STRATEGY STUDIO / PUBLIC DATA EXPLORER

THE SAMBERG FAMILY FOUNDATION: Form 990PF, tax year 2009

View the entire original 990 at ProPublica ↗

Organization
THE SAMBERG FAMILY FOUNDATION (EIN 06-6439895)
Tax period
2009-12-01 to 2010-11-30
Filed
2011-09-21
IRS object ID
201102649349100700
Schema version
2009v1.7
Source
Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header ReturnHeader

FieldValueIRS element (for citing)
Timestamp2011-09-21T21:37:06-05:00Timestamp
Tax Period End Date2010-11-30TaxPeriodEndDate

Preparer Firm PreparerFirm

Preparer Firm Business Name PreparerFirmBusinessName

FieldValueIRS element (for citing)
Business Name Line1GRANT THORNTON LLPBusinessNameLine1

Preparer Firm US Address PreparerFirmUSAddress

FieldValueIRS element (for citing)
Address Line160 BROAD STREETAddressLine1
CityNEW YORKCity
StateNYState
ZIP Code100042306ZIPCode
FieldValueIRS element (for citing)
Return Type990PFReturnType
Tax Period Begin Date2009-12-01TaxPeriodBeginDate

Filer Filer

FieldValueIRS element (for citing)
EIN066439895EIN

Name Name

FieldValueIRS element (for citing)
Business Name Line1THE SAMBERG FAMILY FOUNDATIONBusinessNameLine1
FieldValueIRS element (for citing)
Name ControlSAMBNameControl
Phone2034292200Phone

US Address USAddress

FieldValueIRS element (for citing)
Address Line1187 DANBURY ROADAddressLine1
CityWILTONCity
StateCTState
ZIP Code06897ZIPCode

Officer Officer

FieldValueIRS element (for citing)
Namearthur sambergName
TitletrusteeTitle
Date Signed2011-08-31DateSigned

Preparer Preparer

FieldValueIRS element (for citing)
NameJonathan SchmeltzName
Phone2124221000Phone
FieldValueIRS element (for citing)
Tax Year2009TaxYear
Build TS2016-03-07 17:11:31ZBuildTS

Form 990-PF IRS990PF

FieldValueIRS element (for citing)
Exempt PFXExemptPF
FMV Assets EOY72819673FMVAssetsEOY
Method Of Accounting CashXMethodOfAccountingCash

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

FieldValueIRS element (for citing)
Not Required To Attach Schedule BXNotRequiredToAttachScheduleB
Interest On Savings Rev And Expnss107923InterestOnSavingsRevAndExpnss
Interest On Savings Net Invst Incm107923InterestOnSavingsNetInvstIncm
Dividends Rev And Expnss26708DividendsRevAndExpnss
Dividends Net Invst Incm26708DividendsNetInvstIncm
Net Gain Sale Assets Rev And Expnss-392219NetGainSaleAssetsRevAndExpnss
Gross Sales Price2480141GrossSalesPrice
Other Income Rev And Expnss350922OtherIncomeRevAndExpnss
Other Income Net Invst Incm162691OtherIncomeNetInvstIncm
Total Revenue And Expenses93334TotalRevenueAndExpenses
Total Net Investment Income297322TotalNetInvestmentIncome
Comp Ofcr Dir Trst Rev And Expnss220917CompOfcrDirTrstRevAndExpnss
Comp Ofcr Dir Trst Dsbrs Chrtbl Prps220917CompOfcrDirTrstDsbrsChrtblPrps
Oth Empl Slrs Wgs Rev And Expnss123942OthEmplSlrsWgsRevAndExpnss
Oth Empl Slrs Wgs Dsbrs Chrtbl Prps123942OthEmplSlrsWgsDsbrsChrtblPrps
Pension Empl Bnft Rev And Expnss46185PensionEmplBnftRevAndExpnss
Pension Empl Bnft Dsbrs Chrtbl Prps46185PensionEmplBnftDsbrsChrtblPrps
Legal Fees Rev And Expnss1911LegalFeesRevAndExpnss
Legal Fees Net Invst Incm956LegalFeesNetInvstIncm
Legal Fees Adj Net Incm0LegalFeesAdjNetIncm
Legal Fees Dsbrs Chrtbl Prps955LegalFeesDsbrsChrtblPrps
Accounting Fees Rev And Expnss20191AccountingFeesRevAndExpnss
Accounting Fees Net Invst Incm10096AccountingFeesNetInvstIncm
Accounting Fees Adj Net Incm0AccountingFeesAdjNetIncm
Accounting Fees Dsbrs Chrtbl Prps10095AccountingFeesDsbrsChrtblPrps
Interest Rev And Expnss12125InterestRevAndExpnss
Interest Net Invst Incm12125InterestNetInvstIncm
Taxes Rev And Expnss144816TaxesRevAndExpnss
Taxes Net Invst Incm4TaxesNetInvstIncm
Taxes Dsbrs Chrtbl Prps20943TaxesDsbrsChrtblPrps
Deprec And Depletion Rev And Expnss2295DeprecAndDepletionRevAndExpnss
Occupancy Rev And Expnss5600OccupancyRevAndExpnss
Occupancy Dsbrs Chrtbl Prps5600OccupancyDsbrsChrtblPrps
Trav Conf Meeting Rev And Expnss24553TravConfMeetingRevAndExpnss
Trav Conf Meeting Dsbrs Chrtbl Prps24553TravConfMeetingDsbrsChrtblPrps
Other Expenses Rev And Expnss175600OtherExpensesRevAndExpnss
Other Expenses Net Invst Incm154967OtherExpensesNetInvstIncm
Other Expenses Dsbrs Chrtbl Prps20633OtherExpensesDsbrsChrtblPrps
Tot Opr Expenses Rev And Expnss778135TotOprExpensesRevAndExpnss
Tot Opr Expenses Net Invst Incm178148TotOprExpensesNetInvstIncm
Tot Opr Expenses Adj Net Incm0TotOprExpensesAdjNetIncm
Tot Opr Expenses Dsbrs Chrtbl Prps473823TotOprExpensesDsbrsChrtblPrps
Contri Gifts Paid Rev And Expnss5962500ContriGiftsPaidRevAndExpnss
Contri Gifts Paid Dsbrs Chrtbl Prps5962500ContriGiftsPaidDsbrsChrtblPrps
Total Expenses Rev And Expnss6740635TotalExpensesRevAndExpnss
Total Expenses Net Invst Incm178148TotalExpensesNetInvstIncm
Total Expenses Adj Net Incm0TotalExpensesAdjNetIncm
Total Expenses Dsbrs Chrtbl Prps6436323TotalExpensesDsbrsChrtblPrps
Excess Of Revenue Over Expenses-6647301ExcessOfRevenueOverExpenses
Net Investment Income119174NetInvestmentIncome

Balance Sheets BalanceSheets

FieldValueIRS element (for citing)
Cash BOY16906CashBOY
Cash EOY3667CashEOY
Cash EOYFMV3667CashEOYFMV
Savings And Temp Cash Invst BOY17380210SavingsAndTempCashInvstBOY
Savings And Temp Cash Invst EOY14373845SavingsAndTempCashInvstEOY
Savings And Temp Cash Invst EOYFMV14373845SavingsAndTempCashInvstEOYFMV
Investments Corp Stock BOY618428InvestmentsCorpStockBOY
Investments Corp Stock EOY1309131InvestmentsCorpStockEOY
Investments Corp Stock EOYFMV3294426InvestmentsCorpStockEOYFMV
Investments Corp Bonds BOY162549InvestmentsCorpBondsBOY
Investments Corp Bonds EOY138418InvestmentsCorpBondsEOY
Investments Corp Bonds EOYFMV200026InvestmentsCorpBondsEOYFMV
Investments Other BOY59809503InvestmentsOtherBOY
Investments Other EOY60385107InvestmentsOtherEOY
Investments Other EOYFMV54900232InvestmentsOtherEOYFMV
Land Building And Equipment Basis95672LandBuildingAndEquipmentBasis
Accum Deprec Land Bldg And Equip48195AccumDeprecLandBldgAndEquip
Land Building And Equipment BOY49772LandBuildingAndEquipmentBOY
Land Building And Equipment EOY47477LandBuildingAndEquipmentEOY
Land Building And Equipment EOYFMV47477LandBuildingAndEquipmentEOYFMV
Total Assets BOY78037368TotalAssetsBOY
Total Assets EOY76257645TotalAssetsEOY
Total Assets EOYFMV72819673TotalAssetsEOYFMV
Accounts Payable BOY3168AccountsPayableBOY
Accounts Payable EOY2157AccountsPayableEOY
Other Liabilities BOY10717367OtherLiabilitiesBOY
Other Liabilities EOY13949701OtherLiabilitiesEOY
Total Liabilities BOY10720535TotalLiabilitiesBOY
Total Liabilities EOY13951858TotalLiabilitiesEOY
Org That Do Not Follow SFAS117XOrgThatDoNotFollowSFAS117
Capital Stock BOY88988408CapitalStockBOY
Capital Stock EOY88988408CapitalStockEOY
Retained Earnings BOY-21671575RetainedEarningsBOY
Retained Earnings EOY-26682621RetainedEarningsEOY
Total Net Assets BOY67316833TotalNetAssetsBOY
Total Net Assets EOY62305787TotalNetAssetsEOY
Total Liabilities Net Assets BOY78037368TotalLiabilitiesNetAssetsBOY
Total Liabilities Net Assets EOY76257645TotalLiabilitiesNetAssetsEOY

Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances

FieldValueIRS element (for citing)
Total Net Assets Fund Balances BOY67316833TotalNetAssetsFundBalancesBOY
Excess Of Revenue Over Expenses-6647301ExcessOfRevenueOverExpenses
Other Increases1636255OtherIncreases
Subtotal62305787Subtotal
Total Net Assets Fund Balances EOY62305787TotalNetAssetsFundBalancesEOY

Capital Gains And Losses CapitalGainsAndLosses

Capital Gains And Losses Info CapitalGainsAndLossesInfo (3 entries)

Description Of AssetDescriptionOfAssetDate AcquiredDateAcquiredDate SoldDateSoldGross Sales PriceGrossSalesPriceCost Or Other BasisCostOrOtherBasisGain Or LossGainOrLossGains Minus Excess Or LossesGainsMinusExcessOrLosses
23,086 SHS INTEROIL CORP.2009-12-152010-10-121541842750505791337791337
14,000 SHS INTEROIL CORP.2009-12-152010-10-11938299455128483171483171
LOSS ON DISPOSITION OF PARTNERSHIPS-954138
FieldValueIRS element (for citing)
Capital Gain Net Income-392219CapitalGainNetIncome

Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax

FieldValueIRS element (for citing)
Liable For4942 TaxfalseLiableFor4942Tax
Qualifying Distributions Year16068177QualifyingDistributionsYear1
Noncharitable Assets Year170041037NoncharitableAssetsYear1
Distribution Ratio Year10.086637DistributionRatioYear1
Qualifying Distributions Year25407960QualifyingDistributionsYear2
Noncharitable Assets Year290424511NoncharitableAssetsYear2
Distribution Ratio Year20.059806DistributionRatioYear2
Qualifying Distributions Year35883374QualifyingDistributionsYear3
Noncharitable Assets Year396622769NoncharitableAssetsYear3
Distribution Ratio Year30.06089DistributionRatioYear3
Qualifying Distributions Year45085114QualifyingDistributionsYear4
Noncharitable Assets Year487595158NoncharitableAssetsYear4
Distribution Ratio Year40.058052DistributionRatioYear4
Qualifying Distributions Year54733921QualifyingDistributionsYear5
Noncharitable Assets Year572686559NoncharitableAssetsYear5
Distribution Ratio Year50.065128DistributionRatioYear5
Total Distribution Ratio0.330513TotalDistributionRatio
Average Distribution Ratio0.066103AverageDistributionRatio
Net Noncharitable Assets72520572NetNoncharitableAssets
Adjusted Noncharitable Assets4793827AdjustedNoncharitableAssets
One Percent Net Investment Income1192OnePercentNetInvestmentIncome
Adj Nonchrtbl Assets And One4795019AdjNonchrtblAssetsAndOnePct
Qualifying Distributions6436323QualifyingDistributions

Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm

FieldValueIRS element (for citing)
Domestic Org Meeting Sect4940eXDomesticOrgMeetingSect4940e
Investment Income Excise Tax1192InvestmentIncomeExciseTax
Subtotal1192Subtotal
Tax Based On Investment Income1192TaxBasedOnInvestmentIncome
Est Tax Payments And Overpayment1000EstTaxPaymentsAndOverpayment
Tax Paid With Extension1000TaxPaidWithExtension
Total Credits And Payments2000TotalCreditsAndPayments
Overpayment808Overpayment
Amount Credited To Next Year808AmountCreditedToNextYear

Statements Regarding Activities StatementsRegardingActivities

FieldValueIRS element (for citing)
Legislative Political ActivitiesfalseLegislativePoliticalActivities
More Than100 SpentfalseMoreThan100Spent
Form1120 POL FiledfalseForm1120POLFiled
Activities Not Prev ReportedfalseActivitiesNotPrevReported
Changes To Articles Or BylawsfalseChangesToArticlesOrBylaws
Unrelated Bus Income Over1000falseUnrelatedBusIncomeOver1000
Termination EtcfalseTerminationEtc
Requirements Of Sect508etrueRequirementsOfSect508e
At Least5000 In AssetstrueAtLeast5000InAssets
States Filed WithNYStatesFiledWith
Form990 PF Filed With AGtrueForm990PFFiledWithAG
Private Operating FoundationfalsePrivateOperatingFoundation
New Substantial ContributorsfalseNewSubstantialContributors
Interest In Controlled EntityfalseInterestInControlledEntity
Applicable Insurance ContractfalseApplicableInsuranceContract
Comply With Public Inspection RqrtrueComplyWithPublicInspectionRqr

Books In Care Of Business Name BooksInCareOfBusinessName

FieldValueIRS element (for citing)
Business Name Line1ARTHUR SAMBERGBusinessNameLine1
FieldValueIRS element (for citing)
Books In Care Of Phone Number2034292200BooksInCareOfPhoneNumber

Books In Care Of US Address BooksInCareOfUSAddress

FieldValueIRS element (for citing)
Address Line1187 DANBURY ROADAddressLine1
CityWILTONCity
StateCTState
ZIP Code06897ZIPCode

Statements Regarding Acty4720 StatementsRegardingActy4720

FieldValueIRS element (for citing)
Sale Or Exchange With Dsqfly PersonfalseSaleOrExchangeWithDsqflyPerson
Borrow Or Lend With Dsqfly PersonfalseBorrowOrLendWithDsqflyPerson
Furnished Goods With Dsqfly PersonfalseFurnishedGoodsWithDsqflyPerson
Pay Compensation To Dsqfly PersonfalsePayCompensationToDsqflyPerson
Transfer Assets To Dsqfly PersonfalseTransferAssetsToDsqflyPerson
Payment To Government OfficalfalsePaymentToGovernmentOffical
Uncorrected Prior ActsfalseUncorrectedPriorActs
Undistributed Income Prior YearsfalseUndistributedIncomePriorYears
Business HoldingsfalseBusinessHoldings
Jeopardy InvestmentsfalseJeopardyInvestments
Uncorrected Jeopardy InvestmentsfalseUncorrectedJeopardyInvestments
Influence LegislationfalseInfluenceLegislation
Influence ElectionfalseInfluenceElection
Grants To IndividualsfalseGrantsToIndividuals
Grants To OrganizationsfalseGrantsToOrganizations
Noncharitable PurposefalseNoncharitablePurpose
Rcv Funds To Pay Prsnl Bnft ContractfalseRcvFundsToPayPrsnlBnftContract
Pay Premiums Prsnl Bnft ContractfalsePayPremiumsPrsnlBnftContract
Prohibited Tax Shelter TransactnfalseProhibitedTaxShelterTransactn

Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo

Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (4 entries)

Address Line1USAddress/AddressLine1CityUSAddress/CityStateUSAddress/StateZIP CodeUSAddress/ZIPCodeTitleTitleAvg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPositionCompensationCompensationContri To Empl Benefit Plans EtcContriToEmplBenefitPlansEtcExpense Account Other AllowancesExpenseAccountOtherAllowances
ARTHUR SAMBERG
187 DANBURY ROADWILTONCT06897TRUSTEE/AS REQUIRED0000
REBECCA SAMBERG
187 DANBURY ROADWILTONCT06897TRUSTEE/AS REQUIRED0000
GERALD D LEVINE
3605 Livingston street NWWASHINGTONDC20015PRESIDENT/AS REQUIRED011550000
LAURA SAMBERG FAINO
5840 18TH STREET NORTHARLINGTONVA22205director/as required010541700
FieldValueIRS element (for citing)
Summary Of Direct Charitable ActySummaryOfDirectCharitableActy
Sum Of Program Related InvestmentsSumOfProgramRelatedInvestments

Minimum Investment Return MinimumInvestmentReturn

FieldValueIRS element (for citing)
Avg Monthly FMV Of Securities63649955AvgMonthlyFMVOfSecurities
Avg Monthly Cash Balances9927514AvgMonthlyCashBalances
FMV All Other Noncharitable Assets47477FMVAllOtherNoncharitableAssets
Total FMV Of Unused Assets73624946TotalFMVOfUnusedAssets
Acquisition Indebtedness0AcquisitionIndebtedness
Adj Total FMV Of Unused Assets73624946AdjTotalFMVOfUnusedAssets
Cash Deemed Charitable1104374CashDeemedCharitable
Net Noncharitable Assets72520572NetNoncharitableAssets
Minimum Investment Return3626029MinimumInvestmentReturn

Distributable DistributableAmount

FieldValueIRS element (for citing)
Minimum Investment Return3626029MinimumInvestmentReturn
Tax Based On Investment Income1192TaxBasedOnInvestmentIncome
Total Tax1192TotalTax
Distributable Amount Before Adj3624837DistributableAmountBeforeAdj
Distributable Amount Before Ded3624837DistributableAmountBeforeDed
Distributable Amount As Adjusted3624837DistributableAmountAsAdjusted

Qualifying Distributions QualifyingDistributions

FieldValueIRS element (for citing)
Expenses And Contributions6436323ExpensesAndContributions
Program Related Investments Total0ProgramRelatedInvestmentsTotal
Amounts Paid Acq Charitable Assets0AmountsPaidAcqCharitableAssets
Amounts Set Aside Suitability Test0AmountsSetAsideSuitabilityTest
Amounts Set Aside Cash Distri Test0AmountsSetAsideCashDistriTest
Qualifying Distributions6436323QualifyingDistributions
One Pct Sect4940e Org Net Invst Incm1192OnePctSect4940eOrgNetInvstIncm
Adj Qualifying Distributions6435131AdjQualifyingDistributions

Undistributed Income UndistributedIncome

FieldValueIRS element (for citing)
Distributable Amount As Adjusted3624837DistributableAmountAsAdjusted
Prior Year12007PriorYear1
Prior Year22006PriorYear2
Prior Year32005PriorYear3
Excess Distri Carryover Year51275645ExcessDistriCarryoverYear5
Excess Distri Carryover Year41024149ExcessDistriCarryoverYear4
Excess Distri Carryover Year31340574ExcessDistriCarryoverYear3
Excess Distri Carryover Year2924217ExcessDistriCarryoverYear2
Excess Distri Carryover Year12566625ExcessDistriCarryoverYear1
Total Excess Distri Carryover7131210TotalExcessDistriCarryover
Qualifying Distributions6436323QualifyingDistributions
Applied To Current Year3624837AppliedToCurrentYear
Remaining Distri From Corpus2811486RemainingDistriFromCorpus
Total Corpus9942696TotalCorpus
Undistributed Income CY0UndistributedIncomeCY
Excess Distri Cyov From Year51275645ExcessDistriCyovFromYear5
Excess Distri Cyov To Next Year8667051ExcessDistriCyovToNextYear
Excess From Year41024149ExcessFromYear4
Excess From Year31340574ExcessFromYear3
Excess From Year2924217ExcessFromYear2
Excess From Year12566625ExcessFromYear1
Excess From Current Year2811486ExcessFromCurrentYear
FieldValueIRS element (for citing)
Private Operating FoundationsPrivateOperatingFoundations

Supplementary Information SupplementaryInformation

FieldValueIRS element (for citing)
Contributing ManagerARTHUR SAMBERGContributingManager
Only Contributes To PreselectedXOnlyContributesToPreselected

Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (28 entries)

Address Line1RecipientUSAddress/AddressLine1CityRecipientUSAddress/CityStateRecipientUSAddress/StateZIP CodeRecipientUSAddress/ZIPCodeRecipient RelationshipRecipientRelationshipRecipient Foundation StatusRecipientFoundationStatusPurpose Of Grant Or ContributionPurposeOfGrantOrContributionAmountAmount
AVODAH - THE JEWISH SERVICE CORPS
116 EAST 27TH STREET 10TH FLOORNEW YORKNY10016no relationshippublic charityTO AID THE DONEE ORGANIZATIONS IN CARRYING OUT THEIR EXEMPT FUNCTIONS.$40,000
BIRTHRIGHT ISRAEL FOUNDATION
33 EAST 33RD STREET 7TH FLOORNEW YORKNY10016no relationshippublic charityTO AID THE DONEE ORGANIZATIONS IN CARRYING OUT THEIR EXEMPT FUNCTIONS.$750,000
BUILDING EDUCATED LEADERS FOR LIFE
ONE FORDHAM PLAZA SUITE 903BRONXNY10458no relationshippublic charityTO AID THE DONEE ORGANIZATIONS IN CARRYING OUT THEIR EXEMPT FUNCTIONS.$90,000
CENTER FOR LEADERSHIP INITIATIVES
PO BOX 51TULSAOK74101no relationshippublic charityTO AID THE DONEE ORGANIZATIONS IN CARRYING OUT THEIR EXEMPT FUNCTIONS.$140,000
CHILDREN'S HEALTH FUND
215 WEST 125TH STREET SUITE 301NEW YORKNY10027no relationshippublic charityTO AID THE DONEE ORGANIZATIONS IN CARRYING OUT THEIR EXEMPT FUNCTIONS.$85,000
CHILDREN'S HOSPITAL OF NY PRESBYTERIAN
525 EAST 68TH STREETNEW YORKNY10065no relationshippublic charityTO AID THE DONEE ORGANIZATIONS IN CARRYING OUT THEIR EXEMPT FUNCTIONS.$165,000
CITIZEN SCHOOLS
CHILDRENS WHARF 308 CONGRESS STREBOSTONMA02210no relationshippublic charityTO AID THE DONEE ORGANIZATIONS IN CARRYING OUT THEIR EXEMPT FUNCTIONS.$200,000
COLLEGE SUMMIT
1763 COLUMBIA ROAD NW 2ND FLOORWASHINGTONDC20009no relationshippublic charityTO AID THE DONEE ORGANIZATIONS IN CARRYING OUT THEIR EXEMPT FUNCTIONS.$500,000
DOROT
171 WEST 85TH STREETNEW YORKNY10024no relationshippublic charityTO AID THE DONEE ORGANIZATIONS IN CARRYING OUT THEIR EXEMPT FUNCTIONS.$45,000
FACING HISTORY & OURSELVES
16 HURD ROADBROOKLINEMA02445no relationshippublic charityTO AID THE DONEE ORGANIZATIONS IN CARRYING OUT THEIR EXEMPT FUNCTIONS.$60,000
FUND FOR PUBLIC HEALTH IN NEW YORK INC
291 BROADWAY 17TH FLOORNEW YORKNY10007no relationshippublic charityTO AID THE DONEE ORGANIZATIONS IN CARRYING OUT THEIR EXEMPT FUNCTIONS.$85,000
HARLEM CHILDREN'S ZONE
35 EAST 125TH STREETNEW YORKNY10035no relationshippublic charityTO AID THE DONEE ORGANIZATIONS IN CARRYING OUT THEIR EXEMPT FUNCTIONS.$1,000,000
HARLEM RBI
333 EAST 100TH STREET GROUND FLOORNEW YORKNY10029no relationshippublic charityTO AID THE DONEE ORGANIZATIONS IN CARRYING OUT THEIR EXEMPT FUNCTIONS.$150,000
HILLEL THE FOUNDATION FOR JEWISH CAMPUS LIFE
800 EIGHTH STREET NWWASHINGTONDC20001no relationshippublic charityTO AID THE DONEE ORGANIZATIONS IN CARRYING OUT THEIR EXEMPT FUNCTIONS.$215,000
JEWISH OUTREACH INSTITUTE
1270 BROADWAY SUITE 609NEW YORKNY10001no relationshippublic charityTO AID THE DONEE ORGANIZATIONS IN CARRYING OUT THEIR EXEMPT FUNCTIONS.$180,000
NEW HEIGHTS YOUTH INC
1825A MADISON AVENUENEW YORKNY10035no relationshippublic charityTO AID THE DONEE ORGANIZATIONS IN CARRYING OUT THEIR EXEMPT FUNCTIONS.$50,000
NEW PROFIT INC
2 CANAL PARKCAMBRIDGEMA02141no relationshippublic charityTO AID THE DONEE ORGANIZATIONS IN CARRYING OUT THEIR EXEMPT FUNCTIONS.$500,000
NETWORK FOR TEACHING ENTREPRENEURSHIP
120 WALL STREET 18TH STREETNEW YORKNY10005no relationshippublic charityTO AID THE DONEE ORGANIZATIONS IN CARRYING OUT THEIR EXEMPT FUNCTIONS.$105,000
OPEN DOOR FAMILY MEDICAL CENTER INC
165 MAIN STREETOSSININGNY10562no relationshippublic charityTO AID THE DONEE ORGANIZATIONS IN CARRYING OUT THEIR EXEMPT FUNCTIONS.$230,000
ORCHESTRA OF ST LUKES
330 WEST 42ND STREET 9TH FLOORNEW YORKNY10036no relationshippublic charityTO AID THE DONEE ORGANIZATIONS IN CARRYING OUT THEIR EXEMPT FUNCTIONS.$50,000
PROJECT HEALTH
88 EAST NEWTON STREETBOSTONMA02118no relationshippublic charityTO AID THE DONEE ORGANIZATIONS IN CARRYING OUT THEIR EXEMPT FUNCTIONS.$250,000
READING EXCELLENCE & DISCOVERY FOUNDATION
80 MAIDEN LANE 11TH FLOORNEW YORKNY10038no relationshippublic charityTO AID THE DONEE ORGANIZATIONS IN CARRYING OUT THEIR EXEMPT FUNCTIONS.$25,000
TEACH FOR ALL
315 WEST 36TH STREETNEW YORKNY10018no relationshippublic charityTO AID THE DONEE ORGANIZATIONS IN CARRYING OUT THEIR EXEMPT FUNCTIONS.$100,000
THE NITESTAR PROGRAM
1111 AMSTERDAM AVENUENEW YORKNY10025no relationshippublic charityTO AID THE DONEE ORGANIZATIONS IN CARRYING OUT THEIR EXEMPT FUNCTIONS.$22,500
TURNAROUND
401 WASHINGTON AVENUE SUITE 300TOWSONMD21204no relationshippublic charityTO AID THE DONEE ORGANIZATIONS IN CARRYING OUT THEIR EXEMPT FUNCTIONS.$75,000
UJA FEDERATION
130 EAST 59TH STREETNEW YORKNY10022no relationshippublic charityTO AID THE DONEE ORGANIZATIONS IN CARRYING OUT THEIR EXEMPT FUNCTIONS.$650,000
US HOLOCAUST MEMORIAL MUSEUM
100 RAOUL WALLENBERG PLACE SWWASHINGTONDC20024no relationshippublic charityTO AID THE DONEE ORGANIZATIONS IN CARRYING OUT THEIR EXEMPT FUNCTIONS.$150,000
YOUTH RENEWAL FUND
250 WEST 57TH STREET SUITE 632NEW YORKNY10107no relationshippublic charityTO AID THE DONEE ORGANIZATIONS IN CARRYING OUT THEIR EXEMPT FUNCTIONS.$50,000
FieldValueIRS element (for citing)
Tot Grant Or Contri Paid During Year5962500TotGrantOrContriPaidDuringYear

Analysis Income Producing Acty AnalysisIncomeProducingActy

FieldValueIRS element (for citing)
Fees Contracts From Govt AgenciesFeesContractsFromGovtAgencies
Membership Dues And AssessmentsMembershipDuesAndAssessments

Int On Savings And Temp Cash Invst IntOnSavingsAndTempCashInvst

FieldValueIRS element (for citing)
Exclusion Code14ExclusionCode
Exclusion$107,923ExclusionAmount

Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII

FieldValueIRS element (for citing)
Exclusion Code14ExclusionCode
Exclusion$26,708ExclusionAmount
FieldValueIRS element (for citing)
Net Rental Incm Re Debt Fincd PropNetRentalIncmReDebtFincdProp
Net Rntl Incm Re Not Debt Fincd PropNetRntlIncmReNotDebtFincdProp
Net Rental Incm Personal PropertyNetRentalIncmPersonalProperty

Other Investment Income Part VII OtherInvestmentIncomePartVII

FieldValueIRS element (for citing)
Business Code523000BusinessCode
Unrelated Business Income$0UnrelatedBusinessIncomeAmount
Exclusion Code14ExclusionCode
Exclusion$350,922ExclusionAmount

Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry

FieldValueIRS element (for citing)
Exclusion Code18ExclusionCode
Exclusion-$392,219ExclusionAmount
FieldValueIRS element (for citing)
Net Income Loss From Special EventsNetIncomeLossFromSpecialEvents
Gross Profit Loss Sales Of InvntryGrossProfitLossSalesOfInvntry

Subtotals Part XVIA SubtotalsPartXVIA

FieldValueIRS element (for citing)
Unrelated Business Income$0UnrelatedBusinessIncomeAmount
Exclusion$93,334ExclusionAmount
FieldValueIRS element (for citing)
Total Part XVIA93334TotalPartXVIA
FieldValueIRS element (for citing)
Rln Of Acty To Accom Of Exempt PrpsRlnOfActyToAccomOfExemptPrps

Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO

FieldValueIRS element (for citing)
Trnsfr Of Cash To Noncharitable EOfalseTrnsfrOfCashToNoncharitableEO
Trnsfr Oth Assets Noncharitable EOfalseTrnsfrOthAssetsNoncharitableEO
Sales Or Exchanges Of AssetsfalseSalesOrExchangesOfAssets
Purchase Assets Noncharitable EOfalsePurchaseAssetsNoncharitableEO
Rental Of Facilities EtcfalseRentalOfFacilitiesEtc
Reimbursement ArrangementsfalseReimbursementArrangements
Loans Or Loan GuaranteesfalseLoansOrLoanGuarantees
Performance Of Services EtcfalsePerformanceOfServicesEtc
Sharing Of Facilities EtcfalseSharingOfFacilitiesEtc
Relationships Noncharitable E OsfalseRelationshipsNoncharitableEOs

Accounting Fees Schedule AccountingFeesSchedule

Accounting Fees AccountingFees (2 entries)

CategoryCategoryAmountAmountNet Investment IncomeNetInvestmentIncomeDisbursements Charitable PrpsDisbursementsCharitablePrps
GT - TAX PREPARATION FEES$20,0001000010000
OTHER ACCOUNTING FEES$1919695

Depreciation Schedule DepreciationSchedule

Depreciation Depreciation (6 entries)

Description Of PropertyDescriptionOfPropertyDate AcquiredDateAcquiredCost Or Other BasisCostOrOtherBasisPrior Years DepreciationPriorYearsDepreciationComputation MethodComputationMethodLifeLifeCurrent Year ExpenseCurrentYearExpense
LEASEHOLD IMPROVEM2001-01-015704913167SL391463
LEASEHOLD IMPROVEM2001-12-0152101066SL39134
COMPUTER EQUIPMENT2006-07-0174515895DDB5622
OFFICE EQUIPMENT2006-07-011097907DDB576
OFFICE EQUIPMENT2001-01-012257022570DDB5
OFFICE EQUIPMENT2002-01-0122962296DDB5

Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule

Investments Corp Bonds InvestmentsCorpBonds

FieldValueIRS element (for citing)
Name Of BondFIBER TOWER 9.00% 1/1/2016NameOfBond
EOY Book Value138418EOYBookValue
EOYFMV200026EOYFMV

Investments Corp Stock Schedule InvestmentsCorpStockSchedule

Investments Corp Stock InvestmentsCorpStock (6 entries)

Name Of StockNameOfStockEOY Book ValueEOYBookValueEOYFMVEOYFMV
EQUITY SWAPS1011650
INTEROIL9632403037200
XPOINT TECHNOLOGIES2386254150
FIBER TOWER COMMON0253076
AZUL HOLDCO, LLC61010
OTHER INVESTMENTS00

Investments Land Schedule2 InvestmentsLandSchedule2

Investments Other Schedule2 InvestmentsOtherSchedule2

Investments Other InvestmentsOther (50 entries)

Category Or ItemCategoryOrItemBook ValueBookValueEOYFMVEOYFMV
PEQUOT ENDOWMENT FUND LP312679311369
PEQUOT HEALTHCARE INTL
PARTNTERS LLC4500000131140
PEQUOT HEALTHCARE EMERGING
MARKETS FUND13720570
TOURMALET MATAWIN O/S FUND37750005015443
PEQUOT NEW VISTA O/S FUND LTD890050
SPI EXPLORATION & PRODUCTION
COMPANY12216931068727
FMVP II, LP11090845435
PEQUOT INTERNATIONAL FUND5000000
AQUILINE DRAGON FUND O/S LP280108280108
AQULINE FINANCIAL SERVICES
FUND LP21585822562943
AZUL HOLDCO, LLC610080615324
ARES LEVERAGED INVESTMENT FUND1263450
BLUE HORIZON FUND II LTD634934161503
CAIP GLOBAL PARTNERS, LP0263967
CHILTON TIMBER & LAND CO LLC594835594835
EIP ENERGY INCOME FUND LLC12890720
JAYHAWK CHINA FUND2473070
JDS CAPITAL LP018001
LONGITUDE CAPITAL PARTNERS LLC429980556041
MEDCAP OFFSHORE PARTNERS8302240
OPTIMA PARNTERS FOCUS FUND00
OSPRAIE SPECIAL OPS O/S23100702184938
SILVER LAKE PARTNERS III, LP16986181727448
STOLTZ REAL ESTATE FUND I LP753472663032
VALIDUS202020
W CAPITAL PARTNERS II459925641484
L-R GLOBAL PARTNERS LP1172446157572
LEAF OFFSHORE INVESTMENT FUND10000001157694
TOURMALET PARTNERS OFF FUND100000009419112
TOURMALET MATAWIN OFF FUND III39500004368923
TWIN HAVEN OS SOF III, LP9750002297602
REALM PARTNERS O/S50000005610219
TWIN HAVEN SPECIAL OPPS II807439972995
BRONSON POINT O/S FUND, LTD.20000002071061
MANATUCK HILL NAVIGATOR
OFFSHORE FUND, INC.30000003410919
OSPRAIE COMMODITY FUND, LTD.15000001517648
OSPRAIE EQUITY FUND, LTD.15000001575495
STRATUS HEALTHCARE
OFFSHORE FUND, LTD.500000533425
TOURMALET MATAWIN OFFSHORE
FUND IV, LP26551202655120
TRI ALPHA ENERGY, INC.20000062000006
PEQUOT CORE GLOBAL
OFFSHORE, LP0302372
PEQUOT COSMOS OFFSHORE, LP08331

Land Etc Schedule2 LandEtcSchedule2

Land Etc LandEtc (6 entries)

Category Or ItemCategoryOrItemCost Or Other BasisCostOrOtherBasisAccumulated DepreciationAccumulatedDepreciationBook ValueBookValue
LEASEHOLD IMPROVEM570491463042419
LEASEHOLD IMPROVEM521012004010
COMPUTER EQUIPMENT74516517934
OFFICE EQUIPMENT1097983114
OFFICE EQUIPMENT2257022570
OFFICE EQUIPMENT22962296

Legal Fees Schedule LegalFeesSchedule

Legal Fees LegalFees

FieldValueIRS element (for citing)
CategoryLEGAL FEES - MAYER BROWN, LLPCategory
Amount$1,911Amount
Net Investment Income956NetInvestmentIncome
Disbursements Charitable Prps955DisbursementsCharitablePrps

Other Expenses Schedule OtherExpensesSchedule

Other Expenses OtherExpenses (10 entries)

DescriptionDescriptionRevenue And Expenses Per BooksRevenueAndExpensesPerBooksDisbursements Charitable PrpsDisbursementsCharitablePrpsNet Investment IncomeNetInvestmentIncome
INSURANCE EXPENSE62446244
OFFICE EXPENSE10661066
TELEPHONE/INTERNET93319331
BANK SEVICE CHARGES3030
FLOW THROUGH PORTFOLIO
DEDUCTIONS152403152403
PARKING EXPENSE24702470
PAYROLL SERVICES14921492
FLOW THROUGH OTHER DEDUCTIONS20642064
ADR FEES500500

Other Income Schedule2 OtherIncomeSchedule2

Other Income OtherIncome (19 entries)

DescriptionDescriptionRevenue And Expenses Per BooksRevenueAndExpensesPerBooksNet Investment IncomeNetInvestmentIncome
AQUILINE FINANCIAL SERVICES FUND, LP5962159621
ORDINARY LOSS - CHILTON TIMBER AND LAND
COMPANY, LLC-4499-4499
OTHER LOSS - JDS CAPITAL, LP-740-740
ORDINARY LOSS - JDS CAPITAL, LP-29240-29240
OTHER LOSS - PEQUOT EMERGING MANAGERS
FUND, LP-210-210
ORDINARY LOSS - PEQUOT
ENDOWMENT FUND, LP-17972-17972
ORDINARY LOSS - STOLTZ REAL ESTATE
FUND I, LP-1025-1025
RENTAL LOSS - STOLTZ REAL ESTATE
FUND I, LP-41864-41864
OTHER LOSS - STOLTZ RE FUND I, LP-189-189
OTHER INCOME - REALM PARTNERS
OFFSHORE, LP134967134967
OTHER INCOME - BROWN ADVISORY INVESTORS
2006 - SLP III (TE), LLLP6384263842
TAX REFUND188231

Other Increases Schedule OtherIncreasesSchedule

Other Increases OtherIncreases (2 entries)

DescriptionDescriptionAmountAmount
LOSS FROM INVESTMENTS NOT RECORDED$0
PER BOOKS$1,636,255

Other Liabilities Schedule OtherLiabilitiesSchedule

Other Liabilities OtherLiabilities

FieldValueIRS element (for citing)
DescriptionDISTRIBUTION PAYABLEDescription
BOY Book Value10717367BOYBookValue
EOY Book Value13949701EOYBookValue

Taxes Schedule TaxesSchedule

Taxes Taxes (5 entries)

CategoryCategoryAmountAmountNet Investment IncomeNetInvestmentIncomeDisbursements Charitable PrpsDisbursementsCharitablePrps
PAYROLL TAXES$19,443019443
UBTI TAX$100,0000
PASS THRU FOREIGN DIVIDENDS$44
STATE TAXES$23,8690
NYS DEPT OF LAW$1,50001500