CHAPMAN UNIVERSITY: Form 990, tax year 2009
View the entire original 990 at ProPublica ↗
- Organization
- CHAPMAN UNIVERSITY (EIN 95-1643992)
- Tax period
- 2009-06-01 to 2010-05-31
- Filed
- 2011-04-05
- IRS object ID
- 201110959349300006
- Schema version
- 2009v1.7
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990
- Schedule A
- Schedule B
- Schedule C
- Schedule D
- Schedule E
- Schedule F
- Schedule G
- Schedule I
- Schedule J
- Schedule K
- Schedule L
- Schedule M
- Schedule O
- Schedule R
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2011-04-05T12:00:30-04:00 | Timestamp |
| Tax Period End Date | 2010-05-31 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | KPMG LLP | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 355 S Grand Ave Suite 2000 | AddressLine1 |
| City | Los Angeles | City |
| State | CA | State |
| ZIP Code | 90071 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990 | ReturnType |
| Tax Period Begin Date | 2009-06-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 951643992 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Chapman University | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | CHAP | NameControl |
| Phone | 7147447099 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | One University Dr | AddressLine1 |
| City | Orange | City |
| State | CA | State |
| ZIP Code | 92866 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | HAROLD HEWITT JR | Name |
| Title | EXECUTIVE VP & COO | Title |
| Date Signed | 2011-01-02 | DateSigned |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 2139724000 | Phone |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2009 | TaxYear |
| Build TS | 2016-02-24 21:20:13Z | BuildTS |
Form 990 IRS990
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Of Principal Officer Person | HAROLD HEWITT JR | NameOfPrincipalOfficerPerson |
Address Principal Officer US AddressPrincipalOfficerUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | ONE UNIVERSITY DR | AddressLine1 |
| City | ORANGE | City |
| State | CA | State |
| ZIP Code | 92866 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Gross Receipts | 351610249 | GrossReceipts |
| Group Return For Affiliates | false | GroupReturnForAffiliates |
| Organization501c | X | Organization501c |
| Web Site | http://www.chapman.edu | WebSite |
| Type Of Organization Corporation | X | TypeOfOrganizationCorporation |
| Year Formation | 1861 | YearFormation |
| State Legal Domicile | CA | StateLegalDomicile |
| Activity Or Mission Description | THE MISSION OF CHAPMAN UNIVERSITY IS TO PROVIDE PERSONALIZED EDUCATION OF DISTINCTION THAT LEADS TO INQUIRING, ETHICAL, AND PRODUCTIVE LIVES AS GLOBAL CITIZENS. | ActivityOrMissionDescription |
| Nbr Voting Members Governing Body | 64 | NbrVotingMembersGoverningBody |
| Nbr Independent Voting Members | 63 | NbrIndependentVotingMembers |
| Total Nbr Employees | 5346 | TotalNbrEmployees |
| Total Nbr Volunteers | 425 | TotalNbrVolunteers |
| Total Gross UBI | 299072 | TotalGrossUBI |
| Net Unrelated Business Txbl Income | 87257 | NetUnrelatedBusinessTxblIncome |
| Contributions Grants Prior Year | 16728110 | ContributionsGrantsPriorYear |
| Contributions Grants Current Year | 29387342 | ContributionsGrantsCurrentYear |
| Program Service Revenue Prior Year | 205826007 | ProgramServiceRevenuePriorYear |
| Program Service Revenue CY | 232335132 | ProgramServiceRevenueCY |
| Investment Income Prior Year | -26422620 | InvestmentIncomePriorYear |
| Investment Income Current Year | 8613873 | InvestmentIncomeCurrentYear |
| Other Revenue Prior Year | 568437 | OtherRevenuePriorYear |
| Other Revenue Current Year | 6115033 | OtherRevenueCurrentYear |
| Total Revenue Prior Year | 196699934 | TotalRevenuePriorYear |
| Total Revenue Current Year | 276451380 | TotalRevenueCurrentYear |
| Grants And Similar Amnts Prior Year | 63443566 | GrantsAndSimilarAmntsPriorYear |
| Grants And Similar Amnts CY | 68395871 | GrantsAndSimilarAmntsCY |
| Benefits Paid To Members Prior Year | 0 | BenefitsPaidToMembersPriorYear |
| Benefits Paid To Members CY | 0 | BenefitsPaidToMembersCY |
| Salaries Etc Prior Year | 96398293 | SalariesEtcPriorYear |
| Salaries Etc Current Year | 104447704 | SalariesEtcCurrentYear |
| Total Prof Fundrsng Exp Prior Year | 0 | TotalProfFundrsngExpPriorYear |
| Total Prof Fundrsng Exp CY | 0 | TotalProfFundrsngExpCY |
| Total Fundrsng Exp Current Year | 9567348 | TotalFundrsngExpCurrentYear |
| Other Expense Prior Year | 55847498 | OtherExpensePriorYear |
| Other Expenses Current Year | 65331350 | OtherExpensesCurrentYear |
| Total Expenses Prior Year | 215689357 | TotalExpensesPriorYear |
| Total Expenses Current Year | 238174925 | TotalExpensesCurrentYear |
| Revenues Less Expenses Prior Year | -18989423 | RevenuesLessExpensesPriorYear |
| Revenues Less Expenses CY | 38276455 | RevenuesLessExpensesCY |
| Total Assets BOY | 611674950 | TotalAssetsBOY |
| Total Assets EOY | 677807704 | TotalAssetsEOY |
| Total Liabilities BOY | 153841143 | TotalLiabilitiesBOY |
| Total Liabilities EOY | 162391934 | TotalLiabilitiesEOY |
| Net Assets Or Fund Balances BOY | 457833807 | NetAssetsOrFundBalancesBOY |
| Net Assets Or Fund Balances EOY | 515415770 | NetAssetsOrFundBalancesEOY |
| Mission Description | In support of our mission and values, Chapman University has developed an academic vision to focus all of our efforts on delivering the highest quality education for our students. Everything we do, every unit on campus, every service and every person who is part of the Chapman community is, directly or indirectly, dedicated to this end. A learning community Faculty who bridge research and practice-who connect active scholarship and creative activity with teaching and learning-are central to a Chapman education. We form a learning community that cultivates and values connections across disciplines and across time. Students and faculty often stay connected with each other beyond the limits of their classroom days, staying in touch, sometimes for decades, as they continue to nurture shared interests born at Chapman. A focus on educational effectiveness Faculty are committed to self-reflection as a means to assessment and effectiveness in order to best serve our students. Faculty are expec | MissionDescription |
| Significant New Program Services | false | SignificantNewProgramServices |
| Significant Change | false | SignificantChange |
| Expense | 159743059 | Expense |
| Grants | 68395871 | Grants |
| Revenue | 206439071 | Revenue |
| Description | Instruction: Listed below are Chapman University's Academic Programs, which currently provide over 40 fields of undergraduate study and more than 20 graduate programs as well as a variety of credential and certificate programs: -George L. Argyros School of Business and Economics -College of Educational Studies -Lawrence and Kristina Dodge college of Film and Media Arts -Wilkinson College of Humanities and Social Sciences -School of Law -College of Performing Arts -Schmid College of Science See more information at www.Chapman.edu | Description |
Activity2 Activity2
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expense | 22885981 | Expense |
| Description | ACADEMIC SUPPORT: The primary attribute of academic support is the library. At Chapman University, there are two libraries; the Leatherby Libraries and the Rinker Law Library. Not only does the Leatherby Library combine the latest information technology with the personalized attention that is the hallmark of a Chapman education, it also includes nine individually named libraries with distinctive collections representing disciplinary areas of the university. The facility features 15 group study rooms, 6 multi-media preview rooms, over 250 computers for user access, 6 computer classroom, a library instruction room, an extended-hour study commons, and more than 600 seats at tables, carrels, and lounge chairs. The Leatherby Libraries' collection contains about 265,000 volumes and 2,000 print journal titles, in addition to DVDs, videos, CDs, and other media. The Rinker Law Library currently contains over 293,000 volumes, including books, microforms, audio visual materials, and serials. This facility features seating for about 300 users with access to the Internet and to many electronic research databases. | Description |
Activity3 Activity3
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expense | 17148137 | Expense |
| Description | STUDENT SERVICES: Chapman University students have endless opportunities for extending their education beyond the classroom. These opportunities include student government, Division III intercollegiate athletics, publications, radio broadcasting, fine arts, and over 100 registered student organizations, including an active fraternity and sorority system. | Description |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Other Program Service Exp | 14090198 | TotalOfOtherProgramServiceExp |
| Total Of Other Program Service Rev | 25606154 | TotalOfOtherProgramServiceRev |
| Total Program Service Expense | 213867375 | TotalProgramServiceExpense |
| Described In501 C3 | true | DescribedIn501C3 |
| Schedule B Required | true | ScheduleBRequired |
| Political Activities | false | PoliticalActivities |
| Lobbying Activities | true | LobbyingActivities |
| Donor Advised Funds | false | DonorAdvisedFunds |
| Conservation Easements | false | ConservationEasements |
| Collections Of Art | true | CollectionsOfArt |
| Credit Counseling | false | CreditCounseling |
| Term Or Permanent Endowments | true | TermOrPermanentEndowments |
| Balance Sheet Amounts Reported | true | BalanceSheetAmountsReported |
| Independent Audit Financial Stmt | false | IndependentAuditFinancialStmt |
| Consolidated Audit Financial Stmt | true | ConsolidatedAuditFinancialStmt |
| School | true | School |
| Foreign Office | false | ForeignOffice |
| Foreign Activities | true | ForeignActivities |
| More Than5000 K To Organizations | false | MoreThan5000KToOrganizations |
| More Than5000 K To Individuals | false | MoreThan5000KToIndividuals |
| Professional Fundraising | false | ProfessionalFundraising |
| Fundraising Activities | true | FundraisingActivities |
| Gaming | false | Gaming |
| Hospital | false | Hospital |
| Grants To Organizations | false | GrantsToOrganizations |
| Grants To Individuals | true | GrantsToIndividuals |
| Schedule J Required | true | ScheduleJRequired |
| Tax Exempt Bonds | true | TaxExemptBonds |
| Invest Tax Exempt Bonds | false | InvestTaxExemptBonds |
| Escrow Account | false | EscrowAccount |
| On Behalf Of Issuer | false | OnBehalfOfIssuer |
| Excess Benefit Transaction | false | ExcessBenefitTransaction |
| Prior Excess Benefit Transaction | false | PriorExcessBenefitTransaction |
| Loan To Officer Or DQP | false | LoanToOfficerOrDQP |
| Grant To Related Person | false | GrantToRelatedPerson |
| Bsnss Rltnshp With Organization | false | BsnssRltnshpWithOrganization |
| Bsnss Rltnshp Thru Family Member | true | BsnssRltnshpThruFamilyMember |
| Officer Entity With Bsnss Rltnshp | false | OfficerEntityWithBsnssRltnshp |
| Deductible Non Cash Contributions | true | DeductibleNonCashContributions |
| Deductible Contributions Of Art | true | DeductibleContributionsOfArt |
| Terminated | false | Terminated |
| Partial Liquidation | false | PartialLiquidation |
| Disregarded Entity | true | DisregardedEntity |
| Related Entity | true | RelatedEntity |
| Related Org Controlled Entity | true | RelatedOrgControlledEntity |
| Transfers To Exempt Non Chrtbl Org | false | TransfersToExemptNonChrtblOrg |
| Activities Conducted Partnership | false | ActivitiesConductedPartnership |
| Schedule O Required | true | ScheduleORequired |
| Number Forms Transmitted With1096 | 322 | NumberFormsTransmittedWith1096 |
| Number W2 G Included | 0 | NumberW2GIncluded |
| Compliance With Backup Witholding | true | ComplianceWithBackupWitholding |
| Number Of Employees | 5346 | NumberOfEmployees |
| Employment Tax Returns Filed | true | EmploymentTaxReturnsFiled |
| Unrelated Business Income | true | UnrelatedBusinessIncome |
| Form990-T Filed | true | Form990-TFiled |
| Foreign Financial Account | false | ForeignFinancialAccount |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTrans |
| Taxable Party Notification | false | TaxablePartyNotification |
| Non Deductible Contributions | false | NonDeductibleContributions |
| Quid Pro Quo Contributions | true | QuidProQuoContributions |
| Quid Pro Quo Disclosure | true | QuidProQuoDisclosure |
| Form8282 Property Disposed Of | false | Form8282PropertyDisposedOf |
| Funds To Pay Premiums | false | FundsToPayPremiums |
| Premiums Paid | false | PremiumsPaid |
| Nbr Voting Governing Body Members | 64 | NbrVotingGoverningBodyMembers |
| Number Independent Voting Members | 63 | NumberIndependentVotingMembers |
| Family Or Business Relationship | false | FamilyOrBusinessRelationship |
| Delegation Of Management Duties | false | DelegationOfManagementDuties |
| Changes To Organizing Docs | false | ChangesToOrganizingDocs |
| Material Diversion Or Misuse | false | MaterialDiversionOrMisuse |
| Members Or Stockholders | false | MembersOrStockholders |
| Election Of Board Members | false | ElectionOfBoardMembers |
| Decisions Subject To Approval | false | DecisionsSubjectToApproval |
| Minutes Of Governing Body | true | MinutesOfGoverningBody |
| Minutes Of Committees | true | MinutesOfCommittees |
| Officer Mailing Address | false | OfficerMailingAddress |
| Local Chapters | false | LocalChapters |
| Form990 Provided To Governing Body | true | Form990ProvidedToGoverningBody |
| Conflict Of Interest Policy | true | ConflictOfInterestPolicy |
| Annual Disclosure Covered Persons | true | AnnualDisclosureCoveredPersons |
| Regular Monitoring Enforcement | true | RegularMonitoringEnforcement |
| Whistleblower Policy | true | WhistleblowerPolicy |
| Document Retention Policy | true | DocumentRetentionPolicy |
| Compensation Process CEO | true | CompensationProcessCEO |
| Compensation Process Other | true | CompensationProcessOther |
| Investment In Joint Venture | false | InvestmentInJointVenture |
| States Where Copy Of Return Is Filed | CA | StatesWhereCopyOfReturnIsFiled |
| Own Website | X | OwnWebsite |
| Upon Request | X | UponRequest |
The Books Are In Care Of TheBooksAreInCareOf
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Person | BEHZAD BINESH | NamePerson |
| Telephone Number | 7147447099 | TelephoneNumber |
Address US AddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | ONE UNIVERSITY DR | AddressLine1 |
| City | ORANGE | City |
| State | CA | State |
| ZIP Code | 92866 | ZIPCode |
Form990 Part VII Section A Form990PartVIISectionA (78 entries)
| TitleTitle | Average Hours Per WeekAverageHoursPerWeek | Individual Trustee Or DirectorIndividualTrusteeOrDirector | OfficerOfficer | Reportable Comp From OrganizationReportableCompFromOrganization | Reportable Comp From Related OrgsReportableCompFromRelatedOrgs | Other CompensationOtherCompensation | Key EmployeeKeyEmployee | Highest Compensated EmployeeHighestCompensatedEmployee |
|---|---|---|---|---|---|---|---|---|
| JAMES DOTI | ||||||||
| President | 40.0 | X | X | 1324960 | 0 | 217310 | ||
| ZELMA M ALLRED | ||||||||
| TRUSTEE | 1.0 | X | 0 | 0 | 0 | |||
| GEORGE L ARGYROS | ||||||||
| TRUSTEE | 1.0 | X | 0 | 0 | 0 | |||
| DENNIS ASSAEL | ||||||||
| TRUSTEE | 1.0 | X | 0 | 0 | 0 | |||
| RAJ S BHATHAL | ||||||||
| TRUSTEE | 1.0 | X | 0 | 0 | 0 | |||
| MARTA BHATHAL | ||||||||
| TRUSTEE | 1.0 | X | 0 | 0 | 0 | |||
| PHILLIP H CASE | ||||||||
| TRUSTEE | 1.0 | X | 0 | 0 | 0 | |||
| SCOTT CHAPMAN | ||||||||
| SECRETARY OF THE BOARD | 1.0 | X | 0 | 0 | 0 | |||
| ARLENE R CRAIG | ||||||||
| TRUSTEE | 1.0 | X | 0 | 0 | 0 | |||
| J BEN CROWELL | ||||||||
| TRUSTEE | 1.0 | X | 0 | 0 | 0 | |||
| JEROME CWIERTNIA | ||||||||
| TRUSTEE | 1.0 | X | 0 | 0 | 0 | |||
| DON DEWEY | ||||||||
| TRUSTEE | 1.0 | X | 0 | 0 | 0 | |||
| ROBERT D DIAZ | ||||||||
| TRUSTEE | 1.0 | X | 0 | 0 | 0 | |||
| KRISTINA DODGE | ||||||||
| TRUSTEE | 1.0 | X | 0 | 0 | 0 | |||
| DAVID C HENLEY | ||||||||
| TRUSTEE | 1.0 | X | 0 | 0 | 0 | |||
| ROGER C HOBBS | ||||||||
| TRUSTEE | 1.0 | X | 0 | 0 | 0 | |||
| WILLIAM K HOOD | ||||||||
| TRUSTEE | 1.0 | X | 0 | 0 | 0 | |||
| DAVID A JANES | ||||||||
| TRUSTEE | 1.0 | X | 0 | 0 | 0 | |||
| MARK CHAPIN JOHNSON | ||||||||
| TRUSTEE | 1.0 | X | 0 | 0 | 0 | |||
| JOANN LEATHERBY | ||||||||
| TRUSTEE | 1.0 | X | 0 | 0 | 0 | |||
| CHARLES D MARTIN | ||||||||
| TRUSTEE | 1.0 | X | 0 | 0 | 0 | |||
| JAMES MAZZO | ||||||||
| TRUSTEE | 1.0 | X | 0 | 0 | 0 | |||
| RANDALL McCARDLE | ||||||||
| TRUSTEE | 1.0 | X | 0 | 0 | 0 | |||
| S PAUL MUSCO | ||||||||
| TRUSTEE | 1.0 | X | 0 | 0 | 0 | |||
| CECILIA PRESLEY | ||||||||
| TRUSTEE | 1.0 | X | 0 | 0 | 0 | |||
| HARRY S RINKER | ||||||||
| TRUSTEE | 1.0 | X | 0 | 0 | 0 | |||
| BARRY R RODGERS | ||||||||
| TRUSTEE | 1.0 | X | 0 | 0 | 0 | |||
| JAMES B ROSZAK | ||||||||
| TRUSTEE | 1.0 | X | 0 | 0 | 0 | |||
| LORETTA L SANCHEZ | ||||||||
| TRUSTEE | 1.0 | X | 0 | 0 | 0 | |||
| MOHINDAR S SANDHU | ||||||||
| TRUSTEE | 1.0 | X | 0 | 0 | 0 | |||
| RICHARD R SCHMID | ||||||||
| TRUSTEE | 1.0 | X | 0 | 0 | 0 | |||
| ALLEN SESSOMS | ||||||||
| TRUSTEE | 1.0 | X | 0 | 0 | 0 | |||
| RONALD M SIMON | ||||||||
| TRUSTEE | 1.0 | X | 0 | 0 | 0 | |||
| RONALD E SODERLING | ||||||||
| TRUSTEE | 1.0 | X | 0 | 0 | 0 | |||
| DAVID THRESHIE | ||||||||
| TRUSTEE | 1.0 | X | 0 | 0 | 0 | |||
| EMILY CREAN VOGLER | ||||||||
| TRUSTEE | 1.0 | X | 0 | 0 | 0 | |||
| KAREN R WILKINSON | ||||||||
| TRUSTEE | 1.0 | X | 0 | 0 | 0 | |||
| DAVID W WILSON | ||||||||
| TRUSTEE | 1.0 | X | 0 | 0 | 0 | |||
| H BEN BOHREN JR | ||||||||
| TRUSTEE | 1.0 | X | 0 | 0 | 0 | |||
| DENNY WILLIAMS | ||||||||
| TRUSTEE | 1.0 | X | 0 | 0 | 0 | |||
| RICHARD BERTEA | ||||||||
| TRUSTEE | 1.0 | X | 0 | 0 | 0 | |||
| LESLIE N DURYEA | ||||||||
| TRUSTEE | 1.0 | X | 0 | 0 | 0 | |||
| ROBERT A ELLIOTT | ||||||||
| TRUSTEE | 1.0 | X | 0 | 0 | 0 | |||
| THOMAS J LIGGETT | ||||||||
| TRUSTEE | 1.0 | X | 0 | 0 | 0 | |||
| JACK B LINDQUIST | ||||||||
| TRUSTEE | 1.0 | X | 0 | 0 | 0 | |||
| GLORIA H PETERSON | ||||||||
| TRUSTEE | 1.0 | X | 0 | 0 | 0 | |||
| JAMES RONALD SECHRIST | ||||||||
| TRUSTEE | 1.0 | X | 0 | 0 | 0 | |||
| STANLEY D SMITH | ||||||||
| TRUSTEE | 1.0 | X | 0 | 0 | 0 | |||
| DONALD E SODARO | ||||||||
| TRUSTEE | 1.0 | X | 0 | 0 | 0 | |||
| DOY B HENLEY | ||||||||
| TRUSTEE | 1.0 | X | 0 | 0 | 0 | |||
| PAUL FOLINO | ||||||||
| TRUSTEE | 1.0 | X | 0 | 0 | 0 | |||
| DONALD P KENNEDY | ||||||||
| TRUSTEE | 1.0 | X | 0 | 0 | 0 | |||
| MARION KNOTT | ||||||||
| TRUSTEE | 1.0 | X | 0 | 0 | 0 | |||
| LYNN HIRSCH BOOTH | ||||||||
| TRUSTEE | 1.0 | X | 0 | 0 | 0 | |||
| WYLIE A AITKEN | ||||||||
| TRUSTEE | 1.0 | X | 0 | 0 | 0 | |||
| DONNA FORD ATTALLAH | ||||||||
| TRUSTEE | 1.0 | X | 0 | 0 | 0 | |||
| H ROSS ESCALETTE | ||||||||
| TRUSTEE | 1.0 | X | 0 | 0 | 0 | |||
| BARRY GOLDFARB | ||||||||
| TRUSTEE | 1.0 | X | 0 | 0 | 0 | |||
| JOE KIANI | ||||||||
| TRUSTEE | 1.0 | X | 0 | 0 | 0 | |||
| ELAINE PARKE | ||||||||
| TRUSTEE | 1.0 | X | 0 | 0 | 0 | |||
| WALTER PIPER | ||||||||
| TRUSTEE | 1.0 | X | 0 | 0 | 0 | |||
| DAVID PYOTT | ||||||||
| TRUSTEE | 1.0 | X | 0 | 0 | 0 | |||
| KELSEY SMITH | ||||||||
| TRUSTEE | 1.0 | X | 0 | 0 | 0 | |||
| GLENN STEARNS | ||||||||
| TRUSTEE | 1.0 | X | 0 | 0 | 0 | |||
| SHERYL BOURGEOIS | ||||||||
| VP of University Advancement | 40.0 | X | 397972 | 0 | 37426 | |||
| HAROLD HEWITT JR | ||||||||
| Exec VP & CFO | 40.0 | X | 322335 | 0 | 35104 | |||
| KRIS OLSEN | ||||||||
| VP Campus Planning | 40.0 | X | 232477 | 0 | 32214 | |||
| DANIELE STRUPPA | ||||||||
| Chancellor/EVP Faculty Affairs | 40.0 | X | 475208 | 0 | 82894 | |||
| MICHAEL PELLY | ||||||||
| VP OFFICE OF ENROLLMENT MGMT | 40.0 | X | 174639 | 0 | 23127 | |||
| JERRY PRICE | ||||||||
| VICE CHANCELLOR & DEAN OF STUD | 40.0 | X | 166599 | 0 | 24324 | |||
| REBECCA CAMPOS | ||||||||
| VP HUMAN RESOURCES | 40.0 | X | 96728 | 0 | 12041 | |||
| ARTHUR KRAFT | ||||||||
| DEAN, ABSE | 40.0 | 420511 | 0 | 35505 | X | |||
| JOHN EASTMAN | ||||||||
| DEAN, SCHOOL OF LAW | 40.0 | 294628 | 0 | 40638 | X | |||
| VERNON SMITH | ||||||||
| FACULTY - NOBEL LAUREATE | 40.0 | 498657 | 0 | 161998 | X | |||
| MENAS KAFATOS | ||||||||
| DEAN,SCHMID COLLEGE OF SCIENCE | 40.0 | 457154 | 0 | 31419 | X | |||
| JOHN DICKHAUT | ||||||||
| FACULTY | 40.0 | 371558 | 0 | 35811 | X | |||
| YAKIR AHARONOV | ||||||||
| FACULTY | 40.0 | 355088 | 0 | 21676 | X | |||
| STEPHEN RASSENTI | ||||||||
| FACULTY | 40.0 | 319273 | 0 | 26680 | X | |||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Reportable Comp From Org | 5907787 | TotalReportableCompFromOrg |
| Total Reportable Comp Frm Rltd Orgs | 0 | TotalReportableCompFrmRltdOrgs |
| Total Other Compensation | 818167 | TotalOtherCompensation |
| Number Individuals GT100 K | 180 | NumberIndividualsGT100K |
| Formers Listed | false | FormersListed |
| Total Comp GT150 K | true | TotalCompGT150K |
| Compensation From Other Sources | false | CompensationFromOtherSources |
Contractor Compensation ContractorCompensation (5 entries)
| Address Line1AddressOfContractor/AddressUS/AddressLine1 | CityAddressOfContractor/AddressUS/City | StateAddressOfContractor/AddressUS/State | ZIP CodeAddressOfContractor/AddressUS/ZIPCode | Description Of ServicesDescriptionOfServices | CompensationCompensation |
|---|---|---|---|---|---|
| INSIDE TRACK LEARNING INC | |||||
| DEPT LA 22614 | PASADENA | CA | 91185 | EDUCATION CONSULTING | 1524662 |
| GARY KAPLAN | |||||
| 201 S LAKE AVE SUITE 804 | PASADENA | CA | 91101 | HR CONSULTING | 188418 |
| KPMG LLP | |||||
| 355 S GRAND AVE SUITE 2000 | LOS ANGELES | CA | 90071 | AUDIT/TAX CONSULTING | 187019 |
| MICHAEL MCCARTHY | |||||
| 177 CAPE DRIVE | FRIDAY HARBOR | WA | 98250 | ACADEMIC CONSULTING | 163800 |
| RUTAN AND TUCKER | |||||
| PO BOX 1950 | COSTA MESA | CA | 92628 | LEGAL SERVICES | 149667 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Number Of Contractors GT100 K | 8 | NumberOfContractorsGT100K |
| Fundraising Events | 3251729 | FundraisingEvents |
| Government Grants | 4426970 | GovernmentGrants |
| All Other Contributions | 21708643 | AllOtherContributions |
| Noncash Contributions | 403683 | NoncashContributions |
| Total Contributions | 29387342 | TotalContributions |
Program Service Revenue ProgramServiceRevenue (5 entries)
| DescriptionDescription | Business CodeBusinessCode | Total Revenue ColumnTotalRevenueColumn | Related Or Exempt Function IncomeRelatedOrExemptFunctionIncome | Unrelated Business RevenueUnrelatedBusinessRevenue |
|---|---|---|---|---|
| TUITION AND FEES | 611710 | 206439071 | 206439071 | |
| STUDENT HOUSING | 611710 | 16994755 | 16994755 | |
| MEAL PLAN | 611710 | 5238997 | 5238997 | |
| FACILITIES/CONFER. | 531390 | 1451565 | 1161658 | 289907 |
| STUDENT HEALTH PLAN | 611710 | 1131215 | 1131215 |
Total Oth Program Service Revenue TotalOthProgramServiceRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 1079529 | TotalRevenueColumn |
| Related Or Exempt Function Income | 1079529 | RelatedOrExemptFunctionIncome |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Program Service Revenue | 232335132 | TotalProgramServiceRevenue |
Investment Income InvestmentIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 4667768 | TotalRevenueColumn |
| Unrelated Business Revenue | -27593 | UnrelatedBusinessRevenue |
| Exclusion | $4,695,361 | ExclusionAmount |
Income From Invest Bond Proceeds IncomeFromInvestBondProceeds
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 0 | TotalRevenueColumn |
Royalties Revenue RoyaltiesRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 3166 | TotalRevenueColumn |
| Exclusion | $3,166 | ExclusionAmount |
Gross Rents GrossRents
| Field | Value | IRS element (for citing) |
|---|---|---|
| Real | 1205677 | Real |
Less Rental Expenses LessRentalExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Real | 853404 | Real |
Rental Income Or Loss RentalIncomeOrLoss
| Field | Value | IRS element (for citing) |
|---|---|---|
| Real | 352273 | Real |
Net Rental Income Or Loss NetRentalIncomeOrLoss
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 352273 | TotalRevenueColumn |
| Unrelated Business Revenue | 36563 | UnrelatedBusinessRevenue |
| Exclusion | $315,710 | ExclusionAmount |
Gross Amount Sales Assets GrossAmountSalesAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | 77234437 | Securities |
Less Cost Oth Basis Sales Expenses LessCostOthBasisSalesExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | 73288332 | Securities |
Gain Or Loss GainOrLoss
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | 3946105 | Securities |
Net Gain Or Loss Investments NetGainOrLossInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 3946105 | TotalRevenueColumn |
| Unrelated Business Revenue | 195 | UnrelatedBusinessRevenue |
| Exclusion | $3,945,910 | ExclusionAmount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Gross Income Fundraising Events | 42926 | GrossIncomeFundraisingEvents |
| Cntrbtns Rprtd Fundraising Events | 3251729 | CntrbtnsRprtdFundraisingEvents |
| Fundraising Direct Expenses | 1017133 | FundraisingDirectExpenses |
Net Income From Fundraising Events NetIncomeFromFundraisingEvents
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | -974207 | TotalRevenueColumn |
| Exclusion | -$974,207 | ExclusionAmount |
Net Income From Gaming NetIncomeFromGaming
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 0 | TotalRevenueColumn |
Net Income Or Loss NetIncomeOrLoss
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 0 | TotalRevenueColumn |
Other Revenue Misc OtherRevenueMisc (3 entries)
| DescriptionDescription | Business CodeBusinessCode | Total Revenue ColumnTotalRevenueColumn | ExclusionExclusionAmount |
|---|---|---|---|
| REVENUE FROM ALUMNI EVENTS/COMMENCEMENT | 611710 | 1543652 | $1,543,652 |
| FEES - PARKING | 812930 | 1475961 | $1,475,961 |
| FEES - ASSOCIATED STUDENTS | 611710 | 1158415 | $1,158,415 |
Miscellaneous Revenue MiscellaneousRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 2555773 | TotalRevenueColumn |
| Exclusion | $2,555,773 | ExclusionAmount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Other Revenue | 6733801 | TotalOtherRevenue |
Total Revenue TotalRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 276451380 | TotalRevenueColumn |
| Related Or Exempt Function Income | 232045225 | RelatedOrExemptFunctionIncome |
| Unrelated Business Revenue | 299072 | UnrelatedBusinessRevenue |
| Exclusion | $14,719,741 | ExclusionAmount |
Grants To Domestic Orgs GrantsToDomesticOrgs
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Grants To Domestic Individuals GrantsToDomesticIndividuals
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 68395871 | Total |
| Program Services | 68395871 | ProgramServices |
Foreign Grants ForeignGrants
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Benefits To Members BenefitsToMembers
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Comp Current Officers Directors CompCurrentOfficersDirectors
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 3191458 | Total |
| Program Services | 341778 | ProgramServices |
| Management And General | 1646666 | ManagementAndGeneral |
| Fundraising | 1203014 | Fundraising |
Comp Disqual Persons CompDisqualPersons
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Other Salaries And Wages OtherSalariesAndWages
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 79642795 | Total |
| Program Services | 69010638 | ProgramServices |
| Management And General | 6497223 | ManagementAndGeneral |
| Fundraising | 4134934 | Fundraising |
Pension Plan Contributions PensionPlanContributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 4329674 | Total |
| Program Services | 3624990 | ProgramServices |
| Management And General | 425674 | ManagementAndGeneral |
| Fundraising | 279010 | Fundraising |
Other Employee Benefits OtherEmployeeBenefits
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 11603975 | Total |
| Program Services | 9294686 | ProgramServices |
| Management And General | 1406170 | ManagementAndGeneral |
| Fundraising | 903119 | Fundraising |
Payroll Taxes PayrollTaxes
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 5679802 | Total |
| Program Services | 4755376 | ProgramServices |
| Management And General | 558412 | ManagementAndGeneral |
| Fundraising | 366014 | Fundraising |
Fees For Services Management FeesForServicesManagement
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 5242674 | Total |
| Program Services | 4090559 | ProgramServices |
| Management And General | 923993 | ManagementAndGeneral |
| Fundraising | 228122 | Fundraising |
Fees For Services Legal FeesForServicesLegal
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 196724 | Total |
| Program Services | 71499 | ProgramServices |
| Management And General | 125225 | ManagementAndGeneral |
Fees For Services Accounting FeesForServicesAccounting
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Fees For Services Lobbying FeesForServicesLobbying
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Fees For Services Prof Fundraising FeesForServicesProfFundraising
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Fees For Services Invst Mgmnt Fees FeesForServicesInvstMgmntFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Fees For Services Other FeesForServicesOther
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Advertising Advertising
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 3236636 | Total |
| Program Services | 2363066 | ProgramServices |
| Management And General | 404996 | ManagementAndGeneral |
| Fundraising | 468574 | Fundraising |
Office Expenses OfficeExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 7359958 | Total |
| Program Services | 6929366 | ProgramServices |
| Management And General | 135662 | ManagementAndGeneral |
| Fundraising | 294930 | Fundraising |
Information Technology InformationTechnology
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 772021 | Total |
| Program Services | 427632 | ProgramServices |
| Management And General | 311242 | ManagementAndGeneral |
| Fundraising | 33147 | Fundraising |
Royalties Royalties
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 3891 | Total |
| Program Services | 3891 | ProgramServices |
Occupancy Occupancy
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 9217880 | Total |
| Program Services | 8168035 | ProgramServices |
| Management And General | 668385 | ManagementAndGeneral |
| Fundraising | 381460 | Fundraising |
Travel Travel
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Travel Entrtnmnt Public Officials TravelEntrtnmntPublicOfficials
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Conferences Meetings ConferencesMeetings
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 6911433 | Total |
| Program Services | 6246097 | ProgramServices |
| Management And General | 341318 | ManagementAndGeneral |
| Fundraising | 324018 | Fundraising |
Interest Interest
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 3354873 | Total |
| Program Services | 3178659 | ProgramServices |
| Management And General | 120341 | ManagementAndGeneral |
| Fundraising | 55873 | Fundraising |
Payments To Affiliates PaymentsToAffiliates
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Depreciation Depletion DepreciationDepletion
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 14149759 | Total |
| Program Services | 13478177 | ProgramServices |
| Management And General | 463248 | ManagementAndGeneral |
| Fundraising | 208334 | Fundraising |
Insurance Insurance
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 2339250 | Total |
| Program Services | 2335950 | ProgramServices |
| Management And General | 3300 | ManagementAndGeneral |
Other Expenses OtherExpenses (4 entries)
| DescriptionDescription | TotalTotal | Program ServicesProgramServices | Management And GeneralManagementAndGeneral | FundraisingFundraising |
|---|---|---|---|---|
| FOOD SERVICES | 3358988 | 3358988 | ||
| STUDY ABROAD EXPENSES | 1263715 | 1263715 | ||
| POSTAGE | 1057326 | 447680 | 549906 | 59740 |
| OTHER EXPENSES | 6866222 | 6080722 | 158441 | 627059 |
Total Functional Expenses TotalFunctionalExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 238174925 | Total |
| Program Services | 213867375 | ProgramServices |
| Management And General | 14740202 | ManagementAndGeneral |
| Fundraising | 9567348 | Fundraising |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Joint Costs | X | JointCosts |
Cash Non Interest Bearing CashNonInterestBearing
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 50771 | BOY |
| EOY | 53434 | EOY |
Savings And Temp Cash Investments SavingsAndTempCashInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 30603290 | BOY |
| EOY | 60121165 | EOY |
Pledges And Grants Receivable PledgesAndGrantsReceivable
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 60903317 | BOY |
| EOY | 63111490 | EOY |
Accounts Receivable AccountsReceivable
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 2240134 | BOY |
| EOY | 4535955 | EOY |
Other Notes Loans Receivable Net OtherNotesLoansReceivableNet
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 22148321 | BOY |
| EOY | 21278305 | EOY |
Inventories For Sale Or Use InventoriesForSaleOrUse
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 378694 | BOY |
| EOY | 3083100 | EOY |
Prepaid Expenses Deferred Charges PrepaidExpensesDeferredCharges
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 2285883 | BOY |
| EOY | 2370001 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Land Buildings Equipment Basis | 461786577 | LandBuildingsEquipmentBasis |
| Land Bldg Equipment Accum Deprec | 111048742 | LandBldgEquipmentAccumDeprec |
Land Buildings Equipment Basis Net LandBuildingsEquipmentBasisNet
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 346510294 | BOY |
| EOY | 350737835 | EOY |
Investments Pub Traded Securities InvestmentsPubTradedSecurities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 97348000 | BOY |
| EOY | 94811000 | EOY |
Investments Other Securities InvestmentsOtherSecurities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 47946827 | BOY |
| EOY | 77649217 | EOY |
Other Assets Total OtherAssetsTotal
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 1259419 | BOY |
| EOY | 56202 | EOY |
Total Assets TotalAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 611674950 | BOY |
| EOY | 677807704 | EOY |
Accounts Payable Accrued Expenses AccountsPayableAccruedExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 27217013 | BOY |
| EOY | 20934935 | EOY |
Deferred Revenue DeferredRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 7419640 | BOY |
| EOY | 8414857 | EOY |
Tax Exempt Bond Liabilities TaxExemptBondLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 99904263 | BOY |
| EOY | 96474610 | EOY |
Mort Notes Pybl Secured Invest Prop MortNotesPyblSecuredInvestProp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 3323889 | BOY |
| EOY | 3429602 | EOY |
Unsecured Notes Loans Payable UnsecuredNotesLoansPayable
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 2298500 | BOY |
| EOY | 2288859 | EOY |
Other Liabilities OtherLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 13677838 | BOY |
| EOY | 30849071 | EOY |
Total Liabilities TotalLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 153841143 | BOY |
| EOY | 162391934 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Follow SFAS117 | X | FollowSFAS117 |
Unrestricted Net Assets UnrestrictedNetAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 294692276 | BOY |
| EOY | 342257681 | EOY |
Temporarily Restricted Net Assets TemporarilyRestrictedNetAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 51004224 | BOY |
| EOY | 58291448 | EOY |
Permanently Restricted Net Assets PermanentlyRestrictedNetAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 112137307 | BOY |
| EOY | 114866641 | EOY |
Total Net Assets Fund Balances TotalNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 457833807 | BOY |
| EOY | 515415770 | EOY |
Total Liab Net Assets Fund Balances TotalLiabNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 611674950 | BOY |
| EOY | 677807704 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Method Of Accounting Accrual | X | MethodOfAccountingAccrual |
| Accountant Compile Or Review | false | AccountantCompileOrReview |
| FS Audited | true | FSAudited |
| Audit Committee | true | AuditCommittee |
| Financial Statement Consolidated | X | FinancialStatementConsolidated |
| Federal Grant Audit Required | true | FederalGrantAuditRequired |
| Federal Grant Audit Performed | true | FederalGrantAuditPerformed |
Schedule A IRS990ScheduleA
| Field | Value | IRS element (for citing) |
|---|---|---|
| School170b1 Aii | X | School170b1Aii |
Schedule B IRS990ScheduleB
Contributor Info ContributorInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor Number | RESTRICTED | ContributorNumber |
Contributor Name Business ContributorNameBusiness
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RESTRICTED | BusinessNameLine1 |
Contributor Address US ContributorAddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | RESTRICTED | AddressLine1 |
| Address Line2 | RESTRICTED | AddressLine2 |
| City | RESTRICTED | City |
| State | RESTRICTED | State |
| ZIP Code | RESTRICTED | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Aggregate Contributions | RESTRICTED | AggregateContributions |
Schedule C IRS990ScheduleC
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grassroots Lobbying | TotalGrassrootsLobbying | |
| Total Direct Lobbying | TotalDirectLobbying | |
| Total Lobbying Expenditures | TotalLobbyingExpenditures | |
| Other Exempt Purpose Expenditures | OtherExemptPurposeExpenditures | |
| Total Exempt Purpose Expenditures | TotalExemptPurposeExpenditures | |
| Lobbying Nontaxable | LobbyingNontaxableAmount | |
| Grassroots Nontaxable | GrassrootsNontaxableAmount | |
| Tot Lobbying Grassroot Minus Non Tx | TotLobbyingGrassrootMinusNonTx | |
| Tot Lobby Expend Mns Lobbying Nontx | TotLobbyExpendMnsLobbyingNontx | |
| Volunteers | false | Volunteers |
| Paid Staff Or Management | false | PaidStaffOrManagement |
| Media Advertisements | false | MediaAdvertisements |
| Mailings Members | false | MailingsMembers |
| Publications Or Broadcast | false | PublicationsOrBroadcast |
| Grants Other Organizations | false | GrantsOtherOrganizations |
| Direct Contact Legislators | true | DirectContactLegislators |
| Direct Contact Legislators | $16,000 | DirectContactLegislatorsAmount |
| Rallies Demonstrations | false | RalliesDemonstrations |
| Other Activities | false | OtherActivities |
| Total Lobbying Expenditures IIB | 16000 | TotalLobbyingExpendituresIIB |
| Not Described In501c3 | false | NotDescribedIn501c3 |
Form990 Schedule C Part IV Form990ScheduleCPartIV
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | DIRECT CONTACT WITH LEGISLATORS | Identifier |
| Return Reference | PART II-B, LINE 1G | ReturnReference |
| Explanation | AN OUTSIDE LOBBYING FIRM WAS PAID TO LOBBY CONGRESS IN ORDER TO OBTAIN FEDERAL FUNDING FOR CHAPMAN UNIVERSITY. | Explanation |
Schedule D IRS990ScheduleD
Art Public Exhibition Amts ArtPublicExhibitionAmts
| Field | Value | IRS element (for citing) |
|---|---|---|
| Revenues Included | 0 | RevenuesIncluded |
| Assets In Part X | 2663560 | AssetsInPartX |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Held Works Of Art Amts | HeldWorksOfArtAmts | |
| Collect Used For Public Exhibition | X | CollectUsedForPublicExhibition |
| Collect Used For Scholar Research | X | CollectUsedForScholarResearch |
| Collect Used For Preservation | X | CollectUsedForPreservation |
| Solicited Assets For Sale | false | SolicitedAssetsForSale |
Current Year CurrentYear
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Of Year Balance | 134926000 | BeginningOfYearBalance |
| Contributions | 5604000 | Contributions |
| Investment Earnings Or Losses | 19527000 | InvestmentEarningsOrLosses |
| Grants Or Scholarships | 1103000 | GrantsOrScholarships |
| Other Expenditures | 8256000 | OtherExpenditures |
| Administrative Expenses | 0 | AdministrativeExpenses |
| End Of Year Balance | 150698000 | EndOfYearBalance |
Current Year Minus1 Year CurrentYearMinus1Year
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Of Year Balance | 184260000 | BeginningOfYearBalance |
| Contributions | 1174000 | Contributions |
| Investment Earnings Or Losses | -29428000 | InvestmentEarningsOrLosses |
| Grants Or Scholarships | 1079749 | GrantsOrScholarships |
| Other Expenditures | 20000251 | OtherExpenditures |
| Administrative Expenses | 0 | AdministrativeExpenses |
| End Of Year Balance | 134926000 | EndOfYearBalance |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Board Designated EOY Balance | 0.35000 | BoardDesignatedEOYBalance |
| Permanent Endowment EOY Balance | 0.65000 | PermanentEndowmentEOYBalance |
| Term Endowment EOY Balance | 0.00000 | TermEndowmentEOYBalance |
| Endowments Held By Unrelated Orgs | false | EndowmentsHeldByUnrelatedOrgs |
| Endowments Held By Related Orgs | false | EndowmentsHeldByRelatedOrgs |
Land Land
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 57220905 | OtherCostOrOtherBasis |
| Book Value | 57220905 | BookValue |
Buildings Buildings
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 293361225 | OtherCostOrOtherBasis |
| Depreciation | 52471297 | Depreciation |
| Book Value | 240889928 | BookValue |
Leasehold Improvements LeaseholdImprovements
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 536550 | OtherCostOrOtherBasis |
| Depreciation | 68976 | Depreciation |
| Book Value | 467574 | BookValue |
Equipment Equipment
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 106609266 | OtherCostOrOtherBasis |
| Depreciation | 58508469 | Depreciation |
| Book Value | 48100797 | BookValue |
Other Land Buildings OtherLandBuildings
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 4058631 | OtherCostOrOtherBasis |
| Book Value | 4058631 | BookValue |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Book Value Land Buildings | 350737835 | TotalOfBookValueLandBuildings |
| Financial Derivatives | FinancialDerivatives | |
| Closely Held Equity Interests | CloselyHeldEquityInterests |
Other Securities OtherSecurities (12 entries)
| DescriptionDescription | Book ValueBookValue | Method Of ValuationMethodOfValuation |
|---|---|---|
| RESTRICTED CERT. OF DEPOSIT | 90000 | F |
| EQUITIES | 13345217 | F |
| CORPORATE AND GOV'T BONDS | 0 | F |
| FIXED INCOME MUTUAL FUND INV | 9576000 | F |
| REAL ASSET FUND | 2968000 | F |
| LIFE INSURANCE | 0 | F |
| LIMITED PARTNERSHIP | 1500000 | F |
| VENTURE CAPITAL | 902000 | F |
| PRIVATE EQUITY | 1589000 | F |
| MEZZANINE DEBT | 8092000 | F |
| HEDGE FUNDS | 38743000 | F |
| UNITRUST INVESTMENTS | 844000 | F |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Book Value Securities | 77649217 | TotalOfBookValueSecurities |
| Federal Income Tax Liability | 0 | FederalIncomeTaxLiability |
Other Liabilities OtherLiabilities (6 entries)
| DescriptionDescription | AmountAmount |
|---|---|
| ASSETS HELD IN CUSTODY | $279,016 |
| CONTINGENT GIFT | $15,150,382 |
| OTHER LIABILITIES | $3,906,295 |
| ANNUITIES PAYABLE | $2,748,189 |
| INTER-COMPANY PAYABLE | $1,938,189 |
| LIABILITIES - INTEREST RATE SWAP | $6,827,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Amounts | 30849071 | TotalOfAmounts |
| Total Revenue | 276451380 | TotalRevenue |
| Total Expenses | 238174925 | TotalExpenses |
| Excess Or Deficit For Year | 38276455 | ExcessOrDeficitForYear |
| Net Unrealized GL On Investments | 13630777 | NetUnrealizedGLOnInvestments |
| Other | $934,752 | OtherAmount |
| Total Adjustments | 14565529 | TotalAdjustments |
| Excess Or Deficit Per FS | 52841984 | ExcessOrDeficitPerFS |
| Tot Revenue Etc Audited Fincl Stmt | 224337569 | TotRevenueEtcAuditedFinclStmt |
| Net Unrealized Gains Investments | 13630777 | NetUnrealizedGainsInvestments |
| Other Revenues | 3778462 | OtherRevenues |
| Revenue Not Rptd F990 | 17409239 | RevenueNotRptdF990 |
| Revenue Subtotal | 206928330 | RevenueSubtotal |
| Other Revenues Not Included | 69523050 | OtherRevenuesNotIncluded |
| Revenue Not Rptd On Fin Stmt | 69523050 | RevenueNotRptdOnFinStmt |
| Total Revenue Per Form990 | 276451380 | TotalRevenuePerForm990 |
| Tot Expenses Etc Audited Fincl Stmt | 171495585 | TotExpensesEtcAuditedFinclStmt |
| Other Expenses Included | 1716531 | OtherExpensesIncluded |
| Expenses Not Rptd F990 | 1716531 | ExpensesNotRptdF990 |
| Expenses Subtotal | 169779054 | ExpensesSubtotal |
| Other Expenses Not Included | 68395871 | OtherExpensesNotIncluded |
| Expenses Not Rptd On Fin Stmt | 68395871 | ExpensesNotRptdOnFinStmt |
| Total Expenses Per Form990 | 238174925 | TotalExpensesPerForm990 |
Form990 Schedule D Part XIV Form990ScheduleDPartXIV (8 entries)
| IdentifierIdentifier | Return ReferenceReturnReference | ExplanationExplanation |
|---|---|---|
| Revenue On Books Not on Return | Form 990, schedule D, Part XII, line 2d | Reclass of Rental Expense $699,398 Reclass of Fundraising Expense $1,017,133 Change in Value of Split Interest $611,011 Inter-Company Transfer $1,450,920 Total Revenue on Books Not on Return $3,778,462 |
| Revenue on Return but not on books | Form 990, Schedule D, Part XII, Line 4b | Reclass of Scholarships and Discounts $68,395,871 Unrealized Loss on Interest Rate Hedging (SWAP) $ 553,322 Book to Tax Partnership Difference $ 573,857 Total Revenue on Return Not on Books $69,523,050 |
| Expenses on Books But Not On Return | Form 990, Schedule D, Part XIII, Line 2d | Reclass of Rental Expense $ 699,398 Reclass of Fundraising Expense $1,017,133 Total Expenses on Books But Not On Return $1,716,531 |
| Expenses on Return But Not On Books | Form 990, Schedule D, Part XIII, Line 4b | Reclass of Scholarships and Discounts $68,395,871 Total Expenses on Return But Not On Books $68,395,871 |
| Reconciliation of Change in Net Assets from 990 to AFS | Form 990, Schedule D, Part XI, Line 8 | Inter-Company Transfer $1,450,920 Unrealized Loss on Interst Rate Hedging (SWAP) ($ 553,322) Change in Value of Split Interest $ 611,011 Book to Tax Partnership Difference ($ 573,857) Total Other Changes $ 934,752 |
| Art Collection Maintained by the University | SCHEDULE D, PART III, LINE 4 | Special collections contain materials of enduring value for their intellectual content as well as for their historical importance. special collections in the leatherby libraries serve as the repository for collections of papers, manuscripts, rare books, art work, periodicals, photographs, media, ephemera and realia. |
| FIN 48 | FORM 990, SCHEDULE D, PART X | THERE IS NO FIN 48 FOOTNOTE IN THE CONSOLIDATED AUDITED FINANCIAL STATEMENTS OF CHAPMAN UNIVERSITY AND AFFILIATES. THE IMPACT OF ADOPTION OF FIN 48 HAS BEEN DETERMINED TO BE IMMATERIAL TO THE AUDITED FINANCIAL STATEMENTS. |
| ADDITIONAL INFORMATION RELATING TO FUND BALANCES | FORM 990, PART I, LINE 22 AND PART X, LINE 33 | BEGINNING FUND BALANCES, 05/31/2009 PER 2008 FORM 990, PART I, LINE 22: $457,833,808 INTERCOMPANY TRANSFER FROM BRANDMAN TO CHAPMAN: $ 4,739,978 _____________ CORRECTED ENDING FUND BALANCES, 05/31/2009: $462,573,786 FOR THE FISCAL YEAR ENDED 05/31/2009, BRANDMAN UNIVERSITY MADE AN INTER-COMPANY TRANSFER OF $4,739,978 TO CHAPMAN UNIVERSITY, WHICH WAS NOT REFLECTED ON THE 2008 RETURN. THE $4,739,978 TRANSFER WOULD HAVE BEEN REPORTED AS A RECONCILING ITEM AND NOT HAVE BEEN REPORTED IN EITHER PART VIII, STATEMENT OF REVENUE, OR PART IX, STATEMENT OF FUNCTIONAL EXPENSES. |
Schedule E IRS990ScheduleE
| Field | Value | IRS element (for citing) |
|---|---|---|
| Nondiscriminatory Policy Stmt | true | NondiscriminatoryPolicyStmt |
| Policy Statement In Brochures Etc | true | PolicyStatementInBrochuresEtc |
| Policy Publ Via Broadcast Media | true | PolicyPublViaBroadcastMedia |
| Pub Via Broadcast Media Expln | THE CHAPMAN UNIVERSITY NON-DISCRIMINATION POLICY (BELOW) IS PROMINENT IN BOTH THE 2009-2010 UNDERGRADUATE (P.18) AND GRADUATE (P.19) CATALOGS. NON-DISCRIMINATION POLICY: CHAPMAN UNIVERSITY DOES NOT DISCRIMINATE ON THE BASIS OF RACE, GENDER, SEXUAL ORIENTATION, COLOR, AGE, DISABILITY, NATIONAL ORIGIN OR ETHNICITY IN ANY OF ITS POLICIES OR PRACTICES, INCLUDING BUT NOT LIMITED TO: ADMISSIONS, ACADEMIC REQUIREMENTS, FINANCIAL AID, EMPLOYMENT, HOUSING, ATHLETICS, OR ANY OTHER SCHOOL-ADMINISTERED PROGRAM OR SERVICE. CHAPMAN UNIVERSITY IS COMMITTED TO PROVIDING AN ENVIRONMENT WHICH IS FREE FROM ANY FORM OF HARRASSMENT AND DISCRIMINATION BASED UPON AN INDIVIDUAL'S RACE, COLOR, RELIGION, ANCESTRY, NATIONAL ORIGIN, GENDER, MARITAL STATUS SEXUAL ORIENTATION, AGE, DISABILITY, VETERAN STATUS, OR ANY OTHER CLASSIFICATION PROTECTED BY LAW, SO THAT ALL MEMBERS OF THE COMMUNITY ARE TREATED AT ALL TIMES WITH DIGNITY AND RESPECT. IT IS THE UNIVERSITY'S POLICY, THEREFORE, TO PROHIBIT ALL FORMS OF SUCH HAR | PubViaBroadcastMediaExpln |
| Maint Racial Composition Records | true | MaintRacialCompositionRecords |
| Maint Scholarships Records | true | MaintScholarshipsRecords |
| Maint Copies Of Brochures Etc | true | MaintCopiesOfBrochuresEtc |
| Maint Copies Of All Solicitations | true | MaintCopiesOfAllSolicitations |
| Discriminate Race Students Rights | false | DiscriminateRaceStudentsRights |
| Discriminate Race Admiss Policies | false | DiscriminateRaceAdmissPolicies |
| Discriminate Race Emplmn Faculty | false | DiscriminateRaceEmplmnFaculty |
| Discriminate Race Scholarships | false | DiscriminateRaceScholarships |
| Discriminate Race Educ Policies | false | DiscriminateRaceEducPolicies |
| Discriminate Race Use Of Fclts | false | DiscriminateRaceUseOfFclts |
| Discriminate Race Athletic Prog | false | DiscriminateRaceAthleticProg |
| Discriminate Race Other Acty | false | DiscriminateRaceOtherActy |
| Government Financial Aid Received | true | GovernmentFinancialAidReceived |
| Government Financial Aid Revoked | false | GovernmentFinancialAidRevoked |
| Govt Financial Aid Explanation | CHAPMAN UNIVERSITY IS AWARDED GRANTS FROM GOVERNMENT AGENCIES SUCH AS THE DEPARTMENT OF EDUCATION TO PROVIDE FINANCIAL AID TO STUDENTS. | GovtFinancialAidExplanation |
| Compliance With Rev Proc7550 | true | ComplianceWithRevProc7550 |
Schedule F IRS990ScheduleF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Grant Records Maintained | false | GrantRecordsMaintained |
Accts Actvs Out US Table AcctsActvsOutUSTable (4 entries)
| RegionRegion | Number Of OfficesNumberOfOffices | Number Of EmployeesNumberOfEmployees | Type Of Activities ConductedTypeOfActivitiesConducted | Specific Services ProvidedSpecificServicesProvided | Total ExpendituresTotalExpenditures |
|---|---|---|---|---|---|
| Europe (Including Iceland and Greenland) | 0 | 8 | Program Services | INSTRUCTION | 577187 |
| East Asia and the Pacific | 0 | 4 | Program Services | INSTRUCTION | 626072 |
| South America | 0 | 2 | Program Services | INSTRUCTION | 48000 |
| Sub-Saharan Africa | 0 | 4 | Program Services | INSTRUCTION | 12456 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Number Of Offices | 0 | TotalNumberOfOffices |
| Total Number Of Employees | 18 | TotalNumberOfEmployees |
| Total Amount Spent | 1263715 | TotalAmountSpent |
Schedule G IRS990ScheduleG
Events Information EventsInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Of Event1 | US CELEBRATION | NameOfEvent1 |
| Gross Receipts Event1 | 2332785 | GrossReceiptsEvent1 |
| Charitable Contributions Event1 | 2306184 | CharitableContributionsEvent1 |
| Gross Revenue Event1 | 26601 | GrossRevenueEvent1 |
| Rent Facility Costs Event1 | 229436 | RentFacilityCostsEvent1 |
| Food And Beverage Event1 | 128956 | FoodAndBeverageEvent1 |
| Other Direct Expenses Event1 | 419410 | OtherDirectExpensesEvent1 |
| Name Of Event2 | ECON. FORECAST | NameOfEvent2 |
| Gross Receipts Event2 | 234600 | GrossReceiptsEvent2 |
| Charitable Contributions Event2 | 222675 | CharitableContributionsEvent2 |
| Gross Revenue Event2 | 11925 | GrossRevenueEvent2 |
| Rent Facility Costs Event2 | 11150 | RentFacilityCostsEvent2 |
| Food And Beverage Event2 | 53383 | FoodAndBeverageEvent2 |
| Other Direct Expenses Event2 | 68532 | OtherDirectExpensesEvent2 |
| Total Number Of Other Events | 1 | TotalNumberOfOtherEvents |
| Gross Receipts Other Events | 727270 | GrossReceiptsOtherEvents |
| Charitable Contrib Other Events | 722870 | CharitableContribOtherEvents |
| Gross Revenue Other Events | 4400 | GrossRevenueOtherEvents |
| Rent Facility Costs Other Events | 3493 | RentFacilityCostsOtherEvents |
| Food And Beverage Other Events | 70059 | FoodAndBeverageOtherEvents |
| Other Direct Expenses Other Events | 32714 | OtherDirectExpensesOtherEvents |
| Gross Receipts Total | 3294655 | GrossReceiptsTotal |
| Charitable Contributions Total | 3251729 | CharitableContributionsTotal |
| Gross Revenue Total Events | 42926 | GrossRevenueTotalEvents |
| Rent Facility Costs Total Events | 244079 | RentFacilityCostsTotalEvents |
| Food And Beverage Total Events | 252398 | FoodAndBeverageTotalEvents |
| Other Direct Expenses Total Events | 520656 | OtherDirectExpensesTotalEvents |
| Direct Expense Summary Events | 1017133 | DirectExpenseSummaryEvents |
| Net Income Summary | -974207 | NetIncomeSummary |
Schedule I IRS990ScheduleI
| Field | Value | IRS element (for citing) |
|---|---|---|
| Records Maintained | true | RecordsMaintained |
Form990 Schedule I Part III Form990ScheduleIPartIII (2 entries)
| Type Of GrantTypeOfGrant | Number Of RecipientsNumberOfRecipients | Amount Of Cash GrantAmountOfCashGrant | Amount Of Non Cash AssistanceAmountOfNonCashAssistance | Method Of ValuationMethodOfValuation | Description Of Non Cash AssistanceDescriptionOfNonCashAssistance |
|---|---|---|---|---|---|
| CHAPMAN UNIVERSITY UNDERGRADUATE SCHOLARSHIPS | 3363 | 58222711 | 0 | N/A | N/A |
| CHAPMAN UNIVERSITY GRADUATE SCHOLARSHIPS | 782 | 10173160 | 0 | N/A | N/A |
Form990 Schedule I Part IV Form990ScheduleIPartIV
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | GRANT RECORDS | Identifier |
| Return Reference | SCHEDULE I, PART I, LINE 2: | ReturnReference |
| Explanation | GRANTS AND OTHER ASSISTANCE REPRESENT STUDENT FINANCIAL AID. WHEN AWARDING AID, CHAPMAN UNIVERSITY FOLLOWS ALL LAWS AND REGULATIONS OF FEDERAL AND STATE OF CALIFORNIA AID PROGRAMS. FOR MORE INFORMATION, VISIT OUR WEBSITE AT WWW.CHAPMAN.EDU. | Explanation |
Schedule J IRS990ScheduleJ
| Field | Value | IRS element (for citing) |
|---|---|---|
| Travel For Companions | X | TravelForCompanions |
| Housing Allowance Or Residence | X | HousingAllowanceOrResidence |
| Club Dues Or Fees | X | ClubDuesOrFees |
| Written Policy Re T And E Expenses | true | WrittenPolicyReTAndEExpenses |
| Substantiation Required | true | SubstantiationRequired |
| Compensation Committee | X | CompensationCommittee |
| Independent Consultant | X | IndependentConsultant |
| Form990 Of Other Organizations | X | Form990OfOtherOrganizations |
| Compensation Survey | X | CompensationSurvey |
| Board Or Committee Approval | X | BoardOrCommitteeApproval |
| Severance Payment | false | SeverancePayment |
| Supplemental Nonqual Retire Plan | true | SupplementalNonqualRetirePlan |
| Equity Based Comp Arrangement | false | EquityBasedCompArrangement |
| Comp Based On Revenue Of Filing Org | false | CompBasedOnRevenueOfFilingOrg |
| Comp Based On Revenue Related Orgs | false | CompBasedOnRevenueRelatedOrgs |
| Comp Based Net Earnings Filing Org | false | CompBasedNetEarningsFilingOrg |
| Comp Based Net Earnings Relate Orgs | false | CompBasedNetEarningsRelateOrgs |
| Any Non Fixed Payments | false | AnyNonFixedPayments |
| Initial Contract Exception | false | InitialContractException |
Form990 Schedule J Part II Form990ScheduleJPartII (14 entries)
| Base Compensation Filing OrgBaseCompensationFilingOrg | Comp Based On Related OrgsCompBasedOnRelatedOrgs | Bonus Filing OrgBonusFilingOrg | Bonus Related OrgsBonusRelatedOrgs | Other Compensation Filing OrgOtherCompensationFilingOrg | Other Compensation Related OrgsOtherCompensationRelatedOrgs | Deferred Comp Filing OrgDeferredCompFilingOrg | Deferred Comp Related OrgsDeferredCompRelatedOrgs | Nontaxable Benefits Filing OrgNontaxableBenefitsFilingOrg | Nontaxable Benefits Related OrgsNontaxableBenefitsRelatedOrgs | Total Compensation Filing OrgTotalCompensationFilingOrg | Total Compensation Related OrgsTotalCompensationRelatedOrgs | Comp Report Prior990 Filing OrgCompReportPrior990FilingOrg | Comp Report Prior990 Related OrgsCompReportPrior990RelatedOrgs |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| JAMES DOTI | |||||||||||||
| 318785 | 0 | 160000 | 0 | 846175 | 0 | 104985 | 0 | 112325 | 0 | 1542270 | 0 | 336000 | 0 |
| SHERYL BOURGEOIS | |||||||||||||
| 246274 | 0 | 130000 | 0 | 21698 | 0 | 22050 | 0 | 15376 | 0 | 435398 | 0 | 0 | 0 |
| HAROLD HEWITT JR | |||||||||||||
| 266440 | 0 | 50000 | 0 | 5895 | 0 | 22050 | 0 | 13054 | 0 | 357439 | 0 | 0 | 0 |
| KRIS OLSEN | |||||||||||||
| 161410 | 0 | 35000 | 0 | 36067 | 0 | 14742 | 0 | 17472 | 0 | 264691 | 0 | 0 | 0 |
| DANIELE STRUPPA | |||||||||||||
| 416323 | 0 | 50000 | 0 | 8885 | 0 | 63725 | 0 | 19169 | 0 | 558102 | 0 | 0 | 0 |
| MICHAEL PELLY | |||||||||||||
| 174099 | 0 | 0 | 0 | 540 | 0 | 15750 | 0 | 7377 | 0 | 197766 | 0 | 0 | 0 |
| JERRY PRICE | |||||||||||||
| 142915 | 0 | 15000 | 0 | 8684 | 0 | 13118 | 0 | 11206 | 0 | 190923 | 0 | 0 | 0 |
| ARTHUR KRAFT | |||||||||||||
| 245681 | 0 | 0 | 0 | 174830 | 0 | 22050 | 0 | 13455 | 0 | 456016 | 0 | 0 | 0 |
| JOHN EASTMAN | |||||||||||||
| 268717 | 0 | 0 | 0 | 25911 | 0 | 22050 | 0 | 18588 | 0 | 335266 | 0 | 0 | 0 |
| VERNON SMITH | |||||||||||||
| 400048 | 0 | 0 | 0 | 98609 | 0 | 148857 | 0 | 13141 | 0 | 660655 | 0 | 0 | 0 |
| MENAS KAFATOS | |||||||||||||
| 432335 | 0 | 0 | 0 | 24819 | 0 | 22050 | 0 | 9369 | 0 | 488573 | 0 | 0 | 0 |
| JOHN DICKHAUT | |||||||||||||
| 295845 | 0 | 0 | 0 | 75713 | 0 | 22050 | 0 | 13761 | 0 | 407369 | 0 | 0 | 0 |
| YAKIR AHARONOV | |||||||||||||
| 315368 | 0 | 0 | 0 | 39720 | 0 | 0 | 0 | 21676 | 0 | 376764 | 0 | 0 | 0 |
| STEPHEN RASSENTI | |||||||||||||
| 237505 | 0 | 0 | 0 | 81768 | 0 | 13294 | 0 | 13386 | 0 | 345953 | 0 | 0 | 0 |
Form990 Schedule J Part III Form990ScheduleJPartIII (4 entries)
| IdentifierIdentifier | Return ReferenceReturnReference | ExplanationExplanation |
|---|---|---|
| TRAVEL FOR COMPANIONS | SCHEDULE J, PART I, LINE 1A | TRAVEL FOR COMPANIONS: SPOUSAL AND FAMILY TRAVEL POLICY: ALL UNIVERSITY FUNDED TRAVEL FOR SPOUSES AND FAMILY MEMBERS IS TAXABLE COMPENSATION TO THE EMPLOYEE ON CERTAIN OCCASIONS, TRAVEL EXPENSES FOR THE SPOUSE (INCLUDING DOMESTIC PARTNER) OR OTHER FAMILY MEMBERS OF CHAPMAN UNIVERSITY EMPLOYEES ARE REIMBURSED OR PAID DIRECTLY FROM UNIVERSITY FUNDS. THESE SITUATIONS MUST BE PRE-APPROVED BY COMPLETING THE "SPOUSAL AND FAMILY TRAVEL FORM". THERE MUST BE DOCUMENTED "BONA FIDE" BUSINESS PURPOSE FOR THE PRESENCE OF THE SPOUSE OR FAMILY MEMBER. IF A "BONA FIDE" BUSINESS PURPOSE DOES NOT EXIST, ANY AMOUNTS REIMBURSED OR PAID DIRECTLY BY CHAPMAN UNIVERSITY FOR SPOUSAL OR FAMILY MEMBER TRAVEL WILL BE ADDED TO THE TAXABLE WAGES OF THE EMPLOYEE AND SUBJECT TO TAX WITHHOLDING. TRAVEL FOR COMPANIONS FOR THIS FISCAL YEAR WAS PROVIDED TO SHERYL BOURGEOIS AND IT WAS DETERMINED TO BE NON-TAXABLE. |
| RESIDENCE FOR PERSONAL USE | SCHEDULE J, PART I, LINE 1A | THE PRESIDENT, JAMES DOTI, RECEIVES THE USE OF A RESIDENCE FOR PERSONAL USE AS A CONDITION OF EMPLOYMENT. THIS USE IS TREATED AS NON-TAXABLE COMPENSATION. THE FAIR MARKET VALUE OF THE ANNUAL HOUSING ALLOWANCE REPORTED ON SCHEDULE J, PART II, COLUMN (D) IS $102,925. |
| HEALTH OR SOCIAL CLUB DUES OR INITIATION FEES | SCHEDULE J, PART I, LINE 1A | CERTAIN EMPLOYEES HAVE ACCESS TO SOCIAL CLUB MEMBERSHIPS FOR THE BUSINESS PURPOSE OF CULTIVATING DONOR/TRUSTEE RELATIONSHIPS. FOR THIS FISCAL YEAR, SOCIAL CLUB DUES WERE PAID FOR JAMES DOTI AND DANIELLE STRUPPA. THESE WERE DETERMINED TO BE NON-TAXABLE BENEFITS SINCE THEY HAD A BONA FIDE BUSINESS PURPOSE. |
| SUPPLEMENTAL NONQUALIFIED RETIREMENT PLAN | SCHEDULE J, PART I, LINE 4B | VERNON SMITH PARTICIPATES IN A SUPPLEMENTAL NONQUALIFIED RETIREMENT PLAN WHICH RECEIVED A CONTRIBUTION OF $126,807 DURING THIS FISCAL YEAR. UNDER THE TERMS OF THE PLAN, "VERNON SMITH SHALL, IN ADDITION TO THE FREE INSURANCE PROVIDED BY THE COMMONWEALTH OF VIRGINIA, RECEIVE A DEFERRED PLAN THAT WILL EARN INTEREST AT THE TEN (10) YEAR TREASURY RATE, AND THE UNIVERSITY WILL DEPOSIT PAYMENTS INTO THE ACCOUNT ON THE FOLLOWING SCHEDULE; JANUARY 2009 IN THE AMOUNT OF $125,000; JANUARY 2010 IN THE AMOUNT OF $100,000; JANUARY 2011 IN THE AMOUNT OF $100,000; AND JANUARY 2012 IN THE AMOUNT OF $75,000. IN THE EVENT THAT VERNON SMITH DIES DURING HIS EMPLOYMENT AT CHAPMAN, HIS HEIRS SHALL RECEIVE ALL FUNDS FROM HIS ACCOUNT." |
Schedule K IRS990ScheduleK
Form990 Schedule K Part I Form990ScheduleKPartI
Issuer Name IssuerName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Issuer EIN | 521705592 | IssuerEIN |
| CUSIP Number | 130178NX0 | CUSIPNumber |
| Date Issued | 2008-07-02 | DateIssued |
| Issue Price | 88885000 | IssuePrice |
| Description Of Purpose | QUALIFIED 501(C)(3) NON-HOSPITAL B | DescriptionOfPurpose |
| Defeased | false | Defeased |
| On Behalf Of Issuer | false | OnBehalfOfIssuer |
Form990 Schedule K Part II Form990ScheduleKPartII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Proceeds | 89132400 | TotalProceeds |
| Amount In Reserve Fund | 0 | AmountInReserveFund |
| Amount Defeased | 0 | AmountDefeased |
| Amount Unspent | 0 | AmountUnspent |
| Issuance Costs From Proceeds | 727627 | IssuanceCostsFromProceeds |
| Working Capital Expenditures | 0 | WorkingCapitalExpenditures |
| Capital Expenditures | 0 | CapitalExpenditures |
| Year Of Subst Completion | 2009 | YearOfSubstCompletion |
| Current Refunding | true | CurrentRefunding |
| Advance Refunding | false | AdvanceRefunding |
| Final Allocation Made | true | FinalAllocationMade |
| Adequate Books And Recds Maintaind | true | AdequateBooksAndRecdsMaintaind |
Form990 Schedule K Part III Form990ScheduleKPartIII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Owning Bond Financed Property | false | OwningBondFinancedProperty |
| Any Lease Arrangements | true | AnyLeaseArrangements |
| Mngment Cntrct Bond Financd Prprty | true | MngmentCntrctBondFinancdPrprty |
| Any Research Agreements | false | AnyResearchAgreements |
| Bond Counsel Routinely Engaged | true | BondCounselRoutinelyEngaged |
| Prcntge Prvt Business Use By Others | 0.04560 | PrcntgePrvtBusinessUseByOthers |
| Percentage Of Prvt Business Re UBI | 0.00000 | PercentageOfPrvtBusinessReUBI |
| Total Private Business Use | 0.04560 | TotalPrivateBusinessUse |
| Post Issuance Compliance Procdrs | true | PostIssuanceComplianceProcdrs |
Form990 Schedule K Part IV Form990ScheduleKPartIV
| Field | Value | IRS element (for citing) |
|---|---|---|
| Form8038 T Filed | false | Form8038TFiled |
| Variable Rate Issue | true | VariableRateIssue |
| Hedge Identified In Books And Recds | true | HedgeIdentifiedInBooksAndRecds |
Name Of Hedge Provider NameOfHedgeProvider
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | BOA MERRILL LYNCH | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Term Of Hedge | 18.25 | TermOfHedge |
| Gross Proceeds Invested In GIC | false | GrossProceedsInvestedInGIC |
| Gross Proceeds Invested | true | GrossProceedsInvested |
| Exception To Rebate | false | ExceptionToRebate |
Schedule L IRS990ScheduleL
Form990 Schedule L Part IV Form990ScheduleLPartIV (4 entries)
| RelationshipRelationship | Amount Of TransactionAmountOfTransaction | Description Of TransactionDescriptionOfTransaction | Sharing Of RevenuesSharingOfRevenues |
|---|---|---|---|
| FRANK DOTI | |||
| BROTHER OF PRESIDENT | 194578 | SALARY AND BENEFITS | false |
| LYNNE PIERSON DOTI | |||
| SPOUSE OF PRESIDENT | 142116 | SALARY AND BENEFITS | false |
| LISA SPARKS | |||
| SPOUSE OF CHANCELLOR | 135863 | SALARY AND BENEFITS | false |
| ELIZABETH EASTMAN | |||
| SPOUSE OF DEAN | 51587 | SALARY AND BENEFITS | false |
Schedule M IRS990ScheduleM
Works Of Art WorksOfArt
| Field | Value | IRS element (for citing) |
|---|---|---|
| Non Cash Checkbox | X | NonCashCheckbox |
| Number Of Contributions | 21 | NumberOfContributions |
| Noncash Contribs Rptd F990 | 117526 | NoncashContribsRptdF990 |
| Method Of Determining Revenues | APPRAISALS >5K | MethodOfDeterminingRevenues |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Art Historical Treasures | ArtHistoricalTreasures | |
| Art Fractional Interest | ArtFractionalInterest |
Books And Publications BooksAndPublications
| Field | Value | IRS element (for citing) |
|---|---|---|
| Non Cash Checkbox | X | NonCashCheckbox |
| Noncash Contribs Rptd F990 | 29286 | NoncashContribsRptdF990 |
| Method Of Determining Revenues | COMPARABLE SALE | MethodOfDeterminingRevenues |
Clothing And Household Goods ClothingAndHouseholdGoods
| Field | Value | IRS element (for citing) |
|---|---|---|
| Non Cash Checkbox | X | NonCashCheckbox |
| Noncash Contribs Rptd F990 | 14512 | NoncashContribsRptdF990 |
| Method Of Determining Revenues | COMPARABLE SALE | MethodOfDeterminingRevenues |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cars And Other Vehicles | CarsAndOtherVehicles | |
| Boats And Planes | BoatsAndPlanes | |
| Intellectual Property | IntellectualProperty |
Securities Publicly Traded SecuritiesPubliclyTraded
| Field | Value | IRS element (for citing) |
|---|---|---|
| Non Cash Checkbox | X | NonCashCheckbox |
| Number Of Contributions | 13 | NumberOfContributions |
| Noncash Contribs Rptd F990 | 187686 | NoncashContribsRptdF990 |
| Method Of Determining Revenues | AVG DAILY VALUE | MethodOfDeterminingRevenues |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities Closely Held Stock | SecuritiesCloselyHeldStock | |
| Securities Prtnrshp Trust Intrsts | SecuritiesPrtnrshpTrustIntrsts | |
| Securities Miscellaneous | SecuritiesMiscellaneous | |
| Qualified Contrib Hist Struct | QualifiedContribHistStruct | |
| Qualified Contrib Other | QualifiedContribOther | |
| Real Estate Residential | RealEstateResidential | |
| Real Estate Commercial | RealEstateCommercial | |
| Real Estate Other | RealEstateOther | |
| Collectibles | Collectibles | |
| Food Inventory | FoodInventory | |
| Drugs And Medical Supplies | DrugsAndMedicalSupplies | |
| Taxidermy | Taxidermy | |
| Historical Artifacts | HistoricalArtifacts | |
| Scientific Specimens | ScientificSpecimens | |
| Archaeological Artifacts | ArchaeologicalArtifacts |
Other Non Cash Contributions Table OtherNonCashContributionsTable (2 entries)
| Non Cash CheckboxNonCashCheckbox | DescriptionDescription | Number Of ContributionsNumberOfContributions | Noncash Contribs Rptd F990NoncashContribsRptdF990 | Method Of Determining RevenuesMethodOfDeterminingRevenues |
|---|---|---|---|---|
| X | PIANO | 1 | 20000 | APPRAISAL |
| X | LIFE INSURANCE | 1 | 34673 | APPRAISAL |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Number Of8283 Received | 5 | NumberOf8283Received |
| Any Property That Must Be Held | false | AnyPropertyThatMustBeHeld |
| Review Process Unusual NC Gifts | true | ReviewProcessUnusualNCGifts |
| Third Parties Used | true | ThirdPartiesUsed |
Form990 Schedule M Part II Form990ScheduleMPartII (2 entries)
| IdentifierIdentifier | Return ReferenceReturnReference | ExplanationExplanation |
|---|---|---|
| NON CASH CONTRIBUTIONS OF GIFTS OF STOCK | FORM 990, SCHEDULE M, PART I, Line 32a | ALL STOCK CONTRIBUTIONS ARE RECEIVED IN CHAPMAN UNIVERSITY'S GIFT ACCOUNT WITH MORGAN STANLEY, THE UNIVERSITY'S THIRD PARTY STOCKBROKER. PER THE UNIVERSITY'S POLICY, STOCK IS SOLD AT FAIR MARKET VALUE UPON RECEIPT. THE FEES PAID TO MORGAN STANLEY ARE BASED UPON STANDARD RATES USED FOR NON-PROFITS, WITH THE EXCEPTION FOR NEGOTIATED FEES FOR SALES OF STOCK IN WHICH THERE IS A LARGE SHARE AMOUNT. |
| CONTRIBUTIONS | FORM 990, SCHEDULE M, PART I, COLUMN B | SCHEDULE M, PART I, COLUMN B REPRESENTS THE NUMBER OF CONTRIBUTIONS. THAT IS, EACH CONTRIBUTION MAY INCLUDE MORE THAN ONE DONATED ITEM. |
Schedule O IRS990ScheduleO
General Explanation GeneralExplanation (5 entries)
| IdentifierIdentifier | Return ReferenceReturnReference | ExplanationExplanation |
|---|---|---|
| PROCESS OF REVIEWING THE FORM 990 | FORM 990, PART VI, SECTION B, LINE 11 | The Form 990 was prepared with an outside accounting firm and reviewed by the Audit Committee. Subsequent to its review, the Audit Committee reports back to the Board of Trustees regarding its oversight of the Form 990 and the final form is provided to the entire voting Board before the return is filed. |
| MONITORING AND ENFORCING COMPLIANCE WITH CONFLICT OF INTEREST POLICY | FORM 990, PARY VI, SECTION B, LINE 12C | The University Compliance Officer is charged with monitoring proposed or ongoing transactions for conflicts of interest and addressing any potential or actual conflicts. Pursuant to the Conflicts of Interest Policy, an annual conflict of interest questionnaire, aimed at determining any family and business relationships and transactions or other transactions that may pose a potential conflict, is distributed to all covered persons (i.e., board members, officers and executive leadership or key employees). Covered persons are required to disclose real or potential conflicts at the time when such conflicts arise. When someone becomes a covered person and annually thereafter, each covered person is required to sign a statement affirming that he/she: (1) has received a copy of the Conflicts or Interest Policy; (2) has read the Policy and understands the Policy; and (3) agrees to comply with all requirements of the Policy, including completing the conflicts of interest questionnaire. The completed questionnaires are reviewed by the University Compliance Officer and the results are reported to the full Board of Trustees as defined by the University's bylaws. |
| PROCESS FOR DETERMINING COMPENSATION PACKAGES FOR OFFICERS & KEY EMPLOYEES | FORM 990, PART VI, SECTION B, LINE 15 | The Board appoints an Executive Compensation Committee, comprised solely of independent directors, none of which have a conflict of interest with respect to the compensation arrangement, to be accountable for setting reasonable compensation packages for each officer or key employee. The results of the Executive Compensation Committee are reported to the full Board of Trustees in Executive Session. For the tax year 2009, the Executive Compensation Committee hired a qualified independent compensation and benefits specialist (independent expert) to review, analyze and provide benchmarking data for the total compensation and benefits packages of officers and key employees. Appropriate comparability data is obtained from the independent experts, i.e., total economic benefits paid by similarly situated organizations (peer analysis) for similar job responsibilities. Key deliberations of the Committee are also documented in minutes which are approved at the next Committee meeting. |
| DISCLOSURE OF DOCUMENTS | FORM 990, PART VI, SECTION B, LINE 19 | While federal tax laws do not mandate that the organization's governing documents, conflict of interest policy and financial statements be made available for public inspection, the organization makes it financial statements available on the organization's website and upon request. |
| DETAILS OF OTHER PROGRAM SERVICES | FORM 990, PART III, LINE 4D | AUXILIARY ENTERPRISES A significant part of auxiliary enterprises is living on-campus. We currently have approximately 1,900 students living in Chapman on-campus. We have 5 residence halls and 2 apartment areas. Chapman University advocates for student learning by providing engaging learning experiences outside the classroom. Specifically, we aspire to create engaging environments and meaningful experiences that facilitate the following learning outcomes: . A Healthy Sense of Self Students will develop an honest understanding and appreciation of themselves and an ability to make individual choices that promote their health and well-being. . A Framework of Personal Ethics and Values Students will develop a framework of consistent ethics and values that guides their daily lives. . An Ability to Apply Critical Thought Students will make effective decisions grounded in careful, objective analysis of information, experiences, and ideas. . An Ability to Develop and Sustain Meaningful Relationships Students will develop skills to establish and sustain healthy, meaningful interpersonal relationships. |
Schedule R IRS990ScheduleR
Form990 Schedule R Part I Form990ScheduleRPartI
Name Of Disregarded Entity NameOfDisregardedEntity
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | CHAPMAN UNIVERSITY CHARITABLE GIVING LLC | BusinessNameLine1 |
Address US AddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | ONE UNIVERSITY DRIVE | AddressLine1 |
| City | ORANGE | City |
| State | CA | State |
| ZIP Code | 92866 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 330918653 | EIN |
| Primary Activities | FUNDRAISING | PrimaryActivities |
| Legal Domicile State | CA | LegalDomicileState |
| Total Income | 4 | TotalIncome |
| EOY Assets | 9563 | EOYAssets |
Direct Controlling Entity Name DirectControllingEntityName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | CHAPMAN UNIV | BusinessNameLine1 |
Form990 Schedule R Part II Form990ScheduleRPartII (2 entries)
| Address Line1AddressUS/AddressLine1 | CityAddressUS/City | StateAddressUS/State | ZIP CodeAddressUS/ZIPCode | EINEIN | Primary ActivitiesPrimaryActivities | Legal Domicile StateLegalDomicileState | Exempt Code SectionExemptCodeSection | Public Charity StatusPublicCharityStatus | Business Name Line1DirectControllingEntityName/BusinessNameLine1 |
|---|---|---|---|---|---|---|---|---|---|
| BRANDMAN UNIVERSITY | |||||||||
| 16355 LAGUNA CANYON ROAD | IRVINE | CA | 92618 | 260152908 | EDUCATION | CA | 501(C)(3) | 2 | NA |
| CHAPMAN UNIVERSITY FOUNDATION | |||||||||
| ONE UNIVERSITY DRIVE | ORANGE | CA | 92866 | 300563618 | SUPPORTING | CA | 501(C)(3) | 11A | NA |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Receipt Of Int Ann Rents Royalties | true | ReceiptOfIntAnnRentsRoyalties |
| Gift Grant Or Cap Contr To Other Org | false | GiftGrantOrCapContrToOtherOrg |
| Gift Grant Or Cap Contr Fr Other Org | false | GiftGrantOrCapContrFrOtherOrg |
| Loans Or Guarantees To Other Org | true | LoansOrGuaranteesToOtherOrg |
| Loans Or Guarantees From Other Org | false | LoansOrGuaranteesFromOtherOrg |
| Sale Of Assets To Other Org | false | SaleOfAssetsToOtherOrg |
| Purchase Of Assets From Other Org | false | PurchaseOfAssetsFromOtherOrg |
| Exchange Of Assets | false | ExchangeOfAssets |
| Rental Of Facilities To Other Orgs | true | RentalOfFacilitiesToOtherOrgs |
| Rental Of Facilities Fr Other Orgs | false | RentalOfFacilitiesFrOtherOrgs |
| Perform Of Services For Other Orgs | false | PerformOfServicesForOtherOrgs |
| Perform Of Services By Other Orgs | false | PerformOfServicesByOtherOrgs |
| Sharing Of Facilities | true | SharingOfFacilities |
| Sharing Of Paid Employees | true | SharingOfPaidEmployees |
| Reimbursement Paid To Other Org | false | ReimbursementPaidToOtherOrg |
| Reimbursement Paid By Other Org | false | ReimbursementPaidByOtherOrg |
| Other Transfer To Other Org | false | OtherTransferToOtherOrg |
| Other Transfer From Other Org | false | OtherTransferFromOtherOrg |
Transactions Related Orgs Table TransactionsRelatedOrgsTable (4 entries)
| Transaction TypeTransactionType | Amount InvolvedAmountInvolved |
|---|---|
| BRANDMAN UNIVERSITY | |
| A | 546828 |
| BRANDMAN UNIVERSITY | |
| D | 13413887 |
| BRANDMAN UNIVERSITY | |
| M | 785658 |
| BRANDMAN UNIVERSITY | |
| N | 3521190 |