HELEN S BARNES TRUST FOR BATON ROUGE AREA FOUNDATION: Form 990PF, tax year 2010
View the entire original 990 at ProPublica ↗
- Organization
- HELEN S BARNES TRUST FOR BATON ROUGE AREA FOUNDATION (EIN 72-6092736)
- Tax period
- 2010-04-01 to 2011-03-31
- Filed
- 2011-07-10
- IRS object ID
- 201111919349100001
- Schema version
- 2010v3.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Other Assets Schedule
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2011-07-10T12:30:05-05:00 | Timestamp |
| Tax Period End Date | 2011-03-31 | TaxPeriodEndDate |
| Return Type | 990PF | ReturnType |
| Tax Period Begin Date | 2010-04-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 726092736 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | HELEN S BARNES TRUST FOR BATON ROUGE | BusinessNameLine1 |
| Business Name Line2 | AREA FOUNDATION R75032004 / 3601235002 | BusinessNameLine2 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | BARN | NameControl |
| Phone | 4149771210 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | C/O JPMORGAN CHASE BANKNAPOBOX 3038 | AddressLine1 |
| City | MILWAUKEE | City |
| State | WI | State |
| ZIP Code | 53201 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | JACK L UDOVICH | Name |
| Title | AUTHORIZED OFFICER | Title |
| Phone | 4149771210 | Phone |
| Date Signed | 2011-08-09 | DateSigned |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2010 | TaxYear |
| Build TS | 2016-02-24 21:20:13Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exempt PF | X | ExemptPF |
| FMV Assets EOY | 5551314 | FMVAssetsEOY |
| Method Of Accounting Cash | X | MethodOfAccountingCash |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Not Required To Attach Schedule B | X | NotRequiredToAttachScheduleB |
| Interest On Savings Rev And Expnss | 32 | InterestOnSavingsRevAndExpnss |
| Interest On Savings Net Invst Incm | 32 | InterestOnSavingsNetInvstIncm |
| Dividends Rev And Expnss | 94665 | DividendsRevAndExpnss |
| Dividends Net Invst Incm | 94685 | DividendsNetInvstIncm |
| Net Gain Sale Assets Rev And Expnss | 303512 | NetGainSaleAssetsRevAndExpnss |
| Gross Sales Price | 3511760 | GrossSalesPrice |
| Capital Gain Net Incm Net Invst Incm | 317293 | CapitalGainNetIncmNetInvstIncm |
| Other Income Rev And Expnss | 4105 | OtherIncomeRevAndExpnss |
| Other Income Net Invst Incm | 3378 | OtherIncomeNetInvstIncm |
| Total Revenue And Expenses | 402314 | TotalRevenueAndExpenses |
| Total Net Investment Income | 415388 | TotalNetInvestmentIncome |
| Comp Ofcr Dir Trst Rev And Expnss | 47262 | CompOfcrDirTrstRevAndExpnss |
| Comp Ofcr Dir Trst Net Invst Incm | 35446 | CompOfcrDirTrstNetInvstIncm |
| Comp Ofcr Dir Trst Dsbrs Chrtbl Prps | 11816 | CompOfcrDirTrstDsbrsChrtblPrps |
| Accounting Fees Rev And Expnss | 825 | AccountingFeesRevAndExpnss |
| Accounting Fees Net Invst Incm | 0 | AccountingFeesNetInvstIncm |
| Accounting Fees Dsbrs Chrtbl Prps | 825 | AccountingFeesDsbrsChrtblPrps |
| Taxes Rev And Expnss | 1170 | TaxesRevAndExpnss |
| Taxes Net Invst Incm | 1170 | TaxesNetInvstIncm |
| Taxes Dsbrs Chrtbl Prps | 0 | TaxesDsbrsChrtblPrps |
| Other Expenses Rev And Expnss | 485 | OtherExpensesRevAndExpnss |
| Other Expenses Net Invst Incm | 1118 | OtherExpensesNetInvstIncm |
| Other Expenses Dsbrs Chrtbl Prps | 0 | OtherExpensesDsbrsChrtblPrps |
| Tot Opr Expenses Rev And Expnss | 49742 | TotOprExpensesRevAndExpnss |
| Tot Opr Expenses Net Invst Incm | 37734 | TotOprExpensesNetInvstIncm |
| Tot Opr Expenses Dsbrs Chrtbl Prps | 12641 | TotOprExpensesDsbrsChrtblPrps |
| Contri Gifts Paid Rev And Expnss | 190054 | ContriGiftsPaidRevAndExpnss |
| Contri Gifts Paid Dsbrs Chrtbl Prps | 190054 | ContriGiftsPaidDsbrsChrtblPrps |
| Total Expenses Rev And Expnss | 239796 | TotalExpensesRevAndExpnss |
| Total Expenses Net Invst Incm | 37734 | TotalExpensesNetInvstIncm |
| Total Expenses Dsbrs Chrtbl Prps | 202695 | TotalExpensesDsbrsChrtblPrps |
| Excess Of Revenue Over Expenses | 162518 | ExcessOfRevenueOverExpenses |
| Net Investment Income | 377654 | NetInvestmentIncome |
Balance Sheets BalanceSheets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | 13643 | CashBOY |
| Cash EOY | 2123 | CashEOY |
| Cash EOYFMV | 2123 | CashEOYFMV |
| Savings And Temp Cash Invst BOY | 88384 | SavingsAndTempCashInvstBOY |
| Savings And Temp Cash Invst EOY | 104947 | SavingsAndTempCashInvstEOY |
| Savings And Temp Cash Invst EOYFMV | 104947 | SavingsAndTempCashInvstEOYFMV |
| Investments Corp Stock BOY | 2558205 | InvestmentsCorpStockBOY |
| Investments Corp Stock EOY | 3751704 | InvestmentsCorpStockEOY |
| Investments Corp Stock EOYFMV | 4307689 | InvestmentsCorpStockEOYFMV |
| Investments Corp Bonds BOY | 1385178 | InvestmentsCorpBondsBOY |
| Investments Corp Bonds EOY | 1072433 | InvestmentsCorpBondsEOY |
| Investments Corp Bonds EOYFMV | 1136554 | InvestmentsCorpBondsEOYFMV |
| Investments Other BOY | 720660 | InvestmentsOtherBOY |
| Other Assets BOY | 1 | OtherAssetsBOY |
| Other Assets EOY | 1 | OtherAssetsEOY |
| Other Assets EOYFMV | 1 | OtherAssetsEOYFMV |
| Total Assets BOY | 4766071 | TotalAssetsBOY |
| Total Assets EOY | 4931208 | TotalAssetsEOY |
| Total Assets EOYFMV | 5551314 | TotalAssetsEOYFMV |
| Total Liabilities BOY | 0 | TotalLiabilitiesBOY |
| Total Liabilities EOY | 0 | TotalLiabilitiesEOY |
| Org That Do Not Follow SFAS117 | X | OrgThatDoNotFollowSFAS117 |
| Capital Stock BOY | 4766071 | CapitalStockBOY |
| Capital Stock EOY | 4931208 | CapitalStockEOY |
| Paid In Or Capital Surplus BOY | 0 | PaidInOrCapitalSurplusBOY |
| Paid In Or Capital Surplus EOY | 0 | PaidInOrCapitalSurplusEOY |
| Retained Earnings BOY | 0 | RetainedEarningsBOY |
| Retained Earnings EOY | 0 | RetainedEarningsEOY |
| Total Net Assets BOY | 4766071 | TotalNetAssetsBOY |
| Total Net Assets EOY | 4931208 | TotalNetAssetsEOY |
| Total Liabilities Net Assets BOY | 4766071 | TotalLiabilitiesNetAssetsBOY |
| Total Liabilities Net Assets EOY | 4931208 | TotalLiabilitiesNetAssetsEOY |
Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Net Assets Fund Balances BOY | 4766071 | TotalNetAssetsFundBalancesBOY |
| Excess Of Revenue Over Expenses | 162518 | ExcessOfRevenueOverExpenses |
| Other Increases | 2620 | OtherIncreases |
| Subtotal | 4931209 | Subtotal |
| Other Decreases | 1 | OtherDecreases |
| Total Net Assets Fund Balances EOY | 4931208 | TotalNetAssetsFundBalancesEOY |
Capital Gains And Losses CapitalGainsAndLosses
Capital Gains And Losses Info CapitalGainsAndLossesInfo (6 entries)
| Description Of AssetDescriptionOfAsset | Gross Sales PriceGrossSalesPrice | Cost Or Other BasisCostOrOtherBasis | Gain Or LossGainOrLoss | Gains Minus Excess Or LossesGainsMinusExcessOrLosses | How AcquiredHowAcquired |
|---|---|---|---|---|---|
| PUBLICLY TRADED SECURITIES | 3506830 | 3208248 | 298582 | 298582 | |
| POWERSHARES DB COMMODITY INDEX TRACKING FUND | 39 | 39 | P | ||
| POWERSHARES DB COMMODITY INDEX TRACKING FUND | 1130 | 1130 | P | ||
| POWERSHARES DB COMMODITY INDEX TRACKING FUND SEC 1256 | 13890 | 13890 | P | ||
| POWERSHARES DB COMMODITY INDEX TRACKING FUND ADJ BASIS RE: SALES | -1278 | -1278 | P | ||
| CAPITAL GAINS DIVIDENDS | 4930 | 4930 | 4930 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | 317293 | CapitalGainNetIncome |
Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable For4942 Tax | 0 | LiableFor4942Tax |
| Qualifying Distributions Year1 | 167214 | QualifyingDistributionsYear1 |
| Noncharitable Assets Year1 | 4716907 | NoncharitableAssetsYear1 |
| Distribution Ratio Year1 | 0.035450 | DistributionRatioYear1 |
| Qualifying Distributions Year2 | 118772 | QualifyingDistributionsYear2 |
| Noncharitable Assets Year2 | 4874883 | NoncharitableAssetsYear2 |
| Distribution Ratio Year2 | 0.024364 | DistributionRatioYear2 |
| Total Distribution Ratio | 0.059814 | TotalDistributionRatio |
| Average Distribution Ratio | 0.029907 | AverageDistributionRatio |
| Net Noncharitable Assets | 5166519 | NetNoncharitableAssets |
| Adjusted Noncharitable Assets | 154515 | AdjustedNoncharitableAssets |
| One Percent Net Investment Income | 3777 | OnePercentNetInvestmentIncome |
| Adj Nonchrtbl Assets And One | 158292 | AdjNonchrtblAssetsAndOnePct |
| Qualifying Distributions | 202695 | QualifyingDistributions |
Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | X | DomesticOrgMeetingSect4940e |
| Investment Income Excise Tax | 3777 | InvestmentIncomeExciseTax |
| Tax Under Section511 | 0 | TaxUnderSection511 |
| Subtotal | 3777 | Subtotal |
| Subtitle A Tax | 0 | SubtitleATax |
| Tax Based On Investment Income | 3777 | TaxBasedOnInvestmentIncome |
| Est Tax Payments And Overpayment | 720 | EstTaxPaymentsAndOverpayment |
| Total Credits And Payments | 720 | TotalCreditsAndPayments |
| Tax Due | 3057 | TaxDue |
Statements Regarding Activities StatementsRegardingActivities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Activities | 0 | LegislativePoliticalActivities |
| More Than100 Spent | 0 | MoreThan100Spent |
| Form1120 POL Filed | 0 | Form1120POLFiled |
| Sect4955 Tax On Organization | 0 | Sect4955TaxOnOrganization |
| Sect4955 Tax On Managers | 0 | Sect4955TaxOnManagers |
| Reimbursement Of Tax | 0 | ReimbursementOfTax |
| Activities Not Prev Reported | 0 | ActivitiesNotPrevReported |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylaws |
| Unrelated Bus Income Over1000 | 0 | UnrelatedBusIncomeOver1000 |
| Termination Etc | 0 | TerminationEtc |
| Requirements Of Sect508e | 1 | RequirementsOfSect508e |
| At Least5000 In Assets | 1 | AtLeast5000InAssets |
| States Filed With | LA | StatesFiledWith |
| Form990 PF Filed With AG | 1 | Form990PFFiledWithAG |
| Private Operating Foundation | 0 | PrivateOperatingFoundation |
| New Substantial Contributors | 0 | NewSubstantialContributors |
| Interest In Controlled Entity | 0 | InterestInControlledEntity |
| Applicable Insurance Contract | 0 | ApplicableInsuranceContract |
| Comply With Public Inspection Rqr | 1 | ComplyWithPublicInspectionRqr |
| Website Address | N/A | WebsiteAddress |
Books In Care Of Business Name BooksInCareOfBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | JPMORGAN CHASE BANK NA | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Books In Care Of Phone Number | 2253324443 | BooksInCareOfPhoneNumber |
Books In Care Of US Address BooksInCareOfUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 451 FLORIDA ST | AddressLine1 |
| City | BATON ROUGE | City |
| State | LA | State |
| ZIP Code | 708011700 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Bank | 0 | ForeignBank |
Statements Regarding Acty4720 StatementsRegardingActy4720
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exchange With Dsqfly Person | 0 | SaleOrExchangeWithDsqflyPerson |
| Borrow Or Lend With Dsqfly Person | 0 | BorrowOrLendWithDsqflyPerson |
| Furnished Goods With Dsqfly Person | 0 | FurnishedGoodsWithDsqflyPerson |
| Pay Compensation To Dsqfly Person | 1 | PayCompensationToDsqflyPerson |
| Transfer Assets To Dsqfly Person | 0 | TransferAssetsToDsqflyPerson |
| Payment To Government Offical | 0 | PaymentToGovernmentOffical |
| Acts Fail To Qualify As Exceptions | 0 | ActsFailToQualifyAsExceptions |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActs |
| Undistributed Income Prior Years | 0 | UndistributedIncomePriorYears |
| Business Holdings | 0 | BusinessHoldings |
| Jeopardy Investments | 0 | JeopardyInvestments |
| Uncorrected Jeopardy Investments | 0 | UncorrectedJeopardyInvestments |
| Influence Legislation | 0 | InfluenceLegislation |
| Influence Election | 0 | InfluenceElection |
| Grants To Individuals | 0 | GrantsToIndividuals |
| Grants To Organizations | 0 | GrantsToOrganizations |
| Noncharitable Purpose | 0 | NoncharitablePurpose |
| Rcv Funds To Pay Prsnl Bnft Contract | 0 | RcvFundsToPayPrsnlBnftContract |
| Pay Premiums Prsnl Bnft Contract | 0 | PayPremiumsPrsnlBnftContract |
| Prohibited Tax Shelter Transactn | 0 | ProhibitedTaxShelterTransactn |
Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo
Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person Name | JPMORGAN CHASE BANK NA | PersonName |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 3038 | AddressLine1 |
| City | MILWAUKEE | City |
| State | WI | State |
| ZIP Code | 53201 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Title | TRUSTEE | Title |
| Avg Hours Per Wk Devoted To Position | 2.00 | AvgHoursPerWkDevotedToPosition |
| Compensation | 47262 | Compensation |
| Contri To Empl Benefit Plans Etc | 0 | ContriToEmplBenefitPlansEtc |
| Expense Account Other Allowances | 0 | ExpenseAccountOtherAllowances |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Highest Paid Empl NONE | NONE | CompOfHighestPaidEmplNONE |
| Tot Number Of Oth Empl Paid Over50k | 0 | TotNumberOfOthEmplPaidOver50k |
| Comp Of Hghst Paid Cntrct NONE | NONE | CompOfHghstPaidCntrctNONE |
| Tot Number Of Cntrct Paid Over50k | 0 | TotNumberOfCntrctPaidOver50k |
Sum Of Program Related Investments SumOfProgramRelatedInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Minimum Investment Return MinimumInvestmentReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Avg Monthly FMV Of Securities | 5077525 | AvgMonthlyFMVOfSecurities |
| Avg Monthly Cash Balances | 160244 | AvgMonthlyCashBalances |
| FMV All Other Noncharitable Assets | 7428 | FMVAllOtherNoncharitableAssets |
| Total FMV Of Unused Assets | 5245197 | TotalFMVOfUnusedAssets |
| Reduction Claimed | 0 | ReductionClaimed |
| Acquisition Indebtedness | 0 | AcquisitionIndebtedness |
| Adj Total FMV Of Unused Assets | 5245197 | AdjTotalFMVOfUnusedAssets |
| Cash Deemed Charitable | 78678 | CashDeemedCharitable |
| Net Noncharitable Assets | 5166519 | NetNoncharitableAssets |
| Minimum Investment Return | 258326 | MinimumInvestmentReturn |
Distributable DistributableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | 258326 | MinimumInvestmentReturn |
| Tax Based On Investment Income | 3777 | TaxBasedOnInvestmentIncome |
| Total Tax | 3777 | TotalTax |
| Distributable Amount Before Adj | 254549 | DistributableAmountBeforeAdj |
| Recoveries Qlfy Distributions | 0 | RecoveriesQlfyDistributions |
| Distributable Amount Before Ded | 254549 | DistributableAmountBeforeDed |
| Deduction Fr Distributable | $0 | DeductionFrDistributableAmount |
| Distributable Amount As Adjusted | 254549 | DistributableAmountAsAdjusted |
Qualifying Distributions QualifyingDistributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | 202695 | ExpensesAndContributions |
| Program Related Investments Total | 0 | ProgramRelatedInvestmentsTotal |
| Qualifying Distributions | 202695 | QualifyingDistributions |
| One Pct Sect4940e Org Net Invst Incm | 3777 | OnePctSect4940eOrgNetInvstIncm |
| Adj Qualifying Distributions | 198918 | AdjQualifyingDistributions |
Undistributed Income UndistributedIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable Amount As Adjusted | 254549 | DistributableAmountAsAdjusted |
| Undistributed Income Prior Year | 190054 | UndistributedIncomePriorYear |
| Total For Prior Years | 0 | TotalForPriorYears |
| Total Excess Distri Carryover | 0 | TotalExcessDistriCarryover |
| Qualifying Distributions | 202695 | QualifyingDistributions |
| Applied To Year1 | 190054 | AppliedToYear1 |
| Applied To Prior Years | 0 | AppliedToPriorYears |
| Treated As Distri From Corpus | 0 | TreatedAsDistriFromCorpus |
| Applied To Current Year | 12641 | AppliedToCurrentYear |
| Remaining Distri From Corpus | 0 | RemainingDistriFromCorpus |
| Excess Distri Cyov App CY Corpus | 0 | ExcessDistriCyovAppCYCorpus |
| Excess Distri Cyov Applied CY | 0 | ExcessDistriCyovAppliedCY |
| Total Corpus | 0 | TotalCorpus |
| Prior Year Undistributed Income | 0 | PriorYearUndistributedIncome |
| Prior Year Deficiency Or Tax | 0 | PriorYearDeficiencyOrTax |
| Taxable Amount1 | 0 | TaxableAmount1 |
| Taxable Amount2 | 0 | TaxableAmount2 |
| Undistributed Income CY | 241908 | UndistributedIncomeCY |
| Distri From Corpus170b1 E Or4942g3 | 0 | DistriFromCorpus170b1EOr4942g3 |
| Excess Distri Cyov From Year5 | 0 | ExcessDistriCyovFromYear5 |
| Excess Distri Cyov To Next Year | 0 | ExcessDistriCyovToNextYear |
Supplementary Information SupplementaryInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contributes To Preselected | X | OnlyContributesToPreselected |
Grant Or Contri Paid During Year GrantOrContriPaidDuringYear
Recipient Business Name RecipientBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | BATON ROUGE AREA FOUNDATION | BusinessNameLine1 |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 402 NORTH FOURTH STREET | AddressLine1 |
| City | BATON ROUGE | City |
| State | LA | State |
| ZIP Code | 70802 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Relationship | NONE | RecipientRelationship |
| Recipient Foundation Status | PUBLIC CHARITY | RecipientFoundationStatus |
| Purpose Of Grant Or Contribution | PROGRAM SUPPORT | PurposeOfGrantOrContribution |
| Amount | $190,054 | Amount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Grant Or Contri Paid During Year | 190054 | TotGrantOrContriPaidDuringYear |
| Tot Grant Or Contri Approved Future | 0 | TotGrantOrContriApprovedFuture |
Analysis Income Producing Acty AnalysisIncomeProducingActy
Int On Savings And Temp Cash Invst IntOnSavingsAndTempCashInvst
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $32 | ExclusionAmount |
Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $94,665 | ExclusionAmount |
Other Investment Income Part VII OtherInvestmentIncomePartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $3,378 | ExclusionAmount |
Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 18 | ExclusionCode |
| Exclusion | $303,512 | ExclusionAmount |
Other Revenue Described OtherRevenueDescribed
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | EXCISE TAX REFUND | Description |
| Exclusion Code | 01 | ExclusionCode |
| Exclusion | $727 | ExclusionAmount |
Subtotals Part XVIA SubtotalsPartXVIA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Income | $0 | UnrelatedBusinessIncomeAmount |
| Exclusion | $402,314 | ExclusionAmount |
| Related Or Exempt Function Income | 0 | RelatedOrExemptFunctionIncome |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Part XVIA | 402314 | TotalPartXVIA |
Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Noncharitable EO | 0 | TrnsfrOfCashToNoncharitableEO |
| Trnsfr Oth Assets Noncharitable EO | 0 | TrnsfrOthAssetsNoncharitableEO |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssets |
| Purchase Assets Noncharitable EO | 0 | PurchaseAssetsNoncharitableEO |
| Rental Of Facilities Etc | 0 | RentalOfFacilitiesEtc |
| Reimbursement Arrangements | 0 | ReimbursementArrangements |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuarantees |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtc |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtc |
| Relationships Noncharitable E Os | 0 | RelationshipsNoncharitableEOs |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees AccountingFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | TAX PREPARATION FEE | Category |
| Amount | $825 | Amount |
| Net Investment Income | 0 | NetInvestmentIncome |
| Disbursements Charitable Prps | 825 | DisbursementsCharitablePrps |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corp Bonds InvestmentsCorpBonds (8 entries)
| Name Of BondNameOfBond | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| VANGUARD FIXED INCOME SECS F INTR TRM CP PT (FUND 71) - 10317.426 SHS | 98334 | 101214 |
| AMERICAN CENTURY INFLATION ADJUSTED BOND FUND - 8445.131 SHS | 92429 | 101426 |
| EATON VANCE MUT FDS TR FLT RT CL I - 13790.684 SHS | 123013 | 125219 |
| JPM CORE BOND FD - SEL FUND 3720 3.44% - 23000.778 SHS | 252208 | 262669 |
| JPM HIGH YIELD FD - SEL FUND 3580 5.95% - 26905.028 SHS | 214517 | 223581 |
| DREYFUS/LAUREL FDS TR PRM EMRGN MK I - 3723.075 SHS | 52276 | 54953 |
| JPM STR INC OPP FD FUND 3844 2.00% - 12401.964 SHS | 125738 | 148576 |
| JPM INTL CURRENCY INCOME FD INCOME FUND 1.74% - 10403.88 SHS | 113918 | 118916 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corp Stock InvestmentsCorpStock (126 entries)
| Name Of StockNameOfStock | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| ABBOTT LABORATORIES - 130 SHS | 6277 | 6377 |
| ADOBE SYSTEMS INC - 85 SHS | 2934 | 2819 |
| ALEXION PHARMACEUTICALS INC - 25 SHS | 1403 | 2467 |
| AMAZON COM INC - 35 SHS | 3815 | 6305 |
| AMERICAN EXPRESS CO - 35 SHS | 1480 | 1582 |
| ANADARKO PETROLEUM CORP - 20 SHS | 1499 | 1638 |
| APACHE CORP - 55 SHS | 5016 | 7201 |
| APPLE INC. - 45 SHS | 5674 | 15683 |
| BB & T CORP - 65 SHS | 1173 | 1784 |
| BAKER HUGHES INC - 70 SHS | 3585 | 5140 |
| CVS CAREMARK CORPORATION - 138 SHS | 3662 | 4736 |
| CAMPBELL SOUP COMPANY - 60 SHS | 2182 | 1987 |
| CARDINAL HEALTH INC - 100 SHS | 2782 | 4113 |
| CELGENE CORPORATION - 50 SHS | 3087 | 3742 |
| CISCO SYSTEMS INC - 373 SHS | 8291 | 6397 |
| CITRIX SYSTEMS INC - 25 SHS | 1717 | 1837 |
| COLGATE PALMOLIVE CO - 35 SHS | 2758 | 2827 |
| WALT DISNEY CO - 150 SHS | 3337 | 6464 |
| DOW CHEMICAL CO - 125 SHS | 3598 | 4719 |
| E I DU PONT DE NEMOURS & CO - 190 SHS | 7045 | 10444 |
| E M C CORP MASS - 125 SHS | 2541 | 3320 |
| FIFTH THIRD BANCORP - 135 SHS | 1982 | 1874 |
| FREEPORT-MCMORAN COPPER & GOLD INC CL B - 160 SHS | 5044 | 8888 |
| GENERAL ELECTRIC CO - 165 SHS | 2525 | 3308 |
| GENERAL MILLS INC - 80 SHS | 2589 | 2924 |
| JOHNSON CONTROLS INC - 215 SHS | 4543 | 8938 |
| KELLOGG CO - 25 SHS | 1220 | 1350 |
| LAM RESEARCH CORP - 60 SHS | 3121 | 3400 |
| LENNAR CORP - 90 SHS | 1466 | 1631 |
| LOWES COMPANIES INC - 135 SHS | 3135 | 3568 |
| MATTHEWS PACIFIC TIGER FD - 10405.751 SHS | 193465 | 241726 |
| MICROSOFT CORP - 499 SHS | 12373 | 12670 |
| MORGAN STANLEY - 70 SHS | 1472 | 1912 |
| NATIONAL-OILWELL VARCO INC - 25 SHS | 1570 | 1982 |
| NIKE INC B - 35 SHS | 2778 | 3407 |
| NORFOLK SOUTHERN CORP - 160 SHS | 7021 | 11083 |
| OCCIDENTAL PETROLEUM CORP - 79 SHS | 4680 | 8255 |
| ORACLE CORP - 220 SHS | 4811 | 7355 |
| PACCAR INC - 115 SHS | 3916 | 6021 |
| PEPSICO INC - 60 SHS | 3479 | 3865 |
| PFIZER INC - 565 SHS | 8309 | 11475 |
| PROCTER & GAMBLE CO - 150 SHS | 8290 | 9240 |
| QUALCOMM INC - 111 SHS | 3281 | 6086 |
| SANDISK CORP - 35 SHS | 1986 | 2074 |
| SCHLUMBERGER LTD - 20 SHS | 1725 | 1865 |
| SPRINT NEXTEL CORP - 525 SHS | 2187 | 2436 |
| STAPLES INC - 190 SHS | 3991 | 3690 |
| STATE STREET CORP - 55 SHS | 2236 | 2472 |
| UNITED TECHNOLOGIES CORP - 105 SHS | 5755 | 8888 |
| XILINX CORP - 130 SHS | 3850 | 4264 |
| COGNIZANT TECHNOLOGY SOLUTIONS CORP CL A - 55 SHS | 2768 | 4477 |
| SEMPRA ENERGY - 35 SHS | 1830 | 1873 |
| CITIGROUP INC - 1345 SHS | 5584 | 5945 |
| WELLS FARGO & CO - 245 SHS | 5720 | 7769 |
| BANK OF AMERICA CORP - 569 SHS | 11982 | 7585 |
| GOLDMAN SACHS GROUP INC - 40 SHS | 3932 | 6344 |
| DEVON ENERGY CORP - 65 SHS | 4335 | 5965 |
| EOG RESOURCES INC - 60 SHS | 4885 | 7111 |
| HONEYWELL INTERNATIONAL INC - 100 SHS | 4156 | 5971 |
| UNITEDHEALTH GROUP INC - 55 SHS | 2083 | 2486 |
| ISHARES S&P MIDCAP 400 INDEX FUND - 980 SHS | 71168 | 96736 |
| VERIZON COMMUNICATIONS INC - 191 SHS | 6522 | 7361 |
| COACH INC - 55 SHS | 1955 | 2862 |
| FLUOR CORP - 40 SHS | 2847 | 2946 |
| GLOBAL PAYMENTS INC - 35 SHS | 1709 | 1712 |
| ISHARES COHEN & STEERS REALTY MAJORS INDEX FUND - 3242 SHS | 167781 | 227361 |
| US BANCORP DEL - 120 SHS | 2999 | 3172 |
| DODGE & COX INTERNATIONAL STOCK - 4491.852 SHS | 165076 | 164447 |
| JPM MID CAP VALUE FD - SEL FUND 1100 - 6163.505 SHS | 158123 | 152485 |
| ADVANCED AUTO PARTS INC - 40 SHS | 1280 | 2625 |
| 3M CO - 50 SHS | 4405 | 4675 |
| YUM BRANDS INC - 120 SHS | 4226 | 6166 |
| CENTERPOINT ENERGY INC - 150 SHS | 2401 | 2634 |
| COMCAST CORP CL A - 100 SHS | 1698 | 2472 |
| FMI FDS INC LARGE CAP FD - 13671 SHS | 170863 | 223521 |
| CARNIVAL CORPORATION - 90 SHS | 3370 | 3452 |
| GOOGLE INC CL A - 6 SHS | 1702 | 3521 |
| WELLPOINT INC - 15 SHS | 830 | 1047 |
| JPM MID CAP GROWTH - SEL FUND 3120 - 6035.615 SHS | 127207 | 149744 |
| VANGUARD MSCI EMERGING MARKETS ETF - 4464 SHS | 219852 | 218513 |
| JPM US LRGE CAP CORE PLUS FD - SEL FUND 1002 - 10990.829 SHS | 209041 | 236633 |
| AT&T INC - 95 SHS | 3653 | 2908 |
| JPM TR I GROWTH ADVANTAGE FD - SEL FUND 1567 - 27678.85 SHS | 248003 | 260735 |
| CAMERON INTERNATIONAL CORPORATION - 20 SHS | 1168 | 1142 |
| MANNING & NAPIER FUND INC WORLD OPPORTUNITIES SERIES FUND - 13480.868 SHS | 81252 | 121732 |
| IVY GLOBAL NATURAL RESOURCE-I - 4596.513 SHS | 68994 | 113488 |
| CME GROUP INC CLASS A COMMON STOCK - 8 SHS | 2080 | 2412 |
| EATON VANCE MUT FDS TR GLOBAL MACRO - I - 10422.761 SHS | 108207 | 106208 |
| INVESCO LTD - 75 SHS | 1449 | 1917 |
| MORGAN STANLEY ARN SPX 5/16/11 - 50000 SHS | 49000 | 50953 |
| SPDR GOLD TRUST - 573 SHS | 41887 | 80140 |
| MORGAN STANLEY ARN SPX 8/11/11 - 60000 SHS | 58800 | 74103 |
| ACE LTD NEW - 40 SHS | 1833 | 2588 |
| DEUTSCHE BK ARN SPX 10/13/11 - 20000 SHS | 19600 | 24658 |
| TYCO INTERNATIONAL LTD - 90 SHS | 3456 | 4029 |
| TIME WARNER INC NEW - 301 SHS | 7930 | 10746 |
| MERCK AND CO INC - 175 SHS | 5562 | 5777 |
| GS CONT BUFF EQ NOTE SPX 8/25/11 INIT LEV- SPX:2/19/10: 1109.17 - 25000 SHS | 24688 | 29855 |
| HIGHBRIDGE DYNAMIC COMM STRG FD -SEL STRATEGY FUND - SE - 8226.68 SHS | 148602 | 168482 |
| CS SPX BREN 04/07/11 INITIAL LEV- SPX:3/19/10: 1159.90 - 25000 SHS | 24750 | 27650 |
| HSBC EAFE BREN 05/19/11 - 50000 SHS | 49500 | 51665 |
| NEXTERA ENERGY INC - 50 SHS | 2499 | 2756 |
| SG BREN EAFE 10/19/11 10%BUFFER-2XLEV-7.26%CAP- 14.52%MAXRTN - 50000 SHS | 49500 | 52480 |
| GS CONT BUFF EQ SPX 4/20/12 75% CONTIN BAR - 12.75%CPN- 30%CAP - 80000 SHS | 79000 | 90126 |
| DB BREN MID 12/1/11 10%BUFFER-2XLEV-6.75%CAP- 13.5%MAXRTN- 50000 SHS | 49500 | 53650 |
| MOTOROLA MOBILITY HOLDINGS INC - 55 SHS | 0 | 0 |
| DB BREN ASIA BSKT 1/6/12 10%BUFF-2XLEV-7.15%CAP- 14.3%MAXRTN - 55000 SHS | 54450 | 56430 |
| BARC REN SPX 01/25/12 2XLEV-9.65%CAP-19.3%MAXPYMT - 85000 SHS | 84150 | 88434 |
| SG REN SPX 2/23/12 2XLEV-9.4%CAP-18.8%MAXPYMT - 85000 SHS | 84150 | 85561 |
| BARC BREN EAFE 2/23/12 10%BUFF-2XLEV-7.81%CAP- 15.62%MAXRTN - 55000 SHS | 54450 | 54406 |
| CS BREN EAFE 3/14/12 10%BUFF-2XLEV-7.306%CAP- 14.612%MAXRTN- 55000 SHS | 54450 | 54725 |
| BLACKSTONE PARTNERS OFFSHORE FD LTD CL L2 - LEAD SER - 487.59 SHS | 500000 | 510570 |
| COVIDIEN PLC NEW - 60 SHS | 2325 | 3117 |
| BROADCOM CORP CL A - 45 SHS | 1791 | 1772 |
| JUNIPER NETWORKS INC - 110 SHS | 1877 | 4629 |
| EXXON MOBIL CORP - 206 SHS | 9100 | 17331 |
| METLIFE INC - 105 SHS | 3786 | 4697 |
| DENDREON CORP - 60 SHS | 2112 | 2246 |
| MARVELL TECHNOLOGY GROUP LTD - 110 SHS | 2248 | 1711 |
| PRUDENTIAL FINANCIAL INC - 65 SHS | 2349 | 4003 |
| CONOCOPHILLIPS - 90 SHS | 4220 | 7187 |
| BIOGEN IDEC INC - 40 SHS | 2145 | 2939 |
| BAIDU INC SPONS ADR - 20 SHS | 1844 | 2756 |
| TD AMERITRADE HOLDING CORPORATION - 80 SHS | 1254 | 1670 |
| MASTERCARD INC - CLASS A - 10 SHS | 1815 | 2517 |
| GENERAL MOTORS CO - 95 SHS | 3289 | 2948 |
Other Assets Schedule OtherAssetsSchedule
Other Assets OtherAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | MINERAL PROPERTIES | Description |
| BOY Book Value | 1 | BOYBookValue |
| EOY Book Value | 1 | EOYBookValue |
| EOYFMV | 1 | EOYFMV |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases OtherDecreases
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | ROUNDING | Description |
| Amount | $1 | Amount |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses OtherExpenses (3 entries)
| DescriptionDescription | Revenue And Expenses Per BooksRevenueAndExpensesPerBooks | Net Investment IncomeNetInvestmentIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|
| MINERAL MGMT FEE | 484 | 484 | 0 |
| POWERSHARES DB COMMODITY INDEX TRACKING FUND | 0 | 633 | 0 |
| ADR DEPOSITORY SERVICE FEE | 1 | 1 | 0 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income OtherIncome (3 entries)
| DescriptionDescription | Revenue And Expenses Per BooksRevenueAndExpensesPerBooks | Net Investment IncomeNetInvestmentIncome | Adjusted Net IncomeAdjustedNetIncome |
|---|---|---|---|
| MINERAL ROYALTY | 1733 | 1733 | 1733 |
| LEASE BONUS | 1645 | 1645 | 1645 |
| EXCISE TAX REFUND | 727 | 727 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases OtherIncreases
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | RETURN OF CAPITAL ADJUSTMENT | Description |
| Amount | $2,620 | Amount |
Taxes Schedule TaxesSchedule
Taxes Taxes (2 entries)
| CategoryCategory | AmountAmount | Net Investment IncomeNetInvestmentIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|
| FOREIGN TAX WITHHELD | $1,095 | 1095 | 0 |
| TAXES - MINERAL PRODUCTION | $75 | 75 | 0 |