WF WHITMAN FAMILY FOUNDATION INC: Form 990PF, tax year 2010
View the entire original 990 at ProPublica ↗
- Organization
- WF WHITMAN FAMILY FOUNDATION INC (EIN 20-0413209)
- Tax period
- 2010-01-01 to 2010-12-31
- Filed
- 2011-05-10
- IRS object ID
- 201111309349100746
- Schema version
- 2010v3.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- General Explanation Attachment
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Other Expenses Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2011-05-10T11:48:45-00:00 | Timestamp |
| Tax Period End Date | 2010-12-31 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Foundation Source | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 55 Walls Drive | AddressLine1 |
| City | Fairfield | City |
| State | CT | State |
| ZIP Code | 06824 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnType |
| Tax Period Begin Date | 2010-01-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 200413209 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | W F Whitman Family Foundation Inc | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | WFWH | NameControl |
| Phone | 8008391754 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | c/o Foundation Source 501 Silversid | AddressLine1 |
| City | Wilmington | City |
| State | DE | State |
| ZIP Code | 198091377 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | William F Whitman Jr | Name |
| Title | President | Title |
| Date Signed | 2011-05-10 | DateSigned |
| Authorize Third Party | false | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | Jeffrey D Haskell | Name |
| Phone | 8008391754 | Phone |
| Date Prepared | 2011-05-10 | DatePrepared |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2010 | TaxYear |
| Build TS | 2016-02-24 21:20:13Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exempt PF | X | ExemptPF |
| FMV Assets EOY | 3545617 | FMVAssetsEOY |
| Method Of Accounting Cash | X | MethodOfAccountingCash |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Received Rev And Expnss | 153017 | ContriReceivedRevAndExpnss |
| Interest On Savings Rev And Expnss | 52 | InterestOnSavingsRevAndExpnss |
| Interest On Savings Net Invst Incm | 52 | InterestOnSavingsNetInvstIncm |
| Dividends Rev And Expnss | 70635 | DividendsRevAndExpnss |
| Dividends Net Invst Incm | 70635 | DividendsNetInvstIncm |
| Net Gain Sale Assets Rev And Expnss | 101459 | NetGainSaleAssetsRevAndExpnss |
| Gross Sales Price | 832050 | GrossSalesPrice |
| Capital Gain Net Incm Net Invst Incm | 101459 | CapitalGainNetIncmNetInvstIncm |
| Total Revenue And Expenses | 325163 | TotalRevenueAndExpenses |
| Total Net Investment Income | 172146 | TotalNetInvestmentIncome |
| Other Prof Fees Rev And Expnss | 16909 | OtherProfFeesRevAndExpnss |
| Other Prof Fees Net Invst Incm | 16909 | OtherProfFeesNetInvstIncm |
| Taxes Rev And Expnss | 2028 | TaxesRevAndExpnss |
| Taxes Net Invst Incm | 249 | TaxesNetInvstIncm |
| Other Expenses Rev And Expnss | 16217 | OtherExpensesRevAndExpnss |
| Other Expenses Net Invst Incm | 459 | OtherExpensesNetInvstIncm |
| Other Expenses Dsbrs Chrtbl Prps | 15758 | OtherExpensesDsbrsChrtblPrps |
| Tot Opr Expenses Rev And Expnss | 35154 | TotOprExpensesRevAndExpnss |
| Tot Opr Expenses Net Invst Incm | 17617 | TotOprExpensesNetInvstIncm |
| Tot Opr Expenses Dsbrs Chrtbl Prps | 15758 | TotOprExpensesDsbrsChrtblPrps |
| Contri Gifts Paid Rev And Expnss | 131000 | ContriGiftsPaidRevAndExpnss |
| Contri Gifts Paid Dsbrs Chrtbl Prps | 131000 | ContriGiftsPaidDsbrsChrtblPrps |
| Total Expenses Rev And Expnss | 166154 | TotalExpensesRevAndExpnss |
| Total Expenses Net Invst Incm | 17617 | TotalExpensesNetInvstIncm |
| Total Expenses Dsbrs Chrtbl Prps | 146758 | TotalExpensesDsbrsChrtblPrps |
| Excess Of Revenue Over Expenses | 159009 | ExcessOfRevenueOverExpenses |
| Net Investment Income | 154529 | NetInvestmentIncome |
Balance Sheets BalanceSheets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Savings And Temp Cash Invst BOY | 89755 | SavingsAndTempCashInvstBOY |
| Savings And Temp Cash Invst EOY | 94691 | SavingsAndTempCashInvstEOY |
| Savings And Temp Cash Invst EOYFMV | 94691 | SavingsAndTempCashInvstEOYFMV |
| Investments Govt Oblig BOY | 66442 | InvestmentsGovtObligBOY |
| Investments Govt Oblig EOY | 23578 | InvestmentsGovtObligEOY |
| Investments Govt Oblig EOYFMV | 24426 | InvestmentsGovtObligEOYFMV |
| Investments Corp Stock BOY | 2336743 | InvestmentsCorpStockBOY |
| Investments Corp Stock EOY | 2627514 | InvestmentsCorpStockEOY |
| Investments Corp Stock EOYFMV | 3153834 | InvestmentsCorpStockEOYFMV |
| Investments Corp Bonds BOY | 351488 | InvestmentsCorpBondsBOY |
| Investments Corp Bonds EOY | 257654 | InvestmentsCorpBondsEOY |
| Investments Corp Bonds EOYFMV | 272666 | InvestmentsCorpBondsEOYFMV |
| Total Assets BOY | 2844428 | TotalAssetsBOY |
| Total Assets EOY | 3003437 | TotalAssetsEOY |
| Total Assets EOYFMV | 3545617 | TotalAssetsEOYFMV |
| Total Liabilities EOY | 0 | TotalLiabilitiesEOY |
| Org That Do Not Follow SFAS117 | X | OrgThatDoNotFollowSFAS117 |
| Retained Earnings BOY | 2844428 | RetainedEarningsBOY |
| Retained Earnings EOY | 3003437 | RetainedEarningsEOY |
| Total Net Assets BOY | 2844428 | TotalNetAssetsBOY |
| Total Net Assets EOY | 3003437 | TotalNetAssetsEOY |
| Total Liabilities Net Assets BOY | 2844428 | TotalLiabilitiesNetAssetsBOY |
| Total Liabilities Net Assets EOY | 3003437 | TotalLiabilitiesNetAssetsEOY |
Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Net Assets Fund Balances BOY | 2844428 | TotalNetAssetsFundBalancesBOY |
| Excess Of Revenue Over Expenses | 159009 | ExcessOfRevenueOverExpenses |
| Subtotal | 3003437 | Subtotal |
| Total Net Assets Fund Balances EOY | 3003437 | TotalNetAssetsFundBalancesEOY |
Capital Gains And Losses CapitalGainsAndLosses
Capital Gains And Losses Info CapitalGainsAndLossesInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description Of Asset | Publicly-traded Securities | DescriptionOfAsset |
| Gross Sales Price | 832050 | GrossSalesPrice |
| Cost Or Other Basis | 730591 | CostOrOtherBasis |
| Gain Or Loss | 101459 | GainOrLoss |
| Gains Minus Excess Or Losses | 101459 | GainsMinusExcessOrLosses |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | 101459 | CapitalGainNetIncome |
Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable For4942 Tax | false | LiableFor4942Tax |
| Qualifying Distributions Year1 | 155785 | QualifyingDistributionsYear1 |
| Noncharitable Assets Year1 | 2715186 | NoncharitableAssetsYear1 |
| Distribution Ratio Year1 | 000.057375 | DistributionRatioYear1 |
| Qualifying Distributions Year2 | 164161 | QualifyingDistributionsYear2 |
| Noncharitable Assets Year2 | 3167007 | NoncharitableAssetsYear2 |
| Distribution Ratio Year2 | 000.051835 | DistributionRatioYear2 |
| Qualifying Distributions Year3 | 133354 | QualifyingDistributionsYear3 |
| Noncharitable Assets Year3 | 3463344 | NoncharitableAssetsYear3 |
| Distribution Ratio Year3 | 000.038504 | DistributionRatioYear3 |
| Qualifying Distributions Year4 | 101264 | QualifyingDistributionsYear4 |
| Noncharitable Assets Year4 | 3018758 | NoncharitableAssetsYear4 |
| Distribution Ratio Year4 | 000.033545 | DistributionRatioYear4 |
| Qualifying Distributions Year5 | 64529 | QualifyingDistributionsYear5 |
| Noncharitable Assets Year5 | 2591564 | NoncharitableAssetsYear5 |
| Distribution Ratio Year5 | 000.024900 | DistributionRatioYear5 |
| Total Distribution Ratio | 000.206159 | TotalDistributionRatio |
| Average Distribution Ratio | 000.041232 | AverageDistributionRatio |
| Net Noncharitable Assets | 3215789 | NetNoncharitableAssets |
| Adjusted Noncharitable Assets | 132593 | AdjustedNoncharitableAssets |
| One Percent Net Investment Income | 1545 | OnePercentNetInvestmentIncome |
| Adj Nonchrtbl Assets And One | 134138 | AdjNonchrtblAssetsAndOnePct |
| Qualifying Distributions | 146758 | QualifyingDistributions |
Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | X | DomesticOrgMeetingSect4940e |
| Investment Income Excise Tax | 1545 | InvestmentIncomeExciseTax |
| Subtotal | 1545 | Subtotal |
| Tax Based On Investment Income | 1545 | TaxBasedOnInvestmentIncome |
| Est Tax Payments And Overpayment | 1400 | EstTaxPaymentsAndOverpayment |
| Total Credits And Payments | 1400 | TotalCreditsAndPayments |
| Tax Paid Original Return | 1400 | TaxPaidOriginalReturn |
| Form2220 Attached | X | Form2220Attached |
| Tax Due | 145 | TaxDue |
Statements Regarding Activities StatementsRegardingActivities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Activities | false | LegislativePoliticalActivities |
| More Than100 Spent | false | MoreThan100Spent |
| Form1120 POL Filed | false | Form1120POLFiled |
| Activities Not Prev Reported | false | ActivitiesNotPrevReported |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylaws |
| Unrelated Bus Income Over1000 | false | UnrelatedBusIncomeOver1000 |
| Termination Etc | false | TerminationEtc |
| Requirements Of Sect508e | true | RequirementsOfSect508e |
| At Least5000 In Assets | true | AtLeast5000InAssets |
| Form990 PF Filed With AG | true | Form990PFFiledWithAG |
| Private Operating Foundation | false | PrivateOperatingFoundation |
| New Substantial Contributors | false | NewSubstantialContributors |
| Interest In Controlled Entity | false | InterestInControlledEntity |
| Applicable Insurance Contract | false | ApplicableInsuranceContract |
| Comply With Public Inspection Rqr | true | ComplyWithPublicInspectionRqr |
Books In Care Of Business Name BooksInCareOfBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | co Foundation Source | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Books In Care Of Phone Number | 8008391754 | BooksInCareOfPhoneNumber |
Books In Care Of US Address BooksInCareOfUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 501 Silverside Road Suite 123 | AddressLine1 |
| City | Wilmington | City |
| State | DE | State |
| ZIP Code | 198091377 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Bank | false | ForeignBank |
Statements Regarding Acty4720 StatementsRegardingActy4720
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exchange With Dsqfly Person | false | SaleOrExchangeWithDsqflyPerson |
| Borrow Or Lend With Dsqfly Person | false | BorrowOrLendWithDsqflyPerson |
| Furnished Goods With Dsqfly Person | false | FurnishedGoodsWithDsqflyPerson |
| Pay Compensation To Dsqfly Person | false | PayCompensationToDsqflyPerson |
| Transfer Assets To Dsqfly Person | false | TransferAssetsToDsqflyPerson |
| Payment To Government Offical | false | PaymentToGovernmentOffical |
| Uncorrected Prior Acts | false | UncorrectedPriorActs |
| Undistributed Income Prior Years | false | UndistributedIncomePriorYears |
| Business Holdings | false | BusinessHoldings |
| Jeopardy Investments | false | JeopardyInvestments |
| Uncorrected Jeopardy Investments | false | UncorrectedJeopardyInvestments |
| Influence Legislation | false | InfluenceLegislation |
| Influence Election | false | InfluenceElection |
| Grants To Individuals | false | GrantsToIndividuals |
| Grants To Organizations | false | GrantsToOrganizations |
| Noncharitable Purpose | false | NoncharitablePurpose |
| Pay Premiums Prsnl Bnft Contract | false | PayPremiumsPrsnlBnftContract |
| Prohibited Tax Shelter Transactn | false | ProhibitedTaxShelterTransactn |
| Proceeds Or Net Income | true | ProceedsOrNetIncome |
Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo
Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (5 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitle | Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition | CompensationCompensation |
|---|---|---|---|---|---|---|
| Thomas C Danziger | ||||||
| c/o Foundation Source 501 Silversid | Wilmington | DE | 19809 | Secretary | 001.00 | 0 |
| Barbara K Whitman | ||||||
| c/o Foundation Source 501 Silversid | Wilmington | DE | 19809 | Director | 001.00 | 0 |
| Laura B Whitman | ||||||
| c/o Foundation Source 501 Silversid | Wilmington | DE | 19809 | First Vice President / Director | 001.00 | 0 |
| W Fifield Whitman | ||||||
| c/o Foundation Source 501 Silversid | Wilmington | DE | 19809 | Second Vice President / Director | 001.00 | 0 |
| William F Whitman Jr | ||||||
| c/o Foundation Source 501 Silversid | Wilmington | DE | 19809 | President / Director / Treasurer | 001.00 | 0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Highest Paid Empl NONE | NONE | CompOfHighestPaidEmplNONE |
Minimum Investment Return MinimumInvestmentReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Avg Monthly FMV Of Securities | 3124930 | AvgMonthlyFMVOfSecurities |
| Avg Monthly Cash Balances | 139830 | AvgMonthlyCashBalances |
| FMV All Other Noncharitable Assets | 0 | FMVAllOtherNoncharitableAssets |
| Total FMV Of Unused Assets | 3264760 | TotalFMVOfUnusedAssets |
| Adj Total FMV Of Unused Assets | 3264760 | AdjTotalFMVOfUnusedAssets |
| Cash Deemed Charitable | 48971 | CashDeemedCharitable |
| Net Noncharitable Assets | 3215789 | NetNoncharitableAssets |
| Minimum Investment Return | 160789 | MinimumInvestmentReturn |
Distributable DistributableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | 160789 | MinimumInvestmentReturn |
| Tax Based On Investment Income | 1545 | TaxBasedOnInvestmentIncome |
| Total Tax | 1545 | TotalTax |
| Distributable Amount Before Adj | 159244 | DistributableAmountBeforeAdj |
| Distributable Amount Before Ded | 159244 | DistributableAmountBeforeDed |
| Distributable Amount As Adjusted | 159244 | DistributableAmountAsAdjusted |
Qualifying Distributions QualifyingDistributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | 146758 | ExpensesAndContributions |
| Qualifying Distributions | 146758 | QualifyingDistributions |
| One Pct Sect4940e Org Net Invst Incm | 1545 | OnePctSect4940eOrgNetInvstIncm |
| Adj Qualifying Distributions | 145213 | AdjQualifyingDistributions |
Undistributed Income UndistributedIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable Amount As Adjusted | 159244 | DistributableAmountAsAdjusted |
| Undistributed Income Prior Year | 134626 | UndistributedIncomePriorYear |
| Qualifying Distributions | 146758 | QualifyingDistributions |
| Applied To Year1 | 134626 | AppliedToYear1 |
| Applied To Current Year | 12132 | AppliedToCurrentYear |
| Undistributed Income CY | 147112 | UndistributedIncomeCY |
Supplementary Information SupplementaryInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | Barbara K Whitman | ContributingManager |
| Contributing Manager | William F Whitman Jr | ContributingManager |
| Only Contributes To Preselected | X | OnlyContributesToPreselected |
Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (40 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient RelationshipRecipientRelationship | Recipient Foundation StatusRecipientFoundationStatus | Purpose Of Grant Or ContributionPurposeOfGrantOrContribution | AmountAmount |
|---|---|---|---|---|---|---|---|
| BAGADUCE MUSIC LENDING LIBRARY | |||||||
| PO BOX 829 | BLUE HILL | ME | 04614 | N/A | 509(a)(1) | General Unrestricted | $500 |
| BOYS GIRLS CLUB OF BLUFFTON | |||||||
| PO BOX 1908 | BLUFFTON | SC | 29910 | N/A | 509(a)(1) | Support-a-Child Program | $1,000 |
| BOYS GIRLS CLUB OF MARTIN COUNTY | |||||||
| PO BOX 910 | HOBE SOUND | FL | 33475 | N/A | 509(a)(1) | Indiantown Building Project | $24,200 |
| FRIENDS OF ACADIA | |||||||
| PO BOX 45 | BAR HARBOR | ME | 04609 | N/A | 509(a)(1) | Annual Giving Fund | $500 |
| FRIENDS OF ACADIA | |||||||
| PO BOX 45 | BAR HARBOR | ME | 04609 | N/A | 509(a)(1) | Patron/Friends Program | $1,000 |
| FRIENDS OF ACADIA | |||||||
| PO BOX 45 | BAR HARBOR | ME | 04609 | N/A | 509(a)(1) | Foundation Membership - Beech Society Initiative | $2,500 |
| GOTHAM ARTS EXCHANGE INC | |||||||
| 506 FORT WASHINGTON AVE 1H | NEW YORK | NY | 10033 | N/A | 509(a)(1) | Alison Chase/Performance | $750 |
| HAYSTACK MOUNTAIN SCHOOL OF CRAFTS | |||||||
| PO BOX 518 | DEER ISLE | ME | 04627 | N/A | 509(a)(1) | General Unrestricted | $250 |
| HOBE SOUND COMMUNITY CHEST INC | |||||||
| 11450 SE DIXIE HWY STE 102 | HOBE SOUND | FL | 33455 | N/A | 509(a)(1) | General Unrestricted | $500 |
| ISLAND INSTITUTE | |||||||
| 386 MAIN ST | ROCKLAND | ME | 04841 | N/A | 509(a)(1) | Anchors Program | $10,000 |
| ISLAND PANTRY INC | |||||||
| PO BOX 12 | DEER ISLE | ME | 04627 | N/A | 509(a)(1) | General Unrestricted | $350 |
| JUPITER ISLAND MEDICAL CLINIC INC | |||||||
| 100 ESTRADA SQ | HOBE SOUND | FL | 33455 | N/A | 509(a)(1) | General Unrestricted | $1,000 |
| JUPITER MEDICAL CENTER FOUNDATION | |||||||
| 1210 S OLD DIXIE HWY | JUPITER | FL | 33458 | N/A | 509(a)(1) | Presidents Club Program | $1,000 |
| KNEISEL HALL | |||||||
| PO BOX 648 | BLUE HILL | ME | 04614 | N/A | 509(a)(1) | General Unrestricted | $200 |
| LOBLOLLYPOP FOUNDATION INC | |||||||
| 7407 SE HILL TER | HOBE SOUND | FL | 33455 | N/A | 509(a)(1) | Loblollypop POP Initiative | $1,000 |
| MAINE COAST HERITAGE TRUST | |||||||
| 1 BOWDOIN MILL ISLAND 201 | TOPSHAM | ME | 04086 | N/A | 509(a)(1) | General Unrestricted | $500 |
| MEMORY MATTERS | |||||||
| PO BOX 22330 | HILTON HEAD | SC | 29925 | N/A | 509(a)(1) | General Unrestricted | $250 |
| OPERA HOUSE ARTS | |||||||
| PO BOX 56 | STONINGTON | ME | 04681 | N/A | 509(a)(1) | General Unrestricted | $100 |
| SKIDMORE COLLEGE | |||||||
| 815 N BROADWAY | SARATOGA SPGS | NY | 12866 | N/A | 509(a)(1) | Williamson Challenge Campaign | $1,000 |
| UNITED WAY OF MARTIN COUNTY INC | |||||||
| 50 SE KINDRED ST STE 207 | STUART | FL | 34994 | N/A | 509(a)(1) | General Unrestricted | $1,000 |
| WILLIAMS COLLEGE | |||||||
| 75 PARK ST | WILLIAMSTOWN | MA | 01267 | N/A | 509(a)(1) | College Museum of Art/ Contemporary Fellows | $1,000 |
| WILLIAMS COLLEGE | |||||||
| 75 PARK ST | WILLIAMSTOWN | MA | 01267 | N/A | 509(a)(1) | Alumni Fund | $500 |
| WILLIAMS COLLEGE | |||||||
| 75 PARK ST | WILLIAMSTOWN | MA | 01267 | N/A | 509(a)(1) | Williams College Golf Program | $500 |
| AMERICAN MUSEUM OF NATURAL HISTORY | |||||||
| 79TH ST AT CENTRAL PARK W | NEW YORK | NY | 10024 | N/A | 509(a)(1) | General Unrestricted | $10,000 |
| BLUE HILL MEMORIAL HOSPITAL INC | |||||||
| PO BOX 1029 | BLUE HILL | ME | 04614 | N/A | 509(a)(1) | Island Medical, EMR Project | $25,000 |
| COLD SPRING HARBOR LAB ASSN INC | |||||||
| PO BOX 100 | COLD SPG HBR | NY | 11724 | N/A | 509(a)(1) | General Unrestricted | $2,000 |
| COMMUNITY FD OF OYSTER BAY INC | |||||||
| 200 SUNSET RD | OYSTER BAY | NY | 11771 | N/A | 509(a)(1) | General Unrestricted | $1,000 |
| DEER ISLE-STONINGTON HIST SOCIETY | |||||||
| PO BOX 652 | DEER ISLE | ME | 04627 | N/A | 509(a)(1) | Construction of an historic pole barn | $2,500 |
| FRDS OF COLD SPRING HBR FISH HATCHE | |||||||
| 1660 ROUTE 25A | COLD SPG HBR | NY | 11724 | N/A | 509(a)(1) | General Unrestricted | $2,000 |
| GLEN COVE BOYS GIRLS CLUB | |||||||
| 113 GLEN COVE AVENUE | GLEN COVE | NY | 11542 | N/A | 509(a)(1) | General Unrestricted | $4,000 |
| GRANT FOUNDATION | |||||||
| 6739 REYNOLDS ST | PITTSBURGH | PA | 15206 | N/A | 509(a)(1) | General Unrestricted | $1,000 |
| GREEN VALE SCHOOL | |||||||
| 250 VALENTINES LANE | OLD BROOKVILLE | NY | 11545 | N/A | 509(a)(1) | General Unrestricted | $4,050 |
| ISLAND INSTITUTE | |||||||
| 386 MAIN ST | ROCKLAND | ME | 04841 | N/A | 509(a)(1) | Stonington/Deere Island Fellows Program | $1,000 |
| MAINE COMMUNITY FOUNDATION | |||||||
| 245 MAIN ST | ELLSWORTH | ME | 04605 | N/A | 509(a)(1) | New Science Facility | $5,000 |
| MATINECOCK NEIGHBORHOOD ASSN | |||||||
| PO BOX 328 | LOCUST VALLEY | NY | 11560 | N/A | 509(a)(2) | General Unrestricted | $500 |
| OLD WESTBURY GARDENS | |||||||
| 71 OLD WESTBURY ROAD | OLD WESTBURY | NY | 11568 | N/A | 509(a)(1) | General Unrestricted | $100 |
| OPERA HOUSE ARTS | |||||||
| PO BOX 56 | STONINGTON | ME | 04681 | N/A | 509(a)(1) | Live for 5 Series | $12,000 |
| OPERA HOUSE ARTS | |||||||
| PO BOX 56 | STONINGTON | ME | 04681 | N/A | 509(a)(1) | Charitable Event | $5,900 |
| ST BERNARD'S SCHOOL | |||||||
| 4 E 98TH ST | NEW YORK | NY | 10029 | N/A | 509(a)(1) | General Unrestricted | $5,000 |
| YOUTH FAMILY COUNSELING AGENCY | |||||||
| 193 A SOUTH ST | OYSTER BAY | NY | 11771 | N/A | 509(a)(2) | General Unrestricted | $350 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Grant Or Contri Paid During Year | 131000 | TotGrantOrContriPaidDuringYear |
Analysis Income Producing Acty AnalysisIncomeProducingActy
Int On Savings And Temp Cash Invst IntOnSavingsAndTempCashInvst
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $52 | ExclusionAmount |
Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $70,635 | ExclusionAmount |
Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 18 | ExclusionCode |
| Exclusion | $101,459 | ExclusionAmount |
Subtotals Part XVIA SubtotalsPartXVIA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $172,146 | ExclusionAmount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Part XVIA | 172146 | TotalPartXVIA |
Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Noncharitable EO | false | TrnsfrOfCashToNoncharitableEO |
| Trnsfr Oth Assets Noncharitable EO | false | TrnsfrOthAssetsNoncharitableEO |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssets |
| Purchase Assets Noncharitable EO | false | PurchaseAssetsNoncharitableEO |
| Rental Of Facilities Etc | false | RentalOfFacilitiesEtc |
| Reimbursement Arrangements | false | ReimbursementArrangements |
| Loans Or Loan Guarantees | false | LoansOrLoanGuarantees |
| Performance Of Services Etc | false | PerformanceOfServicesEtc |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtc |
| Relationships Noncharitable E Os | false | RelationshipsNoncharitableEOs |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | X | Organization501c3ExemptPF |
| General Rule | X | GeneralRule |
Contributor Info ContributorInfo (2 entries)
| Contributor NumberContributorNumber | Contributor Name IndividualContributorNameIndividual | Address Line1ContributorAddressForeign/AddressLine1 | Province Or StateContributorAddressForeign/ProvinceOrState | CountryContributorAddressForeign/Country | Postal CodeContributorAddressForeign/PostalCode | Aggregate ContributionsAggregateContributions | Person Contribution TypePersonContributionType | Address Line1ContributorAddressUS/AddressLine1 | CityContributorAddressUS/City | StateContributorAddressUS/State | ZIP CodeContributorAddressUS/ZIPCode |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 0001 | Barclays Bank PLC | 1 Churchill Place Level 11 | London | UK | E14 5HP | 5000 | X | ||||
| 0002 | Whitman Charitable Lead Unitrust dt | 148017 | X | co W F Whitman Jr 8050 SE Little Ha | Hobe Sound | FL | 33455 |
General Explanation Attachment GeneralExplanationAttachment
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corp Bonds InvestmentsCorpBonds (38 entries)
| Name Of BondNameOfBond | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| ABBOTT LABORATORIE - 5.875 - 05/15/2016 002824AT7 500000.00% | 5014 | 5768 |
| ANADARKO PETROLEUM NOTES 07.62500 03/15/2014 032511BD8 500000.00% | 4985 | 5605 |
| ATT INC DTD 11/17/2008 6.7 11/15/2013 00206RAP7 500000.00% | 4991 | 5681 |
| BNP PARIBAS -.6915 - 04/08/2013 05567LH75 1000000.00% | 10000 | 9913 |
| BURLINGTON RES FIN CO GTD NT 6.500 12/01/2011 12201PAM8 1000000.00% | 11032 | 10527 |
| CATERPILLAR INC NTS - 7.900 - 12/15/2018 149123BQ3 500000.00% | 4992 | 6408 |
| CBS CORP 8.200 DUE 05-15-14 124857AB9 500000.00% | 4940 | 5832 |
| CITIGROUP INC SR NT 6.375 08/12/2014 172967EY3 500000.00% | 5017 | 5545 |
| DOW CHEM CO NT 6.000 10/01/2012 260543BR3 500000.00% | 4925 | 5390 |
| DOW CHEMICAL CO NOTES 4.85 08/15/2012 260543BZ5 1000000.00% | 9999 | 10542 |
| DU PONT E I DE NEMOURS CO 5.00000 01/15/2013 SR 263534BS7 100000.00% | 1007 | 1075 |
| DUKE ENERGY CORP SR NT 6.30000 02/01/2014 264399EQ5 500000.00% | 5074 | 5569 |
| EI DU PONT DE NEMOUR NOTES - 5.875 - 01/15/2014 263534BV0 100000.00% | 995 | 1115 |
| EXPRESS SCRIPTS INC NOTES 5.25 06/15/2012 302182AC4 1000000.00% | 10155 | 10555 |
| FORTUNE BRANDS INC NT-03.00000-06/01/2012 349631AQ4 1000000.00% | 10313 | 10150 |
| GE CAP CORP GLOB DTD 2/15/2002 5.875 2/15/2012 36962GXS8 1000000.00% | 10663 | 10467 |
| GOLDMAN SACHS GROUP INC NOTE DTD 8/27/2002 5.7 9/1/2012 38141GCG7 500000.00% | 4626 | 5337 |
| HEWLETT-PACKARD CO GLBL NT 04.75000 06/02/2014 428236AV5 500000.00% | 5000 | 5506 |
| JEFFERIES GROUP INC 8.5 07/15/2019 472319AF9 500000.00% | 5273 | 5717 |
| JOHN DEERE CAP CORP - 5.250 - 10/01/2012 24422EQW2 1000000.00% | 9975 | 10756 |
| JP MORGAN CHASE CO NOTES 04.75000 05/01/2013 46625HHB9 500000.00% | 4984 | 5353 |
| KINDER MORGAN ENERGY PARTNERS NT 6.75 03/15/2011 494550AH9 1000000.00% | 10519 | 10111 |
| MARATHON OIL CORP NOTES 07.50000 02/15/2019 565849AH9 500000.00% | 4965 | 6235 |
| MCDONALDS CORP MTN 6.000 4/15/11 58013MDM3 1000000.00% | 10715 | 10161 |
| MERRILL LYNCH CO 6.05 8/15/12 59018YJ36 1000000.00% | 10304 | 10609 |
| METLIFE INC SR NT 6.125 12/01/2011 59156RAC2 1000000.00% | 10577 | 10479 |
| MORGAN STANLEY SR NT 6.00000 05/13/2014 61747YCF0 1000000.00% | 10471 | 10804 |
| NATIONS BANK - 7.800 - 09/15/2016 638585AU3 500000.00% | 5624 | 5533 |
| NOBLE ENERGY INC NOTES 08.25000 03/01/2019 655044AD7 500000.00% | 4976 | 6248 |
| PACIFIC GAS ELEC CO 8.25000 10/15/2018 694308GN1 500000.00% | 5224 | 6496 |
| PFIZER INC MAKE WHOLE 04.45000 03/15/2012 717081CZ4 1000000.00% | 9986 | 10438 |
| PGE CORP SR NT 5.75000 04/01/2014 69331CAE8 500000.00% | 4973 | 5473 |
| ROPER INDUSTRIES INCNOTES 06.62500 08/15/2013 776696AB2 500000.00% | 4999 | 5573 |
| ROWAN COS INC SR NT-5.00000-09/01/2017 779382AN0 1000000.00% | 10002 | 10087 |
| SEMPRA ENERGY 6.500 DUE 06-01-16 816851AN9 500000.00% | 4989 | 5749 |
| UNITRIN INC NOTE-06.00-11/30/2015 913275AD5 500000.00% | 5000 | 5057 |
| WASTE MGMT INC DEL GTD SR 6.37500 03/11/2015 94106LAT6 500000.00% | 4983 | 5692 |
| WILLIS NORTH AMERICAINC CR SENS-6.20-03/28/2017 970648AD3 500000.00% | 5387 | 5110 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corp Stock InvestmentsCorpStock (192 entries)
| Name Of StockNameOfStock | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| 275 shares of ABAXIS, INC ABAX | 7425 | 7384 |
| 265 shares of ABBOTT LABS ABT | 14035 | 12696 |
| 420 shares of AETNA INC. NEW AET | 10964 | 12814 |
| 884 shares of ALCATEL LUCENT ALU | 10483 | 2617 |
| 145 shares of ALLIANZ SE ADR AZSEY.PK | 1452 | 1721 |
| 485 shares of ALLSCRIPTS HEALTHCARE SOLUTIONS MDRX | 9953 | 9346 |
| 217 shares of ALUMINA LTD ADS AWC | 1198 | 2209 |
| 245 shares of AMERICAN EXPRESS CO AXP | 10056 | 10515 |
| 405 shares of AMERIPRISE FINANCIAL INC AMP | 9761 | 23307 |
| 310 shares of ANADARKO PETROLEUM CORP APC | 13979 | 23609 |
| 545 shares of ANGIODYNAMICS, INC. ANGO | 10184 | 8377 |
| 86 shares of ANGLOGOLD LTD AU | 2336 | 4234 |
| 196 shares of ANSYS INC. ANSS | 7814 | 10206 |
| 55 shares of APPLE INC. AAPL | 5684 | 17741 |
| 2880 shares of ARTIO GLOBAL INVESTMENT FUNDS JIEIX | 122614 | 86816 |
| 60 shares of ASTRAZENECA AZN | 2840 | 2771 |
| 360 shares of AUTODESK, INC. ADSK | 6826 | 13752 |
| 81 shares of AXIS CAPITAL HOLDINGS LTD AXS | 2400 | 2906 |
| 107 shares of BARRICK GOLD CORP COM ABX | 3441 | 5690 |
| 470 shares of BEACON ROOFING SUPPLY, INC BECN | 7856 | 8399 |
| 275 shares of BIO-REFERENCE LABORATORIES, INC BRLI | 4978 | 6100 |
| 300 shares of BIOGEN IDEC INC BIIB | 13598 | 20115 |
| 290 shares of BOEING CO BA | 11859 | 18925 |
| 280 shares of BROADCOM CORPORATION BRCM | 6891 | 12194 |
| 490 shares of CABLEVISION SYSTEMS CORP CL A CVC | 7721 | 16582 |
| 216 shares of CABOT MICROELECTRONICS CORPORATION CCMP | 7525 | 8953 |
| 112 shares of CAMECO CORPORATION CCJ | 2815 | 4523 |
| 255 shares of CAMERON INTERNATIONAL CORP CAM | 7664 | 12936 |
| 89 shares of CAPELLA EDUCATION COMPANY CPLA | 6973 | 5926 |
| 421 shares of CARREFOUR S A CRERY.PK | 3772 | 3528 |
| 165 shares of CASS INFORMATION SYSTEMS, INC CASS | 5182 | 6260 |
| 48 shares of CENTRAIS ELEC BRAS S/AR CAIFY.PK | 637 | 660 |
| 910 shares of CEPHEID CPHD | 11935 | 20703 |
| 365 shares of CHEESECAKE FACTORY INC CAKE | 9223 | 11191 |
| 255 shares of CHEMED CORP CHE | 12269 | 16195 |
| 110 shares of COLGATE-PALMOLIVE COMPANY CL | 7367 | 8841 |
| 2191 shares of COMCAST CORP CMCSK | 32871 | 45594 |
| 100 shares of CONCUR TECHNOLOGIES CNQR | 3104 | 5193 |
| 130 shares of CONOCOPHILLIPS COP | 6871 | 8853 |
| 173 shares of CONSTANT CONTACT, INC. CTCT | 4050 | 5361 |
| 780 shares of CORNING INC GLW | 13092 | 15070 |
| 105 shares of COSTAR GROUP, INC. CSGP | 5106 | 6044 |
| 120 shares of COVIDIEN LTD COV | 4521 | 5479 |
| 75 shares of CREE, INC. CREE | 2181 | 4942 |
| 334 shares of DAI NIPPON PRINTING LTD JAPANSPONSORED ADR DNPLY.PK | 5353 | 4576 |
| 21 shares of DAIWA HOUSE IND LTD DWAHY.PK | 1964 | 2587 |
| 380 shares of DANAHER CORP DHR | 11111 | 17925 |
| 285 shares of DAVITA INC COMMON DVA | 14834 | 19805 |
| 325 shares of DEALERTRACK HOLDINGS INC TRAK | 6014 | 6523 |
| 815 shares of DELL INC DELL | 13268 | 11043 |
| 165 shares of DEVON ENERGY CORPORATION DVN | 11131 | 12954 |
| 760 shares of DIGI INTERNATIONAL INC. DGII | 8654 | 8436 |
| 260 shares of DIRECTV GROUP DTV | 6257 | 10382 |
| 120 shares of DOLBY LABORATORIES DLB | 4458 | 8004 |
| 325 shares of DU PONT DE NEMOURS DD | 9238 | 16211 |
| 165 shares of DYNAMEX INC. DDMX | 3992 | 4085 |
| 375 shares of ECHELON CORPORATION ELON | 3544 | 3821 |
| 157 shares of ECHO GLOBAL LOGISTICS, INC. ECHO | 1644 | 1890 |
| 294 shares of ELECTRICITE FR UNSP/ADR ECIFY.PK | 2818 | 2440 |
| 495 shares of ELECTRONIC ARTS ERTS | 8746 | 8108 |
| 73 shares of EMBRAER EMPRESA BR ERJ | 1527 | 2146 |
| 180 shares of ENERNOC, INC. ENOC | 6173 | 4304 |
| 135 shares of EVEREST RE GROUP LTD RE | 10560 | 11451 |
| 345 shares of EXXON MOBIL CORP XOM | 26269 | 25225 |
| 170 shares of FARO TECHNOLOGIES, INC. FARO | 5117 | 5583 |
| 412 shares of FIDELITY NATIONAL INFORMATION SERVICES INC FIS | 11309 | 11285 |
| 565 shares of FINMECCANICA ADR FINMY.PK | 3250 | 3221 |
| 200 shares of FISERV INC FISV | 8421 | 11712 |
| 140 shares of FLUOR CORP NEW FLR | 7152 | 9276 |
| 470 shares of FOREST LABORATORIES FRX | 11722 | 15031 |
| 220 shares of FORRESTER RESEARCH INC. FORR | 5931 | 7764 |
| 175 shares of FORWARD AIR CORP FWRD | 4912 | 4967 |
| 185 shares of FRANKLIN RES INC BEN | 12939 | 20574 |
| 140 shares of FREEPORT-MCMORAN COPPER GOLD INC. FCX | 7017 | 16813 |
| 102 shares of FUJIFILM HOLDINGS FUJI | 3651 | 3645 |
| 645 shares of GENTEX CORPORATION GNTX | 10940 | 19066 |
| 180 shares of GENUINE PARTS COMPANY GPC | 6954 | 9241 |
| 210 shares of GENZYME CORP GENZ | 11678 | 14952 |
| 83 shares of GLAXOSMITHKLINE PLC GSK | 3389 | 3255 |
| 280 shares of GOLD FIELDS LTD ADS GFI | 3745 | 5076 |
| 301 shares of GRAND CANYON EDUCATION, INC. LOPE | 6801 | 5897 |
| 360 shares of GUIDANCE SOFTWARE, INC. GUID | 2913 | 2588 |
| 30 shares of HACHIJUNI BANK LTD ADR HACBY.PK | 1853 | 1684 |
| 570 shares of HUDSON CITY BANCORP INC COMMON HCBK | 7573 | 7262 |
| 64 shares of IMPALA PLATINUM LTD S/ADR IMPUY.PK | 1608 | 2265 |
| 295 shares of INGERSOL-RAND PLC IR | 10792 | 13892 |
| 700 shares of INNERWORKINGS, INC. INWK | 6222 | 4585 |
| 600 shares of INTERNATIONAL GAME TECHNOLOGY IGT | 7488 | 10614 |
| 180 shares of IPC THE HOSPITALIST COMPANY, INC. IPCM | 4417 | 7022 |
| 170 shares of KAO CORP ADR KCRPY.PK | 3235 | 4571 |
| 918 shares of KEELEY FDS INC SMALL CAP VALUE FD A KSCVX | 25262 | 22921 |
| 214 shares of KINROSS GOLD CORP KGC | 3858 | 4057 |
| 187 shares of KOREA ELECTRIC PW CP KEP | 3143 | 2526 |
| 130 shares of L-3 COMMUNICATIONS CORP LLL | 8968 | 9164 |
| 190 shares of LABORATORY CORP AMER HLDGS LH | 12412 | 16705 |
| 490 shares of LANDEC CORPORATION - COMMON STOCK LNDC | 4743 | 2930 |
| 330 shares of LIBERTY MEDIA HLDG CAP SER A LCAPA | 4488 | 20645 |
| 26 shares of LIBERTY MEDIA CORP STARZ LSTZA | 695 | 1728 |
| 940 shares of LIBERTY MEDIA HLDG INTERACTIVE A LINTA | 4700 | 14824 |
| 505 shares of LKQ CORPORATION - LKQ CORPORATION COMMON STOCK LKQX | 7443 | 11474 |
| 122 shares of MADISON SQUARE GARDEN, INC. COMMON STOCK MSG | 1726 | 3145 |
| 17 shares of MAGNA INTERNATIONAL INC. MGA | 479 | 884 |
| 149 shares of MAXIMUS INC MMS | 5919 | 9771 |
| 190 shares of MEDNAX, INC. MD | 9107 | 12785 |
| 150 shares of MEDTOX SCIENTIFIC, INC. MTOX | 2142 | 1965 |
| 430 shares of MEMC ELECTRONICS MATERIALS INC WFR | 6252 | 4842 |
| 415 shares of METLIFE INC. MET | 13800 | 18443 |
| 1060 shares of MICROSOFT CORPORATION MSFT | 22133 | 29584 |
| 215 shares of MOBILE MINI, INC. - COMMON STOCK MINI | 4610 | 4233 |
| 275 shares of MSAD INS GROUP ADR MSADY.PK | 4171 | 3457 |
| 280 shares of NAPCO SECURITY TECHNOLOGIES INC. NSSC | 1123 | 493 |
| 410 shares of NATIONAL INSTRUMENTS CORPORATION NATI | 11210 | 15432 |
| 375 shares of NATL OILWELL VARCO NOV | 10574 | 25218 |
| 320 shares of NEOGEN CORPORATION NEOG | 4443 | 13130 |
| 92 shares of NEWCREST MINING LTD-SPON ADR NCMGY.PK | 1830 | 3832 |
| 194 shares of NEXEN INC NXY | 5119 | 4443 |
| 77 shares of NINTENDO CO LTD ADR OTC NTDOY.PK | 2514 | 2797 |
| 268 shares of NIPPON TELEPHONE ADR NTT | 5889 | 6148 |
| 289 shares of NOKIA NOK | 3565 | 2982 |
| 250 shares of NSTAR INC. NST | 9055 | 10548 |
| 175 shares of NUCOR CP NUE | 7949 | 7669 |
| 445 shares of NYSE EURONEXT INC NYX | 10095 | 13341 |
| 79 shares of OAO GAZPROM SPONS GDR OGZPY.PK | 1694 | 2010 |
| 175 shares of OCCIDENTAL PETE CORP OXY | 15071 | 17168 |
| 765 shares of ORACLE CORP ORCL | 14221 | 23944 |
| 260 shares of PALL CP PLL | 6928 | 12891 |
| 180 shares of PANASONIC CORP PC | 2987 | 2538 |
| 135 shares of PNC FINANCIAL GROUP INC. PNC | 7706 | 8197 |
| 159 shares of PORTFOLIO RECOVERY ASSOCIATES, INC. - COMMON STOCK PRAA | 8005 | 11957 |
| 255 shares of POWER INTEGRATIONS, INC. POWI | 6958 | 10241 |
| 235 shares of PRAXAIR INC. PX | 14539 | 22435 |
| 295 shares of PRUDENTIAL FINCL INC PRU | 14372 | 17319 |
| 82 shares of QUALITY SYSTEMS, INC. - COMMON STOCK QSII | 4915 | 5725 |
| 1280 shares of QWEST COMM INTL Q | 5663 | 9741 |
| 465 shares of RESOURCES CONNECTION, INC. RECN | 10564 | 8644 |
| 330 shares of RITCHIE BROS AUCTIONEERS RBA | 7294 | 7607 |
| 190 shares of ROCKWELL COLLINS INC COL | 8534 | 11069 |
| 81 shares of ROHM CO LTD UNSP ADR ROHCY.PK | 2273 | 2655 |
| 907 shares of ROLLINS INC ROL | 10165 | 17913 |
| 69 shares of ROYAL DUTCH SHEL PLC SPONS ADR B RDS-B | 4557 | 4600 |
| 310 shares of SANDISK CORP SNDK | 4514 | 15457 |
| 126 shares of SANOFI-AVENTIS SPONSORED ADR SNY | 4453 | 4061 |
| 870 shares of SEAGATE TECHNOLOGY STX | 9079 | 13076 |
| 224 shares of SEKISUI HOUSE LTD SKHSY.PK | 2225 | 2269 |
| 560 shares of SEMTECH CORPORATION SMTC | 9181 | 12678 |
| 76 shares of SEVEN I HOLDINGS C SVNDY.PK | 3758 | 4056 |
| 135 shares of SHISEIDO CO LTD SSDOY.PK | 2089 | 2959 |
| 30 shares of SIEMENS A G ADR SI | 1803 | 3728 |
| 292 shares of SK TELECOM ADS ADS SKM | 5450 | 5440 |
| 133 shares of SOCIETE GENERALE FRANCE SCGLY.PK | 1207 | 1446 |
| 350 shares of STAPLES INC. SPLS | 7370 | 7970 |
| 82 shares of STATOIL ASA ADS STO | 1750 | 1949 |
| 179 shares of STRATASYS, INC. SSYS | 3380 | 5843 |
| 334 shares of SUMITOMO TRUST BANKING CO LTD STBUY.PK | 2138 | 2118 |
| 104 shares of SUNCOR ENERGY INC SU | 3011 | 3982 |
| 80 shares of SWISSCOM AG S/ADR SCMWY.PK | 2725 | 3524 |
| 36 shares of TAKEDA PHARMACEUTICAL CO LTD TKPYY.PK | 777 | 877 |
| 390 shares of TD AMERITRADE HOLDING CORP AMTD | 7257 | 7406 |
| 125 shares of TECHNE CORPORATION TECH | 7453 | 8209 |
| 421 shares of TELECOM ITALIA SPA TI-A | 9855 | 4606 |
| 175 shares of TELVENT GIT, S.A. TLVT | 5590 | 4624 |
| 581 shares of TEXAS INSTRUMENTS INC. TXN | 14308 | 18883 |
| 9489 shares of THE ARBITRAGE FUND CLASS I ARBNX | 123773 | 121364 |
| 90 shares of THE MOSAIC CO MOS | 4567 | 6872 |
| 355 shares of THERMO FISHER SCIENTIFIC INC TMO | 12370 | 19653 |
| 350 shares of TJX COMPANIES INC TJX | 13503 | 15537 |
| 35 shares of TOYOTA MTR CORP TM | 2485 | 2752 |
| 135 shares of TRAVELERS COMPANIES INC THE TRV | 6676 | 7521 |
| 500 shares of TYCO ELECTRONICS TEL | 9275 | 17700 |
| 440 shares of TYCO INTERNATIONAL LTD. TYC | 11477 | 18234 |
| 146 shares of UBS AG UBS | 4756 | 2405 |
| 320 shares of ULTIMATE SOFTWARE GROUP, INC. THE ULTI | 8319 | 15562 |
| 317 shares of UNITED NATURAL FOODS, INC UNFI | 9008 | 11628 |
| 965 shares of UNITEDHEALTH GROUP INC. UNH | 25466 | 34845 |
| 150 shares of UNIVERSAL TECH INST UTI | 3909 | 3303 |
| 65 shares of USANA HEALTH SCIENCES INC. USNA | 2711 | 2824 |
| 355 shares of VENTAS INC VTR | 11098 | 18630 |
| 270 shares of VERINT SYSTEMS INC. VRNT | 7415 | 8559 |
| 130 shares of VERTEX PHARMCTLS INC VRTX | 4614 | 4554 |
| 195 shares of VISA INC V | 12005 | 13724 |
| 151 shares of VODAFONE GROUP PLC VOD | 2747 | 3992 |
| 50 shares of WACOAL CORP ADR WACLY.PK | 3084 | 3628 |
| 495 shares of WASTE MANAGEMENT INC. WM | 15843 | 18251 |
| 590 shares of WEATHERFORD INTL NEW WFT | 11564 | 13452 |
| 275 shares of WISCONSIN ENERGY CP WEC | 12534 | 16187 |
| 139 shares of WOLTERS KLUWER S/ADR WTKWY.PK | 2351 | 3077 |
| 655 shares of YAHOO INC YHOO | 10707 | 10893 |
| 14012 shares of THE ARBITRAGE FUND CLASS I ARBNX | 182775 | 179218 |
| 12786 shares of ARTISAN INTERNATIONAL VALUE FUND INVESTOR SHS ARTKX | 313636 | 346618 |
| 1073 shares of MARKET VECTORS BRAZIL SMALL-CAP ETF BRF | 37598 | 61891 |
| 15006 shares of FIDELITY GINNIE MAE FGMNX | 170395 | 172116 |
| 16975 shares of KEELEY FDS INC SMALL CAP VALUE FD A KSCVX | 333527 | 423878 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Securities EOY Book Value | 23578 | USGovtSecuritiesEOYBookValue |
| US Govt Securities EOYFMV | 24426 | USGovtSecuritiesEOYFMV |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses OtherExpenses (3 entries)
| DescriptionDescription | Revenue And Expenses Per BooksRevenueAndExpensesPerBooks | Disbursements Charitable PrpsDisbursementsCharitablePrps | Net Investment IncomeNetInvestmentIncome |
|---|---|---|---|
| Administrative Fees | 15697 | 15697 | |
| Bank Charges | 459 | 459 | |
| State or local filing fees | 61 | 61 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees OtherProfessionalFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Investment Management Services | Category |
| Amount | $16,909 | Amount |
| Net Investment Income | 16909 | NetInvestmentIncome |
Taxes Schedule TaxesSchedule
Taxes Taxes (4 entries)
| CategoryCategory | AmountAmount | Net Investment IncomeNetInvestmentIncome | Adjusted Net IncomeAdjustedNetIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|---|
| Estimated tax for 2010 | $1,400 | 0 | 0 | 0 |
| Excise tax for 2009 | $234 | 0 | 0 | 0 |
| Foreign Tax Paid | $249 | 249 | 0 | 0 |
| IRS Miscellaneous Fee | $145 | 0 | 0 | 0 |