D J MCMANUS FOUNDATION INC: Form 990PF, tax year 2010

View the entire original 990 at ProPublica ↗

Organization: D J MCMANUS FOUNDATION INC (EIN 13-4080144)
Tax period: 2010-01-01 to 2010-12-31
Filed: 2011-08-04
IRS object ID: 201112169349100716
Schema version: 2010v3.2
Source: Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header
Form 990-PF
Depreciation Schedule
Investments Corp Bonds Schedule
Investments Corp Stock Schedule
Investments Other Schedule2
Land Etc Schedule2
Other Decreases Schedule
Other Expenses Schedule
Other Income Schedule2
Other Professional Fees Schedule
Taxes Schedule

Return header ReturnHeader

Field	Value	IRS element (for citing)
Timestamp	2011-08-04T15:57:51-04:00	Timestamp
Tax Period End Date	2010-12-31	TaxPeriodEndDate

Preparer Firm PreparerFirm

Preparer Firm Business Name PreparerFirmBusinessName

Field	Value	IRS element (for citing)
Business Name Line1	MAI Wealth Advisors LLC	BusinessNameLine1

Preparer Firm US Address PreparerFirmUSAddress

Field	Value	IRS element (for citing)
Address Line1	1360 E 9th St Ste 1100	AddressLine1
City	Cleveland	City
State	OH	State
ZIP Code	441141717	ZIPCode

Field	Value	IRS element (for citing)
Return Type	990PF	ReturnType
Tax Period Begin Date	2010-01-01	TaxPeriodBeginDate

Filer Filer

Field	Value	IRS element (for citing)
EIN	134080144	EIN

Name Name

Field	Value	IRS element (for citing)
Business Name Line1	THE D J MCMANUS FOUNDATION INC	BusinessNameLine1

Field	Value	IRS element (for citing)
Name Control	DJMC	NameControl
Phone	2128747426	Phone

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	420 WEST BROADWAY PH A	AddressLine1
City	NEW YORK	City
State	NY	State
ZIP Code	100123741	ZIPCode

Officer Officer

Field	Value	IRS element (for citing)
Name	JASON D MCMANUS	Name
Title	SECRETARY	Title
Date Signed	2011-08-04	DateSigned
Authorize Third Party	true	AuthorizeThirdParty

Preparer Preparer

Field	Value	IRS element (for citing)
Name	Carla M Wainwright	Name
Phone	2169204800	Phone

Field	Value	IRS element (for citing)
Tax Year	2010	TaxYear
Build TS	2016-02-24 21:20:13Z	BuildTS

Form 990-PF IRS990PF

Field	Value	IRS element (for citing)
Exempt PF	X	ExemptPF
FMV Assets EOY	10299620	FMVAssetsEOY
Method Of Accounting Cash	X	MethodOfAccountingCash

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

Field	Value	IRS element (for citing)
Contri Received Rev And Expnss	0	ContriReceivedRevAndExpnss
Interest On Savings Rev And Expnss	98454	InterestOnSavingsRevAndExpnss
Interest On Savings Net Invst Incm	98454	InterestOnSavingsNetInvstIncm
Dividends Rev And Expnss	108491	DividendsRevAndExpnss
Dividends Net Invst Incm	108491	DividendsNetInvstIncm
Net Gain Sale Assets Rev And Expnss	-218619	NetGainSaleAssetsRevAndExpnss
Gross Sales Price	1300693	GrossSalesPrice
Other Income Rev And Expnss	30475	OtherIncomeRevAndExpnss
Other Income Net Invst Incm	30475	OtherIncomeNetInvstIncm
Other Income Adj Net Incm	30475	OtherIncomeAdjNetIncm
Total Revenue And Expenses	18801	TotalRevenueAndExpenses
Total Net Investment Income	237420	TotalNetInvestmentIncome
Total Adjusted Net Income	30475	TotalAdjustedNetIncome
Comp Ofcr Dir Trst Rev And Expnss	0	CompOfcrDirTrstRevAndExpnss
Other Prof Fees Rev And Expnss	78738	OtherProfFeesRevAndExpnss
Other Prof Fees Net Invst Incm	78738	OtherProfFeesNetInvstIncm
Interest Rev And Expnss	1251	InterestRevAndExpnss
Interest Net Invst Incm	1251	InterestNetInvstIncm
Taxes Rev And Expnss	4922	TaxesRevAndExpnss
Taxes Net Invst Incm	4922	TaxesNetInvstIncm
Other Expenses Rev And Expnss	250	OtherExpensesRevAndExpnss
Other Expenses Net Invst Incm	250	OtherExpensesNetInvstIncm
Tot Opr Expenses Rev And Expnss	85161	TotOprExpensesRevAndExpnss
Tot Opr Expenses Net Invst Incm	85161	TotOprExpensesNetInvstIncm
Tot Opr Expenses Dsbrs Chrtbl Prps	0	TotOprExpensesDsbrsChrtblPrps
Contri Gifts Paid Rev And Expnss	357030	ContriGiftsPaidRevAndExpnss
Contri Gifts Paid Dsbrs Chrtbl Prps	357030	ContriGiftsPaidDsbrsChrtblPrps
Total Expenses Rev And Expnss	442191	TotalExpensesRevAndExpnss
Total Expenses Net Invst Incm	85161	TotalExpensesNetInvstIncm
Total Expenses Dsbrs Chrtbl Prps	357030	TotalExpensesDsbrsChrtblPrps
Excess Of Revenue Over Expenses	-423390	ExcessOfRevenueOverExpenses
Net Investment Income	152259	NetInvestmentIncome
Adjusted Net Income	30475	AdjustedNetIncome

Balance Sheets BalanceSheets

Field	Value	IRS element (for citing)
Savings And Temp Cash Invst BOY	227273	SavingsAndTempCashInvstBOY
Savings And Temp Cash Invst EOY	339145	SavingsAndTempCashInvstEOY
Savings And Temp Cash Invst EOYFMV	339145	SavingsAndTempCashInvstEOYFMV
Investments Corp Stock BOY	7819378	InvestmentsCorpStockBOY
Investments Corp Stock EOY	7986064	InvestmentsCorpStockEOY
Investments Corp Stock EOYFMV	8723079	InvestmentsCorpStockEOYFMV
Investments Corp Bonds BOY	1913875	InvestmentsCorpBondsBOY
Investments Corp Bonds EOY	1210018	InvestmentsCorpBondsEOY
Investments Corp Bonds EOYFMV	1234196	InvestmentsCorpBondsEOYFMV
Investments Other BOY	3750	InvestmentsOtherBOY
Investments Other EOY	3200	InvestmentsOtherEOY
Investments Other EOYFMV	3200	InvestmentsOtherEOYFMV
Total Assets BOY	9964276	TotalAssetsBOY
Total Assets EOY	9538427	TotalAssetsEOY
Total Assets EOYFMV	10299620	TotalAssetsEOYFMV
Grants Payable BOY	23200	GrantsPayableBOY
Grants Payable EOY	23100	GrantsPayableEOY
Total Liabilities BOY	23200	TotalLiabilitiesBOY
Total Liabilities EOY	23100	TotalLiabilitiesEOY
Org That Follow SFAS117	X	OrgThatFollowSFAS117
Total Net Assets BOY	9941076	TotalNetAssetsBOY
Total Net Assets EOY	9515327	TotalNetAssetsEOY
Total Liabilities Net Assets BOY	9964276	TotalLiabilitiesNetAssetsBOY
Total Liabilities Net Assets EOY	9538427	TotalLiabilitiesNetAssetsEOY

Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances

Field	Value	IRS element (for citing)
Total Net Assets Fund Balances BOY	9941076	TotalNetAssetsFundBalancesBOY
Excess Of Revenue Over Expenses	-423390	ExcessOfRevenueOverExpenses
Subtotal	9517686	Subtotal
Other Decreases	2359	OtherDecreases
Total Net Assets Fund Balances EOY	9515327	TotalNetAssetsFundBalancesEOY

Capital Gains And Losses CapitalGainsAndLosses

Capital Gains And Losses Info CapitalGainsAndLossesInfo (8 entries)

Description Of AssetDescriptionOfAsset	How AcquiredHowAcquired	Gross Sales PriceGrossSalesPrice	Cost Or Other BasisCostOrOtherBasis	Gain Or LossGainOrLoss	Gains Minus Excess Or LossesGainsMinusExcessOrLosses	Date AcquiredDateAcquired	Date SoldDateSold
172.723 SHS DWS SHORT-TERM MUNI BD INSTL CL	P	1750	1748	2	2
200,000 FEDERAL NATIONAL MORTGAGE ASSN	P	200000	200000			2009-04-23	2010-02-22
17,064.362 SHS BRANDYWINE FUND	P	378126	617564	-239438	-239438		2010-09-29
200,000 FNMA	P	200000	200000			2009-04-20	2010-10-28
200,000 FNMA	P	200000	200000			2009-04-22	2010-08-20
100,000 GENERAL ELECTRIC CAP CORP NOTE	D	100000	100000			2000-03-13	2010-01-28
200,000 GOLDMAN SACHS GR INC BONDS	P	200000	200000			2000-04-07	2010-01-28
CAPITAL GAIN DIVIDENDS	P			25725

Field	Value	IRS element (for citing)
Capital Gain Net Income	-218619	CapitalGainNetIncome

Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax

Field	Value	IRS element (for citing)
Liable For4942 Tax	false	LiableFor4942Tax
Qualifying Distributions Year1	584090	QualifyingDistributionsYear1
Noncharitable Assets Year1	7551886	NoncharitableAssetsYear1
Distribution Ratio Year1	0.077344	DistributionRatioYear1
Qualifying Distributions Year2	624031	QualifyingDistributionsYear2
Noncharitable Assets Year2	8735053	NoncharitableAssetsYear2
Distribution Ratio Year2	0.07144	DistributionRatioYear2
Qualifying Distributions Year3	600278	QualifyingDistributionsYear3
Noncharitable Assets Year3	10538914	NoncharitableAssetsYear3
Distribution Ratio Year3	0.056958	DistributionRatioYear3
Qualifying Distributions Year4	434097	QualifyingDistributionsYear4
Noncharitable Assets Year4	9599807	NoncharitableAssetsYear4
Distribution Ratio Year4	0.045219	DistributionRatioYear4
Qualifying Distributions Year5	374679	QualifyingDistributionsYear5
Noncharitable Assets Year5	7366397	NoncharitableAssetsYear5
Distribution Ratio Year5	0.050863	DistributionRatioYear5
Total Distribution Ratio	0.301824	TotalDistributionRatio
Average Distribution Ratio	0.060365	AverageDistributionRatio
Net Noncharitable Assets	9076310	NetNoncharitableAssets
Adjusted Noncharitable Assets	547891	AdjustedNoncharitableAssets
One Percent Net Investment Income	1523	OnePercentNetInvestmentIncome
Adj Nonchrtbl Assets And One	549414	AdjNonchrtblAssetsAndOnePct
Qualifying Distributions	357030	QualifyingDistributions

Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm

Field	Value	IRS element (for citing)
Investment Income Excise Tax	3045	InvestmentIncomeExciseTax
Subtotal	3045	Subtotal
Tax Based On Investment Income	3045	TaxBasedOnInvestmentIncome
Est Tax Payments And Overpayment	1906	EstTaxPaymentsAndOverpayment
Tax Paid With Extension	2500	TaxPaidWithExtension
Total Credits And Payments	4406	TotalCreditsAndPayments
Overpayment	1361	Overpayment
Amount Credited To Next Year	1361	AmountCreditedToNextYear

Statements Regarding Activities StatementsRegardingActivities

Field	Value	IRS element (for citing)
Legislative Political Activities	false	LegislativePoliticalActivities
More Than100 Spent	false	MoreThan100Spent
Form1120 POL Filed	false	Form1120POLFiled
Activities Not Prev Reported	false	ActivitiesNotPrevReported
Changes To Articles Or Bylaws	false	ChangesToArticlesOrBylaws
Unrelated Bus Income Over1000	false	UnrelatedBusIncomeOver1000
Termination Etc	false	TerminationEtc
Requirements Of Sect508e	true	RequirementsOfSect508e
At Least5000 In Assets	true	AtLeast5000InAssets
States Filed With	NY	StatesFiledWith
Form990 PF Filed With AG	true	Form990PFFiledWithAG
Private Operating Foundation	false	PrivateOperatingFoundation
New Substantial Contributors	false	NewSubstantialContributors
Interest In Controlled Entity	false	InterestInControlledEntity
Applicable Insurance Contract	false	ApplicableInsuranceContract
Comply With Public Inspection Rqr	true	ComplyWithPublicInspectionRqr

Books In Care Of Business Name BooksInCareOfBusinessName

Field	Value	IRS element (for citing)
Business Name Line1	JASON D MCMANUS	BusinessNameLine1

Field	Value	IRS element (for citing)
Books In Care Of Phone Number	2128747426	BooksInCareOfPhoneNumber

Books In Care Of US Address BooksInCareOfUSAddress

Field	Value	IRS element (for citing)
Address Line1	420 WEST BROADWAY PH A	AddressLine1
City	NEW YORK	City
State	NY	State
ZIP Code	100123741	ZIPCode

Field	Value	IRS element (for citing)
Foreign Bank	false	ForeignBank

Statements Regarding Acty4720 StatementsRegardingActy4720

Field	Value	IRS element (for citing)
Sale Or Exchange With Dsqfly Person	false	SaleOrExchangeWithDsqflyPerson
Borrow Or Lend With Dsqfly Person	false	BorrowOrLendWithDsqflyPerson
Furnished Goods With Dsqfly Person	false	FurnishedGoodsWithDsqflyPerson
Pay Compensation To Dsqfly Person	false	PayCompensationToDsqflyPerson
Transfer Assets To Dsqfly Person	false	TransferAssetsToDsqflyPerson
Payment To Government Offical	false	PaymentToGovernmentOffical
Uncorrected Prior Acts	false	UncorrectedPriorActs
Undistributed Income Prior Years	false	UndistributedIncomePriorYears
Undistr Income4942a2 Not Applied	false	UndistrIncome4942a2NotApplied
Business Holdings	false	BusinessHoldings
Jeopardy Investments	false	JeopardyInvestments
Uncorrected Jeopardy Investments	false	UncorrectedJeopardyInvestments
Influence Legislation	false	InfluenceLegislation
Influence Election	false	InfluenceElection
Grants To Individuals	false	GrantsToIndividuals
Grants To Organizations	false	GrantsToOrganizations
Noncharitable Purpose	false	NoncharitablePurpose
Rcv Funds To Pay Prsnl Bnft Contract	false	RcvFundsToPayPrsnlBnftContract
Pay Premiums Prsnl Bnft Contract	false	PayPremiumsPrsnlBnftContract
Prohibited Tax Shelter Transactn	false	ProhibitedTaxShelterTransactn
Proceeds Or Net Income	false	ProceedsOrNetIncome

Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo

Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (3 entries)

Address Line1USAddress/AddressLine1	CityUSAddress/City	StateUSAddress/State	ZIP CodeUSAddress/ZIPCode	TitleTitle	Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition	CompensationCompensation	Contri To Empl Benefit Plans EtcContriToEmplBenefitPlansEtc	Expense Account Other AllowancesExpenseAccountOtherAllowances
JASON D MCMANUS
420 WEST BROADWAY PH A	NEW YORK	NY	100123741	SECRETARY	0.0	0	0	0
DEBORAH H M MCMANUS
420 WEST BROADWAY PH A	NEW YORK	NY	100123741	PRESIDENT	5.0	0	0	0
SOPHIE MCMANUS
420 WEST BROADWAY PH A	NEW YORK	NY	100123741	VICE PRESIDENT	0.0	0	0	0

Summary Of Direct Charitable Acty SummaryOfDirectCharitableActy

Field	Value	IRS element (for citing)
Description1	THE D J MCMANUS FOUNDATION ENGAGED IN NO DIRECT CHARITABLE ACTIVITIES DURING 2010.	Description1

Sum Of Program Related Investments SumOfProgramRelatedInvestments

Field	Value	IRS element (for citing)
Description1	THE D J MCMANUS FOUNDATION MADE NO PROGRAM-RELATED INVESTMENTS DURING 2010.	Description1

Minimum Investment Return MinimumInvestmentReturn

Field	Value	IRS element (for citing)
Avg Monthly FMV Of Securities	8885061	AvgMonthlyFMVOfSecurities
Avg Monthly Cash Balances	329467	AvgMonthlyCashBalances
FMV All Other Noncharitable Assets	0	FMVAllOtherNoncharitableAssets
Total FMV Of Unused Assets	9214528	TotalFMVOfUnusedAssets
Acquisition Indebtedness	0	AcquisitionIndebtedness
Adj Total FMV Of Unused Assets	9214528	AdjTotalFMVOfUnusedAssets
Cash Deemed Charitable	138218	CashDeemedCharitable
Net Noncharitable Assets	9076310	NetNoncharitableAssets
Minimum Investment Return	453816	MinimumInvestmentReturn

Distributable DistributableAmount

Field	Value	IRS element (for citing)
Minimum Investment Return	453816	MinimumInvestmentReturn
Tax Based On Investment Income	3045	TaxBasedOnInvestmentIncome
Income Tax For This Year	0	IncomeTaxForThisYear
Total Tax	3045	TotalTax
Distributable Amount Before Adj	450771	DistributableAmountBeforeAdj
Recoveries Qlfy Distributions	0	RecoveriesQlfyDistributions
Distributable Amount Before Ded	450771	DistributableAmountBeforeDed
Deduction Fr Distributable	$0	DeductionFrDistributableAmount
Distributable Amount As Adjusted	450771	DistributableAmountAsAdjusted

Qualifying Distributions QualifyingDistributions

Field	Value	IRS element (for citing)
Expenses And Contributions	357030	ExpensesAndContributions
Program Related Investments Total	0	ProgramRelatedInvestmentsTotal
Amounts Paid Acq Charitable Assets	0	AmountsPaidAcqCharitableAssets
Amounts Set Aside Suitability Test	0	AmountsSetAsideSuitabilityTest
Amounts Set Aside Cash Distri Test	0	AmountsSetAsideCashDistriTest
Qualifying Distributions	357030	QualifyingDistributions
Adj Qualifying Distributions	357030	AdjQualifyingDistributions

Undistributed Income UndistributedIncome

Field	Value	IRS element (for citing)
Distributable Amount As Adjusted	450771	DistributableAmountAsAdjusted
Undistributed Income Prior Year	0	UndistributedIncomePriorYear
Prior Year1	2008	PriorYear1
Prior Year2	2007	PriorYear2
Prior Year3	2006	PriorYear3
Total For Prior Years	0	TotalForPriorYears
Excess Distri Carryover Year5	0	ExcessDistriCarryoverYear5
Excess Distri Carryover Year4	0	ExcessDistriCarryoverYear4
Excess Distri Carryover Year3	30406	ExcessDistriCarryoverYear3
Excess Distri Carryover Year2	195916	ExcessDistriCarryoverYear2
Excess Distri Carryover Year1	208220	ExcessDistriCarryoverYear1
Total Excess Distri Carryover	434542	TotalExcessDistriCarryover
Qualifying Distributions	357030	QualifyingDistributions
Applied To Year1	0	AppliedToYear1
Applied To Current Year	357030	AppliedToCurrentYear
Remaining Distri From Corpus	0	RemainingDistriFromCorpus
Excess Distri Cyov App CY Corpus	93741	ExcessDistriCyovAppCYCorpus
Excess Distri Cyov Applied CY	93741	ExcessDistriCyovAppliedCY
Total Corpus	340801	TotalCorpus
Prior Year Undistributed Income	0	PriorYearUndistributedIncome
Prior Year Deficiency Or Tax	0	PriorYearDeficiencyOrTax
Taxable Amount1	0	TaxableAmount1
Taxable Amount2	0	TaxableAmount2
Undistributed Income CY	0	UndistributedIncomeCY
Distri From Corpus170b1 E Or4942g3	0	DistriFromCorpus170b1EOr4942g3
Excess Distri Cyov To Next Year	340801	ExcessDistriCyovToNextYear
Excess From Year2	132581	ExcessFromYear2
Excess From Year1	208220	ExcessFromYear1

Field	Value	IRS element (for citing)
Private Operating Foundations		PrivateOperatingFoundations

Supplementary Information SupplementaryInformation

Field	Value	IRS element (for citing)
Contributing Manager	JASON D MCMNUS	ContributingManager
Shareholder Manager	NONE	ShareholderManager

Appication Submission Info AppicationSubmissionInfo

Field	Value	IRS element (for citing)
Recipient Name	DEBORAH MCMANUS	RecipientName

Recipient US Address RecipientUSAddress

Field	Value	IRS element (for citing)
Address Line1	420 WEST BROADWAY PH A	AddressLine1
City	NEW YORK	City
State	NY	State
ZIP Code	100123741	ZIPCode

Field	Value	IRS element (for citing)
Recipient Phone Number	2128747426	RecipientPhoneNumber
Form And Info And Materials	REQUESTS SHOULD BE SUBMITTED ON CORPORATE LETTERHEAD WITH FUNDING REQUIREMENTS AND SPECIFIC USES FOR GRANTS.	FormAndInfoAndMaterials
Submission Deadlines	NONE	SubmissionDeadlines
Restrictions On Awards	NONE	RestrictionsOnAwards

Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (97 entries)

Address Line1RecipientUSAddress/AddressLine1	CityRecipientUSAddress/City	StateRecipientUSAddress/State	ZIP CodeRecipientUSAddress/ZIPCode	Recipient RelationshipRecipientRelationship	Recipient Foundation StatusRecipientFoundationStatus	Purpose Of Grant Or ContributionPurposeOfGrantOrContribution	AmountAmount	Address Line2RecipientUSAddress/AddressLine2
AIDS WALK NEW YORK
OLD CHELSEA STATION PO BOX 10	NEW YORK	NY	10113	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$250
ALICE AUSTEN HOUSE
2 HYLAND BOULEVARD	STATEN ISLAND	NY	103052002	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$500
APPLE HILL CENTER FOR CHAMBER MUSIC INC
PO BOX 217	SULLIVAN	NH	03445	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$250
ARCHEOLOGIGICAL INSTITUTE OF AMERICA
657 BEACON STREET	BOSTON	MA	02215	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$500
AUDUBON SOCIETY
225 VARICK ST 7TH FLOOR	NEW YORK	NY	10014	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$250
BOSTON CHILDREN'S HOSPTIAL
300 LONGWOOD AVENUE	BOSTON	MA	02115	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$750
BREAKTHROUGH COLLABORATIVE
454 SANSOME STREET SUITE 700	SAN FRANCISCO	CA	94111	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$1,000
BROADWAY MALL ASSOCIATION
PO BOX 250234 COLUMBIA UNIVERSIT	NEW YORK	NY	10025	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$500
BUSINESS FOR DIPLOMATIC ACTION
437 MADISON AVENUE	NEW YORK	NY	10022	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$15,000
CANAVAN FOUNDATION
110 RIVERSIDE DRIVE	NEW YORK	NY	10024	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$500
CATS HAVEN
PO BOX 30206	INDIANAPOLIS	IN	46230	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$250
CENTER FOR HUMANS & NATURE
152 BROADWAY OFFICE 3	DOBBS FERRY	NY	10522	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$2,500
CENTER FOR REPRODUCTIVE RIGHTS
120 WALL STREET	NEW YORK	NY	10005	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$2,500
CENTRAL PARK CONSERVANCY
14 E 60	NEW YORK	NY	10022	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$500
CHILDREN'S AID SOCIETY
105 EAST 22ND STREET	NEW YORK	NY	10010	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$500
CITY YEAR
285 COLUMBUS AVE	BOSTON	MA	02116	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$1,000
CLEARWATER SLOOP
112 LITTLE MARKET ST	POUGHKEEPSIE	NY	12601	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$250
COMMUNITY FUNDS INC
2 PARK AVENUE	NEW YORK	NY	10016	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$15,000
CONSTITUTION MARSH SANCTUARY
127 WARREN LANDING ROAD	GARRISON	NY	10524	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$250
DESMOND FISH LIBRARY
472 NEW YORK RD	GARRISON	NY	10524	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$800
THE DOE FUND
232 EAST 84TH STREET	NEW YORK	NY	10028	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$350
DOME
486 AMSTERDAM	NEW YORK	NY	10024	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$300
DRAMA LEAGUE
359 WILLIS AVENUE	BRONX	NY	10471	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$500
ETHS DISTRICT FOUNDATION
1600 DODGE AVENUE	EVANSTON	IL	60201	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$100
FRENCH HERITAGE SOCIETY
14 EAST 60TH STREET SUITE 605	NEW YORK	NY	10022	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$1,000
FREASH AIR FUND
633 THIRD AVENUE	NEW YORK	NY	10017	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$1,000
FREINDS OF FRANCIS LEHMAN LOEB ART CENTER
VASSAR COLLEGE PO BOX 102	POUGHKEEPSIE	NY	12604	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$500
GAY MEN'S DOMESTIC VIOLENCE PROJECT
955 MASSACHUSETTS AVE PMB 131	CAMBRIDGE	MA	02139	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$500
GLYNWOOD CENTER INC
PO BOX 157	COLD SPRING	NY	10516	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$38,425
GODDARD-RIVERSIDE
593 COLUMBUS AVENUE	NEW YORK	NY	10024	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$18,000
GREENWICH HOUSE
27 BARRON STREET	NEW YORK	NY	10014	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$10,000
HABITAT FOR HUMANITY
334 FURMAN STREET	BROOKLYN	NY	11201	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$1,000
HARTLEY HOUSE
413 WEST 46TH STREET	NEW YORK	NY	10036	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$21,000
HELPING HANDS
PO BOX 332	MEDFIELD	MA	02052	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$500
HISTORIC DISTRICTS COUNCIL
232 EAST 11TH STREET	NEW YORK	NY	10003	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$300
HISTORIC HOUSE TRUST OF NYC
830 FIFTH AVE ROOM 203	NEW YORK	NY	10065	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$500
HUDSON GUILD
441 WEST 26TH STREET	NEW YORK	NY	10001	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$10,000
HUDSON HIGHLANDS LAND TRUST
PO BOX	GARRISON	NY	10524	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$7,500
HUDSON HIGHLANDS NATURE MUSUEM
PO BOX 451	CORNWALL	NY	12518	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$250
HUMANE SOCEITY
306 EAST 451	NEW YORK	NY	10022	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$500
HUDSON VALLEY SHAKESPEARE FESTIVAL
155 MAIN STREET	COLD SPRING	NY	10516	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$5,000
HUDSON VALLEY YOUTH CHORALE
30 PINE STREET	KINGSTON	NY	12401	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$5,000
ICANN
PO BOX 53174	INDIANAPOLIS	IN	46253	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$15,000
INTERNATIONAL RESCUE COMMITTEE
112 EAST 42ND STREET	NEW YORK	NY	10168	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$1,000
JACKSON MEMORIAL LIBRARY
38 MAIN STREET	TENANTS HARBOR	ME	04860	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$1,000
LANDMARKS WEST
331 EAST 70TH STREET	NEW YORK	NY	10021	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$250
LEGAL AID SOCEITY
ONE BATTERY PARK PLAZA	NEW YORK	NY	10021	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$1,000
LENOX HILL NEIGHBORHOOD HOUSE
331 EAST 70TH STREET	NEW YORK	NY	10021	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$10,000
LIBRARY OF AMERICA
14 EAST 60TH STREET	NEW YORK	NY	10021	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$1,000
LINC
237 WEST 35TH STREET SUITE 1202	NEW YORK	NY	10001	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$750
MANITOGA
ROUTE 9D PO BOX 10524	GARRISON	NY	10524	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$1,000
MANHATTAN SCHOOL OR MUSIC STEINWAY INITIATIVE
120 CLAREMONT AVENUE ROOM 305	NEW YORK	NY	10027	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$63,500
MISSOURIANS FOR THE PROTECTION OF DOGS
PO BOX 300176	ST LOUIS	MO	63130	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$2,000
MUNICPAL ART SOCIETY
111 W 57TH STREET	NEW YORK	NY	10019	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$250
NATIONAL PSORIASIS FOUNDATION
6600 SW 92 AVE	PORTLAND	OR	97223	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$250
NATIONAL TRUST FOR HISTORIC PRESERVATION
1785 MASS AVENUE NW	WASHINGTON	DC	20036	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$300
NATIONAL WOMEN'S HISTORY MUSEUM
205 S WHITING STREET SUITE 254	ALEXANDRIA	VA	22304	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$500
NEADS
305 REDEMPTIONS ROCK TRAILS SOUTH	PRINCETON	MA	01541	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$250
NEUROPATHY ASSOCIATION
60 E 42 SUITE 942	NEW YORK	NY	10165	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$500
NEW DRAMATISTS
424 WEST 44TH STREET	NEW YORK	NY	10036	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$500
NEW YORK FESTIVAL OF SONG
307 SEVENTH AVENUE SUITE 1206	NEW YORK	NY	10001	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$500
NEW YORKERS FOR PARKS
355 LEXINGTON	NEW YORK	NY	10017	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$500
NEW YORK HISTORICAL SOCIETY
170 CENTRAL PARK WEST	NEW YORK	NY	10024	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$500
NEW YORK NEEDIEST CASES FUND
4 CHASE METROTECH CENTER	BROOKLYN	NY	11245	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$5,000	7TH FLOOR EAST LOCKBOX 5193
NEW YORK WOMEN'S FOUNDATION
34 WEST 22ND STREET	NEW YORK	NY	10010	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$500
OPEN SPACE
151 POST ROAD	OLD WESTBURY	NY	11568	NONE	PUBLIC SUPPORT	GENERAL SUPPORT	$1,000
OVERSEAS PRESS CLUB
40 WEST 45TH STREET	NEW YORK	NY	10036	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$1,000
PKD FOUNDATION
9221 WARD PARKWAY SUITE 400	KANSAS CITY	MO	64114	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$100
PHILIPSTOWN DEPOT THEATRE
PO BOX 221 GARRISON LANDING	GARRISON	NY	10524	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$350
POLICE ATHLETIC LEAGUE
34 1/2 EAST 12TH STREET	NEW YORK	NY	10003	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$300
PRESERVATION LEAGUE OF NEW YORK STATE
44 CENTRAL AVENUE	ALBANY	NY	12206	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$250
PEN AMERICAN CENTER
588 BROADWAY SUITE 303	NEW YORK	NY	10012	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$1,000
PUTNAM COUNTY HISTORICAL SOCIETY
63 CHESTNUT	COLD SPRING	NY	10516	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$200
RAFKIS
PO BOX 711723	SALT LAKE CITY	UT	84171	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$500
RIVERKEEPER
828 SOUTH BROADWAY	FARRYTOWN	NY	10591	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$500
RIVERSIDE PARK FUND
475 RIVERSIDE DRIVE	NEW YORK	NY	10115	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$500
ROCKING THE BOAT
812 EDGEWATER ROAD	BRONX	NY	10474	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$1,000
SALVATION ARMY
615 SLATER LANE PO BOX 269	ALEXANDRIA	VA	22313	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$2,000
SCENIC HUDSON
ONE CIVIC CENTER PLAZA SUITE 200	POUGHKEEPSIE	NY	12601	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$2,000
SCHOLA CANTORUM ON HUDSON
PO BOX 3914	JERSEY CITY	NJ	073033914	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$500
SECOND STAGE THEATRE INC
307 WEST 43RD STREET	NEW YORK	NY	10036	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$500
SINGLE STOP USA
1825 PARK AVE SUITE 503	NEW YORK	NY	10035	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$25,000
SOHO ALLIANCE
PO BOX 429 PRINCE STREET STATION	NEW YORK	NY	10012	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$250
SPECIAL OLYMPICS
504 BALLTOWN ROAD	SCHENECTADY	NY	12304	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$250
STANLEY M ISAACS NEIGHBORHOOD CENTER
415 EAST 93RD STREET	NEW YORK	NY	101286904	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$10,000
THE METROPOLITAN MUSEUM OF ART
1000 FIFTH AVENUE	NEW YORK	NY	10028	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$500
THORNE ECOLOGICAL INSTITUTE
PO BOX 19107	BOULDER	CO	80308	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$1,000
VASSAR COLLEGE
124 RAYMOND AVENUE	POUGHKEEPSIE	NY	12604	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$500
VICTORIAN SOCIETY OF AMERICA NY CHAPTER
232 EAST 11TH STREET	NEW YORK	NY	10003	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$500
VOCAL EASE
240 WEST 73RD STREET SUITE 1403	NEW YORK	NY	10023	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$200
WNET
825 EIGHTH AVENUE	NEW YORK	NY	10019	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$2,500
WNYC
ONE CENTER STREET	NEW YORK	NY	10007	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$5,000
WOMEN'S CAMPAIGN FUND
734 15TH STREET NW	WASHINGON	DC	20005	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$25,300
WOMENS LAW
55 WASHINGTON ST SUITE 614	BROOKLYN	NY	11201	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$500
YOUNG PEOPLE CHORUS OF NEW YOUR CITY INC
1995 BROADWAY SUITE 305	NEW YORK	NY	10023	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$1,500
PASS THRU DONATION - MAI WEALTH INCOME OPPORTUNITY
1360 E 9TH STREET SUITE 1100	CLEVELAND	OH	44114	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$5
CITY HARVEST
575 EIGHTH AVENUE	NEW YORK	NY	10018	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$1,000

Field	Value	IRS element (for citing)
Tot Grant Or Contri Paid During Year	357030	TotGrantOrContriPaidDuringYear

Analysis Income Producing Acty AnalysisIncomeProducingActy

Field	Value	IRS element (for citing)
Fees Contracts From Govt Agencies		FeesContractsFromGovtAgencies
Membership Dues And Assessments		MembershipDuesAndAssessments

Int On Savings And Temp Cash Invst IntOnSavingsAndTempCashInvst

Field	Value	IRS element (for citing)
Exclusion Code	14	ExclusionCode
Exclusion	$98,454	ExclusionAmount

Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII

Field	Value	IRS element (for citing)
Exclusion Code	14	ExclusionCode
Exclusion	$108,491	ExclusionAmount

Field	Value	IRS element (for citing)
Net Rental Incm Re Debt Fincd Prop		NetRentalIncmReDebtFincdProp
Net Rntl Incm Re Not Debt Fincd Prop		NetRntlIncmReNotDebtFincdProp
Net Rental Incm Personal Property		NetRentalIncmPersonalProperty

Other Investment Income Part VII OtherInvestmentIncomePartVII

Field	Value	IRS element (for citing)
Exclusion Code	15	ExclusionCode
Exclusion	$32,292	ExclusionAmount

Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry

Field	Value	IRS element (for citing)
Exclusion Code	18	ExclusionCode
Exclusion	-$218,619	ExclusionAmount

Field	Value	IRS element (for citing)
Net Income Loss From Special Events		NetIncomeLossFromSpecialEvents
Gross Profit Loss Sales Of Invntry		GrossProfitLossSalesOfInvntry

Other Revenue Described OtherRevenueDescribed (4 entries)

DescriptionDescription	ExclusionExclusionAmount
MISCELLANEOUS INCOME
MAI WEALTH OPPORTUNITY FUND K-1
MAI WEALTH OPPORTUNITY MASTER FUND K-1	-$1,817
CONTRIBUTIONS, GIFTS, AND GRANTS

Subtotals Part XVIA SubtotalsPartXVIA

Field	Value	IRS element (for citing)
Exclusion	$18,801	ExclusionAmount

Field	Value	IRS element (for citing)
Total Part XVIA	18801	TotalPartXVIA

Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO

Field	Value	IRS element (for citing)
Trnsfr Of Cash To Noncharitable EO	false	TrnsfrOfCashToNoncharitableEO
Trnsfr Oth Assets Noncharitable EO	false	TrnsfrOthAssetsNoncharitableEO
Sales Or Exchanges Of Assets	false	SalesOrExchangesOfAssets
Purchase Assets Noncharitable EO	false	PurchaseAssetsNoncharitableEO
Rental Of Facilities Etc	false	RentalOfFacilitiesEtc
Reimbursement Arrangements	false	ReimbursementArrangements
Loans Or Loan Guarantees	false	LoansOrLoanGuarantees
Performance Of Services Etc	false	PerformanceOfServicesEtc
Sharing Of Facilities Etc	false	SharingOfFacilitiesEtc
Relationships Noncharitable E Os	false	RelationshipsNoncharitableEOs

Depreciation Schedule DepreciationSchedule

Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule

Investments Corp Bonds InvestmentsCorpBonds (11 entries)

Name Of BondNameOfBond	EOY Book ValueEOYBookValue	EOYFMVEOYFMV
100,000 GENERAL ELECTRIC NTS	0	0
200,000 GOLDMAN SACHS BDS 7.8%	0	0
200,000 BANKAMERICA NTS 7.125%	197304	209690
200,000 ANHEUSER-BUSCH NT 7.5%	204082	214762
200,000 VERIZON NE DEB 6.5%	207268	207778
200,000 GENERAL ELECTRIC 5.50%	201200	202816
200,000 FNMA	0	0
200,000 FEDERAL NATL MORT ASSN	0	0
200,000 FNMA STEP UP	0	0
200,000 GOLDMAN SACHS 5.0%	201664	200218
200,000 MORGAN STANLEY	198500	198932

Investments Corp Stock Schedule InvestmentsCorpStockSchedule

Investments Corp Stock InvestmentsCorpStock (29 entries)

Name Of StockNameOfStock	EOY Book ValueEOYBookValue	EOYFMVEOYFMV
10,019.815 SHS VANGUARD INDEX	1286086	1160495
17,064.362 SHS BRANDYWINE	0	0
6,679.101 SHS HARBOR CAPITAL	203597	245257
25,966.311 SHS COLUMBIA ACORN	566432	783923
15,616.458 SHS VANGUARD SMALL	354157	542672
8,910 SHS TIME WARNER INC	174568	286635
14,998.418 FIDELITY DIV INTL	311594	452202
17,586.138 FIDELITY DIS EQTY	444437	396216
10,479.398 MATTHEW CHINA FD	159227	307675
29,989.004 MUTUAL BEACON	447981	367065
11,558.628 TROWE PRICE NW ASIA	189341	221694
2,400 SHS ISHARES FTSE/XINHUA	43560	103416
10,609.4 HENNESSY CORN GRWTH	203171	114157
11,774.355 MATTHEWS INDIA FD	170953	253031
10,980.279 T.ROWE PRICE GRWTH	320119	353016
5,083.482 THIRD AVE VALUE FD	285835	263121
3,000 CLAYMORE ETF SABRIENT IN	74888	97950
8,222.285 SHS DODGE & COX INTL	369100	293618
10,375.231 SSGA EMERGING MKTS	296250	234169
809 SHS AOL	12241	19181
5,000 ANNALY MORTGAGE MNMT INC	87161	89600
2,236 SHS TIME WARNER CABLE	61541	147643
5,203.994 SHS MAI WEALTH INC.	496080	287316
18,000 SHS JP MORGAN ALERIAN	429516	654300
12,354.314 SHS GATEWAY INDEX	305903	321953
171.067 SHS DWS INVTS TR MUNI	0	0
16,794.425 GOLDMAN SACHS GRWTH	378622	408944
13,014.274 SHS MERGER FUND	203704	205365
100,000 SHS PNC BANK	110000	112465

Investments Other Schedule2 InvestmentsOtherSchedule2

Investments Other InvestmentsOther (2 entries)

Category Or ItemCategoryOrItem	Listed At Cost Or FMVListedAtCostOrFMV	Book ValueBookValue	EOYFMVEOYFMV
DIVIDENDS RECEIVABLE	AT COST	3050	3050
CAPITAL GAINS RECEIVABLE	AT COST	150	150

Land Etc Schedule2 LandEtcSchedule2

Other Decreases Schedule OtherDecreasesSchedule

Other Decreases OtherDecreases

Field	Value	IRS element (for citing)
Description	PRIOR PERIOD ADJUSTMENT	Description
Amount	$2,359	Amount

Other Expenses Schedule OtherExpensesSchedule

Other Expenses OtherExpenses

Field	Value	IRS element (for citing)
Description	NEW YORK STATE FILING FEES	Description
Revenue And Expenses Per Books	250	RevenueAndExpensesPerBooks
Net Investment Income	250	NetInvestmentIncome

Other Income Schedule2 OtherIncomeSchedule2

Other Income OtherIncome (3 entries)

DescriptionDescription	Revenue And Expenses Per BooksRevenueAndExpensesPerBooks	Net Investment IncomeNetInvestmentIncome	Adjusted Net IncomeAdjustedNetIncome
MISCELLANEOUS INCOME
MAI WEALTH INCOME OPP FUND K-1	-1817	-1817	-1817
Royalty Income	32292	32292	32292

Other Professional Fees Schedule OtherProfessionalFeesSchedule

Other Professional Fees OtherProfessionalFees (2 entries)

CategoryCategory	AmountAmount	Net Investment IncomeNetInvestmentIncome
INVESTMENT ADVISORY FEES	$74,277	74277
MAI WEALTH INCOME OPP. FD	$4,461	4461

Taxes Schedule TaxesSchedule

Taxes Taxes (2 entries)

CategoryCategory	AmountAmount	Net Investment IncomeNetInvestmentIncome
FOREIGN INCOME TAXES	$2,822	2822
FEDERAL INVESTMENT INCOME TAX	$2,100	2100