Total Expenses | 262755133 | TotalExpenses |
| Excess Or Deficit For Year | -849033 | ExcessOrDeficitForYear |
| Net Unrealized GL On Investments | 13463632 | NetUnrealizedGLOnInvestments |
| Other | -$5,158,599 | OtherAmount |
| Total Adjustments | 8305033 | TotalAdjustments |
| Excess Or Deficit Per FS | 7456000 | ExcessOrDeficitPerFS |
| Tot Revenue Etc Audited Fincl Stmt | 282920000 | TotRevenueEtcAuditedFinclStmt |
| Net Unrealized Gains Investments | 13463632 | NetUnrealizedGainsInvestments |
| Donated Srvc And Use Of Facilities | 75370 | DonatedSrvcAndUseOfFacilities |
| Other Revenues | 9785948 | OtherRevenues |
| Revenue Not Rptd F990 | 23324950 | RevenueNotRptdF990 |
| Revenue Subtotal | 259595050 | RevenueSubtotal |
| Other Revenues Not Included | 2311050 | OtherRevenuesNotIncluded |
| Revenue Not Rptd On Fin Stmt | 2311050 | RevenueNotRptdOnFinStmt |
| Total Revenue Per Form990 | 261906100 | TotalRevenuePerForm990 |
| Tot Expenses Etc Audited Fincl Stmt | 275464000 | TotExpensesEtcAuditedFinclStmt |
| Donated Services Use Of Facilities | 75370 | DonatedServicesUseOfFacilities |
| Other Expenses Included | 14944547 | OtherExpensesIncluded |
| Expenses Not Rptd F990 | 15019917 | ExpensesNotRptdF990 |
| Expenses Subtotal | 260444083 | ExpensesSubtotal |
| Other Expenses Not Included | 2311050 | OtherExpensesNotIncluded |
| Expenses Not Rptd On Fin Stmt | 2311050 | ExpensesNotRptdOnFinStmt |
| Total Expenses Per Form990 | 262755133 | TotalExpensesPerForm990 |
Form990 Schedule D Part XIV Form990ScheduleDPartXIV (2 entries)
| IdentifierIdentifier | Return ReferenceReturnReference | ExplanationExplanation |
|---|---|---|
| TRUST ESCROW AND CUSTODIAL ARRANGEMENTS | PART IV, LINE 1B | RAND CONTRIBUTES TO, AND IS THE SOLE TRUSTEE OF, A VOLUNTARY EMPLOYEE BENEFIT ASSOCIATION IRREVOCABLE TRUST THAT IS USED TO PARTIALLY FUND HEALTH CARE BENEFITS FOR RETIREES AND THEIR ELIGIBLE DEPENDENTS. BENEFICIARIES SHARE SUBSTANTIALLY IN THE COST OF COVERAGE. |
| USES OF ENDOWMENT FUNDS | PART V, LINE 4 | RAND'S ENDOWMENT CONSISTS OF APPROXIMATELY 30 INDIVIDUAL FUNDS ESTABLISHED FOR A VARIETY OF PURPOSES. IT HAS BOTH DONOR-RESTRICTED ENDOWMENT FUNDS AND FUNDS DESIGNATED BY THE BOARD OF TRUSTEES TO FUNCTION AS ENDOWMENT FUNDS. RAND HAS ADOPTED INVESTMENT AND SPENDING POLICIES FOR ITS ENDOWMENT THAT ATTEMPT TO PROVIDE A PREDICTABLE STREAM OF FUNDING TO THE PROGRAMS SUPPORTED BY THE ENDOWMENT WHILE SEEKING TO MAINTAIN THE PURCHASING POWER OF THE ENDOWMENT ASSETS. Part XI, Line 8 Rand Europe Net Income: $ 66,012 Change in FMV of derivatives: ($4,865,656) Adj. to Post Retirement Benefit Liab: ($ 359,709) Rounding: $ 754 ------------ Total: ($5,158,599) Part XII, Line 2d Rand Europe Revenue: $9,785,948 ------------ Total: $9,785,948 Part XII, Line 4b Sublease Revenue: $1,943,071 RAND Store Net Income: $ 537 Interest Income Gross-up: $ 113,306 LTIF Income Gross-up: $ 255,124 Rounding: ($ 988) ------------ Total: $2,311,050 Part XIII, Line 2d Rand Europe Expense: $9,719,936 Change in FMV of Derivatives: $4,865,656 Adj. to Post Retirement Benefit Liab: $ 359,709 Rounding ($ 754) ------------ Total: $14,944,547 Part XIII, Line 4b Sublease Revenue: $1,943,071 RAND Store Net Income: $ 537 Interest Income Gross-up: $ 113,306 LTIF Income Gross-up: $ 255,124 Rounding: ($ 988) ------------ Total: $2,311,050 |
Schedule F IRS990ScheduleF
Accts Actvs Out US Table AcctsActvsOutUSTable (4 entries)
| RegionRegion | Number Of OfficesNumberOfOffices | Number Of EmployeesNumberOfEmployees | Type Of Activities ConductedTypeOfActivitiesConducted | Specific Services ProvidedSpecificServicesProvided | Total ExpendituresTotalExpenditures |
|---|---|---|---|---|---|
| Middle East and North Africa | 1 | 6 | Program Services | Public Policy Research | 7822737 |
| Russia and the Newly Independent States | 0 | 0 | Program Services | Public Policy Research | 146795 |
| North America | 1 | 2 | Program Services | Public Policy Research | 994128 |
| Europe (Including Iceland and Greenland) | 0 | 0 | Program Services | Public Policy Research | 411372 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Number Of Offices | 2 | TotalNumberOfOffices |
| Total Number Of Employees | 8 | TotalNumberOfEmployees |
| Total Amount Spent | 9375032 | TotalAmountSpent |
Schedule I IRS990ScheduleI
| Field | Value | IRS element (for citing) |
|---|---|---|
| Records Maintained | true | RecordsMaintained |
Form990 Schedule I Part III Form990ScheduleIPartIII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Type Of Grant | FELLOWSHIP GRANTS | TypeOfGrant |
| Number Of Recipients | 11 | NumberOfRecipients |
| Amount Of Cash Grant | 260643 | AmountOfCashGrant |
Form990 Schedule I Part IV Form990ScheduleIPartIV
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | Form 990, Schedule I, PART IV | Identifier |
| Return Reference | Description of Organization's Procedures for Monitoring the Use of Grants | ReturnReference |
| Explanation | TO ENHANCE ITS RESEARCH AGENDA AND PROVIDE VALUABLE TRAINING IN POLICY ANALYSIS, RAND PARTICIPATES IN A NUMBER OF PROGRAMS THAT PROVIDE FUNDING FOR FELLOWSHIPS. OUTSIDE ORGANIZATIONS, AGENCIES, AND FOUNDATIONS OCCASIONALLY MAKE FELLOWSHIPS AVAILABLE THROUGH GRANTS AWARDED TO RAND. SUCH OPPORTUNITIES ARE GENERALLY WIDELY ADVERTISED AND A COMPETITIVE APPLICATION PROCESS DETERMINES THE FELLOWSHIP RECIPIENT. FELLOWSHIP FUNDS ARE SEGREGATED AND MANAGEMENT ACTIVELY MONITORS SPENDING TO ENSURE ANY AND ALL REQUIREMENTS ARE MET. | Explanation |
Schedule J IRS990ScheduleJ
| Field | Value | IRS element (for citing) |
|---|---|---|
| Travel For Companions | X | TravelForCompanions |
| Idemnification Gross Up Payments | X | IdemnificationGrossUpPayments |
| Housing Allowance Or Residence | X | HousingAllowanceOrResidence |
| Written Policy Re T And E Expenses | true | WrittenPolicyReTAndEExpenses |
| Substantiation Required | true | SubstantiationRequired |
| Compensation Committee | X | CompensationCommittee |
| Independent Consultant | X | IndependentConsultant |
| Compensation Survey | X | CompensationSurvey |
| Board Or Committee Approval | X | BoardOrCommitteeApproval |
| Severance Payment | false | SeverancePayment |
| Supplemental Nonqual Retire Plan | true | SupplementalNonqualRetirePlan |
| Equity Based Comp Arrangement | false | EquityBasedCompArrangement |
| Comp Based On Revenue Of Filing Org | false | CompBasedOnRevenueOfFilingOrg |
| Comp Based On Revenue Related Orgs | false | CompBasedOnRevenueRelatedOrgs |
| Comp Based Net Earnings Filing Org | false | CompBasedNetEarningsFilingOrg |
| Comp Based Net Earnings Relate Orgs | false | CompBasedNetEarningsRelateOrgs |
| Any Non Fixed Payments | true | AnyNonFixedPayments |
| Initial Contract Exception | false | InitialContractException |
Form990 Schedule J Part II Form990ScheduleJPartII (26 entries)
| Base Compensation Filing OrgBaseCompensationFilingOrg | Comp Based On Related OrgsCompBasedOnRelatedOrgs | Bonus Filing OrgBonusFilingOrg | Bonus Related OrgsBonusRelatedOrgs | Other Compensation Filing OrgOtherCompensationFilingOrg | Other Compensation Related OrgsOtherCompensationRelatedOrgs | Deferred Comp Filing OrgDeferredCompFilingOrg | Deferred Comp Related OrgsDeferredCompRelatedOrgs | Nontaxable Benefits Filing OrgNontaxableBenefitsFilingOrg | Nontaxable Benefits Related OrgsNontaxableBenefitsRelatedOrgs | Total Compensation Filing OrgTotalCompensationFilingOrg | Total Compensation Related OrgsTotalCompensationRelatedOrgs | Comp Report Prior990 Filing OrgCompReportPrior990FilingOrg | Comp Report Prior990 Related OrgsCompReportPrior990RelatedOrgs |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| JAMES A THOMSON | |||||||||||||
| 466803 | 0 | 85171 | 0 | 40733 | 0 | 121999 | 0 | 19185 | 0 | 733891 | 0 | 0 | 0 |
| MICHAEL D RICH | |||||||||||||
| 343683 | 0 | 48941 | 0 | 12546 | 0 | 66389 | 0 | 23536 | 0 | 495095 | 0 | 0 | 0 |
| RICHARD FALLON | |||||||||||||
| 253628 | 0 | 47395 | 0 | 2721 | 0 | 28958 | 0 | 27606 | 0 | 360308 | 0 | 0 | 0 |
| VIVIAN J ARTERBERY | |||||||||||||
| 163486 | 0 | 9232 | 0 | 2043 | 0 | 19265 | 0 | 17400 | 0 | 211426 | 0 | 0 | 0 |
| ROBERT H BROOK | |||||||||||||
| 151376 | 0 | 40100 | 0 | 4953 | 0 | 22858 | 0 | 25216 | 0 | 244503 | 0 | 0 | 0 |
| EUGENE C GRITTON | |||||||||||||
| 238323 | 0 | 18664 | 0 | 4767 | 0 | 28958 | 0 | 26117 | 0 | 316829 | 0 | 0 | 0 |
| ANDREW HOEHN | |||||||||||||
| 231523 | 0 | 30902 | 0 | 1387 | 0 | 28958 | 0 | 17112 | 0 | 309882 | 0 | 0 | 0 |
| WILLIAM P HORRIGAN | |||||||||||||
| 221849 | 0 | 15250 | 0 | 2784 | 0 | 28440 | 0 | 21904 | 0 | 290227 | 0 | 0 | 0 |
| JEFFREY A ISAACSON | |||||||||||||
| 69099 | 0 | 39998 | 0 | 391 | 0 | 28786 | 0 | 19994 | 0 | 158268 | 0 | 0 | 0 |
| DEBRA S KNOPMAN | |||||||||||||
| 199128 | 0 | 11675 | 0 | 1289 | 0 | 24561 | 0 | 24030 | 0 | 260683 | 0 | 0 | 0 |
| LINDSEY C KOZBERG | |||||||||||||
| 235883 | 0 | 15505 | 0 | 310 | 0 | 24058 | 0 | 8430 | 0 | 284186 | 0 | 0 | 0 |
| ADELE R PALMER | |||||||||||||
| 216125 | 0 | 26374 | 0 | 0 | 0 | 28748 | 0 | 9925 | 0 | 281172 | 0 | 0 | 0 |
| JACK RILEY | |||||||||||||
| 172954 | 0 | 16195 | 0 | 360 | 0 | 19948 | 0 | 6351 | 0 | 215808 | 0 | 0 | 0 |
| JONATHAN GRANT | |||||||||||||
| 0 | 181864 | 0 | 35558 | 0 | 0 | 0 | 14549 | 0 | 680 | 0 | 232651 | 0 | 0 |
| SUSAN LYNN MARQUIS | |||||||||||||
| 218400 | 0 | 94826 | 0 | 6473 | 0 | 28958 | 0 | 20784 | 0 | 369441 | 0 | 0 | 0 |
| RICHARD E DARILEK | |||||||||||||
| 200402 | 0 | 21460 | 0 | 171269 | 0 | 26797 | 0 | 20974 | 0 | 440902 | 0 | 0 | 0 |
| OBAIDULLAH YOUNOSSI | |||||||||||||
| 157356 | 0 | 0 | 0 | 197965 | 0 | 17348 | 0 | 21174 | 0 | 393843 | 0 | 0 | 0 |
| BRUCE NARDULLI | |||||||||||||
| 144933 | 0 | 21994 | 0 | 177415 | 0 | 18564 | 0 | 15124 | 0 | 378030 | 0 | 0 | 0 |
| ARIE KAPTEYN | |||||||||||||
| 273639 | 0 | 26927 | 0 | 17917 | 0 | 28958 | 0 | 9173 | 0 | 356614 | 0 | 0 | 0 |
| ELIZABETH A MCGLYNN | |||||||||||||
| 230701 | 0 | 84022 | 0 | 2672 | 0 | 28958 | 0 | 16440 | 0 | 362793 | 0 | 0 | 0 |
| BRENT D BRADLEY | |||||||||||||
| 177275 | 0 | 11366 | 0 | 3649 | 0 | 21753 | 0 | 12086 | 0 | 226129 | 0 | 0 | 0 |
| NATALIE W CRAWFORD | |||||||||||||
| 201784 | 0 | 0 | 0 | 5197 | 0 | 23635 | 0 | 20507 | 0 | 251123 | 0 | 0 | 0 |
| DAVID C GOMPERT | |||||||||||||
| 114823 | 0 | 0 | 0 | 3373 | 0 | 11185 | 0 | 1189 | 0 | 130570 | 0 | 0 | 0 |
| THOMAS L MCNAUGHER | |||||||||||||
| 198872 | 0 | 0 | 0 | 2813 | 0 | 23104 | 0 | 16874 | 0 | 241663 | 0 | 0 | 0 |
| JAMES T QUINLIVAN | |||||||||||||
| 112970 | 0 | 2500 | 0 | 2772 | 0 | 11632 | 0 | 21103 | 0 | 150977 | 0 | 0 | 0 |
| CHARLES WOLF | |||||||||||||
| 167870 | 0 | 0 | 0 | 13148 | 0 | 20000 | 0 | 15061 | 0 | 216079 | 0 | 0 | 0 |
Form990 Schedule J Part III Form990ScheduleJPartIII (4 entries)
| IdentifierIdentifier | Return ReferenceReturnReference | ExplanationExplanation |
|---|---|---|
| Supplemental Compensation Information | Schedule J, Part I, Line 1a | RAND PROVIDES ADDITIONAL BENEFITS TO EMPLOYEES IN CONSIDERATION OF CERTAIN INTERNATIONAL ASSIGNMENTS. BENEFITS ARE TAXABLE AND THUS REPORTED AS INCOME BY THE INDIVIDUAL. THESE BENEFITS ARE DETAILED IN AN EXPATRIATE AGREEMENT SIGNED BY THE INDIVIDUALS. TRAVEL IS AUTHORIZED FOR SPOUSES OF TRUSTEES AND OFFICERS TWICE A YEAR FOR THE BOARD OF TRUSTEE MEETINGS. ALL SUCH TRAVEL EXPENSES ARE INCLUDED IN INCOME. |
| SCHEDULE J, PART I, LINE 4B | JAMES THOMSON (CEO) AND MICHAEL RICH (EVP) PARTICIPATE IN A 457(F) PLAN. Payments FROM THE PLAN INCLUDED IN SCHEDULE J WERE $32,798 FOR THE CEO AND $7,821 FOR THE EVP. THE ORGANIZATION'S NONQUALIFIED SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN (SERP) PROVIDES SUPPLEMENTAL RETIREMENT BENEFITS FOR THE CEO AND EVP. THE PLAN PROVIDES AN UNFUNDED BENEFIT DETERMINED BY A FORMULA DRIVEN BY THE EXECUTIVES' COMPENSATION, CONTINUOUS SERVICE AND AGE. THE BENEFIT IS PAID IMMEDIATELY AFTER THE END OF THE CALENDAR YEAR. THE MAXIMUM DEFERRAL AMOUNT UNDER SECTION 457(B) IS DEPOSITED INTO A RABBI TRUST HELD BY TIAA-CREF (CUSTODIAN), WHICH ALLOWS THE EXECUTIVES TO DIRECT HOW THE BENEFITS WILL BE INVESTED WITHIN THEIR NONQUALIFIED RETIREMENT ACCOUNTS. THE REMINDER AMOUNTS ARE PAID DIRECTLY TO THE EXECUTIVES AND WILL BE INCLUDED AS PART OF THEIR W-2 EARNINGS UNDER SECTION 457(F). | |
| SCHEDULE J, PART I, LINE 7 | AS NOTED IN SCHEDULE O, PART OF THE BONUS PROVIDED TO PARTICIPANTS OF THE VARIABLE COMPENSATION PROGRAM IS DISCRETIONARY. A PREDETERMINED PERCENTAGE OF THE VARIABLE PAY MAY BE AWARDED AT THE DISCRETION OF THE CEO. THE VARIABLE COMPENSATION PROGRAM IS CONTINGENT ON WHETHER CERTAIN GOALS WERE ACHIEVED, INCLUDING CORPORATE FINANCIAL AND STRATEGIC ACHIEVEMENTS AS WELL AS INDIVIDUAL GOALS. THE CEO, EVP, CFO, UNIT AND DEPARTMENT HEADS, AND OTHERS PARTICIPATE IN THE PROGRAM. AN ANNUAL REVIEW PROCESS, INCLUDING REVIEW BY THE EXECUTIVE COMMITTEE OR COMPENSATION COMMITTEE, HELPS ENSURE THAT GOAL MEASUREMENT IS VALIDATED AND PAYOUTS ARE IN ACCORDANCE WITH THE PROGRAM. | |
| SCHEDULE J, PART II, COLUMN B(iii) | Richard Darilek, Obaidullah Younossi, and Bruce Nardulli had expatriate agreements during FY10. Benefits from such agreements are taxable and conveyed as other reportable compensation. SCHEDULE J, PART II. COLUMN C THE CEO HAS THE RIGHT TO RECEIVE A SEVERANCE PAYMENT, DETERMINED BY A PRE-SET FORMULA, UPON HIS TERMINATION OF EMPLOYMENT AT RAND IF HIS ENTITLEMENT TO THE SEVERANCE PAYMENT HAS NOT BEEN AMENDED OR TERMINATED BY THE COMPENSATION COMMITTEE OF THE RAND BOARD OF TRUSTEES (WHICH THE COMMITTEE MAY DO IN ITS SOLE DISCRETION) AND IF AT THE TIME OF TERMINATION THE COMPENSATION COMMITTEE DETERMINES THAT THE CEO IS IN GOOD STANDING. THE TOTAL AMOUNT OF THE CEO'S SEVERANCE PAYMENT IF HE HAD SO TERMINATED EMPLOYMENT AT RAND AT THE END OF CALENDAR YEAR 2009 WOULD HAVE BEEN $612,972 COMPARED TO $580,084 IF HE HAD SO TERMINATED AT THE END OF CALENDAR YEAR 2008, AN INCREASE OF $32,887 IN THE AMOUNT SET OUT ABOVE, AND INCLUDED AS REPORTABLE DEFERRED COMPENSATION ON SCHEDULE J. |
Schedule K IRS990ScheduleK
Form990 Schedule K Part I Form990ScheduleKPartI (2 entries)
| Issuer EINIssuerEIN | CUSIP NumberCUSIPNumber | Date IssuedDateIssued | Issue PriceIssuePrice | Description Of PurposeDescriptionOfPurpose | DefeasedDefeased | On Behalf Of IssuerOnBehalfOfIssuer |
|---|---|---|---|---|---|---|
| CA Infrastructure & Economic Development Bank | ||||||
| 630304653 | 13033WK51 | 2008-05-13 | 34975000 | SEE SCHEDULE O | false | false |
| CA Infrastructure & Economic Development Bank | ||||||
| 630304653 | 13033WK69 | 2008-06-02 | 93565000 | SEE SCHEDULE O | false | false |
Form990 Schedule K Part II Form990ScheduleKPartII (2 entries)
| Total ProceedsTotalProceeds | Amount In Reserve FundAmountInReserveFund | Amount DefeasedAmountDefeased | Amount UnspentAmountUnspent | Issuance Costs From ProceedsIssuanceCostsFromProceeds | Working Capital ExpendituresWorkingCapitalExpenditures | Capital ExpendituresCapitalExpenditures | Year Of Subst CompletionYearOfSubstCompletion | Current RefundingCurrentRefunding | Advance RefundingAdvanceRefunding | Final Allocation MadeFinalAllocationMade | Adequate Books And Recds MaintaindAdequateBooksAndRecdsMaintaind |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 34975000 | 0 | 0 | 0 | 0 | 0 | 0 | 2004 | true | false | true | true |
| 96565000 | 0 | 0 | 0 | 1035000 | 0 | 0 | 2004 | true | false | true | true |
Form990 Schedule K Part IV Form990ScheduleKPartIV (2 entries)
| Form8038 T FiledForm8038TFiled | Variable Rate IssueVariableRateIssue | Hedge Identified In Books And RecdsHedgeIdentifiedInBooksAndRecds | Term Of HedgeTermOfHedge | Gross Proceeds Invested In GICGrossProceedsInvestedInGIC | Gross Proceeds InvestedGrossProceedsInvested | Exception To RebateExceptionToRebate |
|---|---|---|---|---|---|---|
| DEUTSCHE BANK | ||||||
| false | true | true | 34.5 | false | false | false |
| Barclays | ||||||
| false | true | true | 34.7 | false | false | false |
Schedule L IRS990ScheduleL
Form990 Schedule L Part IV Form990ScheduleLPartIV
Name Of Interested Person NameOfInterestedPerson
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Person | Dr Susan Rice | NamePerson |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Relationship | Spouse of RAND Trustee | Relationship |
| Amount Of Transaction | 169500 | AmountOfTransaction |
| Description Of Transaction | CONSULTING FEES | DescriptionOfTransaction |
| Sharing Of Revenues | false | SharingOfRevenues |
Schedule O IRS990ScheduleO
General Explanation GeneralExplanation (5 entries)
| IdentifierIdentifier | Return ReferenceReturnReference | ExplanationExplanation |
|---|---|---|
| SUPPLEMENTAL INFORMATION | PART III, LINE 4A | RAND is a public charity and as such receives a substantial part of its support from the government and the general public (see also Schedule A). This support is not considered program service revenue as defined by the IRS and thus not reported on Part III, Line 4a. However, like all public charities, this support is used to fund RAND's program service expenses which are reported on part III, question 4A. ORGANIZATION'S GOVERNING BODY PROCEDURES FOR FORM 990 REVIEW PART VI, SECTION B, LINE 11a RAND SUMMARIZES THE INFORMATION TO BE INCLUDED ON THE FORM 990 AND PROVIDES THE SUPPORT TO A THIRD-PARTY TAX FIRM SO THAT A DRAFT RETURN CAN BE COMPILED. THIS FIRM PROVIDES TAX GUIDANCE THROUGHOUT THE YEAR IN ADDITION TO PROVIDING GUIDANCE ON RETURN PREPARATION. ONCE THE DRAFT FORM 990 IS COMPILED, IT IS REVIEWED BY VARIOUS LEVELS OF MANAGEMENT WITHIN RAND, INCLUDING THE CFO. ONCE FINALIZED, THE FORM 990 ALONG WITH THE CONSOLIDATED AUDITED FINANCIAL STATEMENTS ARE THOROUGHLY REVIEWED BY THE AUDIT COMMITTEE AT A MEETING IN JANUARY AND APPROVED FOR RELEASE. THE FORM 990 IS SUBMITTED TO THE IRS IN FEBRUARY. |
| WRITTEN CONFLICT OF INTEREST POLICY ENFORCEMENT | PART VI, SECTION B, LINE 12C | NEW STAFF MEMBERS RECEIVE A BOOKLET CONTAINING INSTITUTIONAL PRINCIPLES, CONFLICT OF INTEREST, QUALITY ASSURANCE AND OTHER ESSENTIAL POLICIES. CONFLICT OF INTEREST, CORPORATE INTEGRITY, INSTITUTIONAL PRINCIPLES AND ETHICS POLICIES ARE POSTED PROMINENTLY ON RAND'S INTRANET. CEO VIDEO ON INSTITUTIONAL PRINCIPLES AND EXECUTIVE VICE PRESIDENT VIDEO ON CONFLICT OF INTEREST ARE POSTED ON THE INTRANET AND ARE REQUIRED VIEWING ON A PERIODIC BASIS FOR ALL RAND STAFF. PERSPECTIVE TRUSTEES ADVISE KEY MANAGEMENT OF ANY POSSIBLE CONFLICTS OF INTEREST BEFORE JOINING THE BOARD OF TRUSTEES. MOREOVER, ON AN ANNUAL BASIS EACH TRUSTEE IS ASKED BY THE CHIEF FINANCIAL OFFICER TO PROVIDE A LIST OF AFFILIATIONS IN WRITING THAT MAY RAISE A CONFLICT OF INTEREST ISSUE AND SIGN THE PRINCIPLES OF CONDUCT STATEMENT WHICH ASSERTS THAT THEY WOULD DISQUALIFY THEMSELVES FROM PARTICIPATING IN ANY RAND MATTERS IN WHICH THEY BELIEVE MAY GIVE RISE TO A POSSIBLE CONFLICT OF INTEREST. RAND MAINTAINS A FORMAL RECORD OF ALL INSTANCES WHERE TRUSTEES RECUSE THEMSELVES BECAUSE OF A POSSIBLE CONFLICT OF INTEREST. ADDITIONALLY, RAND'S GENERAL COUNSEL HAS EACH OFFICER COMPLETE AND SIGN AN ANNUAL CONFLICT OF INTEREST QUESTIONNAIRE. BY SIGNING THE FORM EACH OFFICER AGREES TO INFORM RAND IF ANY CIRCUMSTANCES CHANGE THAT WOULD MODIFY THE RESPONSES. FINALLY, ALL RAND OFFICERS AND TRUSTEES ARE ASKED TO COMPLETE AN ANNUAL RELATED PARTY QUESTIONNAIRE, SENT BY RAND'S CFO ORGANIZATION TO SUPPORT RAND'S RESPONSES TO CERTAIN QUESTIONS ON THE FORM 990. THIS QUESTIONNAIRE SEEKS TO IDENTIFY FAMILY AND BUSINESS RELATIONSHIPS AMONGST THE TRUSTEES AND OFFICERS AND REPRESENTS ANOTHER OPPORTUNITY OTHER THAN THE ABOVE FOR POTENTIAL CONFLICTS TO BE IDENTIFIED. |
| DETERMINATION OF COMPENSATION FOR CEO, EXEC DIRECTOR & TOP MANAGEMENT | PART VI, SECTION B, LINE 15A | THE EXECUTIVE COMPENSATION COMMITTEE CONDUCTS ANNUAL PERFORMANCE REVIEWS FOR THE PRESIDENT AND CHIEF EXECUTIVE OFFICER, THE EXECUTIVE VICE PRESIDENT, AND THE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER. AS PART OF THE YEARLY EVALUATION, THE COMMITTEE REVIEWS MARKET DATA FROM SEVERAL SALARY SURVEYS AND EMPLOYS AN INDEPENDENT COMPENSATION CONSULTANT TO REVIEW FOR REASONABLENESS. AS PART OF THIS ANNUAL REVIEW PROCESS THE COMMITTEE RECOMMENDS SALARY INCREASES AND DISCRETIONARY AMOUNTS OF THE VARIABLE COMPENSATION PROGRAM FOR THE UPCOMING YEAR TO THE BOARD OF TRUSTEES WHO MAKES THE FINAL DECISION FOR THESE OFFICERS' COMPENSATION. THE EXECUTIVE COMPENSATION COMMITTEE CONDUCTS THE REVIEW IN THE FALL AND DOCUMENTS THE REVIEW IN COMMITTEE MINUTES WHICH ARE THEN APPROVED AT THE NEXT MEETING. RAISES ARE EFFECTIVE IN FEBRUARY. |
| DETERMINATION OF COMPENSATION FOR OTHER OFFICER AND KEY EMPLOYEES | PART VI, SECTION B, LINE 15B | THE PRESIDENT AND CHIEF EXECUTIVE OFFICER REVIEWS THE COMPENSATION FOR OFFICERS AND UNIT AND DEPARTMENT HEADS, OTHER THAN THOSE MENTIONED IN PART VI-B, #15A. HE PUTS FORTH SALARY INCREASE SUGGESTIONS AFTER EXAMINING PERFORMANCE, SALARY SURVEYS, AND BENCHMARK STUDIES. THE SALARY INCREASES FOR KEY EMPLOYEES WITHIN THE RESEARCH GROUP ARE SUGGESTED BY THE RESEARCH MANAGEMENT GROUP MANAGER. BOTH SETS OF RECOMMENDATIONS ARE GIVEN TO THE EXECUTIVE COMPENSATION COMMITTEE, WHICH ULTIMATELY DECIDES ON THE SALARY INCREASES EACH YEAR. ANY OFFICER OR KEY EMPLOYEE DISCRETIONARY AMOUNTS ARE DETERMINED BY THE CEO AND PRESIDENT WITH THE AID OF THE EXECUTIVE VICE PRESIDENT. THE EXECUTIVE COMPENSATION COMMITTEE REVIEWS THE PAYOUTS OF SUCH BONUSES FOR REASONABLENESS. |
| PUBLIC DISCLOSURE OF GOVERNING DOCUMENTS AND POLICIES | PART VI, SECTION C, LINE 19 | THE ANNUAL REPORT, WHICH CONTAINS RAND'S FINANCIAL STATEMENTS AND INSTITUTIONAL PRINCIPLES, IS AVAILABLE ON RAND'S EXTERNAL WEBSITE: WWW.RAND.ORG. MOREOVER, THIS INFORMATION, AS WELL AS RAND'S GOVERNING DOCUMENTS AND FORM 990, IS AVAILABLE UPON REQUEST AND AT THE SANTA MONICA OFFICE. FURTHER, THIS INFORMATION HAS BEEN SUBMITTED TO SEVERAL STATES AND GOVERNMENT AGENCIES AS PART OF VARIOUS REGISTRATION PROCESSES AND IS AVAILABLE ON THOSE ORGANIZATIONS' WEBSITES. Average Hours Devoted To Related Organization Part VII, Section A, Column B JONATHAN GRANT, RAND EUROPE PRESIDENT, IS PAID FROM THE RELATED ORGANIZATION AND HAS ONE HOUR ALLOCATED AS AN OFFICER OF THE RAND CORPORATION. HIS AVERAGE HOURS FOR HIS DUTIES AS RAND EUROPE PRESIDENT ARE 40 PLUS. PURPOSE OF Bond Issues SCHEDULE K, Part I, Line A, Column (F) Series 2008A Bonds Refunded Series 2007 Bonds; Series 2007 Bonds Refunded Series 2002A Bonds. PURPOSE OF Bond Issues SCHEDULE K, Part I, Line B, Column (F) Series 2008B Bonds Refunded Series 2002B Bonds. Transactions with Related Organizations Schedule R, Part V, Line 2 Amounts Reported on Part V, Line 2 were determined using the accrual method of accounting. |
Schedule R IRS990ScheduleR
Form990 Schedule R Part II Form990ScheduleRPartII (2 entries)
| Address Line1AddressForeign/AddressLine1 | CityAddressForeign/City | CountryAddressForeign/Country | Primary ActivitiesPrimaryActivities | Legal Domicile Foreign CountryLegalDomicileForeignCountry | Exempt Code SectionExemptCodeSection | Public Charity StatusPublicCharityStatus | Business Name Line1DirectControllingEntityName/BusinessNameLine1 | Address Line1AddressUS/AddressLine1 | CityAddressUS/City | StateAddressUS/State | ZIP CodeAddressUS/ZIPCode | EINEIN | Legal Domicile StateLegalDomicileState |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| RAND Europe (UK) | |||||||||||||
| Westbrook Centre Milton Road | Cambridge, CB4 1YG | UK | Policy Rsrch | UK | N/A | N/A | NA | ||||||
| RAND Retiree Medical Benefits Plan | |||||||||||||
| FUND SUPPORT | 501(c)(9) | N/A | NA | 1776 Main Street PO Box 2138 | Santa Monica | CA | 90407 | 954496399 | CA | ||||
Form990 Schedule R Part IV Form990ScheduleRPartIV
Name Of Related Org NameOfRelatedOrg
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Rand Europe Cambridge Limited | BusinessNameLine1 |
Address Foreign AddressForeign
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | I McEwan Westbrook Centre | AddressLine1 |
| City | Milton Rd | City |
| Province Or State | Cambridge, CB4 1YG | ProvinceOrState |
| Country | UK | Country |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Primary Activity | Consultancy Srvcs | PrimaryActivity |
| Legal Domicile Foreign Country | UK | LegalDomicileForeignCountry |
Direct Controlling Entity Name DirectControllingEntityName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | NA | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Type Of Entity | C Corp | TypeOfEntity |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Receipt Of Int Ann Rents Royalties | true | ReceiptOfIntAnnRentsRoyalties |
| Gift Grant Or Cap Contr To Other Org | false | GiftGrantOrCapContrToOtherOrg |
| Gift Grant Or Cap Contr Fr Other Org | false | GiftGrantOrCapContrFrOtherOrg |
| Loans Or Guarantees To Other Org | true | LoansOrGuaranteesToOtherOrg |
| Loans Or Guarantees From Other Org | false | LoansOrGuaranteesFromOtherOrg |
| Sale Of Assets To Other Org | false | SaleOfAssetsToOtherOrg |
| Purchase Of Assets From Other Org | false | PurchaseOfAssetsFromOtherOrg |
| Exchange Of Assets | false | ExchangeOfAssets |
| Rental Of Facilities To Other Orgs | false | RentalOfFacilitiesToOtherOrgs |
| Rental Of Facilities Fr Other Orgs | false | RentalOfFacilitiesFrOtherOrgs |
| Perform Of Services For Other Orgs | false | PerformOfServicesForOtherOrgs |
| Perform Of Services By Other Orgs | false | PerformOfServicesByOtherOrgs |
| Sharing Of Facilities | false | SharingOfFacilities |
| Sharing Of Paid Employees | false | SharingOfPaidEmployees |
| Reimbursement Paid To Other Org | false | ReimbursementPaidToOtherOrg |
| Reimbursement Paid By Other Org | false | ReimbursementPaidByOtherOrg |
| Other Transfer To Other Org | true | OtherTransferToOtherOrg |
| Other Transfer From Other Org | true | OtherTransferFromOtherOrg |
Transactions Related Orgs Table TransactionsRelatedOrgsTable (4 entries)
| Transaction TypeTransactionType | Amount InvolvedAmountInvolved |
|---|---|
| RAND Europe | |
| A-i | 83130 |
| RAND EUROPE | |
| D | 411372 |
| Rand Retirement Medical Benefit Plan | |
| R | 1083650 |
| Rand Retirement Medical Benefit Plan | |
| Q | 1833155 |