FLEMING ENDOWMENT: Form 990PF, tax year 2009

View the entire original 990 at ProPublica ↗

Organization: FLEMING ENDOWMENT (EIN 76-0555849)
Tax period: 2009-11-01 to 2010-10-31
Filed: 2011-09-13
IRS object ID: 201102569349100605
Schema version: 2009v1.7
Source: Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header
Form 990-PF
Accounting Fees Schedule
Investments Corp Stock Schedule
Investments Other Schedule2
Legal Fees Schedule
Other Assets Schedule
Other Expenses Schedule
Other Income Schedule2
Other Liabilities Schedule

Return header ReturnHeader

Field	Value	IRS element (for citing)
Timestamp	2011-09-13T14:37:56-05:00	Timestamp
Tax Period End Date	2010-10-31	TaxPeriodEndDate

Preparer Firm PreparerFirm

Preparer Firm Business Name PreparerFirmBusinessName

Field	Value	IRS element (for citing)
Business Name Line1	FERGUSON CAMP POLL PC	BusinessNameLine1

Preparer Firm US Address PreparerFirmUSAddress

Field	Value	IRS element (for citing)
Address Line1	1800 BERING DR STE 950	AddressLine1
City	HOUSTON	City
State	TX	State
ZIP Code	77057	ZIPCode

Field	Value	IRS element (for citing)
Return Type	990PF	ReturnType
Tax Period Begin Date	2009-11-01	TaxPeriodBeginDate

Filer Filer

Field	Value	IRS element (for citing)
EIN	760555849	EIN

Name Name

Field	Value	IRS element (for citing)
Business Name Line1	FLEMING ENDOWMENT	BusinessNameLine1

Field	Value	IRS element (for citing)
Name Control	FLEM	NameControl
Phone	7136217944	Phone

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	1330 POST OAK BLVD No 3030	AddressLine1
City	HOUSTON	City
State	TX	State
ZIP Code	770563019	ZIPCode

Officer Officer

Field	Value	IRS element (for citing)
Name	GEORGE M FLEMING	Name
Title	TRUSTEE	Title
Phone	7136217944	Phone
Date Signed	2011-09-13	DateSigned
Authorize Third Party	1	AuthorizeThirdParty

Preparer Preparer

Field	Value	IRS element (for citing)
Name	GEOFF POLL	Name
Phone	7137835200	Phone

Field	Value	IRS element (for citing)
Tax Year	2009	TaxYear
Build TS	2016-02-24 21:20:13Z	BuildTS

Form 990-PF IRS990PF

Field	Value	IRS element (for citing)
Exempt PF	X	ExemptPF
FMV Assets EOY	7003036	FMVAssetsEOY
Method Of Accounting Cash	X	MethodOfAccountingCash

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

Field	Value	IRS element (for citing)
Not Required To Attach Schedule B	X	NotRequiredToAttachScheduleB
Interest On Savings Rev And Expnss	311679	InterestOnSavingsRevAndExpnss
Interest On Savings Net Invst Incm	311679	InterestOnSavingsNetInvstIncm
Net Gain Sale Assets Rev And Expnss	1606	NetGainSaleAssetsRevAndExpnss
Gross Sales Price	5116935	GrossSalesPrice
Capital Gain Net Incm Net Invst Incm	1606	CapitalGainNetIncmNetInvstIncm
Other Income Rev And Expnss	11090	OtherIncomeRevAndExpnss
Other Income Net Invst Incm	11090	OtherIncomeNetInvstIncm
Total Revenue And Expenses	324375	TotalRevenueAndExpenses
Total Net Investment Income	324375	TotalNetInvestmentIncome
Comp Ofcr Dir Trst Rev And Expnss	0	CompOfcrDirTrstRevAndExpnss
Comp Ofcr Dir Trst Net Invst Incm	0	CompOfcrDirTrstNetInvstIncm
Comp Ofcr Dir Trst Dsbrs Chrtbl Prps	0	CompOfcrDirTrstDsbrsChrtblPrps
Legal Fees Rev And Expnss	44	LegalFeesRevAndExpnss
Legal Fees Net Invst Incm	0	LegalFeesNetInvstIncm
Legal Fees Dsbrs Chrtbl Prps	0	LegalFeesDsbrsChrtblPrps
Accounting Fees Rev And Expnss	19244	AccountingFeesRevAndExpnss
Accounting Fees Net Invst Incm	9622	AccountingFeesNetInvstIncm
Accounting Fees Dsbrs Chrtbl Prps	0	AccountingFeesDsbrsChrtblPrps
Other Expenses Rev And Expnss	8971	OtherExpensesRevAndExpnss
Other Expenses Net Invst Incm	250	OtherExpensesNetInvstIncm
Other Expenses Dsbrs Chrtbl Prps	0	OtherExpensesDsbrsChrtblPrps
Tot Opr Expenses Rev And Expnss	28259	TotOprExpensesRevAndExpnss
Tot Opr Expenses Net Invst Incm	9872	TotOprExpensesNetInvstIncm
Tot Opr Expenses Dsbrs Chrtbl Prps	0	TotOprExpensesDsbrsChrtblPrps
Contri Gifts Paid Rev And Expnss	611040	ContriGiftsPaidRevAndExpnss
Contri Gifts Paid Dsbrs Chrtbl Prps	611040	ContriGiftsPaidDsbrsChrtblPrps
Total Expenses Rev And Expnss	639299	TotalExpensesRevAndExpnss
Total Expenses Net Invst Incm	9872	TotalExpensesNetInvstIncm
Total Expenses Dsbrs Chrtbl Prps	611040	TotalExpensesDsbrsChrtblPrps
Excess Of Revenue Over Expenses	-314924	ExcessOfRevenueOverExpenses
Net Investment Income	314503	NetInvestmentIncome

Balance Sheets BalanceSheets

Field	Value	IRS element (for citing)
Cash BOY	126429	CashBOY
Cash EOY	674895	CashEOY
Cash EOYFMV	674895	CashEOYFMV
Investments Corp Stock BOY	6464982	InvestmentsCorpStockBOY
Investments Corp Stock EOY	5719295	InvestmentsCorpStockEOY
Investments Corp Stock EOYFMV	6042328	InvestmentsCorpStockEOYFMV
Investments Other BOY	667192	InvestmentsOtherBOY
Investments Other EOY	555198	InvestmentsOtherEOY
Investments Other EOYFMV	279566	InvestmentsOtherEOYFMV
Other Assets BOY	11956	OtherAssetsBOY
Other Assets EOY	6247	OtherAssetsEOY
Other Assets EOYFMV	6247	OtherAssetsEOYFMV
Total Assets BOY	7270559	TotalAssetsBOY
Total Assets EOY	6955635	TotalAssetsEOY
Total Assets EOYFMV	7003036	TotalAssetsEOYFMV
Other Liabilities BOY	353428	OtherLiabilitiesBOY
Other Liabilities EOY	353428	OtherLiabilitiesEOY
Total Liabilities BOY	353428	TotalLiabilitiesBOY
Total Liabilities EOY	353428	TotalLiabilitiesEOY
Org That Do Not Follow SFAS117	X	OrgThatDoNotFollowSFAS117
Capital Stock BOY	0	CapitalStockBOY
Capital Stock EOY	0	CapitalStockEOY
Paid In Or Capital Surplus BOY	0	PaidInOrCapitalSurplusBOY
Paid In Or Capital Surplus EOY	0	PaidInOrCapitalSurplusEOY
Retained Earnings BOY	6917131	RetainedEarningsBOY
Retained Earnings EOY	6602207	RetainedEarningsEOY
Total Net Assets BOY	6917131	TotalNetAssetsBOY
Total Net Assets EOY	6602207	TotalNetAssetsEOY
Total Liabilities Net Assets BOY	7270559	TotalLiabilitiesNetAssetsBOY
Total Liabilities Net Assets EOY	6955635	TotalLiabilitiesNetAssetsEOY

Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances

Field	Value	IRS element (for citing)
Total Net Assets Fund Balances BOY	6917131	TotalNetAssetsFundBalancesBOY
Excess Of Revenue Over Expenses	-314924	ExcessOfRevenueOverExpenses
Other Increases	0	OtherIncreases
Subtotal	6602207	Subtotal
Other Decreases	0	OtherDecreases
Total Net Assets Fund Balances EOY	6602207	TotalNetAssetsFundBalancesEOY

Capital Gains And Losses CapitalGainsAndLosses

Capital Gains And Losses Info CapitalGainsAndLossesInfo (17 entries)

Description Of AssetDescriptionOfAsset	How AcquiredHowAcquired	Gross Sales PriceGrossSalesPrice	Cost Or Other BasisCostOrOtherBasis	Gain Or LossGainOrLoss	Gains Minus Excess Or LossesGainsMinusExcessOrLosses
PUBLICLY TRADED SECURITIES	P	577335	544015	33320	33320
PUBLICLY TRADED SECURITIES	P	741024	733138	7886	7886
PUBLICLY TRADED SECURITIES	P	142495	145130	-2635	-2635
PUBLICLY TRADED SECURITIES	P	375499	360229	15270	15270
PUBLICLY TRADED SECURITIES	P	428856	587897	-159041	-159041
PUBLICLY TRADED SECURITIES	P	854480	824362	30118	30118
PUBLICLY TRADED SECURITIES	P	444438	445144	-706	-706
PUBLICLY TRADED SECURITIES	P	150649	140645	10004	10004
PUBLICLY TRADED SECURITIES	P	194297	181603	12694	12694
PUBLICLY TRADED SECURITIES	P	115777	117283	-1506	-1506
PUBLICLY TRADED SECURITIES	P	296137	267751	28386	28386
PUBLICLY TRADED SECURITIES	P	493096	485266	7830	7830
PUBLICLY TRADED SECURITIES	P	4000	4215	-215	-215
PUBLICLY TRADED SECURITIES	P	5000	5212	-212	-212
PUBLICLY TRADED SECURITIES	P	123682	122817	865	865
PUBLICLY TRADED SECURITIES	P	162985	143437	19548	19548
PUBLICLY TRADED SECURITIES	P	7185	7185	0	0

Field	Value	IRS element (for citing)
Capital Gain Net Income	1606	CapitalGainNetIncome

Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax

Field	Value	IRS element (for citing)
Liable For4942 Tax	0	LiableFor4942Tax
Qualifying Distributions Year1	1685280	QualifyingDistributionsYear1
Noncharitable Assets Year1	6311453	NoncharitableAssetsYear1
Distribution Ratio Year1	0.267019	DistributionRatioYear1
Qualifying Distributions Year2	2606769	QualifyingDistributionsYear2
Noncharitable Assets Year2	12135942	NoncharitableAssetsYear2
Distribution Ratio Year2	0.214797	DistributionRatioYear2
Qualifying Distributions Year3	1955909	QualifyingDistributionsYear3
Noncharitable Assets Year3	18187579	NoncharitableAssetsYear3
Distribution Ratio Year3	0.107541	DistributionRatioYear3
Qualifying Distributions Year4	683964	QualifyingDistributionsYear4
Noncharitable Assets Year4	16283526	NoncharitableAssetsYear4
Distribution Ratio Year4	0.042003	DistributionRatioYear4
Qualifying Distributions Year5	1500094	QualifyingDistributionsYear5
Noncharitable Assets Year5	16215809	NoncharitableAssetsYear5
Distribution Ratio Year5	0.092508	DistributionRatioYear5
Total Distribution Ratio	0.723868	TotalDistributionRatio
Average Distribution Ratio	0.144774	AverageDistributionRatio
Net Noncharitable Assets	7104125	NetNoncharitableAssets
Adjusted Noncharitable Assets	1028493	AdjustedNoncharitableAssets
One Percent Net Investment Income	3145	OnePercentNetInvestmentIncome
Adj Nonchrtbl Assets And One	1031638	AdjNonchrtblAssetsAndOnePct
Qualifying Distributions	611040	QualifyingDistributions

Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm

Field	Value	IRS element (for citing)
Investment Income Excise Tax	6290	InvestmentIncomeExciseTax
Tax Under Section511	0	TaxUnderSection511
Subtotal	6290	Subtotal
Subtitle A Tax	0	SubtitleATax
Tax Based On Investment Income	6290	TaxBasedOnInvestmentIncome
Est Tax Payments And Overpayment	12537	EstTaxPaymentsAndOverpayment
Total Credits And Payments	12537	TotalCreditsAndPayments
Overpayment	6247	Overpayment
Amount Credited To Next Year	6247	AmountCreditedToNextYear
Amount To Be Refunded	0	AmountToBeRefunded

Statements Regarding Activities StatementsRegardingActivities

Field	Value	IRS element (for citing)
Legislative Political Activities	0	LegislativePoliticalActivities
More Than100 Spent	0	MoreThan100Spent
Form1120 POL Filed	0	Form1120POLFiled
Sect4955 Tax On Organization	0	Sect4955TaxOnOrganization
Sect4955 Tax On Managers	0	Sect4955TaxOnManagers
Reimbursement Of Tax	0	ReimbursementOfTax
Activities Not Prev Reported	0	ActivitiesNotPrevReported
Changes To Articles Or Bylaws	0	ChangesToArticlesOrBylaws
Unrelated Bus Income Over1000	0	UnrelatedBusIncomeOver1000
Termination Etc	0	TerminationEtc
Requirements Of Sect508e	0	RequirementsOfSect508e
At Least5000 In Assets	1	AtLeast5000InAssets
States Filed With	TX	StatesFiledWith
Form990 PF Filed With AG	1	Form990PFFiledWithAG
Private Operating Foundation	0	PrivateOperatingFoundation
New Substantial Contributors	0	NewSubstantialContributors
Interest In Controlled Entity	0	InterestInControlledEntity
Applicable Insurance Contract	0	ApplicableInsuranceContract
Comply With Public Inspection Rqr	0	ComplyWithPublicInspectionRqr
Website Address	WWW.FLEMING-LAW.COM	WebsiteAddress
Books In Care Of Person Name	RAYMOND KINZER	BooksInCareOfPersonName
Books In Care Of Phone Number	7136217944	BooksInCareOfPhoneNumber

Books In Care Of US Address BooksInCareOfUSAddress

Field	Value	IRS element (for citing)
Address Line1	1330 POST OAK BLVD SUITE 3030	AddressLine1
City	HOUSTON	City
State	TX	State
ZIP Code	770563019	ZIPCode

Statements Regarding Acty4720 StatementsRegardingActy4720

Field	Value	IRS element (for citing)
Sale Or Exchange With Dsqfly Person	0	SaleOrExchangeWithDsqflyPerson
Borrow Or Lend With Dsqfly Person	0	BorrowOrLendWithDsqflyPerson
Furnished Goods With Dsqfly Person	0	FurnishedGoodsWithDsqflyPerson
Pay Compensation To Dsqfly Person	0	PayCompensationToDsqflyPerson
Transfer Assets To Dsqfly Person	0	TransferAssetsToDsqflyPerson
Payment To Government Offical	0	PaymentToGovernmentOffical
Uncorrected Prior Acts	0	UncorrectedPriorActs
Undistributed Income Prior Years	0	UndistributedIncomePriorYears
Business Holdings	0	BusinessHoldings
Jeopardy Investments	0	JeopardyInvestments
Uncorrected Jeopardy Investments	0	UncorrectedJeopardyInvestments
Influence Legislation	0	InfluenceLegislation
Influence Election	0	InfluenceElection
Grants To Individuals	0	GrantsToIndividuals
Grants To Organizations	0	GrantsToOrganizations
Noncharitable Purpose	0	NoncharitablePurpose
Rcv Funds To Pay Prsnl Bnft Contract	0	RcvFundsToPayPrsnlBnftContract
Pay Premiums Prsnl Bnft Contract	0	PayPremiumsPrsnlBnftContract
Prohibited Tax Shelter Transactn	0	ProhibitedTaxShelterTransactn

Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo

Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (2 entries)

Address Line1USAddress/AddressLine1	CityUSAddress/City	StateUSAddress/State	ZIP CodeUSAddress/ZIPCode	TitleTitle	Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition	CompensationCompensation	Contri To Empl Benefit Plans EtcContriToEmplBenefitPlansEtc	Expense Account Other AllowancesExpenseAccountOtherAllowances
GEORGE FLEMING
1330 POST OAK BLVD SUITE 3030	HOUSTON	TX	77056	TRUSTEE	4.00	0	0	0
SCOTT FLEMING
1330 POST OAK BLVD SUITE 3030	HOUSTON	TX	77056	TRUSTEE	4.00	0	0	0

Field	Value	IRS element (for citing)
Comp Of Highest Paid Empl NONE	NONE	CompOfHighestPaidEmplNONE
Tot Number Of Oth Empl Paid Over50k	0	TotNumberOfOthEmplPaidOver50k
Comp Of Hghst Paid Cntrct NONE	NONE	CompOfHghstPaidCntrctNONE
Tot Number Of Cntrct Paid Over50k	0	TotNumberOfCntrctPaidOver50k

Sum Of Program Related Investments SumOfProgramRelatedInvestments

Field	Value	IRS element (for citing)
Total	0	Total

Minimum Investment Return MinimumInvestmentReturn

Field	Value	IRS element (for citing)
Avg Monthly FMV Of Securities	6683192	AvgMonthlyFMVOfSecurities
Avg Monthly Cash Balances	529118	AvgMonthlyCashBalances
FMV All Other Noncharitable Assets	0	FMVAllOtherNoncharitableAssets
Total FMV Of Unused Assets	7212310	TotalFMVOfUnusedAssets
Reduction Claimed	0	ReductionClaimed
Acquisition Indebtedness	0	AcquisitionIndebtedness
Adj Total FMV Of Unused Assets	7212310	AdjTotalFMVOfUnusedAssets
Cash Deemed Charitable	108185	CashDeemedCharitable
Net Noncharitable Assets	7104125	NetNoncharitableAssets
Minimum Investment Return	355206	MinimumInvestmentReturn

Distributable DistributableAmount

Field	Value	IRS element (for citing)
Minimum Investment Return	355206	MinimumInvestmentReturn
Tax Based On Investment Income	6290	TaxBasedOnInvestmentIncome
Total Tax	6290	TotalTax
Distributable Amount Before Adj	348916	DistributableAmountBeforeAdj
Recoveries Qlfy Distributions	0	RecoveriesQlfyDistributions
Distributable Amount Before Ded	348916	DistributableAmountBeforeDed
Deduction Fr Distributable	$0	DeductionFrDistributableAmount
Distributable Amount As Adjusted	348916	DistributableAmountAsAdjusted

Qualifying Distributions QualifyingDistributions

Field	Value	IRS element (for citing)
Expenses And Contributions	611040	ExpensesAndContributions
Program Related Investments Total	0	ProgramRelatedInvestmentsTotal
Qualifying Distributions	611040	QualifyingDistributions
One Pct Sect4940e Org Net Invst Incm	0	OnePctSect4940eOrgNetInvstIncm
Adj Qualifying Distributions	611040	AdjQualifyingDistributions

Undistributed Income UndistributedIncome

Field	Value	IRS element (for citing)
Distributable Amount As Adjusted	348916	DistributableAmountAsAdjusted
Undistributed Income Prior Year	0	UndistributedIncomePriorYear
Total For Prior Years	0	TotalForPriorYears
Excess Distri Carryover Year2	2007828	ExcessDistriCarryoverYear2
Excess Distri Carryover Year1	1375387	ExcessDistriCarryoverYear1
Total Excess Distri Carryover	3383215	TotalExcessDistriCarryover
Qualifying Distributions	611040	QualifyingDistributions
Applied To Year1	0	AppliedToYear1
Applied To Prior Years	0	AppliedToPriorYears
Treated As Distri From Corpus	0	TreatedAsDistriFromCorpus
Applied To Current Year	348916	AppliedToCurrentYear
Remaining Distri From Corpus	262124	RemainingDistriFromCorpus
Excess Distri Cyov App CY Corpus	0	ExcessDistriCyovAppCYCorpus
Excess Distri Cyov Applied CY	0	ExcessDistriCyovAppliedCY
Total Corpus	3645339	TotalCorpus
Prior Year Undistributed Income	0	PriorYearUndistributedIncome
Prior Year Deficiency Or Tax	0	PriorYearDeficiencyOrTax
Taxable Amount1	0	TaxableAmount1
Taxable Amount2	0	TaxableAmount2
Undistributed Income CY	0	UndistributedIncomeCY
Distri From Corpus170b1 E Or4942g3	0	DistriFromCorpus170b1EOr4942g3
Excess Distri Cyov From Year5	0	ExcessDistriCyovFromYear5
Excess Distri Cyov To Next Year	3645339	ExcessDistriCyovToNextYear
Excess From Year2	2007828	ExcessFromYear2
Excess From Year1	1375387	ExcessFromYear1
Excess From Current Year	262124	ExcessFromCurrentYear

Supplementary Information SupplementaryInformation

Field	Value	IRS element (for citing)
Contributing Manager	GEORGE FLEMING	ContributingManager
Only Contributes To Preselected	X	OnlyContributesToPreselected

Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (24 entries)

Address Line1RecipientUSAddress/AddressLine1	CityRecipientUSAddress/City	StateRecipientUSAddress/State	ZIP CodeRecipientUSAddress/ZIPCode	Recipient RelationshipRecipientRelationship	Recipient Foundation StatusRecipientFoundationStatus	Purpose Of Grant Or ContributionPurposeOfGrantOrContribution	AmountAmount
UNIVERSITY OF TEXAS LAW SCHOOL FOUNDATION
727 E DEAN KEETON ST	AUSTIN	TX	78705	NONE	NON PROFIT SCHOOL	CAREER SVCS OFFICE & EXCELLENCE FUND	$100,000
THE BRIARWOOD SCHOOL
12207 WHITTINGTON	HOUSTON	TX	77054	NONE	NON PROFIT SCHOOL	UNDERWRITE 2/25/11 EVENT	$1,000
STAR OF HOPE
6897 ARDMORE	HOUSTON	TX	77054	NONE	PUBLIC CHARITY	1000 THANKSGIVING DINNERS	$3,310
MD ANDERSON CANCER CENTER
6900 FANNIN	HOUSTON	TX	77030	NONE	NON PROFIT ORGANIZAT	MESOTHELIOMA RESEARCH	$10,000
MD ANDERSON CANCER CENTER
6900 FANNIN	HOUSTON	TX	77030	NONE	NON PROFIT ORGANIZAT	CANCER RESEARCH	$1,000
MAGNIFICAT HOUSE
PO BOX 25415	HOUSTON	TX	772655415	nONE	PUBLIC CHARITY	LOAVES & FISHES PROGRAM	$10,000
STRAKE JESUIT
8900 BELLAIRE BOULEVARD	HOUSTON	TX	77036	NONE	NON PROFIT SCHOOL	FUND FOR TEACHING EXCELLENCE,STIPEND,TEACHING AWARD	$60,000
STRAKE JESUIT
8900 BELLAIRE BOULEVARD	HOUSTON	TX	77036	NONE	NON PROFIT SCHOOL	GENERAL FUND	$1,000
ST AGNES ACADEMY
9000 BELLAIRE BLVD	HOUSTON	TX	77036	NONE	NON PROFIT SCHOOL	CHANCELLOR'S FUND	$50,000
UNIVERSITY OF TEXAS FOUNDATION
601 COLORADO	AUSTIN	TX	78701	NONE	NON PROFIT SCHOOL	PRESIDENT'S ASSOCIATES	$5,000
ST FRANCHS EPISCOPAL DAY SCHOOL
335 PINEY POINT ROAD	HOUSTON	TX	77024	NONE	NON PROFIT ORGANIZAT	2010-11 ANNUAL FUND	$2,000
TEXAS ACCESS TO JUSTICE FOUNDATION
PO BOX 12886	AUSTIN	TX	78711	NONE	NON PROFIT ORGANIZAT	UNDERWRITE EVENT	$4,250
SAM HOUSTON AREA COUNCIL BSA
PO BOX 924528	HOUSTON	TX	772924528	NONE	NON PROFIT ORGANIZAT	FRIENDS OF SCOUTING	$250
UTHSC-H
7000 FANNIN	HOUSTON	TX	77030	NONE	PUBLIC CHARITY	GEORGE MCMILLAN FLEMING CENTER ON HEALTH	$250,000
HUMANITIES TEXAS
1410 RIO GRANDE STREET	AUSTIN	TX	78701	NONE	PUBLIC CHARITY	GENERAL FUND	$25,000
CRISTO REY JESUIT COLLEGE PREPARATORY SCHOOL
6700 MOUNT CARMEL STREET	HOUSTON	TX	77087	NONE	NON PROFIT ORGANIZAT	UNDERWRITE GOLF CLASSIC	$2,500
ST MARY OF THE MIRACULOUS MEDAL
1604 9TH AVENUE N	TEXAS CITY	TX	77590	NONE	NON PROFIT ORGANIZAT	CAPITAL CAMPAIGN	$50,000
TEXAS APPLESEED
1609 SHOAL CREED BLVD SUITE 201	AUSTIN	TX	78701	NONE	PUBLIC CHARITY	UNDERWRITE EVENT	$9,280
BOYS & GIRLS CLUB
1520-A AIRLINE DRIVE	HOUSTON	TX	77009	NONE	PUBLIC CHARITY	UNDERWRITE EVENT	$2,200
ARCHDIOCESE OF GALVESTON-HOUSTON
1700 SAN JACINTO	HOUSTON	TX	77001	NONE	NON PROFIT ORGANIZAT	UNDERWRITE EVENT	$250
THE HOLOCAUST MUSEUM HOUSTON
5401 CAROLINE STREET	HOUSTON	TX	77004	NONE	NON PROFIT ORGANIZAT	GENERAL FUND	$1,000
MD ANDERSON CANCER CENTER
6900 FANNIN	HOUSTON	TX	77030	NONE	NON PROFIT ORGANIZAT	GENERAL FUND	$20,000
UNIVERSITY OF TEXAS AT AUSTIN
601 COLORADO	AUSTIN	TX	78701	NONE	NON PROFIT SCHOOL	GENERAL FUND	$1,000
UNIVERSITY OF TEXAS LAW SCHOOL FOUNDATION
727 E DEAN KEETON ST	AUSTIN	TX	78705	NONE	NON PROFIT ORGANIZAT	2009-2010 MEETING	$2,000

Field	Value	IRS element (for citing)
Tot Grant Or Contri Paid During Year	611040	TotGrantOrContriPaidDuringYear
Tot Grant Or Contri Approved Future	0	TotGrantOrContriApprovedFuture

Analysis Income Producing Acty AnalysisIncomeProducingActy

Int On Savings And Temp Cash Invst IntOnSavingsAndTempCashInvst

Field	Value	IRS element (for citing)
Exclusion Code	14	ExclusionCode
Exclusion	$311,679	ExclusionAmount

Other Investment Income Part VII OtherInvestmentIncomePartVII

Field	Value	IRS element (for citing)
Business Code	523000	BusinessCode
Unrelated Business Income	$11,090	UnrelatedBusinessIncomeAmount

Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry

Field	Value	IRS element (for citing)
Related Or Exempt Function Income	1606	RelatedOrExemptFunctionIncome

Other Revenue Described OtherRevenueDescribed (2 entries)

DescriptionDescription
OTHER INCOME
LITIGATION SETTLEMENT

Subtotals Part XVIA SubtotalsPartXVIA

Field	Value	IRS element (for citing)
Unrelated Business Income	$11,090	UnrelatedBusinessIncomeAmount
Exclusion	$311,679	ExclusionAmount
Related Or Exempt Function Income	1606	RelatedOrExemptFunctionIncome

Field	Value	IRS element (for citing)
Total Part XVIA	324375	TotalPartXVIA

Rln Of Acty To Accom Of Exempt Prps RlnOfActyToAccomOfExemptPrps

Field	Value	IRS element (for citing)
Line Number	8	LineNumber
Relationship Statement	SALES OF SECURITIES PROVIDES CASH TO MAKE CONTRIBUTIONS, GIFTS, GRANTS	RelationshipStatement

Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO

Field	Value	IRS element (for citing)
Trnsfr Of Cash To Noncharitable EO	0	TrnsfrOfCashToNoncharitableEO
Trnsfr Oth Assets Noncharitable EO	0	TrnsfrOthAssetsNoncharitableEO
Sales Or Exchanges Of Assets	0	SalesOrExchangesOfAssets
Purchase Assets Noncharitable EO	0	PurchaseAssetsNoncharitableEO
Rental Of Facilities Etc	0	RentalOfFacilitiesEtc
Reimbursement Arrangements	0	ReimbursementArrangements
Loans Or Loan Guarantees	0	LoansOrLoanGuarantees
Performance Of Services Etc	0	PerformanceOfServicesEtc
Sharing Of Facilities Etc	0	SharingOfFacilitiesEtc
Relationships Noncharitable E Os	0	RelationshipsNoncharitableEOs

Accounting Fees Schedule AccountingFeesSchedule

Accounting Fees AccountingFees

Field	Value	IRS element (for citing)
Category	ACCOUNTING FEES	Category
Amount	$19,244	Amount
Net Investment Income	9622	NetInvestmentIncome
Disbursements Charitable Prps	0	DisbursementsCharitablePrps

Investments Corp Stock Schedule InvestmentsCorpStockSchedule

Investments Corp Stock InvestmentsCorpStock (2 entries)

Name Of StockNameOfStock	EOY Book ValueEOYBookValue	EOYFMVEOYFMV
OPPENHEIMER	0	0
AMERICAN ENTERPRISE INVESTMENT	5719295	6042328

Investments Other Schedule2 InvestmentsOtherSchedule2

Investments Other InvestmentsOther (2 entries)

Category Or ItemCategoryOrItem	Listed At Cost Or FMVListedAtCostOrFMV	Book ValueBookValue	EOYFMVEOYFMV
GOLDENTREE HIGH YIELD PROPERTIES	AT COST	362894	87262
EQUITY HERITAGE "SIDE POCKET"	AT COST	192304	192304

Legal Fees Schedule LegalFeesSchedule

Legal Fees LegalFees

Field	Value	IRS element (for citing)
Category	LEGAL FEES	Category
Amount	$44	Amount
Net Investment Income	0	NetInvestmentIncome
Disbursements Charitable Prps	0	DisbursementsCharitablePrps

Other Assets Schedule OtherAssetsSchedule

Other Assets OtherAssets (2 entries)

DescriptionDescription	BOY Book ValueBOYBookValue	EOY Book ValueEOYBookValue	EOYFMVEOYFMV
FOREIGN TAX WITHHELD	220
PREPAID FEDRAL EXCISE TAX	11736	6247	6247

Other Expenses Schedule OtherExpensesSchedule

Other Expenses OtherExpenses (5 entries)

DescriptionDescription	Revenue And Expenses Per BooksRevenueAndExpensesPerBooks	Net Investment IncomeNetInvestmentIncome
EXPENSE REIMBURSEMENT	962	0
OTHER DEDUCTIONS	2270	0
INVESTMENT MANAGEMENT FEES	30	30
FOREIGN TAX WITHHELD	220	220
EXCISE TAX	5489	0

Other Income Schedule2 OtherIncomeSchedule2

Other Income OtherIncome (3 entries)

DescriptionDescription	Revenue And Expenses Per BooksRevenueAndExpensesPerBooks	Net Investment IncomeNetInvestmentIncome	Adjusted Net IncomeAdjustedNetIncome
GOLDENTREE HIGH YIELD FUND	7797	7797	7797
LITIGATION SETTLEMENT	476	476	476
COMPASS BANK-OTHER INCOME	2817	2817	2817

Other Liabilities Schedule OtherLiabilitiesSchedule

Other Liabilities OtherLiabilities (2 entries)

DescriptionDescription	BOY Book ValueBOYBookValue	EOY Book ValueEOYBookValue
EXCISE TAXES PAYBLE	3446	3446
UNREALIZED GAIN/LOSS	349982	349982